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Ordinance Updates following State v. PagliaiCity of Dubuque City Council ACTION ITEMS # 7. Copyrighted February 2, 2026 ITEM TITLE: Ordinance Updates following State v. Pagliai SUMMARY: City Manager recommending City Council adopt the updates to Ordinance sections 1-4-1 and 1-4-2 to add provisions allowing for the assessment of court costs on dismissed cases. ORDINANCE Amending City Of Dubuque Code Of Ordinances Title 1 Administration, Chapter 1 General Penalty Section 1 General Penalty And Section 2 Civil Penalty SUGGUESTED Receive and File; Motion B; Motion A DISPOSITION: ATTACHMENTS: 1. MVM Memo 2. 20260126 Pagliai Memo 3. Ordinance —General Penalty_Court Costs_01-20-2026 Page 844 of 865 THE CITY OF DUB E-E Masterpiece on the Mississippi TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Ordinance Updates following State v. Pagliai DATE: January 29, 2026 Dubuque All -America Ciq IIIr II 2007.2012.2013 2017*2019 Assistant City Attorney Jason Lehman is recommending City Council adopt the updates to Ordinance sections 1-4-1 and 1-4-2 to add provisions allowing for the assessment of court costs on dismissed cases. A recent decision by the Iowa Supreme Court impacts the City's prosecution of simple misdemeanor and traffic cases. This recommendation updates the city ordinance to comply with the Court's ruling while maintaining prosecutorial discretion and minimizing the burden on taxpayers. On January 9, 2026, the Court ruled that district courts lack statutory authority to assess court costs against defendants in criminal or traffic cases when those cases are dismissed. The Supreme Court decision directly affects the City's prosecution of traffic offenses and simple misdemeanors. Plea agreements regarding those offenses have been common practice throughout the state, including in cases prosecuted by the City of Dubuque, as well as those prosecuted by Dubuque County. A common plea agreement would require the defendant to complete a defensive driving course through a certified provider in exchange for dismissal of the citation at the defendant's costs. In that situation, the traffic citation would be dismissed, and the defendant would be billed $55 from the Clerk of Court for court costs. As the law currently stands, the City would have to pay those court costs. I concur with the recommendation and respectfully request Mayor and City Council approval. /'�,,a)wa k�a. Mic ael C. Van Milligen Attachment cc: Crenna Brumwell, City Attorney Cori Burbach, Assistant City Manager Jason Lehman, Assistant City Attorney Page 845 of 865 THE CITY OF DUB E Masterpiece on the Mississippi TO: Michael C. Van Milligen, City Manager FROM: Jason D. Lehman, Assistant City Attorney DATE: January 26, 2026 RE: Ordinance Updates following State P. Pagliai INTRODUCTION Dubuque All -America City 2007-2012.2013 2017*2019 This memorandum discusses a recent decision Iowa Supreme Court (the "Court") which impacts the City's prosecution of simple misdemeanor and traffic cases and proposes ordinance updates to comply with the Court's ruling while maintaining prosecutorial discretion and minimizing the burden on taxpayers. BACKGROUND On January 9, 2026, the Court ruled that district courts lack statutory authority to assess court costs against defendants in criminal or traffic cases when those cases are dismissed. State v. Pagliai, No. 24- 0353 (Iowa Supreme Court, Jan. 9, 2026). Pagliai directly affects the City's prosecution of traffic offenses and simple misdemeanors. Plea agreements regarding those offenses have been common practice throughout the state, including in cases prosecuted by the City of Dubuque, as well as those prosecuted by Dubuque County. A common plea agreement would require the defendant to complete a defensive driving course through a certified provider in exchange for dismissal of the citation at the defendant's costs. In that situation, the traffic citation would be dismissed, and the defendant would be billed $55 from the Clerk of Court for court costs. As the law currently stands, the City would have to pay those court costs. DISCUSSION The Court's main problem with assessing court costs in Pagliai was the lack of explicit statutory authority for the assessment. "Where, as here, no statute authorizes a district court to assess costs in a dismissed criminal case, the dismissal order is ultra vires and invalid." Pagliai at 10. The current lack of authority was created by the Iowa Legislature, and the Court was clear that it can be remedied by the Iowa Legislature: The Code authorizes the district court to assess [court costs] against a defendant only when the defendant "is convicted in criminal case" or is "acquitted in a criminal case" but only "to the extent the person is Page 846 of 865 Page 2 of 2 reasonably able to pay." Iowa Code § 815.9(5)-(6) (2023). A dismissal is neither a conviction nor an acquittal, so neither of these provisions is applicable here. A prior version of section 815.9 authorized the district court to assess [court costs] against the defendant in a dismissed case ... [b]ut the legislature revoked that authority in 2012. Pagali at 4-5. Like state law, our local ordinances do not currently contain provisions allowing for the assessment of court costs on dismissed cases. The attached ordinance updates would fix that by expressly providing for such assessments going forward. RECOMMENDATION I respectfully request your recommendation to Council to adopt the attached ordinance updates at Council's upcoming meeting on February 2, 2026. Attachments: Draft Ordinance No. -26 (2 pages) Effect of Amendment (1 page) Page 847 of 865 Prepared by: Crenna M. Brumwell, Esq. 300 Main Street Suite 330 Dubuque IA 52001 563 589-4381 ORDINANCE NO. 2 - 26 AMENDING CITY OF DUBUQUE CODE OF ORDINANCES TITLE 1 ADMINISTRATION, CHAPTER 1 GENERAL PENALTY SECTION 1 GENERAL PENALTY AND SECTION 2 CIVIL PENALTY NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. City of Dubuque Code of Ordinances Section 1-4-1 and Section 1-4-2 are amended by adding thereto the following: 1-4-1: GENERAL PENALTY: The doing of any act prohibited or declared to be unlawful, an offense, or a misdemeanor by this code or any ordinance or code herein adopted by reference, or the omission or failure to perform any act or duty required by this code or any ordinance or code herein adopted by reference is, unless another penalty is specified, punishable in accordance with the fine set forth in Iowa Code section 903.1, subsection 1, paragraph a, and subsection 3, plus the assessment of court costs. In the event the case is dismissed, court costs may nonetheless be assessed by agreement of the parties and with the consent of the court. 1-4-2: CIVIL PENALTY: A. Definitions: MUNICIPAL INFRACTION: Except those provisions specifically provided under state law as a felony, an aggravated misdemeanor, or a serious misdemeanor or a simple misdemeanor under chapters 687 through 747 of the code of Iowa, the doing of any act prohibited or declared to be unlawful, an offense or a misdemeanor by this code, or any ordinance or code herein adopted by reference, or omission or failure to perform any act or duty required by this code, or any ordinance or code herein adopted by reference, is a "municipal infraction" and is punishable by civil penalty as provided herein, plus the assessment of court costs. In the event the case is dismissed, court costs may nonetheless be assessed by agreement of the parties and with the consent of the court. Section 2. This ordinance shall take effect upon publication. Passed, approved, and adopted this 2nd day of February, 2026. Brad M. agh, Mayor Attest: a"' oiL SZ a -A Adrienne N. Breitfelder, City Clerk EFFECT OF AMENDMENT 1-4-1: GENERAL PENALTY: The doing of any act prohibited or declared to be unlawful, an offense, or a misdemeanor by this code or any ordinance or code herein adopted by reference, or the omission or failure to perform any act or duty required by this code or any ordinance or code herein adopted by reference is, unless another penalty is specified, punishable in accordance with the fine set forth in Iowa Code section 903.1, subsection 1, paragraph a, and subsection 3, plus the assessment of court costs. In the event the case is dismissed, court costs may nonetheless be assessed by agreement of the parties and with the consent of the court.. 1-4-2: CIVIL PENALTY: A. Definitions: MUNICIPAL INFRACTION: Except those provisions specifically provided under state law as a felony, an aggravated misdemeanor, or a serious misdemeanor or a simple misdemeanor under chapters 687 through 747 of the code of Iowa, the doing of any act prohibited or declared to be unlawful, an offense or a misdemeanor by this code, or any ordinance or code herein adopted by reference, or omission or failure to perform any act or duty required by this code, or any ordinance or code herein adopted by reference, is a "municipal infraction" and is punishable by civil penalty as provided herein, plus the assessment of court costs. In the event the case is dismissed, court costs may nonetheless be assessed by agreement of the parties and with the consent of the court. - Page 850 of 865 STATE OF IOWA SS: DUBUQUE COUNTY CERTIFICATE OF PUBLICATION I, Kathy Goetzinger, a Billing Clerk for Woodward Communications, Inc., an Iowa corporation, publisher of the Telegraph Herald, a newspaper of general circulation published in the City of Dubuque, County of Dubuque and State of Iowa; hereby certify that the attached notice was published in said newspaper on the following dates: 02/06/2026 and for which the charge is 32.41 Subscribed to before me, a Notary Public in and for Dubuque County, Iowa, this 6th day of February, 2026 Notary ' fSyi c in and for Dubuque County, Iowa. i ,AAl 0 Z .......... JANET K. PAPE r Commission Number 199659 My Commission Expires iOW° 12/11/2026 Ad text : CITY OF DUBUQUE OFFICIAL PUBLICATION ORDINANCE NO. 2 - 26 AMENDING CITY OF DUBUQUE CODE OF ORDINANCES TITLE 1 ADMINISTRATION, CHAPTER 1 GENERAL PENALTY SECTION 1 GENERAL PENALTY AND SECTION 2 CIVIL PENALTY NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. City of Dubuque Code of Ordinances Section 1-4-1 and Section 1-4-2 are amended by adding thereto the following: 1-4-1: GENERAL PENALTY: The doing of any act prohibited or declared to be unlawful, an offense, or a misdemeanor by this code or any ordinance or code herein adopted by reference, or the omission or failure to perform any act or duty required by this code or any ordinance or code herein adopted by reference is, unless another penalty is specified, punishable in accordance with the fine set forth in Iowa Code section 903.1, subsection 1, paragraph a, and subsection 3, plus the assessment of court costs. In the event the case is dismissed, court costs may nonetheless be assessed by agreement of the parties and with the consent of the court. 1-4-2: CIVIL PENALTY: A. "Definitions: MUNICIPAL INFRACTION: Except those provisions specifically provided under state law as a felony, an aggravated misdemeanor, or a serious misdemeanor or a simple misdemeanor under chapters 687 through 747 of the code of Iowa, the doing of any act prohibited or declared to be unlawful, an offense or a misdemeanor by this code, or any ordinance or code herein adopted by reference, or omission or failure to perform any act or duty required by this code, or any ordinance or code herein adopted by reference, is a "municipal infraction" and is punishable by civil penalty as provided herein, plus the assessment of court costs. In the event the case is dismissed, court costs may nonetheless be assessed by agreement of the parties and with the consent of the court. Section 2. This ordinance shall take effect upon publication. Passed, approved, and adopted this 2nd day of February, 2026. /s/Brad M. Cavanagh, Mayor Attest: /s/Adrienne N. Breitfelder, City Clerk Published officially in the Telegraph Herald newspaper on the 6th day of February, 2026. /s/Adrienne N. Breitfelder, City Clerk 1t 2/6