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Signed Contract_Structural/Stability Analysis of Dubuque Levy and FloodwallMasterpiece on the Mississippi TO: Michael C. Van Milligen, City Manager FROM: Gus Psihoyos, City Engineer SUBJECT: Structural /Stability Analysis of the Dubuque Levee and Floodwall System, Contract for Engineering Services DATE: October 22, 2010 INTRODUCTION MEMORANDUM The purpose of this memo is to present a contract for review and approval CDM for a detailed study, preparation of the necessary documentation, and submission of an application for a Letter of Map Revision (LOMR) to revise flood hazard zones proposed by the Federal Emergency Management Agency (FEMA) for the Bee Branch and North Fork Catfish Creek watersheds. BACKGROUND On July 15, 2009, the City of Dubuque received the preliminary map and the Flood Insurance Study Report as part of FEMA's Flood Map Modernization Program. The program is designed to update on a nationwide basis the flood insurance rate maps of member communities and counties in the National Flood Insurance Program (NFIP). The City of Dubuque supports FEMA's nationwide effort to have accurate flood plain maps. However, the Planning Services Department and the Engineering Department are concerned with the inaccuracy of the methods utilized by FEMA to produce the DFIRM proposed for Dubuque. FEMA utilized cost - effective "approximate" methods to establish the new flood zones proposed in the North End Neighborhood and the Washington neighborhood, in the Keyway /Keymont/Keymeer area, along Kaufmann Avenue, along West 32nd Street, and in the Kerper Boulevard industrial area. The citizens of Dubuque have made significant investments in these areas. Designation of these areas as Zone A flood hazard areas will place an additional financial burden on homeowners and businesses in these areas and likely lead to disinvestment and blighted conditions. FEMA has proposed a map that would significantly expand the number of properties in the city designated as being in a regulated flood plain from 70 structures to over 1,700 structures. Dubuque itrittl A1141merIcaCity 11111! 2007 In March of 2010, the City Council authorized the release of an RFP for the engineering analysis, preparation of documentation, and submittal of an application to FEMA for a LOMR that would revise the flood hazard zones identified in preliminary DFIRM based on the more detailed analysis. On May 3, 2010 the City Council authorized the City Manager to negotiate and enter into a contract with CDM to perform engineering analysis, prepare the necessary documentation, and submit an application for a LOMR. DISCUSSION Assistant City Attorney Tim O'Brien and Civil Engineer Deron Muehring have reviewed the attached agreement. The attached agreement reflects the input and modifications requested by City staff. RECOMMENDATION recommend that the City execute the attached agreement for the structural /stability analysis of the Dubuque levee and floodwall system. BUDGET IMPACT CDM's cost proposal is $48,918.00, which is slightly under the City's estimated cost of $50,000. The work will be funded with Stormwater Management Funds. ACTION TO BE TAKEN respectfully request that you review and sign the attached agreement with CDM for a detailed study, preparation of the necessary documentation, and submission of an application for a LOMR to revise flood hazard zones proposed by the FEMA for the Bee Branch and North Fork Catfish Creek watersheds. Attach. Prepared by Deron Muehring cc: Barry Lindahl, City Attorney Tim O'Brien, Assistant City Attorney Jenny Larson, Budget Director Laura Carstens, Planning Services Manager Deron Muehring, Civil Engineer II STANDARD FORM OF AGREEMENT BETWEEN OWNER AND ENGINEER THIS IS AN AGREEMENT made as of , 2010 between the City of Dubuque, Camp Dresser & McKee Inc. ( "ENGINEER "). OWNER intends to engage ENGINEER to perform activities as detailed in Exhibit Revision Study (the "Project "). OWNER and ENGINEER in consideration of their mutual covenants herein agree in respect of the performance or furnishing of services by ENGINEER with respect to the Project and the payment for those services by OWNER as set forth below. Execution of this Agreement by ENGINEER and OWNER constitutes OWNER's written authorization to ENGINEER to proceed on the date first above written with the Services described in Article 1 below. This Agreement will become effective on the date first above written. ARTICLE 1 — SCOPE OF SERVICES 1.1 ENGINEER agrees to perform for OWNER services as described in Exhibit A (hereinafter referred to as "Services ") in accordance with the requirements outlined in this Agreement. ARTICLE 2 — TIMES FOR RENDERING SERVICES 2.1 The specific time period for the performance of ENGINEER's Services are set forth in Exhibit A. 2.2 If the specific periods of time for rendering services or specific dates by which services are to be completed are changed through no fault of ENGINEER, the rates and amounts of compensation provided for herein shall be subject to equitable adjustment. If OWNER has requested changes in the scope, extent, or character of the Project, the time of performance and compensation for ENGINEER's services shall be adjusted equitably. 2.3 If ENGINEER's services are delayed or suspended in whole or in part by OWNER for more than three months through no fault of ENGINEER, ENGINEER shall be entitled to equitable adjustment of rates and amounts of compensation provided for elsewhere in this Agreement to reflect, among other things, reasonable costs incurred by ENGINEER in connection with such delay or suspension and reactivation and the fact that the time for performance under this Agreement has been revised ARTICLE 3 — OWNER'S RESPONSIBILITIES OWNER shall do the following in a timely manner so as not to delay the services of ENGINEER and shall bear all costs incident thereto: 3.1 Pay the ENGINEER in accordance with the terms of this Agreement. Owner and Engineer — 2/2008 (JPM version 10/8/10) 1 IA ( "OWNER ") and B for Letter of Map 3.2 Designate in writing a person to act as OWNER's representative with respect to the services to be performed or furnished by ENGINEER under this Agreement. Such person will have complete authority to transmit instructions, receive information, interpret, and define OWNER's policies and decisions with respect to ENGINEER's services for the Project. 3.3 Provide all criteria and full information as to OWNER's requirements for the Project, including, as applicable to the Services, design objectives and constraints, space, capacity and performance requirements, flexibility and expandability, and furnish copies of all design and construction standards which OWNER will require to be included in the Drawings and Specifications. 3.4 Assist ENGINEER by placing at ENGINEER's disposal all available information pertinent to the Project including previous reports and, as applicable to the Services, any other data relative to design or construction of the Project, all of which ENGINEER shall be entitled to rely upon. 3.5 Give prompt written notice to ENGINEER whenever OWNER observes or otherwise becomes aware of any development that affects the scope or time of performance or furnishing of ENGINEER's Services or any defect or non conformance in ENGINEER's Services or in the work of any Contractor. 3.6 Bear all costs incident to compliance with the requirements of this Article 3. ARTICLE 4 — PAYMENTS TO ENGINEER FOR SERVICES 4.1 Methods of Payment for Services of ENGINEER. 4.1.1 OWNER shall pay ENGINEER for Services performed or furnished under this Agreement or as described in Exhibit A. The amount of any excise, VAT, or gross receipts tax that may be imposed shall be added to the compensation shown in Exhibit A. 4.1.2 Invoices for Services will be prepared in accordance with ENGINEER' s standard invoicing practices and will be submitted to OWNER by ENGINEER at least monthly. Invoices are due and payable on receipt. 4.1.3 If OWNER fails to make any payment due ENGINEER for services and expenses within thirty days after receipt of ENGINEER's invoice therefor, the amounts due ENGINEER will be increased at the rate of 1.0% per month (or the maximum rate of interest permitted by law, if less) from said thirtieth day; and, in addition, ENGINEER may, after giving seven days' written notice to OWNER, suspend services under this Agreement until ENGINEER has been paid in full all amounts due for services, expenses and charges. Payments will be credited first to interest and then to principal. In the event of a disputed or contested billing, only that portion so contested may be withheld from payment, and the undisputed portion will be paid. OWNER agrees to pay ENGINEER all costs of collection including but not limited to reasonable attorneys' fees, collection fees and court costs incurred by ENGINEER to collect properly due payments. ARTICLE 5 — GENERAL CONDITIONS 5.1 Standard of Care The standard of care for all professional engineering and related services performed or furnished by ENGINEER under this Agreement will be the care and skill ordinarily used by members of ENGINEER's profession practicing under similar conditions at the same time and in the same locality. 5.2 Opinions of Probable Construction Cost ENGINEER's opinions of probable Construction Cost, as applicable to the Services, provided for herein are to be made on the basis of ENGINEER's experience and qualifications and represent ENGINEER's best judgment as an experienced and qualified professional engineer generally familiar with the construction industry. However, since ENGINEER has no control over the cost of labor, materials, equipment, or services furnished by others, or over the Contractor's methods of Owner and Engineer — 5/2010 (JPM version 10/8/10) 2 determining prices, or over competitive bidding or market conditions, or when the Project will be constructed ENGINEER cannot and does not guarantee that proposals, bids, or actual Construction Cost will not vary from opinions of probable Construction Cost prepared by ENGINEER. If OWNER wishes greater assurance as to probable Construction Cost, OWNER shall employ an independent cost estimator. 5.3 Termination The obligation to provide further services under this Agreement may be terminated by either party upon thirty days' written notice in the event of substantial failure by the other party to perform in accordance with the terms thereof through no fault of the terminating party. In the event of any termination, ENGINEER will be paid for all services rendered and reimbursable expenses incurred to the date of termination and, in addition, all reimbursable expenses directly attributable to termination. 5.4 Use of Documents 5.4.1 All Documents are instruments of service in respect to this Project, and ENGINEER shall retain an ownership and property interest therein (including the copyright and the right of reuse at the discretion of the ENGINEER) whether or not the Project is completed. 5.4.2 OWNER may rely upon that data or information set forth on paper (also known as hard copies) that the OWNER receives from the ENGINEER by mail, hand delivery, or facsimile, are the items that the ENGINEER intended to send. Files in electronic media format of text, data, graphics, or other types that are furnished by the ENGINEER to the OWNER are furnished only for convenience, not reliance by the OWNER. Any conclusion or information obtained or derived from such electronic files will be at the OWNER's sole risk. In all cases, the original hard copy of the documents takes precedence over the electronic files. 5.4.3 Because data stored in electronic media format can deteriorate or be modified inadvertently or otherwise without authorization of the data's creator, the OWNER agrees that it will perform acceptance tests or procedures within 60 days, after which the OWNER shall be deemed to have accepted the data thus transferred. Any transmittal errors detected within the 60 -day acceptance period will be corrected by the ENGINEER. 5.4.4 When transferring documents in electronic media format, the ENGINEER makes no representations as to long -term compatibility, usability, or readability of such documents resulting from the use of software application packages, operating systems, or computer hardware differing from those used by the ENGINEER. 5.4.5 OWNER may make and retain copies of documents for information and reference in connection with use on the Project by OWNER. ENGINEER grants OWNER a license to use the Documents on the Project, extensions of the Project, and other projects of OWNER, subject to the following limitations: (1) OWNER acknowledges that such Documents are not intended or represented to be suitable for use on the Project unless completed by ENGINEER, or for use or reuse by OWNER or others on extensions of the Project or on any other project without written verification or adaptation by ENGINEER; (2) any such use or reuse, or any modification of the Documents, without written verification, completion, or adaptation by ENGINEER, as appropriate for the specific purpose intended, will be at OWNER's sole risk and without liability or legal exposure to ENGINEER or to ENGINEER's Consultants; (3) OWNER shall indemnify and hold harmless ENGINEER and ENGINEER's Consultants from all claims, damages, losses, and expenses, including attorneys' fees, arising out of or resulting from any use, reuse, or modification without written verification, completion, or adaptation by ENGINEER; (4) such limited license to Owner and Engineer — 5/2010 (JPM version 10/8/10) 3 OWNER shall not create any rights in third parties. 5.4.6 If ENGINEER at OWNER' s request verifies or adapts the Documents for extensions of the Project or for any other project, then OWNER shall compensate ENGINEER at rates or in an amount to be agreed upon by OWNER and ENGINEER. 5.5 Controlling Law This Agreement is to be govemed by the law of the State of Iowa. 5.6 Mutual Waiver of Consequential Damages Notwithstanding any other provision of this Agreement to the contrary, neither party including their officers, agents, servants and employees shall be liable to the other for lost profits or any special, indirect, incidental, or consequential damages in any way arising out of this Agreement however caused under a claim of any type or nature based on any theory of liability (including, but not limited to: contract, tort, or warranty) even if the possibility of such damages has been communicated. 5.7 Limitation of Liability In no event shall ENGINEER' s total liability to OWNER and/or any of the OWNER's officers, employees, agents, contractors or subcontractors for any and all injuries, claims, losses, expenses or damages whatsoever arising out of or in any way related to this agreement from cause or causes, including, but not limited to, ENGINEER's wrongful act, omission, negligence, errors, strict liability, breach of contract, breach of warranty, express or implied, exceed $100,000. 5.8 Successors and Assigns 5.8.1. OWNER and ENGINEER each is hereby bound and the partners, successors, executors, administrators and legal representatives of OWNER and ENGINEER (and to the extent permitted by paragraph 5.8.2 the assigns of OWNER and ENGINEER) are hereby bound to the other party to this Agreement and to the partners, successors, executors, administrators and legal representatives (and said assigns) of such other party, in respect of all covenants, agreements and obligations of this Agreement. 5.8.2. Neither OWNER nor ENGINEER may assign, sublet or transfer any rights under or interest (including, but without limitation, moneys that may become due or moneys that are due) in this Agreement without the written consent of the other, except to the extent that any assignment, subletting or transfer is mandated by law or the effect of this limitation may be restricted by law. Unless specifically stated to the contrary in any written consent to an assignment, no assignment will release or discharge the assignor from any duty or responsibility under this Agreement. 5.8.3. Unless expressly provided otherwise in this Agreement: 5.8.3.1. Nothing in this Agreement shall be construed to create, impose or give rise to any duty owed by ENGINEER to any Contractor, Subcontractor, Supplier, other person or entity, or to any surety for or employee of any of them, or give any rights in or benefits under this Agreement to anyone other than OWNER and ENGINEER. 5.8.3.2. All duties and responsibilities undertaken pursuant to this Agreement will be for the sole and exclusive benefit of OWNER and ENGINEER and not for the benefit of any other party. 5.9 Notices Any notice required under this Agreement will be in writing, addressed to the appropriate party at Owner and Engineer — 5/2010 (JPM version 10/8/10) 4 the address which appears on the signature page to this Agreement (as modified in writing from time to time by such party) and given personally, by registered or certified mail, return receipt requested, by facsimile, or by a nationally recognized overnight courier service. All notices shall be effective upon the date of receipt. 5.10 Severability Any provision or part of the Agreement held to be void or unenforceable under any law or regulation shall be deemed stricken, and all remaining provisions shall continue to be valid and binding upon OWNER and ENGINEER, who agree that the Agreement shall be reformed to replace such stricken provision or part thereof with a valid and enforceable provision that comes as close as possible to expressing the intention of the stricken provision. 5.11 Changed Conditions If concealed or unknown conditions that affect the performance of the Services are encountered, which conditions are not ordinarily found to exist or which differ materially from those generally recognized as inherent in the Services of the character provided for under this Agreement or which could not have reasonably been anticipated, notice by the observing party shall be given promptly to the other party and, if possible, before conditions are disturbed. Upon claim by the ENGINEER, the payment and schedule shall be equitably adjusted for such concealed or unknown condition by change order or amendment to reflect additions that result from such concealed, changed, or unknown conditions. 5.12 Environmental Site Conditions It is acknowledged by both parties that ENGINEER's scope of services does not include any services related to Constituents of Concern, as defined in Article 6. If ENGINEER or any other party encounters an undisclosed Constituent of Concern, or if investigative or remedial action, or other professional services, are necessary with respect to disclosed or undisclosed Constituents of Concern as defined in Article 6, then ENGINEER may, at its option and without liability for consequential or any other damages, suspend performance of services on the portion of the Project affected thereby until OWNER: (1) retains appropriate specialist consultant(s) or contractor(s) to identify and, as appropriate, abate, remediate, or remove the Constituents of Concern, and (2) warrants that the Site is in full compliance with applicable Laws and Regulations. If the presence at the Site of undisclosed Constituents of Concern adversely affects the performance of ENGINEER's services under this Agreement, then the ENGINEER shall have the option of (1) accepting an equitable adjustment in its compensation or in the time of completion, or both; or (2) terminating this Agreement for cause on 30 days' notice. OWNER acknowledges that ENGINEER is performing professional services for OWNER and that ENGINEER is not and shall not be required to become an "arranger," "operator," "generator," or "transporter" of hazardous substances, so defined in the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), as amended, which are or may be encountered at or near the Site in connection with ENGINEER's activities under this Agreement. 5.13 Insurance ENGINEER shall procure and maintain insurance for protection from claims under workers' compensation acts, claims for damages because of bodily injury including personal injury, sickness or disease or death of any and all employees or of any person other than such employees, and from claims or damages because of injury to or destruction of property. ENGINEER shall procure and maintain the insurance as outlined in the attached Insurance Schedule C. 5.14 Discovery ENGINEER shall be entitled to compensation on a time and materials basis when responding to all Owner and Engineer — 5/2010 (JPM version 10/8/10) 5 requests for discovery relating to this Project and to extent that ENGINEER is not a party to the lawsuit. 5.15 Nondiscrimination and Affirmative Action In connection with its performance under this Agreement, ENGINEER shall not discriminate against any employee or applicant for employment because of race, color, creed, religion, age, sex, marital status, sexual orientation or affectional preference, national origin, ancestry, citizenship, physical or mental handicap or because he or she is a disabled veteran or veteran of the Vietnam era. ENGINEER shall take affirmative action to ensure that qualified applicants are employed and that employees are treated during employment without regard to their race, color, creed, religion, age, sex, marital status, sexual orientation or affectional preference, national origin, ancestry, citizenship, physical or mental handicap or because he or she is a disabled veteran or veteran of the Vietnam era. Such actions shall include recruiting and hiring, selection for training, promotion, fixing rates or other compensation, benefits, transfers and layoff or termination. 5.16 Force Majeure Any delays in or failure of performance by ENGINEER shall not constitute a default under this Agreement if such delays or failures of performance are caused by occurrences beyond the reasonable control of ENGINEER including but not limited to: acts of God or the public enemy; expropriation or confiscation; compliance with any order of any governmental authority; changes in law; act of war, rebellion, terrorism or sabotage or damage resulting therefrom; fires, floods, explosions, accidents, riots; strikes or other concerted acts of workmen, whether direct or indirect; delays in permitting; OWNER's failure to provide data in OWNER's possession or provide necessary comments in connection with any required reports prepared by ENGINEER, or any other causes which are beyond the reasonable control of ENGINEER. ENGINEER's scheduled completion date shall be adjusted to account for any force majeure delay and ENGINEER shall be reimbursed by OWNER for all costs incurred in connection with or arising from a force majeure event, including but not limited to those costs incurred in the exercise of reasonable diligence to avoid or mitigate a force majeure event. 5.17 Waiver Non - enforcement of any provision by either party shall not constitute a waiver of that provision, nor shall it affect the enforceability of that provision or of the remainder of this Agreement. 5.18 Headings The headings used in this Agreement are for general reference only and do not have special significance. 5.19 Subcontractors ENGINEER may utilize such ENGINEER's Subcontractors as ENGINEER deems necessary to assist in the performance of its Services. 5.20 Coordination with Other Documents It is the intention of the parties that if the ENGINEER's Services include design then the Standard General Conditions will be used as the General Conditions for the Project and that all amendments thereof and supplements thereto will be generally consistent therewith. Except as otherwise defined herein, the terms which have an initial capital letter in this Agreement and are defined in the Standard General Conditions will be used in this Agreement as defined in the Standard General Conditions. The term "defective" will be used in this Agreement as defined in the Standard General Conditions. 5.21 Purchase Order Owner and Engineer — 5/2010 (JPM version 10/8/10) 6 Notwithstanding anything to the contrary contained in any purchase order or in this Agreement, any purchase order issued by OWNER to ENGINEER shall be only for accounting purposes for OWNER and the pre - printed terms and conditions contained on any such purchase order are not incorporated herein, shall not apply to this Agreement, and shall be void for the purposes of the Services performed by ENGINEER under this Agreement. 5.22 Dispute Resolution In the event of any dispute between the parties arising out of or in connection with the contract or the services or work contemplated herein; the parties agree to first make a good faith effort to resolve the dispute informally. Negotiations shall take place between the designated principals of each party. If the parties are unable to resolve the dispute through negotiation within 45 days, then either party may give written notice within 10 days thereafter that it elects to proceed with non - binding mediation pursuant to the commercial mediation rules of the American Arbitration Association. In the event that mediation is not invoked by the parties or that the mediation is unsuccessful in resolving the dispute, then either party may submit the controversy to a court of competent jurisdiction. The foregoing is a condition precedent to the filing of any action other than an action for injunctive relief or if a Statute of Limitations may expire. Each party shall be responsible for its own costs and expenses including attorneys' fees and court costs incurred in the course of any dispute, mediation, or legal proceeding. The fees of the mediator and any filing fees shall be shared equally by the parties. ARTICLE 6 — DEFINITIONS 6.1 Whenever used in this Agreement the following terms have the meanings indicated which are applicable to both the singular and the plural. 6.1.1 Services The services to be performed for or furnished to OWNER by ENGINEER described in this Agreement. 6.1.2 Agreement This Agreement between OWNER and ENGINEER for Professional Services including those exhibits listed in Article 7. 6.1.3 Constituent of Concern Any substance, product, waste, or other material of any nature whatsoever (including, but not limited to, Asbestos, Petroleum, Radioactive Material, and PCBs) which is or becomes listed, regulated, or addressed pursuant to [a] the Comprehensive Environmental Response, Compensation and Liability Act, 42 U.S.C. § §9601 et seq, ( "CERCLA ")1 [b] the Hazardous Materials Transportation Act, 49 U.S.C. § §1801 et seq.; [c] the Resource Conservation and Recovery Act, 42 U.S.C. § §6901 et seq. ( "RCRA "); [d] the Toxic Substances Control Act, 15 U.S.C. § §2601 et seq.; [e] the Clean Water Act, 33 U.S.C. §v1251 et seq.; [f] the Clean Air Act, 42 U.S.C. § §7401 et seq.; and [g] any other federal, state, or local statute, law, rule, regulation, ordinance, resolution, code, order, or decree regulating, relating to, or imposing liability or standards of conduct concerning, any hazardous, toxic, or dangerous waste, substance, or material. 6.1.4 Construction Cost — • This provision is applicable for projects where ENGINEER provides Design, Bidding and/or Construction Phase Services. Owner and Engineer — 5/2010 (JPM version 10/8/10) 7 The total cost to OWNER of those portions of the entire Project designed or specified by ENGINEER. Construction Cost does not include ENGINEER's compensation and expenses, the cost of land, rights -of -way, or compensation for or damages to properties, or OWNER's legal, accounting, insurance counseling or auditing services, or interest and financing charges incurred in connection with the Project or the cost of other services to be provided by others to OWNER pursuant to Article 3. Construction Cost is one of the items comprising Total Project Costs. 6.1.5 Documents As applicable to the Services, the data, reports, drawings, specifications, record drawings and other deliverables, whether in printed or electronic media format, provided or furnished by ENGINEER to OWNER pursuant to the terms of this Agreement. 6.1.6 Contractor - • The person or entity with whom OWNER enters into a written agreement covering construction work to be performed or furnished with respect to the Project. 6.1.7 ENGINEER's Subcontractor. A person or entity having a contract with ENGINEER to perform or furnish Services as ENGINEER's independent professional subcontractor engaged directly on the Project. 6.1.8 Reimbursable Expenses. The expenses incurred directly in connection with the performance or furnishing of Services for the Project for which OWNER shall pay ENGINEER as indicated in Exhibit A. 6.1.9 Resident Project Representative - • The authorized representative of ENGINEER who will be assigned to assist ENGINEER at the site during the Construction Phase. The Resident Project Representative will be ENGINEER's agent or employee and under ENGINEER's supervision. As used herein, the term Resident Project Representative includes any assistants of Resident Project Representative agreed to by OWNER. The duties and responsibilities of the Resident Project Representative are set forth in Exhibit B, "Duties, Responsibilities and Limitations of Authority of Resident Project Representative" ( "Exhibit B "). 6.1.10 Standard General Conditions - • The Standard General Conditions of the Construction Contract (No. Not Applicable) of the Engineers Joint Contract Documents Committee. 6.1.11 Total Project Costs - The sum of the Construction Cost, allowances for contingencies, the total costs of design professional and related services provided by ENGINEER and (on the basis of information furnished by OWNER) allowances for such other items as charges of all other professionals and consultants, for the cost of land and rights -of -way, for compensation for or damages to properties, for interest and financing charges and for other services to be provided by others to OWNER under Article 3. ARTICLE 7 — EXHIBITS AND SPECIAL PROVISIONS • This provision is applicable for projects where ENGINEER provides Design, Bidding and/or Construction Phase Services. Owner and Engineer — 5/2010 (JPM version 10/8/10) 8 7.1 This Agreement is subject to the provisions of the following Exhibits which are attached to and made a part of the Agreement: Exhibit A - Engineer's Services, Owner's Responsibilities, Time of Performance, Method of Payment, and Special Provisions. Exhibit B - CDM's scope of project work, fee and schedule. This Agreement (consisting of Pages 1 to 9 inclusive), and the Exhibits identified above constitute the entire agreement between OWNER and ENGINEER and supersede all prior written or oral understandings. This Agreement may only be amended, supplemented, modified, or canceled by a duly executed written instrument. IN WITNESS WHEREOF, the parties hereto have executed this Agreement to be effective as of the date first above written. OWNER: ENGINEER: By: Michael C. Van Milligen Title: City Manager Date: Address for giving notices: City of Dubuque Engineerig 50 West 13 Street Dubuque, IA 52001 Owner and Engineer — 5/2010 (JPM version 10/8/10) By: Daniel H. Lau Title: Vice President Date: for 14,1 k,o 9 Address for giving notices: Camp Dresser & McKee Inc. 330 East Kilbourn Avenue, Suite 1219 Milwaukee, WI 53202 TASK NO. STUDY PROJECT TASKS PROJECT MANAGER QA /QC (Technical Advisor) SENIOR PROJECT ENGINEER GIS/ DRAFTING ADMIN Outside Professional - WHKS. Co EXPENSES TASK TOTAL 1.0 DATA COLLECTION, REVIEW OF EXISTING MODELS and DEVELOP FIELD SURVEY PLAN _ _ $15,334.00 _ KickoffMeetin_ Work Plan 8 8 Data Collection & Review 1 2 4 Review of Existin_ Models (HEC -HMS, HEC -RAS & XP -SWMM Prepare Report Section On The Review of Existing Models 2 1 8 8 4 4 Pre .are Field Survey Plan 2 4 4 Conduct Field Survey $7,600.00 Review of Field Survey Data 1 4 4 2.0 DEVELOP HYDROLOGY AND HYDRAULIC MODELS $20,286.00 Update ZONE A portion of North Fork Catfish Creek HEC -HMS model U. date ZONE A portion of Bee Branch IBC -HMS model 2 2 2 2 20 20 4 4 Verify/U.date ZONE A Portion of North Fork Catfish Creek HEC -RAS Model 2 8 Verify/Update ZONE A Portion of Bee Branch XP -SWMM Model 2 2 16 Develop HEC -RAS Models for W.32nd Street and Kaufmann Avenue Basins 2 2 2 30 _ 8 4 Validate HEC -RAS and XP -SWMM Hydraulic Models Run Hydraulic Models for 100 Year Storm To Establish BFEs 8 Pre 'are Re.ort Section On Development of H &H Models and Results 2 2 24 8 8 3.0 FLOODPLAIN WORKMAPS $5,190.00 Develop Preliminary Workmaps Meeting to Review Preliminary Workmaps 2 4 2 4 8 32 4.0 PREPARE and SUBMIT LOMR APPLICATION $5,442.00 Develop LOMB Package 4 8 24 8 8 5.0 COORDINATION WITH FEMA $1,266.00 Technical Coordination With FEMA 2 8 TOTAL 32 29 212 76 20 $7,600.00 $1,400.00 $48,918.00 Project Budget CAMP, DRESSER & MCKEE City of Dubuque April 15.2010 North Fork Catfish & Bee Branch LOMR Studies INSURANCE SCHEDULE C INSURANCE REQUIREMENTS FOR PROFESSIONAL SERVICES TO THE CITY OF DUBUQUE 1. All policies of insurance required hereunder shall be with an insurer authorized to do business in Iowa. All insurers shall have a rating of A better in the current A.M. Best Rating Guide. 2. All Certificates of Insurance required hereunder shall provide a thirty (30) day notice of cancellation to the City of Dubuque, except for a ten (10) day notice for non- payment, if cancellation is prior to the expiration date. 3. shall furnish a signed Certificate of Insurance to the City of Dubuque, Iowa for the coverage required in Paragraph 6 below. Such Certificates shall include copies of the following endorsements: a) Commercial General Liability policy is primary and non - contributing. b) Commercial General Liability additional insured endorsement. c) Governmental Immunities Endorsement. , shall upon request, provide Certificates of Insurance for all subcontractors and sub -sub contractors who perform work or services pursuant to the provisions of this contract. Said certificates shall meet the insurance requirements as required of 4. Each certificate shall be submitted to the contracting department of the City of Dubuque. 5. Failure to provide minimum coverage shall not be deemed a waiver of these requirements by the City of Dubuque. Failure to obtain or maintain the required insurance shall be considered a material breach of this agreement. 6. Contractor shall be required to carry the following minimum coverage /limits or greater if required by law or other legal agreement: a) COMMERCIAL GENERAL LIABILITY General Aggregate Limit $2,000,000 Products - Completed Operations Aggregate Limit $1,000,000 Personal and Advertising Injury Limit $1,000,000 Each Occurrence Limit $1,000,000 Fire Damage limit (any one occurrence) $ 50,000 Medical Payments $ 5,000 1 of 2 January 2008 INSURANCE REQUIREMENTS FOR PROFESSIONAL SERVICES TO THE CITY OF DUBUQUE This coverage shall be written on an occurrence form, not claims made form. All deviations or exclusions from the standard ISO commercial general liability form CG 0001 or Business owners BP 0002 shall be clearly identified. Form CG 25 04 03 97 'Designated Location (s) General Aggregate Limit' shall be included. Governmental Immunity endorsement identical or equivalent to form attached. Additional Insured Requirement: The City of Dubuque, including all its elected and appointed officials, all its employees and volunteers, all its boards, commissions and /or authorities and their board members, employees and volunteers shall be named as an additional insured on General Liability including 'ongoing operations "•coverage equivalent to ISO CG 20 10 07 04. b) Automobile $1.000.000 combined single limit. c) WORKERS COMPENSATION & EMPLOYERS LIABILITY Statutory for Coverage A Employers Liability: Each Accident $ 100,000 Each Employee Disease $ 100,000 Policy Limit Disease $ 500,000 d) PROFESSIONAL LIABILITY $1,000,000 e) UMBRELLA/EXCESS LIABILITY * *Coverage and/or limit of liability to be determined on a case -by -case basis by Finance Director. Completion Checklist INSURANCE SCHEDULE C (Continued) ❑ Certificate of Liability Insurance (2 pages) ❑ Designated Location(s) General Aggregate Limit CG 25 04 03 97 (2 pages) ❑ Additional Insured CG 20 10 07 04 0 Governmental Immunities Endorsement 2 of 2 January 2008 ACOR CERTIFICATE OF LIABILITY INSURANCE 1 DATE(MNIDDIYYYY) 12/7/2007 PRODUCER (563)123 -4567 Insurance Agency Street Address • City FAx (563) 987 -6543 ST Zip Code THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NQT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. INSURERS AFFORDING COVERAGE NAIC S INSURED Company Street Ci ty St Zip Code INSURER A: Insurance Company GENERAL UABIUTY INSURER B: INSURER C: EACH OCCURRENCE INSURER O: INSURERE: X City of Dubuque 50 West 13th Street Dubuque, IA 52001 SHOULD ANY OP THE ABOVE DESCRIBED POLICIES 45 CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING INSURER WALL ENDEAVOR 70 MAIL 30 DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER, ITS AGENTS OR REPRESENTATIVES. AUTHORIZED REPRESENTATIVE THE POUCIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED, NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT VNTH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POL CIES DESCRIBED HEREIN (3 SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOVIM MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR ADD' INBRD TYPE OF INSURANCE POLICY NUMBER POUGY EFFECTIVE DATE (MMIDDNY) POL EXPIRATION DA.EIMM/DD/YYI OMITS GENERAL UABIUTY EACH OCCURRENCE S 1,000,000 X COMMERCIAL GENERAL LIABILITY PR�EMIISES(TQE.oc�auan„) $ 50,000 A X 1 CLAIMS MADE X OCCUR MED EXP (Any one person) S 5,000 PERSONAL a ADV INJURY S 1,000,000 GENERAL AGGREGATE $ 2,000,000 GENT. AGGREGATE LIMIT APPLIES PER PRODUCTS - COMP/OP AGO 5 1,000,000 — I POLICY 1715 1 SECT I 1 LOC AUTOMOBILE UABIUTY COMBINED SINGLE LIMIT 1,000,000 X ANY AUTO (Es accldenl) 1 A — ALL OWNED AUTOS BODILY INJURY SCHEDULED AUTOS (Pepe) _ _ HIRED AUTOS BODILY INJURY NON -OWNED AUTOS (PradonD _ PROPERTY DAMAGE S (P4reoGtle U) GARAGE LUIBILTTY AUTO ONLY -EA ACCIDENT 5 ANY AUTO i OTHER THAN EA ACC $ ' AUTO ONLY: AGG S A EXCESS/UMSRELLA LIABILITY EACH OCCURRENCE S 1,000,000 OCCUR CLAIMS SIAM AGGREGATE $ 1,000,000 QQ 11 S S DEDUCTIBLE RETENTION S 0 .(� . .s 1 8. I � 0 S A WORKERS COMPENSATION AND EMPLOYERS' UABIUTY C i C/ V //te • e. 1 T � yyC gTp ) OER 7H. X I TORY LI S t I E.L EACH ACCIDENT 5 100,000 ANY PROPRIETORIPARTNERIEXECUTNE +Jf' E.1 DISEASE - 3* EMPLOYEE $ 100,000 OFFICER/MEMBER EXCLUDEDT j N yea, deser*a uncle/ SPECIAL PROVISIONS below EL. DISEASE - POLICY LIMIT $ 500,000 A OTHER Professional $1,000,000 Liability DESCRIPTION OF OPERATIONS/LOCATIONS/VEHICLES /EXCLUSIONS ADDEO BY ENDORSEMENT/SPECIAL PROVISIONS The City of Dubuque is an additional insured on general liability policies including ongoing 5 completed operations coverage equivalent to ISO CG 2010 0704 i CG 2037 0704. General Liability limit policy is primary 6 non - contributing. Form CG 2504 0397 °Designated Locations^ general liability aggregate is included. Governmental immunities endorsement is included. COVERAGES ACORO 25 (2001106) INS025 (0/06)06 AMS CANCELLATION VMP Mortgage Solutions, Inc. (500)3270545 Page 24 of 33 o ACORD CORPORATION 1988 Page 1 of 2 ACORD 25 (2001108) NS026lotoel.00 AMS IMPORTANT If the certificate holder is an ADDITIONAL INSURED, the policy(les) must be endorsed. A statement on this certificate does not confer rights to the certificate holder in Ileu of such endorsement(s). If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder In IIeu of such endorsement(s). DISCLAIMER The Certificate of Insurance on the reverse side of this form does not constitute a contract between the issuing Insurer(s), authorized representative or producer, and the certificate holder, nor does it affirmatively or negatively amend, extend or alter the coverage afforded by the policies listed thereon. Pape2012 Page 25 of 33 POLICY NUMBER: THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. DESIGNATED LOCATION(S) GENERAL AGGREGATE LIMIT This endorsement modifies Insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART SCHEDULE COMMERCIAL GENERAL LIABILITY CG 25 04 03 97 Designated Location(s): ANY AND ALL COVERED LOCATIONS (If no entry appears above, information required to complete this endorsement will be shown in the Declarations as applicable to this endorsement.) A. For all sums which the insured becomes legally obligated to pay as damages caused by "occur- rences" under COVERAGE A (SECTION 1), and for all medical expenses caused by accidents under COVERAGE C (SECTION 1), which can be attributed only to operations at a single desig- nated "location" shown in the Schedule above: 1. A separate Designated Location General Aggregate Umit applies to each designated "location ", and that limit is equal to the amount of the General Aggregate Limit shown in the Declarations. 2. The Designated Location General Aggregate Limit is the most we will pay for the sum of all damages under COVERAGE A, except dam- ages because of "bodily injury" or "property damage" included in the "products- completed operations hazard ", and for medical expenses under COVERAGE C regardless of the num- ber of: a. Insureds; b. Claims made or " suits* brought; or c. Persons or organizations making claims or bringing "suits ". 3. Any payments made under COVERAGE A for damages or under COVERAGE C for medical expenses shall reduce the Designated Loca- tion General Aggregate Limit for that desig- nated "location'. Such payments shall not re- duce the General Aggregate Limit shown In the Declarations nor shall they reduce any other Designated Location General Aggre- gate Limit for any other designated 'location" shown In the Schedule above. 4. The limits shown in the Declarations for Each Occurrence, Fire Damage and Medical Ex- pense continue to apply. However, instead of being subject to the General Aggregate Umit shown in the Declarations, such limits will be subject to the applicable Designated Location General Aggregate Limit. B. For all sums which the Insured becomes legally obligated to pay as damages caused by 'occur- rences" under COVERAGE A (SECTION I), and for all medical expenses caused by accidents under COVERAGE C (SECTION I), which can- not be attributed only to operations at a single designated "location" shown in the Schedule above: 1. Any payments made under COVERAGE A for damages or under COVERAGE C for medical expenses shall reduce the amount available under the General Aggregate Limit or the Products- Completed Operations Aggregate Limit, whichever Is applicable; and 2. Such payments shall not reduce any Desig- nated Location General Aggregate Limit. CG 25 04 03 97 Page 1 of 2 Page 26 of 33 CG 25 04 03 97 C. When coverage for liability arising out of the "products - completed operations hazard" is pro- vided, any payments for damages because of "bodily Injury" or "property damage" Included in the "products - completed operations hazard" will reduce the Products - Completed Operations Ag- gregate Limit, and not reduce the General Ag- gregate Limit nor the Designated Location Gen- eral Aggregate Limit. D. For the purposes of this endorsement, the Defi- nitions Section is amended by the addition of the following definition: Page 2 of 2 Copyright, Insurance Services Office, Inc., 1996 "Location" means premises involving the same or connecting Tots, or premises whose connection is interrupted only by a street, roadway, waterway or right -of -way of a railroad. E. The provisions of Limits Of Insurance (SECTION III) not otherwise modified by this endorsement shall continue to apply as stipulated. Page 27 of 33 CG25040397 CITY OF DUBUQUE, IOWA GOVERNMENTAL IMMUNITIES ENDORSEMENT 1. Nonwaiver of Governmental Immunity. The insurance carrier expressly agrees and states that the purchase of this policy and the including of the City of Dubuque, lowa as an Additional Insured does not waive any of the defenses of governmental immunity available to the City of Dubuque, Iowa under Code of Iowa Section 670.4 as it is now exists and as it may be amended from time to time. 2. Claims Coverage. The insurance carrier further agrees that this policy of insurance shall cover only those claims not subject to the defense of governmental immunity under the Code of Iowa Section 670.4 as it now exists and as it may be amended from time to time. Those claims not subject to Code of lowa Section 670.4 shall be covered by the terms and conditions of this insurance policy. 3. Assertion of Government Immunity. The City of Dubuque, Iowa shall be responsible for asserting any defense of governmental immunity, and may do so at any time and shall do so upon the timely written request of the insurance carrier. 4. Non - Denial of Coverage. The insurance carrier shall not deny coverage under this policy and the insurance carrier shall not deny any of the rights and benefits accruing to the City of Dubuque, Iowa under this policy for reasons of governmental immunity unless and until a court of competent jurisdiction has ruled in favor of the defense(s) of governmental immunity asserted by the City of Dubuque, Iowa. No Other Change in Policy. The above preservation of governmental immunities shall not otherwise change or alter the coverage available under the policy. SPECIMEN 1 of 1 January 2008 Page 30 of 33 EXHIBIT B SCOPE OF WORK, FEE and CITY RESPONSIBILITIES CDM's Scope of Work: The proposed scope of work is divided into the following tasks: Task 1 - Data Collection, Review of Existing Models and Develop Field Survey Plan Task 2 - Develop Hydrology and Hydraulic Models Task 3 - Floodplain Workmaps Task 4 - Preparation and Submission of LOMR Application Task 5 - Coordination with FEMA Task 1— Data Collection, Review of Existing Models and Develop Field Survey Plan Meet with the City's engineering staff at the beginning of the project to collect the available data and also to interpret the source and background of the data. Review the existing H &H models for ZONE A portions of both the North Fork Catfish Creek (NFCC) and Bee Branch (BB) watersheds and determine if the models are compliant with the FEMA guidelines (FEMA Guidelines and Specifications, Appendix C, Riverine Analysis and Mapping). Based on the review, develop a field survey plan, which will be developed consistent with the FEMA guidelines. The survey will be conducted by WHKS & Co. with guidance from CDM. The survey will include 5 natural cross sections, 4 hydraulic structures (including transition cross sections), and elevation verification points on adjacent detention storage facilities. Our survey level of effort assumes that the benchmarks used in the field survey meet NGS accuracy standards as per FEMA guidelines based on previous work done by WHKS in the area. Task Deliverables: • Draft report section for the LOMR H &H report summarizing the findings from review of the existing H &H models and available data • Field survey as specified Task 2 — Develop Hydrology and Hydraulic Models Modify the existing NFCC and BB models to develop the hydrologic analysis for those areas within the ZONE A floodplain, as shown on the Preliminary DFIRMs. North Fork Catfish Creek ZONE A Update the existing HEC -HMS model for the NFCC ZONE A based on the current conditions. The major updates could include adjustments of sub -basin boundaries based on the latest Page 2 topographic data and the incorporation of the NW Arterial Detention Basin (record drawings to be provided by the City), and potential runoff curve number modifications to represent current land use. This information will be updated to the extent necessary to predict representative flood hazards within the portions of the watersheds delineated in ZONE A. Update the NFCC model to reflect the NW Arterial Detention Basin so that the full benefits of the basin can be quantified and reflected in the revised flood maps. CDM assumes that the City will provide contract plans and the stage storage relationship for the NW Arterial detention basin. We have assumed that the updated HMS model can be adjusted to match flows in the adjacent detailed study reach on Catfish Creek which will be a FEMA review requirement. Bee Branch ZONE A Update the existing HEC -HMS model for the BB ZONE A based on - the current conditions. The major updates will include potential modifications to the sub -basin delineations, incorporation of the Carter Road, 32nd Street and 16th Street Basins and any required land use modifications. Hydraulic Models Develop hydraulic models of the NFCC and BB for the portions delineated as ZONE A on the Preliminary DFIRMs. We have assumed steady -state HEC -RAS on Catfish and the upper reach of the Bee Branch, and unsteady SWMM on the lower reach of Bee Branch and Kaufmann. North Fork Catfish Creek ZONE A Update and revise the existing HEC -RAS model for NFCC to reflect collected survey, construction plans, and as -built information. The revision will be performed so that the completed model complies with FEMA standards and requirements. At the downstream end of the model, utilize the 100 -year water surface elevation from the effective study as the downstream boundary condition. Bee Branch ZONE A Update the existing XP -SWMM model for the storm sewer and downstream portion of BB ZONE A based on the findings from Task 1. Develop new HEC -RAS model for the open channel system upstream of the 32nd Street Detention Basin based on field survey data to obtain channel cross sections and hydraulic structure geometry in this reach. Extend the Bee Branch SWMM model to include Kauffman Avenue and incorporate final flows from the HMS model. Cross sections will be obtained to represent overland flow paths along Kaufmann based on field survey and topographic data. The overbank portion of the cross sections will be developed using the recent topographic data provided from the City. Establish Base Flood Elevations (BFEs) Validate the hydraulic models with the available high water mark and historic flood data from the City. After the validation, the hydraulic models will be run for the 100 -year storm to establish BFEs. The BFEs will then be used for developing the 1- percent annual chance floodplain boundaries for the portions of NFCC and BB watersheds. Page 3 Review the hydrological and hydraulic updates and revisions to the models, the completed models, and the validation process and results. Task Deliverables: • Draft report section on the development of H &H models and results from the hydraulic model runs Task 3 — Floodplain Workmaps Prepare one percent annual chance floodplain boundaries for the study areas of NFCC and BB watersheds. Review our final delineation to verify that the delineation is represenative and acceptable to FEMA. Prepare a property owner notification letter that the City will send to all affected property owners where the floodplain has changed as per FEMA regulations. This will include all owners within the revised ZONE AE floodplain, since establishing the BFEs requires notification. The City will be responsible for mailing all letters via certified return receipt, per FEMA LOMR requirements, and providing copies of these return receipts to CDM. Task Deliverables: • Preliminary workmaps of 1- percent annual chance floodplain boundaries • Meeting with the City's engineering staff to review the results of the hydraulic models and the preliminary 1- percent annual chance floodplain boundaries prior to beginning • Preparation of the LOMR notification letters and application Task 4 — Preparation and Submission of LOMR Application Prepare and review Letter of Map Revision applications in accordance with MT -2 form instructions. For this task, the following items will be prepared and submitted to FEMA: • Completed MT -2 forms for the flooding sources seeking a LOMR. The three forms include the Community Concurrence Form, the H &H Form, and the New Structures Form. • City of Dubuque concurrence of LOMR application. • Report describing scope of study, H &H technical memorandum and all supporting data used in the analysis (i.e. survey data and structure plans). In addition, this report will discuss the schedule of the LOMR review and approval as compared to the Preliminary DFIRMs becoming effective. CDM would recommend that the LOMR be reviewed and approved per the goal of becoming effective the day after the DFIRMs become effective. • Hydrologic and hydraulic models representing existing conditions of the NFCC and the BB for the area of revision as described in Task 2 in digital and paper format. Page 4 • Workmaps representing the 1- percent annual chance floodplain boundary for the area of revision overlaid with topographic contours and effective floodplain boundaries. All modeled cross sections and roads will be included on the workmap for easy reference to the hydraulic model. Per FEMA requirements, this workmap will include the topographic contours used in the analysis and mapping, modeled cross sections, model nodes and links, channel reaches, stormwater facilities, and roadway crossings. In addition, the workmap will include both the effective and preliminary floodplain boundaries, and tie -ins to each for the revised floodplain boundaries. Although the intent of the LOMR is to revise the preliminary floodplain boundaries, the DFIRMs will not yet be effective when the LOMR is submitted. Therefore, showing both boundaries will reduce comments by FEMA. CDM will not revise the limits of the Zone X area protected by the Mississippi River levee, but will show this boundary on the topographic workmap for informational and tie -in purposes. • Drainage area maps for including sub - catchments as modeled in HEC -HMS model. • Annotated DFIRM at the scale of the Preliminary, showing revised and preliminary floodplain boundaries, and how these boudaries tie together. Compile two reports, one for each watershed, including all information listed above, as well as copies of the notification letters, and submit these to the City for acquiring all local signatures on the MT -2 forms. Once all the signatures have been received, and once all signed return receipts have been collected, CDM would submit the final LOMR application to FEMA for review and approval. It is standard for FEMA to initiate the review prior to receiving all the return receipts from the property owner notification; however, the LOMR will not be approved until this step of the process has been completed. Task Deliverables: • A LOMR package including MT -2 forms, H &H technical memorandum, maps of 1- percent annual chance floodplain boundaries, annotated FIRM and all supporting data used for H &H analysis. Task 5 — Coordination with FEMA Coordinate with FEMA's LOMC reviewer for timely determination of the LOMR application. Establish contact with the FEMA reviewer to open a line of communication and to determine if any additional information or clarifications are required. Project Fee: For the work associated with the described above scope of work, City of Dubuque agrees to pay CDM on a time and materials basis at a not -to- exceed fee of $48,918. City Responsibilities: The City will provide the following: 1. City benchmark data. Page 5 2. As built construction plans, stage storage relationships and available H &H models for detention facilities in the two study reach watersheds. 3. Available topographic and GIS information. 4. Previous H &H models for the NBCC and BB reaches /watersheds. 5. Distribution of property owner notification letters on floodplain changes. EXHIBIT A TO AGREEMENTBETWEEN OWNER AND ENGINEER STUDY AND REPORT This is an exhibit attached to and made a part of the Agreement dated , 2010 between the City of Dubuque, IA (OWNER) and Camp Dresser & McKee Inc. (ENGINEER) for professional services. 1.0 ENGINEER'S SERVICES 1.1 Study and Report Phase Upon this Agreement becoming effective, ENGINEER shall: 1.1.1 Consult with OWNER to clarify and define OWNER's requirements for the Project and review available data. 1.1.2 Advise OWNER as to the necessity of OWNER'S providing or obtaining from others data or services which are not part of ENGINEER's SERVICES, and assist OWNER in obtaining such data and services. 1.1.3 Identify and analyze requirements of governmental authorities having jurisdiction to approve the portions of the Project specified by ENGINEER with whom consultation is to be undertaken in connection with the project. 1.1.4 Conduct appropriate hydrologic and hydraulic analyses for the Project. 1.1.5 Provide a summary of the results. 1.1.6 Furnish the Report to and review it with OWNER. 1.1.7 Revise the Report in response to OWNER's comments, as appropriate, and furnish final copies of the Report in the number set forth herein. 1.1.8 Submit the Report within the stipulated period indicated herein. 1.1.9 ENGINEER's Services under the Study and Report Phase will be considered complete at the earlier of (1) the date when the Report has been accepted by OWNER or (2) thirty days after the date when such Report is delivered to OWNER for final acceptance, plus in each case such additional time as may be considered reasonable for obtaining approval of governmental authorities having jurisdiction to review the portions of the Project specified by ENGINEER, if such approval is to be obtained during the Study and Report Phase. The duties and responsibilities of ENGINEER during the Study and Report Phase as set forth in this paragraph 1.1 are amended and supplemented as follows: See Exhibit B — Scope of Work. 2.0 OWNER'S RESPONSIBILITIES 2.1 Furnish to ENGINEER, as requested by ENGINEER for performance of Services as required by the Contract Documents, the available data and information required for completion of the Project. Exhibit A Study & Report Professional Services Page 1 OWNER shall be responsible for, and ENGINEER may rely upon, the accuracy and completeness of all reports, data, and other information furnished pursuant to this paragraph. ENGINEER may use such reports, data, and information in performing or furnishing services under this Agreement. 2.2 Provide access to and make all provisions for ENGINEER to enter upon public and private property as required for ENGINEER to perform services under this Agreement. 2.3 Bear all costs incident to compliance with the requirements of the OWNER's Responsibilities. The OWNER's responsibilities as set forth in this paragraph 2.0 are amended and supplemented as follows: Data and information shall be provided by OWNER as requested in Scope of Work (Exhibit B). 3.0 TIME PERIOD FOR PERFORMANCE The time periods for the performance of ENGINEER's Services as set forth in Article 2 of said Agreement are as follows: No schedule has been established for the project. 4.0 METHOD OF PAYMENT The method of payment for Services rendered by ENGINEER shall be as set forth below: OWNER shall be billed on a time and materials basis with a not -to- exceed fee of $48,918. 5.0 SPECIAL PROVISIONS The following special provisions and/or other considerations or requirements are applicable to their Agreement: Not applicable. Exhibit A Study & Report Professional Services Page 2