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Proceedings for Public Hearing for the Issuance of Not to Exceed $2,330,000 Water Revenue Capital Loan Notes (State Revolving Loan Fund Program) North English Road Water MainCity of Dubuque City Council all 311[ON:I=F-301►[rI6"1F:&J Copyrighted October 6, 2025 ITEM TITLE: Proceedings for Public Hearing for the Issuance of Not to Exceed $2,330,000 Water Revenue Capital Loan Notes (State Revolving Loan Fund Program) North English Road Water Main SUMMARY: Proof of publication on notice of public hearing to consider City Council approval of the suggested proceedings for a public hearing on the issuance of a not to exceed $2,330,000 Water Revenue Capital Loan Notes, State Revolving Loan Fund Program, the proceeds of which will be used to fund the North English Road Water Main, and City Manager recommending approval. RESOLUTION Taking additional action on proposal to enter into a Water Revenue Loan and Disbursement Agreement SUGGUESTED Receive and File; Adopt Resolution(s) DISPOSITION: ATTACHMENTS: 1. North English Road SRF Public Hearing_MVM memo_2025_10_01 2. North English Road SRF Public Hearing_Staff memo_2025_10_01 3. 2nd Half Hrg Only Water Rev LDA (North English Rd) (Dubuque #26 2025)-v1 Page 1010 of 1264 THE CITY OF DUB E Masterpiece on the Mississippi TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager Dubuque All-Amerin Cigf vsixhLLrn 2007-2012-2013 2017*2019 SUBJECT: Proceedings for Public Hearing for the Issuance of Not to Exceed $2,330,000 Water Revenue Capital Loan Notes (State Revolving Loan Fund Program) North English Road Water Main DATE: October 1, 2025 Chief Financial Officer Jennifer Larson is recommending city Council approval of the suggested proceedings for a public hearing on the issuance of a not to exceed $2,330,000 Water Revenue Capital Loan Notes, State Revolving Loan Fund Program, the proceeds of which will be used to fund the North English Road Water Main. The North English Road water main extension (at the west terminus of the Southwest Arterial water main extension) creates a path for a future loop and connection of Pressure Zone 3 and 4, when in later phases it can extend to English Mill Road and then south from there to the English Mill Pump Station. The Southwest Arterial water main extension (along with the North Cascade Road water main extension) creates an arterial water main loop that extends from the southwest end to the south end of Pressure Zone 3. The Southwest Arterial water main extension consists of a 16-in arterial water main connecting the end of the North English Road water main extension to the existing 16-in arterial water main located at the Tamarack Industrial Park. There will also be a tie-in mid -route to the 16-in arterial water main at Military Road. The proposed water main extension is planned to be located within existing roadway ROW with only one utility easement required along the entirety of the proposed water main route. The project will include the following: • Approximately 22,150 LF of 16-in water main with 30 buried butterfly valves • 24 fire hydrants, located at approximately 1,000-ft intervals, with 6-in DI leads and isolation gate valves • Two (2) creek/stream crossings including water valve manholes • Three (3) Bored Casings (approximately 650 LF) for 16-in Water Main at crossing of Military Road, North Cascade Road, and the Southwest Arterial. Page 1011 of 1264 The State Revolving Fund loan will have an estimated interest rate of 3.12%, a maturity date of June 1, 2045, and will be abated from the water fund. I concur with the recommendation and respectfully request Mayor and City Council approval. Michael C. Van Milligen MCVM/jml Attachment cc: Crenna Brumwell, City Attorney Cori Burbach, Assistant City Manager Chris Lester, Water Department Director Brian DeMoss, Finance Manager Page 1012 of 1264 THE CITY OF DUB E Masterpiece on the Mississippi TO: Michael C. Van Milligen, City Manager FROM: Jennifer Larson, Chief Financial Officer Dubuque AI -America City II I., 2007 • 2012 • 2013 SUBJECT: Proceedings for Public Hearing for the Issuance of Not to Exceed $2,330,000 Water Revenue Capital Loan Notes (State Revolving Loan Fund Program) North English Road Water Main DATE: October 1, 2025 INTRODUCTION The purpose of this memorandum is to provide suggested proceedings for the public hearing on the issuance of not to exceed $2,330,000 Water Revenue Capital Loan Notes (State Revolving Loan Fund Program) North English Road Water Main. BACKGROUND The City of Dubuque is looking to address necessary improvements associated with its water distribution system. These improvements will address water resiliency, reduce bottlenecks, improve water storage and pumping at key locations throughout the community to support the existing customer base, and prepare the city for increased demands associated with the existing and new customers. The project will also assist the City's need to reduce and better manage dead-end water mains and other areas where the water age and water quality can suffer due to lack of circulation. Through the Request for Engineering Proposal process 2022, Origin Design was awarded the City -Wide Water Distribution System, Storage, and Pumping Improvements Project to complete design of the five improvements. Origin also prepared and assisted the City in securing an Iowa SRF Intended Use Plan (IUP) Application for the proposed improvements, and a P&D Loan. One of the five projects in the City -Wide Water Distribution System, Storage, and Pumping Improvements Project is the N. Cascade Road and SW Arterial Water Main Extension project that will bring water service to a portion of the SW Arterial and allow continued extensions, looping water main along the SW Arterial from US Highway 151/61 to US Highway 20 while also providing service between pressure zones and increasing water service reliance to the City's southern- and western -most customers. Page 1013 of 1264 Origin Design has completed the plans for the installation of a 12-inch water main extension starting at Edval Lane on North Cascade Road south to the SW Arterial. At the intersection with the SW Arterial, the original project scope included a water main loop that would head east along the SW Arterial in the direction of Military Road toward Tamarack Industrial Park. The project scope was amended to include water main that would also head west along the SW Arterial to North English Road, then turning north along North English Road for approximately 1,100 feet. DISCUSSION The North English Road water main extension (at the west terminus of the Southwest Arterial water main extension) creates a path for a future loop and connection of Pressure Zone 3 and 4, when in later phases it can extend to English Mill Road and then south from there to the English Mill Pump Station. The SW Arterial water main extension (along with the North Cascade Road water main extension) creates an arterial water main loop that extends from the southwest end to the south end of Pressure Zone 3. The Southwest Arterial water main extension consists of a 16-in arterial water main connecting the end of the North English Road water main extension to the existing 16-in arterial water main located at the Tamarack Industrial Park. There will also be a tie-in mid -route to the 16-in arterial water main at Military Road. The proposed water main extension is planned to be located within existing roadway ROW with only one utility easement required along the entirety of the proposed water main route. The project will include the following: • Approximately 22,150 LF of 16-in water main with 30 buried butterfly valves • 24 fire hydrants, located at approximately 1,000-ft intervals, with 6-in DI leads and isolation gate valves • Two (2) creek/stream crossings including water valve manholes • Three (3) Bored Casings (approximately 650 LF) for 16-in Water Main at crossing of Military Road, North Cascade Road, and the Southwest Arterial. The North English Road and SW Arterial portions west of North Cascade Road were not part of the original IUP submitted and approved in 2022. The IUP was updated in November 2024 to include the costs associated with the revised scope. The estimated costs associated with the additional 1,100 LF of water main along North English Road are $305,000, and changes to the SW Arterial extension portion of the project are $1,580,000, totaling $1,885,000. The State Revolving Fund loan will have an estimated interest rate of 3.12%, a maturity date of June 1, 2045, and will be abated from the water fund. ACTION TO BE TAKEN I respectfully recommend the adoption of the enclosed resolution on the proposed issuance not to exceed $2.33 million in Water Revenue Capital Loan Notes (State Revolving Loan Fund Program) for the North English Road Water Main. Page 1014 of 1264 Attachments CC' Crenna Brumwell, City Attorney Cori Burbach, Assistant City Manager Brian DeMoss, Finance Manager Page 1015 of 1264 DORSEY DORSEY+WHI-rNEY LLP October 1, 2025 VIA EMAIL Jenny Larson Chief Financial Officer Dubuque, Iowa Re: $2,330,000 SRF Water Revenue Loan and Disbursement Agreement Our File No. 430411-26 Dear Jenny: We have prepared and attach proceedings for the October 6, 2025, City Council meeting related to the public hearing and additional action on the Water Revenue Loan and Disbursement Agreement (the "Agreement") in connection with the North English Road Water Main Extension Project. The proceedings attached include the following items: 1. Minutes of the meeting covering the public hearing, followed by the resolution taking additional action in connection with the Agreement. This resolution simply sets forth the City Council's determination to enter into the Agreement in the future and its adoption constitutes the "additional action" required by the Iowa Code. 2. Attestation Certificate with respect to the validity of the transcript. On October 6, 2025, the City Council should meet as scheduled and hold the hearing on its intention to enter into the Agreement. The minutes as drafted assume that no objections will be filed or made. Please return one fully executed copy of these proceedings to our office as soon as possible. Please call me if you have questions. Best regards, David D. Grossklaus John P. Danos Attachments cc: Crenna Brumwell Adrienne Breitfelder Eldon Schneider Christopher Lester Tionna Pooler Tony Toigo Lee Wagner Yolana Attaway 8oi Grand Avenue I Suite 41001 Des Moines, IA 15o3og-800z IT 515.283.1000 I dorsey.com Page 1016 of 1264 Dubuque / 430411-26 / 2nd'/2 Hrg Only Water Rev (North English) (Hearing — Water Revenue) 43 0411-26 Dubuque, Iowa October 6, 2025 The City Council of the City of Dubuque, Iowa, met on October 6, 2025, at 6:30 p.m., at the Historic Federal Building, 350 W. 6`h St, Second Floor Council Chambers, Dubuque, Iowa. The meeting was called to order by the Mayor, and the roll was called showing the following members of the Council present and absent: Present: Mayor Cavanagh, Council Members Farber, Jones, Resnick, Roussell, Sprank, Wethal. Absent: • • Other Business- - PUBLIC HEARING This being the time and place specified for holding the public hearing and taking action on the proposal to enter into a Water Revenue Loan and Disbursement Agreement, the Assistant City Clerk announced that no written objections had been placed on file. Whereupon, the Mayor called for any written or oral objections, and there being none, the Mayor declared the public hearing closed. MOTION TO APPROVE RESOLUTION After due consideration and discussion, Council Member Sprank introduced the following resolution and moved its adoption, seconded by Council Member Wethal. The Mayor put the question upon the adoption of said resolution, and the roll being called, the following Council Members voted: Ayes: Roussell, Sprank, Resnick, Jones, Wethal, Cavanagh, Farber. Nays: Whereupon, the Mayor declared the resolution duly adopted, as follows: DORSEY & WHITNEY LLP, ATTORNEYS, DES MOINES, IOWA Dubuque / 430411-26 / 2nd %z Hrg Only Water Rev (North English) RESOLUTION NO. 323-25 Resolution taking additional action on proposal to enter into a Water Revenue Loan and Disbursement Agreement WHEREAS, the City of Dubuque (the "City"), in Dubuque County, State of Iowa, did heretofore establish a Municipal Waterworks Utility System (the "Utility") in and for the City which has continuously supplied water service in and to the City and its inhabitants since its establishment; and WHEREAS, the management and control of the Utility are vested in the City Council (the "Council") and no board of trustees exists for this purpose; and WHEREAS, pursuant to prior resolutions of the Council, the City has heretofore issued Water Revenue bonds or notes as set forth in prior proceedings of the Council, and a portion of such prior Water Revenue debt remains outstanding (the "Outstanding Indebtedness"); and WHEREAS, pursuant to the resolutions relating to and authorizing the Outstanding Indebtedness (the "Outstanding Bond Resolutions") the City reserved the right to issue additional obligations payable from the net revenues of the Utility and ranking on a parity with the terms and conditions set forth in the Outstanding Bond Resolutions; and WHEREAS, the City has heretofore proposed to contract indebtedness and enter into a certain Water Revenue Loan and Disbursement Agreement (the "Agreement") and to borrow money thereunder in a principal amount not to exceed $2,330,000, pursuant to the provisions of Section 384.24A of the Code of Iowa, for the purpose of paying the cost, to that extent, of planning, designing and constructing improvements and extensions to the Utility, and has published notice of the proposed action and has held a hearing thereon on October 6, 2025; NOW, THEREFORE, Be It Resolved by the City Council of the City of Dubuque, Iowa, as follows: Section 1. The City Council hereby determines to enter into the Agreement in the future and orders that Water Revenue Bonds be issued at such time in evidence thereof. The City Council further declares that this resolution constitutes the "additional action" required by Section 384.24A of the Code of Iowa. Section 2. All resolutions or parts thereof in conflict herewith are hereby repealed, to the extent of such conflict. -2- DORSEY & WHITNEY LLP, ATTORNEYS, DES MOINES, IOWA Dubuque / 430411-26 / 2nd'/2 Hrg Only Water Rev (North English) Section 3. This resolution shall be in full force and effect immediately upon its adoption and approval, as provided by law. Passed and approved October 6, 2025. Mayor Attest: Assistant City Clerk - - Other Business- - On motion and vote, the meeting adjourned. Attest: Assistant City Clerk -3- DORSEY & WHITNEY LLP, ATTORNEYS, DES MOINES, IOWA Dubuque / 430411-26 / 2nd'/: Hrg Only Water Rev (North English) ATTESTATION CERTIFICATE: STATE OF IOWA DUBUQUE COUNTY SS: CITY OF DUBUQUE I, the undersigned, Assistant City Clerk of the City of Dubuque, do hereby certify that attached hereto is a true and correct copy of the proceedings of the City Council relating to the hearing on the City Council's intention to enter into a Water Revenue Loan and Disbursement Agreement in a principal amount not to exceed $2,330,000. WITNESS MY HAND this �(� day of DoJC>LG,/ , 2025. Assistant City Clerk -4- DORSEY & WHITNEY LLP, ATTORNEYS, DES MOINES, IOWA STATE OF IOWA SS: DUBUQUE COUNTY CERTIFICATE OF PUBLICATION I, Kathy Goetzinger, a Billing Clerk for Woodward Communications, Inc., an Iowa corporation, publisher of the Telegraph Herald, a newspaper of general circulation published in the City of Dubuque, County of Dubuque and State of Iowa; hereby certify that the attached notice was published in said newspaper on the following dates: 09/19/2025 and for which the charge is 32.12 Dubuque County, Iowa, this 19th day of September, 2025 Notary lic in and for Dubuque ounty, Iowa. Elm APEber 199659 Expires 25 Ad text : CITY OF DUBUQUE, IOWA OFFICIAL NOTICE NOTICE OF PROPOSED ACTION TO INSTITUTE PROCEEDINGS TO ENTER INTO A LOAN AND DISBURSEMENT AGREEMENT IN A PRINCIPAL AMOUNT NOT TO EXCEED $2,330,000 (WATER REVENUE) The City Council of the City of Dubuque, Iowa, will meet on October 6, 2025, at 6:30 p.m., at the Historic Federal Building, 350 W. 6th St, Second Floor Council Chambers, for the purpose of instituting proceedings and taking action to enter into a loan and disbursement agreement (the ?Agreement?) and to borrow money thereunder in a principal amount not to exceed $2,330,000 for the purpose of paying the cost, to that extent, of planning, designing and constructing improvements and extensions to the Municipal Waterworks Utility System (the ?Utility?) of the City. The Agreement will not constitute a general obligation of the City, nor will it be payable in any manner by taxation but, together with the City's outstanding Water Revenue Indebtedness and any additional obligations of the City as may be hereafter issued and outstanding from time to time ranking on a parity therewith, will be payable solely and only from the Net Revenues of the Utility. At that time and place, oral or written objections may be filed or made to the proposal to enter into the Agreement. After receiving objections, the City may determine to enter into the Agreement, in which case, the decision will be final unless appealed to the District Court within fifteen (15) days thereafter. By order of the City Council of the City of Dubuque, Iowa. Adrienne Breitfelder City Clerk It 9/19