Historic Pres Revolv Loan FundPlanning Services Department
cit~ H~
50 West 13th Street
Dubuque, Iowa 520014864
(563) 5894210 office
(563) 589-4221 fax
planning~cityofdubuque.org
July 6, 2001
The Honorable Mayor and City Council Members
City Hall - 50 W. 13th St.
Dubuque, IA 52001-4864
SUBJECT: Historic Preservation Revolving Loan Fund
Dear Mayor and City Council Members:
Introduction
On March 6, 2001 the City Council adopted the creation of Historic Preservation
Revolving Loan Fund to provide Iow interest loans to property owners at any income
level in the four residential histodc districts. The City Council approved the FY02
Budget with $200,000 in Urban Development Action Grant (UDAG) funds for this new
program. The Historic Preservation Commission has committed to raising an additional
$200,00 to match the City's commitment. After reviewing the program with City staff,
the Histodc Preservation Commission is recommending the following program
guidelines.
Recommendations
The program guidelines presented to the City Council in January 2001 are found in
Attachment #1. Recommended changes are shown on Attachment #2, with new
language in italics and deleted language crossed out.
Terms: The Historic Preservation Commission recommends that the payments begin
after project completion, but not longer than 6 months after loan dosing. The
Commission also recommends that property owners be limited to one loan outstanding
on a property, rather than just one loan per property.
Security: With UDAG funding, this program is open to property owners at any income
level. For some households, however, a second mortgage position will be difficult to
obtain. Consequently, the Historic Preservation Commission recommends that the
security for these grants be expanded to include an amount up to 100% loan-to-value.
The value will be based on assessed value, or appraised value after improvements, if
the assessed value is not a good indicator of the property's value. (This is similar to
requirements for housing programs administered by the Housing and Community
Development Department.)
The Honorable Mayor and City Council Members
Histodc Preservation Revolving Loan Program
Page 2
Application period: The Histodc Preservation Commission recommends a 60-day open
enrollment period, to allow loans to be ranked. Once this first round is completed, then
loan applications would continue to be processed until all funds are committed.
Eli,qible Improvements: The Histodc Preservation Commission recommends additional
language regarding design standards that will be developed for the histodc districts.
Project Rating: The Historic Preservation Commission recommends that projects be
ranked based on their level of architectural or historical significance to the district, and
the priority level of the proposed work.
The level of significance would be taken from the 1979 Histodc Properties Survey that
was the basis for establishing the histodc districts. This rating, from highest to lowest, is
as follows: 1 - State or National, 2 - City, 3 - Neighborhood, 4 - Supportive and 5 -
Non-Supportive.
The Historic Preservation Commission recommends that highest priority be given to the
restoration and use of odginal materials, such as wood siding; and that second pdority
be given to preservation alternatives.
The Commission also recommends that applications from previous borrowers receive a
lower rating, so that more properties are included in the program.
Review and Approval: The Historic Preservation Commission recommends that the loan
applications be taken at the Housing and Community Development Department, which
handles similar programs. Additional language about the processing of applications is
shown. This process parallels other housing programs, and the Housing and
Community Development Department has agreed to handle these loans.
The Histodc Preservation Commission also recommends formation of a loan review
committee consisting of three City staff from the Economic Development, Building
Services and Planning Services Departments and two HPC members selected by the
HPC Chairperson.
The committee would rank applications, recommend a loan amount, and review the
applications for compliance with City codes and the Section 106 federal review process,
and then provide recommendations to the HPC for approval.
The Housing and Community Development Depai iment would verify income and
repayment capacity, and handle the loan underwriting.
Marketin,q: The Historic Preservation Commission discussed marketing the program to
property owners in the historic districts. With information about the loan program in the
July, 2001 edition of City Focus, we reached many property owners and staff has had
many inquiries. If all loan funds are not committed, then the Historic Preservation
Commission will undertake additional marketing.
Requested Action
The Honorable Mayor and City Council Members
Historic Preservation Revolving Loan Program
Page 3
The Histodc Preservation Commission respectfully requests that the City Council
approve the recommended guidelines for the loan program.
Sincerely,
Terry Mozena, Chairperson
Historic Preservation Commission
Enclosures
cc Michael Van Milligen, City Manager
Laura Carstens, Planning Services Manager
David Harris, Housing and Community Development Director
Pam Myhre, Acting Economic Development Director
Rich Russell, Building Services Manager
Joleen Patterson, Rehabilitation Supervisor
Jerelyn O'Connor, Neighborhood Development Specialist
Walty Wernimont, Assistant Planner
HISTORIC PRESERVATION REVOLVING LOAN FUND
Purpose: Preservation loans are available on a competitive basis to property owners in
the four primarily residential histodc districts for exterior rehabilitation projects that meet
the Secretary of the Interior's Standards for Rehabilitation. This loan fund provides
positive incentives to property owners in these districts to maintain and improve the
community's architectural heritage.
Applicant Eligibility Any property owner.
Eligible Property
Must be at least 50 years old and located in Jackson Park,
Cathedral, W. 11th Street or Langworthy Historic Preservation
Districts (see map of histodc preservation districts).
Loan Amount
Up to $25,000.
Terms
3%
10 years
Monthly principal and interests payments begin after project
completion.
Limit one loan per building.
Security
At least a 2nd mortgage position and promissory note.
Eligible Improvements
Extedor work that results in property improvements that
meet the Secretary of the Interior's Standards for
Rehabilitation.
Priority will be given to projects that result in saving,
restoring or reconstructing original building elements, using
original materials that reflect the architectural character or
significance of the property.
Review and Approval
A loan review committee will rank eligible applications. The
Historic Preservation Commission must all work to be
completed.
All applicable City permits and reviews must be completed;
e.g., building permits, rental license, housing inspection.
HISTORIC PRESERVATION REVOLVING LOAN FUND
Purpose: Preservation loans are available on a competitive basis to property owners in
the four pdmadly residential histodc districts for exterior rehabilitation projects that meet
the Secretary of the Interior's Standards for Rehabilitation. This loan fund provides
positive incentives to property owners in these districts to maintain and improve the
community's architectural heritage.
Applicant Eligibility Any property owner.
Eligible Property
Must be at least 50 years old and located in Jackson Park,
Cathedral, W.11t~ Street or Langworthy Historic Preservation
Districts (see map of historic preservation districts).
Loan Amount
Up to $25,000.00.
Terms
3%
10 years
Monthly principal and interests payments begin after project
completion, but not longer than 6 months after loan closing.
Limit one loan outstanding per building.
Security
Application Period
Eligible Improvements
Preferably at least a 2nd mortgage position and promissory
note, or an amount not to exceed 100% of loan - to- value.
The property value will be based on the assessed value, or
on the appraised value after improvements if the assessed
value is not a good indicator.
Open enrollment for first 60 days of the fiscal year (July and
August); applications accepted until all funds are committed.
Exterior work that results in property improvements that
meet the Secretary of the Interior's Standards and
Guidelines for Rehabilitation.
Work must meet the Secretary of the Interior's Standards
and Guidelines for Rehabilitation and any specific design
standards established for the pertinent Historic Preservation
District.
Project Ranking Projects will be ranked by the architectural or historical
significance of the building, and the priority of the work.
HISTORIC PRESERVATION REVOLVING LOAN FUND
(continued)
The architectural or histo#cal significance will be based on
the Historic Properties Inventoq/ of 1977.
Highest priority will be given to projects that result in saving,
restoring or reconstructing original building elements, using
original materials that reflect the architectural character or
significance of the property.
Second p#ority will be given to projects that use preservation
alternatives, such as different materials, techniques or
methods for rehabilitation of historic buildings.
Projects will receive a lower rating if the property owner is a
previous borrower under this program.
Review and Approval
Applications will be accepted at the Housing and Communi~/
Development Department, 1805 Central Avenue, Dubuque.
All applications must include required information on income,
specific work proposed, and at least two estimates, received,
from full-time contractors licensed and insured by the State
of Iowa. Homeowners may do the work themselves; written
quotes on the costs of materials must be provided. Labor by
homeowners is not covered. Incomplete applications will not
be processed.
A loan review committee of City staffand members of the
Historic Preservation Commission will rank ~
applications prior to income verification, and make
recommendations relative to loan amount, and compliance
with City Housing, Building and Historic Preservation Codes,
and with Section 106 of the Code of Federal Regulations.
The Histodc Preservation Commission will review the loan
application, the proposed work, and the committee's
recommendations. The Commission must approve a
Certificate of Apprepriateness for all proposed work ~
eempleted prior to issuance of permits or processing of
loans.
All applicable City reviews and permits must be completed;
e.g., building permits, rental license, housing inspection,
before any work begins.
Work begun prior to obtaining a required permit, review or
approval will not be eligible for loan assistance.