First Amendment to Grant Agreement with Nia Neighborhoods Opportunity Zone Fund, LLC for the Rehabilitation of 1398 White Street _Initiate Copyrighted
October 2, 2023
City of Dubuque Items to be set for Public Hearing #
City Council Meeting 02.
ITEM TITLE: FirstAmendmentto GrantAgreementwith Nia Neighborhoods
Opportunity Zone Fund, LLC for the Rehabilitation of 1398 White Street
SUM MARY: City Manager recommending City Council set a public hearing
on October 16, 2023, for a First Amendment to Grant Agreement with
Nia Neighborhoods Opportunity Zone Fund, LLC.
RESOLUTION Fixing the Date for a Public Hearing of the City Council
of the City of Dubuque, lowa on a First Amendment to Grant Agreement
by and between the City of Dubuque, lowa, and Nia Neighborhoods
Opportunity Zone Fund, LLC, Including the Proposed Issuance of Urban
Renewal Tax I ncrement Revenue Obligations Relating Thereto, and
Providing for the Publication of Notice Thereof
SUGGESTED Receive and File;Adopt Resolution(s), Set Public Hearing for October
DISPOSITION: 16, 2023Suggested Disposition:
ATTACHMENTS:
Description Type
MVM Memo City Manager Memo
Staff Memo Staff Memo
Resolution Resolutions
Notice of Public Hearing Supporting Documentation
First Amendment Supporting Documentation
Dubuque
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TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: First Amendment to Grant Agreement with Nia Neighborhoods
Opportunity Zone Fund, LLC
DATE: September 27, 2023
Economic Development Director Jill Connors is recommending City Council set a public
hearing on October 16, 2023, for a First Amendment to Grant Agreement with Nia
Neighborhoods Opportunity Zone Fund, LLC.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
v
Mic ael C. Van Milligen
MCVM:sv
Attachment
cc: Crenna Brumwell, City Attorney
Cori Burbach, Assistant City Manager
Jill Connors, Economic Development Director
Dubuque Economic Development
Department
THE CITY OF ' ' 1300 Main Street
All-America City Dubuque,lowa 52001-4763
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TO: Michael C. Van Milligen, City Manager
FROM: Jill M. Connors, Economic Development Director
SUBJECT: First Amendment to Grant Agreement with Nia Neighborhoods
Opportunity Zone Fund, LLC
DATE: September 26, 2023
INTRODUCTION
This memorandum requests City Council set a public hearing for a First Amendment to
Grant Agreement with Nia Neighborhoods Opportunity Zone Fund, LLC.
BACKGROUND
The City of Dubuque previously entered into a Grant Agreement, dated August 7, 2023
by Resolution No. 239-23 for the rehabilitation of 1398 White Street. The mixed-use
property will have two updated, affordable apartments upstairs and a commercial space
on the first floor. The current and planned use for the commercial space is an African
American barber, catering to the African American community and communities of color
which brings a steady stream of customers to this neighborhood. This barbershop began
operating in the unimproved space several months ago. Since opening, the barber has
added two additional barbers, and attracted two hair stylists who specialize in African
American clients. The clientele is diverse, and travels from across the region, from
surrounding rural communities and from the five local colleges and universities.
DISCUSSION
The rehabilitation of 1398 White Street and the creation of two new affordable rental units
is ongoing. Since this Grant Agreement was executed, the City Council has given
additional support to the creation of housing in the Greater powntown Urban Renewal
Area. Multifamily housing creation projects are now eligible for either 10-years of tax
abatement followed by 5-years of tax increment financing or 15-years of tax increment
financing. The proposed First Amendment to Grant Agreement includes 15-years of tax
increment financing for the project.
RECOMMENDATION/ ACTION STEP
Based on this project's alignment with the City Council's goal of having a Robust Local
Economy and Livable Neighborhoods and Housing, I recommend the City Council adopt
the attached resolution to set a public hearing on October 16, 2023 on the attached First
Amendment to Grant Agreement.
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Prepared by/Return to: Jill Connors, Economic Development. 50 W. 131h Street, Dubuque IA 52001, 563 589-4393
RESOLUTION NO. 328-23
FIXING THE DATE FOR A PUBLIC HEARING OF THE CITY COUNCIL OF THE CITY
OF DUBUQUE, IOWA ON A FIRST AMENDMENT TO GRANT AGREEMENT BY AND
BETWEEN THE CITY OF DUBUQUE, IOWA AND NIA NEIGHBORHOODS
OPPORTUNITY ZONE FUND, LLC, INCLUDING THE PROPOSED ISSUANCE OF
URBAN RENEWAL TAX INCREMENT REVENUE OBLIGATIONS RELATING
THERETO, AND PROVIDING FOR THE PUBLICATION OF NOTICE THEREOF
WHEREAS, City and Nia Neighborhoods Opportunity Zone Fund, LLC entered into
a Grant Agreement, dated the 7th day of August 2023, providing for a Façade Grant, a
Planning & Design Grant, a Financial Consultant Grant, and a Housing Creation Grant;
and
WHEREAS, the City Council has tentatively determined that it would be in the best
interests of the City to approve the First Amendment to Grant Agreement with Nia
Neighborhoods Opportunity Zone Fund, LLC; and
WHEREAS, it is deemed necessary and advisable that City should authorize
Urban Renewal Tax Increment Revenue obligations, as provided by Iowa Code Chapter
403, pursuant to the First Amendment to Grant Agreement; and
WHEREAS, before said obligations may be approved, Iowa Code Chapter 403
requires that the City Clerk publish a notice of the proposal and of the time and place of
the meeting at which the City Council proposes to take action thereon and at which
meeting the City Council shall receive oral and/or written objections from any resident or
property owner of said City to such proposed action.
NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF DUBUQUE, IOWA:
Section 1. The City Clerk is hereby authorized and directed to cause a notice to
be published as prescribed by Iowa Code Section 403.9 of a public hearing on the City's
intent to authorize Urban Renewal Tax Increment Revenue obligations, to be held on the
16th day of October, 2023, at 6:30 o'clock p.m. The official agenda will be posted on
Friday, October 13, 2023 and will contain listening, viewing, and public input options. The
City Council agenda may be accessed at
https://cityofdubuque.novusagenda.com/AgendaPublic/ or by contacting the City Clerk's
Office at 563-589-4100, ctyclerk@cityofdubuque.org.
Section 2. The City Council will meet at said time and place for the purpose of
taking action on the matter of authorizing Urban Renewal Tax Increment Revenue
obligations and the execution of the First Amendment to Grant Agreement relating
thereto with Nia Neighborhoods Opportunity Zone Fund, LLC , the proceeds of which
obligations will be used to carry out certain of the special financing activities described
in the Urban Renewal Plan for the Greater Downtown Urban Renewal District,
consisting of the funding of economic developments grants to Nia Neighborhoods
Opportunity Zone Fund, LLC pursuant to the Grant Agreement. It is expected that the
aggregate amount of the Tax Increment Revenue obligations to be issued will be
approximately $30,226.
Section 3. The Clerk is hereby directed to cause at least one publication to be
made of a notice of said meeting, in a newspaper, printed wholly in the English
language, published at least once weekly, and having general circulation in said City,
said publication to be not less than four days nor more than twenty days before the date
of said meeting on the issuance of said obligations.
Section 4. That the notice of the proposed action to issue said obligations
shall be in substantially the form attached hereto.
Passed, approved, and adopted this 2nd day of October, 2023.
Br . avana , yor
Attest:
Trish L. Gleason, Assistant City Clerk
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CITY OF DUBUQUE, IOWA
OFFICIAL NOTICE
PUBLIC NOTICE is hereby given that the Dubuque City Council will conduct a public
hearing on the 16th day of October, 2023, at 6:30 p.m., in the Historic Federal Building,
350 W. 6th Street, 2�d floor, Dubuque, lowa, at which meeting the City Council proposes
to take action to approve a First Amendment to Grant Agreement between the City of
Dubuque, lowa and Nia Neighborhoods Opportunity Zone Fund, LLC, a copy of which is
now on file at the Office of the City Clerk, City Hall, 50 W 13th Street, Dubuque, lowa,
providing for the issuance of economic development grants (Urban Renewal Tax
Increment Revenue Grant Obligations) described therein in order to carry out the
purposes and objectives of the Urban Renewal Plan for the Greater powntown Urban
Renewal Area Economic Development District, consisting of the funding of economic
development grants for Nia Neighborhoods Opportunity Zone Fund, LLC , under the
terms and conditions of the Urban Renewal Plan for the Greater powntown Urban
Renewal Area Economic Development District. The aggregate amount of the Urban
Renewal Tax Increment Revenue Grant Obligations cannot be determined at the present
time but is not expected to exceed $30,226.
At the meeting, the City Council will receive oral and written comments from any resident
or property owner of said City to the above action. The official agenda will be posted the
Friday before the meeting and will contain public input options. The City Council agenda
can be accessed at https://cityofdubuque.novusagenda.com/AgendaPublic/ or by
contacting the City Clerk's Office at 563-589-4100, ctyclerk@cityofdubuque.org.
Written comments regarding the above public hearings may be submitted to the City
Clerk's Office via email at ctyclerk@cityofdubuque.org or by mail to City Clerk's Office,
City Hall, 50 W. 13'" St., Dubuque, IA 52001, before said time of public hearing. At said
time and place of public hearings the City Council will receive any written comments.
Copies of supporting documents for the public hearings are on file in the City Clerk's
Office and may be viewed Monday through Friday between 8:00 a.m. and 5:00 p.m.
Individuals with limited English proficiency, vision, hearing, or speech impairments
requiring special assistance should contact the City Clerk's Office at (563) 589-4100, TDD
(563)690-6678, ctyclerk@cityofdubuque.org as soon as feasible. Deaf or hard-of-hearing
individuals can use Relay lowa by dialing 711 or (800) 735-2942.
Published by order of the City Council given on the 2nd day of October 2023.
Trish L. Gleason, Assistant City Clerk
FIRST AMENDMENT
TO
GRANT AGREEMENT
BETWEEN
THE CITY OF DUBUQUE, IOWA
AND
NIA NEIGHBORHOODS OPPORTUNITY ZONE FUND, LLC
This First Amendment to Grant Agreement, dated for reference purposes the
day of , 2023, is made and entered into by the City of Dubuque, lowa,
a municipality (City), established pursuant to the lowa Code and acting under
authorization of lowa Code Chapter 403, as amended (the Urban Renewal Act), and Nia
Neighborhoods Opportunity Zone Fund, LLC (Grant Recipient).
WHEREAS, City and Grant Recipient entered into a Grant Agreement dated
August 7, 2023 (the Grant Agreement); and
WHEREAS, City and Grant Recipient desire to amend the Grant Agreement as set
forth herein.
NOW THEREFORE, IN CONSIDERATION OF THE MUTUAL TERMS AND
COVENANTS CONTAINED HEREIN, CITY AND GRANT RECIPIENT AGREE AS
FOLLOWS:
Section 1. Section 3 of the Grant Agreement is hereby amended by adding the
following:
3.6. Economic Development Grants to Developer. For and in consideration of
Grant Recipient's obligations hereunder, and in furtherance of the goals and
objectives of the urban renewal plan for the Project Area and the Urban Renewal
Law, City agrees, subject to Grant Recipient being and remaining in compliance
with the terms of this Agreement, to make thirty (30) consecutive semi-annual
payments (such payments being referred to collectively as the Economic
Development Grants) to Developer:
November 1, 2027 May 1, 2028
November 1, 2028 May 1, 2029
November 1, 2029 May 1, 2030
November 1, 2030 May 1, 2031
November 1, 2031 May 1, 2032
November 1, 2032 May 1, 2033
November 1, 2033 May 1, 2034
November 1, 2034 May 1, 2035
November 1, 2035 May 1, 2036
November 1, 2036 May 1, 2037
November 1, 2037 May 1, 2038
November 1, 2038 May 1, 2039
November 1, 2039 May 1, 2040
November 1, 2040 May 1, 2041
November 1, 2041 May 1, 2042
pursuant to lowa Code Section 403.9 of the Urban Renewal Law, in amounts equal to a
portion of the tax increment revenues collected by City under lowa Code Section 403.19
(without regard to any averaging that may otherwise be utilized under lowa Code Section
403.19 and excluding any interest that may accrue thereon priorto payment to Developer)
during the preceding six-month period in respect of the Minimum Improvements
constructed by Grant Recipient (the Grant recipient Tax Increments). For purposes of
calculating the amount of the Economic Development Grants provided in this Section, the
Grant Recipient Tax Increments shall be only those tax increment revenues collected by
City in respect of the increase in the assessed value of the Property above the assessed
value on January 1, 2023 ($120,300). The Grant Recipient Tax Increments shall not
include (i) any property taxes collected for the payment of bonds and interest of each
taxing district, (ii) any taxes for the regular and voter-approved physical plant and
equipment levy, (iii) the remaining actual amount of tax increment revenues collected by
City in respect of the valuations of the Property prior to January 1, 2023 and (iv) any
other portion required to be excluded by lowa law, and thus such incremental taxes will
not include all amounts paid by Developer as regular property taxes.
3.7 Non-appropriation/Limited Source of Fundinq. Notwithstanding anything in this
Agreement to the contrary, the obligation of City to pay any installment of the Economic
Development Grant shall be an obligation limited to currently budgeted funds, and not a
general obligation or other indebtedness of City or a pledge of its full faith and credit under
the meaning of any constitutional or statutory debt limitation, and shall be subject in all
respects to the right of non-appropriation by the City Council as provided in this Section
3.7. City may exercise its right of non-appropriation as to the amount of the installments
to be paid during any fiscal year during the term of this Agreement without causing a
termination of this Agreement. The right of non-appropriation shall be exercised only by
resolution affirmatively declaring City's election to non-appropriate funds otherwise
required to be paid to Developer in the next fiscal year under this Agreement.
(1) In the event the City Council elects to not appropriate sufficient funds in the
budget for any future fiscal year for the payment in full of the installments on the
Economic Development Grant due and payable in that fiscal year, then: (i) City
shall have no further obligation to Developer for the payment of all installments
due in the next fiscal year which cannot be paid with the funds then appropriated
for that purpose; and, (ii) Developer shall be released from all further obligations
under this Agreement during that same fiscal year.
(2) Each installment of the Economic Development Grant shall be paid by City
solely from funds appropriated for that purpose by the City Council from taxes
levied on the Property that are allocated to the special fund pursuant to lowa Code
(2013) § 403.19(2).
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(3) The right of non-appropriation reserved to City in this Section 3.7 is intended
by the parties, and shall be construed at all times, so as to ensure that City's
obligation to pay future installments on the Economic Development Grants shall
not constitute a legal indebtedness of City within the meaning of any applicable
constitutional or statutory debt limitation prior to the adoption of a budget which
appropriates funds for the payment of that installment or amount. In the event that
any of the provisions of this Agreement are determined by a court of competent
jurisdiction to create, or result in the creation of, such a legal indebtedness of City,
the enforcement of the said provision shall be suspended, and the Agreement shall
at all times be construed and applied in such a manner as will preserve the
foregoing intent of the parties, and no event of default shall be deemed to have
occurred as a result thereof. If any provision of this Agreement or the application
thereof to any circumstance is so suspended, the suspension shall not affect other
provisions of this Agreement which can be given effect without the suspended
provision. To this end the provisions of this Agreement are severable.
Section 3. Except as modified herein, the Grant Agreement shall remain in full
force and effect.
CITY OF DUBUQUE, IOWA NIA NEIGHBORHOODS
OPPORTUNITY ZONE FUND,
LLC
By: By:
Brad M. Cave_.. , Mayor 4C&dra T. Dixo ;Organizer
Attest:
Adrienne N. Dreitfelder, City Clerk
SI-% L. G1a-asa. P � r,� e s-4 C.A c-r k
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