Purchase of Services Grant Agreement - Four Mounds Copyrighted
June 18, 2018
City of Dubuque Consent Items # 17.
ITEM TITLE: Purchase of Services Grant Agreement- Four Mounds
Foundation: Day Camp
SUMMARY: City Manager recommending approval of a Purchase of
Services GrantAgreementwith Four Mounds Foundation
for the Day Camp Program as part of the summer
Neighborhood Recreation Program for Fiscal Year 2019.
SUGGESTED DISPOSITION: Suggested Disposition: Receive and File; Approve
ATTACHMENTS:
Description Type
Four Mounds Foundation POS-NNM Memo City Manager Memo
POS Agreement-4 Nbunds Staff Memo
4 Mounds Agreement Supporting Documentation
THE CITY OF Dubuque
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TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: Purchase of Services Grant Agreement — FY 2019
Four Mounds Foundation
DATE: June 12, 2018
Leisure Services Manager Marie Ware recommends City Council approval of the
Purchase of Services Grant Agreement with Four Mounds Foundation for the Day
Camp Program as part of the summer Neighborhood Recreation Program.
The adopted Fiscal Year 2019 City Community Development Block Grant (CDBG)
operating budget provides for the payment of$33,258 for Four Mounds Foundation.
This program provides for twenty-five youth to participate in this program each of the
seven weeks it is offered. Low and moderate-income families are provided the program
free of charge; others pay $145.00 per week.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
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Mic ael C. Van Milligen �� �
MCVM:jh
Attachment
cc: Christine Happ Olson, Four Mounds Director
Crenna Brumwell, City Attorney
Teri Goodmann, Assistant City Manager
Cori Burbach, Assistant City Manager
Marie L. Ware, Leisure Services Manager
THE CTTY OF Dubuque
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TO: Michael C. Van Milligen, City Manager
FROM: Marie L. Ware, Leisure Services Manager
SUBJECT: Purchase of Services Grant Agreement— FY 2019
Four Mounds Foundation
DATE: June 8, 2018
INTRODUCTION
The purpose of this memorandum is to request City Council approval of the Purchase of
Services Grant Agreement with Four Mounds Foundation for the Day Camp Program as
part of the summer Neighborhood Recreation Program.
DISCUSSION
The adopted Fiscal Year 2019 City Community Development Block Grant (CDBG)
operating budget provides for the payment of$33,258 for Four Mounds Foundation.
This program provides for twenty-five youth to participate in this program each of the
seven weeks it is offered. Low and moderate-income families are provided the program
free of charge; others pay $145.00 per week.
ACTION STEP
It is requested that the City Council approve the attached Purchase of Services Grant
Agreement with Four Mounds Foundation and authorize the Mayor to execute the
contract on behalf of the City when the HUD CDBG funding agreement has been
authorized.
MLW:et
attachment
cc Erica Haugen
Dan Kroger
1
AGREEMENT BETWEEN
CITY OF DUBUQUE, IOWA
AND
FOUR MOUNDS FOUNDATION
COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG)
FY 2019 Day Camp Program
THIS AGREEMENT, executed on the26 day ofjU4 ..2018, is entered into by and between the City
of Dubuque, Iowa, a municipal corporation organized and existing under the laws of the State of
Iowa (Recipient) and Four Mounds Foundation, with its principal place of business in Dubuque,
Iowa (Subrecipient).
Whereas, Recipient is a participating city in the Community Development Block Grant
Program of the United States Department of Housing and Urban Development; and
Whereas, Recipient wishes to engage Subrecipient to assist Recipient in providing services
to low -and moderate -income persons.
NOW THEREFORE, in consideration of the premises and respective covenants, agreements
and representations hereinafter set forth, the parties agree as follows:
I. Scope of Services
a. Subrecipient Responsibilities
i. Provide the services to eligible residents of the City of Dubuque in a manner
satisfactory to Recipient and consistent with standards required as a
condition of providing these funds. Such program shall include the following
activities eligible under the Community Development Block Grant Program:
Operating costs for a summer, day camp program for low/moderate income
youth. In this regard for the term of this agreement it shall:
1. Provide activities like challenge ropes course, canoeing, ecosystem
adventures, swimming, creek -stomping, hiking, games and arts and
crafts.
2. Provide team building activities
ii. In the event of a conflict between the Subrecipent's proposals and the
provisions hereto attached, that provision which in the judgment of
Recipient provides the greatest benefit to Recipient shall prevail. Failure of
Subrecipient to provide any of the services proposed shall be deemed a
material breach of this Agreement.
iii. Support the City's efforts to be a viable, livable, and equitable community,
and to advance equity and inclusion. The City will provide opportunities to
demonstrate this support by inviting the Executive Director of the Agency
and any employees working on services covered by this agreement to
participate in the following professional development opportunities and
supporting activities:
1
1. The opportunity to be active and engaged participants in Inclusive
Dubuque peer learning opportunities and strategic efforts, Exhibit A;
2. The opportunity to attend intercultural and equity workshops offered
by the City, including workshops that focus on developing an
intercultural team with a strategic plan for advancing equity and
inclusion within the Agency and through the Agency's work;
3. Assistance in creating semi-annual status reports that demonstrate
the ways in which the Agency's efforts are advancing equity and
inclusion; and
4. Access to the City's equity toolkit.
iv. Support the City Council goals and priorities are attached hereto as Exhibit B.
b. City Responsibilities
i. City designates the City Manager, or Recreation Division Manager, to act as
its representative with respect to the work to be performed under this
Agreement, and such person shall have authority to transmit instructions,
receive information, interpret and define City's policies and provide decisions
in a timely manner pertinent to the work covered by this Agreement
until Agency has been advised in writing by City that such authority has been
revoked.
II. National Objective
a. Subrecipient certifies and maintains documentation that the activities carried out
with funds provided under this Agreement will meet the CDBG program's National
Objectives as stated:
i. [570.208(a)(2) Activities benefiting low and moderate -income persons;
Benefit a limited clientele at least 51 percent of who are low- or moderate -
income persons; and Requires information on family size, household income,
and ethnic origin. (Exhibit D lists the income guidelines)]
III. Project Budget
a. The total compensation to be paid to Subrecipient by Recipient for the services shall
in no event exceed sum of $ 33,258 for the program as described approved. See
attached budget in Exhibit C.
b. Any indirect costs charged must be consistent with the conditions of Section II (C) (3)
of the attached Exhibit E, Standard Requirements. In addition, the Recipient may
require a more detailed budget breakdown, and Subrecipient shall provide such
supplementary budget information in a timely fashion in the form and content
prescribed by Recipient. Recipient and Subrecipient must approve any amendments
to this budget in writing.
IV. Dates of Commencement and Completion:
a. The services to be provided under this Agreement shall be commenced on July 1,
2018 and shall be completed not later than June 30, 2019. Recipient's right to enforce
the terms of this Agreement shall be extended to cover any additional time during
which the Subrecipient remains in control of CDBG funds or other assets including
program income.
2
V. Agreement Documents and Provisions
a. Subrecipient will perform or arrange for the provision of services under this
Agreement in the manner and time provided herein and in accordance with the
Community Development Block Grant Program, including the Standard
Requirements in Exhibit E and Income Guidelines in Exhibit D herein attached and a
part of this agreement.
VI. Payment
a. It is expressly agreed and understood that the total amount to be paid by Recipient
to Subrecipient under this Agreement shall not exceed the amount stated in Section
III of this Agreement. Such amount will be paid upon written request on the Request
for Payment form, with proof satisfactory to Recipient of expenses. Drawdowns for
payment of eligible expenses are reimbursement only.
b. Payment shall be supported by documentation provided by Subrecipient of costs
incurred for services provided pursuant to this Agreement.
c. Payments are contingent upon certification of Subrecipient's fiscal management
system in accordance with the standards specified in 2 CFR part 200, the provisions
of which are available in the office of Recipient. Indirect cost rate for the Federal
award must be in compliance with 2 CFR part 200. If applicable, indicate indirect cost
rate: not applicable.
VII. Insurance
a. At the time of execution of this Agreement by Subrecipient, Subrecipient shall
provide to Recipient copies of Subrecipient's insurance certificates showing general
liability, automobile liability, and workers compensation insurance coverage to the
satisfaction of Recipient for the term of this Agreement.
VIII. Reporting and Monitoring.
a. Subrecipient shall render to Recipient a quarterly written report detailing its
activities. Quarterly reports shall be submitted no later than the 15th of the month in
October, January, April and July.
b. Subrecipient shall submit a measurable performance outcome for the funded activity
when submitting the quarterly report, as follows:
i. Up to 175 youth will have new access to healthy interaction and recreational
activities at a summer day camp program to create a more suitable living
environment.
c. Subrecipient shall be subject to at least one site visit by personnel of Recipient, or a
designee of Recipient or duly authorized federal, for monitoring Subrecipient's
delivery of services and compliance with terms of the agreement and federal
standards that pertain to federally funded grant activities. Review may include
accounting books and records for fiscal management and documentation of program
costs. The reviewers shall have access to and the right to examine, audit, excerpt and
/or transcribe any of Subrecipient's records pertaining to all matters covered by this
Agreement. Subrecipient shall be subject to subsequent site visits to review
correction of any deficiencies in compliance.
d. Recipient shall monitor the performance of Subrecipient against goals and
performance standards required herein in accordance with 2 CFR 200.330 — 2 CFR
3
200.332. Substandard performance as determined by Recipient shall constitute
noncompliance with this agreement. If action to correct such substandard
performance is not taken by Subrecipient within a reasonable period of time after
being notified by Recipient, contract suspension or termination procedures shall be
initiated in accordance with 2 CFR 200.338.
IX. Termination of Agreement
a. This Agreement may be terminated by either party by giving the other party a
written, ninety (90) day notice of such termination or upon such other terms as may
be mutually agreeable.
b. If, through any cause, Agency shall fail to fulfill in a timely and proper manner its
obligations under this Agreement or if Agency shall violate any of the covenants,
agreements, or stipulations of this Agreement, City shall have the right to terminate
this Agreement by giving written notice to Agency of such termination not less than
five (5) days before the effective date of such termination.
X. Assignability
a. Agency shall not assign this Agreement or any interest in this Agreement without
prior written approval of City.
Xl. Notices
a. Communication and details concerning this Agreement shall be directed to the
following representatives:
Recipient Subrecipient
Dan Kroger, Recreation Division Manager Christine Happ Olson
Leisure Services Department Four Mounds Foundation
2200 Bunker Hill Road 4900 Peru Road
Dubuque Iowa 52001-3010 Dubuque Iowa 52001
IN WITNESS WHEREOF, the parties have executed this agreement, with the referenced
attachments Exhibit A, B, C, D, and E as of the date first written above.
Witness: City of D
Kevin' irnstahl, City Clerk Reye -F} 4rMa of
l Ric Jones, Presidg Officer
4
Four
ds Foundation
ristine Happ Olson, Director
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Exhibit A Connecting People•Strengthening Community
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A local network of community leaders from faith, labor, education and government
organizations dedicated to advancing justice and social equity in our community.
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What is Inclusive Dubuque?
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Indusive Dubuque is a peer-learning network of partners
committed to creating an informed, equitable and inclusive � - ' -
communiry where all people are respected, valued and � � �
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engaged. The network is comprised of more than 50
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organizations across sectors induding faith, government,
nonprofit, business, education and more. To see a complete ' - - ' - -
listing of organizations, visit www.inclusivedbq.org. ' "" " '
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The Indusive Dubuque network works collaboratively to eliminate bias in our � - - .
community.While this goal would be difficult for a single organization or ,,, . , _ _ __, ,
individual to achieve, each network member can contribute to an
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effective outcome by:
• providing data and information to inform decisions
• supporting equity education opportunities
• creating and sharing equity tools
These goals are accomplished by supporting partner-led sector grou�s and peer-learning opportunities.
Sector Groups
Community and network members lead these groups to address bias within the seven focus areas of the equity profile.
Sector groups are supported by a data team and guided by the expertise and lived experience of their members; data to
learn and track their progress; and the use of a racial/social equity lens to help guide decision-making.
Peer-Learning
Indusive Dubuque offers peer-learning opportunities — induding education,training and resources —to network partners
to improve personal and organizational understanding of all types of bias and promote racial and social equity.
Early Warning Communily Mobilization CVB in[egra[es
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Winner of a 2017-18 Dubuque Silver ADDY Award and a 2018 '
Dubuque 365 Community Impact Award, the "Pm a Dubuquer" � • •� .� -
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Best Practices
Last year, the Network launched "Best Practices in Diversity, Equity
and Indusion," a nine-month, peer-learning work-shop series.
Organized by the network's Peer-Learning Council (PLC), the series
gives participants the opportunity to learn about and engage in best
practices for diversity, equity and indusion. Sessions took place on a
monthly basis and cover such topics as leading organizations
through change, meeting organizational goals, communication, and
recruitment strategies.The series will wrap up in June with
presentations by participants demonstrating how they will apply the
skills they have learned to support their organizations' equity and
indusion goals.
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The Network at Work
Networkand communiry members havejoined • • - • •- ,- • - -•• -
partner-led working groups to address new _ _ _ � ' " ' '
challenges and bring the racial/social equiry lens to • -• - - •
existing programs and efforts in education, arts and ' ' '
culture and our neighborhoods. These groups work � � _
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to identify priorities, measurable indicators and . . .. - - -
partners and programs that can be engaged to - ' - ' ' - _ - -
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affect change. .. .. . .- . ' . .
Sector groups are utilizing a process called Results-Based Accountability in an effort to better understand how we can track
our progress. Since December 2015, more than 90 people have joined sector groups and that number continues to grow as
members identify voices missing from the conversation.
In addition to participating in sector groups and Best Practices, network partners are already taking steps in their own
organization.These network-owned actions help contribute to creating an equitable and indusive community where all
people feel respeded,valued and engaged. Here are just a few of the ways our"network is at work":
• Economic Wellbeing: Northeast lowa Community • Higher Education: Loras College has implemented
College and Greater Dubuque Development Corporation cultural competency training as part of the Honors
have implemented an outreach strategy to engage Student Program curriculum.
minority community members in Opportunity Dubuque.
• Government:The City of Dubuque hasjoined the
• Business:The Dubuque Chamber of Commerce has Government Alliance on Race and Equity and is
created a Minority Business Council with a mission to implementing a racial equity toolkit.
guide minority and under-represented business owners , Health: Mercy Medical Center, Crescent Community
toward local resources. Health Center, University of Dubuque, Dubuques
• Education:The Dubuque Community School District is Human Rights Department, and others are increasing
disaggregating data regarding Grade-Level Reading, healthcare access for the Marshallese population
attendance and graduation rates to help improve out- through a community health program that helps remove
comes for all students. barriers to care.
TO LEARN MORE AND FIND OUT HOW YOU CAN GET INVOLVED,VISIT WWW.INCLUSIVEDBQ.ORG
iNc�usivE dubuque
Connecting People•Strengthening Community
Indusive Dubuque is facilitated by the Community Foundation of Greater Dubuque.
THE CITY OF �
DuB E
Masterpiece on the Mississippi G 0 A L S & P R I 0 R I T I E S
Exhibit B
2032 VISION STATEMENT CITY MISSION STATEMENT
Dubuque 2032 is a sustainable and resilient city and an indusive and Dubuque city govemment is progressive and financially sound with
equitable community. Dubuque 2032 has preserved our Masterpiece residents receiving value fortheirtax dollars and achieving goals
on the Mississippi, has a strong diverse economy and expanding through partnerships. Dubuque city govemmenYs mission is to deliver
connectivity.Our residents experience healthy living and active lifestyles; excellent municipal services that support urban living;contribute to
have choices of quality, livable neighborhoods; have an abundance of fun an equitable,sustainable city; plan forthe community's future; and
things to do;and are engaged in the community. facilitate access to critical human services.
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1
POLICYAGENDAitemsareissuesthatneeddirectionorapolicy MANAGEMENTAGENDAitemsareissuesforwhichtheCity
decision by the City Council,or need a major funding decision bythe City Council has set the overall direction and provided initial funding,
Council, orissuesthatneedCityCouncilleadershipinthecommunityor mayrequirefurtherCityCouncilactionorfunding, oraremajor
withothergovemmentalbodies. Thepolicyagendaisdividedintotop managementprojectsthatmaytakemultipleyearstoimplement. The
priorities and high priorities. management agenda is divided into top priorities and high priorities.
2011-2019 POLICY AGENDA 2011-2019 MANAGEMENT AGENDA
TOP PRIORITIES(in alphabetical order) TOP PRIORITIES(in alphabetical order)
• Central Avenue Revitalization: Streetscape and Business Development • CHANGE Program: Implementation
• Citywide Flower Planting Program • Citywide Traffic Signal Synchronization
• CommunitywideSolarStrategy • ComiskeyParkExpansionandRenovation
• Comprehensive Plan:Adoption • Crescent Community Health Centec DevelopmentAgreement
• East-West Corridor Study Implementation • Greater Dubuque Development Corporation Downtown Transformation
• Master Plan for Chaplain Schmitt Island • Residential Housing Upgrade/Flood Protection Program
• South Port Redevelopment Master Plan • Westside Water System: Implementation
• SplashPad HIGHPRIORITIES(inalphabeticalorder)
HIGH PRIORITIES(in alphabetical order) • Affirmativery Fudhering Fair Housing Plan: Development
• Crime Prevention Program Expansion • Cadegraph Partnership: High-Performance Govemment
• Dilapidated Buildings/Stmctures • City Performance Measures/Open Data Catalog/Data-0riven
• Five Flags Center Study Govemance
• Indusive Dubuque • Intemational City/County Management Association (ICMA)
• KerperBoulevard Revitalization Report Fellowship Intemational Exchange
• Multicultural Family Centec Colts Building Direction and Funding • Leisure Services Department Assessment
• River Cruise Docking Facilities • Parking Ramp Maintenance: DirectioNFunding
• Roosevelt Road WaterTower • Teen/Young Professionals/Seniors:lackson Park Pilot Program
• Water&Resource Recovery Center Nutrient Trading
Ouer the course of three euening sessions in August 20ll,City Council members reaffirmed the 15-year uision statement
and mission statement and identified eight fiue-year goals for the city. They also identified top and high priorities for a Reu. 11/13/17
20ll-2019 policy agenda as well as a management agenda for pmjects and initiatiues planned for 20ll-2019.
2011-2019 MANAGEMENT IN PROGRESS ' WaterDepartmentMailingsforBarringtonLakesandClWACustomers
• Emerald Ash Borer Program Implementation
• Steeple Square Campus • CNG Tmck Purchase(3)
• Transit Seruice�pansion • Bee Branch Community Orchard
• Riuerfront Lease Gauilon Sites(2) • Community Climate Action and Resiliency Plan
• Workforce Market-rate Housing • lowa Economic Deuelopment AuthorityCommunity Energy
• Industrial Park Deuelopment • Recycling Program
• Brownfield Area-wide Planning • Path Forward(Air Quality)Plan
• Economic Impact of Historic Preseruation—Marketing Plan • Four Mounds Foundation/HEART Program
• Phased Historic Architectural Suruey • Purchase of Seruice Program
• MarketingDubuqueletCenterSeruices • MyBmther'sKeeper
• Art on the RiuerWinter Edition • Sister Cities Program
• City Focus Magazine on Economic Deuelopment • Airport Sanitary Lagoon Remoual
• Art on the Riuer Exhibit • The lule Euening Seruice Implementation
• America's Riuer III • Smad Transpodation Program
• Sale of Art on the Riuer Sculptures • Bus Routes
• AirSeruice �pansion
• DubuquelndustrialCenterSouth 2011-2019 MAJOR PROJECTS
• Oppodunity Dubuque lob Training Programs
• Leadership Enrichment After School Pmgram (LEAP) • Fire Headquarters and Stations ADA Compliance Upgrades
• Te�to 9-1-1 • Fire Station HVAC and Lighting Improuement Pmjects
• Radio System Upgradeto P25 • llth Street/West Locust Reconstructions Pmject
• Neighbor2Neighbor Pilot Initiatiue • Thomas Place RetainingWall Repair
• Fats-Oils-Grease(FOG)Pmgram Inspections and Enforcement . Lowell Street Retaining Wall Repair
• DispatcherTraining • CumminsCourtWallRepair/WaterMainReplacement
• Communication National QualityAssurance . 22nd Street/Kaufman Auenue Reconstruction Project
• CAD Connection to City Camera Network • HVAC Upgrades
• Smart 9-1-1" Building Pmfiles • Municipal Seruice Center Improuements
• Ambulance Replacement • Water Main Extension Projects
• ADA Audit • West 3rd Street Reseruoir Back Up Generator: Purchase Solar Projects(2)
• Community SolarAction Plan • Liquid Deicer Blending System Upgrade Pmject
• Source of Income Implementation of Recommendations . Cell 9 Phase III Landfill Expansion
• Non-Emergency Mobile/Podable Radio Units Replacement . Washington Street 30" Force Main
• Water and Resource Recouery Center • Pipelines Inspection Equipment Upgrade Project
• Fire Pumper Replacement • Water Department Well Maintenance
• 2018 Community Health Needs Assessment/Health Improuement Plan . gee Branch Project Municipal Separate Storm Sewer System (MS4)Permit
• Automatic Fire Station Aleding Project Compliance Pmgram/Pmjects
• Fire Department Accreditation • Energy Efficient Street Lights
• Housing Grants for Homeowner Rehabilitation . WaterTank Inspection and Maintenance
• HUD Voluntary Compliance Agreement • Former Dubuque Brewing&Malting Building Project,3000 Jackson St.
• FDAVoluntaryRetailFoodRegulatoryStandards • FlexsteelProject
• Police Officer Recruitment and Retention • Southwest Arterial Project(IDOT)
• 21st Century Policing:Action Plan . Bee Branch Watershed Flood Mitigation Project
• Healthcare Couerage for Residents from the Marshall Islands . Historic Millwork District Public Projects
• Diuerse Police Hiring • Fiue Flags Theater and Ham House Building Improuements
• Equity Report • Grand Riuer Center
• Code Enforcement Accela Program • Creekwood Park
• Flood Wall/Leuee Breech Study and Action Plan • The lule Operations&Training Center Pmject
• Housing Department Equity Plan • East-West Roundabouts
• AbandonedNacant Buildings Report • Traffic Signal Upgrade(1)
• Direct Time Entryand Employee Access Center . Upper Bee Branch CP Railroad Crossing
• WaterSmart Portal Software Implementation • North Cascade Road Reconstruction Project
• InVision Software forADA Improuements • Washington Street Improuement Project
• Autolink of Finance Community Plus and Laserfishe . Menards Frontage Road Project
• SRF 20ll Debt Issuances(Kerper Pmject) • Military Road Reconstruction Pmject
• Grant Management Software • Chauenelle Road Rehabilitation Project
• Debt Reduction Plan Implementation • Chauenelle Road Hike/Bike Trail Project
• Mobile Asset Management Software • ADA Curb Ramp Projects
• Labor Negotiations and Contract • Uniuersityand Granduiew Roundabout
• Water Source Initial Plan and Distribution Hydraulic Model
• I-Net Future:Strategy and Actions
• CityWebsiteAudit
• Code of Ordinances
Adventure Day Camp FY19 - Program Funds
EXHIBIT C
Category Budget
Director/Leaders $ 20,903.41
...................................................................................................................................................................................................................................................
Admin $ 3,666.82
....................................................................................................................................................................................................................................................
General Liability/insurance $ 2,848.02
...................................................................................................................................................................................................................................................
Position advertising $ -
...................................................................................................................................................................................................................................................
Staffbackground checks $ 90.00
....................................................................................................................................................................................................................................................
Canoe/trailer safety, repairs; hauling $ 1,961.00
...................................................................................................................................................................................................................................................
Staff mileage reimbursement $ 150.00
....................................................................................................................................................................................................................................................
Supplies &first aid $ 1,125.00
...................................................................................................................................................................................................................................................
Ropes course contract $ 6,066.00
...................................................................................................................................................................................................................................................
Office/mobile/printing/supply/postage $ 611.54
....................................................................................................................................................................................................................................................
Portapotty (rolled into Ropes contract) $ -
...................................................................................................................................................................................................................................................
Staff ID/Tshirts $ -
...................................................................................................................................................................................................................................................
Subtotal $ 37,421.79
Contracted transportation $ 3,600.00
...................................................................................................................................................................................................................................................
First Aid Budget Training $ 350.00
....................................................................................................................................................................................................................................................
Total $ 41,371.79
CDBG Funds $ 33,258.00
LS Operating Funds $ 8,113.79
Exhibit D
CITY OF DUBUQUE, IOWA
INCOME GUIDELINES FOR
FINANCIAL ASSISTANCE
Income limits are defined and occasionally revised by the U.S. Department of Housing and Urban
Development's estimated median family income.
A low income person or family has a total income which falls between the fifty (50) percent and
eighty (80) percent median for the area, adjusted for size.
A very low income person, family, or household has a total income which falls between thirty (30)
and fifty (50) percent ofthe median income, adjusted for size, ofthe metropolitan area.
A 30% median income person, family or household has a total income which is between 0 and
thirty (30) percent ofthe median income, adjusted for size, ofthe metropolitan area.
The maximum income limits as of June 2018 for the Dubuque Metropolitan Area are as follows:
Maximum Annual Income
HUD CDBG Incame Guidelines
Income Limits for Dubuque
{EffecTive 6/O1/2018)
30%AMI 31-50%AMI 51-80%AMI Over 80%AMI
Family Size 1 : $0 - $15,550 $15,551 - $25.96D $25.901 - $41,456 Above $41,45�
Family Size 2 : $0 - $17,800 $ll,801 - $29,660 $29,6D1 - $47,356 Abo�e $47,35D
Family Size 3 : $0 - $20,000 $20,001 - $33.360 $33,301 - $53,250 Above $53,250
Family Size 4 : $D - $22,200 $22,201 - $37,600 $37,W1 - $59,156 Abo�e $59,15�
Family Size 5 : $0 - $24,600 $24,001 - $40,060 $40,001 - $63,9aQ Above $63,900
Family Size 6 : $D - $25,8D0 $25,801 - $42.95D $42,951 - $68,656 Above $68,65fl
Family Size 7 : $0 - $27,550 $27,551 - $45,960 $45,9D1 - $73,356 Abo�e $73,35�
Family Size 8 : $0 - $29,350 $29,351 - $48.850 $48.851 - $78,166 Above $78,100
Income limits for CDBG funded programs can be found on the HUD Exchange
https://www.hudexchange.info/resource/5334/cdbg-income-limits/
Organizations required to verify income are encouraged to use the CPD Income Eligibility
Calculator at https://www.hudexchange.info/incomecalculator/
1
EXHIBIT E
STANDARD REQUIREMENTS
COMMUNITY DEVELOPMENT BLOCK GRANT(CDBG)AGREEMENTS
TABLE OF CONTENTS
I. GENERAL
CONDITIONS... ... ... ...... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ... ...... ... ... ...1
A. General Compliance............................................................................................................1
B. Independent Contractor.......................................................................................................1
C. Hold Harmless.....................................................................................................................1
D. Workers' Compensation.......................................................................................................1
E. Insurance and Bonding........................................................................................................1
F. Grantor Recognition.............................................................................................................1
G. Amendments........................................................................................................................1
H. Suspension or Termination..................................................................................................2
II. ADMINISTRATIVE
REQUIREM ENTS...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ... .....2
A. Financial Management ........................................................................................................2
1. Accounting Standards...............................................................................................2
2. Cost Principles..........................................................................................................2
B. Documentation and Recordkeeping ....................................................................................2
1. Records to be Maintained.........................................................................................2
2. Retention...................................................................................................................2
3. Client Data.................................................................................................................3
4. Disclosure .................................................................................................................3
5. Closeouts..................................................................................................................3
6. Audits and Inspections..............................................................................................3
C. Reporting and Payment Procedures....................................................................................3
1. Program Income .......................................................................................................3
2. Payment Procedures ................................................................................................3
3. Indirect Costs............................................................................................................4
4. Progress Reports......................................................................................................4
D. Procurement ........................................................................................................................4
1. Compliance...............................................................................................................4
2. Procurement Standards............................................................................................4
3. Travel ........................................................................................................................4
E. Use and Reversion of Assets
III. RELOCATION, PROPERTY ACQUISITION AND ONE-FOR-ONE HOUSING
REPLACEM ENT... ... ... ....4
IV. PERSONNEL AND PARTICIPANT
CONDIT IONS... ... ... ...... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ... ....4
A. Civil Rights...........................................................................................................................4
1. Compliance...............................................................................................................4
2. Nondiscrimination. ....................................................................................................5
3. Land Covenants........................................................................................................5
4. Section 504................................................................................................................5
B. Affirmative Action.................................................................................................................5
1. Approved Plan ..........................................................................................................5
2. Women-Minority Businesses (W/MBE).....................................................................5
3. Access to Records....................................................................................................6
4. Notifications...............................................................................................................6
5. Equal Employment Opportunity and Affirmative Action (EEO/AA) Statement .........6
6. SubcontractProvisions.............................................................................................6
1
C. Employment Restrictions.....................................................................................................6
1. Prohibited Activity .....................................................................................................6
2. Labor Standards .......................................................................................................6
3. "Section 3" Clause....................................................................................................7
a. Compliance....................................................................................................7
b. Notifications....................................................................................................7
c. Subcontracts..................................................................................................8
D. Conduct................................................................................................................................8
1. Assignability..............................................................................................................8
2. Hatch Act...................................................................................................................8
3. Conflict of Interest.....................................................................................................8
4. Subcontracts.............................................................................................................8
a. Approvals.......................................................................................................8
b. Monitoring ......................................................................................................8
Conte nt...........................................................................................................8
d. Selection Process ..........................................................................................8
5. Lobbying....................................................................................................................9
6. Copyright...................................................................................................................9
7 Faith Based Organization .........................................................................................9
V. ENVIRONMENTAL CONDITIONS... ...... ... ... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ... .....9
A. Air and Water.......................................................................................................................9
B. Flood Disaster Protection ....................................................................................................9
C. Lead Based Paint...............................................................................................................10
D. Historic reservation ... ...... ... ... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ... ...... ..............10
VI. SEVERABILITY... ... ...... ... ... ... ...... ... ... ... ...... ... ... ... ...... ... ... ...... ... ... ...... ... ... ................ ...10
VII SECTION HEADINGS AND SUBHEADS... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ..........10
VIIIWAIVER...... ... ... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ... ...... ... ...........10
IX ENTIRE AGREEMENT... ... ...... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ... ... ... ...... ... ... ...... ......10
2
EXHIBIT C
STANDARD REQUIREMENTS
COMMUNITY DEVELOPMENT BLOCK GRANT(CDBG)AGREEMENTS
I. GENERAL CONDITIONS
A. General Compliance
The Subrecipient agrees to comply with the requirements of Title 24 Code of Federal
Regulations, Part 570 of the Housing and Urban Development regulations concerning
Community Development Block Grants (CDBG) including subpart K of these regulations,
except that (1) the Subrecipient does not assume the recipienYs environmental responsibilities
described in 24 CFR 570.604 and (2) the Subrecipient does not assume the recipienYs
responsibility for initiating the review process under the provisions of 24 CFR Part 52. The
Subrecipient further agrees to utilize funds available under this Agreement to supplement
rather than supplant funds otherwise available. The Subrecipient agrees to comply with all
applicable federal, state and local laws and regulations governing the funds provided under
this contract.
B. Independent Contractor
Nothing contained in this Agreement is intended to, or shall be construed in any manner, as
creating or establishing the relationship of employer/employee between the parties. The
Subrecipient shall at all times remain an independent contractor with respect to the services to
be performed under this Agreement. The Recipient shall be exempt from payment of all
Unemployment Compensation, FICA, retirement, life and/or medical insurance and Workers'
Compensation Insurance as the Subrecipient is an independent contractor.
C. Hold Harmless
The Subrecipient shall hold harmless, defend and indemnify the Recipient from any and all
claims, actions, suits, charges and judgments whatsoever that arise out of the SubrecipienYs
performance or nonperformance of the services or subject matter called for in this Agreement.
D. Workers' Compensation
The Subrecipient shall provide Workers' Compensation Insurance coverage for all employees
involved in the performance of this contract.
E. Insurance and Bonding
The Subrecipient shall maintain insurance to the extent and against such hazards and
liabilities as are in keeping with the current insurance program of Recipient.
The Subrecipient shall comply with the bonding and insurance requirements of 24 CFR 84.31
and 84.48, Bonding and Insurance.
F. Grantor Recognition
The Subrecipient shall insure recognition of the role of the Recipient in providing services
through the agreement. All activities, facilities and items utilized pursuant to this contract shall
be prominently labeled as to funding source. In addition, the Subrecipient will include a
reference to the support provided herein in all publications made possible with funds available
under this contract.
G. Amendments
Recipient or subrecipient may amend this Agreement at any time provided that such
amendments make specific reference to this Agreement, and are executed in writing, signed
by a duly authorized representative of both organizations and approved by the RecipienYs
governing body. Such amendments shall not invalidate this Agreement, nor relieve or release
Recipient or Subrecipient from its obligations under this Agreement.
Recipient may, in its discretion, amend this Agreement to conform with federal, state or local
governmental guidelines, policies and available funding amounts, or for other reasons. If such
amendments result in a change in the funding, the scope of services, or schedule of, the
activities to be undertaken as part of this Agreement, such modifications will be incorporated
only by written amendment signed by both Recipient and Subrecipient.
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H. Suspension or Termination
In accordance with 24 CFR 85.43, the Recipient may suspend or terminate this Agreement if
the Subrecipient materially fails to comply with any terms of this Agreement, which include (but
are not limited to) the following: 1) Failure to comply with any of the rules, regulations or
provisions referred to herein, or such statutes, regulations, executive orders, and HUD
guidelines, policies or directives as may become applicable at any time; 2) Failure, for any
reason, of the Subrecipient to fulfill in a timely and proper manner its obligations under this
Agreement; 3) Ineffective or improper use of funds provided under this Agreement; or 4)
Submission by the Subrecipient to the Recipient reports that are incorrect or incomplete in any
material respect.
In accordance with 24 CFR 85.44, this Agreement may also be terminated for convenience by
either the Recipient or the Subrecipient, in whole or in part, by setting forth the reasons for such
termination, the effective date, and, in the case of partial termination, the portion to be
terminated. However, if in the case of a partial termination, the Recipient determines that the
remaining portion of the award will not accomplish the purpose for which the award was made,
the Recipient may terminate the award in its entirety.
II. ADMINISTRATIVE REQUIREMENTS
A. Financial Management
1. Accounting Standards
The Subrecipient agrees to comply with 2 CFR 200.49 or 200.419 as applicable and
agrees to adhere to the accounting principles and procedures required therein, utilize
adequate internal controls, and maintain necessary source documentation for all costs
incurred.
2. Cost Principles
The Subrecipient shall administer its program in conformance with 2 CFR 200 Subpart
E Cost Principles. These principles shall be applied for all costs incurred whether
charged on a direct or indirect basis.
B. Documentation and Record Keeping
1. Records to be Maintained
The Subrecipient shall maintain all records required by the federal regulations specified
in 24 CFR Part 570.506 that are pertinent to the activities to be funded under this
Agreement. Such records shall include but not be limited to:
a. Records providing a full description of each activity undertaken;
b. Records demonstrating that each activity undertaken meets one of the National
Objectives of the CDBG program'
c. Records required determining the eligibility of activities;
d. Records required to document the acquisition, improvement, use or disposition
of real property acquired or improved with CDBG assistance,
e. Records documenting compliance with the fair housing and equal opportunity
components of the CDBG program, and
f. Financial records as required by 24 CFR Part 570.502, and 2 CFR 200.333-337:
and
g. Other records necessary to document compliance with Subpart K of 24 CFR
570.
2. Retention
The Subrecipient shall retain all financial records, supporting documents, statistical
records, and all other records pertinent to the Agreement for a period of four (4) years.
The retention period begins on the date of the submission of the RecipienYs annual
performance and evaluation report to HUD in which the activities assisted under the
Agreement are reported on for the final time. Notwithstanding the above, if there is
litigation, claims, audits, negotiations or other actions that involve any of the records cited
and that have started before the expiration of the four (4) year period, then such records
2
must be retained until completion of the actions and resolution of all issues, or the
expiration of the four (4) year period, whichever occurs later.
3. Client Data
The Subrecipient shall maintain client data demonstrating client eligibility for services
provided. Such data shall include, but not be limited to client name, address, income
level or other basis for determining eligibility, and description of services provided.
Such information shall be made available to Recipient monitors or their designees for
review upon request.
4. Disclosure
The Subrecipient understands that client information collected under this contract is
private and the use or disclosure of such information, when not directly connected with
the administration of the RecipienYs or SubrecipienYs responsibilities with respect to
services provided under this contract, is prohibited by law unless written consent is
obtained from such person receiving service and, in the case of a minor, that of a
responsible parent/guardian.
5. Closeouts
Subrecipient obligation to the Recipient shall not end until all closeout requirements are
completed. Activities during this closeout period shall include, but are not limited to,
making final payments, disposing of program assets (including the return of all unused
materials, equipment, unspent cash advances, program income balances, and
accounts receivable to the Recipient), and determining the custodianship of records.
Notwithstanding the foregoing, the terms of this Agreement shall remain in effect during
any period that the Subrecipient has control over CDBG funds, including program
income.
6. Audits and Inspections
All Subrecipient records with respect to any matters covered by this Agreement shall be
made available to the Recipient, grantor agency, and the Comptroller General of the
United States or any of their authorized representatives, at any time during normal
business hours, as often as deemed necessary, to audit, examine, and make excerpts
or transcripts of all relevant data. Any deficiencies noted in audit reports must be fully
cleared by the Subrecipient within 30 days after receipt by the Subrecipient. Failure of
the Subrecipient to comply with the above audit requirements will constitute a violation
of this contract and may result in the withholding of future payments. The Subrecipient
hereby agrees to have an annual agency audit conducted in accordance with current
Recipient policy concerning subrecipient audits and 2 CFR 200 Subpart F
C. Reporting and Payment Procedures
1. Program Income
The Subrecipient shall report quarterly all program income (as defined at 24 CFR
570.500(a)) generated by activities carried out with CDBG funds made available under
this contract. The use of program income by the Subrecipient shall comply with the
requirements set forth at 24 CFR 570.504. By way of further limitations, the Subrecipient
may use such income during the contract period for activities permitted under this
contract and shall reduce requests for additional funds by the amount of any such
program income balances on hand. All unexpended program income shall be returned
to the Recipient at the end of the contract period. Any interest earned on cash advances
from the U.S. Treasury and from funds held in a revolving fund account is not program
income and shall be remitted promptly to the Recipient.
2. Payment Procedures
The Recipient will pay to the Subrecipient funds available under this agreement based
upon information submitted by the Subrecipient and consistent with any approved
budget and Recipient policy concerning payments. With the exception of certain
advances, payments will be made for eligible expenses actually incurred by the
Subrecipient, and not to exceed actual cash requirements. Payments will be adjusted
by the Recipient in accordance with advance fund and program income balances
available in Subrecipient accounts. In addition, the Recipient reserves the right to
liquidate funds available under this contract for costs incurred by the Recipient on
3
behalf of the Subrecipient.
3. Indirect Costs
If indirect costs are charged, the Subrecipient will develop an indirect cost allocation
plan for determining the appropriate SubrecipienYs share of administrative costs and
shall submit such plan to the Recipient for approval, in a form specified by the
Recipient.
4. Progress Reports
The Subrecipient shall submit quarterly Activity Progress Reports to the Recipient in
the form and content as required by the Recipient.
D. Procurement
1. Compliance
The Subrecipient shall comply with current Recipient policy concerning the purchase of
equipment and shall maintain inventory records of all nonexpendable personal property
as defined by such policy as may be procured with funds provided herein. All program
assets (unexpended program income, property, equipment, etc.) shall revert to the
Recipient upon termination of this Agreement.
2. 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit
Requirements for Federal Awards
Unless specified otherwise within this agreement, the Subrecipient shall procure all
materials, property, or services in accordance with the requirements of 2 CFR part 200.
3. Travel
The Subrecipient shall obtain written approval from the Recipient for any travel outside
the metropolitan area to be paid for with funds provided under this contract.
E. Use and Reversion of Assets
The use and disposition of real property and equipment under this Agreement shall be in
compliance with the requirements of 2 CFR Part 200 and 24 CFR 570.502, 570.503, and
570.504, as applicable, which include but are not limited to the following:
1. The Subrecipient shall transfer to the Recipient any CDBG funds on hand and any
accounts receivable attributable to the use of funds under this Agreement at the time of
expiration, cancellation, or termination.
2. Real property under the SubrecipienYs control that was acquired or improved, in whole
or in part, with funds under this Agreement in excess of $25,000 shall be used to meet
one of the CDBG National Objectives pursuant to 24 CFR 570.208 until five (5) years
after expiration of this Agreement. If the Subrecipient fails to use CDBG-assisted real
property in a manner that meets a CDBG National Objective for the prescribed period of
time, the Subrecipient shall pay the Recipient an amount equal to the current fair market
value of the property less any portion of the value attributable to expenditures of non-
CDBG funds for acquisition of, or improvement to, the property. Such payment shall
constitute program income to the Recipient. The Subrecipient may retain real property
acquired or improved under this Agreement after the expiration of the five-year period.
3. In all cases in which equipment acquired, in whole or in part, with funds under this
Agreement is sold, the proceeds shall be program income (prorated to reflect the extent
to that funds received under this Agreement were used to acquire the equipment).
Equipment not needed by the Subrecipient for activities under this Agreement shall be
(a)transferred to the Recipient for the CDBG program or(b) retained after compensating
the Recipient [an amount equal to the current fair market value of the equipment less the
percentage of non-CDBG funds used to acquire the equipment].
III. RELOCATION, PROPERTY ACQUISITION AND ONE-FOR-ONE HOUSING REPLACEMETN
The Subrecipient agrees to comply with (a)the Uniform Relocation Assistance and Real
Property Acquisition Policies Act of 1970, as amended (URA), and implementing
regulations at 49 CFR Part 24 and 24 CFR 570.606(b); (b) the requirements of 24 CFR
4
570.606(c) governing the Residential Anti-displacement and Relocation Assistance
Plan under section 104(d) of the HCD Act; and (c) the requirements in 24 CFR
570.606(d) governing optional relocation policies. The Subrecipient shall provide
relocation assistance to displaced persons as defined by 24 CFR 570.606(b)(2) that are
displaced as a direct result of acquisition, rehabilitation, demolition or conversion for a
CDBG-assisted project. The Subrecipient also agrees to comply with applicable
Recipient ordinances, resolutions and policies concerning the displacement of persons
from their residences.
IV. PERSONNEL AND PARTICIPANT CONDITIONS
A. Civil Rights
1. Compliance
The Subrecipient agrees to comply all federal, state and local regulations in effect as of
the date of this Agreement as they apply to federally assisted programs and activities of
the Department of Housing and Urban Development and with Title VI of the Civil Rights
Act of 1964 as amended, Title VIII of the Civil Rights Act of 1968 as amended, Section
104(b) and Section 109 of Title I of the Housing and Community Development Act of
1974 as amended, Section 504 of the Rehabilitation Act of 1973, the Americans with
Disabilities Act of 1990, the Age Discrimination Act of 1975, Executive Order 11063, and
Executive Order 11246 as amended by Executive Orders 11375, 11478, 12107 and
12086.
2. Nondiscrimination
The Subrecipient agrees to comply with the non-discrimination in employment and
contracting opportunities laws, regulations, and executive orders referenced in 24 CFR
570.607, as revised by Executive Order 13279. The applicable non-discrimination
provisions in Section 109 of the HCDA are still applicable.
3. Land Covenants
This contract is subject to the requirements of Title VI of the Civil Rights Act of 1964 (P.
L. 88-352) and 24 CFR 570.601 and 570.602. In regard to the sale, lease, or other
transfer of land acquired, cleared or improved with assistance provided under this
contract, the Subrecipient shall cause or require a covenant running with the land to be
inserted in the deed or lease for such transfer, prohibiting discrimination as herein
defined, in the sale, lease or rental, or in the use or occupancy of such land, or in any
improvements erected or to be erected thereon, providing that the Recipient and the
United States are beneficiaries of and entitled to enforce such covenants. The
Subrecipient, in undertaking its obligation to carry out the program assisted hereunder,
agrees to take such measures as are necessary to enforce such covenant, and will not
itself so discriminate.
4. Section 504
The Subrecipient agrees to comply with all Federal regulations issued pursuant to
compliance with Section 504 of the Rehabilitation Act of 1973 (29 U.S.C. 794), which
prohibits discrimination against the individuals with disabilities or handicaps in any
Federally assisted program. The Recipient shall provide the Subrecipient with any
guidelines necessary for compliance with that portion of the regulations in force during
the term of this Agreement.
B. Affirmative Action
1. Approved Plan
The Subrecipient agrees that it shall be committed to carry out pursuant to the RecipienYs
specifications an Affirmative Action Program in keeping with the principles as provided in
PresidenYs Executive Order 11246 of September 24, 1966. The Recipient shall provide
Affirmative Action guidelines to the Subrecipient to assist in the formulation of such
program. The Subrecipient shall submit a plan for an Affirmative Action Program for
approval prior to the award of funds.
2. Women-Minority-Owned Businesses (W/MBE)
5
The Subrecipient will use its best efforts to afford small businesses, minority business
enterprises, and women's business enterprises the maximum practicable opportunity to
participate in the performance of this contract. As used in this contract, the terms "small
business" means a business that meets the criteria set forth in section 3(a) of the Small
Business Act, as amended (15 U.S.C. 632), and "minority and women's business
enterprise" means a business at least fifty-one (51) percent owned and controlled by
minority group members or women. For the purpose of this definition, "minority group
members" are Afro-Americans, Spanish-speaking, Spanish surnamed or Spanish-
heritage Americans, Asian-Americans, and American Indians. The Subrecipient may rely
on written representations by businesses regarding their status as minority and female
business enterprises in lieu of an independent investigation.
3. Accessto Records
The Subrecipient shall furnish and cause each of its own subrecipients or
subcontractors to furnish all information and reports required hereunder and will permit
access to its books, records and accounts by the Recipient, HUD or its agent, or other
authorized Federal officials for purposes of investigation to ascertain compliance with
the rules, regulations and provisions stated herein.
4. Notifications
The Subrecipient will send to each labor union or representative of workers with which
it has a collective bargaining agreement or other contract or understanding, a notice, to
be provided by the agency contracting officer, advising the labor union or worker's
representative of the SubrecipienYs commitments hereunder, and shall post copies in
conspicuous places available to employees and applicants for employment.
5. Equal Employment Opportunity and Affirmative Action (EEO/AA) Statement
The Subrecipient will, in all solicitations or advertisements for employees placed by or
on behalf of the Subrecipient, state that it is an Equal Opportunity or Affirmative Action
employer.
6. Subcontract Provisions
The Subrecipient will include the provisions of Paragraphs X A, Civil Rights, and B,
Affirmative Action, in every subcontract or purchase order, specifically or by reference,
so that such provisions will be binding upon each of its own subrecipients or
subcontractors.
C. Employment Restrictions
1. Prohibited Activity
The Subrecipient is prohibited from using funds provided herein or personnel employed
in the administration of the program for political activities; explicitly religious activities;
lobbying, political patronage, and nepotism activities.
2. Labor Standards
The Subrecipient agrees to comply with the requirements of the Secretary of Labor in
accordance with the Davis-Bacon Act as amended, the provisions of Contract Work
Hours and Safety Standards Act(40 U.S.C. 327 etseq.)and all other applicable Federal,
state and local laws and regulations pertaining to labor standards insofar as those acts
apply to the performance of this Agreement. The Subrecipient agrees to comply with the
Copeland Anti-Kick Back Act (18 U.S.C. 874 et seq.) and its implementing regulations
of the U.S. Department of Labor at 29 CFR Part 5. The Subrecipient shall maintain
documentation that demonstrates compliance with hour and wage requirements of this
part. Such documentation shall be made available to the Recipient for review upon
request.
The Subrecipient agrees that, except with respect to the rehabilitation or construction of
residential property containing less than eight (8) units, all contractors engaged under
contracts in excess of$2,000.00 for construction, renovation or repair work financed in
whole or in part with assistance provided under this contract, shall comply with Federal
requirements adopted by the Recipient pertaining to such contracts and with the
applicable requirements of the regulations of the Department of Labor, under 29 CFR
Parts 1, 3, 5 and 7 governing the payment of wages and ratio of apprentices and trainees
6
to journey workers; provided that, if wage rates higher than those required under the
regulations are imposed by state or local law, nothing hereunder is intended to relieve
the Subrecipient of its obligation, if any, to require payment of the higher wage. The
Subrecipient shall cause or require to be inserted in full, in all such contracts subject to
such regulations, provisions meeting the requirements of this paragraph.
3. "Section 3" Clause
a. Compliance
Compliance with the provisions of Section 3 of the HUD Act of 1968, as amended,
and as implemented by the regulations set forth in 24 CFR 135, and all applicable
rules and orders issued hereunder prior to the execution of this contract, shall be
a condition of the Federal financial assistance provided under this contract and
binding upon the Recipient, the Subrecipient and any of the SubrecipienYs
subrecipients and subcontractors. Failure to fulfill these requirements shall
subject the Recipient, the Subrecipient and any of the SubrecipienYs
subrecipients and subcontractors, their successors and assigns, to those
sanctions specified by the Agreement through which Federal assistance is
provided. The Subrecipient certifies and agrees that no contractual or other
disability exists that would prevent compliance with these requirements.
The Subrecipient further agrees to comply with these "Section 3" requirements
and to include the following language in all subcontracts executed under this
Agreement:
"The work to be performed under this Agreement is a project assisted
under a program providing direct Federal financial assistance from HUD
and is subject to the requirements of Section 3 of the Housing and Urban
Development Act of 1968, as amended (12 U.S.C. 1701). Section 3
requires that to the greatest extent feasible opportunities for training and
employment be given to low- and very low-income residents of the
project area, and that contracts for work in connection with the project
be awarded to business concerns that provide economic opportunities
for low- and very low-income persons residing in the metropolitan area
in which the project is located."
The Subrecipient further agrees to ensure that opportunities for training and
employment arising in connection with a housing rehabilitation (including
reduction and abatement of lead-based paint hazards), housing construction, or
other public construction project are given to low- and very low-income persons
residing within the metropolitan area in which the CDBG-funded project is located;
where feasible, priority should be given to low- and very low-income persons
within the service area of the project or the neighborhood in which the project is
located, and to low-and very low-income participants in other HUD programs; and
award contracts for work undertaken in connection with a housing rehabilitation
(including reduction and abatement of lead-based paint hazards), housing
construction, or other public construction project to business concerns that
provide economic opportunities for low- and very low-income persons residing
within the metropolitan area in which the CDBG-funded project is located; where
feasible, priority should be given to business concerns that provide economic
opportunities to low- and very low-income residents within the service area or the
neighborhood in which the project is located, and to low- and very low-income
participants in other HUD programs.
The Subrecipient certifies and agrees that no contractual or other legal incapacity
exists that would prevent compliance with these requirements.
b. Notifications
The Subrecipient agrees to send to each labor organization or representative of
workers with which it has a collective bargaining agreement or other contract or
understanding, if any, a notice advising said labor organization or worker's
7
representative of its commitments under this Section 3 clause and shall post
copies of the notice in conspicuous places available to employees and
applicants for employment or training.
c. Subcontracts
The Subrecipient will include this Section 3 clause in every subcontract and will
take appropriate action pursuant to the subcontract upon a finding that the
subcontractor is in violation of regulations issued by the Recipient. The
Subrecipient will not subcontract with any entity where is has notice or
knowledge that the latter has been found in violation of regulations under 24
CFR 135 and will not let any subcontract unless the entity has first provided it
with a preliminary statement of ability to comply with the requirements of these
regulations.
D. Conduct
1. Assignability
The Subrecipient shall not assign or transfer any interest in this contract without the
prior written consent of the Recipient thereto; provided, however, that claims for money
due or to become due to the Subrecipient from the Recipient under this contract may
be assigned to a bank, trust company or other financial institution without such
approval. Notice of any such assignment or transfer shall be furnished promptly to the
Recipient.
2. Hatch Act
The Subrecipient agrees that no funds provided, nor personnel employed under this
contract, shall be in any way or to any extent engaged in the conduct of political
activities in violation of Chapter 15 of Title V United States Code.
3. Conflict of Interest
The Subrecipient agrees to abide by the provisions of 2CFR 200.112 and 24 CFR
570.611, which include (but are not limited to) the following:
a. The Subrecipient shall maintain a written code or standards of conduct that shall
govern the performance of its officers, employees or agents engaged in the award
and administration of contracts supported by Federal funds.
b. No employee, officer or agent of the Subrecipient shall participate in the selection,
or in the award, or administration of, a contract supported by Federal funds if a
conflict of interest, real or apparent, would be involved.
c. No covered persons who exercise or have exercised any functions or
responsibilities with respect to CDBG-assisted activities, or who are in a position
to participate in a decision-making process or gain inside information with regard
to such activities, may obtain a financial interest in any contract, or have a financial
interest in any contract, subcontract, or agreement with respect to the CDBG-
assisted activity, or with respect to the proceeds from the CDBG-assisted activity,
either for themselves or those with whom they have business or immediate family
ties, during their tenure or for a period of one (1) year thereafter. For purposes of
this paragraph, a "covered person" includes any person who is an employee,
agent, consultant, officer, or elected or appointed official of the Recipient, the
Subrecipient, or any designated public agency.
4. Subcontracts
a. Approvals
The Subrecipient shall not enter into any subcontracts with any agency or
individual in the performance of this contract without the written consent of the
Recipient prior to the execution of such agreement.
b. Monitoring
The Subrecipient will monitor all subcontracted services on a regular basis to
assure contract compliance. Results of monitoring efforts shall be summarized
in written reports and supported with documented evidence of follow up actions
taken to correct areas of noncompliance.
c. Content
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The Subrecipient shall cause all of the provisions of this contract in its entirety to
be included in and made a part of any subcontract executed in the performance
of this agreement.
d. Selection Process
The Subrecipient shall undertake to insure that all subcontracts let in the
performance of this agreement shall be awarded on a fair and open competition
basis in accordance with applicable procurement requirements. Executed
copies of all subcontracts shall be forwarded to the Recipient along with
documentation concerning the selection process.
5. Lobbying
The Subrecipient hereby certifies that:
a. No Federal appropriated funds have been paid or will be paid, by or on behalf
of it, to any person for influencing or attempting to influence an officer or
employee of any agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with the
awarding of any Federal contract, the making of any Federal grant, the
making of any Federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification of any
Federal contract, grant, loan, or cooperative agreement;
b. If any funds other than Federal appropriated funds have been paid or will be
paid to any person for influencing or attempting to influence an officer or
employee of any agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with this
Federal contract, grant, loan, or cooperative agreement, it will complete and
submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in
accordance with its instructions; and
c. Itwill require that the language of paragraph(d)ofthis certification be included
in the award documents for all subawards at all tiers (including subcontracts,
subgrants, and contracts under grants, loans, and cooperative agreements)
and that all Subrecipients shall certify and disclose accordingly:
d. Lobbying Certification
This certification is a material representation of fact upon which reliance was
placed when this transaction was made or entered into. Submission of this
certification is a prerequisite for making or entering into this transaction
imposed by section 1352, title 31, U.S.C. Any person who fails to file the
required certification shall be subject to a civil penalty of not less than$10,000
and not more than $100,000 for each such failure.
6. Copyright
If this contract results in any copyrightable material or inventions, the Recipient and/or
grantor agency reserves the right to royalty-free, non-exclusive and irrevocable license
to reproduce, publish or otherwise use and to authorize others to use, the work or
materials for governmental purposes.
7. Religious Organization
The Subrecipient agrees that funds provided under this Agreement will not be utilized
for explicitly religious activities prohibited by 24 CFR 570.200Q), such as worship,
religious instruction, or proselytization. Faith-based organizations that carry out
programs or activities with direct Federal financial assistance from HUD must comply
with 24 CFR Part 5.109; including to give written notice to beneficiaries and prospective
beneficiaries and prospective beneficiaries of the programs or activities describing:
a) The organization may not discriminate against a beneficiary or prospective
beneficiary based on religion, a religious belief, a refusal to hold a religious
belief, or a refusal to attend or participate in a religious practice;
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b) The organization may not require a beneficiary to attend or participate in any
explicitly religious activities that are offered by the organization, and any
participation by the beneficiaries in those activities must be purely voluntary;
c) The organization must separate in time or location any privately funded
explicitly religious activities from activities supported by direct Federal financial
assistance;
d) If a beneficiary or prospective beneficiary objects to the religious character of
the organization, the organization will undertake reasonable efforts to identify
and refer the beneficiary to an alternative provider to which the beneficiary
has no such objection; and
e) A beneficiary or prospective beneficiary may report violations of these
protections, including any denials of services or benefits, to the Federal agency
or intermediary administering the program.
V. ENVIRONMENTAL CONDITIONS
A. Air and Water
1. The Subrecipient agrees to comply with the following regulations insofar as they apply
to the performance of this contract:
2. Clean Air Act, 42 U.S.C., 7401, ET seq.
3. Federal Water Pollution Control Act, as amended, 33 U.S.C. 1251, et seq., as
amended 1318 relating to inspection, monitoring, entry, reports and information, as well
as other requirements specified in said Section 114 and Section 308, and all
regulations and guidelines issued hereunder.
4. Environmental Protection Agency (EPA) regulations pursuant to 40 CFR, Part 50, as
amended.
B. Flood Disaster Protection
In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 U.S.C.
4001), the Subrecipient shall assure that for activities located in an area identified by the
Federal Emergency Management Agency (FEMA) as having special flood hazards, flood
insurance under the National Flood Insurance Program is obtained and maintained as a
condition of financial assistance for acquisition or construction purposes (including
rehabilitation).
C. Lead Based Paint
The Subrecipient agrees that any construction or rehabilitation of residential structures with
assistance provided under this contract shall be subject to HUD Lead Based Paint
Regulations at 24 CFR 570.608, and 24 CFR Part 35 subpart B. Such regulations pertain to
all CDBG assisted housing and require that all owners, prospective owners, and tenants or
properties constructed prior to 1978 be properly notified that such properties may include lead
based paint. Such notification shall point out the hazards of lead based paint and explain the
symptoms, treatment and precautions that should be taken when dealing with lead based
paint poisoning and the advisability and availability of blood lead level screening for children
under seven. The notice should also point out that if lead-based paint is found on the
property, abatement measures may be undertaken. The regulations further require that,
depending on the amount of Federal funds applied to a property, paint testing, risk
assessment, treatment and/or abatement may be conducted.
D. Historic Preservation
The Subrecipient agrees to comply with the Historic Preservation requirements set forth in the
National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the procedures
set forth in 36 CFR, Part 800, Advisory Council on Historic Preservation Procedures for
Protection of Historic Properties, insofar as they apply to the performance of this contract.
In general, this requires concurrence from the State Historic Preservation Officer for all
rehabilitation and demolition of historic properties that are fifty years old or older or that are
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included on a federal, state or local historic property list.
VI. SEVERABILITY
If any provision of this Agreement is held invalid, the remainder of the Agreement shall not be
affected thereby and all other parts of this Agreement shall nevertheless be in full force and
effect.
VII. SECTION HEADINGS AND SUBHEADINGS
The section headings and subheadings contained in this Agreement are included for
convenience only and shall not limit or otherwise affect the terms of this Agreement.
VIII. WAIVER
The RecipienYs failure to act with respect to a breach by the Subrecipient does not waive its
right to act with respect to subsequent or similar breaches. The failure of the Recipient to
exercise or enforce any right or provision shall not constitute a waiver of such right or provision.
IX. ENTIRE AGREEMENT
This agreement constitutes the entire agreement between the Recipient and the Subrecipient
for the use of funds received under this Agreement and it supersedes all prior or
contemporaneous communications and proposals, whether electronic, oral, or written
between the Recipient and the Subrecipient with respect to this Agreement.
NOTE: For the above sections, if the Subrecipient is a governmental or quasi-governmental agency, the
applicable sections of 24 CFR Part 85, "Administrative Requirements for Grants and Cooperative Agreements
to State and Local and Federally Recognized Tribal Governments," and 2 CFR 200 would apply.
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