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Seventh Amendment to Amended and Restated Development with Dubuque Racing Association Copyrig hted February 15, 2021 City of Dubuque Consent Items # 8. City Council Meeting ITEM TITLE: SeventhAmendmenttoAmended and Restated Development Agreement befinreen the City of Dubuque, lowa, and Dubuque Racing Association, LTD SUM MARY: City Manager recommending approval of the Seventh Amendment to Amended and Restated Development Agreement between the City of Dubuque, lowa, and Dubuque Racing Association, LTD. RESOLUT ION Approving the Seventh Amendment to Amended and Restated Lease Agreement between the Dubuque Racing Association and the City of Dubuque SUGGESTED Suggested Disposition: Receive and File;Adopt Resolution(s) DISPOSITION: ATTACHMENTS: Description Type Seventh Amendment to DRAAmended and Restated City Manager Memo DevelopmentAgreement-MVM Memo Staff Memo Staff Memo Resolution Resolutions Amendment- Redline Supporting Documentation Amendment- Clean Supporting Documentation Dubuque THE CITY OF � ui-Aseria cih DuB E , . � . , � II � Maste iece on tj2e Mississi i zoo�•zoiz•zois YP pp zoi�*zoi9 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Seventh Amendment to Amended and Restated Development Agreement between the City of Dubuque, lowa, and Dubuque Racing Association, LTD DATE: January 31, 2021 The City of Dubuque and Dubuque Racing Association, LTD. are parties to an Amended and Restated Lease Agreement (the Lease Agreement) dated for reference purposes the 31 st day of March, 2004. In 2019, the lowa General Assembly approved sports wagering. The City and DRA have agreed to amend the Lease Agreement to include revenue from sports wagering in Section 3, the section that describes rental paid by DRA. That revision is the subject of the proposed Seventh Amendment. Senior Counsel Barry Lindahl recommends City Council approval of the Seventh Amendment to Amended and Restated Development Agreement. I concur with the recommendation and respectfully request Mayor and City Council approval. � Mic ael C. Van Milligen MCVM:jh Attachment cc: Crenna Brumwell, City Attorney Cori Burbach, Assistant City Manager Barry A. Lindahl, Senior Counsel Jesus Aviles, President & CEO, Dubuque Racing Association Richard Whitty, O'Connor & Thomas, P.C. Dubuque THE CITY OF � All•Ameriea City Du B E ��w���K�,��� ' � II ��' Maste iece on the Mississi i Z°°'`z°lZ=Z°13 �p pp Zoi�*Zoi9 BARRY A. LINDAHL, ESQ. SENIOR COUNSEL MEMO To: Michael C. Van Milligen City Manager DATE: January 29, 2021 RE: Seventh Amendment to Amended and Restated Development Agreement between the City of Dubuque, lowa, and Dubuque Racing Association, LTD The City of Dubuque and Dubuque Racing Association, LTD. are parties to an Amended and Restated Lease Agreement (the Lease Agreement) dated for reference purposes the 31 St day of March, 2004. The Lease Agreement was amended by the First Amendment dated the 4t" day of April, 2005, the Second Amendment dated the 29th day of June, 2005, the Third Amendment dated the 2nd day of February, 2009, the Fourth Amendment dated the 7t" day of June, 2010, the Fifth Amendment dated the 3rd day of November, 2014, and the Sixth Amendment dated the 16th day of February, 2015. In 2019, the lowa General Assembly approved sports wagering. The City and DRA have agreed to amend the Lease Agreement to include revenue from sports wagering in Section 3, the section that describes rental paid by DRA. That revision is the subject of the proposed Seventh Amendment attached hereto. I recommend the attached Resolution and Seventh Amendment to Amended and Restated Lease Agreement be submitted to the City Council for consideration and approval. BAL:jmm cc: Crenna M. Brumwell, City Attorney Jesus Aviles Rich Whitty OFFICE OF THE CITY ATTORNEY DUBUQUE, IOWA SUITE 330, HARBOR VIEW PLACE, 300 MAIN STREET DUBUQUE, IA 52001-6944 TE�EPHONE (563)583-4113/FAx (563)583-1040/Ennai� balesq@cityofdubuque.org Prepared by Barry A. Lindal, Esq. 300 Main St., Ste. 330, Dubuque IA 52001-6944, (563) 583-4113 Return to Adrienne N. Breitfelder, City Clerk, 50 W. 13th St., Dubuque, IA 52001, (563) 589-4100 RESOLUTION NO. 35-21 APPROVING THE SEVENTH AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT BETWEEN THE DUBUQUE RACING ASSOCIATION AND THE CITY OF DUBUQUE Whereas, the City of Dubuque (City) and the Dubuque Racing Association, LTD. (Association) are parties to an Amended and Restated Lease Agreement (the Lease Agreement) dated for reference purposes the 31st day of March, 2004, as amended by the First Amendment dated the 4th day of April, 2005, the Second Amendment dated the 29th day of June, 2005, the Third Amendment dated the 2nd day of February, 2009, the Fourth Amendment dated the 7th day of June,, 2010, the Fifth Amendment dated the 3rd day of November, 2014, and the Sixth Amendment dated the 16th day of February, 2015; and Whereas, City and Association now desire to amend the Lease Agreement as set forth in the attached Seventh Amendment; and Whereas, the City Council of the City of Dubuque finds that it is in the interests of the City of Dubuque to approve the Seventh Amendment attached hereto. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA AS FOLLOWS: Section 1. The Seventh Amendment to Amended and Restated Lease Agreement attached hereto is hereby approved. Section 2. The Mayor is hereby authorized and directed to execute the Seventh Amendment on behalf of the City of Dubuque. Passed, approved and adopted this 15th da of February, 2021. r Roy D., uol, Mayor Attest: �► Adrienne N. Breitfelder, City Clerk SEVENTH AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT BETWEEN THE DUBUQUE RACING ASSOCIATION AND THE CITY OF DUBUQUE This SEVENTH AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT is dated for reference purposes the day of , 2021. Whereas, the City of Dubuque (City) and Dubuque Racing Association, LTD. (Association) are parties to an Amended and Restated Lease Agreement dated for reference purposes the 31 st day of March, 2004, as amended by the First Amendment dated the 4th day of April, 2005, the Second Amendment dated the 29th day of June, 2005, the Third Amendment dated the 2nd day of February, 2009, the Fourth Amendment dated the 7th day of June, 2010, the Fifth Amendment dated the 3rd day of November, 2014, and the Sixth Amendment dated the 16th day of February 2015 (hereafter referred to collectively as the "Lease Agreement"); and Whereas, City and Association desire to enter into a Seventh Amendment of the Lease Agreement to further amend the Amended and Restated Lease Agreement as set forth herein. NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS: 1. Par. 3 of the Lease Agreement, as previously amended, is deleted and shall now read as follows: 3. Rental. Association shall pay City monthly rent equal to one per cent (1%) of gross receipts from all gambling games (including but not limited to slot machines and video machines which simulate table games of chance) and four and eight-tenths per cent (4.8%) of the table game adjusted gross receipts (amounts actually wagered at table games less winnings paid to wagerers) for table games conducted at ' Q Casino for each month such games are conducted and, beqinninq January 1, 2020, one-half of one per cent (0.50°/o) of monthly sports wagering. Such payments shall be due on the tenth day of the following month. City shall expend such funds for capital expenditures, including but not limited to, street lighting, street improvements, the Civic Center, parks & recreation, the replacement of motor vehicles and operating equipment, economic and tourism development projects. In the event rent payments under this paragraph exceed the budgetary needs enumerated for the foregoing capital expenditures in City's general fund capital improvements budget, then the City shall use remaining rents for funding of police, fire, and other public safety departments. City shall use any rent payments remaining after exhausting Page 1 of 2 the foregoing purposes, if any, for mass transit and library budgets. Notwithstanding the foregoing, however, City shall not be limited in any manner from the issuance of debt to fund capital improvements for other purposes or from using other revenue sources, required to be dedicated to capital improvements, to fund the capital improvement budget. All rent payments shall be used by City exclusively for the promotion of social welfare under IRC §501(c)(4). 2. All other provisions of the Lease Agreement shall remain in full force and effect. 3. This Seventh Amendment to the Lease Agreement is dated the day of , 2021, for reference purposes, but shall become effective only upon the date of the last of required approvals by the Association's Board of Directors, Association's Lender, City's City Council, and the lowa Racing and Gaming Commission. CITY OF DUBUQUE, IOWA DUBUQUE RACING ASSOCIATION, LTD. By: By: Roy D. Buol, Mayor Jesus M. Aviles, President Attest: Adrienne N. Breitfelder, City Clerk CONSENT TO AMENDMENT MidwestOne Bank consents to the foregoing SEVENTH AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT this day of , 2021. MIDWESTONE BANK By: Its: Page2of2 SEVENTH AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT BETWEEN THE DUBUQUE RACING ASSOCIATION AND THE CITY OF DUBUQUE This SEVENTH AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT is dated for reference purposes the 15t" day of February, 2021. Whereas, the City of Dubuque (City) and Dubuque Racing Association, LTD. (Association) are parties to an Amended and Restated Lease Agreement dated for reference purposes the 31 st day of March, 2004, as amended by the First Amendment dated the 4th day of April, 2005, the Second Amendment dated the 29th day of June, 2005, the Third Amendment dated the 2nd day of February, 2009, the Fourth Amendment dated the 7th day of June, 2010, the Fifth Amendment dated the 3rd day of November, 2014, and the Sixth Amendment dated the 16th day of February 2015 (hereafter referred to collectively as the "Lease Agreement"); and Whereas, City and Association desire to enter into a Seventh Amendment of the Lease Agreement to further amend the Amended and Restated Lease Agreement as set forth herein. NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS: 1. Par. 3 of the Lease Agreement, as previously amended, is deleted and shall now read as follows: 3. Rental. Association shall pay City monthly rent equal to one per cent (1 %) of gross receipts from all gambling games (including but not limited to slot machines and video machines which simulate table games of chance) and four and eight -tenths per cent (4.8%) of the table game adjusted gross receipts (amounts actually wagered at table games less winnings paid to wagerers) for table games conducted at Q Casino for each month such games are conducted and, beginning January 1, 2020, one-half of one per cent (0.50%) of monthly sports wagering. Such payments shall be due on the tenth day of the following month. City shall expend such funds for capital expenditures, including but not limited to, street lighting, street improvements, the Civic Center, parks & recreation, the replacement of motor vehicles and operating equipment, economic and tourism development projects. In the event rent payments under this paragraph exceed the budgetary needs enumerated for the foregoing capital expenditures in City's general fund capital improvements budget, then the City shall use remaining rents for funding of police, fire, and other public safety departments. City shall use any rent payments remaining after exhausting the foregoing purposes, if any, for mass Page 1 of 2 transit and library budgets. Notwithstanding the foregoing, however, City shall not be limited in any manner from the issuance of debt to fund capital improvements for other purposes or from using other revenue sources, required to be dedicated to capital improvements, to fund the capital improvement budget. All rent payments shall be used by City exclusively for the promotion of social welfare under IRC §501(c)(4). 2. All other provisions of the Lease Agreement shall remain in full force and effect. 3. This Seventh Amendment to the Lease Agreement is dated the 1511, day of February, 2021, for reference purposes, but shall become effective only upon the date of the last of required approvals by the Association's Board of Directors, Association's Lender, City's City Council, and the Iowa Racing and Gaming Commission. CITY OF DUBUQUE, iOWA By- �'t Roy D. Bu ayor Attest: 'f`` Adrienne N. Breitfelder, City Clerk CONSENT TO AMENDMENT L I MidwestOne Bank consents to the foregoing SEVENTH AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT this ___L1,tday of�Marr-hT MIDWESTONE BANK By: lts: irst vicek,�xesldentaria Senior Commercial. Banker Page 2 of 2