Proposed Ordinance Amendment to Incorporate Rent Abatement and Escrow Accounts_REMOVED Copyrighted
J une 7, 2021
City of Dubuque Action Items # 8.
City Council Meeting
ITEM TITLE: Proposed OrdinanceAmendmentto Incorporate RentAbatementand
Escrow Accounts
SUM MARY: City Manager recommending City Council approval of an ordinance
amendment to allowfor all remedies allowed by the State of lowa for
correcting code violations in rental properties.
ORDINANCE Amending City of Dubuque Code of Ordinances Title 14
Building and Development, Chapter 1 Building Codes, Article J Property
Maintenance Code, Section 14-1 J-2 I nternational Property Maintenance
Code Amendments
SUGGESTED Suggested Disposition: Receive and File; Motion B; MotionA
DISPOSITION:
ATTACHMENTS:
Description Type
Ordinance Amendment to I ncorporate Rent Abatement City Manager Memo
and EscrowAccounts-MVM Memo
Staff Memo Staff Memo
Ordinance Ordinance
Suggested Motion Wording Supporting Documentation
Dubuque
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TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: Proposed Ordinance Amendment to Incorporate Rent Abatement and
Escrow Accounts
DATE: June 3, 2021
The Building Codes adopted by the City Council, combined with the Rental License
Ordinance, dictate the fines, fees and penalties for noncompliance with building
codes as well as the Rental Licensing Ordinance.
The State of lowa Code allows cities several ways to encourage property owners to
keep properties maintained and licensed when letting that property to another
person (renting). The City of Dubuque Ordinance does not currently provide for all
remedies that the State of lowa allows. The remedies not listed in the City
Ordinances are; rent abatement and the establishment of an escrow account.
With the proposed ordinance amendment, the City will be able to abate rent if a
property owner fails to carry an active rental license, has failed to provide an
essential utility service or failed to remedy a condition that poses a substantial risk
to the health or safety of the tenant. Rent abatement means that the property owner
is unable to recover any rent from a tenant until the situation is cured. The rent that
is abated never becomes due/payable. If the City abates rent, notification will be
provided to both the property owner/agent and the tenants affected.
Additionally, with the proposed ordinance change, the City may set up an escrow
account for a property that remains in non-compliance with city codes. Rent
normally paid to the property owner, is instead paid to the City and placed in this
escrow account. The escrow account is then used to abate the violations and bring
the property up to code. Any money remaining in the escrow account after
violations are remedied, is returned to the property owner.
These remedies for violations allowed by the State of lowa will be helpful in gaining
compliance for property owners that continue to ignore notice of violations and
municipal infractions, and allows the City to help tenants live in a safe space by
fixing the violations.
These additional options for remedies do not preclude the City from using other
remedies such as issuing municipal infractions, declaring a public nuisance, or
petitioning for the title to a property.
Housing and Community Development Director Alexis Steger recommends City Council
approval of an Ordinance Amendment to allow for all remedies allowed by the State of
lowa for correcting code violations in rental properties.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
�
Mic ael C. Van Milligen
MCVM:jh
Attachment
cc: Crenna Brumwell, City Attorney
Cori Burbach, Assistant City Manager
Alexis M. Steger, Housing and Community Development Director
2
Dubuque
THE CITY OF �
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TO: Michael C. Van Milligen, City Manager
FROM: Alexis M. Steger, Housing and Community Development Director
DATE: June 2, 2021
RE: Proposed Ordinance Amendment to Incorporate Rent Abatement and
Escrow Accounts
DISCUSSION
The Building Codes adopted by the City Council, combined with the Rental License
Ordinance, dictate the fines, fees and penalties for noncompliance with building
codes as well as the Rental Licensing Ordinance.
The State of lowa Code allows cities several ways to encourage property owners to
keep properties maintained and licensed when letting that property to another
person (renting). The City of Dubuque Ordinance does not currently provide for all
remedies that the State of lowa allows. The remedies not listed in the City
Ordinances are; rent abatement and the establishment of an escrow account.
With the proposed ordinance amendment, the City will be able to abate rent if a
property owner fails to carry an active rental license, has failed to provide an
essential utility service or failed to remedy a condition that poses a substantial risk
to the health or safety of the tenant. Rent abatement means that the property owner
is unable to recover any rent from a tenant until the situation is cured. The rent that
is abated never becomes due/payable. If the City abates rent, notification will be
provided to both the property owner/agent and the tenants affected.
Additionally, with the proposed ordinance change, the City may set up an escrow
account for a property that remains in non-compliance with city codes. Rent
normally paid to the property owner, is instead paid to the City and placed in this
escrow account. The escrow account is then used to abate the violations and bring
the property up to code. Any money remaining in the escrow account after
violations are remedied, is returned to the property owner.
These remedies for violations allowed by the State of lowa will be helpful in gaining
compliance for property owners that continue to ignore notice of violations and
1
municipal infractions, and allows the City to help tenants live in a safe space by
fixing the violations.
These additional options for remedies do not preclude the City from using other
remedies such as issuing municipal infractions, declaring a public nuisance, or
petitioning for the title to a property.
RECOMMENDATION
I respectfully request City Council adopt the proposed Ordinance to allow for all
remedies allowed by the State of lowa for correcting code violations in rental
properties.
cc: Crenna Brumwell, City Attorney
2
Prepared by: Crenna M. Brumwell, Esq. 300 Main Street Suite 330 Dubuque IA 52001 563 589-4381
ORDINANCE NO. - 21
AMENDING CITY OF DUBUQUE CODE OF ORDINANCES TITLE 14 BUILDING AND
DEVELOPMENT, CHAPTER 1 BUILDING CODES, ARTICLE J PROPERTY
MAINTENANCE CODE, SECTION 14-1J-2 INTERNATIONAL PROPERTY
MAINTENANCE CODE AMENDMENTS
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
DUBUQUE, IOWA:
Section 1. Section 14-1 J-2 of the City of Dubuque Code of Ordinances is amended
to read as follows:
14-1J-2: INTERNATIONAL PROPERTY MAINTENANCE CODE AMENDMENTS:
The following additions, deletions, modifications, or amendments of the International
Property Maintenance Code, 2018 edition, adopted in section 14-1 J-1 of this article to
read as follows:
Section 103.5. Fees. Amended to read:
103.5. Fees. The fees for activities and services performed by the housing and
community development department will be established by the city council. Any
unpaid penalty, fine, fee or interest shall constitute a lien on the real property and
may be collected in the same manner as a property tax. The City shall send a
notice of intent to file a lien to the owner of the housing by first class mail to such
owner's personal or business mailing address.
Section 106.5. Abatement of Violation. Amended to read:
106.5. Abatement of Violation, Escrow Established.
A. Abatement of Violation. The imposition of the penalties herein described
shall not preclude legal action by the City to restrain, correct or abate a violation,
or to prevent illegal occupancy of a building, structure or premises, or to stop an
illegal act, conduct, business or utilization of the building, structure or premises.
B. Escrow System Established.
1. Pursuant to the authority granted in lowa Code 364.17, the City
hereby creates an escrow system for the deposit of rent which will be
applied to the costs of correcting violations of the codes applicable to
residential rental housing in the City of Dubuque.
2. No rent shall be recoverable by the owner or lessor of any dwelling
which does not comply with the codes applicable to residential rental
housing in the City of Dubuque until such time as the dwelling does comply
with the applicable codes.
3. If other methods have failed, the code official may contract to have
work done as necessary to remedy violations of the applicable codes at a
residential rental property, the cost of which shall be assessed to the owner
or lessor and constitute a lien on the property; or be paid using the funds
deposited into the escrow system for the cost of correcting violations.
4. Escrow Order and Payment Requirement: An escrow order will be
sent by U.S. Mail to the owner or lessor and the tenant. Upon receipt of an
escrow order, tenants shall pay their rent to the city which will hold the funds
in escrow towards repairs. When rent is placed in escrow the owner or
lessor may not recover rent from the tenant. The effective date of the escrow
order is seven (7) days from the date of the order. The owner or lessor may
appeal an escrow order to the Housing Appeals and Mediation Board. If, at
hearing the Housing Appeals and Mediation Board adjusts or overturns the
escrow order the funds shall be released to the owner or lessor and shall
be payable within fourteen (14) days.
14-1 J-3: RENTAL LICENSES:
J. Suspension And Revocation Of Rental License:
1. Causes: The City Manager may, for good cause, suspend or revoke a rental
license for a rental unit, and in the case of a multi-family dwelling, suspend the
license as to one or more rental units for a period not to exceed one year for any
of the following:
a. Conviction, judgment, plea of guilty, or finding of guilt of the licensee
for violation of any provision of the Property Maintenance Code;
b. Misrepresentation by the licensee of any material fact in the
application for a rental license;
c. Refusal by the licensee to permit inspection of the licensed rental
unit(s) by authorized City personnel;
d. Nonpayment of the fee for renewal of the rental license;
e. Failure to attend the Successful Rental Property Management Class;
f. Failure to perForm a required criminal background check on an
applicant for tenancy after July 1, 2011; or
g. Failure of a priority category to comply with an inspection schedule
or pay inspection fees. Tenants will be relocated from the rental unit at the
priority category's expense.
2. Opportunity To Appeal: Prior to any suspension or revocation under this
subsection, the City Manager must give notice in writing to the property owner,
manager, or licensed real estate professional and provide for an opportunity to
appeal.
3. Period Of Revocation Or Suspension: During the period of revocation or
suspension, a unit for which the rental license was suspended or revoked may not
be relicensed.
4. Notice To Licensee: The City Manager shall cause to be issued to the
licensee a notice that the license is suspended or revoked, setting forth the
reason(s) therefor. The notice shall be sent by certified United States mail to the
licensee at the address on file with the City Manager.
5. Appeal: The licensee may appeal the decision of the City Manager to the
Housing Board of Appeals. An appeal must be filed, in writing, within twenty (20)
days from the date of the notice of suspension or revocation.
6. Notice To Tenant: Upon suspension or revocation the City Manager must
give written notice of the suspension or revocation of the license to each tenant,
requiring the tenant to vacate the premises within a time frame determined by the
City Manager if determined necessary. Any tenant who fails to vacate the premises
after such time shall be subject to penalties under title 1, chapter 4 of this Code.
7. Relocation Of Tenants: If suspension or revocation of a rental license is the
responsibility of the property owner, manager, or licensed real estate professional,
as determined by the City Manager, then any displaced tenants shall be relocated
at the property owner, manager, or licensed real estate professional's expense and
the City Manager is authorized to assess the rental property for any costs incurred
by the City.
L. RENT ABATEMENT:
1. The code official may order rent abated when the code official determines
that the owner or lessor has, after issuance of a notice of violation of this chapter:
a. Failed to provide an essential service (water, sewer, electricity, heat);
b. Failed to remedy a condition that poses a substantial risk to the
health or safety of the tenant; or
c. Rented a dwelling unit without a rental license including renting under
suspension or revocation.
2. A rent abatement order means that the owner or lessor may not recover
rent from the tenant. Rent shall be abated until the condition for which rent
abatement was ordered has, in the judgment of the code official, been remedied.
3. The code official shall provide a copy of the rent abatement order to the
owner or lessor at the address on the rental permit and to the tenant by U.S. mail
and by posting the entrance door to dwelling unit. Notice of termination of the rent
abatement order will be given in the same manner.
Section 2. This ordinance shall take effect upon publication.
Passed, approved, and adopted this day of , 2021.
Roy D. Buol, Mayor
Attest:
Adrienne Breitfelder, City Clerk
EFFECT OF AMENDMENT
14-1J-2: INTERNATIONAL PROPERTY MAINTENANCE CODE AMENDMENTS:
The following additions, deletions, modifications, or amendments of the International
Property Maintenance Code, 2018 edition, adopted in section 14-1 J-1 of this article to
read as follows:
Section 103.5. Fees. Amended to read:
103.5. Fees. The fees for activities and services performed by the housing and
community development department �n,� ",,;'�;^^ �o^,;^o� ,�o^��+mo^+ will be
established by the city council. Any unpaid penalty, fine, fee or interest shall
constitute a lien on the real propertv and mav be collected in the same manner as
a property tax. The City shall send a notice of intent to file a lien to the owner of
the housinq bv first class mail to such owner's personal or business mailina
address.
Section 106.5. Abatement of Violation. Amended to read:
106.5. Abatement of Violation, Escrow Established.
A. Abatement of Violation. The imposition of the penalties herein described
shall not preclude leqal action bv the City to restrain, correct or abate a violation,
or to prevent illegal occupancy of a building, structure or premises, or to stop an
illeqal act, conduct, business or utilization of the buildinq, structure or premises.
B. Escrow Svstem Established.
1. Pursuant to the authority qranted in lowa Code 364.17, the Citv
hereby creates an escrow system for the deposit of rent which will be
applied to the costs of correctinq violations of the codes applicable to
residential rental housinq in the City of Dubuque.
2. No rent shall be recoverable by the owner or lessoree of any dwellinq
which does not comply with the codes applicable to residential rental
housing in the City of Dubuque until such time as the dwelling does complY
with the applicable codes.
3. If other methods have failed, the code official mav contract to have
work done as necessary to remedy violations of the applicable codes at a
residential rental property, the cost of which shall be assessed to the owner
or lessoree and constitute a lien on the property; or be paid using the funds
deposited into the escrow system for the cost of correctinq violations.
4. Escrow Order and Pavment Requirement: An escrow order will be
sent by U.S. Mail to the owner or lessor and the tenant. Upon receipt of an
escrow order, tenants shall pav their rent to the city which will hold the funds
in escrow towards repairs. When rent is placed in escrow the owner or
lessor mav not recover rent from the tenant. The effective date of the escrow
order is seven (7) days from the date of the order. The owner or lessor may
appeal an escrow order to the Housinq Appeals and Mediation Board. If, at
hearing the Housing Appeals and Mediation Board adjusts or overturns the
escrow order the funds shall be released to the owner or lessor and shall
be payable within fourteen (14) days.
14-1 J-3: RENTAL LICENSES:
J. Suspension And Revocation Of Rental License:
1. Causes: The City Manager may, for good cause, suspend or revoke a rental
license for a rental unit, and in the case of a multi-family dwelling, suspend the
license as to one or more rental units for a period not to exceed one year for any
of the following:
a. Conviction, judgment, plea of guilty, or finding of guilt of the licensee
for violation of any provision of the Property Maintenance Code;
b. Misrepresentation by the licensee of any material fact in the
application for a rental license;
c. Refusal by the licensee to permit inspection of the licensed rental
unit(s) by authorized City personnel;
d. Nonpayment of the fee for renewal of the rental license;
e. Failure to attend the Successful Rental Property Management Class;
f. Failure to perform a required criminal background check on an
applicant for tenancy after July 1, 2011; or
g. Failure of a priority category to comply with an inspection schedule
or pay inspection fees. Tenants will be relocated from the rental unit at the
priority category's expense.
2. Opportunity To Appeal: Prior to any suspension or revocation under this
subsection, the City Manager must give notice in writing to the property owner,
manager, or licensed real estate professional and provide for an opportunity to
appeal.
3. Period Of Revocation Or Suspension: During the period of revocation or
suspension, a unit for which the rental license was suspended or revoked may not
be relicensed.
4. Notice To Licensee: The City Manager shall cause to be issued to the
licensee a notice that the license is suspended or revoked, setting forth the
reason(s) therefor. The notice shall be sent by certified United States mail to the
licensee at the address on file with the City Manager.
5. Appeal: The licensee may appeal the decision of the City Manager to the
Housing Board of Appeals. An appeal must be filed, in writing, within twenty (20)
days from the date of the notice of suspension or revocation.
6. Notice To Tenant: Upon suspension or revocation the City Manager must
give written notice of the suspension or revocation of the license to each tenant,
requiring the tenant to vacate the premises within a time frame determined by the
� City Manager if determined necessary. Any tenant who fails to vacate the premises
after such time shall be subject to penalties under title 1, chapter 4 of this Code.
7. Relocation Of Tenants: If suspension or revocation of a rental license is the
responsibility of the property owner, manager, or licensed real estate professional,
as determined by the City Manager, then any displaced tenants shall be relocated
at the property owner, manager, or licensed real estate professional's expense and
the City Manager is authorized to assess the rental property for any costs incurred
by the City.
L. RENT ABATEMENT:
1. The code official may order rent abated when the code official determines
that the owner or lessor has, after issuance of a notice of violation of this chapter:
a. Failed to provide an essential service (water, sewer, electricity, heat�
b. Failed to remedy a condition that poses a substantial risk to the
health or safety of the tenant; or
c. Rented a dwellinq unit without a rental license includina rentinq under
suspension or revocation.
2. A rent abatement order means that the owner or lessor may not recover
rent from the tenant. Rent shall be abated until the condition for which rent
abatement was ordered has, in the judqment of the code official, been remedied.
3. The code official shall provide a copy of the rent abatement order to the
owner or lessor at the address on the rental permit and to the tenant bv U.S. mail
and bv postinq the entrance door to dwelling unit. Notice of termination of the rent
abatement order will be qiven in the same manner.