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Employment Contracts for City Clerk Adrienne Breitfelder and City Attorney Crenna Brumwell Copyrighted August 21, 2023 City of Dubuque Consent Items # 08. City Council Meeting ITEM TITLE: Employment Contracts for City ClerkAdrienne BreitFelder and City Attorney Crenna Brumwell SUM MARY: Senior Counsel Barry Lindahl is recommending that City Council approve the Employment Contracts for City ClerkAdrienne BreitFelder and City Attorney Crenna Brumwell be approved. SUGGESTED Suggested Disposition: Receive and File;Approve DISPOSITION: ATTACHMENTS: Description Type Memo Staff Memo City Attorney Employment Contract Supporting Documentation City Clerk Employment Contract Supporting Documentation Dubuque THE CITY OF � � All•Ameriea City U� E i'��' �mr � � Maste iece an tlie Mississi i zoo�.zo�z•zo�� YP pp zoi�*zoi� , BARRY A. LINDAH �, E SENIOR COUNSEL MEMO , To: Mayor Brad M. Ca�anagh and Members ofi the City Counc�f DATE: August 1fi, 2023 RE: Employment Contracts for City Clerk Adrienne Breitfelder and City Attorney Crenna Brumweli Attached are proposed employment contracts for City Cl�rk Adrienne BreEtfelder and City Attorney Crenna Brumwelf. At your request, I pro�ided the contracts to Attorney Aaron J. Hiliigas, an employment law lawyer, at Ahlers & Cooney PC. and requested that he review them to pravide any feedback or suggested changes to any provisions to reflect best practices in employment contracfs 1 municipal contracts. His comments are incarporated into the final drafts. Human Resources Director Shelley Stickfort and I ha�e reviewed fhe revised contracts and find them to be acceptable. I recammend that the Employment Contracts for City Clerk Adrienne Breitfelder and City Attorney Crenna Brumwell be approved. BAL:JLM Attachments cc: Michael C. Van Milligen, City Manager Crenna Brumwell, Ci�y Attorr�ey Adrienne Breitfelder, C9ty Clerk Shelley Stickfort, Human Resources Director OFFICE pF THE CITY AT70RNEY DUBUQUE, 10WA SUITE 3�0, HARBOR VIEW PLACE, 3Q0 MAIN STREET DUBUQUE, IA 52001-6944 TE�EP�oNE {563)583-41'{31 Fax {563)583-10401 Ennai� balesq@cityofdubuqus.org EMPLOYMENT AGREEMENT THIS AGREEMENT, made and entered into this 0 day of ma`s--1— , 2023, by and between the City of Dubuque, Iowa (hereinafter referred to as tWe "City") and Crenna Brumwell (hereinafter referred to as "Brumwell"). WHEREAS, pursuant to Iowa Code §372.13(4) the City Council may appoint city officers and employees, and prescribe their powers, duties, compensation, and terms; and WHEREAS, pursuant to the City of Dubuque Code of Ordinances §1-7-6 the City Council shall appoint a city attorney, who shall be the chief legal officer and whose duties shall be provided as outlined in the Code of Ordinances and the laws of the State; and WHEREAS, the City Council appointed Brumwell as City Attorney on December 14, 2015, effective October 1, 2016; and WHEREAS, the City Council appointment of Brumwell as City Attorney was for an indefinite term; and WHEREAS, it is the desire of the City to continue the employment of Brumwell as City Attorney, and Brumwell to continue her service as City Attorney; and WHEREAS, the parties wish to establish terms and conditions of the appointment of Brumwell as City Attorney for City. IT IS THEREFORE AGREED BY AND BETWEEN PARTIES AS FOLLOWS: 1. Appointment. a. City appointed and Brumwell accepted appointment for employment for an indefinite term beginning October 1, 2016. b. The City Council desires that Brumwell remain in the exclusive employ of the City and to neither accept other employment nor to become employed by another employer. The term "employ" shall not be construed to include occasional teaching or writing, or as may be agreed to by the City Council in writing. Generally, Brumwell shall devote her entire time and work efforts to her employment with the City. c. City and Brumwell desire to formalize the terms of the indefinite appointment. d. Brumwell shall not engage in any activity which is or may become a prohibited conflict of interest, prohibited contract, or which may create an incompatibility of office. 1 08092023bal e. For and during the term of this Agreement, Brumwell shall reside within the City limits of the city of Dubuque, unless otherwise agreed upon in writing by both Brumwell and the City Council. f. Such employment shall end upon Brumwell's resignation, death, or termination for any reason by the City Council. g. Nothing in this Agreement shall be deemed to prevent or limit the right of the City Council of the City to determine that Brumwell shall no longer serve as City Attorney, subject to the provisions of Section 9 of this Agreement. 2. Term. The term of this Agreement shall be from the Effective Date and shall remain in effect until terminated by either party in accordance with this Agreement. 3. Duties/Evaluation. a. As City Attorney Brumwell shall perForm any and all duties provided by the lowa Code, the City Charter, the Municipal Code of the City of Dubuque, other statutes and regulations, and such other lawful duties as assigned by the City Council. b. It shall also be the duty of Brumwell to employ on behalf of the City all other employees of the City Attorney's Office consistent with the policies of the governing body and the ordinances and charter of the City. c. It shall also be the duty of Brumwell to direct, assign, reassign, evaluate, and terminate, as appropriate, employees of the City Attorney's Office consistent with policies, ordinances, charter of the City, state and federal laws. d. All duties assigned to Brumwell by the City Council shall be appropriate to and consistent with the professional role and responsibility of Brumwell. e. The City Council of the City shall conduct an annual evaluation of Brumwell to be completed by June 30 of each fiscal year in preparation for the next fiscal year of employment. 4. Salary. a. On the effective date of this Agreement, Brumwell is currently employed at an annualized salary of $189,815.97 per year. b. Pursuant to Resolution 303-17 adopted on August 21, 2017, and incorporated herein, Brumwell's salary shall increase annually on July 1 by the cost-of-living adjustment (COLA) effective for full-time non-bargaining unit employees. The parties understand that the salary for Brumwell may increase, 2 08092023ba1 but in no event will the salary decrease without prior written approval of both parties, and dependent upon the determination of satisfactory performance by Brumwell, which shall be presumed unless the Council specifically determines otherwise during the annual review process. The City Council reserves the right to increase the salary for Brumwell beyond a COLA in the event the City Council so desires, by resolution. 5. Automobile Allowance. a. In addition to the salary set forth above, Brumwell shall receive a sum which equals seventy-five percent (75%) of the automobile allowance granted to the City Manager for the operation of her own vehicle. b. The amount of such car allowance shall be reviewed each year at Brumwell's annual perFormance review. c. In the event the City Manager's automobile allowance is adjusted Brumwell's shall be adjusted accordingly. d. Brumwell shall be responsible for paying for liability, property damage, and comprehensive insurance coverage upon her own vehicle(s) and shall further be responsible for all expenses attendant to the purchase, operation, maintenance, repair, and regular replacement of said vehicle(s). e. City shall reimburse Brumwell at the current IRS mileage rate adopted by the City for any business use of her own vehicle(s) beyond the local government area. For purposes of this Section, use of the car within the local government area is defined as travel to locations within a fifty (50) mile radius of the City of Dubuque limits. 6. Benefits. a. Vacation. Brumwell, as a Department Manager, shall accrue vacation in accordance with the department manager vacation accrual schedule based on year of service, as amended or updated. The current accrual schedule for Department Managers is: Years of Continuous Service Annual Vacation Accrual Rate From Date of Hire stated as number of work hours er ear Throu h Year 3 120 Year 4 — Year 7 160 Year 8 — Year 14 200 Year 15 and after 240 b. Annual Payment for Unused Vacation. Brumwell is encouraged to fully 3 08092023ba1 use her vacation leave benefit. However, given the demands and constraints of performing her duties as City Attorney, her longevity, level of accrual, and workload, using all vacation accruals annually may not be possible. Brumwell may elect to receive payment for up to eighty hours (80-hours) of unused vacation leave at the end of each fiscal year. Payment shall be at Brumwell's base pay rate as of June 1 St of the applicable fiscal year. Payment shall be made on the last pay period of the fiscal year. Brumwell shall make such election by April 1 annually with a notification to Human Resources and the Department of Finance and Budget. Brumwell acknowledges and understands the financial impact of exercising this option is done at her sole risk. c. Department Manager Accruals. Brumwell shall continue to receive the applicable rate of accruals of vacation, sick leave, recognition leave, personal days, and longevity for Department Managers, which exist currently or hereafter come into existence and are accorded Department Managers. d. Benefits Package. Brumwell shall receive the applicable City of Dubuque Benefits Package for Department Managers, which exists currently or hereafter comes into existence and are accorded Department Managers. This includes, but is not limited to holidays, personal days, vacation, sick leave, bereavement leave, parental leave, recognition leave, health insurance, life insurance, longevity, flexible benefits account, and IPERS contributions. e. Health Insurance Premium. For health insurance coverage, if elected by Brumwell, she will contribute a monthly sum in an amount determined by the City for the selected coverage, pro-rated among the regular bi-weekly City pay periods. f. Retirement. i. IPERS. City agrees to continue Brumwell's enrollment in the IPERS and make all the appropriate contributions on Brumwell's behalf as it provides all employees. ii. MissionSquare. 1) In addition to the City's payment to IPERS referenced above, City agrees to execute and keep in force all necessary agreements provided by MissionSquare (457 deferred compensation plan adopted by the City of Dubuque, formerly known as ICMA-RC)for Brumwell's continued participation in said supplementary retirement plan. Brumwell will decide the amount to be contributed from her pay to such plan and the City will implement Brumwell's decision to the extent allowed by law, among other things, deducting the requested amounts each pay period. 4 08092023ba1 2) In addition to the base salary paid by the City to Brumwell, City agrees to contribute, on the first payroll of each calendar year forthe succeeding �commencing January 1, 2024, an amount equal to the lesser of seven and a half percent (7.5%) of Brumwell's base salary, or the maximum dollar amount permissible under Federal and state law, into the MissionSquare plan on Brumwell's behalf. The City and Brumwell shall fully disclose to each other the financial impact of any amendment to the terms of Brumwell's retirement benefit. g. Payment upon Separation. Upon termination, separation, or retirement from employment, Brumwell will receive payment for accrued vacation, sick leave, recognition leave, and personal days as is currently allowed for staff, subject to modifications that may be made to accrual and payment policies for staff. 7. Bonding. City shall bear the full cost of any fidelity or other bonds required of Brumwell under the state code and the city code of ordinances. 8. Professional Training/Dues/Subscriptions. a. Brumwell warrants and agrees that Brumwell is licensed to practice law in lowa without limitation. b. Brumwell must maintain her lowa license to practice law in good standing throughout the term of this Agreement as a condition of employment. c. City recognizes and acknowledges the requirements for ongoing continuing legal education as a component of Brumwell maintaining her law license and the benefits and protections this continuing legal education provides to the City. d. Brumwell will participate in professional training activities by attending conferences and seminars in order to fulfill required state mandated continuing legal education requirements for the benefit of the City organization on topics relevant to her duties as City Attorney. e. City will annually budget, approve, and pay for reasonable expenditures in support of such professional training activities for Brumwell and her staff, including a legal research subscription. f. Brumwell will maintain memberships in professional organizations, including, but not limited to the lowa State Bar Association, Dubuque County Bar Association, lowa Municipal Attorney's Association, and the International Municipal Lawyer's Association for which the City will cover the annual membership dues/fees. 5 08092023ba1 9. Resignation, Termination, and Severance Pay. a. At any time, Brumwell may resign from employment as City Attorney upon the provision of ninety (90) days' written notice to the City Council. b. Brumwell serves at the pleasure of the City Council, and nothing herein shall prevent, limit, or otherwise interfere with the right of the City to terminate the services of Brumwell without cause with ninety (90) days' written notice to Brumwell. The City may immediately act upon the termination of Brumwell for cause or conviction of any felony crime or one involving moral turpitude. c. If Brumwell is terminated by the City Council for any reason other than those detailed in Section 9(d) when Brumwell is willing and able to perform the duties of City Attorney, City Council shall pay Brumwell severance pay equal to two (2) weeks of salary at the rate in effect at the time of separation for each year of service rendered or as otherwise mutually agreed upon by the parties in writing. d. If Brumwell is terminated for cause, conviction of any felony crime or one involving moral turpitude, death, or permanent incapacitation the City Council shall not be obligated to pay Brumwell any severance pay. e. For the purpose of this Agreement, Severance Pay shall include monthly salary and IPERS contributions. Severance Pay shall be paid in a lump sum payment to Brumwell. In addition, Severance Pay shall include continued Health Benefits. Health Benefits means health and dental benefits. Health benefits shall continue a maximum of six (6) months or until Brumwell finds other employment, whichever occurs first. Health benefits shall be provided Brumwell to the same extent and at the same cost to Brumwell in effect on Brumwell's termination date from City employment. f. Consideration of Brumwell's termination by the City Council may not occur within ninety (90) days after a General or Special Election wherein a new member or members are elected to the City Council. This provision shall not apply to those terminations detailed in Section 9(d). 10. Indemnification. a. In addition to any requirement of Federal, State, or Local law, and to the extent permitted by law, City shall indemnify, defend, and hold Brumwell harmless against any and all claims (even if the allegations are without merit) or judgments for damages or injunctive relief arising from, related to, or connected with any tort, professional liability claim or demand or any other claim, whether civil, criminal, administrative, arbitrative, or investigative, arising out of any alleged act or omission by Brumwell occurring in the performance 6 08092023ba1 of Brumwell's duties or resulting from the exercise of judgment or discretion by Brumwell in connection with the performance of her duties or responsibilities, unless the act or omission involved willful or wanton misconduct. In the event that the provision of legal representation by City may reasonably present a legal conflict of interest, Brumwell may request independent legal representation at City's expense, and City may not unreasonably withhold approval of such request. Legal representation provided by City for Brumwell shall extend until a final unappealable determination of the legal action. In the event independent legal representation is provided to Brumwell, any settlement of any claim against Brumwell may not be made without prior approval of the City. Brumwell recognizes that City shall have the right to compromise any claim against Brumwell for which City is providing the defense. b. Said indemnification shall extend beyond termination of employment, and the expiration of this Agreement, to provide full and complete protection to Brumwell as described herein, for any acts undertaken or committed in Brumwell's capacity as City Attorney, regardless of whether the notice of filing of a claim or lawsuit for such tort, claim, demand, or other legal action occurs during or following Brumwell's employment with City as City Attorney. 11. Notices. Any notices required by this Agreement shall be in wiring and either given in person or by first class mail addressed as follows: City of Dubuque Crenna Brumwell Attn: Mayor 300 Main Street, Suite 330 50 W. 13th Street Dubuque, IA 52001 Dubuque, IA 52001 with a courtesy copy by email to the Mayor and City Clerk at the time of the notice and to cbrumwel(c�cityofdubuaue.orq. 12. Disputes. a. Informal Negotiation. 1 . The Parties shall initially attempt to resolve all claims, disputes, or controversies arising under, out of, or in connection with this Agreement by conducting good faith negotiations amongst themselves. 2. The dispute shall be considered to have arisen when one party sends to the other a written notice of dispute. 3. If the parties are unable to resolve the matter following good faith informal negotiations within thirty (30) days, the Parties agree to submit the dispute to mediation. 7 08092023ba1 b. Mediation. 1 . Within fourteen (14) days following the expiration of the time period for informal neqotiations, the Parties shall propose and attempt to aqree upon a neutral and qualified mediator. Unless the Parties mutually agree otherwise, a qualified mediator shall be an lowa licensed attorney with at least 20 years of practice and a minimum of ten (10) years of practice in municipal law. 2. In the event the Parties fail to agree upon a mediator the Parties shall request the American Arbitration Association appoint a qualified mediator for a mediation to be held in Dubuque County, lowa. 3. The period for mediation shall commence upon the appointment of the mediator and shall not exceed sixty (60) days, unless such time period is modified by mutual written agreement of the Parties. 4. The parties will bear their own costs for mediation. 5. The mediator's fees shall be shared equally by the Parties. 6. Any mediation shall be conducted pursuant to the American Arbitration Association's Employment Arbitration Rules and Mediation Procedures. 7. In the event the Parties cannot resolve a dispute by informal negotiations or mediation, the Parties agree to submit such dispute to arbitration and agree that arbitration shall be the exclusive means for resolving disputes which the Parties cannot otherwise resolve as described above. The arbitration shall be heard by a single arbitrator. c. Arbitration. 1 . Within fourteen (14) days following the expiration of the time period for mediation, the parties shall propose and attempt to agree upon one neutral and qualified arbitrator. Unless the Parties mutuallv aqree otherwise, a qualified arbitrator shall be an lowa licensed attorney with at least 20 years of practice and a minimum of ten (10) years of practice in municipal law. 2. In the event the Parties fail to agree upon an arbitrator, the Parties shall request the American Arbitration Association sends each party a list of five (5) qualified arbitrators from its Employment Dispute 8 08092023ba1 Resolution Roster of arbitrators. If the Parties cannot agree upon one arbitrator from this list, each party shall have fifteen (15) days from the transmittal of the arbitrator list to strike names objected to, number the remaining names in order of preference, and return the list to the AAA. 3. Arbitration shall take place in Dubuque, County, lowa, and shall be conducted pursuant to the American Arbitration Association's Employment Arbitration Rules and Mediation Procedures. 4. The Parties will bear their own costs for arbitration. 5. The arbitrator's fees shall be shared equally by the Parties. d. Attorney Fees. In the event of any mediation or arbitration to enforce any of the provisions of this Agreement, each party shall bear its own attorney's fees and costs. 13. Governing Law. This Agreement shall be governed by the laws of the State of lowa. 14. Severability. The provisions of this Agreement are severable, and if any provision of this Agreement, or portion thereof, is held to be illegal, invalid, or unenforceable, the remainder of this Agreement shall nevertheless be binding and enforceable. 15. Binding Effect. This Agreement shall be binding upon the City, including any successor public entity and Brumwell, and shall remain in full force and effect altered or amended by mutual written agreement of the parties. 16. Miscellaneous. a. Merger. This written Agreement contains all the terms and conditions agreed upon by the parties, and no other agreement, oral or otherwise, regarding the subject matter of this Agreement shall be deemed to exist or to bind either of the parties, or to vary any of the terms contained in this Agreement. b. Amendments. The parties may amend this Agreement by mutual written agreement. Such amendments shall be incorporated into and made a part of this agreement. c. Ambiguity. Any rule of construction to the effect that ambiguities are to be resolved against the drafting party shall not apply in the interpretation of this Agreement or any amendment or exhibits hereto. 9 08092023ba1 17. Survival. The severance pay provisions of Section 9, in addition to Sections 10 through 16, shall survive the termination of this Agreement. IN WITNESS WHEREOF, the parties have signed this Agreement on the d5 day of Au6,4s , 2023. CITY OF DUBUQUE CRENNA UMWELL C' Mayor Brad avanagh Crenna Brumwell, City Attorney Attest: (20-cp0/9-1 Adricnnc N. Brcitfcldef, City Clcrk Trish L. Gleason, Assistant City Clerk 10 08092023ba1 EMPLOYMENT AGREEMENT THIS AGREEMENT, made and entered into this tAday of , 2023, by and between the City of Dubuque, Iowa (hereinafter referred as the "City") and Adrienne N. Breitfelder (hereinafter referred to as "Breitfelder"). WHEREAS, pursuant to the Iowa Code §372.13(3) and the City of Dubuque Code of Ordinances §1-7-5 the City Council is required to appoint a city clerk to maintain city records and perform other duties as prescribed by state and city codes; and WHEREAS, the City Council appointed Breitfelder as City Clerk in October 2020; and WHEREAS, Breitfelder obtained Certified Municipal Clerk (CMC) certification on December 2, 2022; and WHEREAS, it is the desire of the City to continue the employment of Breitfelder as City Clerk, and Breitfelder to continue her service as City Clerk; and WHEREAS, the parties wish to establish terms and conditions for the employment of Breitfelder as City Clerk for the City. IT IS THEREFORE AGREED BY AND BETWEEN PARTIES AS FOLLOWS: 1. Appointment. a. City appointed and Breitfelder accepted appointment and employment for an indefinite term commencing as City Clerk on October 14, 2020. b. The City Council desires that Breitfelder remain in the exclusive employ of the City and to neither accept other employment nor to become employed by another employer. The term "employ" shall not be construed to include occasional teaching or writing, or as may be agreed to by the City Council in writing. Generally, Breitfelder shall devote her entire time and work efforts to her employment with the City. c. City and Breitfelder desire to formalize the terms of the indefinite appointment. d. Breitfelder shall not engage in any activity which is or may become a prohibited conflict of interest, prohibited contract, or which may create an incompatibility of office. e. For and during the term of this Agreement, Breitfelder shall reside within the City limits of the City of Dubuque, unless otherwise agreed upon in writing by both Breitfelder and the City Council. 1 08092023ba1 f. Such employment shall end upon Breitfelder's resignation, death, or termination for any reason by the City Council. g. Nothing in this Agreement shall be deemed to prevent or limit the right of the City Council of the City to determine that Breitfelder shall no longer serve as City Clerk, subject to the provisions of Section 9 of this Agreement. 2. Term. The term of this Agreement shall be from the Effective Date and shall remain in effect until terminated by either party in accordance with this Agreement. 3. Duties/Evaluation. a. As City Clerk Breitfelder shall perForm any and all duties provided by the lowa Code, the City Charter, the Municipal Code of the City of Dubuque, other statutes and regulations, and such other lawful duties as assigned by the City Council. b. The City Council of the City shall conduct an annual evaluation of Breitfelder to be completed by June 30 of each fiscal year in preparation for the next fiscal year of employment. 4. Salary. a. On the effective date of this Agreement, Breitfelder is currently employed at an annualized salary of $97,679.59 per year. b. Pursuant to Resolution 215-23 adopted on July 5, 2023, and incorporated herein, Breitfelder's salary shall increase annually on July 1 by the cost-of-living adjustment (COLA) effective for full-time non-bargaining unit employees. The parties understand that the salary may increase, but in no event will the salary decrease without prior written approval of both parties, and dependent upon the determination of satisfactory performance by Breitfelder, which shall be presumed unless the Council specifically determines otherwise during the annual review process. The City Council reserves the right to increase the salary for Breitfelder beyond a COLA in the event the City Council so desires, by resolution. 5. Automobile Allowance. a. In addition to the salary set forth above, Breitfelder shall receive a sum which equals fifty percent (50%) of the automobile allowance granted to the City Manager for the operation of her own vehicle. b. The amount of such car allowance shall be reviewed each year at Breitfelder's annual performance review. 2 08092023ba1 c. In the event the City Manager's automobile allowance is adjusted Breitfelder's shall be adjusted accordingly. d. Breitfelder shall be responsible for paying for liability, property damage, and comprehensive insurance coverage upon her own vehicle(s) and shall further be responsible for all expenses attendant to the purchase, operation, maintenance, repair, and regular replacement of said vehicle(s). e. City shall reimburse Breitfelder at the current IRS mileage rate adopted by the City for any business use of her own vehicle(s) beyond the local government area. For purposes of this Section, use of the car within the local government area is defined as travel to locations within a fifty (50) mile radius of the City of Dubuque limits. 6. Benefits. a. Vacation. Breitfelder, as a Department Manager, shall accrue vacation in accordance with the department manager vacation accrual schedule based on year of service, as amended or updated, and in addition five (5) days (40 hours) of vacation shall be frontloaded the first pay period of each fiscal year. The current accrual schedule for Department Managers is: Years of Annual Vacation Accrual Rate Continuous Service (stated as number of work hours per year) From Effective Date of Initial Appointment Throu h Year 3 120 Year 4 — Year 7 160 Year 8 — Year 14 200 Year 15 and after 240 b. Department Manager Accruals. Breitfelder shall continue to receive the applicable rate of accruals of vacation, sick leave, recognition leave, personal days, and longevity for Department Managers, which exist currently or hereafter come into existence and are accorded Department Managers. c. Benefits Package. Breitfelder shall receive the City of Dubuque Benefits Package which exists currently, or hereafter comes into existence and which are accorded Department Managers. This shall include, but is not limited to holidays, personal days, vacation, sick leave, bereavement leave, parental leave, recognition leave, health insurance, life insurance, longevity, flexible benefits account, and IPERS contributions. d. Health Insurance Premium. For health insurance coverage, if elected by Breitfelder, she will contribute a monthly sum in an amount determined by the city for the selected coverage, pro-rated among the regular bi-weekly city 3 08092023ba1 pay periods. e. Retirement. i. IPERS. City agrees to continue Breitfelder's enrollment in the IPERS and make all the appropriate contributions on Breitfelder's behalf as it provides all employees. ii. MissionSquare. 1) In addition to the City's payment to IPERS referenced above, City agrees to execute and keep in force all necessary agreements provided by MissionSquare (457 deferred compensation plan adopted by the City of Dubuque, formerly known as ICMA-RC) for Breitfelder's continued participation in said supplementary retirement plan. Breitfelder will decide the amount to be contributed from her pay to such plan and the City will implement Breitfelder's decision to the extent allowed by law, among other things, deducting the requested amounts each pay period. 2) In addition to the base salary paid by the City to Breitfelder, City agrees to contribute on the first payroll of each calendar vear for the succeeding �commencing January 1 , 2024 an amount equal to the lesser of five percent (5%) of Breitfelder's base salary, or the maximum dollar amount permissible under Federal and state law, into the MissionSquare plan on Breitfelder's behalf. The City and Breitfelder shall fully disclose to each other the financial impact of any amendment to the terms of Breitfelder's retirement benefit. f. Payment upon Separation. Upon termination, resignation, or retirement from employment, Breitfelder will receive payment for accrued vacation, sick leave, recognition leave, and personal days as is currently allowed for staff, subject to modifications that may be made to accrual and payment policies for staff. 7. Bonding. City shall bear the full cost of any fidelity or other bonds required of Breitfelder under the state code and city code of ordinances. 8. Professional Training/Dues/Subscriptions. a. City acknowledges Breitfelder must maintain a Certified Municipal Clerk certification, Notary Public designation, and obtain Master Municipal Clerk certification within eleven (11) years of employment. 4 08092023ba1 b. City acknowledges the certification requirements also benefit and protect the City. c. Breitfelder will maintain memberships in professional organizations, including, but not limited to the International Institute of Municipal Clerks and the lowa Municipal Finance Officers Association for which the City will cover the annual membership dues/fees. d. Breitfelder will participate in professional training activities by attending conferences and seminars in order to fulfill required certification requirements and obtain education for the benefit of the City organization on topics relevantto her duties as City Clerk. e. City will budget, approve, and pay for reasonable expenditures in support of such professional training activities for Breitfelder and her staff. 9. Resignation, Termination, and Severance Pay. a. At any time, Breitfelder may resign from employment as City Clerk upon the provision of ninety (90) days written notice to the City Council. b. Breitfelder serves at the pleasure of the City Council, and nothing herein shall prevent, limit, or otherwise interFere with the right of the City to terminate the services of Breitfelder without cause with ninety (90) days' written notice to Breitfelder. The City may immediately act upon the termination of Breitfelder for cause or conviction of any felony crime or one involving moral turpitude. c. If Breitfelder is terminated by the City Council for any reason other than those detailed in Section 9(d) when Breitfelder is willing and able to perForm the duties of City Clerk, City Council shall pay Breitfelder severance pay equal to two (2) weeks of salary at the rate in effect at the time of separation for each year of service rendered, or as otherwise mutually agreed upon by the parties in writing. d. If Breitfelder is terminated for cause, conviction of any felony crime or one involving moral turpitude, death, or permanent incapacitation the City Council shall not be obligated to pay Breitfelder any severance pay. e. For the purpose of this Agreement, Severance Pay shall include monthly salary and IPERS contributions. Severance Pay shall be paid in a lump sum payment to Breitfelder. In addition, Severance Pay shall include continued Health Benefits. Health Benefits means health and dental benefits. Health benefits shall continue a maximum of six (6) months or until Breitfelder finds other employment, whichever occurs first. Health benefits shall be provided Breitfelder to the same extent and at the same cost to Breitfelder in effect on Breitfelder's termination date from City employment. 5 08092023ba1 f. Consideration of Breitfelder's termination by the City Council may not occur within ninety (90) days after a General or Special Election wherein a new member or members are elected to the City Council. This provision shall not apply to those terminations detailed in Section 9(d). 10. Indemnification. a. In addition to any requirement of Federal, State, or Local law, and to the extent permitted by law, City shall indemnify, defend, and hold Breitfelder harmless against any and all claims (even if the allegations are without merit) or judgments for damages or injunctive relief arising from, related to, or connected with any tort, professional liability claim or demand or any other claim, whether civil, criminal, administrative, arbitrative, or investigative, arising out of any alleged act or omission by Breitfelder occurring in the perFormance of Breitfelder's duties or resulting from the exercise of judgment or discretion by Breitfelder in connection with the performance of her duties or responsibilities, unless the act or omission involved willful or wanton misconduct. In the event that the provision of legal representation by City may reasonably present a legal conflict of interest, Breitfelder may request independent legal representation at City's expense, and City may not unreasonably withhold approval of such request. Legal representation provided by City for Breitfelder shall extend until a final unappealable determination of the legal action. In the event independent legal representation is provided to Breitfelder, any settlement of any claim against Breitfelder may not be made without prior approval of the City. Breitfelder recognizes that City shall have the right to compromise any claim against Breitfelder for which City is providing the defense. b. Said indemnification shall extend beyond termination of employment, and the expiration of this Agreement, to provide full and complete protection to Breitfelder as described herein, for any acts undertaken or committed in Breitfelder's capacity as City Clerk, regardless of whether the notice of filing of a claim or lawsuit for such tort, claim, demand, or other legal action occurs during or following Breitfelder's employment with City as City Clerk. 11. Notices. Any notices required by this Agreement shall be in wiring and either given in person or by first class mail addressed as follows: City of Dubuque Adrienne Breitfelder Attn: Mayor 50 W 13t" Street 50 W. 13t" Street Dubuque, IA 52001 Dubuque, IA 52001 with a courtesy copy by email to the Mayor and City Attorney at the time of the notice and to abreitfe(c�cityofdubuque.orq. 6 08092023ba1 12. Disputes. a. Informal Negotiation. 1 . The Parties shall initially attempt to resolve all claims, disputes, or controversies arising under, out of, or in connection with this Agreement by conducting good faith negotiations amongst themselves. 2. The dispute shall be considered to have arisen when one party sends to the other a written notice of dispute. 3. If the parties are unable to resolve the matter following good faith informal negotiations within thirty (30) days, the Parties agree to submit the dispute to mediation. b. Mediation. 1 . Within fourteen (14) days following the expiration of the time period for informal negotiations, the Parties shall propose and attempt to agree upon a neutral and qualified mediator._Unless the Parties mutually agree otherwise, a qualified mediator shall be an lowa licensed attorney with at least 20 years of practice and a minimum of ten (10) years of practice in municipal law. 2. In the event the Parties fail to agree upon a mediator the Parties shall request the American Arbitration Association appoint a qualified mediator for a mediation to be held in Dubuque County, lowa. 3. The period for mediation shall commence upon the appointment of the mediator and shall not exceed sixty (60) days, unless such time period is modified by mutual written agreement of the Parties. 4. The parties will bear their own costs for mediation. 5. The mediator's fees shall be shared equally by the Parties. 6. Any mediation shall be conducted pursuant to the American Arbitration Association's Employment Arbitration Rules and Mediation Procedures. 7. In the event the Parties cannot resolve a dispute by informal negotiations or mediation, the Parties agree to submit such dispute to arbitration and agree that arbitration shall be the exclusive means for resolving disputes which the Parties cannot otherwise resolve as 7 08092023ba1 described above. The arbitration shall be heard by a single arbitrator. c. Arbitration. 1 . Within fourteen (14) days following the expiration of the time period for mediation, the parties shall propose and attempt to agree upon one neutral and qualified arbitrator. Unless the Parties mutually agree otherwise, a qualified arbitrator shall be an lowa licensed attorney with at least 20 years of practice and a minimum of ten (10) years of practice in municipal law. 2. In the event the Parties fail to agree upon an arbitrator, the Parties shall request the American Arbitration Association sends each party a list of five (5) qualified arbitrators from its Employment Dispute Resolution Roster of arbitrators. If the Parties cannot agree upon one arbitrator from this list, each party shall have fifteen (15) days from the transmittal of the arbitrator list to strike names objected to, number the remaining names in order of preference, and return the list to the AAA. 3. Arbitration shall take place in Dubuque, County, lowa, and shall be conducted pursuant to the American Arbitration Association's Employment Arbitration Rules and Mediation Procedures. 4. The Parties will bear their own costs for arbitration. 5. The arbitrator's fees shall be shared equally by the Parties. d. Attorney Fees. In the event of any mediation or arbitration to enforce any of the provisions of this Agreement, each party shall bear its own attorney's fees and costs. 13. Governing Law. This Agreement shall be governed by the laws of the State of lowa. 14. Severability. The provisions of this Agreement are severable, and if any provision of this Agreement, or portion thereof, is held to be illegal, invalid, or unenforceable, the remainder of this Agreement shall nevertheless be binding and enforceable. 15. Binding Effect. This Agreement shall be binding upon the City, including any successor public entity and Breitfelder, and shall remain in full force and effect altered or amended by mutual written agreement of the parties. 16. Miscellaneous. a. Merger. This written Agreement contains all the terms and conditions 8 08092023ba1 agreed upon by the parties, and no other agreement, oral or otherwise, regarding the subject matter of this Agreement shall be deemed to exist or to bind either of the parties, or to vary any of the terms contained in this Agreement. b. Amendments. The parties may amend this Agreement by mutual written agreement. Such amendments shall be incorporated into and made a part of this agreement. c. Ambiguity. Any rule of construction to the effect that ambiguities are to be resolved against the drafting party shall not apply in the interpretation of this Agreement or any amendment or exhibits hereto. 17. Survival. The severance pay provisions of Section 9, in addition to Sections 10 through 16, shall survive the termination of this Agreement. IN WITNESS WHEREOF, the parties have signed this Agreement on the �wday of At,Atb s , 2023. CITY OF DUBUQUE ADRIENNE BREITFELDER 0124"./71,7te, 110;*.eictt Mayor Brad M. agh Adrienne Breitfelder, City Clerk test: �" _._, --1-(E ;-(2WQE-54-x Cr na Brumwell, City Attorney Trish L. Gleason, Assistant City Clerk 9 08092023ba1