Permits - Right Way Encroach.MEMORANDUM
September 10, 2001
TO:
FROM:
SUBJECT:
The Honorable Mayor and City Council Members
Michael C. Van Milligen, City Manager
Right-Of-Way Encroachments
The City has been receiving an ever-increasing number of requests to approve
encroachments into the public right-of-way for existing conditions, reconstruction, and
new construction. These requests include fire escapes, doorways, awnings, and other
similar building attachments. Nearly all of these requests are routine, and currently it is
required that the City Council approve all such requests. This is time-consuming of the
City staff in the preparation of City Council materials and also time-consuming of the
City Council's agenda.
Public Works Director Mike Koch is recommending that the City Manager be authorized
to issue permits for encroachments into the public right-of-way. The permits would
remain revocable, as they currently are issued by the City Council, and would still
require proof of liability insurance naming the City as "additional insured" and also hold
the City harmless from any claims for damages resulting from the encroachment.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
Michael C. Van Milligen ~--
MCVM/jh
Attachment
cc: Barry Lindahl, Corporation Counsel
Cindy Steinhauser, Assistant City Manager
Michael A. Koch, Public Works Director
TO:
FROM:
SUBJECT:
CITY OF DUBUQUE, IOWA
MEMORANDUM
September 10, 2001
Michael C. Van Milligen, City Manager
Michael A. Koch, Public Works Director
Right-Of-Way Encroachments
INTRODUCTION
The purpose of this memo is to present for City Council consideration adoption of
an ordinance which would grant the City Manager authority to issue permits for
encroachments into the public right-of-way.
DISCUSSION
Public right-of-way, as used in this ordinance, would be any public grounds,
streets, sidewalks, alleys, bridges, culverts, overpasses, underpasses, grade
crossing separations and approaches, public ways, squares, and commons.
The City has been receiving an ever-increasing number of requests to approve
encroachments into the public right-of-way for existing conditions, reconstruction,
and new construction. These requests include fire escapes, doorways, awnings,
and other similar building attachments. Nearly all of these requests are routine, and
currently it is required that the City Council approve all such requests. This is time-
consuming of the City staff in the preparation of City Council materials and also
time-consuming of the City Council's agenda.
RECOMMENDATION
I would recommend that the City Manager be authorized to issue permits for these
encroachments into the public right-of-way. The permits would remain revocable,
as they currently are issued by the City Council, and would still require proof of
liability insurance naming the City as "additional insured" and also hold the City
harmless from any claims for damages resulting from the encroachment.
ACTION TO BE TAKEN
I would recommend adoption of the enclosed ordinance authorizing the
Manager to issue permits for encroachments into the public right-of-way.
MAK/vjd
City
Prepared by: Michael A. Koch, Public Works Director Address: 50 W. 13~ Street, Dubuque, IA 52001-4864
ORDINANCE NO. 58-01
AN ORDINANCE AMENDING THE CODE OF ORDINANCES OF THE CITY OF
DUBUQUE, IOWA, BY ADOPTING A NEW DIVISION 5, INCLUDING NEW
SECTIONS 41-160 THROUGH 41-169, AUTHORIZING THE CITY MANAGER
TO ISSUE PERMITS FOR RIGHT-OF-WAY ENCROACHMENTS
NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF DUBUQUE, IOWA:
DIVISION 5. OTHER ENCROACHMENTS
Sec. 41-160. Definition:
Public Place, Or Places: Public grounds, streets, sidewalks, alleys, bridges, culverts,
overpasses, underpasses, grade crossing separations and approaches, public ways,
squares and commons.
Sec. 41-161. Permit Required:
No person, firm or corporation shall place and/or maintain any encroachment not
otherwise provided for in this Article in a public place without first obtaining a permit
therefor from the City Manager and complying with all applicable local, state and federal
regulations, providing acceptable proof of liability insurance and paying the permit fee,
all as provided in this division.
Sec. 41-162. Application For Permit:
Any application for a permit under this division shall be filed with the City Manager on a
form provided by the City Manager.
Sec. 41-163. Permit Fees:
The applicant shall pay the permit fee to the city for an encroachment at the time of the
filing of an application.
Sec. 41-164. Compliance With Historic Preservation Ordinance:
The City Manager shall not issue a permit for any encroachment which does not comply
with the regulations set forth in chapter 25 of this code.
Sec. 41-165. Maintenance:
The permit holder for any encroachment for which a permit is issued shall:
(1) Maintain the encroachment in a good state of repair; and
(2) Construct the encroachment of such materials as to meet all local, state and
federal regulations.
Sec. 41-166. Hold Harmless:
The permit holder shall enter into a hold harmless agreement with the city of
Dubuque for any encroachment prior to issuance of the permit, which shall require
that the permit holder pay on behalf of the city all sums which the city shall be
obligated to pay by reason of any liability imposed upon the city for damages of
any kind resulting from the placement or maintenance of an encroachment,
whether sustained by any person or persons, caused by accident or otherwise, and
shall defend at its own expense and on behalf of the city any claim against the city
arising out of the placement or maintenance of the encroachment.
Sec. 41-167. Insurance:
(a) Prior to the issuance of a permit for an encroachment, proof of insurance
shall be furnished to the City Manager by the permit applicant.
(b) Coverage shall include such comprehensive public liability and property
damage insurance written by an insurer licensed to do business in the state of Iowa
as shall protect the city during the life of the encroachment from claims or
damages, personal injury, including accidental death, as well as claims for property
damages, which may arise from the existence of the encroachment in such a
manner as to impose liability on the city, and the amounts of such insurance shall
be as required by the City Manager.
(c) Such insurance shall name the city as an additional insured.
(d) The permit holder shall also maintain on file with the City Manager a
certificate evidencing that the insurer will give the City Manager thirty (30) days'
written notice prior to termination or cancellation of the required insurance.
(e) Upon notice of cancellation or termination of insurance, or expiration of proof
of insurance, the City Manager shall notify the permit holder by certified mail, that
the encroachment is in violation of this division and shall be removed by the date
stated in the notice.
Sec. 41-168. Covenant of Permit Holder:
The permit holder shall agree in writing prior to the issuance of a permit to the
following:
(1) The permit holder, by acceptance of a permit, covenants and agrees that the
revocable permit granted does not constitute approval of the design, construction,
repair or maintenance of any encroachment.
(2) The permit holder, by acceptance of a permit, covenants and agrees not to
assert a claim or defense against the city in the event of claim asserted for death,
personal injuries and/or property damage against the permit holder arising out of or
in any way connected with the design, construction, repair or maintenance of the
encroachment for which a permit is issued.
Sec. 41-169. Revocation:
(a) A permit granted under this division shall be revocable upon ten (10) days'
written notice by the City Manager to the permit holder at the convenience of the
city. A permit also may be revoked or not renewed for failure to comply with the
requirements of this division or any other applicable legal requirements, or for
fraud, deceit, or misrepresentation in connection with an application for a permit.
(b) In the event of such revocation, the City Manager shall notify the permit
holder in writing of such revocation or refusal of renewal, specifying the reasons
therein for such refusal. The permit holder or permit holder's successor in interest
may petition the city council for a hearing on such refusal within thirty (30) days of
receipt of the City Manager's letter.
(c) The permit holder, within thirty (30) days of receipt of a written notice from
the City Manager to remove the encroachment, shall at the permit holder's expense
remove such encroachment. In the event of the permit holder's failure to do so, the
city of Dubuque shall remove the encroachment at the permit holder's expense and
dispose of the same. The permit holder shall agree in writing prior to the issuance
of a permit to make no claim against the city or its agents for damages resulting
from the removal of the encroachment.
(d) Nothing in this section shall preclude the City Manager from giving
immediate notice to a permit holder to remove an encroachment in the event such
encroachment has been damaged or has been moved or otherwise placed to cause
an immediate threat to public safety. In the event the encroachment is not removed
within seven (7) days of such notification, the City Manager shall remove such
encroachment as provided in subsection (c) of this section.
Passed, approved and adopted this 17th
Attest:
Jeanne F. Schneider, City Clerk
dayof September ,2001.
l'errance M. Duggan, Mayor