Additional Proceedings_General Obligation Bonds $8.650 MMasterpiece on the Mississippi
Dubuque
bierd
All-America City
1
2007
TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: Proceedings for Public Hearing on the Issuance of Not to Exceed
$8,650,000 General Obligation Bonds
DATE: April 30, 2012
Budget Director Jennifer Larson is recommending City Council approval of the
suggested proceedings for the public hearing on the issuance of General Obligation
Bonds prepared by Bond Counsel and to present a resolution for City Council to adopt
entitled "Resolution Instituting Proceedings to Take Additional Action for the Issuance of
Not to Exceed $8,650,000 General Obligation Bonds." The proceeds of the Bonds will
be used for essential corporate purposes of the City, including those costs of right -of-
way acquisition and design of public sanitary and water utilities extensions from
Technology Park South along the highway to the Airport, costs of moving the 911 radio
equipment and the Police Department radio /MCT equipment from the current location
on the KFXB tower to the Radio Dubuque Tower, costs of a replacement fire pumper
which will carry a 1500 GPM pump, water tank, hose bed and standard complement of
ground ladders and firefighting tools, costs of replacing the roof on the main building at
Bunker Hill, costs for replacing the pre- fabricated storage sheds at Flora and Sutton
Pools, costs of rehabilitation of Airport corporate hangers and buildings, costs of the
Airport Joint Use Facility for HVAC replacement, costs of local match for constructing
the New Airport Terminal Facility Building, costs of local match for the construction of
Airport Terminal East and West taxiways, costs of local match for a New Terminal
Facility Aircraft Deice Fluid (ADF) Containment /Collection storage area, costs of the
City's 15% cost share of the Federal Emergency Management Agency (FEMA) Flood
Plain Buyout Program for properties sustaining substantial damage in the July 2011
flood event in the Catfish Creek flood plain along Old Mill Road and Manson Road,
costs of sanitary sewer improvements, costs of stormwater improvements, and costs of
water improvements. Although the City is selling General Obligation Bonds to support
the projects, repayments of the debt will be from Technology Park South TIF, local
option sales tax, DRA gaming lease revenue, airport passenger facility charge, sanitary
sewer fees, stormwater fees and water fees.
The proceedings are prepared to show as a first step the receipt of any oral or written
objections from any resident or property owner to the proposed action of the Council to
issue the Bonds. A summary of objections received or made, if any, should be attached
to the proceedings. After all objections have been received and considered if the
Council decides not to abandon the proposal to issue the Bonds, a form of resolution
follows that should be introduced and adopted, entitled "Resolution Instituting
Proceedings to Take Additional Action for the Issuance of not to exceed $8,650,000
General Obligation Bonds."
In the event the Council decides to abandon the proposal to issue said Bonds, then the
form of resolution included in said proceedings should not be adopted. In this event, a
motion needs to be adopted to the effect that such Bond proposal is abandoned.
Section 384.25 of the Code of Iowa provides that any resident or property owner of the
City may appeal the decision to take additional action to issue the Bonds, to the District
Court of a county in which any part of the City is located, within 15 days after such
additional action is taken, but that the additional action is final and conclusive unless the
court finds that the Council exceeded its authority.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
Michael C. Van Milligen
MCVM:jml
Attachment
cc: Barry Lindahl, City Attorney
Cindy Steinhauser, Assistant City Manager
Jenny Larson, Budget Director
Masterpiece on the Mississippi
Dubuque
bierd
All-America City
1
2007
TO: Michael C. Van Milligen, City Manager
FROM: Jennifer Larson, Budget Director
SUBJECT: Proceedings for Public Hearing on the Issuance of Not to Exceed
$8,650,000 General Obligation Bonds
DATE: April 30, 2012
INTRODUCTION
The purpose of this memorandum is to provide the suggested proceedings for the public
hearing on the issuance of General Obligation Bonds prepared by Bond Counsel and to
present a resolution for City Council to adopt entitled "Resolution Instituting Proceedings
to Take Additional Action for the Issuance of Not to Exceed $8,650,000 General
Obligation Bonds." The proceeds of the Bonds will be used for essential corporate
purposes of the City. A letter from attorney Mark Cory detailing information on the bond
hearing is enclosed.
DISCUSSION
Of the bond amount:
• $1,000,000 is intended to provide funds to pay costs of right -of -way acquisition
and design of public sanitary and water utilities extensions from Technology
Park South along the highway to the Airport.
• $243,000 is intended to provide funds to pay costs of moving the 911 radio
equipment and the Police Department radio /MCT equipment from the current
location on the KFXB tower to the Radio Dubuque Tower.
• $280,000 is intended to provide funds to purchase a replacement fire pumper
which will carry a 1500 GPM pump, water tank, hose bed and standard
complement of ground ladders and firefighting tools
• $75,000 is intended to provide funds for replacing the roof on the main building at
Bunker Hill. The roof is beginning to show signs of age; for example, shingles
are rising in some places and flacking.
• $10,000 is intended to provide funds for replacing the pre- fabricated storage
sheds at Flora and Sutton Pools.
• $10,000 is intended to provide funds for replacing five windows and exterior
painting of the golf maintenance building, vinyl siding repairs on the park patrol
car garage and hole #5 shelter roof replacement at Bunker Hill Golf Course.
• $35,000 is intended to provide funds for the rehabilitation of Airport corporate
hangers and buildings. The large corporate hangars, as well as, existing leased
T- hangars, need structural repairs such as roofing, heating, flooring and door
repairs /replacement.
• $57,000 is intended to provide funds for the Airport Joint Use Facility for HVAC
replacement. Modern energy efficient HVAC systems will decrease the
operating costs versus the 15- year -old original units. This project will also
provide a safety epoxy- urethane floor coating to the concrete floor in selected
areas of the building.
• $1,450,000 is intended to provide funds for local match for constructing the New
Airport Terminal Facility Building.
• $620,000 is intended to provide funds for local match for the construction of
Airport Terminal East and West taxiways.
• $100,000 is intended to provide funds for local match for a New Terminal Facility
Aircraft Deice Fluid (ADF) Containment /Collection storage area.
• $112,500 is intended to provide funds for the City's 15% cost share of the
Federal Emergency Management Agency (FEMA) Flood Plain Buyout Program
for properties sustaining substantial damage in the July 2011 flood event in the
Catfish Creek flood plain along Old Mill Road and Manson Road.
• $1,576,000 is intended to provide funds for sanitary sewer improvements
including green alley ($50,000); 30" force main relocation around Old Public
Works Garage ($850,000); Cedar Lift Station pump /generator /trailer ($225,000);
green alley SEP project (180,000); Historic Millwork District complete streets
($125,000); Fox - Blackhawk sanitary sewer reconstruction ($95,000); and King
Street sanitary sewer reconstruction ($51,000).
• $407,000 is intended to provide funds for stormwater improvements including
green alley ($34,000); 14th Street stormsewer reconstruction ($200,000); Historic
Millwork District complete streets ($91,000); West 32nd detention basin
improvement ($42,000); and Windsor storm extension ($40,000).
• $1,850,000 is intended to provide funds for water improvements including water
main replacements ($400,000); water main extensions ($125,000); fire hydrant
replacements ($42,000); Asbury tank painting ($592,000); Bunker Hill pump
station ($325,000); North plant softening basin renovation ($120,000); McAleece
ballfield parking lot improvements ($91,000); Eagle Point Treatment plant pump
room window replacement ($85,000); water audit ($50,000); and North plant
motor control center upgrade ($20,000).
• $118,000 is intended to provide funds for bond issuance costs and
• $706,500 to be a contingency for fluctuations in the bond market for interest
rates, bond issuance costs and change in project costs.
Although the City is selling General Obligation Bonds to support the projects,
repayments of the debt will be from tax increment revenues of Technology Park South,
local option sales tax, DRA gaming lease revenue, Airport passenger facility charge
revenue, parking fees, sanitary sewer fees, stormwater fees and water fees.
The proceedings are prepared to show as a first step the receipt of any oral or written
objections from any resident or property owner to the proposed action of the Council to
issue the Bonds. A summary of objections received or made, if any, should be attached
2
to the proceedings. After all objections have been received and considered if the
Council decides not to abandon the proposal to issue the Bonds, a form of resolution
follows that should be introduced and adopted, entitled "Resolution Instituting
Proceedings to Take Additional Action for the Issuance of not to exceed $8,650,000
General Obligation Bonds."
In the event the Council decides to abandon the proposal to issue said Bonds, then the
form of resolution included in said proceedings should not be adopted. In this event, a
motion needs to be adopted to the effect that such Bond proposal is abandoned.
Section 384.25 of the Code of Iowa provides that any resident or property owner of the
City may appeal the decision to take additional action to issue the Bonds, to the District
Court of a county in which any part of the City is located, within 15 days after such
additional action is taken, but that the additional action is final and conclusive unless the
court finds that the Council exceeded its authority.
RECOMMENDATION
I respectfully recommend the adoption of the enclosed resolution instituting the
proceedings to take additional action.
JML
Attachment
cc: Barry Lindahl, City Attorney
Cindy Steinhauser, Assistant City Manager
Kenneth TeKippe, Finance Director
3
(This Notice to be posted)
NOTICE AND CALL OF PUBLIC MEETING
Governmental Body: The City Council of the City of Dubuque, Iowa.
Date of Meeting: May 7, 2012.
Time of Meeting: 6:30 o'clock P.M.
Place of Meeting: Historic Federal Building, 350 West 6th Street, Dubuque,
Iowa.
PUBLIC NOTICE IS HEREBY GIVEN that the above mentioned governmental
body will meet at the date, time and place above set out. The tentative agenda for the
meeting is as follows:
Not to exceed $8,650,000 General Obligation Bonds
• Public hearing on the issuance.
• Resolution instituting proceedings to take additional action.
Such additional matters as are set forth on the additional 4 page(s) attached hereto.
(number)
This notice is given at the direction of the Mayor pursuant to Chapter 21, Code of
Iowa, and the local rules of the governmental body.
Mb.
City erk, City of Dubuque, Iowa
May 7, 2012
The City Council of the City of Dubuque, Iowa, met in regular session, in the
Historic Federal Building, 350 West 6th Street, Dubuque, Iowa, at 6:30 o'clock P.M., on
the above date. There were present Mayor Roy D. Buol in the chair, and the following
named Council Members:
Karla Braig, Joyce Connors, Ric Jones, Kevin Lynch
David Resnick, Lynn Sutton
Absent:
1
The Mayor announced that this was the time and place for the public hearing and
meeting on the matter of the issuance of not to exceed $8,650,000 General Obligation
Bonds, in order to provide funds to pay costs of reconstruction, extension and
improvement of the Dubuque Regional Airport; E911 Tower relocation; equipping the
municipal fire department; rehabilitation and improvement of existing City parks; FEMA
land buyouts for the acquisition and demolition of abandoned, dilapidated or dangerous
buildings, structures or properties, and the remediation of property and buildings
damaged by a disaster under Iowa Code Section 29C.2 which are located in an area
declared a disaster emergency by the President of the United States; acquisition,
construction, extension and improvement of works and facilities useful for the collection,
treatment and disposal of sewage and industrial waste and for the collection and disposal
of surface water and streams; acquisition, construction, improvement, repair and
equipping of the municipal water utility and real and personal property useful for
providing potable water, essential corporate purposes, and that notice of the proposed
action by the Council to institute proceedings for the issuance of the Bonds, had been
published pursuant to the provisions of Section 384.25 of the City Code of Iowa.
The Mayor then asked the Clerk whether any written objections had been filed by
any City resident or property owner to the issuance of the Bonds. The Clerk advised the
Mayor and the Council that no written objections had been filed. The Mayor then called
for oral objections to the issuance of the Bonds and none were made. Whereupon, the
Mayor declared the time for receiving oral and written objections to be closed.
(Attach here a summary of objections received or made, if any)
2
The Council then considered the proposed action and the extent of objections
thereto.
Whereupon, Council Member Jones introduced and delivered to the Clerk the
Resolution hereinafter set out entitled "RESOLUTION INSTITUTING PROCEEDINGS
TO TAKE ADDITIONAL ACTION FOR THE ISSUANCE OF NOT TO EXCEED
$8,650,000 GENERAL OBLIGATION BONDS ", and moved:
that the Resolution be adopted.
❑ to ADJOURN and defer action on the Resolution and the proposal
to institute proceedings for the issuance of Bonds to the meeting to
be held at o'clock .M., on the day
of , 2012, at this place.
Council Member Braig seconded the motion. The roll was called and the vote was,
AYES: Resnick, Sutton, Braig, Buol, Connors, Jones, Lynch
NAYS:
Whereupon, the Mayor declared the measure duly adopted.
RESOLUTION NO. 122 -12
RESOLUTION INSTITUTING PROCEEDINGS TO TAKE
ADDITIONAL ACTION FOR THE ISSUANCE OF NOT
TO EXCEED $8,650,000 GENERAL OBLIGATION
BONDS
WHEREAS, pursuant to notice published as required by law, this Council has held
a public meeting and hearing upon the proposal to institute proceedings for the issuance
of not to exceed $8,650,000 General Obligation Bonds, for the essential corporate
purposes of paying costs of reconstruction, extension and improvement of the Dubuque
Regional Airport; E911 Tower relocation; equipping the municipal fire department;
rehabilitation and improvement of existing City parks; FEMA land buyouts for the
acquisition and demolition of abandoned, dilapidated or dangerous buildings, structures
or properties, and the remediation of property and buildings damaged by a disaster under
- 3 -
Iowa Code Section 29C.2 which are located in an area declared a disaster emergency by
the President of the United States; acquisition, construction, extension and improvement
of works and facilities useful for the collection, treatment and disposal of sewage and
industrial waste and for the collection and disposal of surface water and streams;
acquisition, construction, improvement, repair and equipping of the municipal water
utility and real and personal property useful for providing potable water, and has
considered the extent of objections received from residents or property owners as to the
proposed issuance of Bonds; and, accordingly the following action is now considered to
be in the best interests of the City and residents thereof.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF DUBUQUE, IOWA:
Section 1. That this Council does hereby institute proceedings and take additional
action for the sale and issuance in the manner required by law of not to exceed
$8,650,000 General Obligation Bonds, for the foregoing essential corporate purposes.
PASSED AND APPROVED this 7th day of
ATTEST:
May
, 2012.
4
STATE OF IOWA
COUNTY OF DUBUQUE
CERTIFICATE
) SS
I, the undersigned City Clerk of the City of Dubuque, State of Iowa, do hereby
certify that attached is a true and complete copy of the portion of the corporate records of
the City showing proceedings of the City Council, and the same is a true and complete
copy of the action taken by the Council with respect to the matter at the meeting held on
the date indicated in the attachment, which proceedings remain in full force and effect,
and have not been amended or rescinded in any way; that meeting and all action thereat
was duly and publicly held in accordance with a notice of meeting and tentative agenda, a
copy of which was timely served on each member of the Council and posted on a bulletin
board or other prominent place easily accessible to the public and clearly designated for
that purpose at the principal office of the Council (a copy of the face sheet of the agenda
being attached hereto) pursuant to the local rules of the Council and the provisions of
Chapter 21, Code of Iowa, upon reasonable advance notice to the public and media at
least twenty -four hours prior to the commencement of the meeting as required by law and
with members of the public present in attendance; I further certify that the individuals
named therein were on the date thereof duly and lawfully possessed of their respective
City offices as indicated therein, that no Council vacancy existed except as may be stated
in the proceedings, and that no controversy or litigation is pending, prayed or threatened
involving the incorporation, organization, existence or boundaries of the City or the right
of the individuals named therein as officers to their respective positions.
WITNESS my hand and the seal of the City hereto affixed this 8th day of May
2012.
(SEAL)
00859349 -1 \10422 -134
City Cle. , City of Dub que, State of Iowa
AHLERS
R. Mark Cory
rcory@ahlerslaw.com
Mr. Kevin Firnstahl
City Clerk
City of Dubuque
50 West 13th Street
Dubuque, Iowa 52001 -4864
COONEY, P.C.
100 COURT AVENUE, SUITE 600
DES MOINES, IOWA 50309 -2231
PHONE 515 -243 -7611
FAX: 515-243-2149
WWW.AHLERSLAW.COM
April 25, 2012
RE: FY13 General Obligation Bond Proposals
Dear Mr. Firnstahl:
Direct Dial:
(515)246 -0378
With this letter I am enclosing suggested proceedings to be acted upon by the City
Council on the date fixed for the hearings on the proposed issuance of General Obligation
Bonds to accomplish the financing of projects included within the capital improvements
program budget for the FY2013.
It is my understanding that the hearings on the general obligation bond proposals
have been scheduled for the Council's meeting on May 7, 2012. Two (2) of the hearings
relate to proposals to issue general obligation bonds for "essential corporate purpose"
projects, while three (3) other hearings relate to "general corporate purpose" projects. As
you know, however, one of the "essential corporate purpose" proposals involves urban
renewal activities and therefore is subject to the same "reverse referendum" procedures
applicable to the "general corporate purpose" projects.
For the sake of clarity, I will distinguish between each of these proposals and
describe the related proceedings according to the procedures involved:
WISHARD & BAILY- 1888; GUERNSEY & BAILY - 1893: BAILY & STIPP - 1901: STIPP, PERRY, BANNISTER & STARZINGER - 1914; BANNISTER, CARPENTER,
AHLERS & COONEY - 1950: AHLERS. COONEY, DORWEILER, ALLBEE. HAYNIE & SMITH - 1974: AHLERS, COONEY. DORWEILER, HAYNIE. SMITH & ALLBEE, P.C. - 1990
April 25, 2012
Page 2
Not to exceed $8,650,000
General Obligation Bonds (Misc. Essential Corporate Purpose Projects)
The proceedings are prepared to show as a first step the receipt of any oral or
written objections from any resident or property owner to the proposed action of the
Council to issue the bonds. A summary of objections received or made, if any, should be
attached to the proceedings. After all objections have been received and considered if the
Council decides not to abandon the proposal to issue the bonds, a form of resolution
follows that should be introduced and adopted, entitled "Resolution Instituting
Proceedings to Take Additional Action."
The Council is required by statute to adopt the resolution instituting proceedings to
issue the bonds at the hearing -- or an adjournment thereof. If necessary to adjourn, the
minutes are written to accommodate that action.
In the event the Council decides to abandon the proposal to issue said bonds, then
the form of resolution included in said proceedings should not be adopted. We would
suggest that, in this event, a motion merely be adopted to the effect that such bond
proposal is abandoned.
Section 284.25 of the Code of Iowa, provides that any resident or property owner
of the City may appeal the decision to take additional action to issue the bonds, to the
District Court of a county in which any part of the city is located, within 15 days after
such additional action is taken, but that the additional action is final and conclusive
unless the court finds that the Council exceeded its authority.
In the event an appeal is filed by any resident or property owner, please see that
we are notified immediately; and, as soon as available, a copy of the notice of appeal
should be furnished our office for review.
April 25, 2012
Page 3
Not to exceed $5,575,000
General Obligation Bonds -
(Urban Renewal Projects)
Not to exceed $700,000
General Obligation Bonds (General Corporate Purposes)
Not to exceed $475,000
General Obligation Bonds (General Corporate Purposes)
Not to exceed $600,000
General Obligation Bonds (General Corporate Purposes)
The above proposals are subject to the "reverse referendum" procedures, under
which petitions may be filed prior to the hearing asking that the particular bond proposal
be submitted to an election.
In each case, the proceedings assume that no petition has been received calling for
an election on the proposed action of the Council to issue bonds for the purposes
described. At the hearing, the Council should receive any oral or written objections to
the proposal under consideration. If no petition has been filed with respect to the
proposal, and the Council decides not to abandon the proposal to issue bonds for the
purposes described, the Council then should proceed to institute proceedings to take
additional action for the issuance of the bonds under consideration.
In the event the Council decides to abandon the proposal to issue certain of the
bonds, then the applicable resolution should not be adopted. We would suggest that, in
this event, a motion merely be adopted to the effect that the bond proposal is abandoned.
If a petition has been received with respect to a particular proposal and if the Council
decides not to abandon the proposal to issue said bonds for that purpose, a form of
resolution should be introduced and adopted to adjourn the matter to permit preparation
of the resolution to call an election. Please see that we are advised immediately if a
petition is filed bearing signatures of a sufficient number of eligible electors.
April 25, 2012
Page 4
An extra copy of the proceedings is enclosed to be completed as the original and
returned to us for our transcript of the action taken. If you have any questions pertaining
to the proceedings enclosed or this letter, please do not hesitate to either write or call.
RMC:dc
encl.
cc: Jenny Larson (w /encl.)
Tionna Pooler (w /encl.)
Ken TeKippe (w /encl.)
00859352 -1 \10422 -134
NOTICE OF MEETING
OF THE CITY
COUNCIL OF THE
CITY OF DUBUQUE,
IOWA, ON THE
MATTER OF THE
PROPOSED ISSUANCE
OF NOT TO EXCEED
$8,650,000 GENERAL
OBLIGATION BONDS
(FOR ESSENTIAL
CORPORATE
PURPOSES) OF THE
CITY, AND THE
HEARING ON THE
ISSUANCE THEREOF
PUBLIC NOTICE is
hereby given that the
City of Dubuque, Iowa,
will hold a public
hearing on the 7th day
of May, 2012, at 6:30
o'clock P.M., in the
Historic Federal
Building, 350 West 6th
Street, Dubuque, Iowa,
at which meeting the
Council proposes to
take additional action
for the issuance of not
to exceed $8,650,000
General Obligation
Bonds, for essential
corporate purposes of
said City, in order to
provide funds to pay
costs of recon-
struction, extension
and, improvement of
the Dubuque Regional
Airport; E911 Tower
relocation; equipping
the municipal fire
department; rehabili-
tation and improve-
ment of existing City
parks; FEMA land
buyouts for the
acquisition and demo-
lition of abandoned,
dilapidated or danger-
ous owldings, struc-
tures or properties,
and the remediation of
property and buildings
damaged by a disaster
under Iowa Code
Section 29C.2 which
are located in an area
declared a disaster
emergency by the
President of the United
States; acquisition,
construction, extension
and improvement of
works and facilities
useful for the
collection, treatment
and disposal of sewage
and industrial waste
and for the collection
and disposal of surface
water and streams;
acquisition, construc-
tion, improvement,
repair and equipping of
the municipal water
utility and real and
personal property
useful for providing
potable water.
At the above meeting
the Council shall
receive oral or written
objections from any
resident or property
owner of the City, to
the above action. After
all objections have
been ,received and
considered, the Council
will at this meeting or
at any adjournment
thereof, take additional
action for the issuance
of Bonds or will
abandon the proposal,
to issue Bonds.
This notice is given by
order of the City
Council of the City of
Dubuque, State of
Iowa, as provided by
Section 384.25 of the
City Code of Iowa.
Any visual or hearing
impaired persons need-
ing special assistance
or persons with special
accessibility needs
should contact the City
Clerk's Office at (563)
589 -4120 or TTY (563)
690 -6678 at least 48
hours prior to the
meeting.
Dated this 20th day of
April, 2012.
Kevin S. Firnstahl
City Clerk, City of
Dubuque, Iowa
1t 4/20
STATE OF IOWA {SS:
DUBUQUE COUNTY
CERTIFICATION OF PUBLICATION
I, Suzanne Pike, a Billing Clerk for Woodward Communications, Inc., an Iowa
corporation, publisher of the Telegraph Herald,a newspaper of general circulation
published in the City of Dubuque, County of Dubuque and State of Iowa; hereby
certify that the attached notice was published in said newspaper on the following
dates: April 20, 2012, and for which the charge is $33.67.
Subscribed to before me, a Notary Public in and for Dubuque County, Iowa,
this o? day of 62' , .
Notary Public in and for Dubuque County, Iowa.