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Quebecor World Dubuque CEBA Application_UDAG LoanTHE CITY OF ~,.. Dubuque AI~AmedCel~ty DUB E ~ - Masterpiece on the Mississippi 2007 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Community Economic Betterment Account (CEBA) Application for Quebecor World Dubuque, Inc. DATE: July 1, 2008 Economic Development Director Dave Heiar is recommending approval of a State of Iowa Community Economic Betterment Account (CEBA) Application and a High Quality Job Program Application to the Iowa Department of Economic Development on behalf of Quebecor World Dubuque and a $100,000 UDAG Loan from the City. Quebecor World Dubuque, Inc. intends to modernize its operations in Dubuque. The Company will initially decrease their workforce by 36 positions from 369 positions to 333 and then the project will create 13 new positions. This project will stabilize their operations to keep this plant competitive in the global marketplace. The Company will be investing approximately $19.7 million in construction, computer equipment, furniture and fixtures, machinery, and research and development. Quebecor World is currently in bankruptcy proceedings. The company does have debts with local companies. This project is essential in maintaining the viability of the plant so to make possible the repayment of these debts in the future. To assist this project, Quebecor World Dubuque, Inc. has requested a forgivable CEBA loan of $500,000. City assistance as public match for the CEBA application is required. A $100,000 UDAG zero interest loan paid over 5 years will be provided as local match. The High Quality Job Program will allow a 1 % Investment Tax Credit to the company on their capital investment. I concur with the recommendation and respectfully request Mayor and City Council approval. Michael C. Van Milligen MCVM/jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager David Heir, Economic Development Director THE CTTY OF DUbUgUB .W DUB E ~ ~ Masterpiece on the Mississippi 2007 DATE: July 1, 2008 TO: Michael Van Milligen, City Manager FROM: David Heiar, Economic Development Director SUBJECT: Community Economic Betterment Account (CEBA) and High Quality Jobs Program (HQJP) Application for Quebecor World Dubuque, Inc. INTRODUCTION This memorandum presents for City Council review and approval a resolution authorizing the submission of a Community Economic Betterment Account (CEBA) program and High Quality Job Program (HQJP) application to the Iowa Department of Economic Development on behalf of Quebecor World Dubuque, Inc., a manufacturer with operations in Dubuque. The CEBA application is attached. BACKGROUND Quebecor World Dubuque, Inc. intends to modernize its operations in Dubuque. The Company will initially decrease their workforce by 36 positions from 369 positions to 333 and then the project will create 13 new positions. This project will stabilize their operations to keep this plant competitive in the global marketplace. The printing plant, founded in 1949, was part of the former Wm. C. Brown Communications, an educational publishing company. Wm. C. Brown was sold in 1992 to the Times Mirror Corporation in Los Angeles, who in turn sold it to McGraw Hill on October 15, 1996. After the signing of the sales agreement, McGraw Hill sold the manufacturing division to the Quebecor Book Group. Wm. C. Brown Manufacturing Division became Quebecor World Dubuque, Inc. In October 1999, Quebecor Printing Inc. merged with Greenwich, Connecticut-based World Color Press, Inc., becoming the largest commercial printer in the world, serving customers in magazines, catalogs, books, retail inserts and circulars and specialty/direct mail printing. Quebecor World Dubuque, Inc. is seeking capital and corporate approval to replace existing plate-making equipment with two new devices, install two new chill water systems, construct & lease 20,000-40,000 square foot additional warehouse space, install one new 64-page press replacing 2-4 older presses, and all associated infrastructure modifications. Quebecor World is currently in bankruptcy proceedings. The company does have debts with local companies. This project is essential in maintaining the viability of the plant so to make possible the repayment of these debts in the future. The CEBA and HQJP application on behalf of the company will provide financial assistance to enable the company's expansion in Dubuque. As required by the CEBA program, the application requires a commitment of City funds to the project. DISCUSSION Quebecor World Dubuque, Inc. will initially eliminate 36 positions and retain 333 employees, then create an additional 13 new positions after the modernization. The Company will be investing approximately $19.7 million in construction, computer equipment, furniture and fixtures, machinery, and research and development. To assist this project, Quebecor World Dubuque, Inc. has requested a forgivable CEBA loan of $500,000. City assistance as public match for the CEBA application is required. A $100,000 UDAG zero interest loan paid over 5 years will be provided as local match. The HQJP will allow a 1 % Investment Tax Credit to the company on their capital investment. RECOMMENDATION I recommend that the City Council authorize the submission of a CEBA and HQJP application fora $500,000 partially forgivable loan and HQJP benefits on behalf of Quebecor World Dubuque, Inc. with a commitment of local matching funds. This project is consistent with the City's goals to help local businesses in the community, increase the number of good paying jobs and further diversify our economic base. ACTION STEP The action step for the City Council is to adopt the attached resolution. attachments F:\USERSWdejong\CEBA\Quebecor\Quebecor CEBA APP memo.doc RESOLUTION NO. 224-oa A RESOLUTION AUTHORIZING THE FILING OF A COMMUNITY ECONOMIC BETTERMENT ACCOUNT (CEBA) AND HIGH-QUALITY JOBS PROGRAM (HQJP) APPLICATION ON BEHALF OF QUEBECOR WORLD DUBUQUE, INC. Whereas, Quebecor World Dubuque, Inc. has proposed the expansion of its operations in Dubuque, Iowa; and Whereas, the City Council of Dubuque, Iowa has considered said proposal and has determined that the proposed project will contribute to the local economy through maintaining 333 jobs for area residents; and Whereas, the Iowa Department of Economic Development's Community Economic Betterment Account (CEBA) and High Quality Job Program (HQJP) was designed to assist in the economic development efforts of local jurisdictions; and Whereas, the City of Dubuque, Iowa is eligible to apply for funding from the CEBA and HQJP programs. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. That the filing of an application for participation in the Community Economic Betterment Account program and High Quality Job Program on behalf of Quebecor World Dubuque, Inc. is hereby approved. Section 2. That the local match identified in the application consisting of a $100,000 Urban Development Action Grant (UDAG) zero interest loan to assist the project is approved. Section 3. That the Mayor is hereby authorized to execute and the City Manager is hereby directed to submit said application to the Iowa Department of Economic Development together with such documents as may be required. Passed, approved, and adopted this 7t" day of July, 2. 08 ~, ~`%- ~/ Roy D. ~Buo ,Mayor Att st: ;r d'eanne Schneider, City Clerk F:\USERSWdejong\CEBA\QuebecorlResolution approving CEBA app.doc ~ ~vv~, Michael L.Tramontina, Director j 11 ~ ~ c h a n g i n 9" Iowa Department of Economic Development Application for Financial Assistance Section A -Applicant & Project Information Business Development Division Iowa Department of Economic Development 200 East Grand Avenue Des Moines, Iowa 50309 www.iowalifechanginq.com Updated: January 16, 2008 Instructions 1. All applicants shall complete Section A of the Application for Financial Assistance and attach o~ those section(s) for the program(s) to which the applicant is applying. Program Download and Complete Community Economic Bettermeant Account (CEBA) Section B Enterprise Zone Program (EZ) Section C High Quality Job Creation Program (HQJC) Section D Entrepreneurial Ventures Assistance Program (EVA) Section E Value Added Agricultural Products & Processes Financial Assistance Program (VAAPFAP) Section F Economic Development Set-Aside Program (EDSA) Section G 2. Please visit the IDED Web site, http://www.iowalifechanging.comlapplications/bus devlindex.html or contact IDED at (515) 242-4819 to see if this version of the application is still current. 3. Before filling out this application form, please read all applicable sections of the 2005 Iowa Code and Iowa Administrative Code (rules). http://www4.legis.state.ia.us/IAChtmll261.htm 4. Only typed orcomputer-generated applications will be accepted and reviewed. Any material change to the format, questions, or wording of questions presented in this application, will render fhe application invalid and it will not be accepted. 5. Complete the applicable sections of the application fully; if questions are left unanswered or required attachments are not submitted, an explanation must be included. 6. Use clear and concise language. Attachments should only be used when requested or as supporting documentation. 7. Any inaccurate information of a significant nature may disqualify the application from consideration. 8. Upon completion of the application, please submit the following to the Business Finance Team at IDED: The original, signed application form and all required attachments • .One copy of the application form and all required attachments from which additional copies can eashy be made. If electronic copies of the application and required attachments are available, please a-mail these documents to businessfinance(a.iowalifechanging.com in addition to submitting the original plus one copy. Business Finance Team Iowa Department of Economic Development 200 East Grand Avenue Des Moines IA 50309 Application Due Dates IDED Board Meefin A licafion Due Dafe Februa 21, 2008 Janua 28, 2008 March 20, 2008 Februa 25, 2008 A ril 17, 2008 March 24, 2008 Ma 15, 2008 Aril 21, 2008 June 19, 2008 Ma 27, 2008 Jul 17, 2008 June 23, 2008 Au ust 21, 2008 Jul 28, 2008 Se tember 18, 2008 Au ust 25, 2008 October 16, 2008 Se tember 22, 2008 November 20, 2008 October 27, 2008 December 18, 2008 November 24, 2008 Section A-Applicant & Project Information Public Records Policies Information Submitted to IDED. The Iowa Department of Economic Development (IDED) is subject to the Open Records law (Iowa Code, Chapter 22). Treatment of information submitted to IDED in this application is governed by the provisions of the Open Records law. All public records are available for public inspection. Some public records are considered confidential and will not be disclosed to the public unless ordered by a court, the lawful custodian of the record, or by another person duly authorized to release the information. Confidential Records. IDED automatically treats the following records as confidential and they are withheld from public disclosure: • Tax Records • Quarterly Iowa Employer's Contribution and Payroll Report prepared for the Iowa Workforce Development Department • Payroll Registers • Business Financial Statements and Projections • Personal Financial Statements Other information supplied to IDED as part of this application may be treated as confidential under Iowa Code section 22.7. Following are the classifications of records which are recognized as confidential under Iowa law and which are most frequently applicable to business information submitted to IDED: • Trade secrets [Iowa Code §22.7(3)] • Reports to governmental agencies which, if released, would give advantage to competitors and serve no public purpose. [Iowa Code §22.7(6)] • Information on an industrial prospect with which the IDED is currently negotiating. [Iowa Code §22.7(8)] • Communications not required by law, rule or regulation made to IDED by persons outside the government to the extent that IDED could reasonably believe that those persons would be discouraged from making them to the Department if they were made available for general public examination. [Iowa Code §22.7(18)] Any requests for confidentiality beyond the items listed above may cause your application to be put on hold until those requests are resolved. Information supplied to IDED as part of this application that is material to the application andlor the state program to which the applicant is applying including, but not limited to the number and type of jobs to be created, wages for those jobs, employee benefit information, and project budget, are considered open records and will not be treated as confidential. Additional Information Available. Copies of Iowa's Open Record law and IDED's administrative rules relating to public records are available from the Department upon request. Section A -Applicant & Project Information g Applicant Information 1. Name of Business: Quebecor World Dubuque, Inc. Address: 2470 Kerper Blvd. City, State & Zip Code: Dubuque, IA 52001 Contact Person: R. Gary Armstrong Title: VP/GM Phone: 563-587-4848 Fax: 563-587-4845 Email: garv-r.armstrongCa~guebecorworld.com OR: Contact Person: Jeremy Roberts Title: Senior VP, Corporate Finance & Treasurer Phone: 514-877-5118 Fax: 514-954-0205 Email; jeremy.roberts aC~.guebecorworld.com 2. SIC or NAICS Code: 2752 3. Federal ID Number: 36-4067254 State of Incorporation: Iowa Does the Business file a consolidated tax return under a different tax ID number? ®Yes ^ No If yes, please also provide that tax ID number: 74-2513918 Is the contact person listed above authorized to obligate the Business? ®Yes ^No If no, please provide the name and title of a company officer authorized to obligate the Business: If the application was prepared by someone other than the contact person listed above, please complete the following: Name: Vickie Eppler, CPA, MBA Title: Controller Organization: Quebecor World Dubuque, Inc. Address: 2470 Kerper Blvd. City, State, & ZIP Code: Dubuque, IA 52001 Phone: 563-587-4804 Fax:563-587-4811 Sponsor Information Email: vickie.eppleranguebecorworld.com Please review the following table to determine who needs to sponsor this application. Depending on the programs being applied for, more than one sponsor may be necessary. Program Acceptable S onsor CEBA Cit or Coun or Communit Colle a in which the Project Site is Located EZ Local Enter rise Zone Commission HQJC Cit or Count in which the Project Site is Located EVA City or County in which the Project Site is Located; John Pappajohn Entrepreneurial Center; a Small Business Develo ment Center; Business Accelerator; or an a uivalent or anization reco nized b the IDED VAAPFAP Cit or Count in which the Project Site is Located or Local Develo ment Entit EDSA Cit or Count in which the Project Site is Located Sponsor Organization: Greater Dubuque Development Corporation & City of Dubuque Official Contact (e.g. Mayor, Chairperson, etc.): Daniel McDonald Title: VP of Existing Business Address: 300 Main Street; Suite 120 City, State & ZIP Code: Dubuque, IA 52001 Phone: 563-557-9049 Fax: 563-557-1059 E-mail: danielM@greaterdubuque.org If IDED needs to contact the sponsor organization with questions, should we contact the person listed above? ® Yes ^ No, please contact the following person: Name: Title: Address: City, State & ZIP Code: Phone: Fax: E-mail: If necessary, please list information on additional sponsors in an attachment. Section A -Applicant & Project Information Certification & Release of Information I hereby give permission to the Iowa Department of Economic Development (IDED) to research the Business' history, make credit checks, contact the Business' financial institutions, insurance carriers, and perform other related activities necessary for reasonable evaluation of this application. I also hereby authorize the Iowa Department of Revenue to provide to IDED state tax information pertinent to the Business' state income tax, sales and use tax, and state tax credits claimed. I understand that all information submitted to IDED related to this application is subject to Iowa's Open Record Law (Iowa Code, Chapter 22). I understand this application is subject to final approval by IDED and the Project may not be initiated until final approval is secured. (High Quality Job Creation Program applications may be submitted up to 12 months following the completion of the project.) I understand that IDED reserves the right to negotiate the financial assistance. Furthermore, I am aware that financial assistance is not available until an agreement is executed within a reasonable time period following approval. I hereby certify that all representations, warranties, or statements made or furnished to IDED in connection with this application are true and correct in all material respect. I understand that it is a criminal violation under Iowa law to engage in deception and knowingly make, or cause to be made, directly or indirectly, a false statement in writing for the purpose of procuring economic development assistance from a state agency or subdivision. For the Business: Signature Date R. Gary Armstrong, VP/GM for Quebecor World Dubuque, Inc. Name and Title (typed or printed) For the Sponsor(s): Signature Date Daniel McDonald VP of Existing Business for the Greater Dubuque Development Group Name and Title (typed or printed) Please use fhe following if more than one sponsor is required. (For example, use Phis if a signature from fhe local Enferprise Zone Commission is required in addition fo the signature from fhe Mayor of the sponsoring city.) Signature Date Name and Title (typed or printed) IDED will not provide assistance in situations where it is determined that any representation, warranty, or statement made in connection with this application is incorrect, false, misleading or erroneous in any material respect. If assistance has already been provided prior to discovery of the incorrect, false, or misleading representation, IDED may initiate legal action to recover incentives and assistance awarded to the Business. Section A -Applicant & Project Information Project Information 1. Provide a brief description and history of the Business. Include information about the Business' products or services and its markets and/or customers. I. Profile This printing operation in Dubuque, IA includes book printing and short-run facilities that specialize in serving the elementary and college textbook markets, along with the specialty trade book market. II. History The printing plant, founded in 1949, was part of the former Wm. C. Brown Communications,• an educational publishing company. Wm. C. Brown was sold in 1992 to the Times Mirror Corporation in Los Angeles, who in turn sold it to McGraw Hill on October 15, 1996. After the signing of the sales agreement, McGraw Hill sold the manufacturing division to the Quebecor Book Group. Wm. C. Brown Manufacturing Division became Quebecor World Dubuque, Inc. In October 1999, Quebecor Printing Inc. merged with Greenwich, Connecticut-based World Color Press, Inc., becoming the largest commercial printer in the world, serving customers in magazines, catalogs, books, retail inserts and circulars and specialty/direct mail printing. III. Top Customers • McGraw Hill • Pearson • Cengage Publishing • Time Warner Inc. • Scholastic 2. Business Structure: ^ Cooperative ^ Partnership Kendall/Hunt Wolters Kluwer Reed Elsevier Evan Moor ® Corporation ^ Limited Liability Company ^ Not for Profit ^ S-Corporation ^ Sole Proprietorship State of Incorporation: Iowa 3. Identify the Business' owners. Quebecor World, Inc. is a publicly traded corporation with the following officers: Quebecor World (USA) Inc. Owns 100% of Quebecor World Dubuque Inc. Quebecor World Inc. is a publicly traded company Does a woman, minority, or person with a disability own over 50% of the Business? ^ Yes ®No If yes, is the business certified as a Targeted Small Business? ^ Yes ^ No 4. List the Business' Iowa Locations and the Current Number of Employees at each Location. Quebecor World Dubuque, Inc. 367 employees (today) Quebecor World Waukee 158 employees (sister plant) Quebecor World Carroll 50 employees (sister plant) 5. What is the Business' worldwide employment? (Please include employees of parent company, subsidiaries, and other affiliated entities in this figure.) Quebecor World, Inc. employs 43,000 individuals over 160 plants and 16 countries 6. Briefly describe the proposed project for which assistance is being sought. (Include project timeline with dates, facility size, infrastructure improvements, proposed products/services, any new markets, etc.) Quebecor World Dubuque, Inc. is seeking capital and corporate approval to replace existing plate-making equipment with two new devices, install two new chill water systems, construct & lease 20,000-40,000 square foot additional warehouse space, install one new 64-page press replacing 2-4 older presses, and all associated infrastructure modifications. Following is the timeline for the key events of this project: Section A -Applicant & Project Information • Construction of 20,000 - 40,000 sq. ft. warehousing space 3~d quarter 2009 - 2~d quarter 2009 • Internal infrastructure modifications 3~d quarter 2009 - 2°d quarter 2009 • Installation of two new chill water systems 3~d quarter 2008 - 4th quarter 2009 • Installation of two new pre-press plate-making devices 4~ quarter 2008 -1 St quarter 2009 • Installation of 64-page printing press June -August 2009 • Production begins on new press September 2009 7. Project Address (Street Address, City, and County): 2470 Kerper Blvd. Dubuque, IA 52001 Dubuque County 8. Type of Business Project: ^ Startup ®Expansion of Iowa Company ^ New Location in Iowa ^ Relocation from another State 9. Please identify the management at the project location and his/her/their experience. VP/General Manager Division Controller Human Resources Mgr. Production Services Mgr. Pre-Press & Digital Print Mgr Pressroom Mgr. Bindery Mgr. Project Manager Six Sigma Black Belt Gary Armstrong, MBA Vickie Eppler, CPA,MBA-Operations Management Mary Lee Roth, PHR Jim Betzner Ron Isom Don Gottschalk Gary Arnold Jack Foran Benjamin Vesely, MBA-Operations Management 10. Has any part of the project started? If yes, please explain. ^ Yes ®No Section A -Applicant & Project Information 11 .Project Budget: AMOUNT BUDGETED Use of Funds Cost Source A Source B Source C Source D Source E SourcE Land Ac uisition $ $ $ $ $ $ $ Site Pre aration $1,145,000 $ $ $ $1,145,000 $ $ Buildin Ac uisition $ $ $ $ $ $ $ Buildin Construction $ $ $ $ $ $ $ Buildin Remodelin $ $ $ $ $ $ $ Mf .Machine & E ui . $17,535,000 $500,000 $ $100,000 $16,935,000 $ $ Other Machine & E ui . $ $ $ $ $ $ $ Rackin , Shelvin , etc. $ $ $ $ $ $ $ Com uter Hardware $ $ $ $ $ $ $ Com uter Software $ $ $ $ $ $ $ Furniture & Fixtures $ $ $ $ $ $ $ Workin Ca ital $ 729,000 $ $ $ $ 729,000 $ $ Research & Develo ment $ 41,000 $ $ $ $ 41,000 $ $ Job Trainin $ 304,000 $ $ $ $ 304,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ TOTAL $19,754,000 $500,000 $ $100,000 $19,154,000 $ $ Racking, Shelving and Conveyor Equipment used in Warehouse or Distribution Center Projects Does the Business plan to lease the facility? ®Yes ^ No If yes, please provide the Annual Base Rent Payment (lease payment minus property taxes, insurance, and operating/maintenance expenses) and the length of the lease agreement. $1,123,000 adjusted annually by CPI; Leased through June 2017 PROPOSED FINA NCING Source of Funds (List tax benefits separately; not as a source of funds.) Amount Form of Funds (Loan, Grant, In-Kind Donation, etc.) Rate Term Co Include wh pays Source A: IDED $ 500,000 CEBA -all for ivable 0% Source B: Other State (e.g. Communit Colle e, DOT, etc. $ Source C: Local Government $ 100,000 Source D: Business $19,154,000 Contact Jeremy Roberts @ 514-877- 5118for this information Source E: Other Private Sources $ Source F: $ Source G: $ Source H: $ TOTAL $19,754,000 Please list below any tax benefits (e.g. Investment Tax Credit, Sales Tax Refund. R&D Tax Cre dit. New Jobs Tax Credit. Proper ty Tax ExemptionlAbatement, etc.) that the Business expects to receive and included the estimated value of each tax benefit: + 1) Iowa Investment Tax Credit $1.8 million; 2) Sales tax credit $60,000; 3) Research & Development tax credit ($5,000); 4) Real Estate Tax credit (undetermined value at this time) 12 Employee Benefits Total Annual Cost (show on a portion of Total Plan Provisions I l d d d Provided by the Annual Cost Paid nc u e e uctibles, coinsurance %, office visit ( Business per employee by the Business* co-payments, annual out-of-pocket maximums, basis face amounts, company match, etc.) Employ Family Employee Family ee Medicallns: $6,698 $9,043 $5,526 $5,526 Signature 90 $6,339 $7,965 $5,526 $5 526 Si nature 80 , Em to ee Benefits: Please identi all em to ee benefits rovided b and aid for in full or in art b the Business. Section A -Applicant & Project Information Dental Insurance: Managed $437 $749 $287 $287 Traditional $466 $791 $287 $287 Note: Basic Vision is included with Vision Insurance: Signature 90 & 80 at no additional cost BaSiC $ 0 $ 54 $ 0 $ 0 for employees covered by those plans. Extended $143 $285 $ 0 $ 0 Note: Supplemental information is Life Insurance: $ 59 N/A $ 59 N/A not broken down between Employee Basic $253 See $ 0 $ 0 & Family so all is included under Supplemental note Employee. All employees receive basic STD at no Short Term Disability cost; Supplemental is available, but (STD) $ 31 N/A $ 31 N/A rates vary depending on coverage Basic Supplemental $253 See $ 0 $ 0 chosen. Amount shown is average note amount for all participants. Long Term Disability $360 N/A $171 N/A (LTD) * If the business's plan is self-insured, please use the amount paid by the business for costs associated with employee and family coverage during the past three years and then, determine the business' average annual contribution per employee for that three year period. Does the Business offer a pension plan, 401 (k) plan, and/or retirement plan? ® Yes ^ No If pension plan: Average annual benefit per employee: N/A If 401 (k) Plan: Company match offered as a percentage of salary: 2% Average annual match paid as a percentage of salary: 2% If other retirement plans: Type of plan; 401A Average annual benefit per employee: 2% based on annual wage Does the Business offer aprofit-sharing plan? ^ Yes ® No If yes, please indicate the total amount paid out each year for the past three year and then, determine the average annual bonus or contribution per employee for that three year period. Does the Business offer child care services? ^ Yes ® No 13. Identify the Business' competitors. If any of these competitors have Iowa locations, please explain the nature of the competition (e.g. competitive business segment, estimated market share, etc.) and explain what impact the proposed project may have on the Iowa competitor. All other plants in the Book Group (Versailles, KY; Taunton, MA; Eusey, MA; Fairfield, PA; Martinsburg, WV, Buffalo, NY) and other printing companies such as Von Hoffmann Section A -Applicant & Project Information 14. Will any of the current Iowa employees lose their jobs if this project does not proceed in Iowa? ® Yes ^ No If yes, please explain why and identify those jobs as "retained jobs" in the following question. The proposed project allows Quebecor World Dubuque to acquire technology that will keep the plant competitive. Without the changes, other plants would have a competitive advantage over Dubuque resulting in eventual loss of business and jobs. Section A -Applicant & Project Information 10 15. List the jobs that will be retained and/or created as the result of this project. (A retained job is an existing job that would be eliminated or moved to another state if the project does not proceed in Iowa.) For retained jobs, include the current hourly wage rate. Forjobs to be created, including the starting hourly wage rate. Job Title Skills, Education, or Experience Required Number of Jobs Retained (R) or Created C Starting or Current Hourly Wage Rate Year 1 of the Project See end of report for listing of retained 'obs; 331 R Varies Customer Service Re BA ore uivalent ex erience 1 C $23.00 Administrative Assistant AA ore uivalent ex erience 1 C $15.15 Electronic Out ut 0 erator AA ore uivalent ex erience 4 C $17.00 Fork Lift 0 erator Hi h School Di loma; Forklift Certificate 4 C $14.13 Binde Cate o 2 Hi h School Di loma 3 C $12.95 Year 1 Subtotal 344 Year 2 of the Pro'ect No than es antici ated after ear 1 Year 2 Subtotal ~ '- Year 3 of the Pro'ect Year 3 Subtotal ~ ~~~~ ~ _ ' ~,_ ' Total Number of Retained Jobs Total Number of Created Jobs: 333 in Dubuque + 208 in Waukee and Carroll Iowa 13 Section A -Applicant & Project Information 11 16. Discuss each of the following items with respect to the proposed project: a) the current employment conditions in the community, include any business closures, unemployment rates, etc. and if applicable, the community's need for assistance in attracting the Business. The unemployment rate in Dubuque County is currently at 4.1 % compared to the national rate of 5.5%. This does not take into consideration the declining need for manufacturing jobs in Dubuque shown by recent downsizing at Eagle Window and Door and Flexsteel. Quebecor World will need to continue investing in the Dubuque plant to retain the competitive edge with new technology in the market. b) impact of the proposed project on the community and the state, include projections that reflect the impact on local and state tax revenue and any additional costs the community will incur as the result of the proposed project; Other than the requested funds, this project is not expected to cause the community to incur any additional costs. Loss of tax revenue would include amounts allowed in the requested Investment Tax Credit, Sales Tax Credit, Real Estate Tax Credit, and the Research & Development Tax Credit c) impact the proposed project will have on current employees, including the potential for increased skills and wages; Associates will be trained on the new press and Prepress equipment plus one professional position is being added. The plant always tries to promote from within first and then seeks candidates from the outside if no one steps up. Dubuque's current average hourly rate was $16.79 in January 2008. The retention of good paying jobs in the Dubuque manufacturing sector should be a priority. d) impact the investment will have on the ability of the business to expand, upgrade, or modernize its capabilities. The investment will allow the plant to upgrade the existing equipment with state of the art equipment which will allow it to be competitive in the market. 17. Is the Business actively considering locations outside of Iowa? ®Yes ^ No If yes, where and what assistance is being offered? Kentucky, Massachusetts, West Virginia, New York, Colorado, and Pennsylvania are some of the possible alternate locations. We do not know what incentives would be offered by those states or communities. 18. There are three general justifiable reasons for assistance. Check the box next to the reason why assistance is needed to complete this project ^ Financing Gap -The Business can only raise a portion of the debt and equity necessary to complete the project. A gap between sources and uses exists and state and/or federal funds are needed to fill the gap. ^ Rate of Return Gap -The Business can raise sufficient debt and equity to complete the project, but the returns are inadequate to motivate an "economic person" to proceed with the project. Project risks outweigh the rewards. ® Locational Disadvantage (Incentive) -The Business is deciding between a site in Iowa (site A) and a site in another state (site B) for its project. The Business argues that the project will cost less at site B and will require a subsidy to equalize costs in order to locate at site A. The objective here is to quantify the cost differential between site A and site B. What measures were analyzed to determine the amount and form of assistance needed? ROI, payback, logistics, accessibility, labor markets, etc. 19. What amount of state assistance is requested based on the above-identified need? $500,000 direct assistance and tax incentives What type/form of assistance is preferred (e.g. loans, forgivable loans, tax incentives, etc.)? Forgivable loans & tax incentives Section A -Applicant & Project Information ~ 2 20. Please indicate what program(s) the Business is applying to and download and submit those applicable sections: ® CEBA (Complete Section B) ® EZ (Complete Section C) ^ HQJC (Complete Section D) ^ EVA (Complete Section E) ^ VAAPFAP (Complete Section F) ^ EDSA (Complete Section G) The Department reserves fhe right to review fhis application and determine, based on fhe proposed project and available program funds, which financial assistance program(s) is besf suited for the Business' projecf. The actual program(s) utilized may vary from fhe programs indicated above. Section A -Applicant & Project Information 13 21. Fiscal Impact Ratio Information -Business Taxes IDED is required to calculate fhe fiscal impact on state and local government investments in Phis project. Data from other parts of fhe application will be combined with the estimates requested below to calculate fhe required return on investment information. Instructions for Question 21 - IDED is asking for a best estimate on the increase in taxes associated with this project. - Estimates should only include the expected increase in tax liability resulting from this project. - At minimum, IDED needs estimates for the first three years of the project. - Show data as if no tax abatements or tax credits awarded for this groiect were taken. - For partnership forms of ownership (e.g. limited partnerships, s-corporations, LLC, etc.), please estimate the partners' increase in Iowa tax liability due to this project. - Sales and use taxes refer to the taxes paid on materials, etc. that the Business purchases, not taxes you collect from sales to your customers. - Applicants will not be held to these numbers with respect to any award from or contract with IDED. - This page of the application will automatically be treated as confidential. Increase in Tax Collections Associated with this Project State Business Taxes Year 1 Year 2 Year 3 Year 4 Year 5 State Corporate Income Tax* $ 688 $ 13,990 $ 16,583 $ 16,583 $ 16,583 State Business Sales and Use Tax $0.00 $0.00 $0.00 $0.00 $0.00 Insurance Companies: Provide State Insurance Premium Tax Local Business Taxes Year 1 Year 2 Year 3 Year 4 Year 5 Local Real Estate Property Tax $ 27,644 $ 27,644 $ 27,644. $ 27,644 $ 27,644 Local Option Sales Tax $0.00 $0.00 $0.00 $0.00 $0.00 Section A -Applicant & Project Information ~ 4 Pay grade breakdown Year 1 # of Range Rate Pay grade employees 193,040 E10 1 E10 Total 1 90,887 E7 1 87,436 E7 1 84,176 E7 1 82,915 E7 1 82,804 E7 1 81,213 E7 1 70,623 E7 1 $64,400 - $96,800 E7 Total 7 63,255 E5 1 61,748 E5 1 59,589 E5 1 59,562 E5 1 57,365 E5 1 56,964 E5 1 56,165 E5 1 55,922 E5 1 54,060 E5 1 50,000 E5 1 Application Checklist 2 45,000 E5 1 $49,200 - $73,800 E5 Total 11 66,638 E4 1 55,416 E4 1 54,500 E4 1 52,705 E4 1 49,896 E4 1 49,817 E4 1 $43,600 - $65,600 E4 Total 6 63,000 E3 1 49,413 E3 1 49,396 E3 1 47,845 E3 2 47,742 E3 1 47,714 E3 1 47,230 E3 1 45,827 E3 1 43,219 E3 1 $38,300 - $57,500 E3 Total 10 41,168 E2 1 40,927 E2 1 40,765 E2 1 Application Checklist 3 36,515 E2 1 35, 085 E2 1 $33,600 - $50,600 E2 Total 5 17.23 NE7 1 15.61 NE7 1 15.15 NE7 2 14.70 NE7 1 14.64 NE7 1 14.59 NE7 1 14.37 NE7 2 13.84 NE7 1 $11.14 - $16.98 NE7 Total 10 24.38 P10 6 22.63 P10 1 $18.28 - $24.38 P10 Total 7 23.11 P9 14 21.43 P9 1 19.20 P9 1 $17.10 - $23.11 P9 Total 16 22.63 P8 1 21.30 P8 2 21.29 P8 12 $15.92 - $21.29 P8 Total 15 20.61 P7 34 19.34 P7 5 16.99 P7 2 $15.03 - $20.61 P7 Total 41 19.32 P6 21 $14.68 - $19.31 P6 Total 21 17.97 P5 22 16.83 P5 3 $13.53 - $17.97 P5 Total 25 17.51 P4 1 17.29 P4 1 16.99 P4 1 16.40 P4 1 16.09 P4 48 Application Checklist 4 15.10 P4 4 14.61 P4 3 14.32 P4 7 13.55 P4 1 $12.17 - $16.09 P4 Total 67 14.61 P3 19 13.29 P3 1 12.29 P3 1 11.29 P3 4 $11.29 - $14.61 P3 Total 25 14.01 P2 2 13.33 P2 66 12.20 P2 3 11.29 P2 2 11.20 P2 4 10.10 P2 2 $10.10 - $13.33 P2 Total 79 Grand Total 346 Application Checklist 5 Company Name: Quebecor World, Dubuque Payroll Date: 06/27/08 Source of Payroll Information: Lawson Payroll Current Employment Status: Name or Employee I Hourly Wag Full Time (FT) or Part Time (PT) Position 0161 $ 17.51 FT Forklift Operator 4415 $ 24.38 FT 1st Press Operator (8 unit) 4550 $ 23.11 FT 1st Press Operator (4 color ) 1828 $ 21.30 FT 1st Press Operator - 2 color 4601 $ 21.30 FT 1st Press Operator - 2 color 3270 $ 21.29 FT 1st Press Operator (2 unit) 4606 $ 21.29 FT 1st Press Operator (2 unit) 4816 $ 23.11 FT 1st Press Operator (4 unit ) 3557 $ 23.11 FT 1st Press Operator (4 unit) 2418 $ 23.11 FT 1st Press Operator (4 unit) 4156 $ 23.11 FT 1st Press Operator (4 unit) 4232 $ 23.11 FT 1st Press Operator (4 unit) 4378 $ 23.11 FT 1st Press Operator (4 unit) 4565 $ 23.11 FT 1st Press Operator (4 unit) 4559 $ 24.38 FT 1st Press Operator (8 unit ) 3501 $ 23.84 FT 1st Press Operator (8 unit) 2414 $ 24.38 FT 1st Press Operator (8 unit) 0654 $ 24.38 FT 1st Press Operator (8 unit) 1059 $ 24.38 FT 1st Press Operator (8 unit) 4393 $ 24.38 FT 1st Press operator (8 unit) 4624 $ 24.38 FT 1st Press Operator (8 unit) 4588 $ 24.38 FT 1st Press Operator (8 unit) 4607 $ 24.38 FT 1st Press Operator (8 unit) 4630 $ 24.38 FT 1st Press Operator (8 unit) 4455 $ 24.38 FT 1st Press Operator (8 unit) 1218 $ 23.11 FT 1st Press Operator (Combo) 4319 $ 23.11 FT 1st Press Operator (Combo) 4670 $ 23.11 FT 1st Press Operator (Combo) 0162 $ 23.11 FT 1st Press Operator (Combo) 4501 $ 22.63 FT 1st Press Operator Floater - (8 unit) 2411 $ 2438 FT 1st Press (~11P.1'AtflY flnatPr - (R nnitl 8 first press operators to be eliminated 4760 $ 16.50 FT 2nd Press Operator - 2 unit 4679 $ 16.99 FT 2nd Press Operator (Floater) 4150 $ 19.32 FT 2nd Press Operator (2 unit) 4561 $ 19.32 FT 2nd Press Operator (2 unit) 4562 $ 19.32 FT 2nd Press Operator 2 unit 4920 $ 19.34 FT 2nd Press Operator 4662 $ 19.34 FT 2nd Press Operator 4643 $ 19.34 FT 2nd Press Operator -Floater 16 Second Press 4335 $ 19.34 FT 2nd Press Operator -Floater Operator Positions 1739 $ 20.61 FT 2nd Press Operator to be Eliminated 1460 $ 20.61 FT 2nd Press Operator 0425 $ 20.61 FT 2nd Press Operator 2234 $ 20.61 FT 2nd Press Operator 2223 $ 20.61 FT 2nd Press Operator 4269 $ 20.61 FT 2nd Press Operator 4141 $ 20.61 FT 2nd Press Operator 4L1J ~ LU.bl t' 1 2nd Press 4357 $ 20.61 FT 2nd Press 4388 $ 20.61 FT 2nd Press 4389 $ 20.61 FT 2nd Press Operator 4391 $ 20.61 FT 2nd Press Operator 2759 $ 20.61 FT 2nd Press Operator 4364 $ 20.61 FT 2nd Press Operator 4151 $ 20.61 FT 2nd Press Operator 4497 $ 20.61 FT 2nd Press Operator 4522 $ 20.61 FT 2nd Press Operator 4526 $ 20.61 FT 2nd Press Operator 4543 $ 20.61 FT 2nd Press Operator 4566 $ 20.61 FT 2nd Press Operator 4576 $ 20.61 FT 2nd Press Operator 4574 $ 20.61 FT 2nd Press Operator 4578 $ 20.61 FT 2nd Press Operator 4632 $ 20.61 FT 2nd Press Operator 4663 $ 20.61 FT 2nd Press Operator 4564 $ 20.61 FT 2nd Press Operator 4626 $ 20.61 FT 2nd Press Operator 4489 $ 20.61 FT 2nd Press Operator 4611 $ 20.61 FT 2nd Press Operator 4633 $ 20.61 FT 2nd Press Operator -FLOATER 4476 $ 17.97 FT 4 Knife Trimmer Operator 4465 $ 17.97 FT 4 Knife Trimmer Operator 4739 $ 28.65 FT Accounting Supervisor 4579 $ 14.59 FT Administrative Assistant 1729 $ 14.64 FT Administrative Assistant 1362 $ 15.61 FT Administrative Assistant 4862 $ 13.84 FT Administrative Assistant 4409 $ 16.83 FT Assistant Binder Operator 4713 $ 16.83 FT Assistant Binder Operator 4362 $ 17.97 FT Assistant Binder Operator 4469 $ 17.97 FT Assistant Binder Operator 4514 $ 17.97 FT Assistant Binder Operator 4516 $ 17.97 FT Assistant Binder Operator 4540 $ 17.97 FT Assistant Binder Operator 4567 $ 17.97 FT Assistant Binder Operator 4548 $ 17.97 FT Assistant Binder Operator 4651 $ 17.97 FT Assistant Binder Operator 4676 $ 17.97 FT Assistant Binder Operator 4737 $ 27.00 FT Assistant Controller 4399 $ 16.09 FT Baler Operator 4290 $ 16.09 FT Baler Operator 1910 $ 14.70 FT Billing Specialist 0913 $ 17.23 FT Billing Specialist 2694 $ 14.37 FT Billing Specialist 4941 $ 11.20 FT Bindery Category 1 4945 $ 11.20 FT Bindery Category 1 4949 $ 11.20 FT Bindery Category 1 4913 $ 11.20 FT Bindery Category 1 4930 $ 11.20 FT Bindery Category 1 4922 $ 12.20 FT Bindery Category 1 4902 $ 12.20 FT Bindery Category 1 0738 $ 13.33 FT Bindery Category 1 3314 $ 13.33 FT Bindery Category 1 2554 $ 13.33 FT Bindery Category 1 2726 $ 13.33 FT Bindery Category 1 4735 $ 13.33 FT Bindery Category 1 4257 $ 13.33 FT Bindery Category 1 4246 $ 13.33 FT Bindery Category 1 4398 $ 13.33 FT Bindery Category 1 4486 $ 13.33 FT Bindery Category 1 4531 $ 13.33 FT Bindery Category 1 4535 $ 13.33 FT Bindery Category 1 4568 $ 13.33 FT Bindery Category 1 4787 $ 13.33 FT Bindery Category 1 4901 $ 13.33 FT Bindery Category 1 1746 $ 13.33 FT Bindery Category 1 4549 $ 13.33 FT Bindery Category 1 4592 $ 13.33 FT Bindery Category 1 4600 $ 13.33 FT Bindery Category 1 4615 $ 13.33 FT Bindery Category 1 4634 $ 13.33 FT Bindery Category 1 4635 $ 13.33 FT Bindery Category 1 4642 $ 13.33 FT Bindery Category 1 4649 $ 13.33 FT Bindery Category 1 4656 $ 13.33 FT Bindery Category 1 4657 $ 13.33 FT Bindery Category 1 4664 $ 13.33 FT Bindery Category 1 4668 $ 13.33 FT Bindery Category 1 4669 $ 13.33 FT .Bindery Category 1 4685 $ 13.33 FT Bindery Category 1 4690 $ 13.33 FT Bindery Category 1 4705 $ 13.33 FT Bindery Category 1 4706 $ 13.33 FT Bindery Category 1 4709 $ 13.33 FT Bindery Category 1 4716 $ 13.33 FT Bindery Category 1 4722 $ 13.33 FT Bindery Category 1 4728 $ 13.33 FT Bindery Category 1 4743 $ 13.33 FT Bindery Category 1 4744 $ 13.33 FT Bindery Category 1 4752 $ 13.33 FT Bindery Category 1 4758 $ 13.33 FT Bindery Category 1 4767 $ 13.33 FT Bindery Category 1 4768 $ 13.33 FT Bindery Category 1 4772 $ 13.33 FT Bindery Category 1 4778 $ 13.33 FT Bindery Category 1 4813 $ 13.33 FT Bindery Category 1 4823 $ 13.33 FT Bindery Category 1 4834 $ 13.33 FT Bindery Category 1 4842 $ 13.33 FT Bindery Category 1 4849 $ 13.33 FT Bindery Category 1 4846 $ 13.33 FT Bindery Category 1 4856 $ 13.33 FT Bindery Category 1 4857 $ 13.33 FT Bindery Category 1 4871 $ 13.33 FT Bindery Category 1 4873 $ 13.33 FT Bindery Category 1 4876 $ 13.33 FT Bindery Category 1 4882 $ 13.33 FT Bindery Category 1 4887 $ 13.33 FT Bindery Category 1 4890 $ 13.33 FT Bindery Category 1 4895 $ 13.33 FT Bindery Category 1 4896 $ 13.33 FT Bindery Category 1 4899 $ 13.33 FT Bindery Category 1 4900 $ 13.33 FT Bindery Category 1 4667 $ 13.33 FT Bindery Category 1 4250 $ 14.01 FT Bindery Category 1 2363 $ 13.33 FT Bindery Category 1 4373 $ 13.33 FT Bindery Category 1 4413 $ 13.33 FT Bindery Category 1 4718 $ 13.33 FT Bindery Category 1 4347 $ 14.01 FT Bindery Category 1 2073 $ 14.61 FT Bindery Category 2 1207 $ 14.61 FT Bindery Category 2 3261 $ 14.61 FT Bindery Category 2 4405 $ 14.61 FT Bindery Category 2 4682 $ 14.61 FT Bindery Category 2 0318 $ 14.61 FT Bindery Category 2 4784 $ 14.32 FT Bindery Category 3 0194 $ 16.09 FT Bindery Category 3 0927 $ 16.09 FT Bindery Category 3 4671 $ 40.47 FT Bindery Manager 1575 $ 30.29 FT Bindery Scheduler 4491 $ 26.23 FT Bindery Supervisor 4792 $ 21.63 FT Bindery Supervisor 2425 $ 27.94 FT Bindery Sunervisor 4854 $ 14.32 FT Bundler/Stacker 4835 $ 15.10 FT Bundler/Stacker 4806 $ 16.09 FT Bundler/Stacker 4659 $ 16.09 FT Bundler/Stacker 8 Bundler /Stacker 4959 $ 12.17 FT Bundler/Stacker Positions to be 4944 $ 13.55 FT Bundler/Stacker Eliminated 4918 $ 14.61 FT Bundler/Stacker 4919 $ 14.61 FT Bundler/Stacker 4y1~ ~ 14.61 F"1' Bundler/Stacker 4818 $ 15.10 FT Bundler/Stacker 4847 $ 15.10 FT Bundler/Stacker 4855 $ 15.10 FT Bundler/Stacker 4877 $ 15.10 FT Bundler/Stacker 3720 $ 16.09 FT Bundler/Stacker 4370. $ 16.09 FT Bundler/Stacker 4395 $ 16.09 FT Bundler/Stacker 4445 $ 16.09 FT Bundler/Stacker 4532 $ 16.09 FT Bundler/Stacker 3188 $ 16.09 FT Bundler/Stacker 4504 $ 16.09 FT Bundler/Stacker 4580 $ 16.09 FT Bundler/Stacker 4636 $ 16.09 FT Bundler/Stacker 4733 $ 16.09 FT Bundler/Stacker 4387 $ 16.40 FT Bundler/Stacker 2242 $ 17.29 FT Bundler/Stacker 4777 $ 16.09 FT Bundler/Stacker 4781 $ 16.09 FT Bundler/Stacker 4653 $ 32.04 FT Business Improvement Manager 4216 $ 16.09 FT Carton Printer Operator 4666 $ 16.09 FT Carton Printer Operator 4707 $ 16.09 FT Carton Printer Operator 1549 $ 21.29 FT Case-in/Trimmer Operator 0717 $ 21.29 FT Case-in/Trimmer Operator 0741 $ 21.29 FT Case-in/Trimmer Operator 2365 $ 21.29 FT Case-In/Trimmer Operator 0185 $ 19.32 FT Casemaker 1193 $ 19.32 FT Casemaker 4599 $ 19.32 FT Casemaker 2472 $ 17.97 FT Color Custom Coordinator 4339 $ 16.87 FT Component Coordinator 4542 $ 43.70 FT Controller 0991 $ 20.61 FT Cover Coater Operator 3733 $ 20.61 FT Cover Coater Operator 4821 $ 22.94 FT Customer Representative II 0192 $ 23.99 FT Customer Service Lead 4312 $ 26.64 FT Customer Service Lead 4557 $ 25.34 FT Customer Service Lead 2932 $ 19.60 FT Customer Service Rep I 2840 $ 19.79 FT Customer Service Rep I 4414 $ 20.78 FT Customer Service Rep II 2492 $ 22.03 FT Customer Service Rep II 2326 $ 22.71 FT Customer Service Rep II 4152 $ 22.95 FT Customer Service Rep II 4253 $ 15.74 FT Cutter Operator 4457 $ 16.09 FT Cutter Operator 4481 $ 16.09 FT Cutter Operator 4577 $ 16.09 FT Cutter Operator 3757 $ 19.32 FT Electronic Output Operator 1849 $ 19.32 FT Electronic Output Operator 2012 $ 19.32 FT Electronic Output Operator 3264 $ 19.32 FT Electronic Output Operator 0150 $ 19.32 FT Electronic Output Operator 2380 $ 19.32 FT Electronic Output Operator 1721 $ 19.32 FT Electronic Output Operator 1981 $ 19.32 FT Electronic Output Operator 4304 $ 17.97 FT Electronic Prepress Support 4771 $ 14.32 FT Endsheet Operator 2713 $ 19.68 FT Estimator 4648 $ 16.09 FT Facility Coordinator 4909 $ 23.95 FT Financial Analyst 4921 $ 15.74 FT Forklift Operator 0200 $ 16.09 FT Forklift Operator 4461 $ 16.09 FT Forklift Operator 4641 $ 16.09 FT Forklift Operator 4848 $ 15.10 FT Forklift Operator 4380 $ 16.09 FT Forklift Operator 4390 $ 16.09 FT Forklift Operator 4464 $ 16.09 FT Forklift Operator 4697 $ 16.09 FT Forklift Operator 4444 $ 16.09 FT Forklift Operator 4525 $ 16.09 FT Forklift Operator 4645 $ 16.09 FT Forklift Operator 4673 $ 16.09 FT Forklift Operator 4824 $ 15.74 FT Forktruck Operator 3765 $ 21.29 FT GTC Specialist 4242 $ 14.61 FT Handwork Lead 4569 $ 14.61 FT Handwork Lead 4817 $ 14.61 FT Handwork Lead 4769 $ 15.10 FT Horizon Binder Operator 4071 $ 16.09 FT Horizon Binder Operator 3018 $ 16.09 FT Horizon Binder Operator 4366 $ 42.04 FT Human Resource Manager 4449 $ 26.20 FT Human Resources Coordinator 4936 $ 20.26 FT iGen Operator 4939 $ 23.11 FT iGEN Operator 2631 $ 16.09 FT Infoprint Operator 2506 $ 16.09 FT Infoprint Operator 4205 $ 16.09 FT Infoprint Operator 2714 $ 15.15 FT Mailing Coordinator 0204 $ 22.63 FT Maint. Electrician (non-licensed) 4582 $ 23.11 FT Maintenance Electrician 4903 $ 23.11 FT Maintenance Electrician (licensed) 4513 $ 24.38 FT aintenance Lead Electrician (licensed ) 0886 $ 21.29 FT Maintenance Mechanic 2415 $ 21.29 FT Maintenance Mechanic 1110 $ 21.29 FT Maintenance Mechanic 4940 $ 21.29 FT Maintenance Mechanic 4425 $ 27.39 FT Materials Distribution Supervisor 4224 $ 14.37 FT MRP Specialist 2314 $ 14.61 FT Office Copy Selector 4365 $ 14.61 FT Office Copy Selector 0169 $ 16.09 FT Paper Handler 2836 $ 16.09 FT Paper Handler 4851 $ 16.09 FT Paper Handler 4674 $ 16.09 FT Paper Handler 4852 $ 16.09 FT Paper Handler 2100 $ 23.00 FT PayrolUAP Administrator 1022 $ 20.61 FT Perfect Binder Operator 4238 $ 20.61 FT Perfect Binder Operator 2056 $ 20.61 FT Perfect Binder Operator 4478 $ 19.34 FT Perfect Binder Operator 4147 $ 20.61 FT Perfect Binder Operator 4344 $ 20.61 FT Perfect Binder Operator 4431 $ 20.61 FT Perfect Binder Operator 4546 $ 20.61 FT Perfect Binder Operator 4736 $ 20.61 FT Perfect Binder Operator 4647 $ 20.61 FT Perfect Binder Operator 1984 $ 20.61 FT Preflighter 4838 $ 20.61 FT Preflighter 4786 $ 17.98 FT Preflighter 4654 $ 20.61 FT Preflighter 4841 $ 20.61 FT Preflighter 4952 $ 20.61 FT Preflighter 4812 $ 17.98 FT Preflighter (Component) 2550 $ 20.61 FT Preflighter (Component) 2419 $ 20.61 FT Preflighter (Component) 3278 $ 20.61 FT Preflighter (DCD) 0297 $ 20.61 FT Preflighter (Mac) 2988 $ 21.29 FT Preflighter Lead 2795 $ 17.97 FT Prepress (Digital) Coordinator 0684 $ 17.97 FT Prepress Coordinator 0875 $ 17.97 FT Prepress Coordinator 4822 $ 39.86 FT Prepress Manager 4963 $ 11.29 FT Press Utility 4598 $ 14.61 FT Press Utility 4 Press Utility 4904 $ 14.61 FT Press Utility Positions to be 4947 $ 11.29 FT Press Utility Eliminated 4966 $ 11.29 FT Press Utility 4967 $ 11.29 FT Press Utility 4938 $ 12.29 FT Press Utility 4914 $ 13.29 FT Press Utility 4520 $ 14.61 FT Press Utility 4571 $ 14.61 FT Press Utility 4833 $ 14.61 FT Press Utility 4898 $ 14.61 FT Press Utility 4482 $ 14.61 FT Press Utility 4764 $ 14.61 FT Press Utility 4533 $ 14.61 FT Press Utility 0644 $ 39.04 FT Pressroom Manager 4954 $ 25.48 FT Pressroom Supervisor 3821 $ 24.04 FT Pressroom Supervisor 2767 $ 26.91 FT Pressroom Supervisor 4652 $ 29.67 FT Pressroom Supervisor 4755 $ 33.95 FT Production Services Manager 2888 $ 23.75 FT Purchasing Coordinator 2024 $ 23.76 FT Purchasing Coordinator 1875 $ 16.09 FT Receiving Clerk 4613 $ 88.94 FT Regional VP/GM 4462 $ 17.56 FT Reprint Coordinator 0198 $ 17.97 FT Saddle Stitch Operator 4419 $ 17.97 FT Saddle Stitch Operator 4827 $ 17.97 FT Saddlestitch Operator 0845 $ 24.75 FT Scheduler 0152 $ 29.69 FT Scheduling Supervisor 4136 $ 17.97 FT Set-Up Specialist 4720 $ 17.97 FT Set-Up Specialist 4163 $ 19.32 FT Sewer Operator 1765 $ 19.32 FT Sewer Operator 4188 $ 16.09 FT Shipping Clerk 4480 $ 16.09 FT Shipping Clerk 4217 $ 16.09 FT Shipping Specialist 2471 $ 17.97 FT Shrinkwrap Operator 4479 $ 17.97 FT Shrinkwrap Operator IOWA life ~ changing° 2. 3. 4. Which program component is the Business applying for? ^ Small Business Gap Financing ^ New Business Opportunity ^ New Product Development ® Modernization Component Funding Information: Total Amount Requested: $ 500,000 Loan Amount: $ .00 Forgivable Loan Amount: $ 500,000 Section B -CEBA See Chapter 53, Section 261 in the CEBA Administrative Rules for maximum funding amounts. The CEBA program is not designed to provide 100 % funding for any project and limits assistance based on the type of project submitted. Security: ^ Corporate Guaranty ^ ^ UCC Financing Statement ^ ® Irrevocable Letter of Credit ^ ^ Personal Guarantee ^ All awards secured by Personal Guarantees will require guarantors, which must be attached fo the application. Surety Bonds Mortgage on Real Estate Escrow Account Other: current financial statement from each of the personal Does the business certify that at least 10% of the positions to be created will be made available to qualified Promise Job Participants? ®Yes ^ No Are underground tanks (whether or not in current use) for the storage of petroleum products, agricultural or other chemicals, waste oil or other liquid waste or any other inflammable, corrosive, reactive or explosive liquid or gas located on the project site? ^ Yes ®No If yes, please explain: Will the Business be storing above-ground, on or about the project site, in tanks or otherwise, any liquid or gas (as described above) or any inflammable, corrosive, reactive or explosive solid, for any length of time or any purpose? ^ Yes ®No If yes, please specify: Will the Business be treating, transporting or disposing of any liquid, gas, or solid (described above) either on or about the project site or at a landfill or other treatment facility or upon any public street or highway, or on any waterway or body of water, or in any aircraft? ^ Yes ®No If yes, please specify the substance and what the Business will be doing with it. Section B -CEBA 12/21 /2006 6. Does the Business generate solid or hazardous waste? ®Yes ^ No If yes, please describe and provide a copy of the Business' solid and hazardous waste reduction plans. Quebecor World Dubuque, Inc. Solid & Hazardous Waste Reduction Plan: Quebecor World Dubuque continues to be extremely proactive in searching for ways to control, recycle and reuse its production waste. The pressroom saves all waste printing ink, which is reformulated by an ink recycler into publication black, and used on print jobs that require this type of black ink. All pressroom, maintenance work towels and soaker pads containing inks, solvents and oils, are washed and cleaned by Absorb Tech, an environmental recovery service, and returned for reuse. Improvements in the pressroom enabled Quebecor World Dubuque, Inc. to change its hazardous blanket wash to anon-hazardous blanket wash, which eliminated the pressrooms' only source of hazardous waste. Metal printing plates, equipment, pipes, motors and other assorted metals are sent to a metal recycler. The maintenance and pressroom parts washers were converted to a system that is self-renewing eliminating the need of having to dispose of any chemical waste residues. Bindery and press waste paper including trimmings, scrapped printed pages and paper end rolls are shredded and baled in-house then picked up by a paper recycler. The building fluorescent and process related light bulbs; ballasts, waste oils, batteries and computer equipment are also included in the facility's recycling list. The building lighting has been changed over to newer technology, which provides brighter white lights, 200% longer life operating hours and consumes less energy. The new fixtures eliminate the old style ballasts that required recycling. The facility's regenerative thermal oxidizer or (RTO) captures all dryer exhaust from the remaining six heat-set web printing presses and reduces atmospheric contaminates contained in this exhaust to a harmless gas and water vapor. Contaminate destruction exceeds the 98% clean up mandated by the EPA. Finally a Chill Water Continuous Re-circulating System continuously re-circulates the heated water from the printing presses through a heat exchanger and returns the cooled water back to the presses at a consistent temperature. During warm weather the chillers' cooling tower also supplies cool air to supplement the facility's air conditioning system. All of the above recycling measures continue to enable Quebecor World Dubuque to be classified as pollution-free or a Greenfield site. 7. Does the project include the initial construction of any building or facility? ^Yes ^ No If yes, does the local jurisdiction have a local building code in place which it enforces through a system of plan reviews and inspections? ^Yes ® No - We are proposing to add on 20,000 - 40,000 additional warehousing space (leased) and if approved, all applicable permits will be obtained. Attachments Please attach the following documents: B3 Community resolution authorizing the submission of the application Section B - CEBA 12/21 /2006 IOWA Section D -High Quality l ~; f~~ ~ c h a n g i n g~~ Job Creation Program 1. The Business must meet at least 4 of the following required elements to be eligible for the High Quality Job Creation Program. Please indicate which 4 required elements the business meets. (If the business is a start-up, please indicate which 4 required elements the business will meet when its operation commences.) ® The business shall offer a pension or profit sharing plan to all full-time employees. For purposes of this requirement, a retirement program offered by the business, such as a 401(k) plan, and to which the business makes a monetary contribution shall be considered the equivalent of a pension plan. ® The business shall produce or manufacture high value-added goods or services or be engaged in one of the following industries*: printing paper or packaging products ^ The business shall provide and pay at least eighty percent of the cost of a standard medical and dental insurance plan for all full-time employees working at the facility in which the new qualifying investment occurs. For purposes of Phis requirement, single oremployee-only medical and dental coverage will be what the department considers in determining if the business meets this required element. ^ The business shall make child care services available to its employees. The business shall satisfy this required element if it provides child care services on-site at the facility in which the project will occur or if it subsidizes 50% or more of off-site child care service costs incurred by an employee. ^ The business shall invest annually no less than one percent of pretax profits, from the facility located to Iowa or expanded or modernized under the program, in. research and development in Iowa. The business must be able to demonstrate, using generally accepted accounting principles, the facility's history of pretax profits or a reasonable expectation of pretax profits from the facility in order to utilize this element. ® The business shall invest annually no less than one percent of pretax profits, from the facility located to Iowa or expanded or modernized under the program, in worker training and skills enhancement. The business must be able fo demonstrate, using generally accepted accounting principles, the facility's history of pretax profits or a reasonable expectation of pretax profits from the facility in order fo utilize this element. ® The business shall have an active productivity and safety improvement program(s). The program(s) will involve both management and workers and have benchmarks for gauging compliance. ^ The business shall purchase and occupy an existing facility that includes at least one vacant building which is at least 20,000 square feet. * State's targeted industries include: value-added agricultural products, insurance and financial services, plastics, metals, printing paper or packaging products, drugs and pharmaceuticals, software development, instruments and measuring devices and medical instruments, recycling and waste management, telecommunications and trucking and warehousing. Attachments Please attach the following documents: For projects of $10 million or more, include the following: D1 Resolution by~the sponsoring County Board of Supervisors/City Council approving this application For projects of $10 million or more and when a local value-added property fax exemption is being offered, include the following: D2 Legal description of the project site. Include the size, in acres. Legal description of the business site on which the project will occur Section D - HQJ C 6/24/2005 The building is known as the William C. Brown, Inc. Building and is situated at 2470 Kerper Blvd. The legal description of the property is: TRACTI Lot 1 of Lot 1 of Lot 1 of Block 5, and Lot 1 of Lot 2 of Lot 1 of Block 5 of "Riverfront Subdivision No. 3" in the City of Dubuque, Iowa according to the recorded plat thereof. TRACT II Lot 1 of Lot 2 of Lot 4 and, Lot 2 of Lot 2 of Lot 4 of Block 1 of River Front Subdivision No. 5 in the City of Dubuque, Iowa, according to the plat thereof recorded as Instrument No. 5266-85 records of Dubuque County, Iowa TRACT III Lot 1 of Lot 2 of Block 1 of River Front Subdivision No. 5 in the City of Dubuque, Iowa, according to the recorded plat thereof; and Lot 2 of Lot 1 of Lot 1 of Lot 1 of Lot 1 of Block 1 in River Front Subdivision No. 5, in the City of Dubuque, Iowa, according to the recorded plat thereof. D3 Detailed map (no larger than 8"x14") showing the boundaries of the project site. A detailed map has already been submitted. Section D - HQJC 6/24/2005