Loading...
Design Mill, Inc. State of Iowa Business Financial Assistance ApplicationTHE CITY OF Dui Masterpiece on the Mississippi Dubuque kital All- America City II 111! 2012 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: State of Iowa Business Financial Assistance Application for Design Mill, Inc. DATE: June 11, 2013 Economic Development Director Dave Heiar recommends City Council approval of the submission of a State of Iowa Business Financial Assistance Application to the Iowa Economic Development Authority on behalf of Design Mill, Inc. Design Mill, Inc. plans to locate in the CARADCO Building at 900 Jackson Street. Design Mill, Inc. specializes in the development of software for use in the education industry, manufacturing industry as well as the Department of Defense. Design Mill is primarily a service organization developing custom apps for other organizations ,as well as software products for the retail market. Design Mill also delivers engineering services and quality inspection services to the Department of Defense and manufacturing companies. Design Mill's customers range from technical colleges, education companies, and manufacturers. Design Mill is currently located in Elizabeth, Illinois. They plan to transfer or invest over $1.1 million in research and development, machinery and equipment, computer hardware and software, furniture and fixtures and rent for space in the CARADCO building at 900 Jackson Street. The relocation project will create sixteen new positions in Dubuque. The local match for this project has been provided by Gronen Properties, the owner and property manager of the CARADCO building, in the form of $80,000 worth of tenant build out costs. I concur with the recommendation and respectfully request Mayor and City Council approval. kr,„709,,, Michael C. Van Milligen MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager David J. Heiar, Economic Development Director 2 Masterpiece on the Mississippi Dubuque Leal All-America City 11111 2012 TO: Michael Van Milligen, City Manager FROM: David J. Heiar, Economic Development Director SUBJECT: State of Iowa Business Financial Assistance Application for Design Mill, Inc. DATE: June 7, 2013 INTRODUCTION This memorandum presents for City Council review and approval a resolution authorizing the submission of a Business Financial Assistance Application to the Iowa Economic Development Authority (IEDA) on behalf of Design Mill, Inc. BACKGROUND Design Mill, Inc. (DMI) specializes in the development of software for use in the education industry, manufacturing industry as well as the Department of Defense. Design Mill is primarily a service organization developing custom apps for other organizations as well as software products for the retail market. Design Mill also delivers engineering services and quality inspection services to the Department of Defense and manufacturing companies. DMI's customers range from technical colleges (training development), education companies (app development), and manufacturers (CAD /Inspection). Regional customers include McGraw Hill, John Deere, Highland Community College, Dura Automotive and the Rock Island Arsenal. Design Mill focuses on developing content for mobile devices. Design Mill is currently located in Elizabeth, Illinois. They plan to transfer or invest over $1.1 million in research and development, machinery and equipment, computer hardware and software, furniture and fixtures and rent for space in the CARADCO building at 900 Jackson Street. The relocation project will create sixteen (16) new positions in Dubuque. DISCUSSION The application on behalf of the company will provide State financial assistance to enable the company's proposed build out of office and development space in the CARADCO building. Design Mill is eligible for a $40,000 forgivable loan, a $40,000 loan with a 0% interest rate over four years, and $20,000 in tax credits, pending IEDA approval of their application at the June 21, 2013 IEDA Board Meeting. The assistance is funded through the IEDA's High Quality Jobs Program. The program has a wage threshold requiring new jobs start at minimum of 100% of the average wage of the laborshed area and reach 120% of the laborshed wage rate after three years. In Dubuque for Fiscal Year 2013, all eligible jobs must earn at least $16.09 per hour initially and $19.31 per hour at the end of the three year period to qualify. All 16 of Design Mill's positions will meet the wage threshold. Design Mill anticipates utilizing the assistance to fund their build out as well as acquire machinery and equipment. Local sponsorship of the application is required for approval. The local match for the project has been provided by Gronen Properties, the owner and property manager of the CARADCO building, in the form of $80,000 worth of tenant build out costs to be used on expenditures such as office walls, doors, and additional lighting. RECOMMENDATION I recommend that the City Council authorize the submission of a State of Iowa Business Financial Assistance Application on behalf of Design Mill, Inc. for creating 16 new positions within the community. This project is consistent with the City's goals to attract new businesses to the area, increase the number of high quality jobs, and further diversify the economic base of the area. ACTION STEP The action step for the City Council is to adopt the attached resolution. attachment F: \USERS \Econ Dev \Design Mi11\20130607 IEDA application Council memo.docx RESOLUTION NO. 189 -13 A RESOLUTION AUTHORIZING THE FILING OF AN APPLICATION FOR STATE BUSINESS FINANCIAL ASSISTANCE ON BEHALF OF DESIGN MILL, INC. Whereas, Design Mill, Inc. has proposed making a $1.1 million investment as part of a relocation to Dubuque, Iowa from Elizabeth, Illinois; and Whereas, the City Council of Dubuque, Iowa has considered said proposal and has determined that the proposed project will contribute to the local economy through the creation of 16 additional jobs; and Whereas, financial assistance from the Iowa Economic Development Authority is designed to assist in the economic development efforts of local jurisdictions; and Whereas, the City of Dubuque, Iowa must provide local sponsorship on behalf of Design Mill, Inc. for their Business Financial Assistance Application with the Iowa Economic Development Authority. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. That the filing of an application for participation in the Iowa Economic Development Authority's Financial Assistance Program on behalf of Design Mill, Inc. is hereby approved. Section 2. That the Mayor is hereby authorized to execute and the City Manager is hereby directed to submit said application to the Iowa Economic Development Authority together with such documents as may be required. Passed, approved, and adopted this 17th day of June, 013. Roy D. Buol, Mayor Attest: /1 �., Jam_ Kevi "fS. Firnstahl, ` ity C F: \USERS \Econ Dev \Design Mill\20130611 Resolution IEDA App Approval.docx R. )WA. eLonornic cievelopmeht Debi V. Durham, Director Iowa Economic Development Authority Business Financial Assistance Application Business Finance - Business Development Division Iowa Economic Development Authority 200 East Grand Avenue Des Moines, Iowa 50309 -1819 www.lowaeconomicdevelopment.com Telephone: 515.725.3134 Email: businessfinance c(D,iowa.gov Application Instructions To Complete Electronic Form: Click on TEXT BOX to add text. Double click on YES /NO boxes and select "Checked ". 1. All applicants must complete the Business Financial Assistance Application and attach only those additional sections for the components to which the applicant is applying. STATE of IOWA — Financial Assistance Programs ❑ Enterprise Zone Program (EZ) High Quality Jobs Program (HQJP) Supplemental info required— ® Tax Credits Section G - EZ Supplement ® Direct Financial Assistance 2. Before filling out this application form, please read all applicable sections of the Iowa Code and Iowa Administrative Code ( rules). www .legis.state.ia.us /IowaLaw.html 3. Only typed or computer - generated applications will be accepted and reviewed. Any material change to the format, questions, or wording of questions presented in this application will render the application invalid and it will not be accepted. 4. Complete the applicable sections of the application fully. If questions are left unanswered or required attachments are not submitted, an explanation must be included. 5. Use clear and concise language. Attachments should only be used when requested or as supporting documentation. 6. Any inaccurate information of a significant nature may disqualify the application from consideration. 7. The following must be submitted to Business Finance at IEDA in order to initiate the review process: • One original, signed application form and all required attachments • One electronic copy of the application form and all required attachments Facsimile copies will not be accepted. Applications must be submitted to IEDA Business Finance before 4:OOpm on the fourth Monday of the month. Applications will be reviewed by the IEDA Board on the third Friday of the following month. v.2.1.2013 Public Records Policies During the application process, the information submitted by you to IEDA is exempt from disclosure under the "industrial prospects" exemption found in Section 22.7(8). However, once you receive an award, the industrial prospects exemption no longer applies and all documents submitted and generated during the application and negotiation process become public records under Iowa's Open. Records Law (Iowa Code, Chapter 22), unless 1) The information belongs to one of the classes of records automatically treated as confidential; or 2) You have applied for and received written notice that your information will be treated as confidential. Automatically Confidential Records IEDA automatically treats the following records as confidential and will withhold them from public inspection even without a request for confidential treatment: • Tax Records and Tax Liability Information • Quarterly Iowa Employer's Contribution and Payroll Report prepared for the Iowa Workforce Development Department • Payroll Registers • Business Financial Statements and Projections (unless those statements are already publicly available elsewhere, e.g., 10 -K filings) • Personal Financial Statements Exemptions to the Open Records Law If you wish to have additional information treated as confidential, you must fill out the confidential treatment request form. Under the Open Records Law, I EDA may lawfully treat certain information as confidential if that information falls within an exemption to the Open Records Law. The following exemptions represent records which may lawfully be treated as confidential under the Open Records law and which are most often applicable to the information submitted to IEDA: • Release of information would give an unfair advantage to competitors — Iowa Code Sec. 15.118 • Trade secrets — See Iowa Code section 22.7(3), see also Iowa Code Ch. 550 • Information on an industrial prospect with which the IEDA is currently negotiating — See Iowa Code section 22.7(8) • Communications not required by law, rule or regulation made to IEDA by persons outside the government to the extent that IEDA could reasonably believe that those persons would be discouraged from making them to IEDA if they were made available for general public examination — lowa Code section 22.7(18) Non - Confidential Information Information that is submitted to IEDA as part of the application process or that is contained in a contract for program benefits is generally considered material to the eligibility requirements of the program or to the amount of incentives or assistance to be provided. Such information is generally not given confidential treatment. Such information includes but is not limited to, the number and type of jobs incented, the wage levels for the incented jobs, your company's employee benefit information, and your project budget. Additional Information Available. Copies of Iowa's Open Record law and IEDA's administrative rules relating to public records are available from the IEDA upon request. IEDA — Business Financial Assistance Application 2 v.2.1.2013 SECTION A Applicant Information Date Application Submitted: 5/30/13 1. Name of Business: Design Mill, Inc. 2. Entity Name (for contracting purposes):Design Mill, Inc 3. Address: 115 N. Main St. 4. City, State & Zip Code: Elizabeth, IL 61028 5. Contact Person: Nathan Greiner Title: President 6. Phone: 815 - 858 -3773 Fax: 815 - 858 -3776 Email: nathan aa.designmillinc.com 7. FEIN: 20- 5336037 8. NAICS Code for primary business operations: 541511,541330 9. US DOT Number: NA 10. Does the Business file a consolidated tax return under a different tax ID number? ❑ Yes (If yes, please also provide that tax ID number) ® No a. Is the contact person listed above authorized to obligate the Business? ® Yes ❑No If no, please provide the name and title of a company officer authorized to obligate the Business: 11. If the application was prepared by someone other than the contact person listed above, please complete the following: Name of Business: Design Mill, Inc Address: 115 N Main St City, State & Zip Code: Elizabeth, IL 61028 Contact Person: Andrea Young Title: Executive Manager Phone: 815- 858 -3773 Fax: 815- 858 -3776 Email: andrea young designmilinc.com Sponsor Information (A sponsor organization is a city or county) 12. Sponsor Organization: City of Dubuque 13. Official Contact (e.g. Mayor, Chairperson, etc.): Roy D. Buol 14. Address: 50 West 13th Street 15. City, State & Zip Code: Dubuque, IA 52001 16. Phone: 563 - 589 -4110 Fax: 563- 589 -4149 rdbuol a( ,,citvofdubuque.orq Title: Mayor Email: 17. If IEDA needs to contact the sponsor organization with questions, should we contact the person listed above? ❑ Yes ® No, please contact the following person:Phil Wagner Name: Phil Wagner Title: Assistant Economic Development Director Address: 50 West 13th Street City, State & Zip Code: Dubuque, IA 52001 Phone: 563 - 589 -4393. Fax: 563 - 589 -1733 Email: pwagner(a citvofdubuque.orq If necessary, please list information on additional sponsors in an attachment. IEDA — Business Financial Assistance Application 3 v.2.1.2013 SECTION B Business Information 1. Provide a brief description and history of the Business. Include information about the Business' products or services and its markets and /or customers. Design Mill, Inc. (DM I) specializes in the development of software for use in the educational industry, manufacturing industry as well as the Department of Defense. Design Mill is primarily a service organization developing custom apps for other organizations as well as software products for the retail market. Design Mill also delivers engineering services and quality inspection services to the Department of Defense and manufacturing companies. DMI's customers range from technical colleges (training development), educational companies (app development), and manufacturers (CAD /Inspection). Regional customers include McGraw Hill, John Deere, Highland Community College, Dura Automotive and the Rock Island Arsenal. Design Mill focuses on developing content for mobile devices. 2. Business Structure: ❑ Cooperative ❑ Corporation ❑ Limited Liability Company ❑ Partnership ® S- Corporation ❑ Sole Proprietorship 3. State of Incorporation: IL 4. Identify the Business' owners and percent ownership: Nathan Greiner /100% owner 5. Does a woman, minority, or person with a disability own the Business? ❑ Yes 6. List the Business' Iowa locations and the most current number of employees at each location. 0 ® No 7. What is the Business' worldwide employment? (Please include employees of parent company, subsidiaries, and other affiliated entities in this figure.) 7 Project Information 8. Project Street Address: 900 Jackson Street Project City & Zip Code: Dubuque, 52001 Project County: Dubuque 9. Type of Business Project: ❑ Startup ❑ Expansion of Iowa Company ® New Location in Iowa 10. Describe the proposed project for which assistance is being sought. (Include project timeline with dates, facility size, infrastructure improvements, proposed products /services, any new markets, etc.) Design Mill is considering opening an office in Dubuque, Iowa. We would like to take advantage of the amenities Dubuque has to offer a growing business. Design Mill's focus in Dubuque will be to develop software for the educational and manufacturing industries as well as developing custom mobile apps. We are looking at locating in downtown Dubuque and anticipate build out expenses. We also want to grow our products and services and will need marketing assistance as well hiring and training assistance. 11. Project Timeline (add additional rows as needed) Beginning Activity Date Activity Completion Date Develop software for the educational market 7/1/2013 7/31/2016 12. Has any part of the project started *? If yes, please explain. * For IEDA's purposes, starting the project includes: the start of construction or rehabilitation, the purchase of a building, the execution of a lease, or the installation of equipment to be used in the project. 13. Identify the Business' competitors. If any of these competitors have Iowa locations, please explain the nature of the competition (e.g. competitive business segment, estimated market share, etc.) and explain what impact the proposed project may have on the Iowa competitor. Area9 Software Technology, headquartered in Denmark. SIGON Solutions, Software Engineering, Chicago, IL. Binary Labs, Educational Apps, San Diego, CA. No known Iowa competitors. ❑Yes ®No IEDA — Business Financial Assistance Application 4 v.2.1.2013 14. Will any of the current Iowa employees lose their jobs if this project does not proceed? ❑ Yes ® No If yes, please explain why and identify those jobs as "retained jobs" in the Project Jobs Section E. 15. Is the Business actively considering locations outside of Iowa? ® Yes ❑ No If yes, where and what assistance is being offered? Madison. WI and staving in IL. 16. Please identify the company project management for the project location and experience. NATHAN GREINER is the President of Design Mill, Inc. He started his career within the Automotive Industry, focusing on Project and Process engineering, finishing in Program Management prior to starting Design Mill in 2006. He transitioned into supporting the Department of Defense via interactive visualization and has created software programs for interactive training, interactive maintenance as well as mobile applications for the educational market. More recently has made the shift into the educational and manufacturing industries developing 3D software solutions for Design Mill's customer base. He has over 17 years of experience, is a licensed Professional Engineer, and has a Master 's Degree in Business Administration from the University of Texas and a Bachelor's of Science in Mechanical Engineering from Iowa State University. IEDA — Business Financial Assistance Application 5 v.2.1.2013 SECTION C Applicant's Project Budget 1. Does the Business plan to lease the facility? ® Yes ❑ No If yes, please provide the Annual Base Rent Payment (lease payment minus property taxes, insurance, and operating /maintenance expenses) for three years in the budget below, and only major renovation costs your company expects to incur. Administrative rules require that the lease be in place for a minimum of five years. 2. Please complete the budget below. Include only costs the company plans to incur directly: Use of Funds Cost Source A Source B Source C Source D Source E Source F Base Rent (3 years) $72,387 Source A: IEDA (see #4 below) $80,000 $72,387 0% / 4 years on loan pending Tenant Improvements $135,000 $55,000 Personal guarantee • $80,000 Source C: Business $1,105,979 Land Acquisition committed Source D: Other Source $80,000 Build out from developer Site Preparation Source E: Other Source $ Building Acquisition $ TOTAL $1,265,979 Building Construction Building Remodeling Mfg. Machinery & Equip. Other Machinery & Equip $322,384 $25,000 $297,384 Racking, Shelving, etc. Computer Hardware $246,612 $246,612 Computer Software $140,013 $140,013 Furniture & Fixtures $49,583 $49,583 Working Capital Research & Development $300,000 $300,000 • Other TOTAL $1,265,979 $80,000 $ $1,105,979 $80,000 $ $ Racking, shelving and conveyor equipment used in distribution center projects only 3. Please complete the chart below with proposed financing for the project (tax benefits should be reflected as indirect financing under #5 below): PROPOSED FINANCING Source of Funds Amount Form of Funds Rate and Term Commitment Status Conditions /Additional Information Add additional lines as needed (Loan, Grant, In- Kind, Donation, etc.) Include when funds will be disbursed; If loan, whether payments are a level term, balloon, etc Source A: IEDA (see #4 below) $80,000 Forgivable loan / non- forgivable loan 0% / 4 years on loan pending Source B: Local Government $0 Personal guarantee • Source C: Business $1,105,979 cash, equity, equipment committed Source D: Other Source $80,000 Build out from developer committed Source E: Other Source $ Source F: Other Source $ TOTAL $1,265,979 4. Direct financial assistance (loans /forgivable loans) must be secured with acceptable collateral. Please select the type of collateral your company will pledge to secure the IEDA financing, and document its value in Attachment A5. * No collateral, funding disbursed at the end of the 5 -year contract ❑ Explain: Irrevocable letter of credit ►/ Financial Institute will provide an ILOC Dedicated certificate of deposit (CD) • Surety bond • Mortgage on real estate • Corporate guaranty • Personal guarantee • IEDA — Business Financial Assistance Application 6 v.2.1.2013 * The IEDA Board has the final discretion on what collateral will be accepted. IEDA — Business Financial Assistance Application 7 v.2.1.2013 5. TAX CREDITS AND INDIRECT FINANCING Source of Funds Amount Description Investment Tax Credit $3,620 $3,620 HQJP- program Sales, Service & Use Tax Refund Research Activities Credit (3 %!10 %) $15,000 $15,000 HQJP- program . Local Property Tax Exemption Tax Increment Financing 260E Job Training Funds $118,107 New jobs training for 13 jobs through NICC In -kind Contribution Other TOTAL $136,727 6. There are three justifiable reasons for providing assistance. Check the box next to the reason why assistance is needed to complete this project. ® Financing Gap - A gap exists between the financing required and the financing on -hand and the provision of tax incentives or assistance is necessary to fill the gap. ❑ Rate of Return Gap —The likely returns of the project are inadequate to motivate a company decision maker to proceed with the project even if sufficient debt or equity can be raised to finance the project, and the project's risks outweigh its rewards, making the provision of tax incentives or assistance necessary to reduce the project's risks. ❑ Location Disadvantage (Incentive) —The business is deciding between a site in Iowa ("Iowa site ") and a site in another state ("out -of -state site ") for its project and the cost of completing the project at the out -of -state site is demonstrably lower, making tax incentives or assistance necessary to equalize the cost differential between the two sites. Note: The authority will attempt to quantify the cost differential between the sites. 7. Please provide a brief explanation of the need for assistance. Due to our business growing with this protect we need qualified employees, we realize that Dubuque IA has and will retain these employees because of the amenities in Dubuque. To be competitive in the market we need to make the move to Dubuque, however the start up costs (tenant improvements, base rent, computer hardware etc) need financing for this to be plausible. IEDA — Business Financial Assistance Application 8 v.2.1.2013 SECTION D Employee Benefits There are three options to meeting the sufficient benefit requirement. These options are detailed in the chart below. Please complete questions 1 -3. If your company meets Option 1 or 2 no additional information is requi 1. How many full -time, permanent employees does your company currently employ within the State of Iowa? 0 2. What is the total premium cost for a standard medical plan for single employee coverage? $3316.00 a. What portion of this cost is paid by the business? 80% b. What is the deductible associated with this plan? $1000 3. What is the total premium cost for a standard medical plan for family coverage? $ 10,803.00 4. a. What portion of this cost is paid by the business? 50% b. What is the deductible associated with this plan? $2000 No additional information required, in this section, if your company meets the requirement for Option 1 or Option 2 5. Does your company provide additional benefits to full time employees? ® Yes ❑ No If yes, please provide the annual amount offered by the business, per employee in the chart below: Benefit Option 1 Option 2 Option 3 80% single Coverage 50% Family coverage Monetary Equivalent Total Number of Employees in Iowa Pay 80% of premium costs for a standard medical plan, single coverage. Pay 50% of premium costs for a standard medical plan, family coverage. Provide medical and pay the monetary equivalent of Option 1 or Option 2 in supplemental employee benefits. Benefits Counted Toward 250+ $750 maximum deductible $1,500 maximum deductible 50 -249 $1250 maximum deductible $2500 maximum deductible Monetary Equivalent: Medical 0 -50 $1750 maximum deductible $3500 Maximum deductible coverage, Dental coverage, Vision insurance, Life insurance, Pension, 401(k) (company's Average contribution, Short /long -term disability insurance, Child care services, Other nonwage compensation 1. How many full -time, permanent employees does your company currently employ within the State of Iowa? 0 2. What is the total premium cost for a standard medical plan for single employee coverage? $3316.00 a. What portion of this cost is paid by the business? 80% b. What is the deductible associated with this plan? $1000 3. What is the total premium cost for a standard medical plan for family coverage? $ 10,803.00 4. a. What portion of this cost is paid by the business? 50% b. What is the deductible associated with this plan? $2000 No additional information required, in this section, if your company meets the requirement for Option 1 or Option 2 5. Does your company provide additional benefits to full time employees? ® Yes ❑ No If yes, please provide the annual amount offered by the business, per employee in the chart below: Benefit Annual amount paid by the business (per employee): Dental Insurance — Single plan $ 292 Dental Insurance — Family plan $ 875 Pension (Use 3- yearaverage calculated below) $ Retirement Plan - i.e. 401(k) (Use 3-year average calculated below) $ Profit Sharing Plan (Use 3-year average calculated below) $ Childcare Services $ Life Insurance coverage $ 164 Disability Insurance coverage $ 424 Health Savings Account (HSA) contribution $ 500 TOTAL $ 2,255 IEDA — Business Financial Assistance Application 9 v.2.1.2013 6. Does the Business offer a pension plan, 401(k) plan, and /or retirement -plan? ® Yes ❑ No If yes, please indicate the amount contributed on a per employee basis by the Business to the plan for the last three years. For 401(k) plans, please provide information on the company match and indicate the average annual match per employee. Year Ending Average Actual Match per Employee ($) 2013 $ 0 2012 $ 0 2011 $ 0 Three -year Average: $ 0 7. Does the Business offer a profit- sharing plan? ❑ Yes ® No If yes, please indicate total amount paid out each year for the past three years and then, determine the average annual bonus or contribution per employee for that three year period. Year Ending Average Actual Share per Employee ($) $ $ $ Three -year Average: $ Notes: 1. A qualified plan must be offered to all full -time permanent employees. 2. if you have multiple health insurance plans, please provide information on each plan. IEDA — Business Financial Assistance Application 10 v.2.1.2013 SECTION E Project Jobs 1. List the jobs that will be created and /or retained as the result of this project. (A retained job is an existing job that would be eliminated or moved to another state if the project does not proceed in Iowa.) For jobs to be created, include the starting and final hourly wage rate. For retained jobs, include the current hourly wage rate. Full -Time CREATED. Jobs (Add additional rows as needed) Job Title Number of CREATED Jobs Starting Hourly Wage Wage at 36 months following the award Management I 1 - $60.10 $72.12 Management II 1 $45.67 $54.80 Management III 1 $25 $30 Programmer I 2 $28.85 $34.62 Programmer II 2 $16.34 $19.71 Animator I 1 $25.96 $31.15 Animator II 1 $16.34 $19.71 Graphic Designer 2 $16.34 $19.71 Engineer 2 $24.02 $28.85 CAD 2 $16.34 $19.71 Book keeping /Finance 1 $20 $24 Total Full -Time CREATED Jobs 16 Full -Time RETAINED Jobs (Add additional rows as needed) Job Title (AT -RISK jobs only) Number of RETAINED Jobs Current Hourly Wage Total Full -Time RETAINED Jobs 2. Is the hourly wage rate based on a 40 hour work week, 52 weeks per year? ® Yes ❑ No If no please explain: IEDA — Business Financial Assistance Application 11 v.2.1.2013 SECTION F Business Taxes IEDA is required to calculate the return on state and local government investments in this project. Data from other parts of the application will be combined with the estimates requested below to calculate the required return on investment information. Please read the following directions carefully: • IEDA is asking for a best estimate on the increase in taxes associated with this project. • Estimates should only include the expected increase in tax liability resulting from this project. • At minimum, IEDA needs estimates for the first three years of the project. • Show data as if no tax abatements or tax credits awarded for this protect were taken. • For partnership forms of ownership (e.g. limited partnerships, s- corporations, LLC, etc.), please estimate the partners' increase in Iowa tax liability due to this project. • Sales and use taxes refer to the taxes paid on materials, etc. that the Business purchases, not taxes you collect from sales to your customers. • Applicants will not be held to these numbers with respect to any award from or contract with IEDA. • This page of the application will automatically be treated as confidential. Increase in Tax Collections Associated with this Project State Business Taxes Year 1 Year 2 Year 3 Year 4 Year 5 State Corporate Income Tax* $6,000 $7,200 $8,640 $10,368 $12,442 State Business Sales and Use Tax $0 $0 $0 $0 $0 * Insurance Companies: Provide State Insurance Premium Tax Local Business Taxes Year 1 Year 2 Year 3 Year 4 Year 5 Local Real Estate Property Tax $1,840 $1,932 $2,024 $2,116 $2,208 Local Option Sales Tax $0 $0 $0 $0 $0 CONFIDENTIAL IEDA — Business Financial Assistance Application 12 v.2.1.2013 SECTION G Attachments Please attach the following documents: Al Project Plan Please provide an executive summary for your project. This information should include, at a minimum, expanded information about the company's products and services and any other project related information that has not already been described in the application for financial assistance. Please note, a traditional business plan, including an executive summary, market analysis, organization and management structure, marketing and sales management, service and product line narrative, financial projections, feasibility study and patent status, as well as any other relevant information, may be requested by the Iowa Economic Development Authority to evaluate the feasibility of this project. A2 Payroll Information (Confidential) • Copies of the Business' Quarterly Iowa Employer's Contribution and Payroll Report for the past year. This report should include the monthly employment totals. • A copy of the most recent payroll report for one pay period. The copy of the most recent payroll report for one pay period must be in Excel format and include the following information: o Company name, date of payroll and source of payroll information o Employee name and /or employee identification number o Current hourly wage - do not include bonuses or other benefit values o Indicate if the employee is full time (40 hours per week, 52 weeks per year) or part time. o A sample Excel spreadsheet can be found at http : / /www.iowaeconomicdevelopment .com /userdocs /documents /ieda /AttachmentA2- PavrollTemplate.xls A3 Affidavit that states the Business has not, within the last five years, violated state or federal statutes, rules, and regulations, including environmental, worker safety regulations and antitrust laws, or, if such violations have occurred, that there were mitigating circumstances or such violations did not seriously affect public health or safety or the environment. A sample affidavit can be found at http : / /www.iowaeconomicdevelopment .com /userdocs/ documents /ieda /AttachmentA3- Affidavit.doc A4 Financial Information (Confidential, unless already publicly available) (Existing Businesses Only) • Profit and loss statements and balance sheets for past three year -ends; • Current YTD profit and loss statement and balance sheet; • Schedule of aged accounts receivable; • Schedule of aged accounts payable; and • Schedule of other debts. AS Collateral documentation (If requesting direct financial assistance only) Enterprise Zone Supplement — EZ -1 Application Supplement for Enterprise Zone applications only 1. Enterprise Zone detail: a. In which Enterprise Zone will this project occur (include the zone's name, number, size in acres, and date certified)? b. Please list any additional requirements adopted by the local Enterprise Zone Commission and how the Business will meet each requirement 2. The following documentation must also be submitted: a. Legal description of the business site on which the project will occur b. Detailed map (no larger than 11 "x17 ") showing the business site in relation to the boundaries of the certified Enterprise Zone c. Proof that the local Enterprise Zone Commission meeting, during which this application was approved, was open to the public (i.e. public notice which was published and /or posted) d. Meeting minutes from the local Enterprise Zone Commission meeting, during which this application was approved e. Resolution by the local Enterprise Zone Commission approving this application IEDA — Business Financial Assistance Application 13 v.2.1.2013 SECTION H Certification & Release of Information 1. Are there any judgments or court actions completed or pending against the applicant entity, or any current or prospective officer, principal, director, or owner? ❑ Yes ® No 2. Has any current or prospective officer, principal, director, or owner been accused or convicted of any wrongdoing or crime, other than a simple misdemeanor? ❑ Yes ® No 3. Have there been any current or past bankruptcies on the part of the applicant entity (or predecessor entities), or on the part of any current (or prospective) officer, principal, owner or in any business dealings of current (or prospective) officers, principals, or owners of the applicant entity? ❑ Yes ® No 4. In the last five years have there been, or are there currently any investigations of potential violations of public health, safety (including workplace safety) or environmental laws by the applicant entity, or any current or prospective officer, principal, director, or owner? ❑ Yes ® No 5. In the last five years have there been, or are there currently any violations of antitrust laws by the applicant entity, or any current or prospective officer, principal, director, or owner? ❑ Yes ® No 6. If yes to any of the above, please provide additional explanation: hereby give permission to the Iowa Economic Development Authority (IEDA) to research the Business' history, make credit checks, contact the Business' financial institutions, insurance carriers, and perform other related activities necessary for reasonable evaluation of this application. I also hereby authorize the Iowa Department of Revenue to provide to IEDA state tax information pertinent to the Business' state income tax, sales and use tax, and state tax credits claimed. I understand that all information submitted to IEDA related to this application is subject to Iowa's Open Record Law (Iowa Code, Chapter 22), unless specifically marked as confidential section. I understand that IEDA reserves the right to negotiate the financial assistance. I understand this application is subject to final approval by IEDA and the Project may not be initiated until final approval is secured. Furthermore, I am aware that funds will not be disbursed until a contract has been executed and the appropriate terms have been met. I hereby certify that all representations, warranties, or statements made or furnished to IEDA in connection with this application are true and correct in all material respect. I understand that it is a criminal violation under Iowa law to engage in deception and knowingly make, or cause to be made, directly or indirectly, a false statement in writing for the purpose of procuring economic development assistance from a state agency or subdivision. For the Business: For the Sponsor(s): Signature Date Signature Roy D. Buol, Mayor Name and Title (typed or printed) Name and Title (typed or printed) 6/17/13 Date Please use the following if more than one sponsor is required. (For example, use this if a signature from the local Enterprise Zone Commission is required in addition to the signature from the Mayor of the sponsoring city.) Signature Date Name and Title (typed or printed) IEDA will not provide assistance in situations where it is determined that any representation, warranty, or statement made in connection with this application is incorrect, false, misleading or erroneous in any material respect. If assistance has already been provided prior to discovery of the incorrect, false, or misleading representation, IEDA may initiate legal action to recover incentives and assistance awarded to the Business. IEDA — Business Financial Assistance Application 14 v.2.1.2013