Heritage Trail Ext Engrg C AmenMEMORANDUM
December 26, 2002
TO:The Honorable Mayor and City Council Members
FROM:Michael C. Van Milligen, City Manager
SUBJECT:Amendment to Engineering Contract for Heritage Trail Extension
Planning Services Manager Laura Carstens is recommending City Council approval to
amend the engineering contract with Veenstra & Kimm for the Heritage Trail Extension
project from 22nd Street to the Mines of Spain. The proposed amendment would add
the connection from the Dubuque Jaycees Trail at the northeast corner of Kerper
Boulevard and 16th Street across the Peosta Channel to the Heron Pond Wetlands
Nature Trail in Miller-Riverview Park.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
Michael C. Van Milligen
MCVM/jh
Attachment
cc: Barry Lindahl, Corporation Counsel
Cindy Steinhauser, Assistant City Manager
Laura Carstens, Planning Services Manager
MEMORANDUM
December 20, 2002
To:Michael Van Milligen, City Manager
From:Laura Carstens, Planning Services Manager
Subject:Amendment of Engineering Contract for Heritage Trail Extension
INTRODUCTION
The purpose of this memo is to request City Council approval to amend the engineering
contract with Veenstra & Kimm for the Heritage Trail Extension project from 22nd Street
to the Mines of Spain. The proposed amendment would add the connection from the
Dubuque Jaycees Trail at the northeast corner of Kerper Blvd. and 16th Street across
the Peosta Channel to the Heron Pond Wetlands Nature Trail in Miller-Riverview Park.
DISCUSSION
The City has retained Veenstra & Kimm for engineering services for the Heritage Trail
Extension project from 22nd Street to the Mines of Spain. This project is funded with a
$322,760 federal grant and an $182,000 state grant.
In addition to 10 miles of on-street signed routes, this project includes several off-road
sections: (1) the powerline trail between Grandview Avenue and Julien Dubuque Drive,
(2) paved shoulders along Julien Dubuque Drive from the powerline trail to the Riprow
Valley Rec Area, and (3) the overlook trail from Sycamore Street to Kerper Blvd. along
the 16th Street detention basin via the Audubon Wildlife Overlook.
This project included an on-street signed route from the Dubuque Jaycees Trail to the
Heron Pond Wetlands Nature Trail across the Peosta Channel on the 16th Street bridge.
There is the high volume of vehicle traffic on the bridge. Bike/pedestrian access is
limited to a sidewalk on the south side of the bridge.
To address our concerns with bicyclist and pedestrian safety, Veenstra & Kimm
developed a preliminary design for an off-road trail connection at the 16th Street bridge.
The City was successful in obtaining a second federal grant of $233,000 to build this off-
road connection based on this preliminary design work.
Contract Amendment
Page 2 of 2
RECOMMENDATION
We are recommending the amendment of Veenstra & Kimm's current contract for
engineering services for the Heritage Trail Extension project, to add the connection from
the Dubuque Jaycees Trail to the Heron Pond Wetlands Nature Trail at a cost of
$25,154 for these reasons:
> Veenstra & Kimm's current contract for the Heritage Trail Extension project from
22nd Street to the Mines of Spain is under budget.
>Veenstra & Kimm's proposed contract amendment for engineering services to
build the off-road connection between the Dubuque Jaycees Trail and the Heron
Pond Wetlands Nature Trail is reasonable and within the budget for this project.
>Veenstra & Kimm has completed the preliminary design work for this project. It is
most cost effective for the City to retain the same firm for the engineering
services to prepare final designs and construction documents.
>The Iowa Department of Transportation will allow the City to amend the current
engineering contract for the trail project, rather than soliciting proposals for
engineering services.
REQUEST
The request is for the City Council to approve Veenstra & Kimm's proposed contract
amendment to add engineering services for extension of the Heritage Trail between the
Dubuque Jaycees Trail and the Heron Pond Wetlands Nature Trail,
If approved by the City Council, we will request concurrence from the Iowa Department
of Transportation, which is the granting agency for the two federal grants.
CC Mike Koch, Public Works Director
Mike Felderman, Civil Engineer
Prepared by: Laura Carstens. City P~anner Address: 50 W. 13th Street. Dubuaue Telephone: 589-4210
RESOLUTION NO. 6-03
RESOLUTION APPROVING AMENDMENT OF ENGINEERING CONTRACT FOR
HERITAGE TRAIl_ EXTENSION PROJECT
Whereas, the City of Dubuque has a contract with Veenstra & Kimm for
engineering services for the Heritage Trail Extension from 22nd Street to the Mines of
Spain; and
Whereas, Veenstra & Kimm has completed the preliminary design for the Heritage
Trail Extension from the Dubuque Jaycees Trail to the Heron Pond Wetlands Nature Trail;
and
Whereas, the City of Dubuque has determined that retaining Veenstra & Kimm to
complete the final design and construction documents for the Hedtage Trail Extension
from the Dubuque Jaycees Trail to the Heron Pond Wetlands Nature Trail is in the best
interest of the city.
NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
DUBUQUE, IOWA:
Section 1. That the contract with Veenstra & Kimm for engineering services for the
Heritage Trail Extension from 22"d Street to the Mines of Spain is hereby amended to add
engineering services to complete the final design and construction documents for the
Heritage Trail Extension from the Dubuque Jaycees Trail to the Heron Pond Wetlands
Nature Trail at a cost of $25,154.
Passed, approved and adopted this 6 th day of ,]anuary ,2003.
Terrance M. Duggan, Mayor
Attest:
Jeanne F. Schneider, City Clerk
lesreten~vp/cou ncilN& K amendment res.doc
AGREEMENT FOR PROFESSIONAL SERVICES
HERITAGE TRAIL PROJECTi 22"'~ STREET TO MINES OF SPAIN
STP-ES-2100(617)--81-31
AMENDMENT 1-- HERITAGE TRAIL PROJECT:
DUBUQUE JAYCEES TRAIL TO HERON POND WETLANDS NATURE TRAIL
DUBUQUE, IOWA
This amendment agreement made and entered into this day of ,2003, by
and between the City of Dubuque, Iowa, hereinafter referred to as the "Qwner" and Veenstra &
Kimm, Inc. hereinafter referred to as the "Consultant".
WITNESSETH:
Whereas, the Owner had decided to build the Heritage Trail Project: Dubuque Jaycees Trail to
Heron Pond Wetlands Nature Trail; and
Whereas, it has been agreed that the Owner shall proceed to the preparation of final design
plans, specifications and estimates for the Heritage Trail Project: Dubuque Jaycaes Trail to
Heron Pond Wetlands Nature Trail subject to the concurrence and approval of the Iowa
Department of Transportation, and the Owner; and
Whereas, the Owner desires to employ the Consultant to provide Professional Services in
connection with the design and preparation of plans, specifications and estimates for said
Project; and
Whereas, the Consultant is willing to perform such Professional Services in accordance with the
terms of this agreement and represents that it is in compliance with iowa statutes relating to the
registration of Professional Staff; and
Whereas, in accordance with Iowa Law (Chapter 384, Code of Iowa 1999), the Owner is
authorized to enter into such agreement;
NOW, THEREFORE: The parties, for the consideration specified below, mutually agree to
amend Section XIX of the original agreement dated November 9, 2000 as follows:
XIX. FEES AND PAYMENTS
For full and complete compensation for all work, materials, and services furnished
under the terms of this Agreement, the Consultant shall be paid fees in the
amounts of the Consultant's actual costs plus applicable fixed fee amounts.
Consultant's actual cost shall include payments to any subconsultants. The
estimated costs and fixed fee are shown below and are based on the work
Page 1
Attachment
The nature of professional services is such that actual costs are not complete
determinate. Therefore, it is possible that the Consultant's actual costs may
exceed those shown below and shown in Attachment D. A contingency amount
has been established to provide for actual costs which exceed those estimated.
Estimated Actual Costs $108,903.06
Fixed Fee 5,331.65
Contingency 5,200.00
Subconsultant 9,720.00
Amount Payable $1291154.71
If at any time during the work the Consultant determines that its actual costs will
exceed the estimated actual costs, thus necessitating the use of the contingency
amount, it will promptly notify the Owner in writing and describe what costs are
causing the overrun and the reason. The Consultant shall not exceed the
estimated actual costs without the prior written approval of the Owner. The State
may audit the Consultant's cost records prior to authorizing the use of the
contingency amount.
The Consultant shall require any subconsultants to notify him if at any time they
determine that their costs will exceed their estimated actual costs without prior
written approval of the Owner.
The Consultant shall establish a procedure for comparing the actual costs incurred
during the performance of the work to the estimated actual costs listed above.
The purpose is to monitor these two elements and thus provide for early
identification of any potential for the actual costs exceeding the estimated actual
costs.
The prime Consultant is cautioned that cost overruns associated with any
subconsultant's contract are not available for use by the prime contractor unless
formal approval has been given.
If the Consultant, or his subconsultant(s), exceeds the estimated actual costs for
any reason (other than that covered in paragraph D) before the Owner is notified in
writing, the Owner will have the right, at its discretion to deny the use of the
contingency amount.
The fixed fee amounts will not be changed unless there is a substantial change in
scope, character, or complexity of the services from those covered by this
Page 2
Agreement or the time schedule is changed by the Owner. Any change in the
fixed fee amount will be made by supplemental agreement.
The maximum amount payable under this contract is $.129,154.71 which is the
sum of the above amounts. The maximum amount payable can be increased by
Supplemental Agreement if the Consultant establishes and the Owner agrees that
the original estimates of anticipated manhours were inaccurate or that there is a
justifiable change in the salary rates, payroll additives, overhead rates, or other
supported costs from what was estimated. If at any time it is determined that a
maximum amount payable has been or will be exceeded, the Consultant will notify
the Owner in writing. The maximum amount payable will be increased by a
Supplemental Agreement or this Agreement will be terminated, with the Owner
having the right, at its discretion, to terminate this contract without payment of the
amount exceeding the maximum amount payable. The Consultant shall submit
proposed contracts with subconsultants to the Owner to review and approve prior
to their execution.
D. Reimbursable Costs
Reimbursable costs are the actual costs incurred by the Consultant which are
attributable to the specific work covered by this Agreement and allowable under
the provision of Title 48, Subchapter E, Parts 31.105 and 31.2 of the current
Federal Acquisition Regulations.
These include the following:
Salaries of the employees for time chargeable to work covered by the
Agreement, and salaries of principles for the time they are productively
engaged in work necessary to fulfill the terms of the agreement.
Payments. Monthly payments shall be made based on the percentage of work
completed and substantiated by monthly progress reports. The report shall
indicate the hours and reimbursable expenses associated with the work completed
during the month. The retention amount shall not exceed 5% of the maximum
amount payable. The portion of the lump sum fee to be paid will be in the
proportion of the actual work completed documented on the monthly progress
reports. Upon completion, delivery and acceptance of all work contemplated
under this Agreement, the Consultant shall submit only one final and complete
invoice statement of costs incurred and/or amounts earned. At such time payment
of 100% of the lump sum fee and reimbursable expenses shall be paid. The
Consultant agrees to reimburse the Owner for possible overpayment determined
by audit.
Page 3
IN WITNESS WHEREOF, the parties' duly authorized officials have executed this Amendment 1
as of the dates indicated below.
VEENSTRA & KIMM, INC.
By
Title
Date
By.
CITY OF DUBUQUE, IOWA
Title
Date
ATTEST
By
ATTEST
B~
Date
Date
IOWA DEPARTMENT OF TRANSPORTATION
Project Development Division
Accepted for Authorization
By:
Date:
District 6 Local Systems Engineer
Page 4
ATTACHMENT A
CERTIFICATION OF CONSULTANT
I hereby certify that I am a partner and duly authorized representative of the firm of Consultant
whose address is Veenstra & Kimm, Inc., 3000 Westown Parkway, West Des Moines, Iowa
50266, and that neither I nor the above firm I herein represent has:
(a) employed or retained for a commission, percentage, brokerage, contingent fee, or other
consideration, any firm or person (other than a bonafide employee working solely for me or the
above Consultant) to solicit or secure this contract.
(b) agree, as an express or implied condition for obtaining this contract, to employ or retain the
services of any firm or person in connection with carrying out the contract, or
(c) paid, or agreed to pay, to any firm, organization or person (other than a bonafide employee
working solely for me or the above Consultant) any fee. contribution, donation or consideration
of any kind for, or in connection with, procuring or carrying out the contract; except as here
expressly stated (if any):
I acknowledge that this certificate is to be furnished to the Iowa Department of Transportation
and the Federal Highway Administration, U.S. Department of Transportation. in connection with
this contract involving participation of Federal-aid Highway funds, and is subject to applicable
State and Federal laws, both criminal and civil.
(Date)
(Signature)
Page 5
AT[ACHMENT B
CERTIFICATION OF OWNER
I hereby certify that I am the Owner and that the above consulting firm or its representative has
not been required, directly or indirectly as an express or implied condition in connection with
obtaining or carrying out this Agreement to:
(a) employ or retain, any firm or person, or
(b) pay, or agree to pay, to any firm, person, organization, any fee contribution, donation or
consideration of any kind; except as here expressly stated (if any):
I acknowledge that this certificate is be furnished to the Iowa Department of Transportation and
to the Federal Highway Administration, in connection with this Agreement involving participation
of federal-aid highway funds and is subject to applicable state and federal laws, both criminal
and civil.
(Date)
(Signature
Page 6
ATTACHMENT C
CERTIFICATION REGARDING DEBARMENT, SUSPENSION, AND OTHER
RESPONSIBILITY MATTERS -- PRIMARY COVERED TRANSACTIONS
Instructions for Certification
By signing and submitting this proposal, the prospective primary participant is providing
the certification set out below.
The inability of a person to provide the certification required below will not necessarily
result in denial of participation in this covered transaction. The prospective participant
shall submit an explanation of why it cannot provide the certification set out below. The
certification or explanation will be considered in connection with the department or
agency's determination whether to enter into this transaction. However. Failure of the
prospective primary participant to furnish a certification or an explanation shall disqualify
such person from participation in this transaction
The certification in this clause is a material representation of fact upon which reliance
was laced when the department or agency determined to enter into this transaction. If it
is later determined that the prospective primary participant knowingly rendered an
erroneous certification, in addition to other remedies available to the Federal
Government, the department or agency may terminate this transaction for cause of
default.
The prospective participant shall provide immediate written notice to the department or
agency to whom this proposal is submitted if at any time the prospective primary
participant learns that its certification was erroneous when submitted or has become
erroneous by reason of changed circumstances.
The terms "covered transaction," "debarred." suspended," "ineligible, "lower tier covered
transaction," "participant, "person," "primary covered transaction." pnncipal," "proposal,"
and "voluntarily excluded," as used in this clause, have the meanings set out in the
Definitions and Coverage sections of the rules Implementing Executive Order 12549.
You may contact the department or agency to which this proposal is being submitted for
assistance in obtaining a copy of those regulations.
The prospective primary participant agrees by submitting this proposal that should the
proposed covered transaction be entered into, it shall not knowingly enter into any lower
tier covered transaction with a person who is debarred, suspended, declared ineligible, or
voluntarily excluded from participation in this covered transaction, unless authorized by
the department or agency entering into this transaction.
7. The prospective primary participant further agrees by submitting this proposal thai it will
Page 7
include the clause title "Certification Regarding Debarment, Suspension, Ineligibility and
Voluntary Exclusion -- Tower Tier Covered Transaction," provided by the department or
agency entering into this covered transaction, without modification, in all lower tier
covered transactions and in all solicitations for lower tier covered transactions.
A participant in a covered transaction may rely upon a certification of a prospective
participant in a lower tier covered transaction that is not debarred, suspended, ineligible,
or voluntarily excluded from the covered transaction, unless it knows that the certification
is erroneous. A participant may decide the method and frequency by which it determines
the eligibility of its principals. Each participant may, but it not required to, checkthe Non-
procurement list.
Nothing contained in the foregoing shall be construed to require establishment of a
system of records in order to render in good faith the certification required by this clause.
The knowledge and information of a participant is not required to exceed that which is
normally possessed by a prudent person in the ordinary course of business dealings.
10.Except for transactions authorized under paragraph 6 of these instructions, if a
participant in a covered transaction knowingly enters into a lower tier covered transaction
with a person who is suspended, debarred, ineligible, or voluntarily excluded from
participation in this transaction, in addition to other remedies available to the Federal
Government, the department or agency may terminate this transaction for cause or
default.
Certification
The prospective primary participant certifies to the best of its knowledge and belief, that it
and its principals:
Are not presently debarred, suspended, proposed for debarment , declared
ineligible, or voluntarily excluded from cover transactions by any federal
department or agency;
Have not within a three-year period preceding this proposal been convicted of or
had a civil judgment rendered against them for commission of fraud or a criminal
offense in connection with obtaining, attempting to obtain, or ped:orming a public
(federal, state or local) transaction or contract under a public transaction; violation
of federal or state antitrust statutes or commission of embezzlement, theft, forgery,
bribery, falsification or destruction of records, making false statements, or
receiving stolen property;
Are not presently indicted for or otherwise criminally or civilly charged by a
governmental entity (federal, state or local) with commission of any of the offenses
enumerated in paragraph (1)(b) of this certification; and
Page 8
d. Have not within a three-year period preceding this application/proposal had one or
more public transactions (federal Owner or local) terminated for cause or default.
Where the prospective primary participant is unable to certify to any of the statements in
this certification, such prospective participant shall attach an explanation to this proposal.
ATTEST:
State of Iowa
Polk County
I, H. R. Veenstra Jr., president of Veenstra & Kimm, Inc. being duly sworn (or under penalty or
perjury under the laws of the United States, STATE of Iowa) do hereby certify that the above
statements are true and correct.
(Signature)
Subscribed and sworr to the
day of ,2003.
Page 9
ATTACHMENT D
ITEMIZED CONSTRUCTION COST ESTIMATE
Design $ 69,069.50
Support IDOT Bidding $ 2,050.28
Construction Contract Administration $ 17,027.22
Construction Inspection $ 41,007.71
Total $129,154.71
Total Construction Estimate $915,070.00
Page 10