Loading...
IBM Joint Development Agreement 9 21 09TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligan, City Manager SUBJECT: IBM/City of Dubuque Joint Development Agreement ®ATE: September 18, 2009 City Attorney Barry Lindahl and IBM/City of Dubuque Smarter City Partnership Project Director David Lyons, have completed negotiations on the IBM/City of Dubuque Joint Development Agreement as authorized at the September 17, 2009 City Council Meeting and are recommending approval. I concur with the recommendation and respectfully request Mayor and City Council approval. Micf~Sael C. Van Milligan MCVM:Iw Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager David Lyons, Smart Sustainable Dubuque Project Manager Cori Burbach, Stimulus Coordinator Bob Green, Water Department Manager David Heiar, Economic Development Director FROM: Michael C. Van Milligen, City Manager SUBJECT: IBM/City of Dubuque Smarter City Partnership ®ATE: September 16, 2009 In 1982, there was a national recession and the State of Iowa had an unemployment rate of 8.5%. However, armed with a comprehensive plan dated 1936, and an over dependence on a few employers for jobs, the City of Dubuque had an unemployment rate in 1982 of 14.2%, or 67% higher than the rest of the State. For the entire decade of the 1980's, the City's unemployment rate was 35% higher than the State unemployment rate. Today the City has taken the position to plan, invest and take calculated risks, and the national unemployment rate is 9.4%, while the City of Dubuque unemployment rate is 6.3%, 33% lower than the national rate. In 2007, Dubuque was recognized by the National League of Cities as an All-America City, and in 2008 by the U.S. Conference of Mayors as The Most Livable City in the United States for a city under 100,000 population. The America's River Project and the Port of Dubuque redevelopment have received many awards, including the 2005 Phoenix Award for Excellence in Brownfield Redevelopment for U.S. E.P.A. Region 7 and the 2004 Achievement in Economic Development Award from the International Downtown Association. Now, a new opportunity is presenting itself. Mayor Roy Buol and the Dubuque City Council have made sustainability a top priority. A community task force has received significant community input over atwo-year period, creating the community's definition of sustainability as a livable, viable and equitable community with environmental/ ecological integrity, economic prosperity and cultural/social vibrancy. It is my pleasure to present an unparalleled opportunity for cooperation and innovation between IBM and the City of Dubuque. Dubuque is a community that clearly understands IBM's vision for a Smarter Planet, and is uniquely positioned for IBM's needs through a decade of work on sustainability. This is an opportunity to create a replicable business model for IBM and for future sustainable, smarter cities across the country. This is the right opportunity to contribute to the creation of a Smarter Planet. 1 ~ Page IBM and Dubuque are bound by a common commitment to aggressive innovation-the kind of innovation that has transformed the oldest city in Iowa to become one of the newest and strongest regional economies in the country. This partnership is intended to demonstrate that sustainability can be sustainable. January 15, 2009, marked the announcement that IBM planned to establish a Global Service Center in Dubuque. Following rigorous competition from many other cities across the country, the decision to locate 1,300 jobs in the historic downtown Roshek Building was lauded by local leaders as the nation sunk into what has been described as the most serious recession since the Great Depression. IBM leaders sited three reasons for the selection 1) strong public-private partnerships 2) strong foundation of education in the region and 3) Sustainable Dubuque -the Mayor and Council led-citizen supported initiative. As work began to restore the Roshek Building, another opportunity arose. IBM Vice- President Robert Morris of the Watson Research Center arrived in Dubuque. His visit in early February identified the possibility of partnering with Dubuque in several areas, including Smart Cities research, instrumentation, intelligence and interconnection. Over the past six months City staff have met through teleconference, videoconference and in person with IBM staff. There have been meetings and visits with elected officials and federal department staff and time spent working with IBM on this project. Of the areas of focus identified by Mr. Morris and his team, City staff and IBMers agreed to focus on the Smarter City Initiative. The City and IBM will partner to create a groundbreaking model for cities with populations of 200,000 or less, where over 40% of the United State's population lives. This project seeks to provide information to citizens so that they can make smarter choices related to energy consumption. The program outlines a pilot project of citizens and businesses who through advanced technology will be able to actively participate in managing consumption of energy. Dubuque's compelling community story and accomplishments in sustainability form a model for other communities across the nation to learn from in order to effect change. This model can be replicated in any community, particularly communities under 200,000, where 40% of the United States population resides. It is a model that results in community engagement and education, more energy-efficient ways of operating municipal services and buildings, decreased carbon emissions, job creation, financial savings, and a higher quality of life for the entire community. Cities are in search of a bold and transformational agenda, a road map that will ignite community engagement and create real results in relationship to sustainability. Dubuque has proven its ability to excite and engage citizens through past projects, including Sustainable Dubuque. Dubuque proposes to build upon its successes in partnering with businesses, non-profits, and residents to reduce energy use, lower 2~Page costs, create jobs and increase quality of life indicators such as air and water quality. The project will do so by engaging initially 250 pilot households, eventually expanding to 1,000 and beyond, in a community-wide data collection campaign. Those pilot participants will track their water consumption, energy consumption, and, in future phases, vehicle miles traveled. Based on the data collected, citizens can make educated decisions about their energy use. Dubuque's sustainability initiative is based on a multi-step process that is undertaken in every major public and private initiative in the City. That process creates a model for communities across the country: 1) Engage citizens 2) Develop and define vision and goals 3) Identify strategies and methods to implement goals 4) Collect and disseminate information 5) Targeted community education based on collected data 6) Interface technology in response to data and analysis and optimize outcomes. New technologies are capable of digitizing and connecting City systems, so they can sense, analyze and integrate data, and respond intelligently to the needs of citizens. IBM, the City of Dubuque, and other partners will revitalize the City's systems to become smarter and more efficient in order to meet the City's vision for sustainability. Locally, the effort will be led by Smart City Project Manager David Lyons. David served as Chief Business Development Officer for the Iowa Farm Bureau Federation before becoming involved with this project. At the Iowa Farm Bureau, David worked to increase business opportunities and choices for Iowa's producers, with particular focus on growing value added agriculture and improving rural infrastructure. Prior to joining the Iowa Farm Bureau in 2000, David was Director of the Iowa Department of Economic Development, Insurance Commissioner for the State of Iowa and Legal Counsel with the Iowa Legislature. During his service with the State, David spearheaded numerous special State projects including the Iowa Trust Receivership, the Iowa Health Care Reform Council and the Food Capitol of the World Initiative. He received his undergraduate degree from Loras College in Dubuque and his law degree from the University of Iowa. Consistent with the City's emphasis on partnerships, many organizations are making important contributions to this project, including Alliant Energy, Black Hills Energy, the Historic Millwork District property owners, Dubuque Initiatives, the Federal and State governments, ECIA, the Community Foundation of Greater Dubuque, the Dubuque Area Chamber of Commerce, the Greater Dubuque Development Corporation, Dubuque Main Street, AY McDonald Manufacturing, the Dubuque Racing Association and others are helping to make this work. As you know, the Dubuque Area Chamber of Commerce and the Community Foundation of Greater Dubuque are partnering on a community dialogue on 3~Pac~~ sustainability titled Dubuque2 that is funded by the Mystique Casino. This project complements that effort. Later today, the City of Dubuque will be hosting U.S. Department of Transportation Secretary Ray LaHood, U.S. Housing and Urban Development Secretary Shaun Donovan and U.S. Environmental Protection Agency Secretary Lisa P. Jackson. This IBM/City of Dubuque Smarter City Partnership matches well with the intent of their visit as they discuss the sustainability partnership they have created amongst those agencies as they lead the country forward. I am recommending the City provide $850,000 towards this project from the Water Fund. Even with this expense, and some additional expenses related to the project, capacity exists within the Water Fund. The Fiscal Year 2010 adopted budget included an increase to City water rates of 5%. The City-wide installation of new water meters and a low flow metering device manufactured by AY McDonald, as well as financing the meter change-out project with debt over a 20-year term, rather than a 15-year term, produces the possibility to reduce the water rate increase in Fiscal Year 2010 by 2%. Through better monitoring of Water Department energy usage, it is hoped that further reductions in the cost of the City processing and delivering water will be possible. As the City installs new water meters, I am further recommending that the City budget $10,000 this fiscal year, and additional amounts in future years, to assist property owners with matching funds for the repair of water leaks. I am also recommending approval of the contract with David Lyons to manage this project. City funds have been identified for this purpose, but Federal and State grants might support this position and future phases of this Smarter City Project. Should the City not receive Federal or State grant funds, which it is anticipated the City will receive some grant funds, the City has sufficient capacity within the Water Department budget and other sources where savings have been realized, to provide the City funds needed to support Phase I of the pilot program expenses. The pilot project will not be able to be as robust as hoped without outside grant dollars, it may take longer to complete, and it will create a higher hurdle for community-wide implementation. The City has applied for the following grants: Grants Submitted To Amount Showcase Communities US Environmental Protection Agency $ 500,000 Community Renewable Energy US Department of Energy $ 6,000,000 Deployment Industrial Energy Efficiency US Department of Energy $19,854,150 TIGER US Department of Transportation $49,799,979 These four grants bring the total number of grants submitted by the City of Dubuque to State or Federal stimulus/funding programs to seventeen, with fourteen grant 4~Page applications still in progress. The City of Dubuque has received $10.6 million in funds to date, and the City now has $85.7 million pending in grant requests submitted. Sustainability has a hidden benefit. Sustainability is an opportunity for Dubuque to continue to diversify the economy and to perform better than the rest of the State and the nation on job creation. Just look at sustainability as another new market, as the automobile industry was in the early 1900's, the airline industry in the 1940's, computer hardware in the 1970's, and computer software in the 1980's. The businesses and industries in Dubuque have a chance to be on the cutting edge of developing products and services that will be in demand across the world as there is a move to more efficiently use energy resources and water. The City's sustainability effort, and specifically the IBM/City of Dubuque Smart City Partnership, could be more than we ever dreamed it could be. Not only will the IBM/City of Dubuque Smart City partnership save businesses and individuals money, create jobs, contribute to local and national energy independence, help brand the community to help recruit businesses and workforce, create a major recruitment tool for the three colleges to entice students, and bolster the convention and tourism business, but it will accelerate local business growth. As Vice-President of IBM Research Robert Morris has said, "The goal of this collaboration is to develop and pilot a systematic mechanism to give consumers and businesses the information they need to make informed decisions about how they consume resources like electricity, water, natural gas, and oil. To create such a mechanism, a partnership is needed between a community with a track record of successful public-private partnerships, citizens and businesses that believe in sustainability, and enterprises like IBM that have the information technology and knowledge to apply to this transformative partnership." My thanks to David Lyons, Greater Dubuque Development Corporation Executive Director and Chief Operating Officer Rick Dickinson, City Attorney Barry Lindahl, Assistant City Manager Cindy Steinhauser, Assistant City Manager Teri Goodmann, Public Information Officer Randy Gehl and Stimulus Coordinator Cori Burbach for all they have done to make this partnership a reality. Specifically, I am respectfully recommending Mayor and City Council approval of four items: 1. Authority to finalize negotiations on the IBM Services Agreement, as detailed in the memorandum from Assistant City Manager Cindy Steinhauser. 2. Authorization to commit $850,000 in Water Department funds and approval of a 2% water rate reduction for the current fiscal year. 3. Authorization to execute a contract with David Lyons to serve as the City's Project Manager for the Smarter City Project. 5~Page 4. Approval of several Federal grant applications that will not only support this partnership, but lead to the construction of the Southwest Arterial and support redevelopment of the Historic Millwork District. ~, Michael C. Van Milligen MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager Cori Burbach, Stimulus Coordinator David Lyons, Project Manager 6~Pac~e • •• , 1 • • . • . - w •• • , , • : 1 • . - - e• JOINT DEVELOPMENT AGREEMENT License No. L095814 Agreement No. W0954778 This Joint Development Agreement ( "Agreement ") is between the city of Dubuque, Iowa, with an address at 50 W. 13 Street, Dubuque, IA, 52001 ( "City "), and International Business Machines Corporation, a New York corporation, through its Thomas J Watson Research Center, with a location at 1101 Kitchawan Road, Route 134, Yorktown Heights, NY 10598 ( "IBM "). WHEREAS, the City and IBM would like to work together on developing a prototype service accessed using a Web portal for near real -time integrated sustainability monitoring ( "Prototype Service "); and WHEREAS, the City has a sustainability vision and IBM has initiatives around making cities smarter. NOW, THEREFORE, for good and valuable consideration as stated herein, the City and IBM agree as follows: 1.0 Statement of Work 1.1 The parties will perform the scope of work in Appendix A ( "SOW "). 1.2 The parties agree to jointly prepare quarterly technical status presentations, and a final report summarizing the work performed pursuant to this Agreement. 1.3 The City will provide IBM with a written evaluation report ( "Feedback ") based upon customer feedback and the City's evaluation of the Prototype Service. The content and form of the Feedback will be determined by the Technical Coordinators. The Feedback will be owned by IBM and will be considered IBM Confidential Information. 2.0 Technical Coordinators 2.1 The Technical Coordinators ( "TC ") will be David Lyons for the City and Milind Naphade for IBM. Their responsibilities will include exchanging information with the other party, coordinating any visits, preparing the quarterly technical status presentations, and arranging all other matters pertinent to this Agreement. Each party may change its TC by giving written notice to the other party. The TCs do not have the authority to amend this Agreement. 3.0 Costs and Expenses 3.1 Within ten (10) days of the Effective Date, the City shall pay IBM via wire transfer the amount of $500,000. The City shall wire transfer to IBM an additional amount of $350,000 on July 1, 2010. All payments will be made in US dollars. All payments are non - refundable. 3.2 The parties acknowledge and agree that the source of funds for these payments is the City and that there are no State or Federal funds involved in the project described in the SOW (as may be amended from time to time). 1 of 10 VI ' i eg11-fl S, 11E)1 /T Z't :0I WV SZ (ES 60 4.0 Copyrights 3.3 All payments due under Article 3.1 will be sent by electronic funds transfer to: Director of Licensing International Business Machines Corporation c/o PNC Bank 500 First Avenue Pittsburgh, PA 15219 Bank Account Number: 1017306369 ABA Routing Number: 043000096 3.4 A License Reference Number (L095814) is assigned to this Agreement and this number must be included in all communications, including wire transfer payments, royalty reports, tax credit certificates, letters, faxes and e-mail messages pertaining to the payments made pursuant to Article 3.1. 3.5 IBM will be entitled to late payment fees on payments due but not received within thirty (30) days after the due date. Late payment fees are defined as the lesser of one percent (1 %) of the amount due, compounded each subsequent thirty (30) day period that payments remain unpaid, or the highest rate permitted by law. 3.6 The City will bear and pay all taxes (including, but not limited to, sales, property and value added taxes) imposed by any governmental entity of any country in which the City is doing business as the result of the existence of this Agreement or the exercise of rights hereunder, except that the City will not be liable for any taxes based on IBM's net income. Taxes paid by the City will not be deducted from or credited against payments due IBM. 4.1 "Software" means computer programs, computer program changes, computer program enhancements, and /or any documentation related to computer programs which is furnished by either party in the performance of this Agreement. 4.2 IBM grants to the City an irrevocable, nonexclusive, worldwide and fully paid -up license to use, reproduce and distribute internally for non - commercial purposes, any Software (in object code only) and any other copyrightable materials furnished by IBM under this Agreement. An approved non - commercial purpose is the demonstration of operation and value of such Software or copyrightable materials to other Iowa communities. 4.3 The City grants to IBM an irrevocable, nonexclusive, worldwide, and fully paid -up license for any Software and any other copyrightable materials furnished by the City under this Agreement This license includes the right to use, execute, display, reproduce, perform, disclose, prepare derivative works from, and distribute and transmit (internally and externally) such Software and copyrightable materials and derivative works and to sublicense others to do any or all of the foregoing. 4.4 Neither party has authorized its employees to furnish as part of this Agreement, any software which is subject to any Open Source Software license. Such Open Source licenses will include, without limitation, those licenses which have been approved by the Open Source Initiative ( "OSI "). 4.5 All Software will be exchanged in object code only. 2 of 10 IBM - Ag 5.0 Inventions 5.1 "Invention" means any idea, design, concept, technique, invention, discovery or improvement, whether or not patentable, conceived or first reduced to practice solely by one or more employees of a party hereto ( "Sole Invention "), or jointly by one or more employees of one party with one or more employees of the other party ( "Joint Invention "), in the performance of work under this Agreement. 5.2 Each party will promptly provide to the other party a written description of each Invention. The other party agrees to delay making public, by publication or otherwise, until the earlier of (1) the first filing of a patent application claiming the Invention by the owning party or (2) six months after the date the Invention is disclosed to the other party, for any Invention for which the disclosing party has decided, or is in the process of deciding, to seek patent protection. 5.3 Any Sole Invention will be the property of the inventing party, subject to a license hereby granted to the other party of the scope set forth in Article 5.4 for such Sole Invention and all patents issued on it. Any Joint Invention will be jointly owned, and title to all patents issued on it will be joint, all expenses (including those related to preparation, prosecution and maintenance) will be jointly shared (except as provided below), and each party will have the right to license and assign its ownership interest in the joint patent to third parties without need for consent from or accounting to the other party. Where one party elects not to share equally in the expenses for a Joint Invention, the other party will have the right to seek or maintain such protection for such Joint Invention at its own expense and will have full control over its preparation, prosecution and maintenance, even though title to any issuing patent will be joint. 5.4 All licenses granted to the City and IBM under this Article 5 will be worldwide, irrevocable, nonexclusive, nontransferable, and fully paid -up, and will include the right to make, have made, use, have used, lease, sell, offer to sell, import and /or otherwise transfer any product, and to practice and have practiced any method. All licenses granted to the City and to IBM in this Article 5 will include the right of the grantee to grant revocable or irrevocable sublicenses to its Subsidiaries, such sublicenses to include the right of the sublicensed Subsidiaries correspondingly to sublicense other Subsidiaries. 5.5 "Subsidiary" will mean a corporation, company, or other entity; i. more than 50% of whose outstanding shares or securities (representing the right to vote for the election of directors or other managing authority) are, now or hereafter, owned or controlled, directly or indirectly, by a party hereto, but such corporation, company, or other entity will be deemed to be a Subsidiary only so long as such ownership or control exists; or ii. which does not have outstanding shares or securities, as may be the case in a partnership, joint venture or unincorporated association, but more than 50% of whose ownership interest representing the right to make the decisions for such corporation, company or other entity is now or hereafter, owned or controlled, directly or indirectly, by a party hereto, but such corporation, company or other entity will be deemed to be a Subsidiary only so long as such ownership or control exists. 6.0 Term and Termination 6.1 This Agreement will begin on the date it is signed by the last signatory ( "Effective Date "), and end twelve months later, unless extended by mutual written agreement. 3 of 10 8.0 Data 7.0 Confidentiality 7.1 Except as may be provided in this Article 7 and Article 5.2, any information provided by either party under this Agreement will be considered nonconfidential, and each party will be free to use and disclose such information without limitation, subject to each other's valid copyright and patent rights. 7.2 IBM Confidential Information ( "Information ") means the Tool (as defined in the SOW) and Feedback and technical information about the Prototype Service and the Tool. City agrees not to disclose any information to IBM which is considered by City to be confidential. 7.3 Information may be disclosed by: (i) presentation; (ii) delivery; (iii) authorized access, such as to a data base; or (iv) any other express means. Information must be identified as confidential at the time of disclosure, and all material containing Information must be marked Confidential or Proprietary. Any Information disclosed verbally or visually must be summarized by the disclosing party in writing and the writing provided to the receiving party within thirty (30) days after the disclosure. 7.4 For the term of this Agreement, and for five (5) years from the end of this Agreement, the City agrees to limit disclosure of the Information to those of its employees who have a need to know it. The City shall use the same care and discretion to avoid disclosure of Information as it would with its own similar information it does not wish to disclose. The City shall use Information only for the purpose for which it was disclosed or otherwise for the benefit of IBM. 7.5 Disclosure of Information will not be precluded if the disclosure is required by law, but the receiving party will give the disclosing party reasonable notice to allow the disclosing party an opportunity to obtain a protective order. The obligations of Article 7.4 above will not apply to information that is: (a) already in the possession of the receiving party or its Subsidiaries without obligation of confidence; (b) independently developed by the receiving party or its Subsidiaries; (c) publicly available, or becomes publicly available through no fault of the receiving party or its Subsidiaries; (d) disclosed by the disclosing party without obligation of confidence (e) inherently disclosed by the receiving party or its Subsidiaries in the use, distribution or marketing of any present or future product or service; or (f) disclosed with the permission of the disclosing party. 7.6 Each party agrees that the disclosure of its Information pursuant to this Agreement does not limit the assignment or reassignment of the other party's employees. 7.7 Disclosure by the City of Information is permitted if the disclosure is to a third party whose services the receiving party requires to accomplish the purposes of this Agreement, provided such third party has entered into a written agreement with the receiving party in accordance with Article 10.10. 8.1 The City will provide IBM with current meter readings, on a schedule and frequency to be agreed to by the parties, from 250 customers' advanced water meters ( "Data "). The City will be solely responsible for the collection of Data and for determining what Data may and will be provided to IBM under this Agreement. 8.2 The City represents and warrants that it has all necessary third party consents to permit distribution and use of the Data, and any other information provided to IBM, pursuant to this Agreement. The City further represents and warrants that it has anonymized all Data delivered to 4 of 10 IRM Agmt W095477R with City of DBQ and SOW091 R09baI - IBM docx IBM to an extent sufficient to ensure that a person without prior knowledge of the original Data and its collection cannot, from the anonymized Data and any other available information, deduce the personal identity of the Data - subjects. 9.0 Disclaimers, Limitation of Liability, and City Indemnity to IBM 9.1 EXCEPT AS PROVIDED IN ARTICLE 8.2, NEITHER PARTY MAKES ANY WARRANTY, EXPRESS OR IMPLIED, CONCERNING SOFTWARE, COPYRIGHTABLE MATERIALS, SERVICES, INVENTIONS, PROCEDURES, PROCESSES, PROTOTYPES, INFORMATION, OR OTHER DELIVERABLES SUPPLIED UNDER THIS AGREEMENT, WHICH ARE ALL PROVIDED "AS IS." THE WARRANTIES THAT EACH PARTY EXPLICITLY DISCLAIMS INCLUDE THE WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE, AND ANY WARRANTY OF NON - INFRINGEMENT OF ANY THIRD PARTY'S PATENTS, COPYRIGHTS, OR ANY OTHER INTELLECTUAL PROPERTY RIGHT. 9.2 EACH PARTY ALSO SPECIFICALLY DISCLAIMS ANY WARRANTY REGARDING ANY PROTOTYPE(S) WHICH MAY BE DEVELOPED PURSUANT TO THIS AGREEMENT INCLUDING THAT ANY PROTOTYPE(S) WILL MEET ANY DEVELOPMENT OBJECTIVES, OR ANY REQUIREMENTS OF EITHER PARTY. EACH PARTY WILL MAKE GOOD FAITH EFFORTS TO COMPLETE THE ACTIVITIES UNDER THE STATEMENT OF WORK. FAILURE TO COMPLETE SUCH ACTIVITIES AFTER ALL COMMERCIALLY REASONABLE EFFORTS, DOES NOT CONSTITUTE BREACH OF CONTRACT. 9.3 The City will defend and indemnify IBM and IBM's Subsidiaries from all loss, cost and expense (including reasonable attorney's fees) arising from (i) IBM's use of the Data in accordance with this Agreement and (ii) any third party claim based on an actual or alleged breach of the City's representations and warranties as provided in Article 8.2. 9.4 Except for claims arising out of Articles 7.0 and 9.3, neither party will be liable for any consequential damages, lost profits, lost savings, loss of anticipated revenue, or any exemplary, punitive, special or indirect damages, even if advised of their possibility. IBM's total cumulative direct damages shall not exceed $100,000 regardless of the basis of any claim. 10.0 General Provisions 10.1 Each party is an independent contractor. Neither party is, nor will claim to be, a legal representative, partner, franchisee, agent or employee of the other. Neither party will assume or create obligations for the other. 10.2 Except as otherwise provided herein, this Agreement does not confer any rights to use in advertising, publicity or other marketing activities any name, trade name, trademark, or other designation of either party hereto, including any contraction, abbreviation, or simulation of any of the foregoing, without prior written agreement, and each party agrees not to use or refer to this Agreement or its terms in any such activities without the express written approval of the other party. 10.3 All notices will be in writing and will be valid if sent by: (a) registered or certified mail, return receipt requested, postage prepaid; (b) by facsimile (provided the receipt of the facsimile is evidenced by a printed record of completion of transmission); or, (c) by express mail or courier service providing a receipt of delivery. Notice will be effective upon receipt. The notices that are not of a technical nature as per Article 2 of this Agreement should be addressed to: 5 of 10 IBM -Ag Q- and- SOWO91- 809ba1 - - -1BM do IBM: IBM Corporation Thomas J. Watson Research Center 1101 Kitchawan Road, Route 134 Yorktown Heights, NY 10598 Attn.: Manager, Business and Government Relations The City: The City of Dubuque 50 W. 13 "' Street Dubuque, IA, 52001 Attn.: City Manager 10.4 Neither party will be liable for any failure or delay in the performance of its obligations under this Agreement if such failure or delay is due to acts of God, acts of the other party, fire, flood, natural catastrophe, acts of any government or of any civil or military authority, national emergencies, riots, war, insurrection, strikes, or any occurrence beyond the reasonable control of such party. 10.5 Each party agrees to comply and to reasonably assist the other in complying with applicable government export and import laws and regulations. Further, each party agrees that unless authorized by applicable government license or regulation, including but not limited to U.S. authorization, both parties will not directly or indirectly export or reexport, at any time, any technology, software and /or commodities furnished or developed under this or any other, Agreement between the parties, or its direct product, to any prohibited country (including release of technology, software and /or commodities to nationals, wherever they may be located, of any prohibited country) as specified in applicable export, embargo, and sanctions regulations. This section will survive after termination or expiration of this Agreement and will remain in effect until fulfilled. 10.6 Except as expressly provided in this Agreement, neither party grants any licenses, either directly or indirectly, by implication or estoppel or otherwise, to either party under any patent, copyright or other intellectual property right of the other party. 10.7 Neither party may assign, or otherwise transfer, its rights or delegate its obligations under this Agreement without prior written consent of the other party. Any attempt to do so is void. 10.8 Except for claims arising out of Articles 5.0 or 7.0, neither party may bring an action arising out of this Agreement, regardless of form, more than one year after the cause of action has accrued. 10.9 Neither party relies on any promises, inducements or representations made by the other, or expectations of more business dealings, except as expressly provided in this Agreement. 10.10 Each party represents that it has, or will have appropriate agreements with its employees or others whose services the party may require to enable it to comply with all the provisions of this Agreement. 10.11 Each party may have similar agreements with others, and may design, develop, manufacture, acquire or market competitive products and services, and conduct its business in whatever way it chooses. Each party will independently establish prices and terms for its products and services. 10.12 If any provision of this Agreement is held to be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions will in no way be affected or impaired thereby so long as the intent of the parties can be preserved. 10.13 This Agreement is governed by the laws of the State of New York, without regard to the conflict of laws provisions thereof. Any proceedings to resolve disputes relating to this Agreement will be brought only in the State of New York and in a US federal court if there is jurisdiction. The 6 of 10 IBM-4gmt-W0954778-with -City -ef Q- apdSOW091 809baWBM parties waive the right to trial by jury in any matter which arises under this Agreement. The United Nations' Convention on International Sales of Goods does not apply. 10.14 Any rights and obligations which by their nature survive and continue after any expiration or termination of this Agreement will survive and continue and will bind the parties and their successors and assigns, until such obligations are fulfilled. 10.15 This Agreement may only be amended by a writing signed by authorized representatives of the parties. No approval, consent or waiver which alters the terms of this Agreement will be enforceable unless signed by both parties. Failure to insist on strict performance or to exercise a right when entitled does not prevent a party from doing so later for that breach, or a future breach. 10.16 This Agreement and Appendix A are the complete and exclusive agreement between the parties regarding the subject matter hereof and supersedes any prior oral or written communications or understandings between the parties related to the subject matter hereof. By signing below, the parties agree to the terms of this Agreement. INTERNATIONAL BUSINESS MACHINES CORPORATION THE CITY OF DUBUQUE, IOWA By: Rai,; S. De s a i , V . P Nam e E. Connors Bus in e eve l opt entT Re search Title: ayor Pro-Tern Date: September , 2009 Date: September 21, 2009 7 of 10 E. CO-1444 IBM Agmt WO y n Project Objectives 1.0 IBM'S RESPONSIBILITIES 2.0 CITY RESPONSIBILITIES Appendix A - STATEMENT OF WORK IBM would like to work with City to develop the Prototype Service that would allow City management and water utility customers to track water usage on a near real -time basis and be able to compare individual customer's water usage with other water service customers' usage. IBM will endeavor to develop the following: 1. Prototype Service that would allow: a. City management to visualize and understand consumption patterns and the sustainability footprint of the volunteers participating in the project for both water consumption, and the - related energy consumption for both water production and waste water treatment. b. Participating volunteers to visualize and understand their water consumption. 2. Stand alone application software tool with a front -end that is similar to the front end of the Prototype Service, but accesses static and local data, ( "Tool ") for use by the City to demonstrate the functionality of the Prototype Service to its water utility customers and others. City will be able to access the Tool from a properly configured laptop or desktop computer, i.e. the Tool should run on a machine running Windows XP or more recent operating system, on an Intel platform, with the following minimum configuration requirements: 1 GB RAM, 10 GB Hard Disk and CPU faster than 1.6 GHz. IBM will make available to the project or develop software tools a) to perform data processing and data management to prepare the Data and b) to perform exploratory analysis on the datasets to extract consumption patterns and insights. These tools will not be furnished or licensed to the City. IBM will furnish the following to the City: 1. Reports on water consumption patterns and sustainability footprints collected over the period of the project over the set of volunteers participating in the project. 2. A final report on the project results. 3. Access to the Prototype Service developed during this project to demonstrate it. 4. Tool. The City will provide: 1. A list of 250 volunteer water customers with advanced water meters to be identified only by a unique ID. 2. City preferences for Prototype Service user interface and metrics. 3. Access to a data warehouse that will store Data, on a schedule and frequency to be mutually agreed to by the parties. 8 of 10 IBM_Agmt Wn95477R with City of DRQ and SCIWO91RQ9baI - IBM docx 4. Access to information about the electricity consumption for water production and waste water treatment during the project period. 5. Make available City personnel who can answer phone calls from the volunteers who have questions about how to use the Prototype Service, or how to interpret the Data. IBM shall have no responsibility to the volunteers that use the Prototype Service. 6. Feedback on the project from the volunteers in a form, format and frequency to be agreed upon by the Technical Coordinators. 3.0 SCHEDULE AND MILESTONES r<A 4 = I _ iii ill IVA In \i1t ' 1 t Yg Y Li(0 IRA 11 [7 rfli iiili'ie7 it 1 ram ;c till � �e raioiiR�i i1 Af Lff id , Rj 3 i- (c ijni i l- t�I��rt�l'r X r r: i1:1, 4 = D) a t•1 i ri s rlk3lte)t / ■k Rol I 111'0 1, A lx Itil(C y b t4z" L i IDX St )10)1ili011 - jitLi1 C 7c1itYEX t%u't� l�X r 1III iXa7ith <.11 I trco (6= 131 014 ail /t ii ID k_l Van bR l rxol e. Y_ti iL 1l 1jIillItfl b t i iiiIR \a,(0 <_cor■'itt 0:1 '7/ = 1rwr0 ii'fL t" &I IS kFCe anI iiitrt' 1r ■ R esponsible Parties IBM, City Identify metrics to be measured and monitored Using input provided by City, determine requirements of Prototype Service i rli i} gqi itriti .)0 ili l lYfcj 1! lit q r' 1_1170111)= Help develop communication materials to be used to recruit volunteers Provide advice on how to obtain a representative base sample of population in volunteer pool Identify format of various Data sources and create plan for preprocessing of Data that will be needed to consume Data Finalize Data sources, frequency of Data updates and process and governance of Data used Finalize Data anonymization plan Develop research tools for automation of data gathering from advanced water meters for consumption Develop the Prototype Service Complete the integration of the data processing, warehousing and Prototype Service so that the Data is ingested into Prototype Service for visualization and subsequent understanding and analysis Demonstrate the Prototype Service [1�1 a1, (iky 'MI, City i limhMi, (10 Estimated Completion Time in Months Relative to Start Date of Pro - ect 1(01 Ti 9 of 10 IBM -Agmt W05547 —8 -with City- o€- DBQ- afld-SAW091- 809bal- -4BM,do Task 000 (Mli I I ail ' i>is 6 CgiY9 ec (01) 1 Analyze consumption data for insights and patterns that lead to understanding for improving sustainability footprint and understanding how visibility affects consumption Responsible Parties Estimated Completion Time in Months Relative to Start Date of Pro'ect END 10 of 10 FROIIn: Cindy Steinhauser, Assistant City Manager SUBJECT: Approval of Smart Sustainable Dubuque Services Agreement ®ATE: September 16, 2009 INTRO®UCTION The purpose of this memorandum is to bring to your attention that we are ready to proceed with service agreements to support the Smarter Sustainable Dubuque project's technical needs. BACKGROUND Throughout its history, Dubuque has responded to challenges in a positive and proactive manner. Since 2006 Dubuque has made sustainability a priority, realizing it was crucial to remaining competitive. That priority has been reflected broadly across the community, from City Council action, to Envision 2010 programming, to the new Dubuque2 outreach effort recently launched with the help of the Dubuque Area Chamber of Commerce and Community Foundation of Greater Dubuque. The community wide vision is for a transformative approach to sustainability, one that results in a more viable, livable and equitable Dubuque. However, it is an old but true statement that you cannot manage what you do not measure. With the sustainability effort, it is critical to incorporate new, transformative approaches and technology to allow us to measure, manage and optimize resources. This will be critical if we are going to be able to assure citizens that our community sustainability effort is truly "sustainable". It will also be necessary in order to properly plan for the development of new industries, expanded opportunities for existing industry, new jobs, new markets and new community growth. Over the past several months, many members of City staff, along with many community partners have been in dialogue with representatives of IBM to discuss opportunities to share resources and further advance the City Councils' goal of making Dubuque a model showcase for sustainability. These community partners include Greater Dubuque Development Corporation, The Community Foundation of Greater Dubuque, the Dubuque Area Chamber of Commerce, Dubuque Initiatives, area schools, Black Hills Energy, Alliant, ECIA, Main Street Ltd and others. ISCIJSSI®N American cities are in search of a transformational agenda to revitalize their economies and improve their environments. Dubuque has defined itself as a national leader in sustainability, with its unique blend of forward-thinking public policy and a committed grass-roots base. Together with partners and clients, IBM is working to build a smarter planet. Together, Dubuque and IBM can realize one of the country's first "Smarter Sustainable Cities," one that is environmentally sustainable, economically prosperous, and socially vibrant. The citizens of Dubuque have already collaborated on an unprecedented sustainability agenda. When enabled with smarter technology and infrastructure, the benefits seem to be without limits. The City proposes a program that will create a Master Agreement with IBM to partner and provide advanced technological and analytical services to Dubuque's sustainability effort, with resulting models to support long term efforts. The models will include vital data management and analysis and the research and development needed to make this data useful. The model will also expand opportunities for local businesses to thrive in new sustainable industries. This services agreement is an outgrowth of the City's Memorandum of Understanding with IBM which generally defines particular scopes of work. Generally, grant funds, with some funds from City sources, would finance the IBM research and development required to implement an Integrated sustainability System, which will arm residents and business owners with the data required to make smarter choices about their energy consumption habits and save money. The Master Agreement with IBM proposes to work with the City of Dubuque on several potentially groundbreaking projects. Some of the projects are anticipated to begin in Fall 2009. Others are anticipated to begin as soon as sources of funding for those projects are secured through new grants, stimulus funds and other means. Some tasks, including required studies for projects, can begin immediately or in near future and continue on parallel tracks if funding for those tasks is secured already. Projects 1. Integrated sustainability System and Community Engagement 2. Smart Parking 3. Smart Water 4. Smart Transit 5. Smart Energy IBM proposes to work with the City of Dubuque on research projects with the end goal of demonstrating an experimental proof of concept for the Integrated sustainability System ("ISS") based on specifications defined by the City of Dubuque through an active and ongoing community engagement process. IBM Research will assist the City of Dubuque to help define the energy, water, and a subset of carbon footprint sustainability metrics, community engagement, sustainability community networking and respective parameters in visualization in the dashboards of the ISS. IBM Research will also assist the City of Dubuque in the community engagement process to educate the community on the use and potential value of the dashboards in ISS. The City of Dubuque intends to work with IBM to define the novel and experimental metrics of interest and the information to be visualized in the ISS. This will be done through a "laboratory" mock-up of the ISS to be developed by City of Dubuque staff and delivered to IBM, which will then design the ISS to customize it to the requirements specified by the City of Dubuque in the mock-up. The proposed Master Agreement will be implemented in a series of individually negotiated "Statements of Work." The first such Statement of Work is for Smart Water. This project will allow water utility customers to access their current water usage data, and various statistical data, in real time, from an IBM server, for use to improve sustainability and cost savings opportunities through water consumption management ("Prototype Service"). Dubuque will provide IBM with current meter readings on a schedule and frequency agreed by the parties from 250 customers' advanced water meters ("Dubuque Data"), and set up a mechanism that will enable these customers to provide Dubuque with feedback about the IBM service. The parties will agree on the content, format and frequency for Dubuque to provide the customer feedback to IBM. IBM will own all the feedback. At the end of the project, IBM will provide Dubuque with astand-alone application tool, in object code form, that replicates the front end of the IBM Service, but accesses static and local data for use by Dubuque to demonstrate the Prototype Service to its citizens and others. Dubuque will be able to access this service from existing City equipment. U®GT The Smart Water segment of this contract is proposed to be $850,000 and can be funded from water user fees. Jenny Larson, the City's Budget Director, is proposing $500,000 be committed in Fiscal Year 2010 and $350,000 in Fiscal Year 2011. REC®IUIMEN®~-TI®N Staff requests that the City Council authorize the City Manager to complete negotiations with IBM for this Smarter Sustainable Dubuque Services Agreement and its first attached Statement of Work for a contract amount not to exceed $850,000 and subject to final City Council approval. Attachment cc: Jennifer Larson, Budget Director Sheila Samuelson, sustainability Coordinator Teri Goodmann, Assistant City Manager David Heiar, Economic Development Director Steve Brown, Project Manager David Lyons, Project Manager, Smart Sustainable Dubuque F:\USERS\Econ Dev\Smart City Initiative\20090916_Smart Sustainable City Memo.doc Memorandum of IJnders4andin~ between CITY ®JE' I)IJBUI2UE and IBM RESEAItCI3 This is a Memorandum of Understanding (MOU) between IBM RESEARCH and CITY OF DUBUQUE. The purpose of this MOU is to confirm the discussions between CITY OF DUBUQUE and IBM RESEARCH with respect to our intention to collaborate in areas of mutual interest derived from IBM RESEARCH's smarter planet initiatives and CITY OF DUBUQUE'S sustainability model, subject to negotiation of a mutually acceptable definitive written agreement(s). We envision that the first planned agreement (expected to be executed contemporaneously with this MOU) will encompass a six (6) month joint study effort to identify opportunities for innovation with IBM Research playing the role as an innovation partner for the City of Dubuque. IBM Research plans to work with the CITY OF DUBUQUE, the Greater Dubuque Development Corporation and other partners in Dubuque to create proofs of concept to showcase the capabilities. The study effort is expected to include a review of business, technical, marketing, sales, acid financial plans and capabilities, among other things. In order to ensure that the parties understand the nature and the purpose of these discussions so that no misunderstanding occurs, we wish to document the status of the parties' discussions as of this date and provide a framework for ongoing discussions. This MOU sets forth the intentions and understandings of the parties for the purpose of facilitating our subsequent discussions and evaluations. The following describes the proposed relationship between CITY OF DUBUQUE and IBM RESEARCH with the goal of entering into a definitive written agreement(s) regarding such relationship including the intention to enter into an agreement regarding the study effort mentioned above. Objectives CITY OF DUBUQUE'S business interests in connection with this potential relationship are initially focused in the following areas in an effort to create jobs and save citizens and businesses money The City's sustaiilability model that will cover three core areas including all principles: 1. Economic Prosperity Regional Economy: Sustainable Dubuque is a community that values a diversified regional economy with opportunities for new and green markets, jobs, products and services. Smart Energy Use: Sustainable Dubuque is a community that values energy conservation and expanded use of renewable energy as a means to save money and protect the environment. Resource Management: Sustainable Dubuque is a community that values the benefits of reducing, reusing and recycling resources. Community Design: Sustainable Dubuque is a community that values the built envirorurrent of the past, present and future which contributes to its identity, heritage and sense of place. 2, Social/Cultural Vibrancy e Green Buildings: Sustainable Dubuque is a community that values a productive and healthy built environment. ~ Community Knowledge: Sustainable Dubuque is a community that values education, empowerment and engagement to achieve economic prosperity, environmental integrity and social/cultural vibrancy. Reasonable Mobility: Sustainable Dubuque is a community that values safe, reasonable and equitable choices to access live, work and play opportunities. Environmental Integrity ® Healthy Air: Sustainable Dubuque is a community that values fresh air, reduced greenhouse gas emissions and minimized health risks. ® Clean Water: Sustainable Dubuque is a community that values water as a source of life and seeks to preserve and manage it in all forms. IBM RESEARCH'S business interests in connection with this potential relationship are initially focused in the following areas: IBM RESEARCH'S smarter planet initiatives that cover: Smart Cities Instrumentation, Interconnection and Intelligence including Integrated sustainability Monitoring & Modeling Energy efficient buildings Integrated Smart Parking and Transportation Smart metering for water usage Research iiutiatives that could help city residents reduce their carbon footprint. Education Services Healthcare IT In engaging in such a relationship, CITY OF DTJBUQTJE and IBM RESEARCH anticipate that they will also be engaging other partners as needed to deploy cutting edge solutions developed at IBM RESEARCH in the CITY OF DUBUQUE creating and smarter, more sustainable city. CITY OF DUBUQUE and IBM RESEARCH intend to hold regularly scheduled executive, marketing and sales, and technical meetings for strategy discussions and to review the status and progress of this potential relationship with respect to the following areas. The specific agreements for each of these areas are intended to be covered in individual appendices to the overall definitive agreement or, as appropriate, in separate agreements. IBM RESEARCH Responsibilities Under the proposed relationship, IBM RESEARCH intends to: Provide expertise regarding sustainability innovation to CITY of DUBUQUE a Study the various city systems in Dubuque including the energy, water; transportation, parl~ing and economic development and propose innovation projects to help improve the efficiency of the systems to make them smarter and more sustainable. This is expected to be conducted over a six (6) month period. e Based on the study conducted, initiate a portfolio of proof of concepts with the CITY of DUBUQUE to demonstrate smart city innovation capabilities. This work may begin as early as September 2009 with a proof of concept in congestion minimization. ® The goal is to showcase the innovation capabilities in Dubuque to be scaled and deployed within the entire city and to use it is as a model that can be replicated in the state of Iowa and the nation. ® Create a repository of content and lessons learned in the process of transforming Dubuque into a more sustainable and smarter city CITY OF DUBUOUE Resr~onsibilities Under the proposed relationship, CITY OF DUBUQUE intends to: o Provide local specifications and requirements in the areas of smart city integration, energy, water, transportation around which research proposals need to be developed. Help build partnerships with lcey entities including city businesses, utilities and other public and private enterprises to enable the collaboration to create deployable prototypes of the proposals jointly developed with IBM Research. Lead the facilitation of appropriate funding mechanisms for the proposals developed and be solely responsible for any funding from government sources except in cases where it maybe required that industry lead the response to a Request for Proposal (RFP) issued by a government source. ~ Enlist, where appropriate, voluntary participation in these proposals by interested local agencies, and individuals. e Facilitate the implementation of systems that will be needed to perform the identified activities. a Facilitate the implementation of programs identified during the study effort. Joint Responsibilities Under the prcposed relationship, the panties jointly intend to: Jointly develop research proposals of interest o Jointly work on change management as proposals need to be modified or revised based on changes in the environment over the lifespan of their development o Jointly develop a governance model for running a project office to measure, monitor, evaluate and report progress and resolve issues that may hinder the progress of the work ® Jointly ~=ork to ensure city wide deployment of solutions based on the success of the proofs of concept General terms coverintr our discussions in connection with this MOU A. Confidentiality. Information that is exchanged will not be considered confidential unless it is disclosed tinder the terms of the IBM RESEARCH Confidential Disclosure Agreement between the parties dated ~~ ~? ~ %( ~ ~~ f f B. Term and Termination. This MOU will guide the further discussions of the parties until the signing of a definitive agreement, if any. After such date, neither party shall have any further obligations to the other party pursuant to this MOU, except as expressly provided in this MOU. This MOU and the negotiation of a definitive agreement are terminable at will by either party. All discussions, proposals, term sheets, draft agreements and other similar materials will be null and void if discussions are terminated. ~. Nonexclusive 1Zelationship. This MOU outlines anon-exclusive commercial relationship between IBM RESEARCH and CITY OF DUBUQUE. Nothing contained in this MOU shall be deemed to be a restriction of any type on either party's ability to freely compete or . to enter into "partnering" relationships with other entities. Any decision by either party to forego, or engage in any other business opportunity or any other activity, to alter any business plan or direction, or to make any investment in anticipation of the consummation of any transaction contemplated by the parties, is at the sole discretion of the party electing to do so, and will not create any actual or potential liability or obligation for the other party, even if that party is aware of, or has been informed of or has indicated approval of any such action, decision or election unless agreed to otherwise in an agreement signed by both parties. In the event of termination of this MOU, neither party will be restricted as a result of these discussions, and in any event each party is free to pursue a similar business relationship with others at any time. I~. 1'relianinary hlatttre of Discussions. During the parties' discussions, the parties will likely exchange written or oral proposals, term sheets (including without limitation the responsibilities' outline contained herein), draft agreements or other similar materials. Neither party may rely on, be bound by, .or have any obligation under any such discussion, proposal, term sheet, draft agreement or other preliminary material, even if signed by one or both of the parties, except for a definitive written agreement signed by an authorized representative of each party that encompasses the subject matter of any such materials. In addition, the parties agree as follows: 1. The parties acknowledge and agree that the proposed business relationship between the parties and the execution of the definitive agreement by CITY OF DUBUQUE and IBM RESEARCH is subject to all applicable legal and regulatory requirements and all necessary corporate and other approvals of the parties and their respective shareholders, members and/or partners. 2. Neither CITY OF DUBUQUE nor IBM RESEARCH nor any of their respective shareholders, members, partners or affiliates will issue any release or other publicity concerning this MOU except with the prior written approval of the other party. The parties agree to cooperate with respect to any news release or other publicity regarding the foregoing. This MOU shall be read and interpreted with all changes of gender or number required by the context according to the ordinary and usual meaning of words, but words with recognized technical or trade meanings shall be interpreted according to such recognized meanings. 4. The cost intoned by each party with respect to these discussions, and all subsequent negotiations of the proposed agreement, whether resulting in an agreement or not, and including without limitation legal and attorney, technical and research, financial and other advisory fees, will be borne solely by the party which incui~ed them. This MOU supersedes all prior proposals and discussions and is the complete and exclusive statement of the understanding between IBM RESEARCH and CITY OF DUBUQUE as to the subject matter. This MOU cannot be modified except by a comprehensive writing signed by an authorized representative of each party that specifically amends this MOU. If this document adequately sets forth your understanding of our intentions, please indicate your agreement by signing both copies of this MOU and retlun one original to me (you may do so by facsimile or by mail). Acknowledged for: IBM RESFOI~ By: Date ~~ ~~ ~~~ ~-er~~~ ~ .~ ~ ~~ ~5 CITY OF DUBUQUE -~ By; f 2.~__, Date: ~~ ~' j ~~t~~r /?l r' <~: Prepared/Return to: David Heiar, Economic Development, 50 W 13th Street, Dubuque, IA 52001 (563) 589-4393 RES®LU°TI®N N®. 340-09 Whereas, the City of Dubuque, Iowa, has established sustainability as a top priority; and Whereas, many cities are in search of transformational agendas to revitalize their economies and improve their environments; and Whereas, Dubuque has defined itself as a national leader in sustainability; and Whereas, the citizens of Dubuque have already collaborated on an unprecedented sustainable agenda; and Whereas, International Business Machines Corporation (IBM) is an international leader in developing a smarter planet; and Whereas, the general terms and conditions for a Master Contract with IBM, set forth in the attached memorandum, have been reviewed and are supported by the City Council; and Whereas, the City Council desires that the City Manager negotiate an agreement with IBM that incorporates those terms and conditions, subject to final approval by the City Council NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. That the general terms and conditions for a Master Contract with IBM, described in the attached memorandum, have been reviewed and are supported by the City Council. Section 2. That the City Manager is hereby authorized to negotiate an agreement with ABM, subject to final approval by the City Council Passed, approved and adopted this 17th day of September, 2009. ~, c.~ ~ .~P- -~r~ ~ .per` ,~ Roy D. Buol, Mayor Attest: /Jeanne F. Schneider, City Clerk F:\USERS\Econ Dev\Smart City Initiative\20090916_Resolution Execution Sustainability Agreement.doc