CDBG Agreement FY 2009Dubuque
THE CTTY OF ~~
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DUB E A~~
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Masterpiece on the Mississippi
2007
TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: FY 2009 Community Development Block Grant (CDBG) Agreement
DATE: July 15, 2008
Housing and Community Development Department Director David Harris is
recommending approval of the Community Development Block Grant Agreement with
the U.S. Department of Housing and Urban Development in the amount of $1,209,427.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
C
Mich el C. Van Milligen
MCVM/jh
Attachment
cc: .Barry Lindahl, City Attorney
Cindy Steinhauser, Assistant City Manager
David Harris, Housing and Community Development Department Director
THE CITY OF Dubuque
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DUB E ~'
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Masterpiece on the Mississippi
2007
TO: Michae~ n Milligen, City Manager
FROM: David Har is, Housing and Community Development Department
SUBJECT: FY 2009 Community Development Block Grant (CDBG) Agreement
DATE: July 8, 2008
INTRODUCTION
This memorandum requests City Council adoption of a resolution authorizing the Mayorto
sign a Community Development Block Grant (CDBG) Agreement with the U.S. Department
of Housing and Urban Development (HUD) in the amount of $1,209,427 for the program
year beginning July 1, 2008 and ending June 30, 2009.
DISCUSSION
As a CDBG entitlement community, the City of Dubuque is eligible to receive annual
funding for carrying out housing and community development activities. Before it may
receive these funds it must submit a plan for the use of funds and sign an annual grant
agreement.
On March 13, 2008 the City Council approved a proposed FY 2009 Annual Action Plan that
had been recommended by the Community Development Advisory Commission.
Subsequently, HUD notified the City that the anticipated CDBG allocation has been
reduced to $1,209,501. The amended Plan was approved by the Commission on March
26th and adopted by the City Council on April 21, 2008 by Resolution 117-2008.
The attached letter from HUD informs the City that its FY 2009 Annual Action Plan has
been reviewed and a grant of $1,209,427 approved. A Funding Approval/Agreement is
included for execution by the City. To complete the annual application process, the City
Council must now approve execution of the grant agreement as provided by the attached
resolution. An amendment to the Annual Plan is currently under consideration by the
Community Development Advisory Commission to correct the overage in the mandated
public service and administrative caps.
RECOMMENDATION
I recommend that the City Council approve the attached resolution authorizing execution of
the grant agreement with the U.S. Department of Housing and Urban Development. This
will allow the City to begin expending funds for programs included in our FY 2009 Annual
Plan for the program year, which began July 1st.
Prepared by Aggie Tauke, Community Development Specialist
F:\Users\.ATAUKE\CDBG\AnnualPlan\GrantAgree. mem. doc
RESOLUTION N0. 226 -2008
RESOLUTION AUTHORIZING EXECUTION OF A COMMUNITY DEVELOPMENT
BLOCK GRANT AGREEMENT WITH THE U.S. DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT.
Whereas, under provisions of Title I of Housing and Community Development Act of
1974, as amended, the City of Dubuque prepared and submitted an Annual Action Plan for a
Community Development Block Grant; and
Whereas, the submission has been approved. by the U.S. Department of Housing and
Urban Development in the amount of $1,209,427 for a twelve month program year commencing
July 1, 2008 and ending June 30, 2009; and
Whereas, a grant agreement covering the activities proposed to be carried out with the
Community Development Block Grant funds has been transmitted to the City of Dubuque by the
U. S. Department of Housing and Urban Development.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
DUBUQUE, IOWA:
Section 1. That the Funding Approval/Agreement, authorized by the U.S. Department of
Housing and Urban Development for July 1, 2008 for a Community Development Block Grant to
the City of Dubuque in the amount of $1,209,427 and identified as Grant Number B-08-MC-19-
0004 is hereby accepted.
Section 2. That the Mayor of the City of Dubuque be and he is hereby authorized and
directed to execute said Agreement on behalf of the City of Dubuque, Iowa.
Passed, approved and adopted this 21st day of July 2008.
Roy D. Buol, Mayor
Attest:
Jeanne F. Schneider, City Clerk
P.~pnENT O,r
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9eAN DEVE~'pQ
Honorable Roy Buol
Mayor of Dubuque
City Hall
50 West 13~' Street
Dubuque, IA 52001-4864
Dear Mayor Buol:
U.S. Department of Housing and Urban Development
Nebraska State Office
Executive Tower Centre
10909 Mill Valley Road
Omaha, Nebraska 68154-3955
July 2, 2008
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This is to inform you that a review of your fiscal year 2008 Consolidated Plan Annual Action Plan
has been completed. The grant assistance you are receiving includes Community Development Block Grant
(CDBG) funds in the amount of $1,209,427. Enclosed are the Grant Agreements and Funding Approvals
(three copies for each program), which constitute the contract between the Department of Housing and
Urban Development and the City of Dubuque.
In order to establish a line of credit for these grant funds, you should execute and return two copies
of the Grant Agreement. Retain one copy of the Grant Agreement for your files. If there is a need to
establish or change the depository account to which these grant funds are to be wired, a Direct Deposit Sign-
Up Form (SF-1199A) must be completed by you and your financial institution and mailed to this office.
You are reminded that certain activities are subject to the provisions of 24 CFR Part 58
(Environmental Review Procedures for the CDBG, HOME and ESG Programs). Funds for such activities
may not be obligated or expended unless the release of funds has been approved in writing by HUD. A
request for the release of funds must be accompanied by an environmental certification.
The special condition in your Grant Agreement and Funding Approval concerning the review
procedures under Executive Order (E.O.) 12372, Intergovernmental Review of Federal Programs, and
HUD's implementing regulations at 24 CFR Part 52 restricts the obligation or expenditure of funds for the
planning or construction of water or sewer facilities until the completion of the review process and receipt
of written notification of release of funds from HUD. Since you have not submitted your final statement for
review under E.O. 12372, we assume you do not propose to use funds for activities subject to review.
However, the condition requires that in the event you amend or otherwise revise your final statement to use
funds for the planning or construction of water or sewer facilities, you must receive written release of funds
from HUD before obligating or expending funds for such activities.
You are encouraged to continue to vigorously promote full partnerships between the City of
Dubuque and its non-profit service providers, neighborhood organizations, the economic community and
private citizens as you implement your Consolidated Plan. In the process of transforming plan elements into
projects, the quality of success will depend in large part on the closeness of cooperation among all the
Consolidated Plan partners. We offer our continued support and technical assistance during the coming
year to help forward the objectives of the Consolidated Plan.
In reviewing the city's activities for CDBG program year 2008, please be advised that the city has
exceeded it 15 percent Public Service Cap. The regulations at 24 CFR 570.201 (e) (1) state "The amount of
CDBG funds used for Public services shall not exceed 15 percent of each grant, except that for entitlement
grants made under subpart D of the part, the amount shall not exceed 15 percent of the grant plus 15 percent
of program income, as defined in §570.500(a)." Please remember the city may not obligate more than 15
percent of its entitlement grant plus the pervious years program income for public service activities.
In reviewing activities for Administrative cost, please be advised that the city has exceeded the 20
percent cap allowed for the CDBG program. Costs that are charged to the administrative costs and to
planning and capacity building per §570.205 and 206 are subject to a statutory limitation that not more than
20 percent of grant funds plus program income may be used for planning and administration. Please
remember the city may not obligate more than 20 percent of its entitlement grant plus program income for
planning and administration activities.
If you have any questions regarding the information in this letter, please contact Ms. Kim Radice,
Community Planning and Development Representative, at (402) 492-3190.
Sincerely,
~°~
~°~~~ ~~
Patricia M. McCauley
Director
Community Planning and
Development Division
Enclosures
cc: Mr. David Harris
Mr. Dave Heiar
-Funding Approval/Agreement
Title I of the Housing and Community
Development Act (Public Law 930383)
HI-00515R of 20515R
1. Name of Grantee (as shown in item 5 of Standard Form 424)
of Dubuque, Iowa
City Hall
50 West 13u' Street
Dubuque, IA 52001
in item 5 of Standard Form
3. Grantee's 9-digit Tax ID Number
42-6004596
5a. ProjectlGrant No. 1
B-08-MC-19-0004
5b. Projecf/Grant No. 2
5c.
4. Date use of funds may begin
(mmlddlyyyy) 07/01/2008
$1,209,427
6c. Amount Approved
Grant Agreement: This Grant Agreement between the Department of Housing and Urban Development (HUD) and the above named Grantee is made pursuant to the
authority of Title I of the Housing and Community Development Act of 1974, as amended, (42 USC 5301 et seq.). The Grantee's submissions for Title I assistance, the
HUD regulations at 24 CFR Part 570 (as now in effect and as may be amended from time to time), and this Funding Approval, including any special conditions,
constitute part of the Agreement. Subject to the provisions of this Grant Agreement, HUD will make the funding assistance specified here available to the Grantee upon
execution of the Agreement by the parties. The funding assistance specified in the Funding Approval may be used to pay costs incurred after the date specified in item
4 above provided the activities to which such costs are related are carried out in compliance with all applicable requirements. Pre-agreement costs may not be paid with
funding assistance specified here unless they are authorized in HUD regulations or approved by waiver and listed in the special conditions to the Funding Approval.
The Grantee agrees to assume all of the responsibilities for environmental review, decision making, and actions, as specified and required in regulations issued by the
Secretary pursuant to Section 104(8) of Title I and published in 24 CFR Part 58. The Grantee further acknowledges its responsibility for adherence to the Agreement by
sub-recipient entities to which it makes funding assistance hereunder available.
Patricia M. McCauley
(By Name)
U.S. Department of Housing and Urban Development
Office of Community Planning and Development
Community Development Block Grant Program
of Dubuque
Title Title
Director, Community Planning and Development Division Honorable Roy D. Buol, Mayor of Dubuque
Signature ~ Date (mmlddlyyyy) Signature Date (mmldd/yyyy)
~ 07/02/2008
7. Category of Title I Assistance for this Funding Action 8. Special Conditions 9a. Date HUD Received Submission 10. check one
(check only one) (check one) (mmlddlyyyy) 04/28/2008 ®a. Orig. Funding
® a. Entitlement, Sec 106(b) ^ None 9b. Date Grantee Notified Approval
^ b. State-Administered, Sec 106(d)(1) ®Attached (mmlddlyyyy) 07/02/2008 ^ b. Amendment
Amendment Number
^ c. HUD-Administered Small Cities, Sec 106(d)(2)(B) 9c. Date of Start of Program Year
^ d. Indian CDBG Programs, Sec 106(a)(1) (mmlddlyyyy) 07/01/2008
^ e. Surplus Urban Renewal Funds, Sec 112(b) 11. Amount of Community Development
^ f. Special Purpose Grants, Sec 107 Block Grant FY (2008) FY ( ) FY ( )
^ g. Loan Guarantee, Sec 108 a. Funds Reserved far this Grantee $1,209,427
b. Funds now being Approved $1,209,427
c. Reservation to be Cancelled
11 a minus 11 b
12a. Amount of Loan Guarantee Commitment now being Aooroved 12b. Name and complete Add ress of Public Agency
Loan Guarantee Acceptance Provisions for Designated Agencies:
The public agency hereby accepts the Grant Agreement executed by the
Department of Housing and Urban Development on the above date with
respect to the above grant number(s) as Grantee designated to receive
loan guarantee assistance, and agrees to comply with the terms and
conditions of the Agreement, applicable regulations, and other
requirements of HUD now or hereafter in effect, pertaining to the
assistance provided it.
Public Agency
Signature
HUD Accounting use Only
Effective Date
Batch TAC Program Y A Reg Area Document No. Project Number Category Amount (mmlddlyyyy)
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0
0
0
0
Project Number
Project Number
Amount
Amount
veritieo ey
24 CFR 570 form HU
E.O. 12372 -SPECIAL CONTRACT CONDITION
Notwithstanding any other provision of this agreement, no funds provided under this agreement may be obligated or
expended for the planning or construction of water or sewer facilities until receipt of written notification from HUD of the
release of funds on completion of the review procedures required under Executive Order (E. O.) 12372, Intergovernmental
Review of Federal Programs, and HUD's implementing regulations at 24 CFR Part 52. The recipient shall also complete the
review procedures required under E. O. 12372 and 24 CFR Part 52 and receive written notification from HUD of the release
of funds before obligating or expending any funds provided under this agreement for any new or revised activity for the
planning or construction of water or sewer facilities not previously reviewed under E. O. 12372 and implementing
regulations.