Authorization to Submit FY24/PY23 Community Development Block Grant CAPERCity of Dubuque
City Council Meeting
Consent Items # 012.
Copyrighted
September 16, 2024
ITEM TITLE: Authorization to Submit FY24/PY23 Community Development Block
Grant CAPER
SUMMARY: City Manager recommending City Council approval of a resolution
authorizing submission to HUD of the Consolidated Annual Performance
and Evaluation Report (CAPER) for the period of July 1, 2023, through
June 30, 2024.
RESOLUTION Authorizing the submission of a Consolidated Annual
Performance and Evaluation Report (CAPER) for the period
commencing July 1, 2023 and concluding June 30, 2024
SUGGESTED Suggested Disposition: Receive and File; Adopt Resolution(s)
DISPOSITION:
ATTACHMENTS:
Description
MVM Memo
FY24/PY23 Consolidated Annual Performance and
Evaluation Report (CAPER) Memo
FY24/PY23 Consolidated Annual Performance and
Evaluation Report (CAPER) Resolution
FY24/PY23 Consolidated Annual Performance and
Evaluation Report (CAPER)
Type
City Manager Memo
Staff Memo
Resolutions
Supporting Documentation
Masterpiece on the Mississippi
Dubuque
AIFberka city
2007.2012.2013
2017*2019
TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: Authorization to Submit FY24/PY23 Community Development Block Grant
CAPER
DATE: September 12, 2024
Housing & Community Development Director Alexis Steger is recommending City
Council approval of a resolution authorizing submission to HUD of the Consolidated
Annual Performance and Evaluation Report (CAPER) for the period of July 1, 2023,
through June 30, 2024. The report includes activities for the Community Development
Block Grant (CDBG) Program and is due September 30, 2024, 90 days after the end of
the reporting period. The Community Development Advisory Commission has approved
the submission after the Public Hearing held at their meeting on September 4, 2024.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
krtr
Mic ael C. Van Milligen
MCVM:sv
Attachment
cc: Crenna Brumwell, City Attorney
Cori Burbach, Assistant City Manager
Alexis Steger, Housing & Community Development Director
Masterpiece on the Mississippi
TO: Michael C. Van Milligen, City Manager
FROM: Alexis M. Steger, Housing and Community Development Director
SUBJECT: Authorization to Submit FY24/PY23 Community Development Block Grant
CAPER
DATE: September 9, 2024
Dubuque
braid
All -America City
II I
2007.2012.2013
2017*2019
Introduction
The purpose of this memorandum is to request City Council approval of a resolution
authorizing submission to HUD of the Consolidated Annual Performance and Evaluation
Report (CAPER) for the period of July 1, 2023 through June 30, 2024. The report
includes activities for the Community Development Block Grant (CDBG) Program and is
due September 30, 2024, 90 days after the end of the reporting period.
Discussion
The U.S. Department of Housing and Urban Development (HUD) requires annual
submittal of the Consolidated Annual Performance and Evaluation Report (CAPER).
The CAPER includes a narrative and numerous reports detailing how the City used its
federal funds during the most recently completed program year. It provides a description
of each activity for which funds were budgeted as well as information on activity
accomplishments. The CAPER is submitted to the Community Planning and
Development program office of HUD through HUD's Integrated Disbursement and
Information System (IDIS). IDIS is a nationwide database the City is required to use to
provide HUD with current information regarding CDBG activities.
HUD regulations require the report be made available to citizens in time to comment
prior to submission to HUD. A public notice was published in the Telegraph Herald on
Tuesday, August 20th, 2024 announcing a public hearing for the CAPER will be held on
Wednesday, September 4th, 2024 at the Community Development Advisory
Commission meeting. All public comments received at the meeting will be included as
an attachment to the CAPER prior to submission to HUD.
The CAPER was prepared from data supplied by various City departments,
organizations, and agencies who utilized CDBG funds over the twelve-month period
ending June 30, 2024. A copy is attached for your review. The report is submitted to
HUD in draft form until HUD approval is received.
Recommendation
I respectfully request that the City Council approve the attached resolution, directing
staff to submit the Consolidated Annual Performance and Evaluation Report (CAPER)
for July 1, 2023 to June 30, 2024 to the U.S. Department of Housing & Urban
Development Community Planning Division after recommendation of approval at the
Public Hearing at the Community Development Advisory Commission Meeting held on
September 4, 2024.
Prepared by: Mary Bridget Corken-Deutsch, Community Development Specialist
Prepared by Mary Bridget Corken-Deutsch, Community Dev. Specialist, 350 W. 6th St, Dubuque, IA 52001, (563)
690-6094
Return to Adrienne N. Breitfelder, City Clerk, 50 W. 13th St., Dubuque, IA 52001, (563) 589-4100
RESOLUTION NO. 289-24
RESOLUTION AUTHORIZING THE SUBMISSION OF A CONSOLIDATED ANNUAL
PERFORMANCE AND EVALUATION REPORT (CAPER) FOR THE PERIOD
COMMENCING JULY 1, 2023 AND CONCLUDING JUNE 30, 2024
Whereas, the City of Dubuque, Iowa, is an entitlement grant recipient under the
Community Development Block Grant (CDBG) Program of the U.S. Department of
Housing and Urban Development (HUD); and
Whereas, the CDBG regulations require each entitlement recipient must submit a
performance and evaluation report, Consolidated Annual Performance and Evaluation
Report (CAPER); and
Whereas, the City has 1) prepared a CAPER for the program year commencing
July 1, 2023 and concluding June 30, 2024; 2) published notice of availability of the
CAPER in the Telegraph Herald and City of Dubuque website on August 20, 2024 and;
3) made copies of the CAPER available for public review; 4) held a public hearing
pursuant to required 15-days published notice before the Community Development
Advisory Commission on September 4, 2024.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF DUBUQUE, IOWA:
Section 1. That the Consolidated Annual Performance and Evaluation Report
(CAPER) for the period commencing July 1, 2023, and concluding June 30, 2024, is
hereby approved for submission upon the completion of the Public Hearing held on
September 4, 2024.
Section 2. That the Mayor of the City of Dubuque is hereby authorized and
directed to execute the Consolidated Annual Performance and Evaluation Report
(CAPER) on behalf of the City of Dubuque, Iowa.
Section 3. That the City Manager is hereby authorized to direct staff to submit
the Consolidated Annual Performance and Evaluation Report (CAPER) along with any
public comment to the U.S. Department of Housing and Urban Development.
Passed, approved, and adopted this 16th day of September 2024.
Atte
Adrienne Breitfelder, City Clerk
Bra- M. Ca y gh, Mayor
City of Dubuque Consolidated Annual
1 Performance and Evaluation
1
FISCAL YEAR 2024 I HUD PROGRAM YEAR 2023
PREPARED BY MARY BRIDGET CORKEN-DEUTSCH, COMMUNITY DEVELOPMENT SPECIALIST
CITY OF DUBQUE, IA I Housing and Community Development Department 1350 W 6th Street, Suite 312 I Dubuque, IA 52001
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
1
CR-05 - Goals and Outcomes
Progress the jurisdiction has made in carrying out its strategic plan and its action plan. 91.520(a)
This could be an overview that includes major initiatives and highlights that were proposed and executed throughout the program year.
The Consolidated Annual Performance and Evaluation Report (CAPER) provides an end -of -year performance report of federally -funded activities
and accomplishments to the U.S. Department of Housing and Urban Development (HUD) and the community. The City of Dubuque Consolidated
Plan Year 4 CAPER covers the City's progress in carrying out the Fiscal Year (FY) 2024 Annual Action Plan for the use of HUD Program Year 2023
Community Development Block Grant (CDBG) funds. This CAPER covers the period of July 1, 2023 through June 30, 2024. The City of Dubuque is
an entitlement City and is eligible to receive CDBG funds on an annual basis. The CAPER focuses on federally funded activities. When
appropriate, this report provides information on activities supported by local and federal funds.
The City of Dubuque expended $1,901,108.15 in CDBG entitlement funds in FY2024/PY2023. The City of Dubuque Community Development
Advisory Commission, local not -for profit organizations and neighborhood associations partner to implement programs delivered with the funds.
In FY2024/PY2023, CDBG funds were used to make investments in economic development, public infrastructure, housing rehabilitation, and
neighborhood and public services. All funds were used to meet the priority housing, economic development, neighborhood, and administration
needs identified in the Consolidated Plan and Annual Action Plan for FY2024/PY2023 as amended. The City of Dubuque did a substantial job in
spending down funds and providing activities to our community. For example, during FY2024/PY2023, under Housing Rehabilitation, the 9
homeowners received lead paint hazard reduction, 2 homeowners received energy -efficiency updates to the water heater/heat source for
program participants, 4 first time homebuyers receive loans to support their dream of owning a home, 4 homeowners completed homeowner
rehabs, one domestic violence shelter was rehabbed, and 2 multi -unit housing buildings received rehabs. Under economic development, 6 small
businesses were provided with microenterprise loans. Under neighborhood and public services, 5 recreation programs were supported and a
non-profit partner was supported who provided job training to at risk youth. In addition to these services two substantial renovations occurred
at public facilities including a massive park renovation completed at Comiskey Park and a smaller renovation was completed at Avon Park. Both
of these parks serve low and moderate areas of our community and have brought new life to the area. In addition to these public facilities, a
childcare center was rehabbed.
Comparison of the proposed versus actual outcomes for each outcome measure submitted with the consolidated plan and
explain, if applicable, why progress was not made toward meeting goals and objectives. 91.520(g)
Categories, priority levels, funding sources and amounts, outcomes/objectives, goal outcome indicators, units of measure, targets, actual
CAPER 2
OMB Control No: 2506-0117 (exp. 09/30/2021)
outcomes/outputs, and percentage completed for each of the grantee's program year goals.
Goal
Category
Source
/
Amount
Indicator
Unit of
Measure
Expected
—
Strategic
Plan
Actual —
Strategic
Plan
Percent
Complete
Expected
—
Program
Year
Actual —
Program
Year
Percent
Complete
AFH: Advance
Equity with
Fair Housing
Activities
Affordable
Housing
Homeless
Non -
Homeless
Special
Needs
Non -Housing
Community
Development
CDBG:
$
Other
Other
5
1
20.00%
2
0
0.00%
Assist Special
Needs
Populations
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Public Facility or
Infrastructure Activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
25000
0
0.00%
4500
0
0.00%
Assist Special
Needs
Populations
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Public Facility or
Infrastructure Activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
15
0
0.00%
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
3
Assist Special
Needs
Populations
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Public service activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
26675
29187
109.42%
5000
3490
69.80%
Assist Special
Needs
Populations
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Public service activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
100
0
0.00%
Assist Special
Needs
Populations
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Businesses assisted
Businesses
Assisted
55
33
60.00%
Assist the
Homeless and
At -Risk of
Homelessness
Homeless
CDBG:
$
Public Facility or
Infrastructure Activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
0
0
5000
199
3.98%
Assist the
Homeless and
At -Risk of
Homelessness
Homeless
CDBG:
$
Public Facility or
Infrastructure Activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
10
2055
20,550.00%
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
4
Assist the
Homeless and
At -Risk of
Homelessness
Homeless
CDBG:
$
Public service activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
12500
0
0.00%
500
0
0.00%
Assist the
Homeless and
At -Risk of
Homelessness
Homeless
CDBG:
$
Other
Other
5
0
0.00%
Develop New
Affordable
Housing units
Affordable
Housing
Homeless
Non-
Homeless
Special
Needs
CDBG:
$
Public service activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
0
0
10
0
0.00%
Develop New
Affordable
Housing units
Affordable
Housing
Homeless
Non-
Homeless
Special
Needs
CDBG:
$
Homeowner Housing
Added
Household
Housing
Unit
10
0
0.00%
Develop New
Affordable
Housing units
Affordable
Housing
Homeless
Non-CDBG:
Homeless
Special
Needs
$
Homeowner Housing
Rehabilitated
Household
Housing
Unit
45
29
64.44%
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
5
Direct Home
Ownership
Assistance
Affordable
Housing
CDBG:
$
Public service activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
0
0
10
4
40.00%
Direct Home
Ownership
Assistance
Affordable
Housing
CDBG:
$
Direct Financial
Assistance to
Homebuyers
Households
Assisted
95
35
36.84%
Encourage
Self-
Sufficiency-
Public/Human
Services
Non -Housing
Community
Development
CDBG:
$
Public Facility or
Infrastructure Activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
0
0
500
26
5.20%
Encourage
Self-
Sufficiency-
Public/Human
Services
Non -Housing
Community
Development
CDBG:
$
Public service activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
60
39999
66,665.00%
Encourage
Self-
Sufficiency-
Public/Human
Services
Non -Housing
Community
Development
CDBG:
$
Public service activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
0
0
Encourage
Self-
Sufficiency-
Public/Human
Services
Non -Housing
Community
Development
CDBG:
$
Facade
treatment/business
building rehabilitation
Business
0
0
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
6
Encourage
Self-
Sufficiency-
Public/Human
Services
Non -Housing
Community
Development
CDBG:
$
Tenant -based rental
assistance / Rapid
Rehousing
Households
Assisted
250
1
0.40%
Encourage
Self-
Sufficiency-
Public/Human
Services
Non -Housing
Community
Development
CDBG:
$
Businesses assisted
Businesses
Assisted
0
14
10
6
60.00%
Encourage
Self-
Sufficiency-
Public/Human
Services
Non -Housing
Community
Development
CDBG:
$
Other
Other
5
0
0.00%
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Public Facility or
Infrastructure Activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
125
0
0.00%
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Public service activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
0
36
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
7
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Public service activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
0
0
50
0
0.00%
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Rental units
rehabilitated
Household
Housing
Unit
0
94
0
32
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Homeowner Housing
Rehabilitated
Household
Housing
Unit
100
85
85.00%
0
15
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Direct Financial
Assistance to
Homebuyers
Households
Assisted
150
0
0.00%
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Homelessness
Prevention
Persons
Assisted
0
67
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
8
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Housing for Homeless
added
Household
Housing
Unit
0
0
0
0
Maintaining
Existing
Affordable
Housing
Affordable
Housing
Non-
Homeless
Special
Needs
CDBG:
$
Housing for People with
HIV/AIDS added
Household
Housing
Unit
0
0
0
0
Neighborhood
Youth Services
and Aftercare
Non -Housing
Community
Development
CDBG:
$
Public Facility or
Infrastructure Activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
0
0
1000
0
0.00%
Neighborhood
Youth Services
and Aftercare
Non -Housing
Community
Development
CDBG:
$
Public service activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
37400
6183
16.53%
5730
609
10.63%
Neighborhood
Youth Services
and Aftercare
Non -Housing
Community
Development
CDBG:
$
Facade
treatment/business
building rehabilitation
Business
1
0
0.00%
Provide
Inspection and
Code
Enforcement
Affordable
Housing
CDBG:
$
Housing Code
Enforcement/Foreclosed
Property Care
Household
Housing
Unit
825
639
77.45%
70
89
127.14%
CAPER
OMB Control No: 2506-0117 (exp. 09/30/2021)
9
Support
Neighborhood
Development
and
Improvements
Non -Housing
Community
Development
CDBG:
$
Public Facility or
Infrastructure Activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
42500
8733
20.55%
3500
6578
187.94%
Support
Neighborhood
Development
and
Improvements
Non -Housing
Community
Development
CDBG:
$
Public Facility or
Infrastructure Activities
for Low/Moderate
Income Housing Benefit
Households
Assisted
45
0
0.00%
Support
Neighborhood
Development
and
Improvements
Non -Housing
Community
Development
CDBG:
$
Public service activities
other than
Low/Moderate Income
Housing Benefit
Persons
Assisted
50000
18945
37.89%
Table 1- Accomplishments — Program Year & Strategic Plan to Date
Assess how the jurisdiction's use of funds, particularly CDBG, addresses the priorities and specific objectives identified in the plan,
giving special attention to the highest priority activities identified.
CDBG funds were used to address the priorities, needs, and goals identified in the Consolidated Plan. The proposed budget for the
FY2024/PY2023 Annual Action Plan was adopted into the City Budget by the Dubuque City Council.
The City's goals described in the Consolidated Plan are all high priority and were used as the basis for the budgetary priorities outlined in the
FY2024/PY2023 Annual Action Plan. Each funded activity must demonstrate it helps achieve a goal identified in the Consolidated Plan and
benefit low/moderate-income (LMI) persons and communities before it is recommended for approval. The City provides funding for some public
service activities through a yearly grant process. When preparing the Consolidated Plan, estimates are used to project the level of funding and
the number of persons or households to be served. Due to the varying nature and cost of administering different programs, estimating the cost
and number to be served for public service activities can be very challenging. For example, job training activities have different costs, space, and
CAPER 10
OMB Control No: 2506-0117 (exp. 09/30/2021)
time requirements than programs providing emergency shelter. The City distinguishes between four areas of program development: Housing
Development, Economic Development, Neighborhood and Community Development, and Planning and Administration. FY2024/PY2023 activities
addressed all of the goals identified in the Consolidated Plan.
CAPER 11
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-10 - Racial and Ethnic composition of families assisted
Describe the families assisted (including the racial and ethnic status of families assisted).
91.520(a)
CDBG
White
2,606
Black or African American
682
Asian
2
American Indian or American Native
3
Native Hawaiian or Other Pacific Islander
507
Total
3,800
Hispanic
206
Not Hispanic
3,594
Table 2 — Table of assistance to racial and ethnic populations by source of funds
Narrative
The City of Dubuque focuses on serving racial minorities through direct outreach for participation in
programs and funding non-profit organizations that provide services intended towards underserved
populations. Outreach through partners such as Neighborhood Recreation Programs, Dubuque VNA, and
Marita Theisen Childcare Center allowed us to reach more racially diverse populations in the City.
CAPER 12
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-15 - Resources and Investments 91.520(a)
Identify the resources made available
Source of Funds
Source
Resources Made
Available
Amount Expended
During Program Year
CDBG
public - federal
3,696,472
2,201,533
Table 3 - Resources Made Available
Narrative
The CDBG resources available in FY2024/PY2023 include program income received and carryover funds.
During FY2024/PY2023, the City expended $300,424.96 in program income, $1,901,108.15 in
Entitlement funds, for a total of $2,201,533.11. Funding was used to support housing, neighborhood and
community development, and administrative programs.
Identify the geographic distribution and location of investments
Target Area
Planned Percentage of
Allocation
Actual Percentage of
Allocation
Narrative Description
City Wide
73
Low/Moderate Area
Benefit
27
Table 4 — Identify the geographic distribution and location of investments
Narrative
A majority of the activities identified in the Annual Action Plan are targeted to LMI populations, which
could be city-wide, so specific geographical areas within the city were not identified for those activities.
The Low/Moderate Area Benefit activities were services that are available for all residents living in the
determined areas, which are all conducted in residential areas with 51% or greater low/moderate
income residents according to Census data. A listing of activities and their locations is found in the
attached PR-03 CDBG Activity Summary Report.
CAPER 13
OMB Control No: 2506-0117 (exp. 09/30/2021)
Leveraging
Explain how federal funds leveraged additional resources (private, state and local funds),
including a description of how matching requirements were satisfied, as well as how any
publicly owned land or property located within the jurisdiction that were used to address the
needs identified in the plan.
The City of Dubuque actively seeks out and leverages resources to meet goals identified in the
consolidated plan. Partnerships with local organizations working to provide additional
affordable housing, economic development, socioeconomic, and self-sufficiency resources
ensure investments have lasting impact.
Through a State grant, the City of Dubuque provides Home Advocates to those that participate
in CDBG funded programs and the Lead and Healthy Homes Program. These Home Advocates
assess social and physical barriers to sustainable living in each individual home/unit and
connects residents to agencies that can help eliminate the barriers ($23,711.08).
The City of Dubuque also received $521,469 of CDBG funds through Iowa Economic
Development Authority (IEDA). These funds have supported Rapid Rehousing, subsistence
payments, rehabilitation of a homeless shelter, and organization support for nonprofits serving
those impacted by COVID-19.
The City of Dubuque also started to leverage Housing Tax Increment Financing funds to further
the goals of rehabilitating dilapidated structures and making them available to low -moderate
income person for purchase. This program is paired with the Purchase/Rehab/Resale and First -
Time Homebuyer Programs to maximize access to homeownership for low -moderate income
residents ($98,000).
The City of Dubuque has a Lead and Healthy Homes grant which CDBG funds leveraged into the
community as match funding. Additional funding is leveraged from the Lead and Healthy
Homes grant, which assists households built before 1978 with children under the age of 6, with
controlling lead -based paint hazards in the home ($114,934).
The City of Dubuque uses other funds to accomplish the same goals as the CDBG Consolidated
Plan such as Section 8 Housing, Shelter Plus Care Program, and the Rental Rehabilitation
Program; however, they are not directly leveraged by CDBG fund support of those outcomes.
CAPER 14
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-20 - Affordable Housing 91.520(b)
Evaluation of the jurisdiction's progress in providing affordable housing, including the
number and types of families served, the number of extremely low-income, low-income,
moderate -income, and middle -income persons served.
One -Year Goal
Actual
Number of Homeless households to be
provided affordable housing units
60
199
Number of Non -Homeless households to be
provided affordable housing units
10
0
Number of Special -Needs households to be
provided affordable housing units
0
0
Total
70
199
Table 5 — Number of Households
One -Year Goal
Actual
Number of households supported through
Rental Assistance
0
0
Number of households supported through
The Production of New Units
0
0
Number of households supported through
Rehab of Existing Units
70
47
Number of households supported through
Acquisition of Existing Units
0
0
Total
70
47
Table 6 — Number of Households Supported
Discuss the difference between goals and outcomes and problems encountered in meeting
these goals.
The City of Dubuque has traditionally partnered with the Affordable Housing Network, Inc. and will
continue to do so. However, we are looking to expand our partnerships in order to keep production
moving. This year, the City of Dubuque did complete a multi -unit rehab for 32 units with Affordable
Housing Network. The building is located downtown and has 93.3% of residents are LMI. Rehab
projects did pick up this year completing 16 between both rental and homeowner's programs.
CAPER 15
OMB Control No: 2506-0117 (exp. 09/30/2021)
The City of Dubuque also completed a shelter rehab for a domestic violence shelter in our community
that serves 199 low and moderate income individuals.
The City's Lead and Healthy Homes Program provides lead hazard control activities and healthy homes
interventions in homes built before 1978. CDBG provides match funding to leverage these grant funds,
with a focus on owner -occupied homes with children under the age of 6 years old. Production for this
grant picked up during FY24/PY23 completing 9 rehabs ($114,934).
Along with the programs mentioned above, homeowner rehabilitation picked up in FY24/PY23. The City
of Dubuque completed 6 homeowner rehab projects ($75,417).
Additional homes were rehabilitated through Tax Increment Financing and sold to low to moderate
income first-time homebuyers.
Discuss how these outcomes will impact future annual action plans.
Affordable housing options continue to be limited within the City, and often restricted to certain
geographic areas. The CDBG down payment assistance sometimes is not enough to reduce the price of
the home to be affordable to low and moderate -income buyers, especially in the current housing
market. The City started partnering with developers to create new, affordable homeownership
opportunities outside of areas of high poverty concentration. The City's goals to increase income
diversity in neighborhoods has a need for additional funding and programming designed to support
these efforts. The production of Housing TIF to serve this purpose was created by the City of Dubuque,
and is currently being used to rehabilitate homes that are affordable and sell them to low/mod income
residents and paired with the First -Time Homebuyer Program to increase affordable housing access. This
is being done through a partnership with Affordable Housing Network Inc.
The City's Lead and Healthy Homes Program provides lead hazard control activities and healthy homes
interventions in homes built before 1978. CDBG provides match funding to leverage these grant funds,
with a focus on owner -occupied homes with children under the age of 6 years old. Production for this
grant will continue and increase in production as the supply chain and material costs stabilize. The City
also received another Lead Hazard Control grant, and a Healthy Homes Production grant that will assist
with rehabilitation of existing units in the City.
The City received funds secured from the Iowa Economic Development Authority to assist households
with Rapid Rehousing needs. The City also continues to provide resources for sheltering related to the
COVID-19 pandemic. This includes providing spaces for individuals to isolate and quarantine as needed,
as well as the opportunity to minimize overcrowding, particularly for homeless shelters that typically
have communal living arrangements.
Include the number of extremely low-income, low-income, and moderate -income persons
served by each activity where information on income by family size is required to determine
the eligibility of the activity.
CAPER 16
OMB Control No: 2506-0117 (exp. 09/30/2021)
Number of Households Served
CDBG Actual
HOME Actual
Extremely Low-income
4
0
Low-income
7
0
Moderate -income
35
0
Total
46
0
Table 7 — Number of Households Served
Narrative Information
CDBG funds were used for eligible housing activities, such as homeowner and rental rehabilitation, lead
hazard reduction, rehabilitation services and staff costs, and direct financial assistance for homebuyers.
Income eligible households have access to additional financial assistance through the Housing Trust
Fund, funded by IFA, and other local sources. The First-time Homeowner program partners with the
City's Section 8 Homeownership Program to provide housing counseling and financial assistance for
voucher holders. The City encourages income diversity in neighborhoods by incentivizing purchase in
low -mod areas for higher income households and providing additional financial resources for extremely -
low, low, and moderate -income populations to increase affordability outside areas of high -poverty
concentration. By leveraging multiple sources of funding to increase resources for lower -income
households, more equitable outcomes are achieved. Program income generated from CDBG funded
housing activities represents nearly 98% of the City's entire loan portfolio. Additional efforts are being
made to specifically serve the extremely low-income residents, and the Equitable Poverty Reduction &
Prevention Plan, as well as the newly created Office of Shared Prosperity and Neighborhood Services will
help guide those programs as we continue our efforts.
CAPER 17
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-25 - Homeless and Other Special Needs 91.220(d, e); 91.320(d, e); 91.520(c)
Evaluate the jurisdiction's progress in meeting its specific objectives for reducing and ending
homelessness through:
Reaching out to homeless persons (especially unsheltered persons) and assessing their
individual needs
Dubuque is in the Balance of State for Iowa's Continuum of Care (CoC). Not -for -Profit service providers
lead the coordination of services and housing for the homeless. The Community Development Specialist
and Rehab Supervisor assist local Continuum of Care applicants with the environmental review process
and determining consistency with the Consolidated Plan. Staff from Housing & Community Development
attend Continuum of Care meetings to assist in identifying and responding to the needs of homeless
persons.
Over 50 individuals make up the membership of the Homeless Advisory Council, working to streamline
and coordinate services and resources to meet the needs of homeless and near homeless community
members. Non-profit organizations providing homeless services including but not limited to referrals,
outreach, point -in -time count, coordinated entry, emergency & transitional shelter, and permanent
supportive housing. Organizations providing family self-sufficiency, advocacy, employment, employment
services & job training, substance abuse services, health, wellness, domestic violence, sexual assault,
mental health and dental services are available, as well as representation from the City of Dubuque
Police Department, Housing Authority, and Dubuque County Commission of Veteran's affairs.
The Homeless Advisory Council coordinates point -in -time homeless counts in July and January to
evaluate capacity and need for services. Hillcrest Family Services provides outreach, in partnership with
other organizations coordinating access for unsheltered persons. The City partners with East Central
Intergovernmental Association (ECIA) to provide permanent supportive housing, targeting homeless
populations with mental health, HIV/AIDS related illness, and/or substance abuse.
During FY2024/PY2023, the City of Dubuque rehabbed a shelter for men and children. The City of
Dubuque also completed a shelter rehab for a domestic violence shelter.
The City of Dubuque received additional CDBG-CV funds through the Iowa Economic Development
Association in the amount of $521,469 and has contracted with Community Services of Eastern Iowa to
assist households with Rapid Rehousing needs. These funds were also used to rehab the shelter for men
and children. This project is an incredible asset to our community.
Addressing the emergency shelter and transitional housing needs of homeless persons
The City of Dubuque supports organizations providing human service activities through Purchase of
Services Grants. Not -for -profit organizations meeting a human service need in the community can apply
CAPER 18
OMB Control No: 2506-0117 (exp. 09/30/2021)
for CDBG and General Funds on an annual basis. The City also delivers the Phoenix Housing program.
Phoenix Housing provides permanent, supportive housing for homeless living with disabilities. Homeless
outreach, emergency, transitional, permanent, and support services are coordinated with local
providers. This is the City's only program serving the homeless using the housing first model for
permanent supportive housing.
The City of Dubuque received additional CDBG-CV funds through the Iowa Economic Development
Association in the amount of $521,469, and has contracted with Community Solutions of Eastern Iowa
to assist households with Rapid Rehousing needs.
The City, in partnership with Community Solutions of Eastern Iowa, identified 23 individuals reported as
being homeless in Dubuque County during the June 2024 point in time homeless count.
Helping low-income individuals and families avoid becoming homeless, especially extremely
low-income individuals and families and those who are: likely to become homeless after
being discharged from publicly funded institutions and systems of care (such as health care
facilities, mental health facilities, foster care and other youth facilities, and corrections
programs and institutions); and, receiving assistance from public or private agencies that
address housing, health, social services, employment, education, or youth needs
The City of Dubuque and State of Iowa require publicly funded institutions and facilities to have
discharge plans that include adequate and stable housing; however, the follow-up on those plans is
difficult in many situations. The City of Dubuque is also working with many community non -profits and
business partners to establish a "one -stop shop" for assistance that is provided across multiple agencies,
but can easily be accessed under the umbrella of one entity to help this vulnerable population access
assistance.
The City of Dubuque also used CDBG funds to support the Four Mounds Foundation in FY2024/PY2023
in the amount of $85,000. This partner provides specialized job skills and soft skills training. Many of
these young adults are transitioning from transitional services such as health and social service
agencies.
The City of Dubuque also was awarded Family Unification Program housing assistance vouchers to serve
those aging out of foster care, and families who have children placed in foster care that do not have
stable housing with the goal of reunification.
Helping homeless persons (especially chronically homeless individuals and families, families
with children, veterans and their families, and unaccompanied youth) make the transition to
permanent housing and independent living, including shortening the period of time that
individuals and families experience homelessness, facilitating access for homeless individuals
and families to affordable housing units, and preventing individuals and families who were
CAPER 19
OMB Control No: 2506-0117 (exp. 09/30/2021)
recently homeless from becoming homeless again
A network of non-profit organizations provides a range of services from outreach to permanent
supportive housing. These organizations collaborated during the program year to define and align
resources for coordinated entry. Headed by the Iowa Continuum of Care, a network of local providers is
working to streamline services for homeless to allow better access to shelter, mental health, health,
dental, and substance abuse resources. The primary focus is to find people shelter or housing
immediately, in their community of choice.
The City participates as the permanent supportive housing provider and partners with a local non-profit
to coordinate outreach and manage the waiting list. The City continues to support requests to develop
and rehabilitate accessible and affordable housing, with emphasis on programs willing to accept
vouchers or provide subsidies for households under 30% AMI.
The City of Dubuque received additional CDBG-CV funds through the Iowa Economic Development
Association in the amount of $521,469, and has contracted with Community Services of Eastern Iowa to
assist households with Rapid Rehousing needs.
There are three permanent supportive housing programs offered in Dubuque. The City provides the
Continuum of Care funded Phoenix Housing program, serving homeless individuals and families with
disabilities. Hillcrest Family Services provides permanent supportive housing for children, and Opening
Doors (Francis Apartments) provides permanent supportive housing opportunities for families.
CAPER 20
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-30 - Public Housing 91.220(h); 91.320(j)
Actions taken to address the needs of public housing
The City of Dubuque does not have public housing. The City monitors the number of affordable tax
credit units and Housing Choice Voucher units within the City. The affordable housing stock is not high
enough to meet needs of renters and homeowners at or below 80% of the area median income. This is
supported by data in the Consolidated Plan showing more renters earning under 80% Area Median
Income are cost burdened, meaning they pay more than 30% of their income for housing -related costs.
The American Community Survey estimates verify nearly half of all renters experience cost burden. The
City promotes CDBG funded programming to voucher participants in efforts to increase awareness and
participation in activities.
Actions taken to encourage public housing residents to become more involved in
management and participate in homeownership
The City uses the Section 8 Housing Choice Voucher program to provide affordable housing options. The
Housing & Community Development Department is the PHA for the City. The City has 1,113 vouchers
but is unable to issue to capacity due to budgetary constraints. The Family Self -Sufficiency Coordinator
at City of Dubuque's Housing & Community Development works with Family Self -Sufficiency participants
to increase awareness about homeownership options.
All Housing Choice Voucher participants are invited to join the City's Family Self -Sufficiency (FSS)
program, which offers unique, person -centered coaching to support the individual's needs. Goal
planning, resource coordination, job readiness, and family supports are all provided. The Community
Development staff regularly visits with Family Self -Sufficiency Coordinator, and FSS-participating
families. The programs coordinate resources to help buyers establish bank accounts, Individual
Development Accounts (IDA), homeownership counseling, and resources to purchase a home.
Actions taken to provide assistance to troubled PHAs
This PHA is not troubled.
CAPER 21
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-35 - Other Actions 91.220(j)-(k); 91.320(i)-(j)
Actions taken to remove or ameliorate the negative effects of public policies that serve as
barriers to affordable housing such as land use controls, tax policies affecting land, zoning
ordinances, building codes, fees and charges, growth limitations, and policies affecting the
return on residential investment. 91.220 (j); 91.320 (i)
The City of Dubuque has taken steps toward removing barriers to affordable housing, especially when
federal, state, or local funds are contributed toward housing improvements. All rental property owners
who receive funding through CDBG Rehab programs, Lead Hazard Control, Bee Branch Healthy Homes
(CDBG-NDR), are required to accept housing choice vouchers.
The City continues to work with community groups and stakeholders regarding adding source of income
as a protected class to our local ordinances. The Housing & Community Development, Human Rights,
and Planning Services Departments partnered with local stakeholders to better understand how source
of income impacts tenants, particularly Housing Choice Voucher holders. Recent rental licensing data
shows that only 33% of units in the City of Dubuque will accept Housing Choice Vouchers, and the
majority of those are in high -concentrated poverty areas. To address this, the, "Source of Income"
committee was formed. The Committee was made up of key city staff, board and commission members,
housing providers, and housing advocacy groups. The group analyzed data, information, and organized a
series of community dialogues to gain insight into the issues surrounding the impact of such an
ordinance and other options to increase housing choice for voucher holders.
The City of Dubuque also formed a fees and charges equity committee to evaluate the impact fees have
on low-income residents. The goal of this committee is to eliminate fees and charges that don't produce
the desired outcomes and affect low-income residents more than others.
Most recently, the City of Dubuque just applied and completed an intensive application process to be
designated an Iowa Thriving Community. Iowa Finance Authority (IFA) and Iowa Economic Development
Authority (IEDA) introduced the Iowa Thriving Communities designation to elevate best practices from
communities that are going above and beyond to leverage innovative methods to attract housing
opportunities for their workforce. Iowa Thriving Communities will serve as models for other
communities on both a statewide and national level in attracting housing development for all income
levels. The designation also comes with highly sought scoring points for the Federal Housing Tax Credit
and/or Workforce Housing Tax Credit programs. The designation and scoring points are effective
through 2024.
The City completed an Equitable Poverty Prevention and Reduction Plan, which will be implemented in
coming years. In accordance with that Plan, the City created the Office of Shared Prosperity and
Neighborhood Services to carry out the efforts outlined within.
Actions taken to address obstacles to meeting underserved needs. 91.220(k); 91.320(j)
CAPER 22
OMB Control No: 2506-0117 (exp. 09/30/2021)
The City's Planning & Zoning, Economic Development, and Housing Departments coordinate to receive
and process requests for development of affordable housing. The Housing & Community Development
Department works closely with the City's Legal, Human Rights Department, and Office of Shared
Prosperity and Neighborhood Support to inform City staff, housing providers, developers, and the
community at large about the barriers to fair housing and the strategic steps the City is taking steps to
eliminate barriers as identified in the Analysis of Impediments. To encourage public support for
affordable housing development, the City partners with organizations wishing to develop affordable
housing to engage neighborhood residents about the proposed projects. Through a series of
informational meetings, housing developers and residents can discuss the community needs, obtain
facts about the need for affordable housing, and identify target populations and needs unique to the
proposed location within the Dubuque community. These meetings have proven successful for
developers proposing Low Income Housing Tax Credit projects.
To help with the financial feasibility of these projects, the City offers developers the opportunity to
request support from the City for the project. If the project aligns with the City's goals, Consolidated
Plan, and Comprehensive Plan, the City facilitates a public engagement process where incentives for the
project are presented to City Council. Projects seeking support must apply to the City for a review and
the City Council makes final recommendations.
Actions taken to reduce lead -based paint hazards. 91.220(k); 91.320(j)
The City applied for a Lead Hazard Control Grant and in April 2019 was awarded $581,000 in Healthy
Home funds and $2,999,968 in lead hazard control funds for a total of $3,580,968. The program has a
local match of $648,454 and proposed to do 120 units in the 3.5-year grant period. This grant is now
closed and the city completed 121 units. The Lead and Healthy Homes Program effectively delivers
successful lead remediation activities for income eligible households. The grant provides additional
funds to address health and safety hazards in the home, and coordinates with a Home Advocate to build
social capacity for participating families.
All CDBG funded activities use the required level of lead assessment when performing rehab on homes.
Homeowners and renters are provided information and resources about lead and lead poisoning, as well
as information on where and when children should be tested. Code enforcement activities identify
visible hazards from peeling paint and housing code to ensure the health and wellbeing of children living
in these units. CDBG funding provided financial assistance for six units assisted by the Lead & Healthy
Homes program during the program year.
The City of Dubuque has received another Lead and Healthy Homes Grant in 2021 for $4.2 million that
would continue lead hazard control efforts, and have a targeted focus on Dubuque's unique historic
properties that traditionally fall through the cracks due to the costs associated with historic
preservation. This grant will run from November 2021-May 2025 and complete interventions in 106
units city-wide.
CAPER 23
OMB Control No: 2506-0117 (exp. 09/30/2021)
Actions taken to reduce the number of poverty -level families. 91.220(k); 91.320(j)
The City of Dubuque funds, supports, and participates in a variety of projects that support goals to
increase economic opportunities through business retention, expansion, job creation, and financial
resources for low- and moderate -income small business owners. The City of Dubuque had a low
unemployment rate pre-COVID, and many of the local manufactures have a demand for skilled workers.
Project HOPE, which is supported by the City of Dubuque, coordinates with Dubuque Works,
Opportunity Dubuque, and the local community college, NICC, to identify under -skilled workers, train
them, and match them with employment opportunities.
The City of Dubuque had a study completed to produce an Equitable Poverty Reduction & Prevention
Plan. This plan helps guide the activities that should be undertaken to have the greatest impact on the
number of poverty -level families. This report was released in FY 2021. A new department, the Office of
Shared Prosperity and Neighborhood Services, was created within the City of Dubuque to specifically
address the action plan from the Equitable Poverty Reduction & Prevention Plan. The Housing
Department works closely with this newly created office and will partner for community participation
and targeted programming in the future.
Entitlement funds in the amount of $50,000 were committed to Microenterprise development and
expansion for low to moderate income business owners. These grants assisted microenterprise owners
with costs associated with beginning a business, or expanding services.
The City has also taken significant strides in the areas of equity and inclusion. Working with Inclusive
Dubuque, the City completed an Equity Profile focused on identifying needs of various populations. The
equity profile for housing demonstrated many of the lowest income households experience the most
severe housing problems, and those problems disproportionately impact renters. Much of the City's
historic housing stock is in the downtown. Several units are in mixed -use structures, with vacant store
fronts on the first floor and deteriorated housing on the upper floors. The City has multiple programs to
address the poor housing conditions in this area, in conjunction with efforts to revitalize owner
occupied, local business, and infrastructure in the Central Avenue Corridor.
Actions taken to develop institutional structure. 91.220(k); 91.320(j)
Within the institution, steps are being taken to encourage and promote high -performing, fiscally
responsible government. This outcome -driven process is focused on data analysis, community
engagement, and strategic initiatives designed to support and retain Dubuque's population. Employers
in Dubuque are looking for a skilled workforce, and the Housing & Community Development
Department has strategically partnered with the private sector to connect unemployed and
underemployed populations to training and skills necessary to meet local employer's needs.
Multiple departments continue compiling a data library and develop uniform data collection and
tracking systems across departments to more effectively address neighborhood, housing, and economic
CAPER 24
OMB Control No: 2506-0117 (exp. 09/30/2021)
development concerns identified by citizens and staff. The work being completed by these departments
focuses on equity and identifying how the institution can provide more equitable services.
To address housing discrimination, the City took steps to increase staff understanding of fair housing,
discrimination, and the history of racism in the community. New employees, boards and commission
members also receive fair housing training and education.
The Housing & Community Development Department also continues quarterly training for employees on
diversity, equity and inclusion concepts and practices. From this committees were formed to address
institutional structure issues that affect the City's ability to effectively serve all residents.
Actions taken to enhance coordination between public and private housing and social service
agencies. 91.220(k); 91.320(j)
The City has developed strategies to ensure housing developers relate to the community in which they
plan to provide housing, as well as local service providers. Programs seeking City support must
demonstrate active public engagement in the planning of the project and demonstrate what support
services will be available to residents. Locations of projects are carefully considered to ensure residents
will have access to areas of opportunity relevant to the target population being served. The City actively
seeks out federal, state, local, and private sector partners that can meet the range of housing needs
across the community.
The City continues its C.H.A.N.G.E. initiative (Comprehensive Housing Activities for Neighborhood
Growth and Enrichment) to identify and rehabilitate downtown housing units. The program is designed
to acquire, rehabilitate, and sell previously dilapidated properties to income eligible households,
coordinate local, state, and federal resources to have the greatest impact for occupied properties, and
support neighborhood and community development to ensure rich partnerships, programs, and
economic and social resiliency. Through a partnership with GT Investments, and Affordable Housing
Network, Inc., multiple single-family homes have been rehabilitated into affordable homeownership
opportunities.
Identify actions taken to overcome the effects of any impediments identified in the
jurisdictions analysis of impediments to fair housing choice. 91.520(a)
CAPER 25
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-40 - Monitoring 91.220 and 91.230
Describe the standards and procedures used to monitor activities carried out in furtherance
of the plan and used to ensure long-term compliance with requirements of the programs
involved, including minority business outreach and the comprehensive planning
requirements
Pre -funding Preparedness: The Community Development Specialist provides one-on-one preparatory
and program development meetings for new or expanded programs offered through the City of
Dubuque. Technical assistance is provided to develop programs that deliver eligible activities in a timely
manner. New subrecipients outside of the City are also provided one-on-one technical support prior to
project implementation ensure contracting, eligibility, reporting, and national objective requirements
are met. These are routinely completed virtually, but are now starting to have more face to face
meetings.
Contract Management: Most CDBG contracts are overseen by the Housing & Community Development
Department, but some are assigned to a City project manager responsible for the execution and
reporting related to the contract. Contracts include HUD, state, and local requirements, including
related requirements such as environmental reviews, URA, 2 CFR 200, and Lead Based Paint
requirements. Ongoing technical assistance is provided by the Community Development Specialist to
subrecipients and project managers throughout the contract period. Most subrecipients do monthly
draws where supporting documentation is verified.
Monitoring Compliance: The City completes monthly desk audits of reports and supporting
documentation, onsite monitoring reviews, phone contacts, written communications (letters and email)
and meetings. Each subrecipient has individualized reporting forms unique to their program, budgeted
expenses, and activities. These individualized reporting forms allows for convenient management and
monitoring for fraud, waste, mismanagement and other opportunities for potential abuse. Contract
provisions allow for suspension of payment or termination of contract and reimbursement at any time
during the program year based on performance deficiencies. Staff always works with subrecipients to
correct identified deficiencies through discussion, technical assistance prior to imposing any sanctions.
Subrecipients report on successes, challenges, and needs quarterly using an electronic form. City
Departments using CDBG funds are monitored by their respective Department Managers and the
Housing & Community Development Director.
Audit Review: Subrecipients are required to submit an audit prior to funding (if available) and as part of
the year-end requirements in the contract. Programs requiring a Single Audit are subject to a financial
desk review to the CDBG program if there is a finding noted in the audit, regardless if the finding is
related to CDBG funds.
The Housing and Community Development department maintains and updates the Section 3 plan for
applicable contracts.
CAPER 26
OMB Control No: 2506-0117 (exp. 09/30/2021)
Citizen Participation Plan 91.105(d); 91.115(d)
Describe the efforts to provide citizens with reasonable notice and an opportunity to
comment on performance reports.
The Community Development Advisory Commission meets monthly and is open to the public. Meetings
are at 5:30 pm in a Housing Conference Room, located in Dubuque's downtown on a bus route, but have
been held in person. All public hearings have translation services for individuals with limited English
proficiency, vision, hearing, or speech impairments. Agendas are posted in the Housing Department, City
Hall, Public Library, Multicultural Family Center and distributed to a list serve where anyone can receive
notification when agendas and reports are posted online. The commission provides citizens an
opportunity to comment on proposed plans, performance, and reports. The Commission also welcomes
partners to the meetings in order to share out any relevant information to the Commission. Comments
can also be submitted in writing, by phone, or electronically through the City's website.
The Community Development Advisory Commission amended the Citizen Participation Plan in
FY24/PY23. In FY24/PY23, the Commission created a subgroup titled, Community Engagement and
Outreach. The subgroup's goal is to spread awareness about CDBG funding opportunities and gather
feedback from residents, social service agencies, and other non -profits regarding the needs in the
community. Citizen Participation Plan was also amended in FY2024/PY2023 and describes the roles,
responsibilities, and contact information of entities involved in administering, reviewing, and approving
activities included in this report. The Citizen Access section was updated to improved outreach efforts,
public meeting, public hearing, information and records availbilty, technical assistance, and activity
promotion. Some sucesses within the Citizen Access section is utilizing our public information office for
press releases, CityChannel Dubuque, social media, GIS, updated website language, creating our
community survey and having it availble in multiple lanuages, and updated post cards to share at
community events. Our CDBG program has also had success promoting our program at community
events and through CDBG Week. The public information office has also created a CDBG Story Map to
highlight our previous CDBG successes.
CR-45 - CDBG 91.520(c)
Specify the nature of, and reasons for, any changes in the jurisdiction's program objectives
and indications of how the jurisdiction would change its programs as a result of its
experiences.
The City of Dubuque has been working hard to promote the use of the community development
programs to marginalized community members and those with significant barriers to navigating
systems. Targeted outreach was completed to test if that would encourage additional participants from
marginalized neighborhoods, but that was not an outcome. The City changed its focus to being part of
"in-group" activities and events to reach this community. This has been effective in increasing the
number of marginalized groups participating in programs and even providing input for planning
CAPER 27
OMB Control No: 2506-0117 (exp. 09/30/2021)
programs.
Due to lack of participation by marginalized populations in the City's homeownership workshops and
programs, the City's approach pivoted towards removing barriers to homeownership. Many minorities
that expressed interest in homeownership were not at a stage yet financially where they could secure a
bank loan to participate in our first-time homebuyer programs. The City developed a credit repair
program to assist potential homebuyers to repair their credit, then receive downpayment assistance.
Through code enforcement efforts, it was discovered that many older rental units in the City, primarily
occupied by minority or low/moderate income community members, had windows in habitable rooms
that did not meet emergency escape and rescue opening requirements as identified by City Code. This
was a safety issue, so the City developed a program by which rental property owners could replace the
non -compliant windows with properly sized egress windows to keep occupants safe in case of
emergency.
The City of Dubuque found that at the end of FY2024/PY2023, access to food, shelter, affordable
housing, and employment continue to be barriers for low and moderate income residents.
Does this Jurisdiction have any open Brownfields Economic Development Initiative (BEDI)
grants?
No
[BEDI grantees] Describe accomplishments and program outcomes during the last year.
CAPER 28
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-45 - CDBG 91.520(c)
Specify the nature of, and reasons for, any changes in the jurisdiction's program objectives
and indications of how the jurisdiction would change its programs as a result of its
experiences.
The City of Dubuque has been working hard to promote the use of the community development
programs to marginalized community members and those with significant barriers to navigating
systems. Targeted outreach was completed to test if that would encourage additional participants from
marginalized neighborhoods, but that was not an outcome. The City changed its focus to being part of
"in-group" activities and events to reach this community. This has been effective in increasing the
number of marginalized groups participating in programs and even providing input for planning
programs.
Due to lack of participation by marginalized populations in the City's homeownership workshops and
programs, the City's approach pivoted towards removing barriers to homeownership. Many minorities
that expressed interest in homeownership were not at a stage yet financially where they could secure a
bank loan to participate in our first-time homebuyer programs. The City developed a credit repair
program to assist potential homebuyers to repair their credit, then receive downpayment assistance.
Through code enforcement efforts, it was discovered that many older rental units in the City, primarily
occupied by minority or low/moderate income community members, had windows in habitable rooms
that did not meet emergency escape and rescue opening requirements as identified by City Code. This
was a safety issue, so the City developed a program by which rental property owners could replace the
non -compliant windows with properly sized egress windows to keep occupants safe in case of
emergency.
The City of Dubuque found that at the end of FY2024/PY2023, access to food, shelter, affordable
housing, and employment continue to be barriers for low and moderate income residents.
Does this Jurisdiction have any open Brownfields Economic Development Initiative (BEDI)
grants?
No
[BEDI grantees] Describe accomplishments and program outcomes during the last year.
CAPER 29
OMB Control No: 2506-0117 (exp. 09/30/2021)
CR-58 — Section 3
Identify the number of individuals assisted and the types of assistance provided
Total Labor Hours
CDBG
HOME
ESG
HOPWA
HTF
Total Number of Activities
0
0
0
0
0
Total Labor Hours
Total Section 3 Worker Hours
Total Targeted Section 3 Worker Hours
Table 8 — Total Labor Hours
Qualitative Efforts - Number of Activities by Program
CDBG
HOME
ESG
HOPWA
HTF
Outreach efforts to generate job applicants who are Public Housing
Targeted Workers
Outreach efforts to generate job applicants who are Other Funding
Targeted Workers.
Direct, on -the job training (including apprenticeships).
Indirect training such as arranging for, contracting for, or paying tuition for,
off -site training.
Technical assistance to help Section 3 workers compete for jobs (e.g.,
resume assistance, coaching).
Outreach efforts to identify and secure bids from Section 3 business
concerns.
Technical assistance to help Section 3 business concerns understand and
bid on contracts.
Division of contracts into smaller jobs to facilitate participation by Section
3 business concerns.
Provided or connected residents with assistance in seeking employment
including: drafting resumes,preparing for interviews, finding job
opportunities, connecting residents to job placement services.
Held one or more job fairs.
Provided or connected residents with supportive services that can provide
direct services or referrals.
Provided or connected residents with supportive services that provide one
or more of the following: work readiness health screenings, interview
clothing, uniforms, test fees, transportation.
Assisted residents with finding child care.
Assisted residents to apply for, or attend community college or a four year
educational institution.
Assisted residents to apply for, or attend vocational/technical training.
Assisted residents to obtain financial literacy training and/or coaching.
Bonding assistance, guaranties, or other efforts to support viable bids
from Section 3 business concerns.
Provided or connected residents with training on computer use or online
technologies.
Promoting the use of a business registry designed to create opportunities
for disadvantaged and small businesses.
Outreach, engagement, or referrals with the state one -stop system, as
designed in Section 121(e)(2) of the Workforce Innovation and
Opportunity Act.
CAPER
30
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Other.
Table 9 — Qualitative Efforts - Number of Activities by Program
Narrative
CAPER 31
OMB Control No: 2506-0117 (exp. 09/30/2021)