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2018 Justice Assistance (JAG) Grant Copyrighted October 15, 2018 City of Dubuque Consent Items # 7. ITEM TITLE: 2018 JusticeAssistance (JAG) Grant SUMMARY: City Manager recommending approval to acceptthe 2018 Justice Assistance Grant (JAG)., SUGGESTED DISPOSITION: Suggested Disposition: Receiveand File;Approve ATTACHMENTS: Description Type 2018 JAG GrantAcceptance-MVM Memo City Manager Memo Staff Memo Staff Memo Award Report Staff Memo THE CITY OF Dubuque � AIFA�erlwGh UB E '�� III► Masterpiece on the Mississippi Z°°'�w'2 7A13 2017 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: 2018 Justice Assistance Grant (JAG) Approval and Acceptance of Grant Awa rd DATE: October 7, 2018 Chief of Police Mark Dalsing Recommends City Council approval to accept the 2018 Justice Assistance Grant (JAG) in the amount of$21 ,413. This grant does not require a cash match. The JAG award will be used for overtime funding for special projects targeting negative trends, as determined by monthly supervisor review, with the bulk of the funding being used for safety items for tactical and specialty teams, enforcement equipment and training aids. I concur with the recommendation and respectfully request Mayor and City Council approval. �� Mic ael C. Van Milligen �� MCVM:jh Attachment cc: Crenna Brumwell, City Attorney Teri Goodmann, Assistant City Manager Cori Burbach, Assistant City Manager Mark M. Dalsing, Chief of Police THE CITY OF DUB E MEMORANDUM Masterpiece on the Mississippi October 2, 2018 TO: Michael C. Van Milligen City Manager FR: Mark M. Dalsing Chief of Police RE: 2018 Justice Assistance Grant (JAG) Approval and Acceptance of grant award INTRODUCTION: The purpose of this memorandum is to request City Council approval to accept the 2018 Justice Assistance Grant (JAG) application. The grant amount is $21,413 and requires no cash match. The grant funding period ends September 30, 2019. BACKGROUND: For the past several years, the police department has participated with the Edward Byrne Memorial Justice Assistance Grant allowing the department to obtain overtime funds, equipment, and supplies for various prevention and enforcement activities not covered through the regular budget. Again this year, the 2018 Edward Byrne Memorial Justice Assistance Grant (JAG) Program provides federal criminal justice funding to state and local jurisdictions. JAG funds support all components of the criminal justice system, from multijurisdictional drug and gang task forces to crime prevention and domestic violence programs, courts, corrections, treatment, and justice information sharing initiatives. The purpose of the Edward Byrne Memorial Justice Assistance Grant is to assist local units of government with grant funds for local initiatives, technical assistance, training, personnel, equipment, supplies, contractual support, and information systems for criminal justice for any one or more of the following purpose areas: • Law Enforcement Programs • Prosecution and Court Programs • Prevention and Education Programs • Corrections and Community Corrections Programs • Drug Treatment and Enforcement Programs • Planning, Evaluation, and Technology Improvement Programs • Crime Victim and Witness Programs (other than compensation) DISCUSSION: On August 6, 2018, the City Council approved the submission of the Justice Assistance grant application in the amount of$21 ,413. The Justice Assistance Grant requested overtime funding for special projects targeting negative trends as determined by monthly supervisor review, with the bulk of the funding being requested for safety items for tactical and specialty teams, enforcement equipment and training aids. On October 1 , 2018, we received notification the Justice Assistance grant application was approved. To accept the award, we are instructed to complete the following as soon as possible: 1 . Print the Award Document and Special Conditions 2. Sign the Award Document (The Award Document is the page that requires the Chief's signature as "Authorized Recipient Signature") 3. Initial the bottom right corner of each Special Conditions page(s) 4. Fax BOTH the Award Document and the Special Conditions page(s) to (866) 388-3055 or (202)354-4081 . Acceptance documents may also be e-mailed to acceptance(c�usdol.aov RECOMMENDATION: It is recommended we accept the 2018 Justice Assistance Grant in the amount of $21 ,413, complete the award document noting the special conditions and return to the Bureau of Justice Assistance with the appropriate signature and initials. ACTION REQUESTED: City Council consideration and approval accepting the 2018 Justice Assistance Grant award in the amount of$21 ,413 and submit signed Award Document and Special Conditions pages. cc: Jenny Larson, Budget Director Kevin Firnstahl, City Clerk '',� U.S.Department of Justice �� °a � Office of Justice Programs �m. �bm �sccf`�O• Office of the Assistant Attorney General vvash�ngron,�.c. 2os31 October 1,2018 Chief Mark Dalsing City of Dubuque 13th and Central Avenue Dubuque,IA 52001-4823 Dear Chief Dalsing: On behalf of Attorney General Jefferson Sessions III,it is my pleasure to inform you that the Office of Justice Programs has approved your application for funding under the FY 18 Edward Byrne Memorial Justice Assistance Grant(JAG)Program- Local Solicitarion in the amount of$21,413 for City of Dubuque. Enclosed you will find the Grant Award and Special Conditions documents. This award is subject to all administrative and financial requirements,including the timely submission of all financial and programmatic reports,resolution of all interim audit findings,and the maintenance of a minimum level of cash-on-hand. Should you not adhere to these requirements,you will be in violation of the terms of this agreement and the award will be subject to termination for cause or other administrative acrion as appropriate. If you have questions regarding this award,please contact: - Program Quesrions,Patrick Fines,Program Manager at(202)353-0587;and - Financial Questions,the Office of the Chief Financial Officer, Customer Seivice Center(CSC)at (800)458-0786,oryou may contact the CSC at askocfo@usdoj.gov. Congratulations,and we look forward to working with you. Sincerely, �%a�--� �� Matt Dummermuth Principal Deputy Assistant Attorney General Enclosures y4��v�` OFFICE FOR CIVIL RIGHTS � � � SI 1� Office of Justice Programs o�b�vnaas+'�s�� - � U.S. Department of Justice ��s 810 7th Street,NW Washington,DC 20531 TeL (202)307-0690 TTY: (202)307-2027 E-mail: askOCR@usdoj.gov Website: www.ojp.usdoj.gov/ocr OCR Letter to All Recipients October 1, 2018 Chief Mark Dalsing City of Dubuque 13th and Central Avenue Dubuque,IA 52001-4823 Dear Chief Dalsing: Congratulations on your recent award. In establishing financial assistance programs, Congress linked the receipt of federal funding to compliance with federal civil rights laws. The Office for Civil Rights(OCR), Office of Justice Programs(OJP),U.S. Department of Justice (DOJ)is responsible for ensuring that recipients of financial assistance from the OJP,the Office of Community Oriented Policing Services (COPS),and the Office on Violence Against Women(OVW)comply with the applicable federal civil rights laws. We at the OCR are available to help you and your organization meet the civil rights requirements that come with DOJ funding. Ensuring Access to Federally Assisted Programs Federal laws that apply to recipients of financial assistance from the DOJ prohibit discrimination on the basis of race,color,national origin, religion, sex, or disability in funded programs or activities,not only in employment but also in the delivery of services or benefits. A federal law also prohibits recipients from discriminating on the basis of age in the delivery of services or benefits. In March of 2013,President Obama signed the Violence Against Women Reauthorization Act of 2013. The statute amends the Violence Against Women Act of 1994(VAWA)by including a nondiscrimination grant condition that prohibits discrimination based on actual or perceived race, color, national origin,religion, sex, disability, sexual orientation,or gender identity. The new nondiscrimination grant condition applies to certain programs funded after October 1,2013. The OCR and the OVW have developed answers to some frequently asked questions about this provision to assist recipients of VAWA funds to understand their obligations. The Frequently Asked Questions are available at https://ojp.gov/about/ocr/vawafaqs.htm. Enforcing Civil Rights Laws All recipients of federal financial assistance,regardless of the particular funding source,the amount of the grant award, or the number of employees in the workforce,are subject to prohibitions against unlawful discrimination. Accordingly,the OCR investigates recipients that are the subject of discrimination complaints from both individuals and groups. In addition,based on regulatory criteria,the OCR selects a number of recipients each year for compliance reviews, audits that require recipients to submit data showing that they are providing services equitably to all segments of their service population and that their employment practices meet equal opportunity standards. Providing Services to Limited English Proficiency(LEP)Individuals In accordance with DOJ guidance pertaining to Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d,recipients of federal financial assistance musttake reasonable steps to provide meaningful access to their programs and activities for persons with limited English proficiency(LEP). See U.S. Department of Justice, Guidance to Federal Financial Assistance Recipients Regarding Title VI Prohibition AgainstNational Origin Discrimination Affecting Limited English Proficient Persons,67 Fed. Reg. 41,455 (2002). For more information on the civil rights responsibilities that recipients have in providing language services to LEP individuals,please see the website https://www.lep.gov. Ensuring Equal Treatment of Faith-Based Organizations and Safeguarding Constitutional Protections Related to Religion The DOJ regulation,Partnerships with Faith-Based and Other Neighborhood Organizations, 28 C.F.R. pt. 38,updated in Apri12016, prohibits all recipient organizations,whether they are law enforcement agencies,govemmental agencies, educational institutions,houses of worship, or faith-based organizations, from using financial assistance from the DOJ to fund eaplicitly religious activities. Explicitly religious activities include worship,religious instruction, or proselytization. While funded organizations may engage in non-funded explicitly religious activities(e.g.,prayer),they must hold them separately from the activities funded by the DOJ, and recipients cannot compel beneficiaries to participate in them. The regulation also makes clear that organizations participating in programs funded by the DOJ are not permitted to discriminate in the provision of services on the basis of a beneficiary's religioq religious belief, a refusal to hold a religious belief, or a refusal to attend or participate in a religious practice. Funded faith-based organizations must also provide written notice to beneficiaries, advising them that if they should objectto the religious character of the funded faith based organization,the funded faith-based organization will take reasonable steps to refer the beneficiary to an altemative service provider. For more information on the regulation,please see the OCR's website athttps://ojp.gov/abouUocr/partnerships.hhn. SAAs and faith-based organizations should also note that the Omnibus Crime Control and Safe Streets Act(Safe Streets Act)of 1968, as amended,34 U.S.C. § 10228(c);the Victims of Crime Actof 1984, as amended,34 U.S.C. §20110(e);the Jwenile Justice andDelinquency Prevention Act of 1974, as amended,34 U.S.C. § 11182(b);and VAWA, as amended, 34 U.S.C. § 12291(b)(13), contain prohibitions against discrimination on the basis of religion in employment. Despite these nondiscrimination provisions,the DOJ has concluded that it may construe the Religious Freedom Restoration Act(RFRA)on a case-by- case basis to permit some faith-based organizations to receive DOJ funds while taking into account religion when hiring staff, even if the statute that authorizes the funding program generally forbids recipients from considering religion in employment decisions. Please consult with the OCR if you have any questions about the regulation or the application of RFRA to the statutes that prohibit discrimination in employment Using Arrest and Conviction Records in Making Employment Decisions The OCR issued an advisory document for recipients on the proper use of arrest and conviction records in making hiring decisions. See Advisory for Recipients of Financial Assistance from the U.S. Deparhnent of Justice on the U.S. Equal Employment Opportunity Commission's Enforcement Guidance: Consideration ofArrest and Conviction Records in EmploymentDecisions UnderTitle VII of the CivilRightsActof 1964(June 2013), available at https://ojp.gov/abouUocr/pdfs/iJseofConviction Advisory.pdf Recipients should be mindful that the misuse of arrest or conviction records to screen either applicants for employment or employees for retention or promotion may have a disparate impact based on race or national origin,resulting in unlawful employment discrimination. In light of the Advisory, recipients should consult local counsel in reviewing their employment practices. If warranted,recipients should also incorporate an analysis of the use of arrest and conviction records in their Equal Employment Opportunity Plans(EEOPs)(see below). Complying with the Safe Streets Act An organization that is a recipient of financial assistance subject to the nondiscrimination provisions of the Safe Streets Act,must meet two obligations: (1)complying with the federal regulation pertaining to the development of an EEOP(see 28 C.F.R. pt. 42,subpt. E)and(2) submitting to the OCR findings of discrimination(see 28 C.F.R. §§ 42204(c), 205(c)(5)). Meeting the EEOP Requirement An EEOP is a comprehensive document that analyzes a recipient's relevant labor market data,as well as the recipient's employment practices,to identify possible barriers to the participation of women and minorities in all levels of a recipient's workforce. As a recipient of DOJ funding,you may be required to submit an EEOP Certification Report or an EEOP Utilization Report to the OCR. For more information on whether your organization is subject to the EEOP requirements, see https://ojp.gov/about/ocr/eeop.htm. Additionally,you may request technical assistance from an EEOP specialist at the OCR by telephone at(202)616-1771 or by e-mail at EEOPforms@usdoj.gov. Meeting the Requirement to Submit Findings of Discrimination If in the three years prior to the date of the grant award,your organization has received an adverse finding of discrimination based on race, color,national origin,religion,or sex,after a due-process hearing,from a state or federal court or from a state or federal administrative agency,your organization must send a copy of the finding to the OCR. Ensuring the Compliance of Subrecipients SAAs must have standard assurances to notify subrecipients of their civil rights obligations,written procedures to address discrimination complaints filed against subrecipients,methods to monitor subrecipients' compliance with civil rights requirements,and a program to train subrecipients on applicable civil rights laws. In addition, SAAs must submit to the OCR every three years written Methods of Administration(MOA)that summarize the policies and procedures that they have implemented to ensure the civil rights compliance of subrecipients. For more information on the MOA requirement,see https://ojp.gov/funding/Explore/StateMethodsAdmin-FY2017update.htm. If the OCR can assist you in any way in fulfilling your organization's civil rights responsibilities as a recipient of federal financial assistance,please contact us. S incerely, � �?. G c��'�'.- Michael L.Alston Director cc: Grant Manager Financial Analyst M1��- �=��t U.S.Department of Justice � :�'� }��' Office of Justice Programs � `� �� PAGE 1 OF 23 �� `� �� Bureau of Justice Assistance Grant .`„-`�{y;A S`y�5�� -5=5.�v='t� 1.RECIPIENT NAME AND ADDRESS(Including Zip Code) 4.AWARD NUMBER: 2018-DJ-BX-0673 City of Dubuque 13th and Central Avenue 5.PROJECT PERIOD:FROM 10/O1/2017 TO 09/30/2019 Dubuque,IA 52001-4823 BUDGET PERIOD:FROM 10/O1/2017 TO 09/30/2019 6.AWARD DATE 10/O1/2018 7.ACTION 2a.GRANTEE IRS/VENDOR NO. 8.SUPPLEMENT NUMBER Initial 426004596 00 2b.GRANTEE DUNS NO. 093105302 9.PREVIOUS AWARD AMOUNT $0 3.PROJECT TITLE 10.AMOUNT OF THIS AWARD $21,413 FY 18 JAG Local 11.TOTAL AWARD $21,413 12.SPECIAL CONDITIONS THE ABOVE GRANT PROJECT IS APPROVED SUBJECT TO SUCH CONDITIONS OR LIMITATIONS AS ARE SET FORTH ON THE ATTACHED PAGE(S). 13.STATUTORY AUTHORITY FOR GRANT This project is supported under FY18(BJA-JAG State&JAG Local)Title I of Pub.L.No.90-351(generally codified at 34 U.S.C. 10101-10726),including subpart I of part E(codified at 34 U.S.C. 10151-10158);see also 28 U.S.C.530C(a) 14.CATALOG OF DOMESTIC FEDERAL ASSISTANCE(CFDA Number) 16.738-Edward Byrne Memorial Justice Assistance Grant Program 15.METHOD OF PAYMENT GPRS AGENCY APPROVAL GRANTEE ACCEPTANCE 16.TYPED NAME AND TITLE OF APPROVING OFFICIAL 18.TYPED NAME AND TITLE OF AUTHORIZED GRANTEE OFFICIAL Matt Dummermuth Mark Dalsing Principal Deputy Assistant Attorney General Chief of Police 17.SIGNATURE OF APPROVING OFFICIAL 19.SIGNATURE OF AUTHORIZED RECIPIENT OFFICIAL 19A.DATE ��a�9��,�.s��,.�...._ AGENCY USE ONLY 20.ACCOUNTING CLASSIFICATION CODES 21. TDNGT0956 FISCAL FUND BUD. DIV. YEAR CODE ACT. OFC. REG. SUB. POMS AMOUNT X B DJ 80 00 00 21413 OJP FORM 4000/2(REV.5-8'�PREVIOUS EDITIONS ARE OBSOLETE. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE a oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 1. Requirements of the award;remedies for non-compliance or for materially false statements The conditions of this award are material requirements of the award. Compliance with any certifications or assurances submitted by or on behalf of the recipient that relate to conduct during the period of performance also is a material requirement of this award. Failure to comply with any one or more of these award requirements--whether a condition set out in full below,a condition incorporated by reference below,or a certification or assurance related to conduct during the award period-- may result in the Office of Justice Programs("OJP")taking appropriate action with respect to the recipient and the award. Among other things,the OJP may withhold award funds,disallow costs,or suspend ar terminate the award. The Department of Justice("DOJ"),including OJP, also may take other legal action as appropriate. Any materially false,fictitious,or fraudulent statement to the federal government related to this award(or concealment or omission of a material fact)may be the subject of criminal prosecution(including under 18 U.S.C. 1001 and/or 1621, and/or 34 U.S.C. 10271-10273), and also may lead to imposition of civil penalties and administrative remedies for false claims or otherwise(including under 31 U.S.C. 3729-3730 and 3801-3812). Should any provision of a requirement of this award be held to be invalid or unenforceable by its terms,that provision shall first be applied with a limited construction so as to give it the maximum effect permitted by law. Should it be held,instead,that the provision is utterly invalid or-unenforceable, such provision shall be deemed severable from this award. 2. Applicability of Part 200 Uniform Requirements The Uniform Administrative Requirements, Cost Principles, and Audit Requirements in 2 C.F.R.Part 200, as adopted and supplemented by DOJ in 2 C.F.R.Part 2800(together,the "Part 200 Uniform Requirements")apply to this FY 2018 award from OJP. The Part 200 Uniform Requirements were first adopted by DOJ on December 26,2014. If this FY 2018 award supplements funds previously awarded by OJP under the same award number(e.g.,funds awarded during or before December 2014),the Part 200 Uniform Requirements apply with respect to all funds under that award number (regardless of the award date, and regardless of whether derived from the initial award or a supplemental award)that are obligated on or after the acceptance date of this FY 2018 award. For more information and resources on the Part 200 Uniform Requirements as they relate to OJP awards and subawards ("subgrants"), see the OJP website athttps://ojp.gov/funding/Part200UniformRequirements.htm. Record retention and access: Records pertinent to the award that the recipient(and any subrecipient("subgrantee")at any tier)must retain--typically for a period of 3 years from the date of submission of the final expenditure report(SF 425),unless a different retention period applies--and to which the recipient(and any subrecipient("subgrantee")at any tier)must provide access,include performance measurement information,in addition to the financial records, supporting documents, statistical records, and other pertinent records indicated at 2 C.F.R. 200.333. In the event that an award-related question arises from documents or other materials prepared or distributed by OJP that may appear to conflict with,or differ in some way from,the provisions of the Part 200 Uniform Requirements,the recipient is to contact OJP promptly for clarification. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE 3 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 3. Compliance with DOJ Grants Financial Guide References to the DOJ Grants Financial Guide are to the DOJ Grants Financial Guide as posted on the OJP website (currently,the "DOJ Grants Financial Guide" available at https://ojp.gov/financialguide/DOJ/index.htm),including any updated version that may be posted during the period of performance. The recipient agrees to comply with the DOJ Grants Financial Guide. 4. Reclassification of various statutory provisions to a new Title 34 of the United States Code On September 1,2017,various statutory provisions previously codified elsewhere in the U.S. Code were editorially reclassified to a new Title 34,entitled"Crime Control and Law Enforcement.° The reclassification encompassed a number of statutory provisions pertinent to OJP awards(that is,OJP grants and cooperative agreements),including many provisions previously codified in Title 42 of the U.S. Code. Effective as of September 1,2017, any reference in this award document to a statutory provision that has been reclassified to the new Title 34 of the U.S. Code is to be read as a reference to that statutory provision as reclassified to Title 34. This rule of construction specifically includes references set out in award conditions,references set out in material incorporated by reference through award conditions,and references set out in other award requirements. 5. Required training for Point of Contact and all Financial Points of Contact Both the Point of Contact(POC)and all Financial Points of Contact(FPOCs)far this award must have successfully completed an"OJP financial management and grant administration training" by 120 days after the date of the recipient's acceptance of the award. Successful completion of such a training on or after January 1,2016,will satisfy this condition. In the event that either the POC or an FPOC for this award changes during the period of performance,the new POC or FPOC must have successfully completed an"OJP financial management and grant administration training" by 120 calendar days after--(1)the date of OJP's approval of the "Change Grantee Contact" GAN(in the case of a new POC),ar(2)the date the POC enters information on the new FPOC in GMS(in the case of a new FPOC). Successful completion of such a training on or after January 1,2016,will satisfy this condition. A list of OJP trainings that OJP will consider"OJP financial management and grant administration training"for purposes of this condition is available at https://www.ojp.gov/training/fmts.htm. All trainings that satisfy this condition include a session on grant fraud prevention and detection. The recipient should anticipate that OJP will immediately withhold("freeze")award funds if the recipient fails to comply with this condition. The recipient's failure to comply also may lead OJP to impose additional appropriate conditions on this award. 6. Requirements related to "de minimis" indirect cost rate A recipient that is eligible under the Part 200 Uniform Requirements and other applicable law to use the "de minimis" indirect cost rate described in 2 C.F.R. 200.414(�, and that elects to use the"de minimis" indirect cost rate,must advise OJP in writing of both its eligibility and its election, and must comply with all associated requirements in the Part 200 Uniform Requirements. The "de minimis"rate may be applied only to modified total direct costs(MTDC)as defined by the Part 200 Uniform Requirements. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE 4 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 7. Requirement to report potentially duplicative funding If the recipient currently has other active awards of federal funds,or if the recipient receives any other award of federal funds during the period of performance far this award,the recipient promptly must determine whether funds from any of those other federal awards have been,are being,ar are to be used(in whole or in part)for one or more of the identical cost items for which funds are provided under this award. If so,the recipient must promptly notify the DOJ awarding agency (OJP or OVW, as appropriate)in writing of the potential duplication,and,if so requested by the DOJ awarding agency,must seek a budget-modification or change-of-project-scope grant adjustment notice(GAI�to eliminate any inappropriate duplication of funding. 8. Requirements related to System for Award Management and Universal Identifier Requirements The recipient must comply with applicable requirements regarding the System for Award Management(SAM), currently accessible at https://www.sam.gov/. This includes applicable requirements regarding registration with SAM, as well as maintaining the currency of information in SAM. The recipient also must comply with applicable restrictions on subawards("subgrants")to first-tier subrecipients (first-tier"subgrantees"),including restrictions on subawards to entities that do not acquire and provide(to the recipient)the unique entity identifier required for SAM registration. The details of the recipient's obligations related to SAM and to unique entity identifiers are posted on the OJP web site at https://ojp.gov/funding/Explore/SAMhtm(Award condition: System for Award Management(SAM)and Universal Identifier Requirements), and are incorporated by reference here. This condition does not apply to an award to an individual who received the award as a natural person(i.e.,unrelated to any business or non-profit organization that he or she may own or operate in his or her name). 9. Requirement to report actual or imminent breach of personally identifiable information(PI� The recipient(and any "subrecipient" at any tier)must have written procedures in place to respond in the event of an actual or imminent"breach° (OMB M-17-12)if it(or a subrecipient)-- 1)creates,collects,uses,processes, stores, maintains,disseminates,discloses,or disposes of"personally identifiable information(PII)° (2 CFR 200.79)within the scope of an OJP grant-funded program or activity,or 2)uses or operates a°Federal information system° (OMB Circular A-130). The recipient's breach procedures must include a requirement to report actual or imminent breach of PII to an OJP Program Manager no later than 24 hours after an occurrence of an actual breach,ar the detection of an imminent breach. 10. All subawards("subgrants")must have specific federal authorization The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable requirements for authorization of any subaward. This condition applies to agreements that--for purposes of federal grants administrative requirements--OJP considers a"subaward° (and therefore does not consider a procurement "contract"). The details of the requirement for authorization of any subaward are posted on the OJP web site at https://ojp.gov/funding/Explore/SubawardAuthorization.htm(Award condition: All subawards("subgrants")must have specific federal authorization),and are incorporated by reference here. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE s oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 11. Specific post-award approval required to use a noncompetitive approach in any procurement contract that would exceed$150,000 The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable requirements to obtain specific advance approval to use a noncompetitive approach in any procurement contract that would exceed the Simplified Acquisition Threshold(currently, $150,000). This condition applies to agreements that--for purposes of federal grants administrative requirements-- OJP considers a procurement"contract° (and therefore does not consider a subaward). The details of the requirement for advance approval to use a noncompetitive approach in a procurement contract under an OJP award are posted on the OJP web site at https://ojp.gov/funding/Explore/NoncompetitiveProcurement.htm (Award condition: Specific post-award approval required to use a noncompetitive approach in a procurement contract (if contract would exceed$150,000)), and are incorporated by reference here. 12. Requirements pertaining to prohibited conduct related to trafficking in persons(including reporting requirements and OJP authority to terminate award) The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable requirements(including requirements to report allegations)pertaining to prohibited conduct related to the trafficking of persons,whether on the part of recipients,subrecipients("subgrantees"),or individuals defined(for purposes of this condition) as"employees" of the recipient or of any subrecipient. The details of the recipient's obligations related to prohibited conduct related to trafficking in persons are posted on the OJP web site at https://ojp.gov/funding/Explore/ProhibitedConduct-Trafficking.htm(Award condition: Prohibited conduct by recipients and subrecipients related to trafficking in persons(including reporting requirements and OJP authority to terminate award)), and are incorporated by reference here. 13. Compliance with applicable rules regarding approval,planning, and reporting of conferences,meetings,trainings, and other events The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable laws,regulations, policies, and official DOJ guidance(including specific cost limits,prior approval and reporting requirements,where applicable) governing the use of federal funds for expenses related to conferences(as that term is defined by DO�, including the provision of food and/or beverages at such conferences,and costs of attendance at such conferences. Information on the pertinent DOJ definition of conferences and the rules applicable to this award appears in the DOJ Grants Financial Guide(currently, as section 3.10 of"Postaward Requirements" in the "DOJ Grants Financial Guide"). 14. Requirement for data on performance and effectiveness under the award The recipient must collect and maintain data that measure the performance and effectiveness of work under this award. The data must be provided to OJP in the manner(including within the timeframes)specified by OJP in the program solicitation or other applicable written guidance. Data collection supports compliance with the Government Performance and Results Act(GPRA)and the GPRA Modernization Act of 2010, and other applicable laws. 15. OJP Training Guiding Principles Any training ar training materials that the recipient--or any subrecipient("subgrantee")at any tier--develops or delivers with OJP award funds must adhere to the OJP Training Guiding Principles for Grantees and Subgrantees, available athttps://ojp.gov/funding/Implement/TrainingPrinciplesForGrantees-Subgrantees.htm. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE 6 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 16. Effect of failure to address audit issues The recipient understands and agrees that the DOJ awarding agency (OJP or OVW,as appropriate)may withhold award funds,or may impose other related requirements,if(as determined by the DOJ awarding agency)the recipient does not satisfactorily and promptly address outstanding issues from audits required by the Part 200 Uniform Requirements(or by the terms of this award),or other outstanding issues that arise in connection with audits, investigations,or reviews of DOJ awards. 17. Potential imposition of additional requirements The recipient agrees to comply with any additional requirements that may be imposed by the DOJ awarding agency (OJP or OVW, as appropriate)during the period of performance for this award,if the recipient is designated as"high- risk" for purposes of the DOJ high-risk grantee list. 18. Compliance with DOJ regulations pertaining to civil rights and nondiscrimination-28 C.F.R.Part 42 The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable requirements of 28 C.F.R.Part 42, specifically including any applicable requirements in Subpart E of 28 C.F.R.Part 42 that relate to an equal employment opportunity program. 19. Compliance with DOJ regulations pertaining to civil rights and nondiscrimination-28 C.F.R.Part 54 The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable requirements of 28 C.F.R.Part 54,which relates to nondiscrimination on the basis of sex in certain"education programs." 20. Compliance with DOJ regulations pertaining to civil rights and nondiscrimination-28 C.F.R.Part 38 The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable requirements of 28 C.F.R.Part 38, specifically including any applicable requirements regarding written notice to program beneficiaries and prospective program beneficiaries. Among other things,28 C.F.R.Part 38 includes rules that prohibit specific forms of discrimination on the basis of religion, a religious belief, a refusal to hold a religious belief,or refusal to attend or participate in a religious practice. Part 38 also sets out rules and requirements that pertain to recipient and subrecipient("subgrantee")organizations that engage in or conduct explicitly religious activities, as well as rules and requirements that pertain to recipients and subrecipients that are faith-based or religious organizations. The text of the regulation,now entitled"Partnerships with Faith-Based and Other Neighborhood Organizations," is available via the Electronic Code of Federal Regulations(currently accessible at https://www.ecfr.gov/cgi- bin/ECFR?page=browse),by browsing to Title 28-Judicial Administration, Chapter 1,Part 38,under e-CFR"current" data. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE � oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 21. Restrictions on"lobbying" In general, as a matter of federal law,federal funds awarded by OJP may not be used by the recipient,or any subrecipient("subgrantee")at any tier,either directly or indirectly,to support or oppose the enactment,repeal, modification,or adoption of any law,regulation,or policy,at any level of government. See 18 U.S.C. 1913. (There may be exceptions if an applicable federal statute specifically authorizes certain activities that otherwise would be barred by law.) Another federal law generally prohibits federal funds awarded by OJP from being used by the recipient,or any subrecipient at any tier,to pay any person to influence(or attempt to influence)a federal agency, a Member of Congress,or Congress(or an official or employee of any of them)with respect to the awarding of a federal grant or cooperative agreement, subgrant,contract, subcontract,or loan,or with respect to actions such as renewing,extending, or modifying any such award. See 31 U.S.C. 1352. Certain exceptions to this law apply,including an exception that applies to Indian tribes and tribal organizations. Should any question arise as to whether a particular use of federal funds by a recipient(or subrecipient)would or might fall within the scope of these prohibitions,the recipient is to contact OJP for guidance, and may not proceed without the express prior written approval of OJP. 22. Compliance with general appropriations-law restrictions on the use of federal funds(FY 2018) The recipient,and any subrecipient("subgrantee")at any tier,must comply with all applicable restrictions on the use of federal funds set out in federal appropriations statutes.Pertinent restrictions,including from various "general provisions" in the Consolidated Appropriations Act,2018, are set out at https://ojp.gov/funding/Explore/FY18AppropriationsRestrictions.htm, and are incorporated by reference here. Should a question arise as to whether a particular use of federal funds by a recipient(or a subrecipient)would or might fall within the scope of an appropriations-law restriction,the recipient is to contact OJP for guidance, and may not proceed without the express prior written approval of OJP. 23. Reporting Potential Fraud,Waste, and Abuse, and Similar Misconduct The recipient and any subrecipients("subgrantees")must promptly refer to the DOJ Office of the Inspector General (OIG)any credible evidence that a principal,employee, agent, subrecipient,contractor,subcontractor,or other person has,in connection with funds under this award--(1) submitted a claim that violates the False Claims Act or(2) committed a criminal or civil violation of laws pertaining to fraud,conflict of interest,bribery, gratuity,or similar misconduct. Potential fraud,waste, abuse,or misconduct involving or relating to funds under this award should be reported to the OIG by--(1)mail directed to: Office of the Inspector General,U.S.Department of Justice,Investigations Division, 1425 New York Avenue,N.W. Suite 7100,Washington,DC 20530;and/or(2)the DOJ OIG hotline: (contact information in English and Spanish)at(800)869-4499(phone)ar(202)616-9881 (fax). Additional information is available from the DOJ OIG website at https://oig.justice.gov/hotline. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE s oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 24. Restrictions and certifications regarding non-disclosure agreements and related matters No recipient or subrecipient("subgrantee")under this award,or entity that receives a procurement contract or subcontract with any funds under this award,may require any employee or contractar to sign an internal confidentiality agreement or statement that prohibits or otherwise restricts,or purports to prohibit or restrict,the reporting(in accordance with law)of waste,fraud,or abuse to an investigative or law enforcement representative of a federal department or agency authorized to receive such information. The foregoing is not intended, and shall not be understood by the agency making this award,to contravene requirements applicable to Standard Form 312(which relates to classified information),Form 4414(which relates to sensitive compartmented information),or any other form issued by a federal department or agency governing the nondisclosure of classified information. L In accepting this award,the recipient-- a. represents that it neither requires nor has required internal confidentiality agreements or statements from employees or contractors that currently prohibit or otherwise currently restrict(or purport to prohibit or restrict)employees or contractors from reporting waste,fraud,or abuse as described above; and b. certifies that,if it learns or is notified that it is or has been requiring its employees or contractors to execute agreements or statements that prohibit or otherwise restrict(or purport to prohibit or restrict),reporting of waste,fraud, or abuse as described above,it will immediately stop any further obligations of award funds,will provide prompt written notification to the federal agency making this award, and will resume(or permit resumption o�such obligations only if expressly authorized to do so by that agency. 2. If the recipient does or is authorized under this award to make subawards("subgrants"),procurement contracts,or both-- a. it represents that-- (1) it has determined that no other entity that the recipient's application proposes may or will receive award funds (whether through a subaward("subgrant"),procurement contract,or subcontract under a procurement contract)either requires or has required internal confidentiality agreements or statements from employees or contractors that currently prohibit or otherwise currently restrict(or purport to prohibit or restrict)employees or contractors from reporting waste, fraud,or abuse as described above; and (2) it has made appropriate inquiry,or otherwise has an adequate factual basis,to support this representation; and b. it certifies that,if it learns or is notified that any subrecipient,contractor,or subcontractor entity that receives funds under this award is or has been requiring its employees or contractors to execute agreements or statements that prohibit or otherwise restrict(or purport to prohibit or restrict),reporting of waste,fraud,or abuse as described above,it will immediately stop any further obligations of award funds to or by that entity,will provide prompt written notification to the federal agency making this award,and will resume(or permit resumption ofj such obligations only if expressly authorized to do so by that agency. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE 9 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 25. Compliance with 41 U.S.C. 4712(including prohibitions on reprisal;notice to employees) The recipient(and any subrecipient at any tier)must comply with, and is subject to, all applicable provisions of 41 U.S.C. 4712,including all applicable provisions that prohibit,under specified circumstances,discrimination against an employee as reprisal for the employee's disclosure of information related to gross mismanagement of a federal grant,a gross waste of federal funds,an abuse of authority relating to a federal grant, a substantial and specific danger to public health or safety,or a violation of law,rule,or regulation related to a federal grant. The recipient also must inform its employees,in writing(and in the predominant native language of the warkforce),of employee rights and remedies under 41 U.S.C. 4712. Should a question arise as to the applicability of the provisions of 41 U.S.C. 4712 to this award,the recipient is to contact the DOJ awarding agency (OJP or OVW, as appropriate)for guidance. 26. Encouragement of policies to ban text messaging while driving Pursuant to Executive Order 13513, °Federal Leadership on Reducing Text Messaging While Driving," 74 Fed.Reg. 51225 (October 1,2009),DOJ encourages recipients and subrecipients("subgrantees")to adopt and enforce policies banning employees from text messaging while driving any vehicle during the course of performing work funded by this award, and to establish warkplace safety policies and conduct education, awareness, and other outreach to decrease crashes caused by distracted drivers. 27. Requirement to disclose whether recipient is designated"high risk" by a federal grant-making agency outside of DOJ If the recipient is designated"high risk" by a federal grant-making agency outside of DOJ,currently or at any time during the course of the period of performance under this award,the recipient must disclose that fact and certain related information to OJP by email at OJP.ComplianceReporting@ojp.usdoj.gov. For purposes of this disclosure,high risk includes any status under which a federal awarding agency provides additional oversight due to the recipient's past performance,or other programmatic or financial concerns with the recipient. The recipient's disclosure must include the following: L The federal awarding agency that currently designates the recipient high risk,2. The date the recipient was designated high risk,3. The high-risk point of contact at that federal awarding agency (name,phone number, and email address), and 4. The reasons for the high-risk status, as set out by the federal awarding agency. 28. Cooperating with OJP Monitoring The recipient agrees to cooperate with OJP monitoring of this award pursuant to OJP's guidelines,protocols, and procedures, and to cooperate with OJP (including the grant manager far this award and the Office of Chief Financial Officer(OCFO))requests related to such monitoring,including requests related to desk reviews and/or site visits. The recipient agrees to provide to OJP all documentation necessary for OJP to complete its monitoring tasks,including documentation related to any subawards made under this award. Further,the recipient agrees to abide by reasonable deadlines set by OJP for providing the requested documents. Failure to cooperate with OJP's monitoring activities may result in actions that affect the recipient's DOJ awards,including,but not limited to: withholdings and/or other restrictions on the recipient's access to award funds;referral to the DOJ OIG for audit review;designation of the recipient as a DOJ High Risk grantee;ar termination of an award(s). OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'�� ').�� Bureau of Justice Assistance SHEET raGE io oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 29. FFATA reporting: Subawards and executive compensation The recipient must comply with applicable requirements to report first-tier subawards("subgrants")of$25,000 or more and,in certain circumstances,to report the names and total compensation of the five most highly compensated executives of the recipient and first-tier subrecipients(first-tier"subgrantees")of award funds. The details of recipient obligations,which derive from the Federal Funding Accountability and Transparency Act of 2006(FFATA),are posted on the OJP web site at https://ojp.gov/funding/Explore/FFATA.htm(Award condition:Reporting Subawards and Executive Compensation), and are incorporated by reference here. This condition,including its reporting requirement,does not apply to--(1)an award of less than$25,000,or(2)an award made to an individual who received the award as a natural person(i.e.,unrelated to any business or non-profit organization that he or she may own or operate in his or her name). 30. Required monitoring of subawards The recipient must monitor subawards under this award in accordance with all applicable statutes,regulations,award conditions,and the DOJ Grants Financial Guide, and must include the applicable conditions of this award in any subaward. Among other things,the recipient is responsible for oversight of subrecipient spending and monitoring of specific outcomes and benefits attributable to use of award funds by subrecipients. The recipient agrees to submit,upon request,documentation of its policies and procedures for monitoring of subawards under this award. 31. Use of program income Program income(as defined in the Part 200 Uniform Requirements)must be used in accordance with the provisions of the Part 200 Uniform Requirements. Program income earnings and expenditures both must be reported on the quarterly Federal Financial Report, SF 425. 32. Justice Information Sharing Information sharing projects funded under this award must comply with DOJ's Global Justice Information Sharing Initiative(Global)guidelines. The recipient(and any subrecipient at any tier)must conform to the Global Standards Package(GSP)and all constituent elements,where applicable,as described at https://it.ojp.gov/gsp_grantcondition. The recipient(and any subrecipient at any tier)must document planned approaches to information sharing and describe compliance with the GSP and appropriate privacy policy that protects shared information,or provide detailed justification for why an alternative approach is recommended. 33. Avoidance of duplication of networks To avoid duplicating existing netwarks ar IT systems in any initiatives funded by BJA for law enforcement information sharing systems which involve interstate connectivity between jurisdictions, such systems shall employ,to the extent possible,existing networks as the communication backbone to achieve interstate connectivity,unless the recipient can demonstrate to the satisfaction of BJA that this requirement would not be cost effective or would impair the functionality of an existing or proposed IT system. 34. Compliance with 28 C.F.R.Part 23 With respect to any information technology system funded or supported by funds under this award,the recipient(and any subrecipient at any tier)must comply with 28 C.F.R.Part 23,Criminal Intelligence Systems Operating Policies,if OJP determines this regulation to be applicable. Should OJP determine 28 C.F.R.Part 23 to be applicable,OJP may, at its discretion,perform audits of the system, as per the regulation. Should any violation of 28 C.F.R.Part 23 occur,the recipient may be fined as per 34 U.S.C. 10231(c)-(d). The recipient may not satisfy such a fine with federal funds. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE i i oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 35. Protection of human research subjects The recipient(and any subrecipient at any tier)must comply with the requirements of 28 C.F.R.Part 46 and all OJP policies and procedures regarding the protection of human research subjects,including obtainment of Institutional Review Board approval,if appropriate, and subject informed consent. 36. Confidentiality of data The recipient(and any subrecipient at any tier)must comply with all confidentiality requirements of 34 U.S.C. 10231 and 28 C.F.R.Part 22 that are applicable to collection,use, and revelation of data or information. The recipient further agrees, as a condition of award approval,to submit a Privacy Certificate that is in accord with requirements of 28 C.F.R.Part 22 and,in particular,28 C.F.R. 22.23. 37. Verification and updating of recipient contact information The recipient must verify its Point of Contact(POC),Financial Point of Contact(FPOC), and Authorized Representative contact information in GMS,including telephone number and e-mail address. If any information is incorrect or has changed, a Grant Adjustment Notice(GAI�must be submitted via the Grants Management System (GMS)to document changes. 38. Law enforcement task forces-required training Within 120 days of award acceptance,each current member of a law enforcement task force funded with award funds who is a task force commander, agency executive,task force officer,or other task force member of equivalent rank, must complete required online(internet-based)task force training.Additionally,all future task force members must complete this training once during the period of performance for this award,or once every four years if multiple OJP awards include this requirement. The required training is available free of charge online through the BJA-funded Center far Task Force Integrity and Leadership (www.ctfli.org). The training addresses task force effectiveness, as well as other key issues including privacy and civil liberties/rights,task force performance measurement,personnel selection, and task force oversight and accountability. If award funds are used to support a task force,the recipient must compile and maintain a task force personnel roster,along with course completion certificates. Additional information regarding the training is available through BJA's web site and the Center far Task Force Integrity and Leadership (www.ctfli.org). 39. Justification of consultant rate Approval of this award does not indicate approval of any consultant rate in excess of$650 per day. A detailed justification must be submitted to and approved by the OJP program office prior to obligation or expenditure of such funds. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE ia oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 40. Submission of eligible records relevant to the National Instant Background Check System Consonant with federal statutes that pertain to firearms and background checks--including 18 U.S.C. 922 and 34 U.S.C. ch. 409--if the recipient(or any subrecipient at any tier)uses this award to fund(in whole or in part)a specific project or program(such as a law enforcement,prosecution,or court program)that results in any court dispositions, information,or other records that are "eligible records° (under federal or State law)relevant to the National Instant Background Check System(NICS),or that has as one of its purposes the establishment or improvement of records systems that contain any court dispositions,information,or other records that are "eligible records° (under federal or State law)relevant to the NICS,the recipient(or subrecipient,if applicable)must ensure that all such court dispositions,information,or other records that are "eligible records° (under federal or State law)relevant to the I�]ICS are promptly made available to the NICS ar to the"State"repository/database that is electronically available to(and accessed by)the NICS, and--when appropriate--promptly must update,correct,modify,or remove such NICS- relevant"eligible records". In the event of minor and transitory non-compliance,the recipient may submit evidence to demonstrate diligent monitoring of compliance with this condition(including subrecipient compliance). DOJ will give great weight to any such evidence in any express written determination regarding this condition. 41. Certification of Compliance with 8 U.S.C. 1373 and 1644(within the funded"program or activity")required for valid award acceptance by a local government In order validly to accept this award,the applicant local government must submit the required"State or Local Government FY 2018 Certification of Compliance with 8 U.S.C. 1373 and 1644° (executed by the chief legal officer of the local government). Unless that executed certification either--(1)is submitted to OJP together with the fully- executed award document,ar(2)is uploaded in OJP's GMS no later than the day the signed award document is submitted to OJP, any submission by a local government that purports to accept the award is invalid. If an initial award-acceptance submission by the recipient is invalid,once the local government does submit the necessary certification regarding 8 U.S.C. 1373 and 1644,it may submit a fully-executed award document executed by the local government on or after the date of that certification. For purposes of this condition, "local government" does not include any Indian tribe. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE i3 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 42. Noninterference(within the funded"program or activity")with federal law enforcement 8 U.S.C. 1373 and 1644; ongoing compliance 1. With respect to the "program or activity"funded in whole or part under this award(including any such program or activity of any subrecipient at any tier),throughout the period of performance,no State or local government entity, - agency,or-official may prohibit or in any way restrict--(1)any government entity or-official from sending or receiving information regarding citizenship or immigration status as described in 8 U.S.C. 1373(a);ar(2)a government entity or-agency from sending,requesting or receiving,maintaining,or exchanging information regarding immigration status as described in either 8 U.S.C. 1373(b)or 1644.Any prohibition(or restriction)that violates this condition is an "information-communication restriction" under this award. 2. Certifications from subrecipients. The recipient may not make a subaward to a State,a local government,or a "public" institution of higher education,unless it first obtains a certification of compliance with 8 U.S.C. 1373 and 1644,properly executed by the chief legal officer of the government or educational institution that would receive the subaward,using the appropriate form available at https://ojp.gov/funding/Explore/SampleCertifications-8USC1373.htm. Also,the recipient must require that no subrecipient(at any tier)may make a further subaward to a State, a local government,or a public institution of higher education,unless it first obtains a certification of compliance with 8 U.S.C. 1373 and 1644,properly executed by the chief legal officer of the government or institution that would receive the further subaward,using the appropriate OJP form. 3. The recipient's monitoring responsibilities include monitoring of subrecipient compliance with the requirements of this condition. 4. Allowable costs. Compliance with these requirements is an authorized and priority purpose of this award. To the extent that such costs are not reimbursed under any other federal program,award funds may be obligated far the reasonable,necessary, and allocable costs(if any)that the recipient,or any subrecipient at any tier that is a State, a local government,or a public institution of higher education,incurs to implement this condition. 5. Rules of Construction A For purposes of this condition: (1) "State" and"local government" include any agency or other entity thereof,but not any institution of higher education or any Indian tribe. (2)A"public" institution of higher education is defined as one that is owned,controlled,or directly funded(in whole or in substantial part)by a State or local government. (Such a public institution is considered to be a"government entity," and its officials to be "government officials.") (3) "Program or activity" means what it means under title VI of the Civil Rights Act of 1964(see 42 U.S.C. 2000d-4a). (4) °Immigration status" means what it means under 8 U.S.C. 1373 and 8 U.S.C. 1644; and terms that are defined in 8 U.S.C. 1101 mean what they mean under that section 1101,except that"State" also includes American Samoa. (5)Pursuant to the provisions set out at(or referenced in)8 U.S.C. 1551 note("Abolition... and Transfer of Functions"),references to the "Immigration and Naturalization Service" in 8 U.S.C. 1373 and 1644 are to be read as references to particular components of the Department of Homeland Security (DHS). B. Nothing in this condition shall be understood to authorize or require any recipient, any subrecipient at any tier, any State or local government,any public institution of higher education,or any other entity (or individual)to violate any federal law,including any applicable civil rights or nondiscrimination law. IMPORTANT NOTE: Any questions about the meaning or scope of this condition should be directed to OJP,before OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE i4 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS award acceptance. 43. Authority to obligate award funds contingent on noninterference(within the funded"program or activity")with federal law enforcement(8 U.S.C. 1373 and 1644);unallowable costs;notification 1. If the recipient is a"State," a local government,or a"public" institution of higher education: A. The recipient may not obligate award funds if, at the time of the obligation,the"program or activity" of the recipient (or of any subrecipient at any tier that is a State, a local government,or a public institution of higher education)that is funded in whole or in part with award funds is subject to any "information-communication restriction." B. In addition,with respect to any project costs it incurs"at risk,° the recipient may not obligate award funds to reimburse itself if--at the time it incurs such costs--the program or activity of the recipient(or of any subrecipient at any tier that is a State, a local government,or a public institution of higher education)that would be reimbursed in whole or in part with award funds was subject to any information-communication restriction. C. Any drawdown of award funds by the recipient shall be considered,for all purposes,to be a material representation by the recipient to OJP that, as of the date the recipient requests the drawdown,the recipient and each subrecipient (regardless of tier)that is a State,local government,or public institution of higher education,is in compliance with the award condition entitled"Noninterference(within the funded'program or activity')with federal law enforcement 8 U.S.C. 1373 and 1644 and ongoing compliance." D. The recipient must promptly notify OJP(in writing)if the recipient,from its requisite monitoring of compliance with award conditions or otherwise,has credible evidence that indicates that the funded program or activity of the recipient,or of any subrecipient at any tier that is either a State or a local government or a public institution of higher education,may be subject to any information-communication restriction. In addition, any subaward(at any tier)to a subrecipient that is a State,a local government,or a public institution of higher education must require prompt notification to the entity that made the subaward,should the subrecipient have such credible evidence regarding an information-communication restriction. 2. Any subaward(at any tier)to a subrecipient that is a State, a local government,or a public institution of higher education must provide that the subrecipient may not obligate award funds if,at the time of the obligation,the program or activity of the subrecipient(or of any further such subrecipient at any tier)that is funded in whole or in part with award funds is subject to any information-communication restriction. 3. Absent an express written determination by DOJ to the contrary,based upon a finding by DOJ of compelling circumstances(e.g.,a small amount of award funds obligated by the recipient at the time of a subrecipient's minor and transitory non-compliance,which was unknown to the recipient despite diligent monitoring), any obligations of award funds that,under this condition,may not be made shall be unallowable costs for purposes of this award. In making any such determination,DOJ will give great weight to evidence submitted by the recipient that demonstrates diligent monitoring of subrecipient compliance with the requirements set out in the "Noninterference ... 8 U.S.C. 1373 and 1644 and ongoing compliance" award condition. 4. Rules of Construction A For purposes of this condition"information-communication restriction" has the meaning set out in the "Noninterference... 8 U.S.C. 1373 and 1644 and ongoing compliance" condition. B. Both the"Rules of Construction" and the "Important Note" set out in the "Noninterference ... 8 U.S.C. 1373 and 1644 and ongoing compliance" condition are incorporated by reference as though set forth here in full. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE is oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 44. Noninterference(within the funded"program or activity")with federal law enforcement: No public disclosure of certain law enforcement sensitive information SCOPE. This condition applies with respect to the "program or activity° that is funded(in whole or in part)by the award, as of the date the recipient accepts this award, and throughout the remainder of the period of performance. Its provisions must be among those included in any subaward(at any tier). 1. Noninterference:No public disclosure of federal law enforcement information in order to conceal,harbor,or shield Consistent with the purposes and objectives of federal law enforcement statutes and federal criminal law(including 8 U.S.C. 1324 and 18 U.S.C. chs. 1,49,227),no public disclosure may be made of any federal law enforcement information in a direct or indirect attempt to conceal,harbor,or shield from detection any fugitive from justice under 18 U.S.C. ch. 49,or any alien who has come to,entered,or remains in the United States in violation of 8 U.S.C. ch. 12 -- without regard to whether such disclosure would constitute(or could form a predicate for)a violation of 18 U.S.C. 1071 or 1072 or of 8 U.S.C. 1324(a). 2. Monitoring The recipient's monitoring responsibilities include monitoring of subrecipient compliance with this condition. 3. Allowable costs To the extent that such costs are not reimbursed under any other federal program, award funds may be obligated for the reasonable,necessary, and allocable costs(if any)of actions(e.g.,training)designed to ensure compliance with this condition. 4. Rules of construction A For purposes of this condition-- (1)the term "alien" means what it means under section 101 of the Immigration and Nationality Act(see 8 U.S.C. 1101(a)(3)); (2)the term "federal law enforcement information" means law enforcement sensitive information communicated or made available,by the federal government,to a State or local government entity, -agency,or-official,through any means,including,without limitation-- (1)through any database, (2)in connection with any law enforcement partnership or-task-force, (3)in connection with any request for law enforcement assistance or-cooperation,ar(4) through any deconfliction(or courtesy)notice of planned,imminent,commencing,continuing,or impending federal law enforcement activity; (3)the term "law enforcement sensitive information" means records or information compiled for any law enforcement purpose; and (4)the term "public disclosure" means any communication or release other than one-- (a)within the recipient,or(b)to any subrecipient(at any tier)that is a government entity. B. Both the"Rules of Construction" and the "Important Note" set out in the "Noninterference(within the funded 'program or activity')with federal law enforcement 8 U.S.C. 1373 and 1644 and ongoing compliance" award condition are incorporated by reference as though set forth here in full. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE i6 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 45. Noninterference(within the funded"program or activity")with federal law enforcement Interrogation of certain aliens SCOPE. This condition applies with respect to the "program or activity° that is funded(in whole or in part)by this award, as of the date the recipient accepts this award, and throughout the remainder of the period of performance for the award. Its provisions must be among those included in any subaward(at any tier). 1. Noninterference with statutory law enforcement access to correctional facilities Consonant with federal law enforcement statutes and regulations--including 8 U.S.C. 1357(a),under which certain federal officers and employees "have power without warrant... to interrogate any alien or person believed to be an alien as to his right to be or to remain in the United States," and 8 C.F.R. 287.5(a),under which that power may be exercised "anywhere in or outside the United States" --within the funded program or activity,no State or local government entity,-agency,or-official may interfere with the exercise of that power to interrogate "without warrant° (by agents of the United States acting under color of federal law)by impeding access to any State or local government(or government-contracted)correctional facility by such agents for the purpose "interrogat[ing] any alien or person believed to be an alien as to his [or her]right to be ar to remain in the United States." 2. Monitoring The recipient's monitoring responsibilities include monitoring of subrecipient compliance with this condition. 3. Allowable costs To the extent that such costs are not reimbursed under any other federal program, award funds may be obligated for the reasonable,necessary, and allocable costs(if any)of actions(e.g.,training)designed to ensure compliance with this condition. 4. Rules of construction A For purposes of this condition: (1)The term "alien" means what it means under section 101 of the Immigration and Nationality Act(INA)(see 8 U.S.C. 1101(a)(3)). (2)The term "correctional facility" means what it means under the title I of the Omnibus Crime Control and Safe Streets Act of 1968(see 34 U.S.C. 10251(a)(7)). (3)The term "impede" includes taking or continuing any action,or implementing or maintaining any law,policy,rule, or practice,that-- (a)is designed to prevent ar to significantly delay or complicate,or (b)has the effect of preventing or of significantly delaying or complicating. B. Both the"Rules of Construction" and the "Important Note" set out in the "Noninterference(within the funded 'program or activity')with federal law enforcement 8 U.S.C. 1373 and 1644 and ongoing compliance" award condition are incorporated by reference as though set forth here in full. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE i� oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 46. Noninterference(within the funded"program or activity")with federal law enforcement: Notice of scheduled release SCOPE. This condition applies with respect to the "program or activity° that is funded(in whole or in part)by the award, as of the date the recipient accepts the award, and throughout the remainder of the period of performance. Its provisions must be among those included in any subaward at any tier. 1. Noninterference with"removal" process: Notice of scheduled release date and time Consonant with federal law enforcement statutes--including 8 U.S.C. 1231 (for an alien incarcerated by a State or local government,a 90-day "removal period" during which the federal government"shall" detain and then"shall" remove an alien from the U.S. "begins" no later than°the date the alien is released from ... confinement"; also,the federal government is expressly authorized to make payments to a"State or a political subdivision of the State ... with respect to the incarceration of[an]undocumented criminal alien"); 8 U.S.C. 1226(the federal government"shall take into custody" certain criminal aliens"when the alien is released"); and 8 U.S.C. 1366(requiring an annual DOJreport to Congress on°the number of illegal alien[felons]in Federal and State prisons" and programs underway °to ensure the prompt removal"from the U.S. of removable "criminal aliens")--within the funded program or activity,no State or local government entity, -agency,or-official(including a government-contracted correctional facility)may interfere with the "removal"process by failing to provide--as early as practicable(see para. 4.C. below)--advance notice to DHS of the scheduled release date and time for a particular alien,if a State or local government(or government- contracted)correctional facility receives from DHS a formal written request pursuant to the INA that seeks such advance notice. 2. Monitoring The recipient's monitoring responsibilities include monitoring of subrecipient compliance with this condition. 3. Allowable costs To the extent that such costs are not reimbursed under any other federal program, award funds may be obligated for the reasonable,necessary, and allocable costs(if any)of actions(e.g.,training)designed to ensure compliance with this condition. 4. Rules of construction A For purposes of this condition: (1)The term "alien" means what it means under section 101 of the INA(see 8 U.S.C. 1101(a)(3)). (2)The term "correctional facility" means what it means under the title I of the Omnibus Crime Control and Safe Streets Act of 1968(see 34 U.S.C. 10251(a)(7)). B. Nothing in this condition shall be understood to authorize or require any recipient, any subrecipient at any tier, any State or local government,or any other entity or individual to maintain(or detain)any individual in custody beyond the date and time the individual otherwise would have been released. C. Applicability (1)Current DHS practice is ordinarily to request advance notice of scheduled release"as early as practicable(at least 48 hours,if possible).° (See DHS Form I-247A(3/17)). If(e.g.,in light of the date DHS made such request)the scheduled release date and time for an alien are such as not to allow far the advance notice that DHS has requested,it shall NOT be a violation of this condition to provide only as much advance notice as practicable. (2)Current DHS practice is to use the same form for a second,distinct purpose--to request that an individual be OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE is oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS detained for up to 48 hours AFTER the scheduled release. This condition does NOT encompass such DHS requests for detention. D. Both the "Rules of Construction" and the °Important Note" set out in the"Noninterference(within the funded 'program or activity')with federal law enforcement 8 U.S.C. 1373 and 1644 and ongoing compliance" award condition are incorporated by reference as though set forth here in full. 47. Requirement to collect certain information from subrecipients The recipient may not make a subaward to a State,a local government,or a"public" institution of higher education, unless it first obtains from the proposed subrecipient responses to the questions identified in the program solicitation as °Information regarding Communication with the Department of Homeland Security (DHS)and/or Immigration and Customs Enforcement(ICE)." All subrecipient responses must be collected and maintained by the recipient,consistent with regular document retention requirements, and must be made available to DOJ upon request. Responses to these questions are not required from subrecipients that are either a tribal government/organization, a nonprofit organization, or a private institution of higher education. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE i9 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 48. Compliance with National Environmental Policy Act and related statutes Upon request,the recipient(and any subrecipient at any tier)must assist BJA in complying with the National Environmental Policy Act(NEPA),the National Historic Preservation Act,and other related federal environmental impact analyses requirements in the use of these award funds,either directly by the recipient or by a subrecipient. Accordingly,the recipient agrees to first determine if any of the following activities will be funded by the grant,prior to obligating funds for any of these purposes. If it is determined that any of the following activities will be funded by the award,the recipient agrees to contact BJA. The recipient understands that this condition applies to new activities as set out below,whether or not they are being specifically funded with these award funds. That is, as long as the activity is being conducted by the recipient, a subrecipient,or any third party,and the activity needs to be undertaken in order to use these award funds,this condition must first be met. The activities covered by this condition are: a.New construction; b. Minor renovation or remodeling of a property located in an environmentally or historically sensitive area,including properties located within a 100-year flood plain,a wetland,or habitat for endangered species,or a property listed on or eligible for listing on the National Register of Historic Places; c.A renovation,lease,or any proposed use of a building or facility that will either(a)result in a change in its basic prior use or(b)significantly change its size; d. Implementation of a new program involving the use of chemicals other than chemicals that are(a)purchased as an incidental component of a funded activity and(b)traditionally used,for example,in office,household,recreational,or education environments; and e. Implementation of a program relating to clandestine methamphetamine laboratory operations,including the identification, seizure,or closure of clandestine methamphetamine laboratories. The recipient understands and agrees that complying with NEPA may require the preparation of an Environmental Assessment and/or an Environmental Impact Statement,as directed by BJA. The recipient further understands and agrees to the requirements for implementation of a Mitigation Plan, as detailed at https://bja.gov/Funding/nepa.html,for programs relating to methamphetamine laboratory operations. Application of This Condition to Recipient's Existing Programs or Activities: For any of the recipient's or its subrecipients'existing programs or activities that will be funded by these award funds,the recipient,upon specific request from BJA,agrees to cooperate with BJA in any preparation by BJA of a national or program environmental assessment of that funded program or activity. 49. Establishment of trust fund If award funds are being drawn down in advance,the recipient(or a subrecipient,with respect to a subaward)is required to establish a trust fund account. Recipients(and subrecipients)must maintain advance payments of federal awards in interest-bearing accounts,unless regulatory exclusions apply (2 C.F.R. 200.305(b)(8)). The trust fund, including any interest,may not be used to pay debts or expenses incurred by other activities beyond the scope of the Edward Byrne Memorial Justice Assistance Grant Program(JAG). The recipient also agrees to obligate the award funds in the trust fund(including any interest earned)during the period of performance far the award and expend within 90 days thereafter. Any unobligated or unexpended funds,including interest earned,must be returned to OJP at the time of closeout. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'�� ').�� Bureau of Justice Assistance SHEET raGE ao oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 50. Prohibition on use of award funds for match under B VP program JAG funds may not be used as the 50%match for purposes of the DOJ Bulletproof Vest Partnership(BVP)program. 51. Certification of body armor"mandatory wear"policies The recipient agrees to submit a signed certification that all law enforcement agencies receiving body armor purchased with funds from this award have a written"mandatory wear" policy in effect. The recipient must keep signed certifications on file for any subrecipients planning to utilize funds from this award for ballistic-resistant and stab- resistant body armor purchases. This policy must be in place for at least all uniformed officers before any funds from this award may be used by an agency for body armor. There are no requirements regarding the nature of the policy other than it be a mandatory wear policy for all uniformed officers while on duty. 52. Body armor-compliance with NIJ standards and other requirements Ballistic-resistant and stab-resistant body armor purchased with JAG award funds may be purchased at any threat level,make or model,from any distributor or manufacturer,as long as the body armor has been tested and found to comply with applicable National Institute of Justice ballistic or stab standards and is listed on the I�]IJ Compliant Body Armar Model List(https://nij.gov/topics/technology/body-armor/Pages/compliant-ballistic-armor.aspx). In addition, ballistic-resistant and stab-resistant body armor purchased must be made in the United States and must be uniquely fitted,as set forth in 34 U.S.C. 10202(c)(1)(A). The latest NIJ standard information can be found here:https://nij.gov/ topics/technology/body-armor/pages/safety-initiative.aspx. 53. Body armor-impact on eligibility for other program funds The recipient understands that the use of funds under this award for purchase of body armor may impact eligibility for funding under the Bulletproof Vest Partnership(B VP)program,a separate program operated by BJA,pursuant to the BVP statute at 34 USC 10531(c)(5). 54. Reporting requirements The recipient must submit quarterly Federal Financial Reports(SF-425) and semi-annual performance reports through OJP's GMS(https://grants.ojp.usdoj.gov). Consistent with the Department's responsibilities under the Government Performance and Results Act(GPRA)and the GPRA Modernization Act of 2010,the recipient must provide data that measure the results of its work The recipient must submit quarterly performance metrics reports through BJA's Performance Measurement Tool(PMT)website(www.bjaperformancetools.org). For more detailed information on reporting and other JAG requirements,refer to the JAG reporting requirements webpage.Failure to submit required JAG reports by established deadlines may result in the freezing of grant funds and future High Risk designation. 55. Required data on law enforcement agency training Any law enforcement agency receiving direct or sub-awarded funding from this JAG award must submit quarterly accountability metrics data related to training that officers have received on the use of force,racial and ethnic bias,de- escalation of conflict, and constructive engagement with the public. 56. Expenditures prohibited without waiver No funds under this award may be expended on the purchase of items prohibited by the JAG program statute,unless, as set forth at 34 U.S.C. 10152,the BJA Director certifies that extraordinary and exigent circumstances exist,making such expenditures essential to the maintenance of public safety and good order. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE ai oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 57. Authorization to obligate(federal) award funds to reimburse certain project costs incurred on or after October 1,2017 The recipient may obligate(federal)award funds only after the recipient makes a valid acceptance of the award. As of the first day of the period of performance far the award(October 1,2017),however,the recipient may choose to incur project costs using non-federal funds,but any such project costs are incurred at the recipient's risk until,at a minimum--(1)the recipient makes a valid acceptance of the award,and(2)all applicable withholding conditions are removed by OJP (via a Grant Adjustment Notice). (A withholding condition is a condition in the award document that precludes the recipient from obligating,expending,or drawing down all or a portion of the award funds until the condition is removed.) Except to the extent(if any)that an award condition expressly precludes reimbursement of project costs incurred"at- risk," if and when the recipient makes a valid acceptance of this award and OJP removes each applicable withholding condition through a Grant Adjustment Notice,the recipient is authorized to obligate(federal)award funds to reimburse itself for project costs incurred"at-risk" earlier during the period of performance(such as project costs incurred prior to award acceptance or priar to removal of an applicable withholding condition),provided that those project costs otherwise are allowable costs under the award. Nothing in this condition shall be understood to authorize the recipient(or any subrecipient at any tier)to use award funds to "supplant" State or local funds in violation of the recipient's certification(executed by the chief executive of the State or local government)that federal funds will be used to increase the amounts of such funds that would,in the absence of federal funds,be made available for law enforcement activities. 58. Use of funds for DNA testing;upload of DNA profiles If award funds are used for DNA testing of evidentiary materials, any resulting eligible DNA profiles must be uploaded to the Combined DNA Index System("CODIS,° the DNA database operated by the FB�by a government DNA laboratory with access to CODIS. No profiles generated under this award may be entered or uploaded into any non-governmental DNA database without prior express written approval from BJA. Award funds may not be used for the purchase of DNA equipment and supplies unless the resulting DNA profiles may be accepted for entry into CODIS. 59. Three percent set-aside for NIBRS compliance The recipient must ensure that at least 3 percent of the total amount of this award is dedicated to achieving full compliance with the FBPs National Incident-Based Reporting System(NIBRS),unless the FBI or appropriate State official has certified that the recipient locality is already NIBRS compliant, and evidence of this has been submitted to and approved by BJA The recipient will be required by BJA to make revisions to budgets that do not clearly indicate what projects will be supported by this 3 percent set-aside,unless evidence of NIBRS compliance has been submitted to and approved by BJA.Recipients serving as fiscal agents for"disparate jurisdictions,° (as defined at 34 USC 10156(d)(4))have to pass this requirement through to in subawards to other localities in the disparate jurisdiction, so that each locality in a disparate jurisdiction group dedicates at least 3 percent of award funds to NIBRS compliance, unless,with respect to each locality in the disparate jurisdiction group,evidence of NIBRS compliance has been submitted to and approved by BJA. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE aa oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 60. Encouragement of submission of"success stories" BJA strongly encourages the recipient to submit annual(or more frequent)JAG success stories. To submit a success story, sign in to a My BJA account at https://www.bja.gov/Login.aspx to access the Success Story Submission form. If the recipient does not yet have a My BJA account,please register at https://www.bj a.gov/profile.aspx. Once registered,one of the available areas on the My BJA page will be °My Success Stories." Within this box,there is an option to add a Success Story. Once reviewed and approved by BJA, all success stories will appear on the BJA Success Story web page at https://www.bja.gov/SuccessStoryList.aspx. 61. Withholding of funds: Required certification from the chief executive of the applicant government The recipient may not obligate,expend,or draw down any award funds until the recipient submits the required "Certifications and Assurances by the Chief Executive of the Applicant Government,"properly-executed(as determined by OJP), and a Grant Adjustment Notice(GAI�has been issued to remove this condition. 62. Withholding of funds: Memorandum of Understanding The recipient may not obligate,expend,or draw down any award funds until OJP has reviewed and approved the Memorandum of Understanding(MOU), and a Grant Adjustment Notice(GAI�has been issued to remove this condition. 63. Initial period of performance;requests for extension The recipient understands that the initial period of performance for this award is two years. The recipient further understands that any requests for an extension of the period of performance for this award will be approved automatically for up to a total of two additional years,pursuant to 34 U.S.C. 10152(�and in accordance with the program solicitation associated with this award. Any request for an extension of the period of performance beyond a four-year award period will require approval, and the approval(if any)will be at the discretion of the Director of BJA. OJP FORM 4000/2(REV.4-88) �"'�� U.S. Department of Justice ��, Office of 7ustice Programs AWARD CONTINUATION ��'1� � � �°).�� Bureau of Justice Assistance SHEET raGE a3 oF a3 �y�\N"'°b�/�� Grant ��,��-, PROJECT NUMBER 2018-DJ-BX-0673 AWARD DATE 10/O1/2018 SPECIAL CONDITIONS 64. Withholding of funds: Subrecipient monitoring policies The recipient's response to the Subrecipient Management and Monitoring question(s)of the Financial Management and System of Internal Controls Questionnaire indicates that the recipient may not have controls in place to monitar the activities of any subrecipient, as necessary,to ensure that the subaward is used for authorized purposes in compliance with Federal laws,regulations, and the terms and conditions of the subaward and that subaward performance goals are achieved. (See 2 CFR 200.331(d)). The recipient agrees to submit a copy of its subrecipient monitoring policies and procedures to the OJP program office. If the recipient anticipates that it will not make a subaward under this award then,instead of submitting subrecipient monitoring policies and procedures,the recipient agrees that it must advise OJP in writing that it does not intend to make a subaward under this award. The recipient may not obligate,expend,or draw down funds under this award until either--(1)the OJP program office has received, and OJP has reviewed and approved,the subrecipient monitoring policies and procedures,ar(2)the OJP program office has received and considered the recipient's written communication and has agreed(for purposes of federal grants administrative requirements)that no subawards are anticipated under this award?and a Grant Adjustment Notice has been issued to remove this condition. The recipient understands and agrees that it is obligated to immediately notify the OJP grant manager in writing of any later change in its plan to make or not make a subaward under this award. 65. Withholding-DHS question attachment The recipient may not obligate,expend or draw down funds until the Office of Justice Programs has received and approved the required application attachment(s)described in the program solicitation as "Information regarding Communication with the Department of Homeland Security (DHS) and/or Immigration and Customs Enforcement (ICE)," and has issued a Grant Adjustment Notice(GAI�releasing this special condition. 66. Recipient may not obligate,expend or drawdown funds until the Bureau of Justice Assistance, Office of Justice Programs has received and approved the required application attachment(s)and has issued a Grant Adjustment Notice (GAI�releasing this special condition. OJP FORM 4000/2(REV.4-88) __� U.S. Department of Justice -�A� � � d Office of Tustice Programs o ;; r d �r.� s bn'naas+'�/� �.��s Bureau of Justice Assistance Washington,D.C. 20531 Memorandum To: Official Grant File From: Orbin Terry, NEPA Coordinator Subject: Incorporates NEPA Compliance in Further Developmental Stages for City of Dubuque The Edward Byrne Memorial Justice Assistance Grant Program (JAG) allows states and local governments to support a broad range of activities to prevent and control crime and to improve the criminal justice system, some of which could have environmental impacts. All recipients of JAG funding must assist BJA in complying with NEPA and other related federal environmental impact analyses requirements in the use of grant funds, whether the funds are used directly by the grantee or by a subgrantee or third party. Accordingly, prior to obligating funds for any of the specified activities, the grantee must first determine if any of the specified activities will be funded by the grant. The specified activities requiring environmental analysis are: a. New construction; b. Any renovation or remodeling of a property located in an environmentally or historically sensitive area, including properties located within a 100-year flood plain, a wetland, or habitat for endangered species, or a property listed on or eligible for listing on the National Register of Historic Places; c. A renovation, lease, or any proposed use of a building or facility that will either(a)result in a change in its basic prior use or(b) significantly change its size; d. Implementation of a new program involving the use of chemicals other than chemicals that are (a)purchased as an incidental component of a funded activity and (b)traditionally used, for example, in office, household, recreational, or education environments; and e. Implementation of a program relating to clandestine methamphetamine laboratory operations, including the identification, seizure, or closure of clandestine methamphetamine laboratories. Complying with NEPA may require the preparation of an Environmental Assessment and/or an Environmental Impact Statement, as directed by BJA. Further, for programs relating to methamphetamine laboratory operations, the preparation of a detailed Mitigation Plan will be required. For more information about Mitigation Plan requirements, please see https://www.bja.gov/Funding/nepa.html. Please be sure to carefully review the grant conditions on your award document, as it may contain more specific information about environmental compliance. U.S.Department of 7ustice GRANT MANAGER'S MEMORANDUM, PT. L• �� ^ Office of Justice Programs �� J PROJECT SUMMARY ��_'o � � i � Bureau of Justice Assistance ,�. �� \�H„�b�,fi�� Grant �`��-s., PROJECT NLTMBER PAGE 1 OF 1 2018-DJ-BX-0673 This project is supported under FY18(BJA-JAG State&JAG Local)Title I of Pub.L.No.90-351(generally codified at 34 U.S.C. 10101-10726),including subpart I of part E(codified at 34 U.S.C. 10151-10158);see also 28 U.S.C.530C(a) 1.STAFF CONTACT(Name&telephone number) 2.PROJECT DIRECTOR(Name,address&telephone number) Patrick Fines Mark Dalsing (202)353-0587 Chief of Police 770 Iowa Street Dubuque,IA 52001-4823 (563)589-4411 3a.TITLE OF THE PROGRAM 3b.POMS CODE(SEE INSTRUCTIONS ON REVERSE) BJA FY 18 Edward Byrne Memorial Justice Assistance Grant(JAG)Program-Local Solicitation 4.TITLE OF PROJECT FY 18 JAG Local 5.NAME&ADDRESS OF GRANTEE 6.NAME&ADRESS OF SUBGRANTEE City of Dubuque 13th and Central Avenue Dubuque,IA 52001-4823 7.PROGRAM PERIOD 8.BUDGET PERIOD FROM: 10/O1/2017 TO: 09/30/2019 FROM: 10/O1/2017 TO: 09/30/2019 9.AMOUNT OF AWARD 10.DATE OF AWARD $21,413 10/O1/2018 11.SECOND YEAR'S BUDGET 12.SECOND YEAR'S BUDGET AMOUNT 13.THIRD YEAR'S BUDGET PERIOD 14.THIRD YEAR'S BUDGET AMOUNT 15.SUMMARY DESCRIPTION OF PROJECT(See instruction on reverse) The Edward Byrne Memorial Justice Assistance Grant Program(JAG)allows states and units of local governmen�including tribes,to support a broad range of criminal justice related activities based on their own state and local needs and conditions.Grant funds can be used for state and local initiatives,technical assistance, training,personnel,equipment,supplies,contractual support,and information systems for criminal justice,including for any one or more of the following purpose areas: 1)law enforcement programs;2)prosecution and court programs;3)prevention and education programs;4)corrections and community corrections programs; 5)drug treatment and enforcement programs;6)planning,evaluation,and technology improvement programs;7)crime victim and witness programs(other than compensation);and 8)mental health programs and related law enforcement and corrections programs,including behavioral programs and crisis intervention teams. This Local JAG award will be shared by the County and one or more jurisdictions identified as disparate within the current Fiscal Year eligibility list (�v�v�v.bja.gov/Jag).JAG funding will be used to support criminal justice initiatives that fall under one or more of the allowable program areas above.Any OJP FORM 4000/2(REV.4-88) equipment purchases or funded initiatives such as overtime,task forces,drug programs,infortnation sharing,etc.will be aimed at reducing crime and/or enhancing public/officer safety. NCA/NCF