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Drainage Basin Master Plant Update TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Drainage Basin Master Plan Update, Engineering Services DATE: September 20, 2012 In 2001, HDR Engineering, Inc. prepared a Drainage Basin Master Plan for the City of Dubuque, Iowa. The master plan evaluated flood mitigation strategies for the Bee Branch watershed and the North Fork Catfish Creek watershed. The Drainage Basin Master Plan identified and recommended various projects to address the recurring flooding and property damage that first manifested in 1999. To date, all of the improvements outlined in the Drainage Basin Master Plan have been constructed or are currently being designed for construction in the near future. Since 2001, the City has identified and even initiated other stormwater management undertakings not originally identified in the Drainage Basin Master Plan. In addition, the Drainage Basin Master Plan only considered the two watersheds: Bee Branch and the North Fork Catfish Creek. While just less than half of Dubuque residents reside in these two watersheds, they only encompass one third of the City by area. Therefore, updating the Drainage Basin Master Plan to include additional undertakings and other areas of the City is appropriate at this time. City Engineer Gus Psihoyos recommends City Council approval to enter into a professional services agreement with HDR Engineering to update the Drainage Basin Master Plan to include current and planned undertakings at an estimated not-to-exceed cost of $44,978. I concur with the recommendation and respectfully request Mayor and City Council approval. /1711d144 Ift44/ Michael C. Van Milligen MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager Gus Psihoyos, City Engineer 2 Masterpiece on the Mississippi TO: Michael C. Van Milligen, City Mana FROM: Gus Psihoyos, City Engineer DATE: September 19, 2012 SUBJECT: Drainage Basin Master Plan Update, Engineering Services INTRODUCTION The purpose of this memorandum is to seek authorization to enter into a professional services agreement in order to update the 2001 Drainage Basin master Plan. Dubuque bierd AI -Amato City 1111 F 2012 BACKGROUND In 2001, HDR Engineering, Inc. (HDR) prepared a Drainage Basin Master Plan (DBMP) for the City of Dubuque, Iowa. The master plan evaluated flood mitigation strategies for the Bee Branch watershed and the North Fork Catfish Creek watershed. The DBMP identified and recommended various projects to address the recurring flooding and property damage that first manifested in 1999. To date, all of the improvements outlined in the DBMP have been constructed or are currently being design for construction in the near future. DISCUSSION Since 2001, the City has identified and even initiated other stormwater management undertakings not originally identified in the DBMP. In addition, the DBMP only considered the two watersheds: Bee Branch and the North Fork Catfish Creek. While just less than half of Dubuque residents reside in these two watersheds, they only encompass one third of the City by area. Therefore, updating the DBMP to include additional undertakings and other areas of the City is appropriate at this time. As mentioned, HDR authored the 2001 DBMP. Appropriately, they have been asked to assist with updating the plan. Depending on the timing, there may be two updates. The first update would incorporate both currently planned stormwater management endeavors and those initiated since 2001. Incorporating current activities into the DBMP will better define each activity and outline how it fits into the overall plan. This will strengthen the justification for each undertaking and make it more competitive in terms of securing grant funding. A second update might follow that would look to identify additional improvements, policies, etc. that the City might pursue and implement in the next ten years. Based on discussions with City staff, a scope of work has been identified and a professional services agreement drafted. The attached professional services agreement reflects the edits requested by both the Engineering and Legal Departments. The estimated not -to- exceed cost to update the DBMP to include current and planned undertakings is $44,978.00. RECOMMENDATION I recommend hiring HDR Engineering to provide engineering services as required to update the Drainage Basin Master Plan. BUDGET IMPACT While the Ice Harbor /Maus Park Auxiliary Pump Station Study is still an important study, initiating the study has been delayed pending the outcome of ongoing discussions with the US Army Corp of Engineers (USACE) as it relates to the floodwall /levee system. There is the potential that the USACE might provide preliminary analysis regarding the auxiliary pump station that would allow the City's funding to go farther towards designing improvements. Therefore, I recommend using the funds from the $50,000 Fiscal Year 2013 appropriation for the Ice Harbor /Maus Park Auxiliary Pump Station Study (CIP #7202240) to fund the update to the Drainage Basin Master Plan. Re- establishing funding for the Ice Harbor /Maus Park Auxiliary Pump Station Study will be recommended as part of the FY14 -18 CIP Budget. REQUESTED ACTION I respectfully request that the City Council authorize the City Manager to enter into a professional services agreement with HDR Engineering to update the Drainage Basin Master Plan. Attach. Prepared by Deron Muehring Cc: Barry Lindahl, City Attorney Jenny Larson, Budget Director Deron Muehring, Civil Engineer Don Vogt, Operations and Maintenance Manager John Klosterman, Street Maintenance Supervisor 2 MULTIPLE TASK ORDER AGREEMENT FOR PROFESSIONAL SERVICES THIS AGREEMENT is made as of this 1st day of October 2012, between the City of Dubuque, Iowa (City), hereinafter referred to as "OWNER ", and HDR Engineering, Inc., hereinafter referred to as "ENGINEER," for engineering services as described in this Agreement. WHEREAS, OWNER desires to retain ENGINEER, a professional engineering firm, to provide professional engineering, consulting and related services ( "Services ") on one or more projects in which the OWNER is involved; and WHEREAS, ENGINEER desires to provide such services on such projects as may be agreed, from time to time, by the parties; NOW, THEREFORE, in consideration of the mutual covenants contained herein, the parties agree as follows: SECTION I. PROJECT TASK ORDER 1.1 This Agreement shall apply to as many projects as OWNER and ENGINEER agree will be performed under the terms and conditions of this Agreement. Each project ENGINEER performs for OWNER hereunder shall be designated by a "Task Order." A sample Task Order is attached to this Agreement and marked as Exhibit "A ". No Task Order shall be binding or enforceable unless and until it has been properly executed by both OWNER and ENGINEER. Each properly executed Task Order shall become a separate supplemental agreement to this Agreement. 1.2 In resolving potential conflicts between this Agreement and the Task Order pertaining to a specific project, the terms of the Task Order shall control. 1.3 ENGINEER will provide the Scope of Services as set forth in Part 2 of each Task Order. SECTION II. RESPONSIBILITIES OF OWNER In addition to the responsibilities described in paragraph 6 of the attached "HDR Engineering, Inc. Terms and Conditions," OWNER shall have the responsibilities described in Part 3 of each Task Order. City of Dubuque, Iowa 1 July 2012 HDR Multiple Project Agreement, Ver. 7/2000 SECTION III. COMPENSATION Compensation for ENGINEER's Services shall be in accordance with Part 5 of each Task Order, and in accordance with paragraph 11 of the attached "HDR Engineering, Inc. Terms and Conditions ". SECTION IV. TERMS AND CONDITIONS OF ENGINEERING SERVICES The "HDR Engineering, Inc. Terms and Conditions," which are attached hereto, are incorporated into this Agreement by this reference. IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day and year first written above. CITY OF DUBUQUE, I(JWA "OWNER" BY: NAME: Roy D. Buol TITLE: Mayor ADDRESS: 50 w. 13th St. Dubuque, IA 52001 HDR ENGINEERING, INC. "ENGINEER" BY: \V A...,.;--4 4- NAME: Timothy R. Crockett TITLE: Senior Vice President ADDRESS: 8404 Indian Hills Drive Omaha, NE 68114 City of Dubuque, Iowa 2 July 2012 HDR Multiple Project Agreement, Ver. 7/2000 EXHIBIT A TASK ORDER , This Task Order pertains to an Agreement by and between the City of Dubuque, Iowa, ( "OWNER "), and HDR Engineering, Inc. ( "ENGINEER "), dated 10/1 / 12 2012, ( "the Agreement "). Engineer shall perform services on the project described below as provided herein and in the Agreement. This Task Order shall not be binding until it has been properly signed by both parties. Upon execution, this Task Order shall supplement the Agreement as it pertains to the project described below. TASK ORDER NUMBER: PROJECT NAME: PART 1.0 PROJECT DESCRIPTION: PART 2.0 SCOPE OF SERVICES TO BE PERFORMED BY ENGINEER ON THE PROJECT: PART 3.0 OWNER'S RESPONSIBILITIES: PART 4.0 PERIODS OF SERVICE: PART 5.0 PAYMENTS TO ENGINEER: PART 6.0 OTHER: This Task Order is executed this 1 s t day of October , 20 12, CITY OF DUBUQUE, IOWA HDR ENGINEERING, INC. "ENGINEER" BY: Roy D. Buol NAME: Mayor TITLE:_ "OWNER" BY: NAME: TITLE: ADDRESS: 50 W. 13th St. ADDRESS: 8404 Indian Hills Drive Dubuque, IA 52001 Omaha, NE 68114 City of Dubuque, Iowa Exhibit A -1 July 2012 HDR Multiple Project Agreement, Ver. 7/2000 PAGE LEFT INTENTIONALLY BLANK HDR Engineering, Inc. Terms and Conditions for Professional Services 1. STANDARD OF PERFORMANCE The standard of care for all professional engineering, consulting and related services performed or furnished by ENGINEER and its employees under this Agreement will be the care and skill ordinarily used by members of ENGINEER's profession practicing under the same or similar circumstances at the same time and in the same locality. ENGINEER makes no warranties, express or implied, under this Agreement or otherwise, in connection with ENGINEER's services. 2. INSURANCE /INDEMNITY ENGINEER agrees to obtain and maintain at all times when services are being performed under this Agreement insurance as required by the attached Insurance Schedule as such schedule may from time to time be amended by OWNER. To the fullest extent permitted by law the ENGINEER shall indemnify and hold harmless the OWNER from and against all claims, damages, losses and expenses, including but limited to attorneys' fees, arising out of or resulting from performance of the Agreement, provided that such claim, damages, loss or expense is attributable to bodily iniurv, sickness, disease or death, or injury to or destruction of property, including loss of use resulting therefrom, but only to the extent caused in whole or in part by negligent acts or omissions of the ENGINEER, the ENGINEER's subcontractor, or anyone directly or indirectly employed by the ENGINEER or the ENGINEER's subcontractor or anyone for whose acts the ENGINEER or the ENGINEER's subcontractor may be liable, regardless of whether or not such claim, damage, loss or expense is caused in part by a party indemnified hereunder. 3. OPINIONS OF PROBABLE COST (COST ESTIMATES) Any opinions of probable project cost or probable construction cost provided by ENGINEER are made on the basis of information available to ENGINEER and on the basis of ENGINEER'S experience and qualifications, and represents its judgment as an experienced and qualified professional engineer. However, since ENGINEER has no control over the cost of labor, materials, equipment or services furnished by others, or over the contractor(s') methods of determining prices, or over competitive bidding or market conditions, ENGINEER does not guarantee that proposals, bids or actual project or construction cost will not vary from opinions of probable cost ENGINEER prepares. 4. CONSTRUCTION PROCEDURES ENGINEER's observation or monitoring portions of the work performed under construction contracts shall not relieve the contractor from its responsibility for performing work in accordance with applicable contract documents. ENGINEER shall not control or have charge of, and shall not be responsible for, construction means, methods, techniques, sequences, procedures of construction, health or safety programs or precautions connected with the work and shall not manage, supervise, control or have charge of construction. ENGINEER shall not be responsible for the acts or omissions of the contractor or other parties on the project. ENGINEER shall be entitled to review all construction contract documents and to require that no provisions extend the duties or liabilities of ENGINEER beyond those 1 set forth in this Agreement. OWNER agrees to include ENGINEER as an indemnified party in OWNER's construction contracts for the work, which shall protect ENGINEER to the same degree as OWNER. Further, OWNER agrees that ENGINEER shall be listed as an additional insured under the construction contractor's liability insurance policies. 5. CONTROLLING LAW This Agreement is to be govemed by the law of the state of Iowa where 6. SERVICES AND INFORMATION OWNER will provide all criteria and information pertaining to OWNER's requirements for the project, including design objectives and constraints, space, capacity and performance requirements, flexibility and expandability, and any budgetary limitations. OWNER will also provide copies of any OWNER - furnished Standard Details, Standard Specifications, or Standard Bidding Documents which are to be incorporated into the project. OWNER will fumish the services of soils /geotechnical engineers or other consultants that include reports and appropriate professional recommendations when such services are deemed necessary by ENGINEER. The OWNER agrees to bear full responsibility for the technical accuracy and content of OWNER - furnished documents and services. In performing professional engineering and related services hereunder, it is understood by OWNER that ENGINEER is not engaged in rendering any type of legal, insurance or accounting services, opinions or advice. Further, it is the OWNER's sole responsibility to obtain the advice of an attorney, insurance counselor or accountant to protect the OWNER's legal and financial interests. To that end, the OWNER agrees that OWNER or the OWNER's representative will examine all studies, reports, sketches, drawings, specifications, proposals and other documents, opinions or advice prepared or provided by ENGINEER, and will obtain the advice of an attorney, insurance counselor or other consultant as the OWNER deems necessary to protect the OWNER's interests before OWNER takes action or forebears to take action based upon or relying upon the services provided by ENGINEER. 7. SUCCESSORS AND ASSIGNS OWNER and ENGINEER, respectively, bind themselves, their partners, successors, assigns, and legal representatives to the covenants of this Agreement. Neither OWNER nor ENGINEER will assign, sublet, or transfer any interest in this Agreement or claims arising therefrom without the written consent of the other. 8. RE -USE OF DOCUMENTS All documents, including all reports, drawings, specifications, computer software or other items prepared or furnished by ENGINEER pursuant to this Agreement, are instruments of service with respect to the project. ENGINEER retains ownership of all such documents. OWNER may retain copies of the documents for its information and reference in connection with the project; however, none of the documents are intended or represented to be suitable for reuse by OWNER or others on extensions of the project or on any other project. Any reuse without written verification or adaptation by ENGINEER for the specific purpose intended will be at OWNER's sole risk and without liability or legal exposure to ENGINEER, and OWNER will defend, indemnify and hold harmless ENGINEER from all claims, damages, losses and expenses, including attorneys fees, arising or resulting therefrom. Any such verification or adaptation will entitle ENGINEER to further compensation at rates to be agreed upon by OWNER and ENGINEER. 9. TERMINATION OF AGREEMENT OWNER or ENGINEER may terminate the Agreement, in whole or in part, by giving seven (7) days written notice, if the other party substantially fails to fulfill its obligations under the Agreement through (2/2011) no fault of the terminating party. OWNER may terminate this Agreement for any reason, with or without cause, by giving thirty (30) days written notice to ENGINEER. Where the method of payment is lump sum," or cost reimbursement, the final invoice will include all services and expenses associated with the project up to the effective date of termination. An equitable adjustment shall also be made to provide for termination settlement costs ENGINEER incurs as a result of commitments that had become firm before termination, and for a reasonable profit for services performed. 10. SEVERABILITY If any provision of this agreement is held invalid or unenforceable, the remaining provisions shall be valid and binding upon the parties. One or more waivers by either party of any provision, term or condition shall not be construed by the other party as a waiver of any subsequent breach of the same provision, term or condition. 11. INVOICES ENGINEER will submit monthly invoices for services rendered and OWNER will make prompt payments in response to ENGINEER's invoices. ENGINEER will retain receipts for reimbursable expenses in general accordance with Internal Revenue Service rules pertaining to the support of expenditures for income tax purposes. Receipts will be available for inspection by OWNER's auditors upon request. If OWNER disputes any items in ENGINEER's invoice for any reason, including the lack of supporting documentation, OWNER may temporarily delete the disputed item and pay the remaining amount of the invoice. OWNER will promptly notify ENGINEER of the dispute and request clarification and /or correction. After any dispute has been settled, ENGINEER will include the disputed item on a subsequent, regularly scheduled invoice, or on a special invoice for the disputed item only. OWNER recognizes that late payment of invoices results in extra expenses for ENGINEER. ENGINEER retains the right to assess OWNER interest at the rate of one percent (1 %) per month, but not to exceed the maximum rate allowed by law, on invoices which are not paid within thirty (30) days from the date of the invoice. In the event undisputed portions of ENGINEER's invoices are not paid when due, ENGINEER also reserves the right, after seven (7) days prior written notice, to suspend the performance of its services under this Agreement until all past due amounts have been paid in full. 12. CHANGES The parties agree that no change or modification to this Agreement, or any attachments hereto, shall have any force or effect unless the change is reduced to writing, dated, and made part of this Agreement. The execution of the change shall be authorized and signed in the same manner as this Agreement. Adjustments in the period of services and in compensation shall be in accordance with applicable paragraphs and sections of this Agreement. Any proposed fees by ENGINEER are estimates to perform the services required to complete the project as ENGINEER understands it to be defined. For those projects involving conceptual or process development services, activities often are not fully definable in the initial planning. In any event, as the project progresses, the facts developed may dictate a change in the services to be performed, which may alter the scope. ENGINEER will inform OWNER of such situations so that changes in scope and adjustments to the time of performance and compensation can be made as required. If such change, additional services, or suspension of services results in an increase or decrease in the cost of or time required for performance of the services, an equitable adjustment shall be made, and the Agreement modified accordingly. 13. CONTROLLING AGREEMENT These Terms and Conditions shall take precedence over any inconsistent or contradictory provisions contained in any proposal, contract, purchase order, requisition, notice - to-proceed, or like document. 14. EQUAL EMPLOYMENT AND NONDISCRIMINATION In connection with the services under this Agreement, ENGINEER agrees to complywith the applicable provisions of federal and state Terms & Conditions for Professional Services 2 Equal Employment Opportunity for individuals based on color, religion, sex, or national origin, or disabled veteran, recently separated veteran, other protected veteran and armed forces service medal veteran status, disabilities under provisions of executive order 11246, and other employment, statutes and regulations, as stated in Title 41 Part 60 of the Code of Federal Regulations § 60-1.4 (a -f), § 60 -300.5 (a -e), § 60-741 (a -e). 15. HAZARDOUS MATERIALS OWNER represents to ENGINEER that, to the best of its knowledge, no hazardous materials are present at the project site. However, in the event hazardous materials are known to be present, OWNER represents that to the best of its knowledge it has disclosed to ENGINEER the existence of all such hazardous materials, including but not limited to asbestos, PCB's, petroleum, hazardous waste, or radioactive material located at or near the project site, including type, quantity and location of such hazardous materials. It is acknowledged by both parties that ENGINEER's scope of services do not include services related in any way to hazardous materials. In the event ENGINEER or any other party encounters undisclosed hazardous materials, ENGINEER shall have the obligation to notify OWNER and, to the extent required by law or regulation, the appropriate govemmental officials, and ENGINEER may, at its option and without liability for delay, consequential or any other damages to OWNER, suspend performance of services on that portion of the project affected by hazardous materials until OWNER: (i) retains appropriate specialist consultant(s) or contractor(s) to identify and, as appropriate, abate, remediate, or remove the hazardous materials; and (ii) warrants that the project site is in full compliance with all applicable laws and regulations. OWNER acknowledges that ENGINEER is performing professional services for OWNER and that ENGINEER is not and shall not be required to become an "arranger," "operator," "generator," or "transporter" of hazardous materials, as defined in the Comprehensive Environmental Response, Compensation, and Liability Act of 1990 (CERCLA), which are or may be encountered at or near the project site in connection with ENGINEER's services under this Agreement. If ENGINEER's services hereunder cannot be performed because of the existence of hazardous materials, ENGINEER shall be entitled to terminate this Agreement for cause on 30 days written notice. To the fullest extent permitted by law, OWNER shall indemnify and hold harmless ENGINEER, its officers, directors, partners, employees, and subconsultants from and against all costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals, and all court or arbitration or other dispute resolution costs) caused by, arising out of or resulting from hazardous materials, provided that (i) any such cost, loss, or damage is attributable to bodily injury, sickness, disease, or death, or injury to or destruction of tangible property (other than completed Work), including the loss of use resulting therefrom, and (ii) nothing in this paragraph shall obligate OWNER to indemnify any individual or entity from and against the consequences of that individual's or entity's sole negligence or willful misconduct. 16. EXECUTION This Agreement, including the exhibits and schedules made part hereof, constitute the entire Agreement between ENGINEER and OWNER, supersedes and controls over all prior written or oral understandings. This Agreement may be amended, supplemented or modified only by a written instrument duly executed by the parties. 17 LIMITATION QF L IAEI ITV 174. LITIGATION SUPPORT (2/2011) In the event ENGINEER is required to respond to a subpoena, government inquiry or other legal process related to the services in connection with a legal or dispute resolution proceeding to which ENGINEER is not a party, OWNER shall reimburse ENGINEER for reasonable costs in responding and compensate ENGINEER at its then standard rates for reasonable time incurred in gathering information and documents and attending depositions, hearings, and trial. 19. UTILITY LOCATION If underground sampling/testing is to be performed, a local utility locating service shall be contacted to make arrangements for all utilities to determine the location of underground utilities. In addition, OWNER shall notify ENGINEER of the presence and location of any underground utilities located on the OWNER's property which are not the responsibility of private /public utilities. ENGINEER shall take reasonable precautions to avoid damaging underground utilities that are properly marked. The OWNER agrees to waive any claim against ENGINEER and will indemnify and hold ENGINEER harmless from any claim of liability, injury or loss caused by or allegedly caused by ENGINEER's damaging of underground utilities that are not properly marked or are not called to ENGINEER's attention prior to beginning the underground samplingltesting. Terms & Conditions for Professional Services 3 (2/2011) City of Dubuque Insurance Requirements for Professional Services 1. Insurance Schedule C shall furnish a signed Certificate of Insurance to the City of Dubuque, Iowa for the coverage required in Exhibit I prior to commencing work and at the end of the project if the term of work is longer than 60 days. Providers presenting annual certificates shall present a Certificate at the end of each project with the final billing. Each Certificate shall be prepared on the most current ACORD form approved by the Iowa Department of Insurance or an equivalent. 2. All policies of insurance required hereunder shall be with a carrier authorized to do business in Iowa and all carriers shall have a rating of A or better in the current A.M. Best's Rating Guide. 3. Each Certificate shall be furnished to the contracting department of the City of Dubuque. 4. Failure to provide minimum coverage shall not be deemed a waiver of these requirements by the City of Dubuque. Failure to obtain or maintain the required insurance shall be considered a material breach of this agreement. 5. Subcontractors and sub subcontractor performing work or service shall provide a Certificate of Insurance in accord with Exhibit I. 6. All required endorsements to various policies shall be attached to Certificate of insurance. 7. Whenever a specific ISO form is listed, an equivalent form may be substituted subject to the provider identifying and listing in writing all deviations and exclusions that differ from the ISO form. 8. Provider shall be required to carry the minimum coverage /limits, or greater if required by law or other legal agreement, in Exhibit I. Page 1 of 3 Schedule C, Professional Services March, 2012.Doc City of Dubuque Insurance Requirements for Professional Services Insurance Schedule C (continued) Exhibit I A) COMMERCIAL GENERAL LIABILITY General Aggregate Limit $2,000,000 Products -Completed Operations Aggregate Limit $1,000,000 Personal and Advertising Injury Limit $1,000,000 Each Occurrence $1,000,000 Fire Damage Limit (any one occurrence) $ 50,000 Medical Payments $ 5,000 a) Coverage shall be written on an occurrence, not claims made, form. All deviations from the standard ISO commercial general liability form CG 0001, or Business owners form BP 0002, shall be clearly identified. b) Include ISO endorsement form CG 25 04 "Designated Location(s) General Aggregate Limit" or CG 25 03 "Designated Construction Project (s) General Aggregate Limit" as appropriate. c) Include endorsement indicating that coverage is primary and non - contributory. d) Include endorsement to preserve Governmental Immunity. (Sample attached). e) Include additional insured endorsement for: The City of Dubuque, including all its elected and appointed officials, all its employees and volunteers, all its boards, commissions and /or authorities and their board members, employees and volunteers. using ISO form CG 2026. B) AUTOMOBILE LIABILITY $1,000,000 (Combined Single Limit) C) WORKERS' COMPENSATION & EMPLOYERS LIABILITY Coverage A Coverage B Statutory—State of Iowa Employers Liability Each Accident • $100,000 Each Employee- Disease $100,000 Policy Limit - Disease $500,000 a) Policy shall include an endorsement providing a waiver of subrogation to the City of Dubuque. b) Coverage B limits shall be greater if required by Umbrella Carrier. D) UMBRELLA LIABILITY E) PROFESSIONAL LIABILITY $1,000,000 $1,000,000 Page 2 of 3 Schedule C, Professional Services March, 2012.Doc City of Dubuque Insurance Requirements for Professional Services Preservation of Governmental Immunities Endorsement 1. Nonwaiver of Governmental Immunity. The insurance carrier expressly agrees and states that the purchase of this policy and the including of the City of Dubuque, Iowa as an Additional Insured does not waive any of the defenses of governmental immunity available to the City of Dubuque, Iowa under Code of Iowa Section 670.4 as it is now exists and as it may be amended from time to time. 2. Claims Coverage. The insurance carrier further agrees that this policy of insurance shall cover only those claims not subject to the defense of governmental immunity under the Code of Iowa Section 670.4 as it now exists and as it may be amended from time to time. Those claims not subject to Code of Iowa Section 670.4 shall be covered by the terms and conditions of this insurance policy. 3. Assertion of Government Immunity. The City of Dubuque, Iowa shall be responsible for asserting any defense of governmental immunity, and may do so at any time and shall do so upon the timely written request of the insurance carrier. 4. Non - Denial of Coverage. The insurance carrier shall not deny coverage under this policy and the insurance carrier shall not deny any of the rights and benefits accruing to the City of Dubuque, Iowa under this policy for reasons of governmental immunity unless and until a court of competent jurisdiction has ruled in favor of the defense(s) of governmental immunity asserted by the City of Dubuque, Iowa. No Other Change in Policy. The above preservation of governmental immunities shall not otherwise change or alter the coverage available under the policy. SPECIMEN Page 3 of 3 Schedule C, Professional Services March, 2012.Doc EXHIBIT A TASK ORDER NO. 1 This Task Order pertains to an Agreement by and between the City of Dubuque, Iowa ( "City ") and HDR Engineering Inc. ( "HDR "), dated , 2012 ( "the Agreement "). HDR shall perform services on the project described below as provided herein and in the Agreements. This Task Order shall not be binding until it has been properly signed by all parties. Upon execution, this Amendment shall supplement Agreement as it pertains to the project described below. TASK ORDER NUMBER: No. 1 PROJECT NAME: Drainage Master Plan Update PART 1.0 PROJECT DESCRIPTION: 1.1 Background The purpose of this Project is to produce an update to the original Drainage Master Plan prepared by HDR Engineering, Inc. in January 2001. 1.1 Drainage Master Plan Update— A Phased Approach The data collection and evaluation, identification of proposed projects, and conceptual design evaluation in support of the drainage master plan update will be conducted in a phased approach. The phases are described in more detail below. Phase I: Data Collection and Staff Interview (Included in this Task Order) • Interview city staff on drainage master plan elements completed and define projects to be included in an updated drainage master plan. • Collect available data. • Prepare Trip Report documenting staff interviews and begin to identify Phase I and Phase II projects. Phase II: Stage 1 Project Analysis (Not included in this Task Order) • Evaluate list of Stage 1 projects • Prioritize Stage 1 projects • Prepare Stage 1 Master Plan Supplement Phase II: Stage 2 Project Analysis (Not included in this Task Order) • Conduct limited analysis on Stage 2 projects • Evaluate list of Stage 2 projects • Prioritize Stage 2 projects • Prepare Stage 2 Master Plan Update Task Order No. 1 Page 1 July 2012 PART 2.0 SCOPE OF SERVICES TO BE PERFORMED BY ENGINEER ON THE PROJECT PHASE I: DATA COLLECTION AND STAFF INTERVIEWS TASK SERIES 100 — PROJECT MANAGEMENT Task Objectives: Coordinate work effort, administer contract, and provide quality control. HDR Activities: Task 110 Project Management. Conduct general project management tasks. Includes development of project initiation forms including the development of a project guide, monthly invoicing, monthly progress reports, project close out activities and other administration project activities. Task Deliverables: Task 120 Conference Call. Conduct coordinating conference call to discuss Project tasks and discuss findings. One (1) conference call is planned. • Monthly invoices and progress reports Key Understandings: • HDR will prepare notes of the conference call conducted. No agenda will be prepared. TASK SERIES 200 — DATA COLLECTION AND STAFF INTERVIEWS Task Objectives: Collect and organize existing data and interview city staff HDR Activities: Task 210 Data Collection. HDR will collect background data and supporting materials. This information may include: • 2001 Drainage Master Plan project implementation as -built drawings or proposed project information • 2012 and 2013 Capital Improvements Program • Existing Drainage System Information • USACE Periodic Levee Inspection Report • FEMA Levee Certification Report • Green Initiatives • Hazard Mitigation Plan • City stormwater policies and ordnances • Repetitive loss reports /flooding complaints • GIS files — aerials, roads, stream centerlines, storm sewer, watershed and subwatershed boundaries, contours, levee system, and regional detention basin • Compiled list of proposed projects to incorporate into updated drainage master plan. • Iowa grant initiatives Task Order No. 1 Page 2 July 2012 Task Deliverables: Key Understandings: Task 220 Interview City Staff. HDR will interview City staff associated with the City's storm drainage projects. HDR will prepare a list of questions for City staff members and will send to the City in advance of the interviews. HDR will also visit locations of projects in the City (windshield survey) that were completed in accordance with the 2001 Drainage Master Plan and locations of projects or improvements identified from interviewing City staff. Task 230 Field Trip Report. Create a field trip report that summarizes the interviews and data collected. The trip report will document an approach to updating the master plan. A draft field trip report will be prepared and upon review and comment from the City, a final field trip report will be prepared. • Field Trip Report (Draft and Final) • HDR will not organize or catalog the data collected during the interview phase. • The City will coordinate staff interviews in accordance with HDR's scheduled site visit. • Interviews will be held at City offices and attended by 2 HDR professionals. • Two (2) overnight stays will be included in the kick - off /data collection meeting to accommodate the data collection, City staff meeting, and windshield survey. • Draft and Final Field Trip Report will be submitted electronically by email. • The City desires to have an updated Drainage Master Plan in place by no later than September 28, 2012. PART 3.0 AUTHORIZATION Work will not proceed on a task without authorization. PART 4.0 OWNER'S RESPONSIBILITIES The City will be responsible for the following as identified in the above SCOPE OF SERVICES: • All files and information requested of the City and other agencies required to complete the SCOPE OF SERVICES will be provided. Information will be provided in electronic format, where possible. • All costs for travel, printing, mailing, etc. will be reimbursed by the City. • The City will provide written comments on each of the above - listed deliverables. Task Order No. 1 Page 3 July 2012 PART 5.0 PERIODS OF SERVICE It is estimated that the schedule for the defined in the scope will be completed within 7 working days after the interviews have been conducted. PART 6.0 PAYMENTS TO ENGINEER Compensation for HDR's services under this Agreement shall be on the basis of Direct Labor Costs times a factor of 3.15 for the services of HDR's personnel engaged on the Project plus Reimbursable Expenses. Attachment A is a fee summary for the services defined. The amount of any sales tax, excise tax, or gross receipts tax that may be imposed on this Agreement shall be added to the HDR's compensation as Reimbursable Expenses. Compensation terms are defined as follows: Direct Labor Cost times a multiplier of 3.15 to be paid as total compensation for each hour an employee works on the Project, plus Reimbursable Expense with a 10% markup at an approximate not to exceed of NINETEEN THOUSAND NINE HUNDRED NINETY DOLLARS ($19,990) for this phase of work, given the assumptions listed above and in the SCOPE OF SERVICES. Direct Labor Cost shall mean salaries and wages, (basic and overtime) paid to all personnel engaged directly on the Project. The Direct Labor Costs and the factor applied to Direct Labor Costs will be adjusted annually as of the first of every year to reflect equitable changes to the compensation payable to HDR. Reimbursable Expense shall mean the actual expenses incurred directly or indirectly in connection with the Project for transportation travel, subconsultants, subcontractors, computer usage, telephone, telex, shipping and express, and other incurred expense. This Task Order is executed this CITY OF DUBUQUE, IOWA "Owner" BY: NAME: TITLE: ADDRESS: day of , 2012. HDR Engineering, Inc. "ENGINEER" BY: NAME: TITLE: ADDRESS: 1/�.. Cyr Timoy R. Crockett Senior Vice President 8404 Indian Hills Drive Omaha, NE 68114 Task Order No. 1 Page 4 July 2012 ATTACHMENT "A" CITY OF DUBUBUE, IOWA DRAINAGE BASIN MASTER PLAN UPDATE FEE ESTIMATE JULY 9, 2012 HDR Engineering, Inc. Estimated Hours /Costs Expenses Est Total Cost TASKS Project Manager Senior Staff Mid -Level Tech Support Clerical Total Hours Total Labor Cost Tech. Fee Printing Travel Misc. Total Expenses (11 S 180.00 $ 190.00 S 150.00 $ 90.00 0 80.00 TASK SERIES 100— PROJECT MANAGEMENT Task110 Project Management 8 2 10 81,600 537 533 $731 $1,673 Task 120 Conference Calls 2 2 4 5660 515 $15 $675 Estimated Task Hours Subtotal 10 0 2 0 2 14 Estimated Task Cost Subtotal 11,800 S0 0300 S0 8160 82,260 $52 $33 S0 $0 $88 S2,348 TASK SERIES 200 — DATA COLLECTION Task 210 Data Collection 4 4 8 5960 $30 530 5990 Task220 Interview City Staff 30 30 60 59.900 5222 51,210 5110 51.674 511,574 Task 230 Field Trip Report 11 15 9 35 $4,950 $130 $130 55,080 Estimated Task Hours Subtotal 41 0 49 4 9 103 Estimated Task Cost Subtotal 07,360 SO $7,350 5360 5720 $15,810 5381 S0 01,210 5110 01,833 817,643 TOTAL HOURS 51 0 51 4 11 117 TOTAL COST (ROUNDED) 59,200 S0 87,700 0400 5900 818,1001 5400] 5 SO1 S1,2001 $100 [ 51 [9001 819,990 Task Order No. 1 Page 5 July 2012