Bee Branch Watershed Application, Tab B, Appendix B, Dubuque County CEMP and MJHMP
Dubuque County
Comprehensive Emergency Management Plan
Coordinated By:
Dubuque County
Emergency Management Agency
14928 Public Safety Way
Dubuque, IA 52002‐8216
Prepared By:
Local Government, Public Safety and Community Organizations
April 2010
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Table of Contents
Forward Section
________________________________________________________________
Table of Contents
Executive Summary
Local Emergency Planning Commission Resolution
Plan Instructions for Use
Basic Plan
________________________________________________________________
Introduction
Purpose
Scope
Methodology
Situation
Hazard Analysis
Geographical Information
Demographics
Economic Profile
Concept of Operations
General
Authority
Emergency Operations Center (EOC) Activation
EOC Locations
EOC Focus
EOC Notification
EOC Roles and Responsibilities
Emergency Support Functions (ESF) Concept
ESF Primary Agencies
Training and Exercises
Training Program
Exercise Program
Exercise and Training Requirements
Public Awareness and Education
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Plan Development and Maintenance
Plan Development
Maintenance
References and Authorities
Federal
State
Local
Appendices
Appendix 1: ESF Primary and Support Agency Matrix
Appendix 2: EOC Incident Mission Guides
Appendix 3: List of Terms and Acronyms
Emergency Support Functions
________________________________________________________________
ESF 1 – Transportation
ESF 2 – Communications
ESF 3 – Public Works and Engineering
ESF 4 – Fire Operations
ESF 5 – Emergency Management
ESF 6 – Mass Care, Emergency Assistance, Housing and Human Services
ESF 7 – Logistics Management and Resource Support
ESF 8 – Public Health and Medical Services
ESF 9 – Search and Rescue
ESF 10 – Hazardous Materials
ESF 11 – Agriculture
ESF 12 – Energy
ESF 13 – Public Safety and Security
ESF 14 – Long Term Community Recovery
ESF 15 – Public Information
Support Annexes
________________________________________________________________
All Hazards Mitigation Planning
Special Needs Populations
Volunteer and Donations Management
Private Sector Coordination
Debris Management
Critical Infrastructure and Key Resources
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Incident Annexes
________________________________________________________________
City / County Severe Weather Plan
Pandemic Influenza
Mass Casualty Incident
Mass Fatality Incident
Cyber Incident
CBRNE Incident
Foreign Animal Disease Incident
Terrorism Law Enforcement and Investigation
Pets and Animals Countywide Disaster Plan
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EXECUTIVE SUMMARY
The Comprehensive Emergency Management Plan (CEMP) is an operations oriented
document authorized by Chapter 29C of the Iowa Code. The CEMP establishes the
framework for an effective system to ensure that Dubuque County and its municipalities
will be adequately prepared to deal with the occurrence of emergencies and disasters.
The plan outlines the roles and responsibilities of local government, state and federal
agencies and volunteer organizations. The CEMP unites the efforts of these groups
under the Emergency Support Function (ESF) format with a designated lead agency for a
comprehensive approach to mitigation, planning, response and recovery from identified
hazards.
The plan is structured to parallel state and federal activities set forth in the “State of
Iowa Emergency Operations Plan”, and the “National Response Framework”, and
describes how outside resources will be coordinated to supplement county resources
and response.
The CEMP is divided into five sections:
The Basic Plan includes the purpose, scope, and methodology of the plan, direction and
control, organizational structure, alert notification and warning, the four phases of
Emergency Management (preparedness, response, recovery and mitigation) actions,
responsibilities, authorities and references.
The Emergency Support Function Annexes group county resources and capabilities into
functional areas that are most frequently needed in a county response.
The Support Annexes describes essential supporting aspects that are common to all
incidents.
The Incident Annexes address the unique aspects of how we respond to specific types
of incidents.
The Appendices are a collection of various information to support and supplement the
previous sections of the CEMP.
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DUBUQUE COUNTY
COMPREHENSIVE EMERGENCY MANAGEMENT PLAN
Resolution NO. 2010‐01
WHEREAS, the Local Emergency Planning Commission of Dubuque County, Iowa,
pursuant to Iowa Code is vested with the authority of administering the affairs of
Dubuque County, Iowa, and
WHEREAS, it has been determined that a County Comprehensive Emergency
Management Plan has been developed in order to provide for a coordinated response
to a disaster or emergency in Dubuque County;
WHEREAS, the Local Emergency Planning Commission of Dubuque, deems it advisable
and in the best interest of Dubuque County to approve said Comprehensive Emergency
Management Plan;
NOW, THEREFORE, BE IT RESOLVED by the Local Emergency Planning Commission of
Dubuque County, Iowa, the Dubuque County Comprehensive Emergency Management
Plan be, and hereby is, approved.
PASSED AND APPROVED THIS ___DAY OF _______________, 2010
ATTEST: Dubuque County Local Emergency Planning Commission
_________________________
Dubuque County ____________________________
Chairperson
____________________________
____________________________
____________________________
____________________________
____________________________
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Plan Instructions for Use
This plan, when implemented, shall be used by Dubuque County response organizations
to obtain full and efficient use of existing resources, organizations, and systems in their
response to emergencies and disasters that could and/or have occurred in the county.
The following is the formant that will be used;
Basic Plan
Developed by the county emergency management agency, the Basic Plan details the
policies, organization, concept of operations, and assignment of responsibilities needed
for the Dubuque County response and recovery operations. The Basic Plan includes
attachments and Appendices as needed.
Emergency Support Function Annexes
Each Emergency Support Function (ESF) maintains an annex to the Basic Plan detailing
the concept of operations for the function. A standard outline will be used for each ESF
Annex in order to ensure continuity of the CEMP and allow for easy reference.
Standard Operating Procedures
Standard Operating Procedures (SOPs) are not contained in the plan, but must be
developed by each ESF and/or agency, and are essential to the implementation of this
document.
Checklists
Detailed checklists are developed to implement each ESF as well as agency SOPs.
Checklists are simple, bullet‐style documents to be used by operational personnel as a
reminder for actions to take.
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BASIC PLAN
I. Introduction
Chapter 29C Iowa Code 2003 and Iowa Administrative Section 605 Chapter 7
require the development of this document, the Dubuque County Comprehensive
Emergency Management Plan (CEMP). The CEMP shall be coordinated with
emergency management plans and programs of the State of Iowa and federal
governments. The CEMP provides a framework through which Dubuque County
and its municipalities prepare for, respond to, recover from, and mitigate the
impacts of various disasters that could adversely affect the health, safety and/or
general welfare of its citizens.
The CEMP is operations‐oriented and will address county coordination of inter‐
county evacuation, sheltering, and recovery; rapid and efficient usage of
resources; communications and warning systems; annual exercises to test ability
to respond to emergencies; and clearly defined responsibilities for
county/municipal departments through an emergency support function (ESF)
approach to planning and operations.
The CEMP describes the basic strategies, assumptions, and mechanisms through
which the county will mobilize resources and conduct activities to guide and
support local emergency efforts through response and recovery efforts. To
facilitate effective intergovernmental operations, the CEMP adapts a functional
approach that groups the type of assistance to be provided under ESF to address
functional needs at the county and municipal level. Each ESF has a primary
agency, selected based on its expertise, authorities, resources, and capabilities in
the functional area.
A. Purpose
The purpose of the CEMP is to establish uniform policies and procedures for
the effective coordination and response to a variety of natural, manmade
and technological disasters. These emergencies may differ in size and
severity and affect the health, safety, and/or general welfare of the citizens
of Dubuque County. The CEMP has been designated to accomplish the
following specific purposes:
1. Limit the vulnerability of the communities and citizens of Dubuque
County to damage, injury and loss of life and property resulting from
natural, technological, or human‐caused emergencies, and/or
catastrophes.
2. Prepare for prompt and efficient response and recovery to protect lives
and property affected by emergencies.
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3. Respond to emergencies, making use of all systems, plans and resources
necessary to preserve the health, safety and welfare of the citizens of
Dubuque County.
4. Recover from emergencies by providing for the rapid and orderly start of
restoration and rehabilitation of persons and property affected by
emergencies.
5. Provide an emergency management system encompassing all aspects of
preparedness, response, recovery and mitigation.
6. Minimize damage to property, material shortages, and service system
disruptions which would have an adverse impact on the citizens, the
economy, and the overall well‐being of the county.
7. Manage the emergency operations within the county by coordinating the
use of resources available from municipal governments, the private
sector, civic and volunteer organizations, and state and federal agencies.
B. Scope
The Basic Plan describes the various types of emergencies that are likely to
occur in Dubuque County. It further provides procedures for disseminating
warnings, coordinating response, ordering evacuations, opening shelters, and
for determining, assessing, and reporting the severity and magnitude of such
emergencies. The Basic Plan establishes the concept under which the county
and municipal governments will operate in response to natural and
technological disasters by:
1. Establishing fundamental policies, program strategies and assumptions.
2. Establishing a concept of operations spanning the direction and control of
an emergency from initial monitoring through post‐disaster response and
recovery.
3. Defining the responsibilities of elected and appointed local officials.
4. Defining the emergency roles and functions of county and municipal
departments and agencies, private industries, and volunteer and civic
organizations.
5. Creating a framework through the emergency support function concept
for effective and coordinated utilization of county and municipal
government resources.
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C. Methodology
This plan and its implications for the design and develop of the CEMP is an
important facet in the planning development cycle. It is only through a
concentrated effort by all Dubuque County agencies and organizations
employing a wide variety of approaches to get maximum participation in the
planning process. This plan is a product of various staffing, coordinating and
research meetings with different departments and agencies. The primary and
support agencies assigned to each ESF are responsible for coordinating the
necessary updates to their respective ESFs.
II. Situation
This section of the CEMP provides a summary of the County’s population; the
major hazards the county is vulnerable to; and planning assumptions that were
considered in the planning process.
A major or catastrophic emergency will overwhelm the capabilities of Dubuque
County and its municipalities to provide prompt and effective emergency
response and short term recovery measures. Transportation infrastructure will
be damaged and local transportation services will be disrupted. Widespread
damage to commercial telecommunications facilities will be experienced and the
ability of governmental response and emergency response agencies to
communicate will be impaired.
In addition, homes, public buildings, and other critical facilities and equipment
will be destroyed or severely damaged. Debris may make streets and highways
impassable, making the movement of emergency supplies and resources will be
seriously impeded. Public utilities will be damaged and either fully or partially
inoperable. Many county and municipal emergency personnel will be victims of
the emergency, preventing them from performing their assigned emergency
duties. Numerous separate hazardous conditions and other emergencies as a
result of the major event can be anticipated and further complicate the
situation.
Emergency victims may be forced from their homes and a large numbers of dead
and injured could be expected. Many victims will be in life‐threatening
situations requiring immediate rescue and medical care. There will also be
shortages of a wide variety of supplies necessary for emergency survival.
Hospitals, nursing homes, pharmacies and other health/medical facilities will be
severely damaged or destroyed, and those that remain in operation will be
overwhelmed by the number of victims requiring medical attention. Food
processing and distribution capabilities will be severely damaged or destroyed.
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There will be damage to fixed facilities that generate, produce, use, store or
dispose of hazardous materials into the environment. There will also be near‐
total disruption of energy sources and prolonged electric power failure.
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A. Hazard Analysis
In April of 2008, the Dubuque County LEPC completed the process and
updated the Dubuque County Hazard Analysis and Risk Assessment (HARA).
The Hazard Analysis completed for Dubuque County identified the following
hazards as the top hazards for the County. The hazards are ranked from the
results of the HARA and not necessarily the likeliness of the event.
Rank
Potential Hazard
Probability of
Occurrence
1 Structural Failure Probable
2 Communications Failure Low Probability
3 Transportation Hazardous
Materials Incident / Highway
Transportation incident
Probable
4 Structural Fire Highly Probable
5 Energy Disruption Probable
6 Waterway/Water body
Incident
Low Probability
7 Thunderstorm & Lightning Highly Probable
8 Ice Storm Highly Probable
9 Enemy Attack Low Probability
10 Tornado Probable
1. Tornadoes
The Midwest has the reputation for the worst tornadoes in the
country. Iowa, which is in a region called “Tornado Alley”, has had
several devastating tornadoes over the past several years. Dubuque
County and the City of Worthington were impacted by a serious
tornado in March of 1990.
2. Flooding/Flash Flooding
Each year, flooding is a possible threat for Dubuque County. While
localized flooding of agricultural land or flood prone green areas is
common, there is always the possibility of populated areas being
flooded.
Flooding resulting from riverbank overflowing is almost always caused
by heavy rains within a drainage area and the subsequent inability of
a river to accommodate the added runoff. There are several drainage
areas within Dubuque County which would be similarly affected,
including the areas of New Vienna, Dyersville, Worthington and
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Cascade along the North Fork of the Maquoketa River. The Couler
Valley area north of the City of Dubuque including the cities of
Sageville, Durango and Graf experience regular flooding due to heavy
rainfall along the Little Maquoketa drainage area.
Flood‐prone areas within Dubuque County are shown on the Flood
Insurance Rate Maps (FIRM). Dubuque County and its cities have seen
local building growth and urban sprawl that also contributes to run off
during flash flooding events. Local zoning requirements and planning
commissions are addressing run off problems to lessen the effect of
development.
3. Severe Springs/Summer Storms
From late spring through the summer months, Northeast Iowa and
Dubuque County experiences significant thunderstorm activity.
Although, most thunderstorms are of low intensity, there are several
that will become violent. These violent storms can produce straight‐
line winds of up to 100 miles per hour, dangerous lightning, damaging
hail and significant precipitation leading to flash flooding and
flooding. These storms can cause significant damage to structures,
agriculture, electrical infrastructure and telephones transmission
lines. These storms are the most common event and may lead to
personal injury or death to these within the storm area.
4. Extreme Heat and Cold
Northeast Iowa and Dubuque County is susceptible to extreme
temperatures. During winter, temperatures can drop to double digits
below zero for extended periods. With wind chills, temperatures can
reach ‐60 to ‐70 degrees F below zero. These temperatures are
detrimental to equipment and extremely dangerous to anyone
outside and not properly protected. They can also be dangerous to
livestock.
Extreme summer temperatures can reach the upper 90’s to low 100
degrees. These temperatures together with the common high
humidity experienced in this area of Iowa can be dangerous to
humans, pets, and livestock. Power for cooling can place a strain on
power distribution systems leading to brown outs and blackouts.
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INSERT MAP OF _________ COUNTY
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A. Geographic Information
_________ County is located in _________ Iowa. The county covers an area
of _________ square miles, with a current population of _________.
_________ County is a land of four seasons. The county receives an average
___ inches of rain per year. The average yearly snowfall is ___ inches. The
number of days with any measureable precipitation is ___.
On average, there are ___ sunny days in _________ County. The average
high temperature in July is around ___ degrees. The average low
temperature in January is approximately ___ degrees.
Information from the _________ County Planning and Zoning office breaks
down countywide land use allocation inventory as follows:
Land Use
Incorporated Acreage % Total
Agriculture
Public Facilities
Private Open Space
Commercial
Industrial
Residential
Transportation
TOTAL COUNTY ACRES
________ is the County Seat.
[Briefly describe the type of jurisdiction your county is: number of towns, population,
etc.]
Transportation
[Below is ONE example of a description of roads in a county. Describe the roads,
especially the major ones, in your county.
1. Roads
__________ County serves as a regional hub for transportation with an
airport, three railroad lines, and Interstate 35, which runs north/south
through the county connecting to the capital city of Des Moines XXX
miles to the south, and with Minneapolis/St. Paul in Minnesota XXX miles
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to the north. In November 1999, the Iowa Department of Transportation
(IDOT) opened the “Avenue of the Saints,” a relocation of Highway 18
which connects Interstate 35 just south of 123 Town with Interstate 80 at
XYZ City. This new four lane divided route provides a much needed link
to and from the easterly and southeast areas of Iowa. Citizens,
businesses, and industries of __________ County can easily gain
convenient access to other areas of the state, and to areas outside the
State. In addition to the U.S. and State Highways in the county, there are
approximately 948 miles or rural secondary roads for all systems of area
services and farm‐to‐market access.
1. Aviation
[Below is ONE example of a description of aviation in a county. Describe
the aviation in your county.]
The ABC City Municipal Airport located between 123 Town and ABC City
is served by a single air service (Northwest Airlines) owned by Mesaba
airlines. The service has regular flights between ABC City, Iowa and
Minneapolis, Minnesota with four stops each day in ABC City. Aircraft are
twin turboprop with capacity of 30 passengers. The airport also supports
a private carrier providing charter passenger flights and cargo. The
airport also services a Federal Express flight each day.
2. Mass Transportation
[Below is ONE example of a description of Mass Transit in a county.
Describe the Mass Transit in your county.]
The ABC Regional Transit System provides bus transportation between
the communities of __________, including handicap accessibility. The
only other mass transit system in __________ County is the ABC City
Public Transit which provides multiple bus routes within ABC City.
3. Railroads
[Below is ONE example of a description of railroads in a county.
Describe the railroads in your county.]
One Class 1, one Regional and two Local Railroads have tracks running
through __________ County. The Union Pacific Railroad (UP) Company is
a Class 1 rail line running multiple trains daily throughout the year on a
North/South line. The UP carries various loads including, coal, grain,
chemicals, mixed loads and hazardous wastes. The Iowa Chicago and
Eastern (IC&E) is a regional railroad with tracks running East/West
through __________. The IC&E provides continuous traffic 365 days a
year carrying loads consisting of coal, farm products, food products,
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transportation of equipment, and hazardous materials. The county also
includes two regional railroads. The Iowa Northern which runs from XYZ
Town to ABC City, Iowa carries grain, coal, chemicals, machinery, and
food products. The Iowa Traction Railroad has 13 miles of tracks running
between ABC City and 123 Town. The Iowa Traction carries petroleum
products, food products and scrap materials.
B. Demographics
Populations of Cities of _________ County, 2000 Census
_________ County ______
______ City ______
______ City ______
______ City ______
______ City ______
______ City ______
______ City ______
______ City ______
______ City ______
______ City ______
______ City ______
Unincorporated Population ______
Population by Age of _________ County, 2000
Subject Number Percentage
Under 5 years _______ ___%
5 to 9 years _______ ___%
10 to 14 years _______ ___%
15 to 19 years _______ ___%
20 to 24 years _______ ___%
25 to 34 years _______ ___%
35 to 44 years _______ ___%
45 to 54 years _______ ___%
55 to 59 years _______ ___%
60 to 64 years _______ ___%
65 to 74 years _______ ___%
75 to 84 years _______ ___%
85 years and older _______ ___%
1. Special Facilities/Populations
Special facilities/populations are those that would be, in effect, more
vulnerable to the effects of given hazards than the general inventory of
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facilities or the general population. This could include portable or mobile
buildings which are unable to withstand the effects of a natural disaster such
as straight line winds or tornado winds, or a population that is not able to
protect itself without assistance, such as a hospital or nursing home.
The county anticipates the needs of persons requiring special attention
during disaster situations will become more prevalent each year. In fiscal
year 2010, the state will be developing special needs registration system.
The number of group home facilities and other special facilities in
__________ County is as follows:
Type Number of Facilities
Nursing Homes ___
Assisted Living ___
Disabled Person Services ___
Hospitals ___
Addiction Treatment Center ___
Ambulatory Surgical Center ___
Retirement Homes ___
Senior Centers ___
Schools:
Headstart ___
Pre‐School ___
Elementary ___
Middle School ___
High School ___
Colleges ___
Mobile Home Parks ___
2. Non‐English Speaking Population
According to the United States Census Bureau in 2000, the vast majority
of the residents of __________ County spoke English as a first language.
The next most often spoken language was Spanish, yet it was only ____%
of the population. The complete breakdown is included in the chart
below.
Languages Spoken at Home (__________, IA) 2000 Census
Subject Number Percent
Population 5 years and over ______ _____%
English Only ______ _____%
Spanish ______ _____%
Speak English less than very well ______ _____%
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Other Indo‐European ______ _____%
Speak English less than very well ______ _____%
Asian Language ______ _____%
Speak English less than very well ______ _____%
Other ______ _____%
3. Homeless Population
Homelessness is a concern in the United States. According to 2000 statistics,
there were ____ homeless individuals in _________ County.
4. Transient Population
[Below is a description of a county’s transient population based on
scheduled events and recent history. Please specify for your county what
the expected transient population is and what is planned for.]
__________ County is the retail hub for ______ Iowa, attracting large
numbers of people each day. Various industries have business
representatives visiting the county for a single day to a week at a time. A
major contributor to the temporary population influx is tourism. 123 Town
with its many tourism activities attracts thousands of tourists and summer
residents each year. 123 Town is also host to several events each year that
attract large numbers of visitors, including a week long fourth of July
celebration and a winter dance party weekend that attracts people from all
across the country and the world. ABC City also hosts various events each
year, including a national fireworks convention, presidential visits, and the
North Iowa Band Festival.
__________ County Lodging Inventory
Number of Establishments Number of Rooms
_____
_______
D. Economic Profile
__________ County’s largest industry in regards to workers is the retail industry. This is
due to __________________________ making it ______________. The second largest
industry is ____________. __________ County’s total labor force was ________ as of
20___. From this, _____ (#) are now unemployed.
2006 Employment and Unemployment Statistics
Year 2006 Yearly Average
Labor Force
Employment
Unemployment
Unemployment Rate %
20
As of ____ (include a date here) Employment Statistics
No. of
Establishments
No. of
Employees
Annual Payroll
($1,000)
Manufacturing
Wholesale Trade
Retail Trade
Real Estate, Rental & Leasing
Professional, Scientific &
Technical Services
Administrative
Educational Services
Health Care and Social Assistance
Arts, Entertainment & Recreation
Accommodation & Food Services
According to the 2000 U.S. Census Bureau, there were a total of _______ housing units
in __________ County.
Cost of Housing Units in __________ County, 2000 Census
Less than $20,000 _____% _____
$20,000 to $39,999 _____% _____
$40,000 to $59,999 _____% _____
$60,000 to $79,999 _____% _____
$80,000 to $99,999 _____% _____
$100,000 to $149,999 _____% _____
$150,000 to $199,999 _____% _____
$200,000 to $299,999 _____% _____
$300,000 to $399,999 _____% _____
$400,000 to $499,999 _____% _____
$500,000 to $749,999 _____% _____
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III. Concept of Operations
A. General
1. The emergency management program addresses the four integral
components of emergency management; preparedness, response,
recovery and mitigation. The Comprehensive Emergency Management
Program addresses these components in detail. Figure 1 summarizes the
emergency management system.
The Emergency Management System
Figure 1
Risk
Reduction
Preparedness Response
Prevention Recovery
Mitigation
DISASTER
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4. The basic concept for emergency operations in Dubuque County calls for
a coordinated effort and graduated response by personnel and
equipment from municipal, county, and other agencies/organizations in
preparation for, and in response to, emergencies and/or disasters. The
municipal governments will bear the initial responsibility for disaster
response and recovery operations within their jurisdiction. When a
municipality’s resources are inadequate or have been depleted,
assistance will be requested from the county. If the requested assistance
is beyond the county’s capability, a representative will request state and
federal assistance from the State Emergency Operations Center (SEOC).
To ensure an adequate and timely response by emergency personnel and
the maximum protection and relief to citizens of Dubuque County prior
to, during and after a disaster, the concept also provides for:
a. Preparation for, and mitigation of, natural and technological
disaster.
b. Early warning and alert of citizens and officials.
c. Reporting of all natural disasters between levels of government.
d. Establishment of the Emergency Operations Center (EOC) and the
organization for command and control of emergency response
personnel.
e. Movement of citizens from disaster danger areas to shelters or
safe areas.
f. Shelter and care of evacuees.
g. Damage assessment reports and procedures.
h. Return of evacuees when authorized by the appropriate
authorities after the disaster danger has past.
i. Recovery operations.
5. Dubuque County, Dubuque Community School District, Western
Dubuque County Community School District and all municipalities are
signatories to the Iowa Mutual Aid Concept (IMAC). If resources within
the county are insufficient for disaster response and recovery operations,
mutual aid will be requested from the SEOC, or other local jurisdictions in
the State.
6. During disaster operations, numerous private sector and private
nonprofit organizations provide resources upon request of the
emergency management coordinator and the EOC staff. Included among
these are the American Red Cross, Mercy Health Center, the Finley
Hospital, various church‐related groups, United Way, and Chamber of
Commerce, etc.
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B. Authority
In the event of a natural disaster or any significant emergency affecting
Dubuque County, the EOC will be activated by the Dubuque County
Emergency Management Coordinator. A request to open the EOC may come
from the Chairperson of the Board of Supervisors, the Dubuque County
Sheriff, the Dubuque City Manager, the Dubuque Fire Chief or any mayor of a
community in Dubuque County. Upon EOC activation, the emergency
management coordinator reports directly to the county EOC and is
designated the EOC Director (EOC‐D). Dubuque County utilizes a Unified
Command System in the EOC and includes local elected officials, city staff
and county staff. EOC staff members are assigned to one of the following
areas: Policy, Operations, Public Information or Coordination. The Policy
Group is the decision making body for the EOC. The Policy Group, as a
minimum, will consist of the Chairman of the Board of Supervisors or their
representative, the City of Dubuque Mayor, Dubuque City Manager or his
representative, The Dubuque Fire Chief, Dubuque Police Chief and Dubuque
County Sheriff. Others may be added at the discretion of the Policy Group
and depending on the type of disaster.
C. EOC Activation
The county must be able to respond quickly and effectively to developing
events. When an event or potential event is first detected, the emergency
management agency may initiate Level I activation (monitoring).
When a major or catastrophic emergency has occurred, the County Board of
Supervisors and/or the Mayor of any Dubuque County Community may issue
a declaration of a local state of emergency. Such an action will activate
immediately all portions of this Plan. In the absence of a local state of
emergency, the emergency management coordinator may activate portions
of this plan in accordance with the appropriate levels of mobilization to
facilitate response readiness or monitoring activities.
After initial activation is accomplished, the EMA Coordinator will call
together the executive policy group. While emergency response actions
necessary to protect public health and safety are being implemented, the
executive policy group will convene to provide guidance and direction to the
EOC staff to facilitate the rapid deployment or resources, fully activate the
county’s EOC, and implement this plan.
The executive policy group may direct county evacuations, open shelters,
and request state assistance through the Emergency Management
Coordinator. They may also activate mutual aid agreements with
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neighboring counties, and may broker mutual aid agreements between
municipalities within the county.
1. EOC Activation Levels
To facilitate the use of the EOC for disasters resulting from a variety of
hazards, graded levels of response to varying levels of events have been
identified. An event may escalate through the different activation levels
sequentially.
Level I: Monitoring
Notification shall be made to the appropriate local agencies,
municipalities and the Emergency Support Functions (ESFs) who
would need to take action as part of their everyday responsibilities.
Level II: Activation of Select ESFs and EOC Staff
Incidents such as storms, down airplane, major accident with multiple
injuries, etc. Limited response required.
This will be a “LIMITED AGENCY ACTIVATION.” This Level will be
determined by the chief elected official of the affected
jurisdiction, the sheriff or police chief, local fire chief or the
emergency management coordinator. The emergency
management coordinator will be notified to activate the EOC. All
primary or lead ESFs will be notified, but may not be required to
staff their ESF station. The EOC will be staffed by representatives
of the sheriff’s department, emergency management, emergency
medical services, fire/rescue, and communications.
Level III: Full Activation
Catastrophic natural, technological or human‐caused disasters that
require all call response.
This will be a “FULL ACTIVATION” of the Dubuque County
Emergency Operations Center and all ESFs. This activation will be
determined by the County Board of Supervisors, Community
Mayors, Dubuque City Manager, the sheriff, or the emergency
management coordinator.
C. Location(s) of the Emergency Operations Center
When activated for a declared State of Emergency, the EOC serves as the
county’s central coordination, command and control point for emergency
related operations and activities, and requests for deployment of resources.
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In the event the primary EOC is threatened, the secondary or alternate EOC
will be activated.
Primary EOC: Dubuque County Emergency Management Agency
Dubuque County Firefighters Association
Regional Emergency Responder Training Center
14928 Public Safety Way
Dubuque, IA 52002‐8216
Secondary EOC Dubuque Fire Headquarters
11 West 9th Street
Dubuque, IA 52001‐4839
Alternate EOC Historic Federal Building
350 West 6th Street
Dubuque, IA 52001
EOC Operational Focus
Emergency operations span three separate but contiguous phases:
emergency response, relief, and recovery. For the purpose of this plan,
operations will focus on emergency response and relief efforts and measures
to be taken for a smooth transition into intermediate and long term recovery
from a major or catastrophic emergency. The scope of these operations and
response actions will include:
Providing emergency notification and warning.
Describing emergency mobilization procedures.
Delineating emergency decision‐making processes.
Describing types and methods of implementation of emergency
protective actions.
Conducting rapid assessment of emergency impacts and immediate
emergency resource needs.
Providing security to the hardest hit areas.
Coordinating information and instructions to the public.
Conducting emergency relief operations to victims.
Conducting preliminary damage assessments to determine the need for
State and/or Federal Assistance.
Summarizing procedures for requesting Federal disaster assistance.
Relaxation of protective actions and coordination of re‐entry into
evacuated areas.
Restoration of essential public facilities and services.
Preparing for Federal disaster assistance (public and private).
Coordination of resources and materials.
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Coordination of volunteer organizations.
Dissemination of information and instructions to the public.
Restoration of public infrastructure damaged by the emergency or
disaster.
D. EOC Notification
Once the decision has been made to activate the EOC, notification of the EOC
staff will be initiated by the emergency management coordinator or other
emergency management personnel via the CodeRed Emergency Notification
System. Primary notification will be through multiple systems including but
not limited to Code Red, telephones, cell phones, paging systems, computer
networks, and radio systems. Each EOC staff member shall be notified that
the “EOC has been activated” and that they should immediately report to the
EOC when it is safe to do so. They will also be given a number to contact to
verify receipt of this notification.
Emergency management will maintain a current list of all EOC staff positions.
EOC staff personnel will immediately report any change in their contact
information to the emergency management staff. EOC staffing shortfalls and
subsequently identified EOC staffing requirements will be filled by personnel
from each of the county departments and personnel from the City of
Dubuque. Every department will develop and maintain a contact list of
personnel that would be available to fill needed positions within the EOC.
Each department will maintain these lists current and will maintain their
positions three deep which will allow for 24 hour coverage during events.
E. EOC Roles and Responsibilities
Staffing and responsibilities are as listed below. (See Figure 2)
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[Below is one hierarchy for a county and its EOC activation. If this is accurate to your
county feel free to use. If yours is different, please update accordingly.]
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County
Attorney
Board of
Supervisors
County Disaster
Preparedness
Officer
Executive Policy
Group
PublicInformation
Liaison
Safety
EOC Director
Operations Planning Logistics Finance
Emergency
Response
Branch
Human
Needs
Branch
Infrastructure
Branch
Disaster
Recovery
Branch
Plans
Branch
Situation &
Documentation
Branch
Check-In &
Security Branch
Message Center
Resource/
Supply &
Support
Branch
Communications
Branch
Volunteers &
Donations Branch
Time &
Personnel
Branch
Procurement
Branch
Figure 2
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1. EOC Director
The county emergency management coordinator will normally serve
as the EOC manager; however, circumstances may dictate the
designation of another individual to serve as the EOC Manager. The
County Emergency Management Agency will then designate the EOC
Manager. Once designated the EOC Manager reports directly to the
EOC Staff. The EOC Manager is responsible for EOC activities
including the development and implementation of strategic decisions
and for approving the ordering and releasing of resources.
The EOC Manager will:
Obtain situation briefing from prior EOC Manager (if applicable).
Assess incident situation.
Conduct initial briefing.
Activate elements of the EOC staff.
Brief the EOC staff.
Ensure planning meetings are conducted.
Approve and authorize implementation of incident action plan.
Determine information needs and inform staff personnel of
needs.
Coordinate staff activity.
Submit requests for additional resources and requests for release
of resources.
Responsible for overseeing the mutual aid process, in
coordination with the Liaison Officer.
Coordinate with Executive Policy Group on event progress.
Recommend that a “state‐of‐emergency” be declared when
indicated.
2. Liaison Officer
The Liaison Officer is the point of contact for assisting and
cooperating agency and municipal representatives. This includes
agency representatives from other fire agencies, support agencies,
law enforcement, public works, state and federal agencies not yet
represented in the EOC, and any teams responding from the State for
assistance. The county will respond to local requests for assistance
through the EOC Liaison Officer.
The Liaison Officer will:
Obtain briefing from EOC‐D.
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Shall be the point of contact for assisting/cooperating agencies,
including those municipal representatives located within the EOC.
Identify agency representatives from each agency including
communications link and location.
Respond to requests from event personnel for inter‐
organizational contacts.
Monitor EOC operations to identify current or potential
interagency/organizational problems.
Coordinate with state assigned liaison officer.
Maintain Unit Log.
3. Public Information Officer (PIO)
The Public Information Officer is responsible for the formulation and
release of information about the event to the news media, other
appropriate agencies, and organizations, and the public.
The Public Information Officer will:
Obtain briefing from EOC‐D.
Contact the jurisdictional agency (if event is not within the
unincorporated areas of __________ County to offer information
coordination.
Arrange for necessary workspace, materials, telephones, and
assistance.
Prepare for initial information summary as soon as possible after
arrival.
Observe constraints on the release of information imposed by
CDPO.
Obtain approval for release from CDPO.
Release news‐to‐news media, post information in designated
media information area and in operational area of the EOC.
Attend meetings to update information releases.
Arrange for meetings between media and event personnel.
Respond to special request s for information.
Provide copies of all news releases to State EOC (SEOC)
As required establish a Joint Information Center (JIC).
4. Safety Officer
The Safety Officer is responsible for monitoring and assessing
hazardous or unsafe situations and developing measures for assuring
EOC personnel safety. Although the safety officer may exercise
emergency authority to stop or prevent unsafe acts when immediate
action is required, the officer will generally correct unsafe acts or
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conditions through the regular line of authority. The officer maintains
awareness of active and developing situations, approves the Medical
Plan, and includes safety messages in each Incident Action Plan.
The Safety Officer will:
Obtain briefing from the EOC‐D.
Identify potentially unsafe situations and pre‐plan possible
solutions.
Participate in planning meetings.
Review Incident Action Plans.
Exercise emergency authority to stop and prevent unsafe acts.
Investigate accidents that have occurred within the EOC or in
conjunction with EOC operation.
Review and approve Medical Plan.
Maintain Unit Log.
5. Section Chiefs
An individual may be designated as the Section Chief for a number of
reasons. The individual may have a statutory responsibility to
perform that function, or the individual has developed the necessary
expertise to lead that section. Whatever the reason an individual is
designated as a Section Chief, they have the necessary contacts and
expertise to coordinate the activities support that function. Upon
activation of the EOC, the lead agencies for Planning, Operations,
Logistics and Finance functions will designate a Section Chief. It is up
to the Section Chiefs discretion as to how many support agencies they
will to be present with them in the EOC. However, due to the limited
space available in the EOC, the attendance of support agencies will be
closely coordinated with the emergency management coordinator.
The Section Chief will be responsible for obtaining all information
relating to their functional activities and requirements caused by the
emergency and disaster response. This information gathering may
frequently require the Section Chief to step outside their traditional
information gathering protocols. Information gathering and resource
request will be coordinated through the Planning Section Chief in the
EOC.
Within the EOC, requests for assistance will be tasked to the
appropriate Functional Section Chief for completion. The Section
Chief will be responsible for coordinating the delivery of that
assistance.
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The Section Chief will be responsible for identifying the particular
resource or resources that will best accomplish the mission and
coordinate the delivery of that resource to the local government.
a. Planning Section
The Planning Section is responsible for the collection, evaluation,
dissemination and use of information about the development of
the event and the status of resources. Information is needed to 1)
understand the current situation; 2) predict probable course of
incident events; 3) prepare alternative strategies and control
operations for the incident. The EOC‐D in conjunction with
the Planning Section Chief, will issue mission statements to the
Operations, Logistics and Finance Section Chiefs, for each
identified resource shortfall. The Planning Section is comprised of
four branches as follows:
Plans Branch
Situation and Documentation Branch
Check‐in and Security Branch
Message Center
The Planning Section Chief will:
Obtain briefing from EOC‐D.
Activate Planning Section branches.
Establish information requirements and reporting schedules
for all EOC organizational elements for use in preparing the
Incident Action Plan.
Establish a weather data collection system.
Supervise preparation of Incident Action Plan.
Assemble information on alternative strategies.
Identify need for specialized resources.
Perform operational planning for Planning Section.
Provide periodic predictions on event potential.
Compile and display event status summary information.
Advise general staff of any significant changes in incident
status.
Supervise Planning Section branches.
Prepare and distribute EOC‐D orders.
Instruct Planning Section branches in distribution of messages.
Ensure that normal agency information collection and
reporting requirements are met.
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Prepared recommendations for release of resources for
submission to the CEO.
Coordinate taking and processing of calls for service or
assistance as follows:
Calls will be taken by the Call‐Takers and prioritized according to
the following guidelines:
Priority 1 ‐ Lives endangered – Immediate response required.
Priority 2 – Timely operational response required.
Priority 3 – Routine logistical/administrative.
Priority numbers will be annotated in the appropriate spaces
on the Message Forms and routed to the proper section(s) for
handling. Request will be logged on the Incident Action
Board.
a.1 Plans Branch
The Plans Branch is responsible for 1) coordinating and
publishing the Incident Action Plan, 2) assembling
information on alternate strategies and 3) providing
periodic predictions on event potential.
The Plans Branch Leader will:
Obtain briefing and special instructions from the
Planning Section Chief.
Prepare predictions at periodic intervals or upon
request of the Planning Section Chief.
Publish the Incident Action Plan.
Maintain Unit Log.
a.2 Situation and Documentation Branch
The Situation and Documentation Branch is responsible for
the collection and organization of incident status and
situation information. They are also responsible for the
evaluation, analysis, and display of information obtained
for use by EOC personnel and upon review by the PIO in
coordination with the EOC‐D, may provide information for
release to the media.
The Situation and Documentation Branch Leader will:
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Obtain briefing and special instruction from Planning
Section Chief.
Prepare and maintain EOC information displays.
Collect incident data at earliest possible opportunity
and continue for duration of incident.
Post data on work displays and EOC displays at
scheduled intervals.
Participate in incident planning meetings as required
by the County Disaster Preparedness Officer.
Prepare the Incident Status Summary form.
Provide photographic services and maps.
Provide resource and situation status information in
response to specific requests.
Maintain Situation Branch records.
Receive order to demobilize situation unit.
Dismantle Situation Unit displays and place in storage.
Maintain a list of expendable supplies that will need to
be replenished.
Maintain Unit Log.
a.3 Check‐In/Security Branch
The Check‐In/Security Branch ensures that only authorized
personnel are given access to the EOC; entrance and exit
to the EOC will be strictly controlled. All personnel
granted access to the EOC must be badged. Persons will
enter EOC through Check‐In and/will check out upon
leaving or being relieved.
The Check‐In/Security Branch will:
Obtain briefing from the Planning Section Chief.
Obtain work materials, including Check‐in lists and
participant badges.
Issue EOC badges.
Post sign so that arriving participants can easily find
Check‐in.
Post sign so that media can easily find Media Center.
Record Check‐in information on Check‐in lists.
Transmit Check‐in information to Planning Section
Chief on regular prearranged schedule.
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Ensure that only authorized personnel gain access to
the EOC.
a.4 Message Center
The Message Center is responsible for documenting
events, initiating messages, determining priority of
messages and routing to proper section(s) for handling.
The Message Center Leader will:
Complete phone extension assignments sheet and give
a copy to each person in the EOC.
Answer calls coming into the EOC and complete
Message Form as Needed or forward call to
appropriate section.
Date and time stamp all incoming and outgoing
messages.
Assign priority to messages and route to proper
section(s) for action.
Assign message numbers to messages and log on
Message Log.
Document events on event board and update as
appropriate.
File all EOC/event messages when returned in time‐
received order.
Update relief personnel as to Message Center status.
Demobilize when advised.
b. Operations Section
The Operations Section is responsible for the management of
all operations directly applicable to the primary mission. The
Operations Chief advocates and supervises response
organization elements in accordance with the Incident Action
Plan and directs its execution. The Operations Chief also
directs the preparation of unit operational plans, requests or
releases of resources, makes expedient changes to the
Incident Action Plan as necessary, and reports such to the
County Disaster Preparedness Officer. The Operations Section
is composed of three branches as follows:
Emergency Response Branch
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Human Needs Branch
Infrastructure Branch
The Operations Section Chief will:
Obtain briefing from EOC‐D.
Develop operations portion of the Incident Action Plan.
Brief and assign operations personnel in accordance with
Incident Action Plan.
Supervise operations.
Determine need and request additional resources.
Review suggested list of resources to be released and initiate
recommendation for release or resources.
Report information about special activities, events, and
occurrences to the County Disaster Preparedness Officer.
Operations Branches
The Branch Leaders report to the Operations Section Chief when
activated. Each leader is responsible for the implementation of
the assigned portion of the Incident Action Plan, assignment of
resources within the branch, and reporting on progress of the
operation and status of resources within the branch.
Operations Branch Leader will:
Obtain briefing from Operations Section Chief.
Implement Incident Action Plan for represented branch.
Review division assignments and incident activities with
subordinates and assign tasks.
Ensure that incident communications and/or resources branch
is advised of all changes in status of resources assigned to
each branch.
Coordinate activities with adjacent branches.
Determine need for assistance on assigned tasks.
Submit situation and resource status information to
Operations Section Chief.
Resolve logistics problems within branches.
Participate in development of plans for the next operational
period.
Maintain Unit Log.
Emergency Response Branch
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The Emergency Response Branch is responsible for responding to
immediate calls for assistance; coordinating and supervising
evacuations and conducting search and rescue operations in all
emergency situations; providing command, control and
coordination of all State and local law enforcement personnel and
equipment used to support law enforcement responsibilities; and
coordinating the use of military assets supporting the emergency.
Human Needs Branch
The Human Needs Branch is responsible for the opening and
staffing of shelters, including the provision of nursing staff,
security, and radio communications. The Human Needs Branch is
also responsible for the provision of food and water for shelter
occupants, and when large mass care is initiated, and the
coordination necessary to meet those needs.
Infrastructure Branch
The Infrastructure Branch is responsible for emergency debris
clearance, temporary construction of emergency access routes,
emergency restoration of critical facilities including potable water,
water supply systems, and water for firefighting; emergency
demolition or stabilization of structures deemed hazardous to
public health; restoration of public facilities, and coordinate the
provisions of emergency power and fuel to support response
operations as well as provide power and fuel to normalize
community function; and coordinate transportation of equipment
and personnel.
Disaster Recovery Branch
The Disaster Recovery Branch is responsible for preliminary
damage assessment, technical assistance and damage assessment
including structural inspections; work with business and industry
to maintain economic stability of communities and the county;
work with the state and federal organizations to obtain recovery
assistance to the county; and draft the After Action Report upon
closing of the disaster.
c. Logistics Section
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The Logistics Section is responsible for providing facilities,
services, and material in support of the event. The Section Chief
participates in the development and implementation of the
Incident Action Plan, coordinates the activation of the EOC and
supervises the branches within the Logistics Section. The Logistics
Section is comprised of three branches as follows:
Resource/Support and Supply Branch
Communications Branch
Volunteers and Donations Branch
The Logistics Section Chief will:
Obtain briefing from EOC‐D.
Plan organization of Logistics Section.
Assign work locations and preliminary work tasks to section
personnel.
Assemble and brief agency representatives.
Participate in preparation of the Incident Action Plan.
Identify service and support requirements for planned and
expected operations.
Provide input to and review communication plan and safety
plan.
Coordinate and process request for additional resources.
Review Incident Action Plan and estimate section needs for
next operational period.
Ensure Incident Communications Plan is prepared.
Advise on current service and support requirements.
Prepare service and support elements of the Incident Action
Plan.
Receive Demobilization Plan for Planning Section.
Recommend release of unit resources and agencies in
conformity with Demobilization Plan.
Resource/Supply and Support Branch
The Resource Branch is responsible for 1) transportation of public
to shelters and, when necessary, personnel, supplies, food, and
equipment, 2) the preparation and processing of resource status
change information, 3) the preparation and maintenance of
displays, charts, and lists that reflect the current status and
location of resources, transportation, and support vehicles, 4)
maintaining a master Check‐in list of resources assigned to an
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incident, 5) support of out‐of‐service resources, 6) coordination of
fueling, service, maintenance, and repair of transportation
vehicles, 7) implementing the traffic plan for the incident, 8)
placing all orders for supplies and equipment for the
incident/event, and 9) receiving and distributing of all supplies
and equipment.
The Resource/Supply and Support Branch Leader will:
Report to and obtain briefing and special instructions from
Logistic Section Chief.
Using the Incident Briefing, prepare and maintain the EOC
display including the organizational chart and resource
allocation.
Assign duties to Resource Branch personnel, if applicable.
Participate in meetings as required by the Logistics Section
Chief.
Gather, post, and maintain incident resource status.
Gather, post, and maintain resource status of transportation,
support vehicles and personnel.
Maintain master roster of all resources checked in through the
EOC.
Provide resource summary information to Situation and
Documentation Branch as requested.
Dismantle and store Resource Branch displays.
List expendable supplies that need replenishing.
Implement traffic plan.
Support out‐of‐service resources.
Arrange for and activating fueling, maintenance, and repair of
ground resources.
Maintain inventory of support and transportation vehicles.
Provide transportation services.
Collect use information on rented equipment.
Requisition maintenance and repair supplies such as fuel and
spare parts.
Obtain necessary agency order forms.
Establish ordering procedures.
Establish name and telephone numbers of agency personnel
receiving orders.
Set up filing system for ordering, receiving and distribution of
supplies and equipment.
Place orders in a timely manner.
Consolidate orders when possible.
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Identify times and locations for delivery of supplies and
equipment.
Maintain inventory of supplies and equipment.
Establish procedures for receiving supplies and equipment.
Maintain Unit Log.
Communication Branch
The Communication Branch, under the direction of the Logistics
Section Chief, is responsible for supervision of Incident
Communications, distribution of communications equipment to
EOC personnel, the maintenance and repair communications
equipment and coordination with amateur radio personnel. The
person assigned as Communications Unit Leader will coordinate
with the Operations Section Chief to ensure that all
communication needs are being met.
The primary agency for the Communications Branch is the
__________ County communications center. The support
agencies for communications include:
__________ Dispatch
_____________ Amateur Radio
_______________ County Emergency Management
The Communications Branch Leader will:
Obtain briefing from Section Chief.
Advise on communications capabilities and/or limitations.
Prepare and implement the Radio Communications Plan.
Ensure the Incident Communications Center and Message
Center is established.
Ensure communications systems are installed and tested.
Establish appropriate communications distribution location
within the EOC.
Ensure an equipment accountability system is established.
Provide technical information as required on:
Adequacy of communications systems currently in
operation.
Geographic limitation on communications systems.
Equipment capabilities.
Amount and type of equipment available.
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Anticipated problems in the use of communications
equipment.
Supervise communications activities.
Maintain records on all communications equipment as
appropriate.
Ensure equipment is tested and repaired.
Maintain Unit Log.
Amateur Radio Coordinator
The Amateur Radio Coordinator, under the direction of the
Communications Unit Leader is responsible for coordinating the
installation and testing of amateur radio equipment in the EOC.
The Amateur Radio Coordinator will:
Obtain briefing from the Branch Leader or Section Chief.
Advise on communications capabilities and/or limitations.
Ensure communications systems are installed and tested.
Provide technical information as required on:
Adequacy of communications systems currently in
operation.
Geographic limitation on communications systems.
Equipment capabilities.
Amount and type of equipment available.
Anticipated problems in the use of communications
equipment.
Maintain records on all communications equipment as
appropriate.
Maintain Unit Log.
Volunteers and Donation Branch
The Volunteers and Donation Branch will coordinate the
requirements for volunteers to assist with all phases of the
emergency. The branch will coordinate for the housing and
delivery of all donated goods for support to the emergency.
d. Finance Section
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The Finance Section is responsible for all financial and cost analysis
aspects of the incident and for supervising members of the Finance
Section. The Finance Section is composed of two Branches; they are
respectively, the Time/Personnel Branch and the Procurement/Cost
Branch.
The Finance Section Chief will:
Obtain briefing from the EOC‐D.
Attend planning meeting to gather information.
Identify and order supplies and support needs for Finance Section.
Develop operating plan for finance function on incident.
Prepare work objectives for subordinates, brief staff, make
assignments, and evaluate performance.
Inform Chief Executive Officer and staff when section is fully
operational.
Meet with assisting and cooperating agency representatives as
required.
Provide input in all planning sessions on financial and cost analysis
matters.
Maintain contact with __________ County Auditor’s Office on
finance matters.
Ensure that all personnel time records are transmitted to home
agencies according to policy.
Participate in demobilizing planning.
Ensure that all obligation documents initiated at the incident are
properly prepared and completed.
Time/Personnel Branch
The Time/Personnel Branch is responsible for personnel time
recording.
The Time/Personnel Branch Leader will:
Obtain briefing from the Finance Section Chief.
Determine incident requirements for time recording function.
Establish contact with appropriate agency
personnel/representatives.
Organize and establish time unit.
Initiate, gather, or update a time report from all applicable
personnel assigned to the incident for each operational period.
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Ensure that all employee identification information is verified to
be correct on the time report.
Establish unit objectives, make assignments, and evaluate
performance.
Ensure that daily personnel time recording documents are
prepared and comply with the time policy.
Submit cost estimate data forms to Cost Unit as required.
Provide for records security.
Ensure that all records are current or complete prior to
demobilization.
Ensure that time reports are signed.
Time reports from assisting agencies should be released to the
respective agency representatives prior to demobilization.
Brief Finance Section Chief on current problems,
recommendations, outstanding issues, and follow‐up
requirements.
Maintain Unit Log.
Procurement/Cost Branch
The Procurement/Cost Branch is responsible for administrating all
financial matters pertaining to vendor contracts and collecting all cost
data, performing cost effectiveness analyses, providing cost
estimates, and cost saving recommendations for the incident.
The Procurement/Cost Branch Leader will:
Obtain briefing from the Finance Section Chief.
Contact appropriate branch leaders on incident needs and any
special procedures.
Coordinate with the ___________ County Auditor Office on cost
reporting procedures.
Obtain and record all cost data.
Prepare resources‐use cost estimate for planning.
Prepare and sign contracts and use agreements as necessary.
Establish contracts with supply vendors as required.
Interpret contract/agreements, and resolve claims or disputes.
Finalize all agreements and contracts.
Make recommendations for cost savings to Finance Section Chief.
Maintain cumulative incident cost records.
Ensure that all cost documents are accurately prepared.
Complete final processing and send documents for payment.
Coordinate cost data in contracts with Finance Section Chief.
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Complete all records prior to demobilization.
Maintain Unit Log.
F. Emergency Support Function (ESF) Concept
The Federal Response Plan, developed in 1992, describes the basic
mechanisms and structures by which the federal government will mobilize
resources and conduct activities to augment state and local response efforts.
The Plan is designed to address the consequences of any disaster or
emergency situation which there is a need for federal response assistance
under the authorities of the Stafford Act (Public Law 93‐288, as amended).
The Federal Response Plan uses a functional approach to group the type of
federal assistance that is most likely to be needed under 15 ESFs. Each ESF is
assigned a primary agency and support agencies for one or more ESFs on
their role and capabilities in a disaster.
__________ County has adopted the ESF concept to facilitate coordination
with state and federal agencies. The __________ County Comprehensive
Emergency Operations Plan contains the following ESFs:
Emergency Support Functions
ESF 1 Transportation
ESF 2 Communications
ESF 3 Public Works and Engineering
ESF 4 Fire Operations
ESF 5 Emergency Management
ESF 6 Mass Care, Emergency Assistance, Housing and Human Services
ESF 7 Logistics Management and Resource Support
ESF 8 Public Health and Medical Services
ESF 9 Search & Rescue
ESF 10 Hazardous Materials
ESF 11 Agriculture
ESF 12 Energy
ESF 13 Public Safety and Security
ESF 14 Long‐Term Community Recovery
ESF 15 Public Information
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[Provide primary agencies for each of the 15 ESFs. Each county may be a little different,
that is why these are blank so you can provide the correct specific primary agency for
your county.]
G. __________ County Emergency Support Function (ESF) Primary Agencies
ESF‐1 ‐ Transportation
ESF‐1 provides overall coordination of transportation assistance to
city/county departments, other governmental and private agencies, and
voluntary organizations requiring transportation capacity to perform
disaster missions. A primary priority of this ESF will be the coordination
of evacuation.
Primary Agency – __________
ESF‐2 ‐ Communications
ESF‐2 will assure the provisions of required communications support to
operations and to the community.
Primary Agency – __________ Communications Center
ESF‐3 ‐ Public Works and Engineering
ESF‐3 is responsible for emergency debris clearance, temporary
construction of emergency access routes, emergency restoration of
critical facilities including potable water, water supply systems, and water
for firefighting; emergency demolition or stabilization of structures
deemed hazardous to public health; technical assistance and damage
assessment including structural inspection. This ESF has two primary
responsibilities; debris clearance and removal, and restoration of public
facilities.
Primary Agency – _________ __________ Engineer’s Office
ESF‐4 ‐ Fire Operations
ESF‐4 will detect and suppress wild‐land, rural and urban fires resulting
from or occurring coincidentally with a disaster. All fire personnel will
report to this ESF.
Primary Agency – __________ Fire Department
ESF‐5 ‐ Emergency Management
ESF‐5 will be responsible for the command and control of incident
operations and the operation of the EOC.
Primary Agency – __________ County Emergency Management
ESF‐6 ‐ Mass Care, Emergency Assistance, Housing and Human Services
46
ESF‐6 will coordinate efforts to provide sheltering, feeding and
emergency first aid in the event of a potential or actual disaster; operate
a Disaster Welfare Inquiry system regarding status of victims; and
coordinate bulk distribution of emergency relief supplies to disaster
victims.
Primary Agency – American Red Cross
ESF‐7 ‐ Logistics Management and Resource Support
ESF‐7 will provide logistical and resource support during the response
and early recovery phases to include emergency relief supplies, space,
office equipment, office supplies, and telecommunications, contracting
services, transportation services and personnel required to support
response phase activities.
Primary Agency – ________________
ESF‐8) ‐ Public Health and Medical Services
ESF‐8 will provide a coordinated response to medical needs following a
disaster; provide a structure to receive assistance from Disaster Medical
Assistance Teams (DMATs) and Volunteer medical personnel.
Primary Agency – __________ County Public Health
ESF‐9 ‐ Search & Rescue
ESF‐9 activities included developing search patterns and procedures to
locate disaster victims in damaged urban areas; and locating, extricating
and providing for the immediate medical treatment of victims trapped in
collapsed structures.
Primary Agency – ____________________
ESF‐10 ‐ Hazardous Materials
ESP‐10 will respond to an actual or potential discharge and/or release of
hazardous materials.
Primary Agency – ____________ HAZMAT Team
ESF‐11 ‐ Agriculture
ESF‐11 will provide a coordinated response to natural disasters, foreign
animal diseases or crop diseases that have or will impact agricultural
assets, including crop and animal assets with __________ County.
Primary Agency – County Extension Service
ESF‐12 ‐ Energy
ESF‐12 will facilitate restoration of energy systems following a disaster;
coordinate the provisions of emergency power and fuel to support
47
response operations as well as provide power and fuel to normalize
community function.
Primary Agency – __________________
ESF‐13 ‐ Public Safety and Security
ESF‐13 will provide command, control and coordination of all state and
local law enforcement operations.
Primary Agency – __________ County Sheriff’s Office
ESF‐14 ‐ Long‐Term Community Recovery
ESF‐14 will be responsible for developing recovery assistance
management plan, the business recovery program, managing community
assistance programs, and coordinating the contracting of
recovery/reconstruction efforts; coordinating economic stabilization;
establish long‐term recovery goals and developing the after‐action and
lessons learned reports.
Primary Agency – County Administrative Office
ESF‐15 – Public Information
ESF 15 will provide emergency information to the general public, and
provide information to the media in the event of a disaster.
Primary Agency – County Public Information Officer
IV. Training and Exercises
The __________ County Emergency Management Agency is the overall
coordinator within __________ County for emergency management training and
exercises. County departments/authorities, municipalities and all other public
and private emergency response agencies bear the responsibility of ensuring
their personnel with emergency responsibilities are sufficiently trained. All
agencies should take the necessary steps to ensure appropriate records are kept
reflecting emergency training received by their personnel.
A. Training Program
1. The Emergency Management Agency will coordinate all disaster
preparedness, response, recovery, and mitigation training provided to
county personnel by the Iowa Homeland Security and Emergency Division
(HSEMD) and FEMA. The emergency management agency will also provide
schedules of the HSEMD training courses to appropriate county agencies.
2. Training for local emergency response personnel will be under all‐hazards
approach to emergency management. Training will ensure that current
48
state and federal concepts on emergency preparedness, response, recovery
and mitigation are provided.
3. The emergency management coordinator will be the point of contact for
providing and coordinating training on the most current county, state and
federal disaster policies and procedures. Representatives from county,
municipalities, state and federal agencies in the local area, as well as
volunteer agencies (e.g. Red Cross, Salvation Army, etc.) will participate and
share information on respective roles and responsibilities during disasters.
49
[Figure 3 below is ONE flow chart for planning, training, and exercise activity at the
county level. If this is accurate for your county, please feel free to use. If it is not, please
update accordingly.]
Figure 3
Analysis
Assessment
Audit
Track
Assign
Actions
Review
Plans
Plans
Procedures
Policies
Exercise Real World
Response
Conduct
Training Conduct
Training
Conduct
Training
After
Action
Report
Conduct
Training
Corrective
Action
Operate
Lessons
Learned
Evaluate
50
B. Exercise Program
1. The emergency management agency ensures county plans and
procedures are exercised and evaluated on a continuing basis. Exercise
after‐action reports will be completed and provided to participating
agencies to ensure corrective action is taken. Subsequent exercises will
ensure previous discrepancies are reevaluated.
2. __________ County’s exercise and training program will endeavor to
involve all public and private agencies with emergency response
functions. Primarily this includes the members of the EOC staff.
Emergency management officials of adjoining counties may be invited to
participate or observe when appropriate.
3. The emergency management agency will provide disaster exercise
assistance to government and non‐government agencies as requested.
As resources allow, emergency management personnel will participate in
hospital and nursing home disaster drills, as coordinated by the hospital
and nursing home disaster planning committees.
4. Detailed planning will be accomplished on an interagency basis in
preparation for county EOC sponsored exercises. Representatives of
each participating agency will develop action items for their EOC
participants to resolve during the actual exercise.
D. Exercise and Training Requirements
1. Annually
a. Conduct two EOC tabletop exercises, varying scenarios.
b. Conduct one or more emergency responder exercise involving
mass casualties under various scenarios (e.g. Hazmat,
transportation accident, natural disaster, terrorists act, etc.)
c. Conduct multi‐hazard briefings and training meetings with
department heads, municipal officials and all other government
heads, and private emergency response agencies.
d. Brief elected and key appointed officials on emergency
management activities and overall preparedness.
e. Conduct severe weather and emergency management seminars
as requested.
f. Attend Federal Emergency Management Agency and Iowa
Homeland Security and Emergency Management courses as
subject matter and availability dictate.
g. Attend planning meetings as established by _____________.
51
2. On‐going training
Conduct disaster‐planning meetings with hospitals, nursing
homes/assisted living facilities, shelter agencies, emergency
transportation representatives and home health care agencies.
V. Public Awareness and Education
A. County officials must strive to keep residents informed about disaster
preparedness emergency operations and hazard mitigation. Public
information in the disaster preparedness/emergency management area is
divided into three phases: continuing education, pre‐disaster preparation
and post‐disaster recovery and mitigation.
Continuing education is intended to increase awareness of disaster
preparedness information.
Educate on ways to protect life and property.
Inform the public on the availability of further assistance and
information.
Pre‐disaster preparation informs the public of the imminent danger and
provides details about evacuation procedures and sheltering.
During the post‐disaster period, the public is informed about such things
as disaster assistance, health precautions, long‐term sheltering, etc.
B. It is important, especially immediately before and after a disaster, to keep
the public informed on all relevant matters to include government decisions,
recommendations and instructions. Reliable official information is
imperative to ensure against rumors that can cause panic, fear and
confusion.
C. The County Disaster Preparedness Officer has the overall responsibility for
providing disaster preparedness, response and recovery information to the
public. The County Public Information Officer (PIO) and the emergency
management coordinator, in coordination with the media agencies will
ensure that public service announcements are prepared to keep the public
informed on disaster preparedness, response and recovery.
D. Upon activation of the __________ County Emergency Operations Center,
the __________ County PIO will direct the public information element of the
EOC. ESF‐15 will serve as the County’s representative to all media (TV, radio
and newspaper) and as the focal point for all public information.
52
VI. Plan Development and Maintenance
A. Plan Development
The __________ County Comprehensive Emergency Management Plan (CEMP)
will be updated and revised in cooperation with all county departments,
organizations, corporate partners, and municipalities. The CEMP is a living
document and is constantly reviewed and updated to reflect the changing
situation and hazards that exist within __________ County.
B. Plan Maintenance
As was mentioned above, the CEMP is a living document so maintenance of
this plan is on‐going.
1. Basic Plan Review
The Basic Plan is updated annually by the __________ County Emergency
Management Agency and submitted for review and approval to the Iowa
Homeland Security and Emergency Management Division every two
years.
2. Emergency Support Function Review
[Please include any specific county schedule of review. Below are the state
requirements and EPCRA requirements.]
The 15 Emergency Support Functions of the CEMP are updated by the
primary agency designees. State of Iowa requirements are for 20% of the
Response portion of the CMEP be submitted annually so that no part of
the plan is more than five years old. EPCRA requirements are for an
annual submission of the Hazardous Materials ESF of the Response Plan
(ESF 10 Hazardous Materials).
3. Incident and Support Annexes
[Below are listed possible Support and Incident Specific Annexes. These are NOT
REQUIRED at this time, and are only listed here as an example of other pieces of a
county plan that may be desired.]
Currently, the CEMP includes the following:
A. Support Annexes
Mitigation (Local Mitigation Strategy)
Debris Management
Private Sector Coordination
Mass Facilities
53
Mass Casualties
Special Needs Populations
Volunteer and Donations Management
B. Incident Annexes
CBRNE Incidents
Pandemic Influenza
Foreign Animal Disease
Severe Weather
Terrorism Law Enforcement and Investigation
The support and incident annexes will be updated annually and
submitted every two years to HSEMD for review and approval.
VII. References and Authorities
A. Federal
1. Public Law 103‐337, which reenacted the Federal Civil Defense Act of
1950 into the Stafford Act
2. The Robert T. Stafford Disaster Relief and Emergency Assistance Act
(PL100‐707 which amended PL 93‐288)
3. Public Law 106‐390, Disaster Mitigation Act of 2000
4. FEMA Public Assistance Guide (FEMA 322)
B. State
1. Iowa Code Chapter 29C
Iowa Mutual Aid Compact (IMAC), Iowa Code Chapter 29C.22
2. Iowa Code Chapter 30
C. County
1.
2.
54
VII. Appendices
Primary and Secondary Agency Matrix
County Government Organization Chart
Glossary of Terms
List of Acronyms
Page 1
Dubuque County Multi-Jurisdictional
Multi-Hazard Mitigation Plan
2013
Developed by ECIA, Dubuque, Iowa
Homeland Security and Emergency Management Programs
Page 26
dollars in damage. The $12.5 million flood control project was begun in 1968, and completed in
time to prevent flooding from the 1973 flood which crested at 21.9 feet. The floodwall system
includes 5 miles of earthen levees and 1.4 miles of concrete walls that provide 30-foot flood
stage protection with a 3-foot freeboard. FEMA certified Dubuque’s floodwall and levee system
in 2011 as providing protection from the 100-year flood.
Dubuque was the first community in Iowa to join the National Flood Insurance Program (NFIP)
on April 2, 1971. The City has regulated floodplain development since 1990. Dubuque has been
very conscientious in following the NFIP requirements. The city has never approved a variance
from the NFIP requirements. The City has not allowed a single new residential structure to be
built in any flood hazard area. The only new structures built in flood hazard areas have been
commercial structures elevated and/or flood proofed in compliance with the NFIP requirements.
The City of Dubuque adopted revised floodplain development regulations in 2011 based on the
latest digital flood insurance rate maps (DFIRMs) and flood insurance study (FIS) prepared for
the community by FEMA.
The history of localized street flooding and basement flooding experienced in the North End of
Dubuque (dating from the late 1800s) is the focus of drainage basin improvements like the Bee
Branch Creek Restoration Project. This multi-year project replaces an underground storm sewer
with an open waterway and other public amenities, reducing the risk of flood damage to 1,150
properties and improving water quality in some of Dubuque’s oldest neighborhoods. The City
also has installed upstream storm water management facilities to alleviate problems with the
storm water system such as the Carter Road dam and 32nd Street detention areas that address
existing storm water issues.
The City of Dubuque participated with all other cities and school districts within Dubuque
County as a member of the Iowa Mutual Aid Compact (IMAC). IMAC is established in Iowa
Code Section 29C.22.
See Appendix I for ongoing mitigation activities.
Durango
Description of community
The population as of the 2010 census was 22. The City of Durango is located in the northwestern
part of Dubuque County on Highways 52 and 3. It is approximately 6 miles north of Dubuque.
Land Use and Development Trends
The City of Durango does not have a Comprehensive Land Use Plan and there have been no
subdivisions or land annexations. The City’s current land uses are residential, commercial, and
agricultural.
Technical and Fiscal Resources
The City of Durango has two part-time employees. The Fire Department is served by volunteers
and the ambulance is overseen by the Sherrill Fire Association. The City has the ability to issue
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