Community Development Block Grant Subrecipient Agreement — Lincoln Outdoor Wellness Project Environmental StudyCity of Dubuque
City Council Meeting
Consent Items # 14.
Copyrighted
March 21, 2022
ITEM TITLE: Community Development Block Grant SubrecipientAgreement — Lincoln
Outdoor Wellness Project Environmental Survey
SUMMARY: City Manager recommending City Council approval of a resolution
authorizing the Mayor to execute an agreement on behalf of the city
between the City of Dubuque and Dubuque Community School District
for a Phase I Intensive Archeological Survey to be conducted as
requested by the Iowa State Historic Preservation Office for the purpose
of determining if intact artifacts may be disturbed due to proposed
construction using Community Development Block Grant (CDBG)
funds.
RESOLUTION Authorizing the execution of the Lincoln Outdoor
Wellness Project Environmental Survey CDBG Subrecipient Agreement
SUGGESTED Suggested Disposition: Receive and File; Adopt Resolution(s)
DISPOSITION:
ATTACHMENTS:
Description Type
CDBG SubrecipientAgreement - Lincoln Outdoor City Manager Memo
Wellness Project Environmental Survey-MVM Memo
Lincoln Outdoor Wellness Project Env. Survey - Staff Staff Memo
Memo
Lincoln Outdoor Wellness Project Env. Survey - Resolutions
Resolution
Lincoln Outdoor Wellness Project Env. Survey - Supporting Documentation
Subrecipient Agreement
THE C
DUj!BQTE
Masterpiece on the Mississippi
TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
Dubuque
WAWca 914
ii
2007-2012.2013
2017*2019
SUBJECT: CDBG Subrecipient Agreement —Lincoln Outdoor Wellness Project
Environmental Survey
DATE: March 14, 2022
Housing and Community Development Director Alexis Steger is recommending City
Council approval of a resolution authorizing the Mayor to execute an agreement on
behalf of the city between the City of Dubuque and Dubuque Community School District
for a Phase I Intensive Archeological Survey to be conducted as requested by the Iowa
State Historic Preservation Office for the purpose of determining if intact artifacts may
be disturbed due to proposed construction using CDBG funds. This survey is part of the
Environmental Review process, and this subrecipient agreement is limited to the
expenses incurred for this survey.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
Mic ael C. Van Milligen
MCVM:sv
Attachment
cc: Crenna Brumwell, City Attorney
Cori Burbach, Assistant City Manager
Alexis Steger, Housing and Community Development Director
Dubuque
THE CITY OF
All-Amerin City
DUB E I nV
2007t2012-2013
Masterpiece on the Mississippi 2017*2019
TO: Michael C. Van Milligen, City Manager
FROM: Alexis M. Steger, Housing and Community Development Director
SUBJECT. CDBG Subrecipient Agreement — Lincoln Outdoor Wellness Project
Environmental Survey
DATE: March 9, 2022
Introduction
This memorandum transmits the agreement between the City of Dubuque and Dubuque
Community School District for a Phase I Intensive Archeological Survey to be conducted
as requested by the Iowa State Historic Preservation Office for the purpose of
determining if intact artifacts may be disturbed due to proposed construction using
CDBG funds. This survey is part of the Environmental Review process, and this
subrecipient agreement is limited to the expenses incurred for this survey.
Background
The Dubuque Community School District applied for CDBG funding to assist with the
redevelopment of the playground at Lincoln School, which serves as a neighborhood
park when school is not in session. This project will improve the greenspace and
outdoor amenities on the Lincoln campus to create a more welcoming atmosphere for
families and neighbors. The Community Development Advisory Commission (CDAC)
members reviewed and approved the School District's application on August 18, 2021.
Lincoln School is a PK-5 elementary school located in a low -mod income neighborhood,
with 195 of its 268 pupils eligible for free or reduced lunch. This project meets the
National Objective of serving a low to mod -income area, and the eligible activity is a
public facility improvement (03F: Parks, Recreational Facilities). A full environmental
assessment is underway, and the archaeological survey is a necessary component to
reaching environmental compliance. An environmental review to account for the costs
associated with this survey has been completed in accordance with 24 CFR Part 58.
Recommendation
I respectfully request the City Council approve the attached CDBG Agreement with the
Dubuque Community School District and authorize the Mayor to execute the contract on
behalf of the City.
Prepared by- Maddy Haverland, Community Development Specialist
Prepared by Maddv Haverland. Housing & Community Devel., 350 W. 611 St., Suite 312 Telephone: (563) 690-6072
Return to Adrienne N. Breitfelder, City Clerk, 50 W. 131' St., Dubuque, IA 52001, (563) 589-4100
RESOLUTION NO. 86-22
RESOLUTION AUTHORIZING THE EXECUTION OF THE LINCOLN OUTDOOR
WELLNESS PROJECT ENVIRONMENTAL SURVEY CDBG SUBRECIPIENT
AGREEMENT
Whereas, the Dubuque Community School District submitted an application for
CDBG funding to redevelop their outdoor playground, greenspace, and amenities; and
Whereas, an Environmental Assessment is required to be completed before
construction can begin on this project. To reach compliance with Historic Preservation
requirements under 36 CFR Part 800, the Iowa State Historic Preservation Office has
requested a Phase I Intensive Archaeological Survey to determine concurrence with the
proposed project; and
Whereas, the City Council adopted the FY22 Budget, which includes Community
Development Block Grant funding; and
Whereas, the submission has been approved by the Community Development
Advisory Commission on August 18th, 2021, and an environmental review has been
completed for costs related to this survey in accordance with 24 CFR Part 58; and
Whereas, this service will benefit a minimum of 51 % low/moderate income
residents.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF DUBUQUE, IOWA:
Section 1. That the Subrecipient Agreement, authorized by the Community
Development Advisory Commission beginning March 14, 2022, for the Lincoln Outdoor
Wellness Project Environmental Survey be approved.
Section 2. That the Mayor of the City of Dubuque is hereby authorized and
directed to execute said Agreement and related documents on behalf of the City of
Dubuque, Iowa.
Passed, approved, and adopted this 21 st day of March 2022.
rad M. nagh, Mayor
Attest
4%/k ,,r7z 1 &A9&aI
Adrienne Breitfelder, City Clerk
SUBRECIPIENT AGREEMENT BETWEEN
THE CITY OF DUBUQUE
AND
DUBUQUE COMMUNITY SCHOOLS
THIS SUBRECIPIENT AGREEMENT is entered into by and between the City of
Dubuque (herein called the "City") and Dubuque Community Schools (herein called
the "Subrecipient"), effective upon the date last signed below.
WHEREAS, the City has applied for and received Community Development
Block Grant (CDBG) funds from the United States Government through the Department
of Housing and Urban Development under Title I of the Housing and Community
Development Act of 1974, Public Law 93-383 and has received approval of activities
under Federal Award Identifier Number B-21-MC-19-0004 which was awarded to the
City on 4/26/2021 for the purpose of carrying out activities to meet CDBG's National
Objectives; and
WHEREAS, the City wishes to engage Subrecipient to assist the City in utilizing
such CDBG funds for planning and administrative activities related to a public facility
improvement,
WHEREAS, both the City and the Subrecipient desire to make a written
agreement with respect to said funds and the implementation of the project to which
they pertain; and
WHEREAS, both the City and the Subrecipient certify that the activity will meet
the CDBG National Objective of benefit to low- and moderate -income persons,
NOW, THEREFORE, in consideration of the mutual promises of the parties, it is
agreed as follows:
A. STATEMENT OF WORK
1. Activities
The Subrecipient will be responsible for administering a CDBG Year 21 Planning
and Administrative activity, detailed in Exhibit A, in a manner satisfactory to the
City and consistent with any standards required as a condition of providing these
funds. The scope of activities to be rendered by the Subrecipient as a condition
of receiving funds for the Project/Activity pursuant to this Contract is attached as
Exhibit A hereto and made a part of this Contract.
2. National Objectives
The Subrecipient will carry out the activities funded under this Agreement that
meet the CDBG program's National Objective of:
0 Assisting low and moderate -income persons, said income guidelines
found in Exhibit B
❑ Aid in the prevention or elimination of slums or blight
❑ Meet community development needs having a particular urgency, as
defined in 24 CFR 570.208.
❑ Other (Explain)
3. Project Budget
The City agrees, subject to the terms and conditions of this Agreement, to
compensate the Subrecipient for the Statement of Work outlined in Exhibit A, not
to exceed $25,000.00.
4. Term and Time of Performance
Services of the Subrecipient shall start on March 14, 2022 and end on June 30,
2022. All the required activities and services, except for audit, will be completed
by or before this date. The City may grant extensions at its sole discretion. Only a
valid written Amendment to the Agreement shall alter this completion date. The
term of this Agreement and the provisions herein shall be extended to cover any
additional time during which the Subrecipient remains in control of CDBG funds
or other assets.
5. Performance Measures and Monitoring by the City of Dubuque
In compliance with the Department of Housing & Urban Development's Outcome
Performance measurement system (24CFR 91.220(e))
The City will monitor the performance of the Subrecipient against goals and
required performance standards. The City will make every effort to advise and
assist the subrecipient in complying with all laws, regulations, and performance
measures within this agreement. Substandard performance as determined by
the City will constitute non-compliance with this Agreement. If action to correct
such substandard performance is not taken by the Subrecipient within a
reasonable period after being notified by the City, agreement suspension or
termination procedures will be initiated.
6. On Site Monitorina by the Citv of Dubuaue
2
The Subrecipient shall be subject to site visits, desktop monitoring, or other
methods of monitoring as deemed necessary by personnel of the City, or a
designee of the City or duly authorized officials of federal government, for the
purpose of monitoring the Subrecipient's delivery of services and compliance
with terms of the agreement and federal standards that pertain to federally
funded grant activities. Review may include but are not limited to: agency and
program policies, procedures, standards, handbooks and operational documents;
accounting books and records for financial management and documentation of
program costs such as time sheets and mileage logs; verification records of the
persons to participate or benefit from grant funded activities; documentation of
report data and other program progress; and records demonstrating procurement
procedures and property management. The reviewers will have access to and
the right to examine, audit, duplicate, excerpt and/or transcribe any of the
Subrecipient's records pertaining to all matters covered by this Agreement. The
Subrecipient shall be subject to subsequent site visits to review correction of any
deficiencies.
B. RECORDS AND REPORTS
1. Maintenance
The Subrecipient shall maintain all records required by the federal regulations
specified in 24 CFR Part 570.506 and by the City that are pertinent to the
activities to be funded under this Agreement. Such records shall include but not
be limited to:
a) Records providing a full description of each activity undertaken;
b) Records demonstrating that each activity undertaken meets one of the
National Objectives of the CDBG program;
c) Records required to determine the eligibility of activities, individuals, or
households;
d) Financial records as required by 2 CFR Part 200;
e) Other records necessary to document compliance with Subpart K of 24
CFR 570;
f) A list of current board members, calendar of upcoming board meetings
and minutes of all board meetings.
2. Retention
3
The Subrecipient agrees to keep the records required by this Agreement. The
Subrecipient shall retain all records for a period of five (5) years. The retention
period begins on the date of submission of the City's annual performance and
evaluation report to HUD in which activities assisted under this agreement are
reported for the final time. Notwithstanding the above, if there is litigation, claims,
audits, negotiations or other actions that involve any of the records cited and that
have started before the expiration of the five (5) year period, then such records
must be retained until completion of the actions and resolution of all issues, or
the expiration of the five (5) year period, whichever occurs later.
The list of current board members and minutes of all board meetings will be kept
on file and maintained at the Subrecipient's main business office as public
records. The minutes and board member list shall be available for the public to
view during the Subrecipient's normal working hours. Copies may be provided
according to the Subrecipient's policy.
3. Reporting Procedures
The Subrecipient shall provide progress reports to the City in the form, content,
and frequency as required by the City. The subrecipient shall provide additional
project information upon request for preparation of the Consolidated Plan, the
CAPER, and any other reports or plans required by the City or HUD.
4. Close-out
The Subrecipient's obligation to the City shall not end until all close-out
requirements are completed. Activities during this close-out period shall include
but are not limited to: making final payments, and accounts receivable to the
City), and determining the custodianship of records.
5. Audits & Inspections
All Subrecipient records with respect to any matters covered by this Agreement
shall be made available to the City, its designees or the federal government, at
any time during normal business hours, as often as the City or federal
government deems necessary to audit, examine, and duplicate or make excerpts
or transcripts of all relevant data. Any deficiencies noted in audit reports must be
fully cleared by the Subrecipient within timeframe stipulated by the City. Failure
of the Subrecipient to comply with the above audit requirements will constitute a
violation of this Agreement and may result in the withholding of future payments.
rd
The Subrecipient hereby agrees to have an annual agency audit conducted by a
certified accountant according to Generally Accepted Government Auditing
Standards. Agencies that had total expenses less than $150,000 on the audit for
the most recently audited fiscal year and had no deficiencies or findings on that
audit or subsequent monitoring visits may be eligible to submit an audit every
other year subject to written approval from the City. The subrecipient agrees to
follow any other audit procedures as established by the City. The completed
audit, audited financial statements, schedule of findings, all related reports, the
management letter from the auditor to the Subrecipient, and the Subrecipient's
response(s) to the auditor (if required by the audit) must be provided to the City
within six (6) months of the Subrecipient's fiscal year-end. No audit fees will be
reimbursed under this CDBG agreement by the City.
6. Payment
a. Maximum Amount and Drawdowns
It is expressly agreed and understood that the total amount to be paid by the City
under this Agreement shall not exceed the amount stipulated in Section A(3) of
this Agreement. Drawdowns for the payment of eligible expenses are
reimbursement only.
b. Financial Management System Certification
Payments may be contingent upon certification of the Subrecipient's financial
management system in accordance with the standards specified in 2 CFR Part
200, the Uniform Administrative Requirements, Cost Principles, and Audit
Requirements for Federal Awards. The entire amount of allowable grant
expenses (including those to be paid with program income) shall be supported by
source documentation (e.g., invoices, time sheets, receipts, etc.). The City
reserves the right to request any additional documentation, as it deems
necessary.
c. Reimbursement Schedule
The Subrecipient may request a reimbursement of expenses. Such requests
must include proof of payment of the requested expense. Request for salary
reimbursement must be within 30 days from end of pay period. Other requests
dated within 60 days from date of service/purchase will be accepted. Final
request must be submitted by June 15, 2022.
C. UNIFORM ADMINISTRATIVE REQUIREMENTS
1. Accounting Standards
5
The Subrecipient agrees to comply with 2 CFR Part 200, Uniform Administrative
Requirements, Cost Principles, and Audit Requirements for Federal Awards, and
agrees to adhere to the accounting principles and procedures required therein,
use adequate internal controls, and maintain necessary source documentation
for all costs incurred.
2. Cost Principles
The Subrecipient shall administer its program in conformance with 2 CFR Part
200, the Uniform Administrative Requirements, Cost Principles, and Audit
Requirements for Federal Awards, as applicable. These principles shall be
applied for all costs incurred.
3. Procurement
The Subrecipient shall have its own procurement policies and procedures. Said
policies shall meet the requirements of 2 CFR Part 200 Subpart D Procurement
Standards. The Subrecipient shall follow Management Standards as modified by
24 CFR 570.502(b) (3) (vi), covering use and disposition of property.
4. Copyright
If this Agreement results in any copyrightable material or inventions, the City
and/or federal government reserves the right to royalty -free, non-exclusive and
irrevocable license to reproduce, publish or otherwise use and to authorize
others to use the work or materials for government purposes.
D. OTHER PROGRAM REQUIREMENTS
1. General Compliance
The Subrecipient agrees to comply with the requirements of 24 CFR 570. The
Subrecipient also agrees to comply with all other applicable federal, state and
local laws, regulations, and policies governing its operations and the funds
provided under this Agreement. The Subrecipient agrees to remain current on all
applicable taxes, assessments, and other governmental charges The
Subrecipient further agrees to use funds available under this Agreement to
supplement rather than supplant funds otherwise available.
2. Independent Contractor
I
Nothing contained in this Agreement is intended to, or shall be construed in any
manner, as creating or establishing the relationship of employer/employee
between the parties. The Subrecipient shall at all times remain an "independent
contractor" with respect to the services to be performed under this Agreement.
Except for the benefits and stipulated amounts indicated under this Agreement,
the City shall be exempt from payment of all Unemployment Compensation,
FICA, retirement, life and/or medical insurance and Workers' Compensation
Insurance as the Subrecipient is an independent contractor.
The Subrecipient shall be responsible for hiring all program personnel. All such
personnel shall be considered to be employees of the Subrecipient.
3. Hold Harmless and Indemnification
The Subrecipient, its agents and any assignees shall agree to hold harmless and
indemnify the City and its agents, officials and employees against all suits,
claims, damages, and losses, including attorney fees that may be based on any
injury to person or property due to negligent acts, errors or omissions of the
Subrecipient.
4. Worker's Compensation
The Subrecipient shall provide Worker's Compensation Insurance coverage per
Iowa State Code, Chapter 85.
5. Insurance & Bonding
The Subrecipient shall comply with the bonding and insurance requirements of 2
CFR 200 and any applicable state and local requirements for insurance and
bonding.
6. City Recognition
The Subrecipient shall insure recognition of the role of the City in providing
services through this Agreement. All activities, facilities, and items used pursuant
to this Agreement shall be prominently labeled as to funding source. If a program
funded through CDBG is described in literature, newspaper articles, TV reports
and other public medium, the Subrecipient must give credit to the City and the
CDBG program.
7. Amendments
7
The City or Subrecipient may amend this Agreement at any time provided that
such amendments make specific reference to this Agreement and are executed
in writing and signed by a duly authorized representative of both organizations.
The deadline for amendments in any program year is March 31, unless extended
at the sole discretion of the City in extraordinary circumstances. Such
amendments shall not invalidate this Agreement, nor relieve or release the City
or Subrecipient from its obligations under this Agreement.
The City may amend this Agreement to conform with federal, state or local
governmental guidelines, policies and available funding amounts, or for other
reasons. If such amendment results in a change in the funding, the scope of
services, or schedule of the activities to be undertaken as part of this Agreement,
such modifications will be incorporated only by written amendment signed by
both City and Subrecipient.
8. Federal, State, and Local Law Applicability
By virtue of the federal funding provided for under this agreement, the parties
hereto shall be bound by and adhere to all applicable federal, state, and local
laws, rules, policies, orders and directions, including by way of specification but
not limited to the following:
- Title VI of the Civil Rights Act of 1964, as amended;
- Section 104(b) of Title I of the Housing and Community Development Act of
1974, as amended;
- Section 109 of Title I of the Housing and Community Development Act of
1974, as amended;
- Section 504 of the Rehabilitation Act of 1973,
- The Americans with Disabilities Act of 1990, as amended;
- Section 3 of the Housing & Community Development Act of 1968 (12 U.S.C.
1701 u);
- The Age Discrimination Act of 1975, as amended;
- Executive Order 11246 (as amended by Executive Orders 11375 and 12086)
— Equal Opportunity Under HUD contracts and HUD -assisted construction
Contracts;
- Age Discrimination in Employment Act of 1967, as amended.
- Chapter 216 of the Iowa Civil Rights Act of 1965, as amended
- The Equal Pay Act of 1963, as amended.
- The Civil Rights Act of 1991, as amended
- Iowa Civil Rights Act of 1965, as amended;
- Dubuque Civil Rights Ordinance, City of Dubuque Code of Ordinances, Title
8, and.
- Others as applicable
kN
and shall include compliance with these provisions in every subcontract or
purchase order, specifically or by reference, so that such provisions will be
binding upon each of its own subcontractors.
9. Nondiscrimination
No person shall be excluded from or denied the benefits of Subrecipient's service
or programs or be denied employment on the basis of race, color, religion, creed,
sex, sexual orientation, gender identity, national origin, ancestry, age, mental or
physical disability, marital status or familial status. The Subrecipient will take
affirmative action to ensure that all employment practices are free from such
discrimination and state that it is an Equal Opportunity or Affirmative Action
employer.
10. W/MBE
The Subrecipient will use its best efforts to afford minority — and women -owned
business enterprises (at least fifty-one (51) percent owned and controlled by
minority group member or women) the maximum practicable opportunity to
participate in the performance of this Agreement.
11.Assignability
The Subrecipient shall not assign or transfer any interest in this Agreement
without the prior written consent of the City thereto; provided, however, that
claims for money due or to become due from to the subrecipient from the City
under this Agreement may be assigned to a bank, trust company, or other
financial institution without such approval. Notice of any such assignment or
transfer shall be furnished promptly to the City. No real property acquired,
improved or otherwise invested in with CDBG funds, including loan portfolios
attributable to the use of CDBG funds, may be assigned, transferred or sold
without the prior written consent of the City thereto.
12. Conflict of Interest
The Subrecipient agrees to abide by the provisions of 24 CFR 570.611 and 2
CFR Part 200 with respect to conflicts of interest. Requests for exceptions, as
permitted by federal regulations, must be made in the manner prescribed by the
City.
13. Hatch Act
The Subrecipient agrees that no funds provided, nor personnel employed under
this Agreement, shall be in any way or to any extent engaged in the conduct of
political activities in violation of Chapter 15 of Title V of the U.S.C.
9
14. Lobbying
The Subrecipient hereby certifies that:
a. No federal funds appropriated under this agreement have been paid or will be
paid, by or on behalf of it, to any person for influencing or attempting to
influence an officer or employee of any agency, a Member of Congress, an
officer or employee of congress, or an employee of a Member of Congress in
connection with the awarding of any federal contract, the making of any
federal grant, the making of any federal loan, the entering into of any
cooperative agreement, and the extension, continuation, renewal,
amendment, or modification of any federal contract, grant, loan or cooperative
agreement;
b. If any funds other than federal appropriated funds have been paid or will be
paid to any person for influencing or attempting to influence an officer or
employee of any agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with this
federal contract, grant, loan, or cooperative agreement, it will complete and
submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in
accordance with its instructions;
c. It will require that the language of paragraph (d) of this certification be
included in the award documents for all subawards at all tiers (including
subcontracts, subgrants, and contracts under grants, loans, and cooperative
agreements) and that all Subrecipients shall certify and disclose accordingly;
d. This certification is a material representation of fact upon which reliance was
placed when this transaction was made or entered into. Submission of this
certification is a prerequisite for making or entering into this transaction
imposed by section 1352, title 31, U.S.C. Any person who fails to file the
required certification shall be subject to a civil penalty of not less than
$10,000 and not more than $100,000 for such failure.
15. Restrictions
The Subrecipient is prohibited from using CDBG funds or personnel employed in
the administration of the program for political purposes, or to engage in other
partisan political activities, sectarian, or religious activities or nepotism activities.
16. Environmental Standards
24 CFR Part 58; 24 CFR 570.604-1 and Section 104(g) HCD
10
The Subrecipient agrees to comply with the policies of the National
Environmental Policy Act of 1969. The purpose of this Act is to attain the widest
use of the environment without degradation, risk to health or safety or other
undesirable and unintended consequences.
F. REMEDIES FOR NON-COMPLIANCE AND TERMINATION
1. Remedies for Noncompliance
If the City at any time determines the Subrecipient materially fails to comply with
any term of this Agreement, or with any of the rules, regulations, or provisions
referred to herein, the City may use any or all of the remedies allowed under 2
CFR Part 200.338 and 200.339 to ensure compliance. The City may also impose
additional specific award conditions as needed at any time to ensure compliance
in accordance with 2 CFR Part 200.207. Possible remedies include:
a. Warning
Issuance of a written warning citing the violation that has occurred, and a
deadline when the violation must be remedied if it is still occurring.
b. Withholding Payment
Withholding of funds by the City until the Subrecipient is found to be in
compliance by the City.
c. Grant Adjustment
Adjustment in the payment method or reduction of the grant to the
Subrecipient when there is noncompliance and the violation cited has not
been remedied as specified.
d. Reimbursement
Reimbursement by the Subrecipient with non-CDBG funds for CDBG
funds which have not been spent in accordance with this Agreement.
e. Termination
Termination of funds in whole or in part by the City if the Subrecipient
materially fails to comply with any term or condition of this Agreement or
with any of the rules, regulations or provisions referred to herein, or for
cause as allowed in 2 CFR Part 200.339. In the event of termination of
this award, in accordance with 2 CFR Part 200.340(c), the information
required under the Federal Funding Accountability and Transparency Act
(FFATA) must be provided to the Federal Web site established to fulfill
the requirements of FFATA, and update or notification must be provided
to any other relevant governmentwide systems or entities of any
indications of poor performance as required by 41 U.S.C. 417b and 31
U.S.C. 3321 and implementing guidance at 2 CFR Part 77. Additionally,
the requirements for Suspension and Debarment at 2 CFR Part 180 may
apply.
f. Nonparticipation
Prohibition of the Subrecipient from future participation in the CDBG
program if the Subrecipient has not complied with the action administered
by the City.
g. Termination for Convenience
This Agreement may be terminated in whole or in part by either party
upon providing the other party a written, ninety (90) day notice, in which
case the City and Subrecipient shall agree upon the termination
conditions, including the effective date, the disposition of agreement
amounts, and in the case of partial termination the portion to be
terminated. However, if, in the case of partial termination, the City
determines that the remaining portion of the award will not accomplish
the purposes for which the award was made, and the award is terminated
in its entirety, Subrecipient shall promptly repay to the City the full grant
amount or that portion of the amount which has been disbursed to
Subrecipient prior to such termination.
h. Termination due to Loss of Funds
This Agreement will terminate in full or in part, at the discretion of the
City, in the event the City suffers a loss of funding or termination of the
federal funds which permits it to fund this grant. In the event the City
suffers such a loss of funding, the City will give the Subrecipient as much
written notice as possible which will set forth the effective date of full or
partial termination, or if a change in funding is required, setting forth the
change in funding and the changes in approved budget.
H. MISCELLANEOUS
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1. Subrecipient Legal Authority
By using this Agreement, the Subrecipient warrants and represents that it has
the requisite authority and capacity to perform all terms and conditions on
Subrecipient's part to be performed hereunder.
2. Waiver
a. No conditions or provisions of this Agreement can be waived unless
approved by the City in writing.
b. The City's failure to insist upon the strict performance of any provision of
this Agreement or to exercise any right based upon breach will not
constitute a waiver of any rights under this Agreement.
3. Designation of Officials
City designates the City Manager or the City Manager's designee as its
authorized representative with respect to the work to be performed under this
Agreement including, but not limited to, the ability to execute any changes in the
terms, conditions, or amounts specified in this Agreement.
The Board President of the Subrecipient or designee is the official authorized to
execute any changes in the terms, conditions or amounts specified in this
Agreement.
4. Code of Conduct
The City expects that Subrecipients and any subcontractors of Subrecipients to
demonstrate courtesy, consideration and promptness in dealing with the public,
program participants, the City, and other governmental agencies.
5. Agreement Coverage
This instrument along with any Exhibits and the grant application contain the
entire agreement between the parties. Any statements, inducements or
promises not contained will not be binding upon the parties. This Agreement will
be binding upon the successors in office of the respective parties.
6. Severability
If any provision of this Agreement is held invalid, the remainder of the
Agreement shall not be affected thereby and all other parts of this Agreement
shall nevertheless be in full force and effect.
7. Notice to Proceed
13
The City will issue a Notice to Proceed to the Subrecipient to incur costs relative
to the program implementation.
All Exhibits are hereby incorporated into this Agreement.
9. Notices
Notices required by this Agreement shall be in writing and delivered via mail,
commercial courier, or personal delivery or sent by facsimile or other electronic
means. Any notice delivered or sent as aforesaid shall be effective on the date
of delivery or sending. All notices and other written communications under this
Agreement shall be addressed to the individuals in the capacities indicated
below, unless otherwise modified by subsequent written notice.
City
Madeline Haverland
Housing & Community Dev. Dept
350 W. 6th Street, Suite 312
Dubuque, IA 52001
Subrecipient
School Board President
Dubuque Community Schools
2300 Carter Rd.
Dubuque, IA 52001
10. Compliance with Laws. Subrecipient shall be responsible for laws at the
federal, state, and local level.
11. Governina Law.
This Agreement is a contract executed under and to be construed under the
laws of the State of Iowa. Any legal action arising out of or related to this Lease
shall be brought in a court of competent jurisdiction in Dubuque County, Iowa.
12. Section Headinas and Subheadi
The section headings and subheadings contained in this Agreement are
included for convenience only and shall not limit or otherwise affect the terms of
this Agreement.
IN WITNESS WHEREOF, the Parties have executed this Agreement as of the
day of March 21, 2022.
CITY OF DUBUQUE, IOWA, Dubuque Community Schools, Subrecipient
50 W 13th Street 2300 Chaney Rd.
Dubuque, Iowa 52001 Dubuque, IA 52001
1[!
i
Brad M, Co,yanogh
Printed Name
Mayor
Signature
School School Board President
Kathrin A Parks
School Board President
15
LIST OF EXHIBITS
EXHIBIT A STATEMENT OF WORK
EXHIBIT B INCOME GUIDELINES
EXHIBIT A
STATEMENT OF WORK
This contract covers soft costs related to planning and administration for the Lincoln
Wellness Project. Activities under this agreement may include:
- Under the consultation of the City of Dubuque's Planning Department,
procurement of an Archaeological Firm to perform a Phase I Intensive
archaeological survey as requested by the State Historic Preservation Office
for the purposes of Section 106 Review. All archaeological work should be
completed by a Secretary of Interior qualified archaeological consultant and
follow the Association of Iowa Archaeologists Guidelines for Archaeological
Investigation (2021).
The National Objective that is met by these activities is Low -Mod Area Benefit.
This project benefits all residents in the neighborhoods surrounding Lincoln School, 555
Nevada St., Dubuque, IA 52001, in which at least 51 % of the residents are LMI persons.
EXHIBIT B
INCOME GUIDELINES
CITY OF DUBUQUE, IA
INCOME GUIDELINES FOR
FINANCIAL ASSISTANCE
Income limits are defined and occasionally revised by the U.S. Department of Housing
and Urban Development's estimated median family income.
A low-income person or family has a total income which falls between the fifty (50)
percent and eighty (80) percent median for the area, adjusted for size.
A very low-income person, family, or household has a total income which falls between
thirty (30) and fifty (50) percent of the median income, adjusted for size, of the
metropolitan area.
A 30% median -income person, family or household has a total income which is between
0 and thirty (30) percent of the median income, adjusted for size, of the metropolitan
area.
The maximum income limits as of June 1, 2021, for the Dubuque Metropolitan Area are
as follows:
Household
Size
Below 30% AMI
Below 50%
AMI
Below 80%
AMI
Above 80%
AMI
Family
Size
1:
<$16,600
<$27,600
<$44,150
>$44,150
Family
Size
2:
<$18,950
<$31,550
<$50,450
>$50,450
Family
Size
3:
<$21,300
<$35,500
<$56,750
>$56,750
Family
Size
4
<$23,650
<$39,400
<$63,050
>$63,050
Family
Size
5:
<$25,550
<$42,600
<$68,100
>$68,100
Family
Size
6:
<$27,450
<$45,750
<$73,150
>$73,150
Family
Size
7:
<$29,350
<$48,900
<$78,200
>$78,200
Family
Size
8:
<$31,250
<$52,050
<$83,250
>$83,250
Income limits for CDBG funded programs can be found on the HUD Exchange
https://www.hudexchange.info/resource/5334/cdbg-income-limits/
Organizations required to verify income are encouraged to use the CPD Income
Eligibility Calculator at https://www.hudexchange.info/incomecalculator/