Historic Pres Homeowner Grant PPlanning Sea'vices Departmextt
City Hall
50 West 13th Street
Dubuque, Iowa 520014864
(563) 5894210 office
(563) 5894221 fax
planrfing@cityofdubuqr~e.org
July 6, 2001
The Honorable Mayor and City Council Members
City Hall - 50 W. 13th St.
Dubuque, IA 52001
SUBJECT: Historic Preservation Homeowner Grant Program
Dear Mayor and City Council Members:
On March 6, 2001 the City Council adopted a revised Historic Preservation
Homeowner Grant Program for Iow to moderate income households, to increase
the grant amount from $2,000 to $5,000, and remove the required match. The
City Council approved the program's FY02 Budget of $30,000 in Community
Development Block Grant (CDBG) funds. After reviewing the program with City
staff, the Historic Preservation Commission is recommending the following
guidelines.
Recommendations
The program guidelines presented to the City Council in January 2001 are found
on attachment #1. Recommended changes are shown on attachment #2, with
new language in italics and deleted language crossed out.
Security: With CDBG funding, this program is restricted to low/moderate income
households. For the households who would qualify for this grant program, a
second mortgage position will be difficult to obtain in many cases. Consequently,
the Historic Preservation Commission recommends that the secudty for these
grants be expanded to include an amount up to 100% loan-to-value. The value
will be based on assessed value, or appraised value after improvements, if the
assessed value is not a good indicator or the property's value. (This is similar to
requirements for housing programs administered by the Housing and Community
Development Department.)
Eli,qible Improvements: The Historic Preservation Commission recommends
additional language regarding design standards that will be developed for the
histodc districts.
Project Rating: The Historic Preservation Commission recommends that highest
priority be given to the restoration and use of original materials, such as wood
siding; and that second pdority be given to preservation alternatives.
Application Period: The Historic Preservation Commission recommends taking
Service People Integrity Respor~ibility Innovation Teamwork
Historic Preservation Homeowner Grant Program
Page 2
applications until all $30,000 in program funds is committed.
Review and Approval: The Historic Preservation Commission recommends that
the grant applications be taken at the Housing and Community Development
Department, which handles similar programs. Additional language about the
processing of applications is shown. The process parallels other housing
programs, and the Housing and Community Development Department has
agreed to handle these grants.
The Historic Preservation Commission recommends formation of a grant review
committee consisting of three City staff, from the Housing and Community
Development Department, Building Services Department and Planning Services
Department. The committee would review, rather than rank, eligible applications
after income is verified by Housing and Community Development Department
staff. The committee would review the applications for compliance with City
codes and the Section 106 federal review process, and then provide
recommendations to the HPC for approval.
Marketing: The Historic Preservation Commission discussed marketing the
program to property owners in the histodc districts. W'~h information about the
grant program in the July, 2001 edition of City Focus, we reached many of these
property owners and staff has had many inquiries. If all grant funds are not
committed, the Historic Preservation Commission will undertake additional
marketing.
Requested Action
The Historic Preservation Commission respectfully requests that the City Council
approve the recommended guidelines for the grant program.
Sincerely,
Terry Mozena, Chairperson
Historic Preservation Commission
Enclosures
Michael Van Milligen, City Manager
Laura Carstens, Planning Services Manager
David Harris, Housing and Community Development Director
Pam Myhre, Acting Economic Development Director
Rich Russell, Building Services Manager
Joleen Patterson, Rehabilitation Supervisor
Jerelyn O'Connor, Neighborhood Development Specialist
Wally Wemimont, Assistant Planner
HISTORIC PRESERVATION HOMEOWNER GRANT PROGRAM
Purpose: Preservation grants (in the form of a forgivable loan) are available on a
competitive basis to income-qualifying owner-occupants in any local historic distdct for
specific rehabilitation projects that preserve the odginal building materials and
character-defining features of the home. These grants provide financial incentives to
homeowners to maintain and improve their own neighborhood's historic building
inventory.
Applicant Eligibility
Owner-occupant of single-family, duplex or 3-unit property.
HUD income-eligible (80% of median family income -- see
Participant Income Verification Report).
Eligible Property
Located in a Historic Preservation District and at least 50
years old.
Grant Amount
Up to $5,000 forgivable loan; fully forgiven after 5 years if
applicant remains in the home.
Security
Eligible Improvements
Review and Approval
At least a 2nd mortgage position and promissory note
Exterior work to repair or restore: porches, wood windows,
wood doors, wood siding, character-defining features, and
chimneys. Exterior painting and historic colors paint
projects.
Work must meet the Secretary of the Interior's Standards for
Rehabilitation.
A grant review committee of City staff will rank eligible
applications. The Historic Preservation Commission will
review the grant application, the proposed work, and the
committee's recommendations.
All applicable City review and permits must be completed;
e.g., building permits.
HISTORIC PRESERVATION HOMEOWNER GRANT PROGRAM
Purpose: Preservation grants (in the form of a forgivable loan) are available on a
competitive basis to income-qualifying owner-occupants in any local histodc district for
specific rehabilitation projects that preserve the original building materials and
character-defining features of the home. These grants provide financial incentives to
homeowners to maintain and improve their own neighborhood's historic building
invento[y.
Applicant Eligibility
Owner-occupant of single-family, duplex or 3-unit property.
HUD income-eligible (80% of median family income -- see
Participant Income Verification Report).
Eligible Property
Located in a Historic Preservation District and at least 50
years old (see map of histodc preservation districts).
Grant Amount
Up to $5,000 forgivable loan; fully forgiven after 5 years if
applicant remains in the home. If the applicant moves within
the five-year period, then 100% of the grant must be repaid.
Security
Preferably at least a 2nd mortgage position and promissory
note, oran amount not to exceed 100% loan - to - value.
The property value will be based on the assessed value, or
on the appraised value after improvements, if the assessed
value is not a good indicator.
Eligible Improvements
Exterior work to repair or restore: porches, wood windows,
wood doors, wood siding, character-defining features, and
chimneys. Exterior painting and historic colors paint
projects.
Work must meet the Secretary of the Interior's Standards
and Guidelines for Rehabilitation and any specific design
standards established for the pertinent Historic Preservation
District.
Highest priority will be given to projects that result in saving,
restoring or reconstructing original building elements, using
original mate#als that reflect the architectural character or
significance of the property.
HISTORIC PRESERVATION HOMEOWNER GRANT PROGRAM
(continued)
Second priority will be given to projects that use preservation
alternatives, such as different materials, techniques or
methods for rehabilitation of historic buildings.
Application Period
Applications will be accepted until all funds are committed.
Review and Approval
Applications will be accepted at the Housing and Community
Development Department, 1805 Centre/Avenue, Dubuque,
All applications must include required information on income,
specific work proposed and at least two estimates received
from full-time contractors licensed and insured by the State
of lowa. Homeowners may do the work themselves; written
quotes on costs of materials must be provided. Labor by
homeowners is not covered. Incomplete applications will not
be processed.
Assistance with the design review portion of the application
is available dudng regular business hours by appointment at
the Planning Services Department, 50 W. 13~ Street,
Dubuque (City Hall).
A grant review committee of City staffwill r=.",h review
eligible applications, and then make recommendations
relative to compliance with City Housing, Building and
Historic Preservation Codes, and with Section 106 of the
Code of Federal Regulations.
The Histodc Preservation Commission will review the grant
application, the proposed work, and the committee's
recommendations.
The Histodc Preservation Commission must approve all
~ a Certificate of Appropriateness for all
proposed work pdor to issuance of permits or award of
grants.
All applicable City review and permits must be completed;
e.g., building permits, before any work begins.
Work begun pdor to obtaining a required permit, review or
approval will not be eligible for grant assistance.