Consultant Selection_Washington Neighborhood Planning ProjectDubuque
THE CITY OF
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2001
TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: Consultant Selection for Washington Neighborhood Planning Project
DATE: May 28, 2008
A Request for Proposals was issued in February 2008 to solicit a consultant to
coordinate a comprehensive planning process for the Washington Neighborhood. The
City received 13 proposals and selected 5 for interview.
Housing and Community Development Department Director David Harris and the review
committee are recommending the City hire a team led by Teska Associates.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
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Michael C. Van Milligen
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Attachment
cc: Barry Lindahl, City Attorney
Cindy Steinhauser, Assistant City Manager
David Harris, Housing and Community Development Department Director
THECrrYOF ~ Dubuque
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Masterpiece on the Mississippi
2007
TO: Michael Van Millig ,City Manager
FROM: David Harri ,Housing and Community Development Department
SUBJECT: Consultant Selection for Washington Neighborhood Planning Project
DATE: 23 May 08
Introduction
The purpose of this memorandum is to recommend Teska Associates Inc as the
selected consultant for the Washington Neighborhood planning initiative. The Request
for Proposals (RFP) and the proposal submitted by the recommended consultant are
attached.
Discussion
A request-for-proposals was published in February in solicitation of a consultant to
coordinate a comprehensive planning process for the Washington Neighborhood. We
received proposals from 13 firms and selected five for interviews.
The review committee consisted of Mary Rose Corrigan, Public Health Director; Police
Chief Kim Wadding; Leisure Services Director Gil Spence; Laura Carstens, Planning
Director; Kelly Larson, Human Rights Director; Jerelyn O'Connor, Neighborhood
Development Specialist; and David Harris. The selected firms were H3 Studio, from St
Louis; Camiros, from Chicago; Planning and Design Institute (PDI), Milwaukee; CZB,
from Alexandria, Virginia; and Teska Associates, from Evanston, Illinois.
This was a difficult choice, as all firms were professionally accomplished and offered
many of the same attributes. However, the Teska team emerged as the unanimous
recommendation.
Teska has assembled a project team that provides a greater depth and wealth of
services than any of its competitors. The team consists of Teska, the Center for
Neighborhood Technology (CNT), LISC MetroEdge, and MJB Consulting.
Teska has developed "quality of life" plans for several Illinois cities -including
Bloomington and Joliet -- an approach that mirrors our objectives with the Washington
Neighborhood. This planning looks beyond physical improvements to define ways for
residents to access educational opportunities, workforce training and jobs; and to
construct a safe and healthy community. The goal is a sustainable neighborhood, with
expanded opportunities for residents, housing preservation, reinvestment, employment
and economic growth. This is delineated in action steps bench-marked over amulti-
yeartimeline. The Dubuque planning effort is proposed to be completed over a 5-6
month schedule.
Roles of consultant team members
Teska will serve as the project manager, conducting public meetings, performing
interviews of key stakeholders, holding a series of neighborhood workshops, and
preparing strategies, concept plans and final plan documents.
The CNT consultant describes her firm as an "innovation laboratory." Their role is to
identify educational opportunities and community social service needs. They focus on
integrated approaches to transportation, land use, energy, `green infrastructure' and
identifying `hidden assets' of built communities.
The mission of MetroEdge - afor-profit subsidiary of the national Local Initiatives
Support Corporation (LISC) - is to increase the `competitiveness' of neighborhoods,
through analysis of market information. MetroEdge performs a "retail scan" to
determine potential, profiles demographic information and identifies development
opportunities for specific retail sectors.
The other team member -MJB Consulting - is a New York-based firm specializing in
positioning and "branding;" developing a re-marketing strategy and recruiting aresident-
business mix appropriate for the neighborhood. Analysis of "niche market" opportunities
for appropriate neighborhood-scale businesses will be MJB's contribution.
In summary, the Teska team approach consists of five fundamental goals for building
community:
1. Expanding investment in and preservation of housing
2. Creating a safe, healthy and inviting environment
3. Stimulating local economic activity
4. Improving access to education and opportunity for residents
5. Enhancing `character of place"
References were checked for all team members, including the cities of Joliet and
Aurora, in Illinois for Teska Associates; the City of Blue Island, Illinois, for the Center for
Neighborhood Technology; the Quad Communities Development Corporation
(Chicago), for LISC MetroEdge; and the Cleveland Neighborhood Development
Corporation, for MJB Consulting. All were uniformly positive and consistent with the
proposal and interview as presented by the Teska team.
Recommendation
The committee recommends selection of Teska Associates for the Washington Planning
effort. The Teska planning approach identifies three key neighborhood building blocks:
1. Neighborhood Services -functional needs; these include education, social
services, housing, infrastructure and green/energy conservation
2. Neighborhood Placemaking; community identity, gateways, streetscapes,
gathering places
3. Economic Development; identification of retail potential and a marketing
strategy
Deliverables will include neighborhood assessment, including demographics, education
and social services analysis and economic potential analysis; formulation of specific,
place-based revitalization strategies; neighborhood workshops promoting public
participation and ownership; and an `implementation action plan.'
Teska will perform these services for the budgeted amount of $60 000, as previously
approved by Council in the FY2008 budget.
Action Step
The action requested of the City Council is to approve the selection of Teska Associates
to produce a comprehensive plan for the Washington Neighborhood.
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CITY OF DUBUQUE, IOWA
REQUEST FOR PROPOSALS
CONSULTANT SERVICES FOR DEVELOPMENT OF A COMPREHENSIVE PLAN
FOR THE WASHINGTON NEIGHBORHOOD
INTRODUCTION
The City of Dubuque is seeking proposals from qualified firms to provide professional
planning services associated with the Washington: Revitalize! initiative.
The purpose of the Washington initiative is to revitalize an historical downtown
neighborhood. The strategy includes promoting an increase in homeownership,
encouraging a mix of household incomes, reducing concentrated poverty and the high
percentage of rental units, and building non-profit capacity to provide housing and
supportive services. It also involves targeting City resources and infrastructure
improvements and concentrated code enforcement.
BACKGROUND
The Washington revitalization effort was introduced in June 2005 in recognition of a
decline in neighborhood conditions. These were identified in a consultant report issued
in 2004 which noted the poor appearance and lack of maintenance in housing,
depressed property valuations and high vacancy rates in the area. The report
concluded a need to stimulate renovation of residential properties and to provide more
homeownership opportunities, including for moderate-income families.
The Washington Neighborhood is a 55+ square block area located in the oldest
residential part of downtown Dubuque. It contains approximately 450 single and duplex
residences, with scattered multi-unit rentals and commercial and institutional buildings.
Residential property valuations are 44% of the City-wide average. 86% of the housing
was built before 1939. 70% of the units are renter-occupied; 68% of residents report
income below 80% of area median. 2000 Census data indicates an average vacancy
rate of 13% for all housing. In the past several years, the neighborhood has become
more racially and culturally diverse, although Census data reports only a 2% non-white
population.
The neighborhood is served by two public K-5 elementary schools, including the new
Prescott charter school and Audubon on the north boundary. Six churches are located
within the area. Several non-profit organizations provide direct services, including the
new Crescent Community Health Center, Multicultural Family Center and the HEART
Program - a vocational training program for at-risk youth which rehabilitates
neighborhood housing. A neighborhood retail center with full-service supermarket is
located at the 5 Points. Orange Park was dedicated in 2007. Banks and credit unions
are located within the service area.
The housing -the oldest in the City -has retained much of its historic character. Many
block fronts are intact, with small (25-50 foot wide) lots and rear alleys with garages and
off-street parking. The many historical front stoops contribute to apedestrian-friendly
feel in the core residential area of the neighborhood.
The Washington Neighborhood faces many challenges and opportunities. To the
immediate east, the former Dubuque Pack site is being readied for redevelopment as
Riverview Plaza, a new 39 acre shopping center. To the south, the Warehouse District
-with over 1 million square feet of available developable space - is now being
transformed into an historic district, envisioning upper-end condos, artist lofts,
restaurants and office spaces for small entrepreneurial firms. And to the immediate
north and east, the Bee Branch Creek Realignment Project will bifurcate the
neighborhood from the North End, remove 70 homes, close many streets and alter
traffic patterns throughout the area. This $32 million storm water mitigation project will
commence construction activities within the next 24 months.
As mentioned, the neighborhood is experiencing a changing demographic. Many lower-
income families are moving to Dubuque from larger metropolitan areas in Illinois and
Wisconsin. The challenge is to connect these new residents with economic, social and
educational opportunities, so that they improve their quality of life and assimilate into the
Dubuque community.
Other significant issues and opportunities for the neighborhood include:
• public safety and the perception of increasing crime
• enforcement of housing and zoning ordinances in rental properties
• "re-marketing" the image of the area -both to residents and to citizens
throughout the City - as an attractive place to live, purchase and improve
homes and raise families
• avoidance of gentrification
• application of `green' and energy-conserving technologies
Building upon its historical character, the end goal is to `re-invent' the area as a
neighborhood of choice for all citizens.
A citizen/stakeholder-participation "visioning" process took place over afour-month
period in 2007, with the objective of defining a desired future for the neighborhood. The
consultant's report identified the following assets:
• schools
the Community Health Center
housing and service providers
• the Multicultural Family Center
• Orange Park
• the supermarket, restaurants, churches, small businesses and lending
institutions
• the City's community-oriented policing program
Liabilities included:
• too many rental properties
• heavy traffic
• too many bars and related behavior problems
• lack of housing maintenance, including chronic trash and uncut grass problems
• vacant houses and storefronts
• lack of off-street parking
• uncaring landlords and disrespectful tenants
• a lack of neighborhood-service retail and restaurants
Major goals for the neighborhood were summarized as follows:
1. Economic development: support and maintain a variety of businesses to meet
the employment and service needs of residents
2. Community pride: civic involvement and community-building opportunities for
all age groups to increase community pride
3. Education/recreation: ample opportunities for education and positive
recreational activities for all ages, year-round
4. Housing: sufficient housing options for all residents, with an increase in home
ownership to reflect City-wide rates
5. Infrastructure: sufficient to meet neighborhood needs and contribute to a
sustainable and aesthetically-pleasing physical environment
6. Property maintenance: increased maintenance and historically-sensitive
improvements to all properties, to maximize property values and reinforce a
sense of pride in the neighborhood
7. Safety: the neighborhood will be a safe and inviting place for people of all ages,
and will be perceived this way by all Dubuque residents
PROJECT SUMMARY/SCOPE OF WORK
The intended work product is a comprehensive, citizen participation-based plan for the
Washington Neighborhood. It will translate the `vision' into specific action steps, to
direct future land use and development, both short- and long-term. It will address the
concerns listed above, both for current conditions and for the future as appropriate. It
will be aconsensus-developed planning strategy for the neighborhood..
The consultant will facilitate a number of planning sessions (and/or other input methods)
in order to meaningfully solicit resident ideas in development of the plan. These
sessions will include the participation of a citizen coordinating committee, comprised of
neighborhood residents and other stakeholders, and City staff. The proposal should
describe ways of promoting wider neighborhood participation in the public discussion
process. Consultant findings and recommendations will be reviewed in these public
sessions, on a scheduled basis, for review and feed-back.
Plan elements should include the following:
1. Background/history, including reference to the Washington: Revitalize initiative
and visioning process
2. Demographics; existing land uses
3. Identification of current issues for the neighborhood
4. Goals and objectives
5. Strategies and implementation steps for achieving the goals and objectives
6. Estimation of capital budgeting costs for implementation
7. Preparation of relevant documents and maps/over-lays/graphics/ photographs
8. Appendix documenting the public participation process
In addition, the consultant is expected to research and present "best practices"
illustrations of successful community development efforts in other urban neighborhoods.
The purpose is to provide options and alternatives for initiatives to be incorporated into
the final plan, for revitalizing the Washington Neighborhood. These examples can
include housing, economic development, citizen-based initiatives, public-private
partnerships, corporate- and school-sponsored efforts and other `success stories' for
Dubuque applications. Recommendations should be made for incorporation of
successful models to address the identified needs and opportunities of the
neighborhood.
The completed plan document will be produced in hard copy form, 50 copies; and
electronic format. The consultant will make a presentation of the final plan to the
Washington Neighborhood Association and the City Council.
QUALIFICATIONS
A professional consultant experienced in the areas of group facilitation and group
process, neighborhood or downtown planning will be retained by the City, to prepare the
work products described above. The selected consultant must have the requisite
experience and training and have performed similar work for other clients.
INFORMATION TO BE INCLUDED IN PROPOSAL
To simplify the review process and to obtain the maximum degree of comparability, the
proposal shall include the following information and shall be organized in the manner
specified below.
Letter of Transmittal
Provide a letter of transmittal briefly outlining the firm's understanding of the work and
the name, address and contact numbers of the firm's primary contact person.
Profile of Firm
Provide general information about the firm and firm's area of expertise, including the
qualifications of the personnel who will be assigned to this project.
a. The proposal shall include the name of the anticipated project manager, his or
her qualifications and experience; including experience in performing similar
work.
b. The proposal shall include at least three references of past clients. These
projects must have been completed within the past five years with the same
project manager, consultants and other key personnel proposed for this
project.
c. The proposal shall discuss the firm's ability to integrate this contract into the
present workload.
Proposed Project Schedule
Provide a project schedule outlining the time period and estimated completion date for
each element of the proposed scope of services. Include specific bench-marks for
reporting of progress, to be submitted to the citizen coordinating committee and to the
City Council.
The schedule should include delivery date for work products and periodic project status
reports; public meetings with the citizen coordinating committee; and up-date meetings
or teleconferences with a staff oversight committee, consisting of representatives from
the Housing, Health, Leisure Services, Human Rights, Planning and Police
Departments and the City Manager's Office.
Fees and Compensation
Provide a proposed cost budget for completion of the proposed scope of services with
cost breakdowns. Quotation of fees shall remain firm for a period of at least 90 days
from the proposed submission deadline. Please separate the proposed budget from the
other portion of the RFP submittal. Initial screening will be done by the selection
committee without benefit of knowing the consultant's proposed fee for services.
SUBMISSION REQUIREMENTS
An original plus five copies, plus an electronic copy, of the proposal must be received in
the Housing Department, 350 West 6th Street, by 14 March, 2008.
Each bidding firm assumes full responsibility for delivery and deposit of the completed
proposal package on or before the deadline. The City of Dubuque is not responsible for
any loss or delay with respect to delivery of the proposals. The City of Dubuque
reserves the right to reject any and all proposals and negotiate changes with any
consultant. The City of Dubuque is not liable for the cost incurred by any consultant
prior to the execution of an agreement or contract. The City of Dubuque is not liable for
any costs incurred by the consultant that are not specified in any contract. The City of
Dubuque is an Equal Opportunity Employer.
All correspondence regarding this RFP should be directed to David Harris, Director,
Housing and Community Development Dept, Dubuque, Iowa, 52001, by telephone at
563-589-4239, by fax at 563-589-4244, or by email at dharrisCa~cityofdubugue.orq.
EVALUATION CRITERIA
Proposals will be screened to ensure that they meet the minimum requirements of the
proposal format. A review of qualifying proposals will be evaluated by a selection
committee. Consultants may be invited to an interview with the selection committee.
Evaluation criteria will include the following:
• Experience and achievements of the firm.
• Qualifications and experience of principal staff or project team on similar
projects.
• Grasp of project requirements, understanding of project scope and level of
interest by firm.
• Design approach/methodology in completing the scope of services.
• Approach to communication throughout the project, including methods to
promote public involvement and engage neighborhood residents
• Ability to deliver the products in a timely manner and within budget.
• Ability to maintain a high level of direct interaction and communication with City
staff and the citizen advisory group
• Public facilitation capabilities and experience in working with the public
• Ability to produce hi-quality, user-friendly documents with hi-quality graphics
• Proposed schedule to complete the project.
• Proposed cost to complete the project.
SCHEDULE C
INSURANCE REQUIREMENTS FOR PROFESSIONAL SERVICES
All policies of insurance required hereunder shall be with an insurer authorized to
do business in Iowa. All insurers shall have a rating of A of better in the current
A.M. Best Rating Guide.
2. All policies of insurance shall be endorsed to provide a thirty (30) day advance
notice of cancellation to the City of Dubuque if cancellation is prior to the
expiration date. This endorsement supersedes the standard cancellation
statement on the Certificate of Insurance.
3. shall furnish a Certificate of Insurance to the City of
Dubuque, Iowa for the coverage required in Paragraph 6 below. Such
Certificates shall include copies of the following endorsements:
a) Thirty day notice of cancellation to the City of Dubuque.
b) Commercial General Liability policy is primary and non-contributing.
c) Commercial General Liability additional insured endorsement.
d) Governmental Immunities Endorsement.
e) Waiver of Recovery under workers compensation.
shall also be required to provide Certificates of
Insurance of all subcontractors and all sub-sub contractors who perForm work or
services pursuant to the provisions of this contract. Said certificates shall meet
the same insurance requirements as required of
4. Each certificate shall be submitted to the contracting department of the City of
Dubuque.
5. Failure to provide minimum coverage shall not be deemed a waiver of these
requirements by the City of Dubuque. Failure to obtain or maintain the required
insurance shall be considered a material breach of this agreement.
6. Contractor shall be required to carry the following minimum coverage/limits or
greater if required by law or other legal agreement:
a) COMMERCIAL GENERAL LIABILITY
General Aggregate Limit $2,000,000
Products-Completed Operations Aggregate Limit $1,000,000
Personal and Advertising Injury Limit $1,000,000
Each Occurrence Limit $1,000,000
Fire Damage Limit (any one occurrence) $ 50,000
Medical Payments $ 5,000
This coverage shall be written on an occurrence, not claims made, form
per project. All deviations or exclusions from the standard ISO
commercial general liability form CG 0001 or Business owners BP 0002
shall be clearly identified.
Governmental Immunity endorsement identical or equivalent to form
attached.
An additional insured endorsement identical or equivalent to ISO Form CG
2026 and include as additional insured: "The City of Dubuque, including
all its elected and appointed officials, all its employees and volunteers, all
its boards, commissions and/or authorities and their board members,
employees, and volunteers."
b) WORKERS COMPENSATION & EMPLOYERS LIABILITY
Statutory for Coverage A
Employers Liability: $100,000 each accident
$100,000 each employee-disease
$500,000 policy limit-disease
Policy shall include an endorsement waiving right of recovery
against City of Dubuque.
c) PROFESSIONAL LIABILITY: $1,000,000
d) UMBRELLA/EXCESS LIABILITY
Coverage to be determined on a case-by-case basis by Finance Director.
POLICY NUMBER
GENERAL LIABILITY
COMMERCIAL
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
ADDITIONAL INSURED -DESIGNATED PERSON OR
ORGANIZATION
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART.
SCHEDULE
Name of Person Or Organization:
The City of Dubuque, including all its elected and appointed officials, all its employees
and volunteers, all its boards, commissions and/or authorities and their board members,
employees, and volunteers.
(If no entry appears above, information required to complete this endorsement will be
shown in the Declarations as applicable to this endorsement.)
WHO IS AN INSURED (Section II) is amended to include as an insured the person or
organization shown in the Schedule as an insured but only with respect to liability
arising out of your operations or premises owned by or rented to you.
Copyright. Insurance Services Office. Inc 1994 CG 20
26 11 85
CITY OF DUBUQUE, IOWA
GOVERNMENTAL IMMUNITIES ENDORSEMENT
Nonwaiver of Governmental Immunitv. The insurance carrier expressly agrees and
states that the purchase of this policy and the including of the City of Dubuque, Iowa
as an Additional Insured does not waive any of the defenses of governmental
immunity available to the City of Dubuque, Iowa under Code of Iowa Section 670.4
as it is now exists and as it may be amended from time to time.
2. Claims Coverage. The insurance carrier further agrees that this policy of insurance
shall cover only those claims not subject to the defense of governmental immunity
under the Code of Iowa Section 670.4 as it now exists and as it may be amended
from time to time. Those claims not subject to Code of Iowa Section 670.4 shall be
covered by the terms and conditions of this insurance policy.
3. Assertion of Government Immunitv. The City of Dubuque, Iowa shall be responsible
for asserting any defense of governmental immunity, and may do so at any time and
shall do so upon the timely written request of the insurance carrier.
4. Non-Denial of Coverage. The insurance carrier shall not deny coverage under this
policy and the insurance carrier shall not deny any of the rights and benefits
accruing to the City of Dubuque, Iowa under this policy for reasons of governmental
immunity unless and until a court of competent jurisdiction has ruled in favor of the
defense(s) of governmental immunity asserted by the City of Dubuque, Iowa.
No Other Change in Policy The above preservation of governmental immunities shall
not otherwise change or alter the coverage available under the policy.
F:\USERS\LbartonlRehab Sec\DavidlWashington Neighborhood Plan RFPlwashingtonplanRFP.doc