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US Department of Housing and Urban Development_Lead Hazard ControlAssistance Award/ Amendment U.S. Department of Housing and Urban Development Office of Administration 1. Assistance I 1 Instrument Cooperative Agreement 0 Grant 2. Type n of Action Award Amendment 3. Instrument Number IALHH0217-10 4. Amendment Number 2 5. Effective Date of this Action See Block #20 6. Control Number 7. Name and Address of Recipient City of Dubuque Housing & Community Development Dept. 350 W. 6th Street, Suite 312 Dubuque, Iowa 52001 8. HUD Administering Office HUD, Office of Lead Hazard Control and Healthy Homes 451 Seventh Street, SW Room 8236 Washington, DC 20410 8a. Name of Administrator William Nellis 8b. Telephone Number 202-402-7684 10. Recipient Project Manager Kim Glaser, (563) 589-1724; kglaser@cityofdubuque.org 9. HUD Government Technical Representative GTR, Shannon Steinbauer, 202-402-6885 11. /1 ❑ ❑ Assistance Arrangement Cost Reimbursement Cost Sharing Fixed Price 12. ❑ ❑ 4 Payment Method Treasury Check Reimbursement Advance Check Automated Clearing House 13. HUD Payment Office U.S. Dept. of HUD CFO Accounting Center, 6AF 801 Cherry St., Unit #45 Ste. 2500 Ft. Worth, TX 76102 14. Assistance Amount Previous HUD Amount $999, 973.00 15. HUD Accounting and Appropriation 15a. Appropriation Number 8610/100174 (FY10) LRLHH/LRHHI Data 15b. Reservation Number LHH10-07 HUD Amount this action ($0.10) Total HUD Amount $999,972.90 Amount Previously Obligated $999,973.00 Recipient Amount $182,909.00 Obligated by this action ($0.10) Total Instrument Amount $1,182,881.90 Total Obligated $999,972.90 16. Description Employer Identification: 42-6004596 DUNS: 0931053020000 Program: LHH The purpose of this amendment is to deobligate funds remaining on the grant and to make administrative changes. By deobligating these funds, this grant will be officially closed. If no response is received after five (5) business days therefore; the grant will be administratively closed. The administrative changes are revised as stated below: 1. Blocks 8, 8a, and 8b have been changed to read as stated above. 2. Blocks 14 and 15 have been changed to read as stated above. ALL OTHER TERMS AND CONDITIONS OF THIS GRANT REMAIN UNCHANGED. 17. Recipient is required to sign and return three (3) copies of this document to the HUD Administering Office. 19. Recipient (By Name): Roy D. Buol Recipient is not required to sign this document. 20. HUD ( m Signature & Title Mayor Date: Signature & Ti e 10/6/14 Date: Previous editions are obsolete form HUD 1044 (8/90) ref. Handbook 2210.17 Masterpiece on the Mississippi Dubuque kEttel AlI AmedcaCity t 1 Ur 2007 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Lead Hazard Control Grant Agreement and Healthy Homes Production Grant Agreement DATE: February 16, 2011 Housing and Community Development Department Director David Harris recommends City Council approval of a Lead Hazard Control Grant Agreement with the U.S. Department of Housing and Urban Development (HUD) in the amount of $3,099,948 for the program performance period beginning April 1, 2011 and ending March 31, 2014. David Harris also recommends approval of a Healthy Homes Production Grant Agreement with HUD in the amount of $999,973 for the program performance period beginning April 1, 2011 and ending March 31, 2014. I concur with the recommendation and respectfully request Mayor and City Council approval. Mich I C. Van Milligen MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager David Harris, Housing and Community Development Department Director Masterpiece on the Mississippi Dubuque AO-Amedca cey 2007 TO: Mich e n Milligen, City Manager FROM: David Harris, Housing and Community Development Department SUBJECT: Lea ' Hazard Control Grant Agreement and Healthy Homes Production Grant Agreement DATE: February 15, 2011 INTRODUCTION This memorandum requests City Council adoption of a resolution authorizing the Mayor to sign a Lead Hazard Control Grant Agreement with the U.S. Department of Housing and Urban Development (HUD) in the amount of $3,099,948 for the program performance period beginning April 1, 2011 and ending March 31, 2014 with a 3 month close -out period. In addition, this memorandum requests City Council adoption of a resolution authorizing the Mayor to sign a Healthy Homes Production Grant Agreement with the U.S. Department of Housing and Urban Development (HUD) in the amount of $999,973 for the program performance period beginning April 1, 2011 and ending March 31, 2014 with a 3 month close -out period. DISCUSSION On September 27, 2010 the City Council approved a resolution approving submission of a Lead Hazard Control Grant application to the US Department of Housing and Urban Development (HUD). The application was approved for award by HUD. The attached letter from HUD informs the City that its application has been reviewed and a grant of $3,099,948 is approved. A Funding Approval /Agreement is included for execution by the City. The City Council must now approve execution of the grant agreement as provided by the attached resolution. On October 25, 2010 the City Council approved a resolution approving submission of a Healthy Homes Grant application to the US Department of Housing and Urban Development (HUD). The application was approved for award by HUD. The attached letter from HUD informs the City that its application has been reviewed and a grant of $999,973 is approved. A Funding Approval /Agreement is included for execution by the City. The City Council must now approve execution of the grant agreement as provided by the attached resolution. RECOMMENDATION I recommend that the City Council approve the attached resolution authorizing execution of the grant agreements with the U.S. Department of Housing and Urban Development, for the Lead Hazard Control and Healthy Homes Production Grants. cc: Mary Rose Corrigan, Public Health Specialist, Health Services Department att: Attach HUD Award Letters and Funding Approval Agreements RESOLUTION NO. 55 -2011 (55-11) RESOLUTION AUTHORIZING EXECUTION OF A LEAD HAZARD CONTROL GRANT AGREEMENT AND HEALTHY HOMES PRODUCTION GRANT AGREEMENT WITH THE U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT. Whereas, the U.S. Department of Housing and Urban Development has approved funds in the amount of $3,099,948 for the Lead Hazard Control Program for a thirty six month performance period commencing April 1, 2010 and ending March 31, 2011; and Whereas, a grant agreement covering the activities proposed to be carried out with the Lead Hazard Control Grant funds has been transmitted to the City of Dubuque by the U. S. Department of Housing and Urban Development. Whereas, the U.S. Department of Housing and Urban Development has approved funds in the amount of $999,973 for the Healthy Homes Production Program for a thirty six month performance period commencing April 1, 2010 and ending March 31, 2011; and Whereas, a grant agreement covering the activities proposed to be carried out with the Healthy Homes Production Grant funds has been transmitted to the City of Dubuque by the U. S. Department of Housing and Urban Development. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. That the Funding Approval /Agreement, authorized by the U.S. Department of Housing and Urban Development beginning April 1, 2011 for a Lead Hazard Control Grant to the City of Dubuque in the amount of $3,099,948 and identified as Grant Number IALHB0466 -10 is hereby accepted. That the Funding Approval /Agreement, authorized by the U.S. Department of Housing and Urban Development beginning April 1, 2011 for a Healthy Homes Production Grant to the City of Dubuque in the amount of $999,973 and identified as Grant Number IALHH0217 -10 is hereby accepted. Section 2. That the Mayor of the City of Dubuque be and he is hereby authorized and directed to execute said Agreements on behalf of the City of Dubuque, Iowa. Passed, approved and adopted this 22nd day of ' -brua 2011 0 Roy D : uol, Mayor eanne F. Schneider, City Clerk 1. Assistance Instrument ❑ Cooperative Agreement // Grant 2. Type // of Action Award ❑ Amendment 3. Instrument Number IALHB0466 -10 4. Amendment Number 5. Effective Date of this Action See Block 16 6. Control Number 7. Name and Address of Recipient City of Dubuque Housing & Community Development Dept. 350 W. 6 Street, Suite 312 Dubuque, Iowa 52001 8. HUD Administering Office HUD, Office of Healthy Homes and Lead Hazard Control 451 Seventh Street, SW Room 9245 Washington, DC 20410 8a. Name of Administrator Deborah Roane 8b. Telephone Number 202 - 402 -7592 10. Recipient Project Manager Kevin Hirsch, Program Manager, 563 -589 -1724 9. HUD Government Technical Representative Jordan Garrison , 202 - 402 -6537 Eileen Carroll, Field Representative , 678 - 239 -4218 11. Assistance Arrangement ■ Cost Reimbursement ❑ Cost Sharing ❑ Fixed Price 12. Payment Method ❑ Treasury Check Reimbursement ❑ Advance Check ■ Automated Clearing House 13. HUD Payment Office CFO Accounting Center Administrative Accounting Division, 6AFF P.O. Box 901013 Fort Worth, TX 76101 14. Assistance Amount Previous HUD Amount 0.00 15. HUD Accounting and Appropriation 15a. Appropriation Number 8610/110174 (FY -10) LRLH/LRLHR, Data 15b. Reservation Number LHB10 -05 LRHH/LRHHI HUD Amount this action $3,099,948.00 Total HUD Amount $3,099,948.00 Amount Previously Obligated 0.00 Recipient Amount $840,270.00 Obligated by this action $3,099,948.00 Total Instrument Amount $3,940,218.00 Total Obligated $3,099,948.00 Assistance Award/ Amendment U.S. Department of Housing and Urban Development Office of Administration 16. Description Employer Identification: 42 6004596 DUNS: 0931053020000 Program: LHB, LHH This instrument sets forth the agreement between the parties as to all terms and conditions and provisions herein. By signing this award document, the Grantee certifies that it is in compliance with all administrative and financial provisions of this award. This grant instrument consists of the following, some of which are incorporated by reference: 1. Cover Page, HUD 1044 2. Schedule of Articles 3. Statement of Work/Work Plan/Benchmark Standards 4. Lead Hazard Control Program Policy Guidance Issuances 5. Grantee's financial and technical proposal 6. Mutually agreed and negotiated proposal changes (Revised Budget 2/11/11) 7. Abstract of grant activities 8. OMB Circular A -21 9. OMB Circular A -110, which was implemented by 24 CFR 84 10. OMB Circular A -133, which was implemented by 24 CFR 84 and 85 11. Notice of Funding Availability/ NOFA (Federal Register /Vol. 75, No. 174 /Thursday, September 9, 2010 / Notices, FR- 5415 -N -11) Period of Performance is: April 1, 2011 to March 31, 2014 - 36 months 17. Recipient is required to sign and return three (3) copies of El Signature & Title this document to the HUD Administering Office. 19. Recipient (By Name): Authorizing Official, Date: 18. Recipient is not required to sign this document. 20. HUD (By Name): Grant Officer, Signature & Title Date: Previous editions are obsolete form HUD 1044 (8/90) ref. Handbook 2210.17 1. Assistance Instrument ❑ Cooperative Agreement // Grant 2. Type // of Action Award ❑ Amendment 3. Instrument Number IALHB0466 -10 4. Amendment Number 5. Effective Date of this Action See Block 16 6. Control Number 7. Name and Address of Recipient City of Dubuque Housing & Community Development Dept. 350 W. 6 Street, Suite 312 Dubuque, Iowa 52001 8. HUD Administering Office HUD, Office of Healthy Homes and Lead Hazard Control 451 Seventh Street, SW Room 9245 Washington, DC 20410 8a. Name of Administrator Deborah Roane 8b. Telephone Number 202 - 402 -7592 10. Recipient Project Manager Kevin Hirsch, Program Manager, 563 -589 -1724 9. HUD Government Technical Representative Jordan Garrison , 202 - 402 -6537 Eileen Carroll, Field Representative , 678 - 239 -4218 11. Assistance Arrangement 4 Cost Reimbursement ❑ Cost Sharing ❑ Fixed Price 12. Payment Method ❑ Treasury Check Reimbursement ❑ Advance Check a Automated Clearing House 13. HUD Payment Office CFO Accounting Center Administrative Accounting Division, 6AFF P.O. Box 901013 Fort Worth, TX 76101 14. Assistance Amount Previous HUD Amount 0.00 15. HUD Accounting and Appropriation 15a. Appropriation Number 8610/110174 (FY -10) LRLH/LRLHR, Data 15b. Reservation Number LHB10 -05 LRHH/LRHHI HUD Amount this action $3,099,948.00 Total HUD Amount $3,099,948.00 Amount Previously Obligated 0.00 Recipient Amount $840,270.00 Obligated by this action $3,099,948.00 Total Instrument Amount $3,940,218.00 Total Obligated $3,099,948.00 Assistance Award/ Amendment 16. Description Employer Identification: 42 6004596 DUNS: 0931053020000 Program. LHB, LHH This instrument sets forth the agreement between the parties as to all terms and conditions and provisions herein. By signing this award document, the Grantee certifies that it is in compliance with all administrative and financial provisions of this award. This grant instrument consists of the following, some of which are incorporated by reference: 1. Cover Page, HUD 1044 2. Schedule of Articles 3. Statement of Work/Work Plan/Benchmark Standards 4. Lead Hazard Control Program Policy Guidance Issuances 5. Grantee's financial and technical proposal 6. Mutually agreed and negotiated proposal changes (Revised Budget 2/11/11) 7. Abstract of grant activities 8. OMB Circular A -21 9. OMB Circular A -110, which was implemented by 24 CFR 84 10. OMB Circular A -133, which was implemented by 24 CFR 84 and 85 11. Notice of Funding Availability / NOFA (Federal Register /Vol. 75, No. 174 /Thursday, September 9, 2010 / Notices, FR- 5415 -N -11) Period of Performance is: April 1, 2011 to March 31, 2014 - 36 months 17. Recipient is required to sign and return three (3) copies of this document to the HUD Administering Office. 19. Recipient (By Name): Authorizing Official, Signature & Title U.S. Department of Housing and Urban Development Office of Administration Date: 18. Recipient is not required to sign this documen 20. HUD (By Name): Grant Officer, Signature & Title Date: Previous editions are obsolete form HUD 1044 (8/90) ref. Handbook 2210.17 1. Assistance Instrument ❑ Cooperative Agreement A Grant 2. Type II of Action Award ❑ Amendment 3. Instrument Number IALHB0466 -10 4. Amendment Number 5. Effective Date of this Action See Block 16 6. Control Number 7. Name and Address of Recipient City of Dubuque Housing & Community Development Dept. 350 W. 6 Street, Suite 312 Dubuque, Iowa 52001 8. HUD Administering Office HUD, Office of Healthy Homes and Lead Hazard Control 451 Seventh Street, SW Room 9245 Washington, DC 20410 8a. Name of Administrator Deborah Roane 8b. Telephone Number 202- 402 -7592 10. Recipient Project Manager Kevin Hirsch, Program Manager, 563 -589 -1724 9. HUD Government Technical Representative Jordan Garrison , 202 - 402 -6537 Eileen Carroll, Field Representative , 678 - 239 -4218 11. Assistance Arrangement 1 Cost Reimbursement ❑ Cost Sharing ❑ Fixed Price 12. Payment Method ❑ Treasury Check Reimbursement ❑ Advance Check �� Automated Clearing House 13. HUD Payment Office CFO Accounting Center Administrative Accounting Division, 6AFF P.O. Box 901013 Fort Worth, TX 76101 14. Assistance Amount Previous HUD Amount 0.00 15. HUD Accounting and Appropriation 15a. Appropriation Number 8610/110174 (FY -10) LRLH/LRLHR, Data 15b. Reservation Number LHB10 -05 LRHH/LRHHI HUD Amount this action $3,099,948.00 Total HUD Amount $3,099,948.00 Amount Previously Obligated 0.00 Recipient Amount $840,270.00 Obligated by this action $3,099,948.00 Total Instrument Amount $3,940,218.00 Total Obligated $3,099,948.00 Assistance Award/ Amendment 16. Description Employer Identification: 42 6004596 DUNS: 0931053020000 Program: LHB, LHH This instrument sets forth the agreement between the parties as to all terms and conditions and provisions herein. By signing this award document, the Grantee certifies that it is in compliance with all administrative and financial provisions of this award. This grant instrument consists of the following, some of which are incorporated by reference: 1. Cover Page, HUD 1044 2. Schedule of Articles 3. Statement of Work/Work Plan/Benchmark Standards 4. Lead Hazard Control Program Policy Guidance Issuances 5. Grantee's fmancial and technical proposal 6. Mutually agreed and negotiated proposal changes (Revised Budget 2/11/11) 7. Abstract of grant activities 8. OMB Circular A -21 9. OMB Circular A -110, which was implemented by 24 CFR 84 10. OMB Circular A -133, which was implemented by 24 CFR 84 and 85 11. Notice of Funding Availability / NOFA (Federal Register /Vol. 75, No. 174 /Thursday, September 9, 2010 / Notices, FR- 5415 -N -11) Period of Performance is: April 1, 2011 to March 31, 2014 - 36 months 17. Recipient is required to sign and return three (3) copies of 18. Recipient is not required to sign this document. this document to the HUD Administering Office. ❑ 19. Recipient (By Name): Authorizing Official, Signature & Title U.S. Department of Housing and Urban Development Office of Administration Date: 20. HUD (By Name): Grant Officer, Signature & Title Date: Previous editions are obsolete form HUD 1044 (8/90) ref. Handbook 2210.17