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Setting a Public Hearing on a Subordination Agreement with Franklin Apartments, LLC, and Premier BankCity of Dubuque City Council Copyrighted October 20, 2025 111 W4&1A9797:A1l1 311102:W_1NIzlex3pi ITEM TITLE: Resolution Setting a Public Hearing on a Subordination Agreement by and among the City of Dubuque, Iowa, Franklin Apartments, LLC, and Premier Bank SUMMARY: City Manager recommending City Council adopt the attached Resolution setting a public hearing for November 3, 2025, on a proposed Subordination Agreement by and between the City of Dubuque, Iowa, Franklin Apartments, LLC, and Premier Bank. RESOLUTION Setting A Public Hearing For A Subordination Agreement By And Among The City Of Dubuque, Iowa, Franklin Apartments, LLC, And Premier Bank For Interest In City Property Located At 39 Bluff Street SUGGUESTED Receive and File; Adopt Resolution(s), Set Public Hearing for DISPOSITION: November 3, 2025 ATTACHMENTS: 1. MVM Memo 2. Staff Memo 3. Subordination Agreement 4. Notice of Hearing 5. Resolution Page 458 of 817 THE C Dubuque DUjIBQTE AIFAWca Ciq rw ni I Masterpiece on the Mississippi � pp 20°2.2° 13 Zd17*7*2Q19 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Resolution Setting a Public Hearing on a Proposed Subordination Agreement by and between the City of Dubuque, Iowa, Franklin Apartments, LLC, and Premier Bank DATE: October 15, 2025 Economic Development Director Jill Connors is recommending City Council adopt the attached Resolution setting a public hearing for November 3, 2025, on a proposed Subordination Agreement by and between the City of Dubuque, Iowa, Franklin Apartments, LLC, and Premier Bank. The City of Dubuque, Iowa (City), and Franklin Investments, LLC entered into a Downtown Rehabilitation Loan Agreement dated December 21, 2020, for a $300,000 loan related to the redevelopment of 39 Bluff Street including the creation of 21 new residential rental units (the Loan). As collateral for the Loan, Franklin Investments, LLC granted to City a Mortgage recorded on March 29, 2021 as Instrument No. 2021- 00004804 (the City Mortgage). Franklin Apartments, LLC intends to purchase the property at 39 Bluff Street. Premier Bank is financing the real estate purchase and requires a first secured position of repayment. Since the City Mortgage was recorded in 2021, the City currently has the first secured position. Historically, the City has consented to subordinating its secured position behind a primary lender. The primary lender will have a higher loan amount and therefore, more risk associated with its loan. The appraised value of the property to be purchased is $2,789,000. This appraised value is above the City Mortgage and the Premier Bank loan amount. I concur with the recommendation and respectfully request Mayor and City Council approval. k�4 A-Z�22'� Mic ael C. Van Milligen MCVM:sv Page 459 of 817 Attachment cc: Crenna Brumwell, City Attorney Cori Burbach, Assistant City Manager Jill Connors, Economic Development Director Page 460 of 817 Dubuque THE CITY OF All -Americo Cigl MIX 1Wlf. CT7�: f.l i"F�11I�': UB E ' I 2007-2012.2013 Masterpiece on the Mississippi 2017*2019 TO: Michael C. Van Milligen, City Manager FROM: Jill M. Connors, Economic Development Director Economic Development Department 1300 Main Street Dubuque, Iowa 52001-4763 Office (563) 589-4393 TTY (563) 690-6678 http://www.cityofdubuque.org SUBJECT: Resolution Setting a Public Hearing on a Proposed Subordination Agreement by and between the City of Dubuque, Iowa, Franklin Apartments, LLC, and Premier Bank DATE: October 14, 2025 INTRODUCTION This memorandum is a request for the City Council to adopt the attached Resolution setting a public hearing for November 3, 2025 on a proposed Subordination Agreement by and between the City of Dubuque, Iowa, Franklin Apartments, LLC, and Premier Bank. BACKGROUND The City of Dubuque, Iowa (City), and Franklin Investments, LLC entered into a Downtown Rehabilitation Loan Agreement dated December 21, 2020, for a $300,000 loan related to the redevelopment of 39 Bluff Street including the creation of 21 new residential rental units (the Loan). As collateral for the Loan, Franklin Investments, LLC granted to City a Mortgage recorded on March 29, 2021 as Instrument No. 2021-00004804 (the City Mortgage). DISCUSSION Franklin Apartments, LLC intends to purchase the property at 39 Bluff Street. Premier Bank is financing the real estate purchase and requires a first secured position of repayment. Since the City Mortgage was recorded in 2021, the City currently has the first secured position. Historically, the City has consented to subordinating its secured position behind a primary lender. The primary lender will have a higher loan amount and therefore, more risk associated with its loan. The appraised value of the property to be purchased is $2,789,000. This appraised value is above the City Mortgage and the Premier Bank loan amount. RECOMMENDATION Page 461 of 817 I recommend the City Council adopt the attached Resolution setting a November 3, 2025 public hearing on the proposed Assignment and Assumption Agreement by and between the City of Dubuque, Iowa and Franklin Investments, LLC to Franklin Apartments, LLC. 2 Page 462 of 817 Document prepared by: Staci Duerr for Premier Bank, P.O. Box 420, Dubuque, IA 52004- 0420, (563) 588-1000 Return To: Premier Bank, P.O Box 420, Dubuque, IA 52004-0420 SUBORDINATION AGREEMENT On this day of November 2025, it is agreed by the City of Dubuque that its mortgage dated the 26th day of March, 2021 and filed March 29, 2021, executed by Franklin Investments, LLC to the City of Dubuque as Instrument No. 2021-00004804 in the records of Dubuque County, Iowa, further assumed by Franklin Apartments, LLC, that said mortgage is hereby subordinated to a mortgage between Premier Bank and Franklin Apartments, LLC dated November 4, 2025 and filed on November , 2025 as Instrument No. of the records of Dubuque County, Iowa. Jeffery R. Manders, Member, of Franklin Apartments, LLC acknowledges the execution of this document. City of Dubuque M. Brad Cavanagh, Mayor STATE OF IOWA ) ) SS: DUBUQUE COUNTY ) On this day of November A.D., 2025, before me, the undersigned, a Notary Public in and for the State of Iowa, personally appeared Brad Cavanagh to me personally known, who being by me duly sworn, did say that they are the Mayor of the City of Dubuque, that no seal has been procured by said entity, that said instrument was signed on behalf of said entity, by authority of the Dubuque City Council, and the said Brad Cavanagh as Mayor acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and each of them voluntarily executed. Notary Public in and for the State of Iowa Page 463 of 817 Franklin Apartments, LLC I0 Jeffery R. Manders, Member STATE OF IOWA ) ) SS: DUBUQUE COUNTY ) On this day of November A.D., 2025, before me, the undersigned, a Notary Public in and for the State of Iowa, personally appeared Jeffery R. Manders to me personally known, who being by me duly sworn, did say that they are the Member of Franklin Apartments, LLC, that no seal has been procured by said entity, that said instrument was signed on behalf of said entity, by authority of Franklin Apartments, LLC, and the said Jeffery R. Manders as Member acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and each of them voluntarily executed. Notary Public in and for the State of Iowa Page 464 of 817 CITY OF DUBUQUE, IOWA OFFICIAL NOTICE PUBLIC NOTICE is hereby given that the Dubuque City Council will conduct a public hearing on the 3rd day of November, 2025, at 6:30 p.m., in the Historic Federal Building, 350 W. 6t" Street, 2nd floor, Dubuque, Iowa, at which meeting the City Council proposes to approve a Subordination Agreement by and among the City of Dubuque, Iowa, Franklin Apartments, LLC, and Premier Bank for interest in property located at 39 Bluff Street. At the meeting, the City Council will receive oral and written comments from any resident or property owner of said City to the above action. The official City Council agenda will be posted the Friday before the meeting and will contain public input options. The agenda can be accessed at https://dubugueia.portal.civicclerk.com/ or by contacting the City Clerk's Office at 563-589-4100, ctyclerk@cityofdubuque.org. Written comments on the public hearing may be submitted to the City Clerk's Office by email at ctyclerk@cityofdubuque.org or by mail to City Hall, 50 W. 13t" St., Dubuque, IA 52001, before the scheduled hearing. The City Council will review all written comments at the time of the hearing. Documents related to the public hearing are on file in the City Clerk's Office and may be viewed Monday through Friday between 8:00 a.m. and 5:00 p.m. Individuals requiring special assistance should contact the City Clerk's Office as soon as feasible. Deaf or hard -of -hearing individuals can use Relay Iowa by dialing 711 or (800) 735-2942. Published by order of the City Council given on the 20th day of October 2025. Adrienne N. Breitfelder, CIVIC, City Clerk Page 465 of 817 Prepared by Ian Hatch, Assistant Economic Development Director, 1300 Main Street Dubuque IA 52001 (563) 589-4105 Return to Adrienne N. Breitfelder, City Clerk, 50 W. 131h St., Dubuque, IA 52001, (563) 589-4100 RESOLUTION NO. 339-25 SETTING A PUBLIC HEARING FOR A SUBORDINATION AGREEMENT BY AND AMONG THE CITY OF DUBUQUE, IOWA, FRANKLIN APARTMENTS, LLC, AND PREMIER BANK FOR INTEREST IN CITY PROPERTY LOCATED AT 39 BLUFF STREET WHEREAS, the City of Dubuque, Iowa, (City) and Franklin Investments, LLC previously entered into a Development Agreement dated April 4, 2011 and a Downtown Rehabilitation Loan Agreement dated December 21, 2020 (the Agreements) for the rehabilitation of 39 Bluff Street (the Project) legally described as follows: Lot 2-1 & 2-2 of City Lot 595 City Lots 596, 597, & 597A Lot 2-1-2 & Lot 2-2 of City Lot 600 & Lots 3 Thru 6 of City Lot 600in the City of Dubuque (the Property); and WHEREAS, the Agreements include the award of a $300,000 Downtown Rehabilitation Loan (the Loan) for the purpose of stimulating reinvestment in the Greater Downtown Urban Renewal District; and WHEREAS, the Project meets the requirements of the Loan; and WHEREAS, as security for the Loan, Franklin Investments, LLC previously granted to City a mortgage on the Property (the City Mortgage); and WHEREAS, Franklin Investments, LLC intends to assign its right to take title to the Property to Franklin Apartments, LLC pursuant to an Assignment of Development Agreement and Assignment and Assumption Agreement related to the Loan; and WHEREAS, Franklin Apartments, LLC in the Assignment of Development Agreement and Assignment and Assumption Agreement agrees to be bound by all of the terms and conditions of the Development Agreement and the Loan; and WHEREAS, Premier Bank is financing the purchase of the Property for Franklin Apartments, LLC which includes a mortgage (the Premier Bank Mortgage) and requires that the City Mortgage be subordinate to the Premier Bank Mortgage pursuant to a Subordination Agreement; and WHEREAS, the City Council has tentatively determined that approval of the Subordination Agreement is in the public interest of the City of Dubuque; and WHEREAS, before said Subordination Agreement may be approved, Iowa Code Section 364.7 requires that the City Clerk publish a notice of the proposal and of the time and place of the meeting at which the City Council proposes to take action thereon and at which meeting the City Council shall receive oral and/or written objections from any resident or property owner of said City to such proposed action. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. The City Clerk is hereby authorized and directed to cause a notice to be published as prescribed by Iowa Code Section 364.7 of a public hearing on the City's intent to subordinate a mortgage securing interest in real estate, to be held on the 3rd day of November, 2025, at 6:30 p.m. The official agenda will be posted the Friday before the meeting and will contain listening, viewing, and public input options. The agenda can be accessed at https://dubuqueia.portal.civicclerk.com/ or by contacting the City Clerk's Office at 563-589-4100, ctyclerk a cityofdubugue.org. Section 2. The City Council will meet at said time and place for the purpose of taking action on the matter of subordinating a mortgage securing interest in real estate. Section 3. The Clerk is hereby directed to cause at least one publication to be made of a notice of said meeting, in a newspaper, printed wholly in the English language, published at least once weekly, and having general circulation in said City, said publication to be not less than four days nor more than twenty days before the date of said meeting on the subordination of a mortgage securing interest in real estate. Section 4. That the notice of the proposed action to subordinate shall be in substantially the form attached hereto. Passed, approved and adopted this 20th day of October, 2025. Bra Cavanagh, Mayor Attest: Adrienne N. Breitfelder, City Clerk