Brownfields Assess Project EPAMEMORANDUM
December 13, 2001
TO:
FROM:
SUBJECT:
The Honorable Mayor and City Council Members
Michael C. Van Milligen, City Manager
Proposal to EPA for Brownfields Assessment Demonstration Pilot
Economic Development Director Bill Baum is recommending that the City apply to the
U.S. Environmental Protection Agency for participation in the Brownfields Assessment
Demonstration Pilot program for the Port of Dubuque area. The proposal requests
$200,000 for Phase I and Phase II environmental assessments on properties that would
be redeveloped by the City. Should the EPA be interested in the proposal, the City
would then be invited to submit a formal application.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
Michael C Van Milligen
MCVM/jh
Attachment
cc: Barry Lindahl, Corporation Counsel
Cindy Steinhauser, Assistant City Manager
William J. Baum, Economic Development Director
CITY OF DUBUQUE, IOWA
MEMORANDUM
TO:
FROM:
SUBJECT:
December 11, 2001
Michael Van Milligen, City Manager
William J. Baum, Economic Development Director
Proposal to EPA for Brownfields Assessment Demonstration Pilot
INTRODUCTION
The attached resolution provides for the approval of a proposal to the Environmental
Protection Agency for a $200,000 grant under the Brownfields Assessment
Demonstration Pilot program.
DISCUSSION
The Environmental Protection Agency (EPA) programs include a Brownfields Economic
Redevelopment Initiative called the Brownfields Assessment Demonstration Pilot
program. Under this initiative, grants are available for Phase I and Phase Il
environmental assessments on properties that would be redeveloped by the City. The
Port of Dubuque (4th Street Peninsula and south Ice Harbor) is under redevelopment.
My discussions with EPA in Washington, D.C. concerning the redevelopment of this
area were positive, and EPA officials encouraged the City to submit a proposal for the
assessment program. The proposal submission is the first step in potential EPA funding.
If EPA selects the proposal, the City will be invited to submit a formal application and
work plan, leading to a final cooperative agreement. The proposal requests $200,000
from EPA. No local match is required. The proposal was due at EPA's headquarters on
December 10, 2001, and has been submitted by this office pending City Council
approval.
RECOMMENDATION
I recommend the City Council review the proposal and approve the submission of the
proposal to EPA.
ACTION STEP
The requested action is for the City Council to adopt the attached resolution authorizing
the submission of the proposal to EPA.
RESOLUTION NO. 548-01
RESOLUTION AUTHORIZING THE FILING OF A PROPOSAL FOR THE
BROWNFIELDS ASSESSMENT DEMONSTRATION PILOT PROGRAM FOR
ENVIRONMENTAL ASSESSMENTS IN THE PORT OF DUBUQUE.
Whereas, the City of Dubuque is in the process of redeveloping the Port
of Dubuque; and
Whereas, certain properties in the Port of Dubuque may be in need of
environmental assessment, and cleanup to promote their sustainable reuse;
and
Whereas, the Environmental Protection Agency (EPA) provides grants
for environmental assessments under their Brewnfields Assessment
Demonstration Pilot program; and
Whereas, a proposal for the grant program has been prepared for
$200,000 for the Port of Dubuque area and is attached;
NOW THEREFORE BE IT RESOLVED BY THE CITY COUNCIL OF
DUBUQUE, IOWA:
The proposal for the Brownflelds Assessment Demonstration Pilot
program is hereby approved and staff is authorized to negotiate with EPA
officials in the development of a formal application.
Passed, approved, and adopted this 17th day of December, 2001
Terrance M. Duggan, Mayor ,
Jeanne F. SchNeider, City Clerk
F:\USERS\WBaum\RESOLUTION on Brownfields Proposal.doc
PORT OF
DUBUQUE
A Brownfields Redevelopment Project
Cover Page
1. Project Title:
2. Location:
3. Population of Pilot Area:
Population of the City of Dubuque
4. Applicant identification:
5. Project Director:
6. Mailing address:
7. Telephone/Fax/E-mail
8. Name of Representative:
9. Representative Mailing Address:
I0. Representative telephone and fax
1 I. Date Submitted:
12. Project Period:
13. Conmmnity Background: (1990 Census)
Port of Dubuque Redevelopment
Dubuque, Iowa
0: All land uses are non-residential
57,687 in 2000
City of Dubuque, Iowa
William J Baum
Economic Development Dfl'ector
City Hall,
50 West 13th Street
Dubuque, Iowa 52001
563-589-4393, fax 589-1733,
wbaum@cityo fdubuque.org
Terrance M. Duggan, Mayor
City Hall, 50 West 13~ Street
Dubuque, Iowa 52001
563-556-2525, fax 563-556-2347
December 10, 2001
Two years from date of award
Cit~ of Dubuque
Population * 57,686
Per capita income ** 12,377
Percent of families below poverty level ** 7.6%
Unemployment Rate ** 5
Housing vaeancy rate ** 4.2%
Non-White Population * 2,220
· 2000 Census
** 1990 Census
Pilot Area
0
N/A
N/A
N/A
N/A
N/A
The pilot area is within a State of Iowa Certified Enterprise Zone (EZ)
I4. Cooperative Partners:
City of Dubuque
Greater Dubuque Development Corporation
Dubuque Area Chamber of Commerce
East Central Intergovernmental Association
Dubuque Main Street LTD
Iowa Deparh~ent of Economic Development
Iowa Department of Natural Resources
Dubuque County Historical Society
U.S. Army Corps of Engineers - Rock Island District
BROWNFIELDS NARRATIVE
PROJECT OVERVIEW
Background and Overall Goals
1. A map of the City of Dubuque's proposed Brownfield target area, the "Port 0f Dubuque" is attached.
This area is also known as the "Ice Harbor", "4t~ Street Peninsula" and "South Ice Harbor" areas.
2. Historical context: The City of Dubuque, Iowa (2000 pop. 57,686), is the county seat of Dubuque
County, located in NE Iowa, on the Mississippi River. The City was chartered 1841. The oldest City in
the state, it was named for Jutien Dubuque, who had settled nearby c. 1788. Dubuque developed first as a
mining town, then as a lumbering and milling center. The City developed into a trade, industrial, cultural,
and rail center and a river port for an agricultural and dairying area. Industries through the years have
made food (Dubuque Packing Company), beer (Star Brewery), metal products (A.Y. McDonald),
chemicals, and machinery (John Deere). High tech industries such as Cigna, Cottingham & BUtler,
McKesson HBOC, Eagle Point Software, McGraw-Hill, Quebecor, and Cartegraph are experiencing
growth in the community.
The City is tlie home of the University of Dubuque, Clarke College, and Loras College.
Redevelopment Area: PORT OF DUBUQUE: 4TM STREET PENINSULA AND SOUTH ICE HARBOR
The City's riverfront area, called the 4m Street Peninsula and South Ice Harbor Area (Port of Dubuque),
has a long history as a home for manufacturing and industrial use dating back to the 1800's. Shipbuilding,
leather working, brewing, lumber yards, and shipping became the area's primary focus following the
earlier settlement activities of trapping, fishing, and shell harvesting. Originally, the sites were marsh
comprised of spits and humps of seasonally dry land. Over time, the flood plain was drained and filled to
resemble the current land area. The pattern of industrial use, while declining, continues to the present day
on portions of the Port of Dubuque. The site also contains existing tourist attractions, including the
Riverfront Museum, Diamond Jo Casino, historic Shot Tower and associated surface parking. As a result
cfa major commitment of local funds and a series of grants from the state and federal governments, a
new hotel and indoor waterpark, an education and conference center, the Mississippi River Discovery
Center, (museum, aquarium and wetlands), and the National Rivers Hall of Fame are under design and
construction in the area.
3. Ultimate target or goal: The City's ultimate goal is to redevelop the entire Port of Dubuque into a
new "urban neighborhood", according to an approved Master Plan, with the committed national tourist
ara'actions anchoring other commercial, office, and housing developments. EPA funding would be used to
assess properties not yet under City ownership and control. The City anticipates purchasing three
properties within one year, and approximately ten other properties within five years.
Project Specific Objectives:
The Brownfield assessment pilot funds will be used to assess, identify, characterize, and plan response
activities at any contaminated sites targeted for redevelopment in the Port of Dubuque.
Proiect Strategy:
The City of Dubuque's overall strategy for achieving its goals and objectives consists of capitalizing on
the skills and effort of the partnering organizations committed to the redevelgpment of the Port of
Dubuque. In summary, the strategic steps the City wilt implement include:
· Finalizing the master plan to guide development in the area. (January 2002)
· Finalizing the identification of properties within the area known to be or perceived to be
contaminated. (Spring-Summer 2002)
· Obtah~/ng permission from property owners to access their properties for assessment purposes
(Spring-Summer 2002)
· For certain non-City owned properties, develop plans for acquisition by either the City or
Dubuque Initiatives, the non-profit entity established to assist the City in controlling ~nd owning
property.
(Summer 2002-Sunune? 2004)
· Enrolling in the State of Iowa's Land Recycling Program. (Spring 2002)
· Arranging for the Phase I Environmental Site Assessment (ESA) process with qualified
individuals or consultants. (Summer 2002-Winter 2004)
· Proceeding with Phase 1I Environmental site investigations on the properties where recognized
enviromnental conditions exist. (Summer 2002 - Winter 2004)
· Obtaining "no furtber action letters" from EPA and the Iowa Department of Natural Resources
for properties determined to be "clean" following the Phase I or Phase I1 process. (Summer 2002-
Winter 2004 and beyond)
· Developing a plan for additional remediation, and financing further action at those properties
after the Phase II ESA process. (Spring 2003)
· Continuous coordination and communication with the community, property owners, and
prospective developers during the assessment process. (Ongoing)
The City's partners in the development of the Port of Dubuque include an ongoing, established property
owners group, the Dubuque Area Chamber of Commerce, the Greater Dubuque Development
Corporation, the Dubuque County Historical Society, the Dubuque Main Street, Ltd., Dubuque Initiatives,
and a 4a~ Street Peninsula Work Group comprised of Platinum Hospitality (a hotel developer), City semor
management staff, and the above nmned organizations. Additionally, other organizations are supportive of
the efforts of the City to revitalize this area, and will be an active partner in financing Brownfields
assessment and cleanup, Enclosed are letters of support from the Iowa Department of Economm
Development, the Iowa Department of Natural Resources, the East Central Intergovernmental
Association, and the Army Corps of Engineers.
Authority:
The City of Dubuque is a municipal corporation organized under the Code of Iowa. The City has
designated by ordinance the 4th Street Peninsula area as an Urban Renewal Area under Chapter 403 of the
Code of Iowa. Section 403.6 (3) gives the City the authority to enter into any property in order to make
inspections, surveys, tests, etc., and to acquire by purchase, gift, grant, etc., any real property in the Urban
Renewal Area.
3
Dove Harbor'
PUD
Zone
Zone
~undary
B
BUDGET
Proiect Tasks
Budget Task 1 Task 2 Task 3 Task4 Total
Categories Phase I EA Phase II EA Admin Cleanup PlAnning
Personnel
Fringe Benefits
Travel 5000 5000
Equipment
Supplies I000 1000
Contractual 44000 I00000 50000 194000
Other
Total 44000 100000 6000 50000 200000
4
RESPONSES TO EVALUATION CRITERIA PART 1
1. Problem Statement and Needs Assessment
Effect of Brownfields on the Community
The City of Dubuque is located on the Mississippi River and is the largest City (57,686) in a me~opolitan
county of approximately 90,000. As stated in the project overview, Dubuque developed first as a mining
town, then as a lumbering and milling center. The City developed into a trade, industrial, cultural, rail
center and a river port for an agricultural and dairying area. Over the years, many of the manufacturing
operations closed, including slaughterhouses, packing houses, coal gasification plants and breweries. The
environmental consequences of manufacturing and disposal procedures were often not considered, and
the result is that many former manufacturing sites in the City are obsolete or vacant. Many of these sites
may have significant environmental risks.
The fact that many of the old industrial areas of the City have environmental problems contributed to
"urban sprawl" in the Dubuque area. For the past 40 years, the City's growth has been moving to the west
side of the community. In the 1960s and 70s, the major retail sector of the City followed the trend of
moving to a "mall" setting. Today, downtown Dubuque has become more of a business park, with former
department store buildinigs occupied by insurance and pension companies such as Cottingham & Butler,
CISCO, CIGNA, and McKesson HBOC. Additionally, the area contains a mixture of small retail shops,
City and county government offices, utilily offices, and services. Likewise, the City's major focus on
industrial development has been outside of the downtown area, on "greenfield" sites containing no
contamination. In the past 4 years, the City has developed over 800 acres of industrial properties to the
west and south of the old industrial areas.
Good examples of the negative impacts of Brownfields on the City of Dubuque can be found in the City
and State's attempts to construct major highway improvements in the City.
· In the development and construction of relocated Highway 61, major time delays occurred while the
State Department of Transportation, the Federal Highway Administration, and the Environmental
Protection Agency negotiated with property owners on the assessment and cleanup of a contaminated
brownfield site.
· In the completion of US 20 from the Julien Dubuque b?idge to Devon Drive, construction of part of
the project was delayed while the same state and federal agencies worked with owners of a former
coal gasification plant to complete phase 1 and 2 assessments, develop a cleanup plan. and mitigate
the enviroumental problems at the site.
These delays in the completion of major transportation projects had major impacts on existing businesses
and the traveling motorist in the City of Dubuque.
The City has identified the Port of Dubuque (4th Street Peninsula and South Ice Harbor) as the brown field
target area. (See map) This area is under major planning and redevelopment and needs the support of the
EPA to assist in assessment activities. There are approximately 64 gross acres of re-developable land in
the project area, inclusive of street rights and exclusive of the old Star Brewery site, which is owned by
the City. The Port of Dubuque also contains existing tourist attractions, including the Riverboat Museum,
Diamond Jo Casino, and associated surface parking. The $188 million America's River project has begun
with a new hotel and indoor waterpark, an education and conference center, the Mississippi River
Discovery Center and the National Rivers Hall of Fame under design and construction h~ the area.
5
In order to redevelop the entire area, the City must gain control of many properties. Fourteen different
owners, including the City, presently own the properties. Current and previous industrial uses such as ship
manufacturing, bulk petroleum storage and coal storage have resulted in various degrees of subsurface
soil contamination throughout portions of the target area.
The City is planning to enrbll in the Land Recycling Program (LRP) to address contmnination of these
properties.
The City has been extremely active in Brownfield activities, and has completed a number of Phase I and
Phase II environmental assessments City-wide over the past few years. Work has been related to both
City-owned and private property. Investigations have included greenfield sites but also many properties
that represent underdeveloped or vacant brownfield sites that will be reclaimed and reused. A number of
assessments have been completed for properties that the City intends to acquire, including waterfront
redevelopment sites in the 4th Street Peninsula and South Ice Harbor (Port of Dubuque) area and in the
downtown.
Phase IPhase II Date Location
X 1997
Iowa Inn
9® and Iowa (Downtown)
X 1997
Dubuque Technology Park
Hwy 61/151 and Lake Eleanor Road
X 1998
County Farm/Siegert Farms/Bergfeld Farm
Hwy 20 and Seippel Road
X X 1998
Lots 5, 6, 10 Ice Harbor
(4~h Street Peninsula)
X X 1999
Sinclair Oil
Terminal Street (South Ice Harbor)
X 2000
Rip Row Valley
Julien Dubuque Drive
X X 2000
Best Rental
3r~ and Iowa (Downtown)
X 2000
Merchants Hotel/Union Cigar Store
3*a and Main (Downtown)
X X 2000
Plastic Center Inc.
Bell Street (4th Street Peninsula)
X 2000
Miller Trucking
380 4t~ Street (4th Street Peninsula)
X X 2000
ConAgra/Peavey
East 4th Street (4t~ Street Peninsula)
X X 200I
Dubuque Star Brewery
East 4th Street (4® Street Peninsula)
X X 1994/1997 Kerper Industrial Park
2000 Kerper Court
X 2000 Flyrm Ready-Mix
Kerper Court
Remediation Study 2001
Ice Harbor Area (4~ Street Peninsula)
Value added by Federal Support
EPA funding will be used by the City of Dubuque m assist in accomplishing the goal of transforming the
entire Port of Dubuque into a successful model for stimulating economic development. The great majority
of the funding will be used by the City for performing Phase I and Phase II environmental assessments,
and developing plans for the remediation and f'mancing cleanup strategies for appropriate properties. This
will lead to the ultimate goat of redevelopment of the area, which will assist in expanding the tourism
projects in the area, expanding the property tax base, creating jobs, aud improving the quality of life in
Downtown Dubuque.
If this proposal is approved, and the City enters into a cooperative agreement with EPA, the City will
leverage additional resources, support, and assistance for addressing brownfields from these local, s~ate
and federal resources:
· The Community Development Block Gram progrmn funds support the national objectives of
job creation and clearance of slum and blight. The City of Dubuque as an entitlement City,
has and will commit CDBG funds to the Port of Dubuque.
· Tax Increment Financing can be used to assist the City, property owners and developers in
the planning and implementation process.
· Grants are available from the state of Iowa to assist in Brownfields cleanup activities. The
City has been successful in the past and will continue to pursue these resources.
· EPA's Brownfield Cleanup Revolving Loan program will be pursued, as well as support from
the Economic Development Administration and the U.S. Army Corps of Engineers.
· The regional economic development district, the East Central Intergovernmental Association,
will support the effort with business loan programs of SBA and EDA to assist businesses in
expanding in the Port of Dubuque.
Additional teclmical assistance from EPA would be very helpful in informing and educating our citizens
in the benefits of reuse ofbrownfield sites.
7
2. Community Based Planning and Involvement
Existing Local Commitment
This application was developed through the planning process for redevelopment of the Port of Dubuque.
The City has had invaluable public input on the redevelopment of this area.
· The City has identified the 4th Street Peninsula area as an urban renewal area.
The City, il~ cooperation with the existing land owners, the Dubuque Area Chamber of Commerce. the
Greater Dubuque Development Corporation, the Dubuque County Historical Society, and the Dubuque
Main Street, Ltd., has developed a series of planning and implementation efforts in the Port of Dubuque:
1990: The City of Dubuque created a long-term planning commission, which started working on
Vision 2000. Part of this citizen planning process focused on the potential for redevelopment of the
riverfront.
· 1992: The 4~ Street Peninsula Study Group was formed to work out development solutions for
riverfront land that combined industrial and recreational uses.
1993: The project area was included in the 1993 Dubuque Riverfront Plan prepared by RTKL,
Associates with Arthur Anderson Real Estate Services. The study looked at approximately 6 miles of
riverfront from Lock and Dam #11 on the north down to Julien Dubuque Drive. The 4~ Street
Peninsula area war identified as needing numerous improvements in order to support redevelopment.
1995: RTKL plan was completed, and envisioned a mixed-use, marina based redevelopment plan for
the area with proposed new multi-family housing, a hotel, an amphitheater, a promenade, restaurants,
shops and green space on the Peninsula. The plan also extended a hike and bike trail that became the
Heritage Tral~ expansion from 32nd Street to the Julien Dubuque monument. The museum building
committee launched a capital fund drive to expand the Mississippi River Museum. The $10.2 million
expansion included aquariums showing life on the Upper Mississippi River and interactive exhibits.
· 1996: The State of Iowa provided the museum project with $1 million for the River Discovery
Center. Active planning and design for a public riverwalk was initiated.
1997: The America's River partnership was formed by the City, the Dubuque Area Chamber of
Commerce, mad the Dubuque County Historical Society to raise public and private funds for a $20
million River Discovery Center and $4 to $5 million Riverwaik.
· 1998: Tbe River Discovery Center received a $4 million Commanity Attraction and Tourism
Development grant from the State of Iowa, with an additional grant of $1 million granted in 1999.
This was contingent upon the project receiving $5 million matching money from the federal
govenunent. The City became active in purchasing property from the Fischer Companies for land and
rights to the fiver for the i200-foot Riverwalk project. The Riverwalk was plmmed to stretch from the
northern edge of the Ice Harbor to the River's Edge Plaza, then north along the river to an
amphitheater nestled between the floodwall and the Dubuque Star Brewery building.
· i999: The City approved the $480,000 construction of the first phase of the walkway: River's Edge
Plaza, a 5000 square foot plaza located along the river.
8
A parking study was prepared in 1999 for the 4t~ Street Peninsula. The study focused on comparing
the needs and supply of existing facilities for parking with the demand for additional parking
generated by proposed facilities. The study also reviewed way:finding, signage and circulation issues
in and around the peninsula. Since the time of this study, additional surface parking spaces have been
constructed in the area.
2000: Platinum Holdings, L.L.C. proposed a $40.5 million development on property acquired by the
City from the Fischer Companies, for a 350 room hotel and 40,000 sq.ft, indoor waterpark (Phase I:
200 rooms and 24,000 sq.ft.), and a 45,000 sq.ft, mixed-use office building, to provide the private
match required for the City to receive a Vision Iowa Grant. The City agreed to acquire and prepare
the site at a cost of $2.7 million. The City and County Historical Society projects gre~v to the
America's River proj'ect to seek a $54 million Vision Iowa grant. The Mississippi River Discovery
Center expunded its focus from the Upper Mississippi River to the entire Mississippi River,
expanding the plans for a 45,000 square foot museum building to 68,000 square feet. The City added
over $30 million for a rivevfront education and conference center to its planned infrastructure changes
in the Peninsula. This brought the City's financial commitment for the project to almost $50 million.
The Ice Harbor Access and Traffic Study was prepared in 2000 by HDR Engineering, Inc. This study
examined existing traffic conditions, proposed traffic impacts and conceptual alternatives for
additional access to and from US61. Based on the resuks of the capacity analysis, approxhnately 2300
additional vehicle trips will be generated by the City's America's River project. The study concluded
that the additional traffic could be accommodated with minor improvements to th6 existing roadway
system.
2001: The America's River project received a $40 million State of Iowa Vision Iowa grant, which
meant the hotel and education and conference center would be built as part of the project2 The
Historical Society's River Discovery Center received $20,000,08 i. The City received $19,999,919 for
the education and conference center, amenities, greenways, Riverwalk and infrastructure. The 5000
square foot River's Edge Plaza was completed: One of the statutory requirements of the Vision Iowa
program is that the project must meet the folloxving "smart growth" principles:
1. Efficient and effective use of land and other resources.
2. Incorporation of a variety of transportation options.
3. Maintenance ora sense of place.
4. Conservation of farmtand and preservation of critical environmental areas.
5. Promotion of safety, livability, and revitalization of existing urban and rural communities.
The City is now underway with an updated Master Plan for this area. The master plan identified an
additional 54 gross acres of re-developable land in the area. The City has moved forward with
additional property purchases of the Dubuque Star Brewery and Peavey Company properties, and
several environmental assessments have been conducted by the City in the area.
The following community-based organizations have been involved in the redevelopment efforts in the
Port of Dubuque, and are supportive of this proposal:
The Greater Dubuque Development Corporation (GDDC), a non-profit organization, has been
promoting economic development in the Dubuque area since the early 1980s. The GDDC is
supported by membership of more than 100 corporations, local governments, and citizens of the
community. The mission of the organization is to create quality jobs in both existing and new
businesses. The GDDC has been and will continue to be active in seeking optional sites for existing
property owners in the 4th Street Peninsula, and providing valuable input in the master planning
process for the area. Contact: Rick Dickinson, Director, 563-557-90491
The Dubuque County Historical Society, a non-profit organization, has been the most active
organization in developing and promoting the Port of Dubuque concept. Through the hard work of the
executive director and development director, the organization has successfully raised millions of
dollars to fund the America's River Discovery Center and amenities, all of which are under
construction in the 44 Street Peninsula area. Contact: Jerry Enzler, Executive Director
563-557-9545.
Dubuque Area Chamber of Commerce Convention and Visitors Bureau. The Chamber is responsible ·
for the marketing of the Port of Dubuque to national and international tourism markets. The Chamber
has been a partner in seeking Vision Iowa funds from the State of Iowa and has actively participated
in the master planning process, and the design of the America's River Conference and Edu¢ation
Center. Contact: Sue Czeshinski, Director of the Convention and Visitors Bureau, 563-557-9200.
The East Central Intergovernmental Association: This regional economic development district is also
an SBA certified development company, and is committed to assisting companies interested in
expanding within the Port of Dubuque. The assistance will be in the form of helping companies
obtain financing for business development. Examples of financial assistance include SBA 504 loans,
and EDA revolving loan funds. Contact: Larry Nagle, Executive Director, 563-5564166.
Dubuque Main Street Ltd., is a non-profit organization whose goal is to improve the business and
living enviromnent of downtown Dubuque. Tbe Port of Dubuque area is within the Dubuque Main
Street, Ltd. service territory. The organization, along with the City of Dubuque staff and thousands of
private citizens, have recently (Nov 2001) fmalized a Vision Downtown which has as a goal the
redevelopment of the downtown area, including the Port of Dubuque. Contact: Dan LoBianco,
Executive Director, 563-5884400.
In addition to the above, the City staff has organized an informal "property owners" group. This group of
owners meets on a regular basis to review the progress the City is making in developing a master plan for
the area, and provides valuable input to the City on issues relating to standards for development.
Evidence of interest by these organizations in redeveloping the Port of Dubuque is provided in letters of
support attached to this application.
Community Involvement Plan
The City of Dubuque cormnunity involvement plan consists of engaging the community in the City's
brownfields efforts. Tbe City will continue working with the property owners group to inform and gain
input on the City's proposal to move forward and implement this Brownfields initiative in the Port of
Dubuque. Dubuque Main Street Ltd will take a lead role in this process.
The community, through local news media, will be informed of this proposal, the objectives of the pilot
program, and barriers that the City may need to Overcome to make this program successful. Much of the
community involvement plan includes the preparation of materials and literature on the project.
Therefore, a small part of the budget will be alloeated toward the development of information packets.
Groups that will be given copies of the literature for use and disbursement include persons and businesses
in the vicinity of the pilot area, the Chamber of Commerce, Greater Dubuque Development Corporation,
the Dubuque County Historical Society, the East Central Intergovermnental Association, the Iowa
Department of Economic Development, and the Iowa Department of Natural Resources.
l0
Environmental Justice Plan
No residential structares exist in the Port of Dubuque. No persons live in the area the City is proposing to
re-develop. The area is separated from any residential areas by a high-speed expressway (US61), and by
railroad tracks. Therefore, direct impacts on Iow-moderate income persons and/or minorities wilt be
minimal or non-existent. However, the census tract that the Port of Dubuque is a part of is a low and
moderate-income area. Therefore, persons living within sight distance of the Port of Dubuque may
experience a higher proportion of environmental and safety hazards than other parts of the community.
In order to alleviate some of these impacts, the master plan for the Port of Dubuque creates green spaces
in the area that would buffer those existing industrial areas from residences across the highway and
railroad tracks.
One of the City's goals in redeveloping the Port of Dubuque is to create jobs. Assuming the City will be
using the CDBG program to assist in these job creation activities, businesses using CDBG are required to
provide employment opportunities to at least 51 percent of the persons benefiting from the program.
3. Implementation Planning
Government Support
Attached are letters of support from the Iowa Department of Economic Development, the Iowa
Department of Natural Resources, and the U.S. Army Corps of Eng/neers.
Site Selection and Environmental Site Assessment Plan
The sites suspected of being potential brownfield sites have been identified through the master
planning process. As indicated previously, some of the sitos have had Phase I and Phase II
assessments completed. The City has documented of all the other sites not currently owned by the
City. These are the properties to be assessed under this pilot program.
As indicated above, the specific sites for brownfields assessment and redevelopment have been
identified (see map). Some of the sites are now owned (but leased) by the City of Dubuque, and
others are privately held. Private owners are aware of the City's intention to pumhase property for
redevelopment. The City is not familiar enough with each parcel to determine who caused whatover
pollution may exist on the sites. The City understands the "polluter pays" concept.
EPA funds are necessary for the assessment activities because the City's resources are committed to
other portions of the public infrastructure necessary to redevelop the properties. The City is financing
the America's River Education and Conference Center, and the additional property acquisition
activities necessary to completely revitalize this area.
Access agreements have been successfully obtained on other properties in the Port of Dubuque area,
in advance of the City purchasing the property. Access agreements will be secured for additional
properties based upon the types of agreements used by other EPA funded pilots.
The City will hire an environmental engineering consulting fn-m for site assessment and investigation,
in accordance with federal and state procurement requirements. The engineering f'mn will prepare
quality assurance plans (QAPs) for anY phase II sampling and testing activities. A more detailed
work plan outlining site assessment tasks and procedures will be developed during the RFP process
for consuking engineering assistance.
Reuse Planning and Proposed Cleanup Funding Mechanisms
The master plan being finalized by the City plans for most of the property in the Port of Dubuque to be
owned or controlled by the City except the property currently owned by the Diamond Jo Casino and the
Dubuque County Historical Society. The City intends to offer the remaining parcels to private developers
for the redevelopment of the Port of Dubuque for office, commercial, and residential uses. This reuse plan
is in its final stages of approval. A map of the proposed Master Reuse plan is enclosed.
The cleanup ftmding mechanisms either are or will be in place as the City moves forward in the
redevelopment of the Port of Dubuque. These mechanisms include:
a. Identify and negotiate with the responsible parties, if possible (the polluter pays concept)
b. This area is in an Enterprise Zone area. As such, a variety of tax credits and other mcentives
can be used for redevelopment purposes.
c. Th~ state of Iowa's grant program called the Physical Infrastructare Assistance Program has
been used by the City of Dubuque previously, and can be useful again. This program provides
financial assistance for activities that eliminate environmental contaminants.
d. The Community Development Block Grant program can be used in cleanup and
redevelopment of brown field sites.
e. The use of Tax Increment Financing can be used to provide funds for cleanup and
redevelopment efforts.
f. The City of Dubuque will pursue EPA's revolving loan program for cleanup purposes.
Flow of Ownership Plan
The City of Dubuque has been and will continue to be involved in the redevelopment of the Port of
Dubuque as the owner/redeveloper of the properties. Often times the City has used its non-profit
corporation, Dubuque Initiatives to purchase and "hold" the property for the City, but the City is at all
times in control of the development of the property. As stated above, the City intends to pursue financial
resources to assist an owner- in cleaning up the site, have the site appraised; and purchase the site for
furore redevelopment. New owners will be sought through the Urban Renewal process, and a Request for
Proposals process from qualified developers.
12
4. Long-Term Benefits and Sustainability
Long Term Benefits
The successful implementation of this Brownfields Pilot project will assist the City in redevelopment of
the Port of Dubuque. Specifically, the Port of Dubuque Master Plan predicts an additional $137 million in
development of approximately 14 acres of office space, 15 acres of office-Showroom space, 14 acres of
~esidential development, 4 acres of commercial development, and 6 acres of parks and open spaces to
compliment the existing 44 acres of existing and $188 million planned Casino and America's River
projects. This redevelopment of the Port of Dubuque has created an exciting atmosphere in the City, and
we invite EPA to be a parmer in the success of this redevelopment project. The City anticipates the
redevelopment will bring jobs, retail trade, additional tax base, and an increase in wealth and population
to the City. Therefore, this Brownfields Pilot project can be a model for other communities in the
redevelopment of properties.
Sustainable Reuse
The City has developed, and is in the final stages of approving, a master plan for reuse of the properties.
The City recognizes that developers may need incentives to redevelop the properties, and the City is
willing to assist using Tax Increment Financing, Community Development Block Grants, or lending
programs of SBA and EDA through local banks and development corporations.
As a part of the master plan, the City is developing strict development standards that apply to all
structures and developments. These high standards, implemented through zoning and urban renewal
regulations, will assure the citizens of Dubuque that the property is being and will be protected for future
generations. Copies of the development standards are available upon request.
Measures of Success
The City of Dubuque will have met its specific Brownfields Pilot objectives when the City has:
1. Gained community consensus and commitment by adopting the Master Plan for the Port of
Dubuque.
2. Identified properties within the Port of Dubuque known to be contaminated or perceived to be
contaminated.
3. Assessed the selected propertie~.
4. Finalized Cleanup plans.
5. Cleaned up the properties, thereby eliminating environmental hazards in the area.
6. Attracted developers to invest and redevelop the entire Port of Dubuque.
Success will be measured by tracking the number of properties assessed, the number cleaned up, the
nmnber of acres redeveloped, and the increase in economic activity: new jobs, additional retail sales,
population increases, etc. over the life of the program.
13
APPENDIX
LETTERS OF SUPPORT FROM BROWNFIELDS PARTNERS
Iowa Department of Economic Deyelopmem
Iowa Department of Natural Resources
Dubuque County Historical Society
Greater Dubuque Development Corporation
Dubuque Area Chamber of Commerce
Dubuque Main Street Ltd
East Central Intergovernmental Association
U.S. Army Corps of Engineers
14
12/07/01 FRI 15:42 FAX 5152424832 ~002
December 3, 2001
Mr. Bill Baum, Economic Development Director
City of Dubuque
50 West 13th Street
Dubuque, Iowa 52001-4864
IOWA
ECONOMIC DEVELOPMENT
Dear Mr. Baum:
Please accept this letter of support from the Iowa Department of Economic
Development (1DED) for the City of Dubuque's EPA Brownfield Assessment Pilot
Demonstration application. Securing this grant will make available up m $250,000 in
funding needed to assess several environmentally impaired properties within the Port of
Dubuque Brownfield targeted area.
TIffs funding will assist the City of Dubuque in redeveloping the Port of Dubuque
into a new urban neighborhood supporting commercial, industrial and recreational
opportunities. Completing the assessment of the impaired properties will greatly assist in
revitalizing an area that is targeted for significant new invesunem, including the
Mississippi River Discovery Center and National Rivers Hall of Fame.
I urge the EPA to give serious consideration the City of Dubuque's apphcation
and to provide funding for the assessment of environmentally mapalred properties to
support:
· Completing Phase I Environmental Assessments and Phase II Environmental
Site Investigations on targeted properties,
· Alleviating health concerns of citizens living around or adjacent to the
targeted clean up area, and
· Supporting the City of Dubuque's long term master plan for sustainable
gro .
IDED is committed to working with the City of Dubuque on its brownfield
redevelopment plans and looks forward to supporting the revitalization of the Port of
Dubuque. If you have any questions, please do not hesitate to contact me at 515/242-
4720,
Sincerely,
Director
CJN/st
THOMAS J. VILSACK. GOVERNOR
SA[[Y J, PEDERSON, LT. GovERNoR
C.J.Nile~,Director, 200Ea$rGrandA-~enue- De~Moines/IowaS030~-1827 · 515~242.4700 - F~515.242.4809
info@ided.sta~eAams · TTY: 1.800.735.2942 , v,~.state, ia.u~/ided
thOMaS J. VllSaCK, gOVERNOR
SALLY J. PEDERSON, LT. GOVERNOR
STATE OF IOWA
DEPARTMENT OF NATURAL FIESOUbCES
JEFFREY R. VONK, DIRECTOR
NoVember 30, 2001
U.S. Environmental Protection Agency
OSWER Outreach and Special Projects Staff (5105)
Attn: Becky Brooks
1200 Pennsylvania Avenue, NW
Washington, DC 20460
Re: EPA Brownfields Assessment Demonstration Pilot Application
Port of Dubuque: 4'" Street Peninsula and South Ice Harbor, Dubuque, Iowa
Dear EPA Staff:
The Iowa Department of Natural Resources (IDNR) wishes to express its support of the City of
Dubuque's application for funding from the U.S. Environmental Protection Agency (EPA) to
conduct environmental site assessments in the area known as the Port of Dubuque: 4th Street
Peninsula and South Ice Harbor. We support this EPA initiative and the economic and
environmental strides being initiated by the city and community leaders in Dubuque.
The Contaminated Sites Section of the IDNR deals with a range of situations that involves
contamination caused by a release of hazardous materials or hazardous waste products. Two
state programs, Chapter 133 and Chapter 137 (also known as the Land Recycling Program) are
administered to address sites that are contaminated by hazardous materials or wastes. These
programs focus on assessing the sevedty of such problems and on identifying and carrying out
the appropriate remedial measures to assure the protection of public health and the
environment. In addition, the Land Recycling Program provides for limited liability protection
from further regulatory action relative to the problem(s) addressed.
We recognize that as a result of EPA's initiative and the site assessment work to be performed
under the Brownfields Assessment Demonstration Pilot Program, future owners of the parcels
being assessed may choose to enroll their site in Iowa's Land Recycling Program. The IDNR
looks forward to working with the city and community to facilitate cleanup and reuse of land
working in conjunction with the EPA Brownfields programs and the Iowa Land Recycling
program when appropriate.
Your suppoPt of the City of Dubuque's brownfields redevelopment efforts is greatly appreciated.
Sincerely,
Elizabeth Ghristiansen, Administrator
Land Ouality and Waste Management Assistance DMsion
Iowa Department of Natural Resources
WALLACE STATE OFFICE BUILDING / 502 EAST 9th STREET ! DES MOINES; IOWA 50319
515-281-5918 TDD 515-242-5967 FAX515-281-6794 www.s[ate.ia.us/dnr
FROM : MRM?DCHS FRX NO. : 5635831241 D~c. OG ~0011~5:0?PM p2
MISSISSIPPI
DUBUOUE COUNTY HISTORICAL SOCiET'~ ~
December 6, 2001
Ms. Becky Brooks
U.S. Enviromnental Protection Agency
OSWER
Outreach and Special Projects Staff (5105
1200 Pennsylvania Ave., NW
Washington, DC 20460
Dear Ms. Brooks:
[ mu writing in support of the City of Dubuque application for Environmental Assessment. Thc
Port of Dubuque development will be a national campus for the Mississippi River feamri~g
environmental education, conservation, histor/c preservation: recreation and econormc
development_
The first phase of the Port of Dubuque includes a world class Aquarium and Museum of the
Mississippi PJver, a Mississippi River National Education and Conference Center, a waterfront
hotel and indoor waterpark, a hverwatk and substantial additional development.
This America ~ River project has received support or is an active pawner with numerous federal
agencies:
· EPA has provided education funding
· U.S. Fish and Wildlife Service, Region 3, (Minneapolis) has entered into a 20 year
partnerskip
U.S. Army Corps ofEnglneers, -MSssissippi Valley Division (Vicksburg) has entered into a
five year partnership
U.S. Coast Guard, Region 8 ~New Orleans) has entered into a 3 year partnership
National EndowraenT for the Humanities has provided five g'rants for research and
devclopmem
National Park Service has provided grant support
Institute of Museum and Library Services has provided grant support
U.S. Departmeut of Transportation has provided grant support
P.O, Box 266 - Dubuque, Iowa 52004-0266 (563) 557-9545 · Fax (563) 583-1241
FROM : MRM/DCMS FA× MO. : 55~8~1241 Dec. 06 2001 05:00PM ME
in addition, five governors of'the Upper Mississippi River have signed letters of support to
Congress. The state of iowa has invested $47 million dollars in this project, including the first
grant in its new Vision iowa program, awarding $40 million.
We believe that EPA fi,mding for this request wilt be of major assistance in the City of
Dubuque's plans and strongly encourage your support.
ely,'
GreaterDubuque
Devei( 3ment CorBora~mn
December 5, 2001
Mr. Bill Baum
Economic Development Director
City of Dubuque
50 West 13th Street
Dubuque, Iowa 52001-4867
Dear Mr. Baum:
Greater Dubuque Development strongly supports the City o£Dubuque's request for a
Brownfietd's Assessment Pilot Grant from the Environmental Protection Agency.
As you are well aware, our organization has been an active player in the City's efforts to
redevelop the Port o£Dubuque. As the master plan for the area is in its £mal stages, we
understand the importance of identifying environ_mental problems and addressing the problems
as the City acquires property in the area~
We have agreed to contact existing businesses in the area to assist in the negotiations necessary
for City control of the properties.
Greater Dubuque Development looks forward to working with the City to assist in this very
important venture, which will lead to the complete revitalization of the Dubuque riverfront.
Rick Dickinson
Director
RD/kk
300 Main Street, Suite &20, Dubuque, Iowa 5200&
December 4, 2001
Bill Baum, Economic Development Director
City of Dubuque
City Hall
Dubuque, IA 52001
DearBilh
The Dubuque Area Convention and Visitors Bureau is committed to the development and
promotion of the America's River project and development of the entire Fourth Street
Peninsula. As director of the Bureau, I serve as a member of the 'Port of Dubuque' Work
Group. Our Work Group has been given the task of planning the future of this area in
cooperation with the city-hired consultants. Environmental clean-up is a critical step m
making our vision for the future a reality. Tkis development is a key part of the Dubuque
area's future, the State of Iowa, and the region if we are to continue to compete for the
visitor dollar.
Bureaus are now focused on product development to enhance the destination and add
reasons for visitors to keep coming to an area. Dubuque is no different. Visitor
attendance numbers have historically been the strongest when a new attraction has
opened. New attractions have been proven to spur additional development. This was the
case when the Casino Belle opened in 1991.
The addition of the America's River project will draw at least 500,000 additional visitors
to Dubuque and create a significant economic impact annually for Dubuque. These
visitors will spend money in Dubuque and other communities in Iowa, making for a wide
spread impact on the state. Another great benefit will be the chance for visitors from all
over the world to finally be able to access the Mississippi River and learn a balanced
story of its existence.
The Dubuque Area Convention and Visitors Bureau is proud to be a parmer ~n making
the America's River project a reality.
Sincerely,
Sue Czeshinski
Director
300 MAIN STREET SUITE 200 P.O. BOX 705 DIJEUQUE, LA 52004-0705 (563)557-9200 (563)557-159I
E-MAIL: INFO~TRAVELDUBUQUE.COM WEB SITE: WwW. TRAVELDUBUQUE.COM
DUBUOUE
k~Main Street
December 6, 2001
Will/am Baum
Economic Development Department
City of Dubuque
50 i3t~ Street
Dubuque, Iowa 52001
Bill,
Dubuque Main Street Ltd., a downtown developmeut corporation, welcomes and endorses your import, am
effort to f/nd funding for completion of environmental assessments within the Port of Dubuque.
As you know, our Main SU-eet board has officially endorsed all the City's efforts toward the establishment
of the America's River Project. The 4t~ S~eet Peninsula (Port of Dubuque) is a crucial district in ~ our
downtown to the Mississippi .and presents significant brownfield challenges.
The City's and Dubuque Ma/n Street's goal to redevelop the entire Port of Dubuque into a new "urban
neighborhood," according to an approved Master Plan, with the comra/tted national tourist at,actions
anchoring other commercial, office, and housing developments; requires a hard look ar environmental
factors. Funding, includiug the potential g~ant from the EPA, seems necessary to assess properties not yet
under city ownership and conU:ol. The time to study, identify, characterize and plan response activities ar
any conmmlnated sites targeted for redevelopment in the Port of Dubuque m quickly approaching.
The City of Dubuque's overall strategy for achieving/ts goals and objectives is well thought out, and, as
one of your development parmers, we support your schedule.
Should anyone need further details of our endorsement of the funding of brownfield assessments, please
call me at 563-588-4400.
Daniel L. LoBianco
Executive Director
On behalf of the entire Board of Directors
909 Main Street * Suite 22LL, Fischer Building · Dubuque, Iowa 52001
Phone:563-588-4400 ° Fax: 563-588-0654 ° E-mail: dbqmainst@mwci.ne~
EAST CENTRAL INTERGOVERNMENTAL ASSOCIATION
November 30, 2001
U.S. Environmental Protection Agency
OSWER Outreach and Special Projects Staff (5101)
401 M Street, SW
Washington, DC 20460
DUBUQUE METROPOLITAN AREA TRANSPORTATION STUDY
WORKFORCE INVESTMENT PROGRAMS (~rlA) (pd) (WI'W)
EASTERN IOWA REGIONAL HOUSING AUTHORITY
ECIA REGIONAL PLANNING AFFILIATION
E.C.I.A. BUSINESS GROWTH, INC.
REASON: Port of Dubuque Project
Dear EPA Staff:
The East Central Intergovernmental Association (ECIA) is pleased ro support the City of
Dubuque's apphcation for funding from the EPA's Brownfields Economic Redevelopment
Initiative Program. Tasks such as the proposed environmental assessment are essential in the
process of converting underutilized properties to a productive use and thereby creating
employment opportunities for citizens in the region.
The City proposes to use the property for connnercial, office, and tourism activities. These goals
are in conformance with the City's Comprehensive Plan and ECIA's Comprehensive Economic
Development Strategy (CEDS). The CEDS is prepared annually by this agency with funding
received from the Economic Development Administration under that agency's Economic
Development District Planning program. The City's intended use for the property ~s m
conformance with the CED's goal to "Diversify the economic base of the region by 1)
Encouraging the expansion of the tourism/recreation industry, and 2) Encoura!ing the location
and expansion of service related industries."
In addition to simply expressing support for this project, ECIA will work with the City to seek
out and assist those companies interested in establishing businesses in the area covere}t by this
project. The assistance will be in the form of helping companies obtain financing for business
development. Examples of such assistance include Small Business Administration (SBA)loans
mad utilization of regional revolving loans that have been established for this purpose.
In summary, ECIA is prc{ud to be a partner in this cooperative effort to enhance economic
development in the City of Dubuque. The impact of this project will extend beyond the City and
have a positive influence on events in the entire tri-state area. Your support of the City of
Dubuque's application will be greatly appreciated.
Suite 330, Nesler Centre · P.O. Box 1140 * Dubuque, IA 52004-1140 · (563)556-4166 * Fax (563)556-0348
E-Mail: ecia@ecia.org
DEPARTMENT OF THE ARI~IY
ROCK ISLAND DISTRICT. CORPS OF ENGINEERS
CLOCK TOWER BUILDING - P.O. BOX 2004
ROCK iSLAND, ILLINOIS 61204-2004
December 4, 2001
Planning, Programs, and
Project Management Division
Ms. Becky Brooks
U.S. Environmental Protection Agency
OSWER Outreach and Special
Projects Staff (5105)
1200 Pennsylvania Avenue, NW.
Washington, DC 20460
Dear Ms. Brooks:
The Rock Island District of the U.S. Army Corps of Engineers (Corps) would
like to express our support for the City of Dubuque's application to have Dubuque's
Brownfields area designated an Environmental Protection Agency (EPA) Assessment
Demonstration Pilot. The proposed pilot area adjoins the Mississippi River at the
4th Street Peninsula and South Ice Harbor (Port of Dubuque) riverfront area.
The EPA's Brownfields Redevelopment Initiative is designed to empower states,
communities, and other stakeholders in economic redevelopment to work together in
a timely manner to prevent, assess, educate, and develop plans for the cleanup and
sustainable reuse of Brownfields. The Corps is a strong supporter of the Brownfields
Initiative and is especially interested in seeing potentially contaminated areas near
major water systems assessed, cleaned up, and redeveloped.
Other EPA Brownfields Pilots have been able rD utilize Corps programs to assist
the redevelopment process. The following Corps programs will again be available to
help facilitate the EPA Brownfields Initiative:
a. Planning Assistance to States (PAS) grant through the Corps to begin site
assessments, stormwater, drainage, habitat, and comprehensive planning studies.
b. Assistance from the Corps for aquatic ecosystem restoration (Section 206)
and improvement of the environment through habitat restoration (Section 1135).
-2-
This Brownfields project is a key cornerstone to the economic revitalization of
the City of Dubuque, and on behalf of the Corps' Rock Island District, I strongly
encourage funding of the City's initiatives through the EPA's Brownfields Assessmem
Demonstration Pilot program.
Please feel free to call me ar our Rock Island District office at 309/794-5.260, for
more information on the Corps' involvement with this initiative.
Sincerely,
ORIGINAL SIGNED BY
Copies Furnished:
Ms. Susan Klein
U.S. Environmental Protection Agency
901 North 5th Street
Kansas City, Kansas 66101-2907
~Mr. William Brown
Economic Development Director
City of Dubuque
50 West 13th Street
Dubuque, Iowa 52001
Gary L. Loss, P.E.
Chief, Planning, Programs, and
Project Management Division