Consolidated Local Government (CLG) Annual Report Copyright 2014
City of Dubuque Consent Items # 4.
ITEM TITLE: Consolidated Local Government (CLG) Annual Report
SUMMARY: City Manager transmitting the 2014 Certified Local Government (CLG)
Annual Report and recommending City Council authorization for the Mayor
to sign the report.
SUGGESTED DISPOSITION: Suggested Disposition: Receive and File; Approve
ATTACHMENTS:
Description Type
❑ 2014 CLG Annual Report-MVM Memo City Manager Memo
❑ Staff Memo Staff Memo
❑ CLG Agreement Supporting Documentation
THE CITY OF Dubuque
UBE I
erica .i
Masterpiece on the Mississippi 2007-2012-2013
TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: 2014 CLG Annual Report
DATE: January 27, 2015
Planning Services Manager Laura Carstens is transmitting the 2014 Certified Local
Government (CLG) Annual Report and recommending City Council authorization for the
Mayor to sign the report.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
Micliael C. Van Milligen
MCVM:jh
Attachment
cc: Barry Lindahl, City Attorney
Cindy Steinhauser, Assistant City Manager
Teri Goodmann, Assistant City Manager
Laura Carstens, Planning Services Manager
THE CITY OF Dubuque
QT M-AnOcaRy
UBS E
Masterpiece on the Mississippi
2007•2012•2013
MEMORANDUM
TO: Michael C. Van Milligen, City Manager
FROM: Laura Carstens, Planning Services Manager
SUBJECT: 2014 CLG Annual Report
DATE: January 20, 2015
Introduction
This memorandum transmits the 2014 Certified Local Government (CLG) Annual Report
for the City Council's review. Supporting documents referenced in the report have been
provided to City Council throughout the 2014 calendar year and therefore are not
provided in this transmittal.
Background
The CLG annual report is a form submitted by all Iowa CI-Gs to the State Historical
Society of Iowa (SHSI). Under the CLG agreement with the State, the Historic
Preservation Commission is responsible for submitting an annual report that
summarizes the City of Dubuque's historic preservation work and accomplishments.
Discussion
City Planning Services staff and Historic Preservation Commissioners provided as much
training as they received, which speaks highly of the City of Dubuque's commitment to
preservation and sustainability.
Requested Action
The report is submitted for the City Council to review and authorize the Mayor to sign.
Please have the Mayor sign and date page 6 of the report. No additional action is
required. Planning Services Staff will forward the signed copy of the 2014 CLG Annual
Report and supporting documents to the SHSI.
Enclosure
cc: Historic Preservation Commission
FAUSERSOjohnsonWMAnnual Reports\CLG 2014\CLG 2014 Report Memo.doc
[For SHPO use only]
Received
STATE HISTORICAL Approved/CLG in good standing
SOCIETY OF IOWA More information requested
Iowa Certified Local Governments
2014 Annual Report (January 2014-December 2014)
Name of the City, County, or Land Use District: City of Dubuque, Dubuque County, Iowa
Section I.
Locating Historic Properties
Identification, Evaluation, and Registration Activity
CLG Standards found in CLG Agreement and National Historic Preservation Act
® The CLG shall maintain a system for the survey and inventory of historic and
prehistoric properties in a manner consistent with and approved by the State.
♦ The CLG will review National Register nominations on any property that lies in the
jurisdiction of the local historic preservation commission.
1. Please provide complete reports and site inventory forms from historic
identification/survey, and evaluation projects that your commission completed in 2014.
Do not include projects that were funded with a CLG grant or mandated by the Section
106 review and compliance process as we already have copies in our files. No historic
identification/survey, and evaluation projects were completed in 2014.
2. How many National Register of Historic Places (NRNP) properties in your City,
County, or LUD were altered, moved, or demolished in 2014? Please identify the
property and the action No NRHP Properties were altered, moved, or demolished in
2014.
3. In 2014, how many additional properties (landmarl<s, sites, zones, or districts)
did your city place on its list of locally designated historic landmarks and/or local historic
districts? (As a reminder, before your elected officials approve local districts or
ordinances, you must send a copy to the State Historic Preservation Office for review and
comment.) Please attach a copy of each designation nomination and ordinance. No
additional properties (landmarks, sites, zones, or districts) were locally designated.
CLG Annual Report 2014 1
4. In 2014, were there any actions to revise, amend, change, or de-list a locally
designated property? If so, how many? Please attach documentation of the review
and appeal process and decisions made by the historic preservation commission,
planning and zone commission, City Council, District Court or other governmental
agency or official involved with the process. No action was taken to revise, amend,
change or de-list a locally designated property in 2014.
Section II
Managing, Protecting, and Preserving Historic Properties
® The CLG will enforce all appropriate state and local ordinances for designating and
protecting historic properties
♦ The CLG shall provide for adequate public participation in the local historic
preservation programs
5. Did your city, county, LUD or its historic preservation commission undertake any of
the following activities in 2014? Please think broadly about this question and include
any activity (small or large) that facilitated historic preservation in your community. This
is your opportunity to boast about your accomplishments and get credit for the great
work you do!
a. Historic preservation planning. Examples include the development or revision of
a preservation plan, development of a work plan for your commission, etc. (use
additional pages if needed) The Historic Preservation Commission developed an
annual work plan for 2014. The work plan is enclosed. The plan reflects the top
goals and priorities identified by the Commission.
b. Provided technical assistance on historic preservation issues or projects.
Examples include working with individual property owners, business owners,
institutions to identify appropriate treatments and find appropriate materials,
research advice, etc. (use additional pages if needed). The Commission provided
technical assistance to property owners and developers on issues including
funding sources, NPS Preservation Briefs, Secretary of the Interior's Standards for
the Treatment of Historic Properties, and the City's Architectural Guidelines. The
Commission participated in developing the consolidated and updated City of
Dubuque Architectural Guidelines. Building Services Manager Rich Russell
consulted with property owners and developers regarding the City of Dubuque
Historic Building Code. Planning Services Staff Members Laura Carstens, David
Johnson and Wally Wernimont met with delegates from the Cities of Sioux City,
IA and Clinton, IA on separate occasions to discuss and advise on developing and
strengthening their local preservation and CLG programs.
CLG Annual Report 2014 2
ca Sponsored public educational programming in historic preservation. Examples
include training sessions offered to the public, walking tours, open houses,
lectures, Preservation Month activities, etc. (use additional pages if needed)
On February 28, 2014, Assistant Planner Wally Wernimont provided an
educational walking tour of Dubuque's historic neighborhoods and districts for
Iowa State Graduate Students enrolled in the College of Design Architecture
Program.
On April 7- 12, 2014the City of Dubuque partnered with Dubuque Main Street,
the Dubuque Community School District, and local businesses and organizations
to host the annual "Architectural Days Program". The week-long event offers
professional speakers, presentations and tours designed to engage and inform
the public on architecture and historic preservation issues. City of Dubuque
Historic Preservation Commissioners and Staff assisted with programming and
attended events. Enclosed is a brochure of the event.
Seven (7) Ken Kringle Historic Preservation Awards were presented at a special
ceremony held April 8, 2014 at 6:00 p.m. at The Bridge Community Church, 395
W 9th Street, Dubuque. Architectural historian Duane Hagerty delivered a
presentation on "Fridolin Heer, Guido Beck, and Martin Heer, Dubuque's Three
German Architects: Their Church Designs and Impact,"featuring the history of
Dubuque's iconic downtown religious structures including St. Raphael Cathedral
and the former St. Mary's Church. The ceremony was held in conjunction with the
Dubuque County Historical Society's Preservation Awards.
On May 14—17, 2014 The HPC co-sponsored Wood Window Workshop Week.
The event was organized by HPC Member and Four Mounds Executive Director
Chris Olson. The program offered a variety of educational and training
opportunities for restoring wood windows. Events included options for lectures,
hands-on demonstrations and an intensive 2-day workshop, all of which taught
aspects of wood window repair, restoration and energy efficiency. Enclosed is a
brochure of the event.
On June 3, 2014,Assistant Planner David Johnson gave 3rd Grade Table Mound
Elementary School students a tour of the Dubuque Shot Tower. This has been an
annual tour requested by Table Mound Elementary School as part of their local
history unit.
On June 3, 2014 City of Dubuque Planning Services Staff Members Laura Carstens
and Wally Wernimont traveled to Sioux City, IA at the request of the Sioux City
HPC to present information on Dubuque's Historic Preservation Program at their
regularly scheduled Commission meeting. Planning Services Staff met with Sioux
CLG Annual Report 2014 3
City HPC Members, City Council Members, and City Staff to share challenges and
opportunities for preservation programs the following day.
Assistant Planner David Johnson and Dubuque Main Street Executive Director
Dan LoBionco provided a trolley tour of Dubuque's historic downtown for the AIA
Iowa Annual Board Budget Retreat on July 17, 2014.
On August 21, 2014 Planning Services Manager Laura Carstens and HPC Vice-
Chairperson Julie Schlorman, Ph.D and preservation consultant, presented a
session called "Capitalize on Identity of Place,"at the 2014 Preserve Iowa Summit
in Cedar Rapids, IA. The session provided information on leveraging partners,
using interactive technologies and connecting with of-risk youth to develop
community identity and place. The program reviewed how to use incentives to
improve local return on investment, creation of heritage tourism opportunities,
development of user-friendly design guidelines and wayfinding systems.
On November 20, 2014 Planning Services Staff Members Laura Carstens, David
Johnson and Wally Wernimont met with delegates from Clinton, IA to discuss and
advise on strengthening their local preservation and CLG programs. Planning
Services Staff provided a tour of downtown neighborhoods and historic
properties.
6. If the city or county amended its historic preservation ordinance or resolution or
passed additional ordinances or resolutions that impact historic properties, please
attach copies of the amendments and new ordinances or resolutions. (As a reminder,
before your elected officials approve local districts or ordinances, you must send a copy
to the State Historic Preservation Office for comment.) The City of Dubuque Historic
Preservation Commission developed improved standards and uniform regulations for
review of demolition permits in historic and conservation districts. Copies of the
amendments and the amended ordinances is enclosed.
7. If new or revised design standards and/or guidelines were developed and adopted
during 2014, please attach a copy. The City of Dubuque Architectural Guidelines were
adopted February 3, 2014. The project consolidated the City of Dubuque Downtown
Design Guidelines Manual(2009) and the Historic District Guidelines (2001) into one
document. The new manual updates existing guidelines and integrates new guidelines
which address sustainable building practices. The new guidelines are no longer specific
to geographic areas of the city, rather they can be used citywide as a resource to help
guide development and investment in Dubuque's older neighborhoods and downtown.
The City of Dubuque Architectural Guidelines include the architectural guidelines and a
glossary of terms. These are designed so they can be used independently of each other,
but also serve as a comprehensive guide to the restoration, repair, and rehabilitation of
historic properties. The guidelines deliver illustrated and narrative recommendations for
CLG Annual Report 2014 4
rehabilitation and also serve as an education piece. The guidelines go beyond simply
explaining what to do; they also discuss why it is important.
A significant update to the manual is incorporating design guidelines for sustainability.
These guidelines explain how historic buildings were designed with many inherent
sustainable features and how additional sustainable building practices might be
appropriately added. These can be simple improvements to the building envelope or
more involved changes. A copy of the City of Dubuque Architectural Guidelines is
attached.
8. Are there any particular issues, challenges, and/or successes your preservation
commission has encountered or accomplished this year? The HPC is particularly proud of
developing the City of Dubuque Architectural Guidelines. The guidelines provide greater
technical direction in developing and implementing preservation and rehabilitation
projects. The guidelines also address best practices for preserving inherently sustainable
features of historic buildings as well as how to best incorporate modern technologies on
historic buildings and sites. The guidelines reflect the Commission's understanding that
historic neighborhoods cannot and should not be frozen in time; rather buildings need to
be attractive places where families and businesses grow. It is imperative that strategies
be in place to allow that growth while also preserving and enhancing the historic
features that make historic buildings and neighborhoods special. The guidelines also
provide opportunities for administrative design review of projects that comply with the
guidelines.
9. Does your commission have a website and if so, what is the address? The City of
Dubuque Historic Preservation Program and Commission has a page on the City of
Dubuque website: www.cityofdubuque.org/HistoricPreservation
Section III
Historic Preservation Program Administration
• The CLG will organize and maintain a historic preservation commission, which must
meet at least three (3) times per year.
• The commission will be composed of community members with a demonstrated
positive interest in historic preservation, or closely related fields, to the extent
available in the community.
• The commission will comply with Iowa Code Chapter 21 (open meetings) in its
operations.
• Commission members will participate in state-sponsored or approved historic
preservation training activities.
10. List dates of meetings held (please note these are meetings actually held, not those
which were scheduled but did not tal<e place). Meeting were held January 16th, February
CLG Annual Report 2014 5
20th, March 20th, April 17th, May 15th, June 19th, July 17th, September 18th, October 16th,
and November 20th
11. Please update the attached CLG Personnel Information Table (this must be
completed). The attached CLG Personnel Information Table is updated.
12. Please attach biographical sketches or resumes of commissioners who were newly
appointed in 2014 or 2015. Please be sure newly appointed commissioners' sign and
date their statement. There were no newly appointed Commissioners in 2014 and
therefore there are no biographical sketches or resumes attached.
13. Please complete the 2014 Commission Training Table. The 2014 Commission
Training Table is complete.
PLEASE SIGN and DATE
Efate
Signature of person who completed this report
a Li
2 / 2 /1
Signaturf Mayor or Chairman of the Board of Supervisors Date
Please retain and copy of the annual report for your official CLG file and send one hard
copy with original signatures by February 27, 2015 to:
Paula A. Mohr
State Historical Society of Iowa
600 East Locust Street
Des Moines IA 50319-0290
Paula.mohr@iowa.gov
If you have questions, please contact me at: (515) 281-6826.
Thank you for your timely response!
CLG Annual Report 2014 6
2014 Historic Preservation Training Table
An important requirement of the Certified Local Government program is annual training
undertal<en by at least one member of the historic preservation commission and/or staff
liaison. In this table, provide information about the commissioners' involvement in
historic preservation training, listing the name of the conference, workshop or meeting
(including on-line training opportunities); the sponsoring organization; the location and
date when the training occurred. Be sure to provide the names of commissioners, staff,
and elected officials who attended.
Name of Training Session: Wood Window Workshop Week
Sponsoring organization Four Mounds Foundation, City of Dubuque, Dupaco Community
Credit Union, Old House Enthusiasts, Sustainable Dubuque, Abatron, and the Dubuque
Metropolitan Area Solid Waste Agency.
Location: Dubuque, IA
Date: May 14th—May 17th
Names of historic preservation commissioners, staff and elected officials who attended:
Commissioners Chris Olson, David Klovitter and Joseph Rapp and Staff Members David
Johnson and Eric Van Buskirk.
Name of Training Session: 2014 Preserve Iowa Summit
Sponsoring organization: Preservation Iowa, Iowa Economic Development and the Iowa
Department of Cultural Affairs
Location: Cedar Rapids, IA
Date:August 2111—August 23rd
Names of historic preservation commissioners, staff and elected officials who attended:
Commissioner Julie Schlarman and Staff Members Laura Carstens, David Johnson, Wally
Wernimont, and Eric Van Buskirk.
Name of Training Session:An Architect's Guide to Preservation: Changes in the Iowa
HPTC Program
Sponsoring organization:AIA Iowa
Location: Des Moines, IA
Date: September 25th
Names of historic preservation commissioners, staff and elected officials who attended:
Commissioner Christina Monk
Name of Training Session: Rethinking Demolition: Reclaim the Possibilities through
Deconstruction and Reuse
Sponsoring organization:AIA Iowa
Location: Des Moines
Date: March 20th
Names of historic preservation commissioners, staff and elected officials who attended:
Commissioner Christina Monk
CLG Annual Report 2014 7
2014-2015 CLG Personnel Table
A. Please list the names of the Historic Preservation Commissioners who served during
2014:
David Klavitter, Otto Krueger, Christina Monk, Mary Loney Bichell, Christine Olson, Dr.
John Whalen,Joseph Rapp, Robert McDonell and Dr. Julie Schlarman
B. CHIEF ELECTED OFFICIAL 2014
Name of Mayor, Chairman of Board of Supervisors, President of LUD Trustees:
First Name: Roy
Initial: D.
Last Name: Buol
CHIEF ELECTED OFFICIAL 2014 (note this is beginning January 2015)
Name of Mayor, Chairman of Board of Supervisors, President of LUD Trustees:
First Name: Roy
Initial: D.
Last Name: Buol
C. STAFF PERSON FOR THE HISTORIC PRESERVATION COMMISSION
First Name: David
Initial:A.
Last Name:Johnson
Job Title:Assistant Planner
Mailing Address (street, city, zip code): 50 W. 13th Street, Dubuque, IA 52001
Phone Number: 563-589-4210
Email Address: diohnson@cityofdubugue.org
CLG Annual Report 2014 8
2015 C=1WORIC PRESERVATION COMMISSION:
Please complete the following and provide information about your new 2015 commission.
Please provide a work or a home mailing address, work or a home phone number and work
or a home email address. If the commissioner represents a locally designated district,
provide the name of the district (Representative, Name of Historic District). Specify the
month, day, and year that the commissioner's term will end (Term Ends).
CHAIRPERSON/COMMISSIONER
First Name Robert
Initial
Last Name: McDonell
Mailing Address: 4050 Peru Road, Dubuque, IA 52001
Home Phone Number: (563)-495-2451
Work Phone Number: N/A
Email Address: mackyd563@msn.com
Representative, Name of Local Historic District (if applicable):Jackson Park, Temporary
Term Ends: Month July Day 1 Year 2016
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
COMMISSIONER
First Name: David
Initial:
Last Name: Wavitter
Mailing Address: 1090 W. 3rd St., Dubuque, IA 52001
Home Phone Number: (563)-556-5945
Work Phone Number: (563)-557-7600
Email Address: klavitterPgmail.com
Representative, Name of Historic District (if applicable): Langworthy
Term Ends: Month July Day 1 Year 2017
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
CLG Annual Report 2014 9
First Name: Mary
Initial: L.
Last Name: Bichell
Mailing Address: 595 W. 11th Street, Dubuque, IA 52001
Home Phone Number: N/A
Work Phone Number: (563)582-5042
Email Address: maryl@infowebsystems.com
Representative, Name of Local Historic District (if applicable):At-Large
Term Ends: Month July Day 1 Year 2015
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
COMMISSIONER
First Name: Christine
Initial: H.
Last Name: Olson
Mailing Address: 1090 Grove Terrace, Dubuque, IA 52001
Home Phone Number: (563)582-2435
Work Phone Number: (563)557-7292
Email Address: chrisandtimolson@msn.com
Representative, Name of Local Historic District (if applicable):At-Large
Term Ends: Month July Day 1 Year 2015
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
CLG Annual Report 2014 10
COMMISSIONER
First Name: Dr. John
Initial:
Last Name: Whalen
Mailing Address: 1105 Highland Place, Dubuque, IA 52001
Home Phone Number: (563)557-1208
Work Phone Number: (563)589-4835
Email Address: N/A
Representative, Name of Local Historic District (if applicable): West 11th Street
Term Ends: Month July Day 1 Year 2016
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
COMMISSIONER
First Name:Joseph
Initial:
Last Name: Rapp
Mailing Address: 27 Locust Street, Dubuque, IA 52001
Home Phone Number: (563)495-5892
Work Phone Number: N/A
Email Address: mr diropp@yahoo.com
Representative, Name of Local Historic District (if applicable): Old Main, Temporary
Term Ends: Month July Day 1 Year 2015
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
CLG Annual Report 2014 11
COMMISSIONER
First Name: Christina
Initial:
Last Name: Monk
Mailing Address: 2005 North Main Street, Dubuque, IA 52001
Home Phone Number: (563)580-1115
Worl< Phone Number: (563)-589-4900
Email Address: christymonk@gmail.com
Representative, Name of Local Historic District (if applicable)At-Large, Architect
Term Ends: Month July Day 1 Year 2017
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
COMMISSIONER
First Name: Otto
Initial:
Last Name: Krueger
Mailing Address: 2521 Wheatland Drive, Dubuque, IA 52002
Home Phone Number: (563)556-0113
Worl< Phone Number: (563) 690-4790
Email Address: Otto.Krueger@diamondio.com
Representative, Name of Local Historic District (if applicable):At-Large
Term Ends: Month July Day 1 Year 2015
Does this person serve as the Contact with the State Historic Preservation Office for the
Commission? No
CLG Annual Report 2014 12