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FY 2012 Annual Action PlanMasterpiece on the Mississippi To: Micha t Van Milligen, City Manager From: David' arris, Housing and Community and Development Subject: FY 2012 Annual Action Plan Date: February 24, 2011 INTRODUCTION This memorandum transmits the resolution adopting the Fiscal Year 2012 (Program Year 2011) Community Development Block Grant (CDBG) Annual Action Plan. BACKGROUND The City is required to submit an Annual Action Plan to the United States Department of Housing and Urban Development (HUD) for the Community Development Block Grant (CDBG) program. The attached FY 2012 Annual Action Plan provides for use of Community Development Block Grant (CDBG) funds for the anticipated entitlement of $1,344,084, with anticipated revenues of $347,460 in program income and $7,297 in Economic Development Revolving Loan Fund, for a total of $1,698,841. The Community Development Advisory Commission reviewed and approved a Plan at a public hearing on December 15, 2010. A public hearing will be held by the City Council on March 1, 2011 following a 30 -day public comment period. RECOMMENDED ACTION recommend the City Council approve the attached resolution adopting the FY 2012 Annual Action Plan as recommended by the City Manager and authorizing the City Manager to prepare and submit the Plan to HUD for use of CDBG funds. Prepared by Aggie Tauke, Community Development Specialist F : \USERS\ATAUKE \CDBG\AnnualPlan \FY 12\Adopt Action Plan memo.doc Dubuque bitiA AII•AmedcaCity m 2007 ( �Q�tilt -C- RESOLUTION NO. 91- 2011 (91-11) A RESOLUTION ADOPTING THE FISCAL YEAR 2012 (PROGRAM YEAR 2011) COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) ANNUAL ACTION PLAN. Whereas, the City of Dubuque has, through a series of public meetings and hearings, finalized a Fiscal Year 2012(Program Year 2011) Community Development Block Grant Annual Action Plan addressing both housing and non - housing needs in the community; and Whereas, copies of the draft Fiscal Year 2012 (Program Year 2011) CDBG Annual Action Plan have been available for public comment 30 days prior to City Council action; and Whereas, the City's Community Development Advisory Commission has reviewed and recommended adoption of an Annual Action Plan following a public hearing; and Whereas, the City Council has held a public hearing on the proposed plan on March 1, 2011 following a 30 day public comment period and has approved the Fiscal Year 2012 Annual Action Plan. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. That the Community Development Block Grant Fiscal Year 2012 (Program Year 2011) Annual Action Plan, attached hereto as Exhibit A and by this reference made a part hereof, is hereby adopted. Section 2. That the City Manager is hereby authorized and directed to prepare and submit to the United States Department of Housing and Urban Development the Fiscal Year 2012 (Program Year 2011) Annual Action Plan for the use of Community Development Block Grant funds based on this adopted budget and execute standard contracts and agreements. Passed, approved and adopted this day of March 2911. eanne F. Schneider, City Clerk F:\ USERS\ATAUKE \CDBG\AnnualPlan \FY 12 \FY2012 PIan.Resolution.doc 4,/ Roy D. Buol, Mayor Masterpiece on the Mississippi Dubuque bilud Ail- AmedcaCityy I 2007 FY 2012 ANNUAL PLAN FOR USE OF PROGRAM YEAR 2011 COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) FUNDS Exhibit A PREPARED BY THE HOUSING AND COMMUNITY DEVELOPMENT DEPARTMENT 1 Exhibit A FY 2012 CDBG ANNUAL ACTION PLAN Housing Development Programs: FY 2012 First Time Homebuyer Program 172,007 Historic Preservation Rehab Grant Homeowner Rehab Program 225,000 Housing Administration 65,534 Housing Code Enforcement 163,446 Housing Rehabilitation Services and Staff 330,767 Lead Paint Hazard Abatement Project 60,000 Rental Unit Rehabilitation 40,000 Housing Totals 1,056,754 Economic Development Programs: Commercial /Industrial Building Rehab Loans & Revolving Loan Fund* 0 E.D. Financial Assistance Program & Revolving Loan Fund* 0 Economic Development Totals 0 Neighborhood and Community Development Programs Accessible Curb Ramps 55,000 Child Care Resource /Referral- Project Concern 9,098 Dubuque Dispute Resolution Center 1,000 Information & Referral - Project Concern 25,821 Neighborhood Development Services and Staff 90,812 Neighborhood Infrastructure Improvements 40,000 Neighborhood Recreation Program 151,198 Neighborhood Support Grants 20,000 Opening Doors 10,000 Senior Center 25,000 Washington Tool Library 15,500 Zoning Inspection /Enforcement 13.000 Neighborhood & Comm. Develop. Totals 456,429 Planning and Administration CDBG Admin. Services and Staff 105,373 Finance 4,891 City Planning 73.158 Planning and Administration Totals 183,422 Contingency 2.236 TOTAL CDBG 1,698,841 * Existing Revolving Loan Funds PROJECTED SOURCES FY 2012 Estimated Entitlement 1,344,084 Program Income 347,460 ED Revolving Loan Fund 7.297 Total Sources 1,698,841 CITY OF DUBUQUE, IOWA FY 2012 ANNUAL ACTION PLAN FOR THE USE OF PROGRAM YEAR 2011 COMMUNITY DEVELOPMENT BLOCK GRANT FUNDS The City of Dubuque distinguishes between four different but complementary areas of program development in its overall CDBG program: Housing Development, Economic Development, Neighborhood and Community Development and Planning & Administration. The following description of activities summarizes the projects to be completed in the FY 2012 Annual Action Plan with the use of CDBG funds: HOUSING DEVELOPMENT PROGRAMS First Time Home Buyer Program $172,007 This program provides for loans to assist low and moderate income families to purchase their first homes. These funds are used to cover the "entry costs" of homeownership — down payments and closing costs. National Objective: Low and Moderate Income Housing Location: Citywide Proposed Accomplishments: 10 Households Priority: High Objective /Outcome: Decent Housing/Affordability (DH2) Homeowner Rehabilitation $225,000 1) Operation: Paintbrush (lHousing Units) An on -going grant program, which provides low and moderate - income homeowners with exterior house _ paint free of charge. Homeowners are required to arrange for the actual painting of their homes. 2) Operation: Upkeep (8 Housing Units) Grant or deferred payment loan for minor exterior repairs to income - eligible homeowners. 3) Residential Rehabilitation Loan Program (10 Housing Units) An on -going program to provide low- interest loans to qualified low and moderate - income homeowners for the rehabilitation of substandard housing units. 4) Sewer/Water Connection Loan (7 Housing Units) A program provides loans to low income homeowners to pay for sanitary sewer connection charges and emergency repairs to water and/or sewer lines. National Objective: Low and Moderate Income Housing Location: Citywide Proposed Accomplishments: See above Priority: High Objective /Outcome: Decent Housing/Affordability (DH2) Housing Planning/Administration Services and Staff $65,534 On -going staff support for general housing planning activities, including Consolidated Plan, and department administration. Priority: High Objective /Outcome: Decent Housing/Accessibility (DH1) 2 Housing Code Enforcement Intensive program of inspection of rental units the provision of safe and sanitary housing. National Objective: Location: Proposed Accomplishments: Priority: Objective /Outcome: National Objective: Location: Proposed Accomplishments: Priority: Objective /Outcome: National Objective: Location: Proposed Accomplishments: Priority: Objective /Outcome: $163,446 within low and moderate - income neighborhoods to ensure Low and Moderate Income Benefit Low/Moderate Income Areas 400 Housing units High Decent Housing/Affordability (DH2) Housing Rehabilitation Services and Staff $330,767 On -going staff support, including program management, technical assistance, loan packaging and inspection, for the City's rehabilitation loan program. Priority: High Objective /Outcome: Decent Housing/Accessibility (DH1) Lead Paint Hazard Reduction $60,000 Provides activities in support of efforts to combat lead paint hazards in housing, including assessment and abatement with forgivable loans of up to $12,000 to low /moderate income residents. Low and Moderate Income Housing Low/Moderate Income Areas 5 Housing units High Decent Housing/Accessibility (DH1) Rental Unit Rehabilitation $40,000 1) Emergency Code Enforcement Loan Program This program provides for rehab loans to correct code deficiencies and, in particular, emergency or health and safety corrections, for rental properties. The program aims at preventing the displacement of economically disadvantaged tenants as a result of code enforcement actions. 2) Moderate Income Rental Rehab Loan Program This program provides loans to rehabilitate rental units throughout the community and is not tied to the Section 8 rental assistance program. The program is intended for renters at the 50 -80 % of median income and loans are made fully amortizing with no deferred payment periods. 3) Accessibility Rehab This program provides grants to disabled tenants to make rental units accessible to the physically disabled. 4) Single Room Occupancy Rehab This loan program targets the rehabilitation of single room occupancy units. Low and Moderate Income Housing Citywide 3 Housing units High Decent Housing/Affordability (DH2) Total Housing Programs $1,056,754 3 ECONOMIC DEVELOPMENT PROGRAM Commercial/Industrial Building Rehab Loan Program and Revolving Loan $0 This program provides low interest and forgivable loans /grants for rehabilitation of commercial and industrial buildings in the City's older neighborhoods and downtown. Rehabilitation assistance is limited to improvements to the exterior of the building and to the correction of code violations. Revolving loan fund established. National Objective: Location: Priority: Objective /Outcome: Removal of Slum and Blight Slum and Blight Area High Suitable Living Environment/Sustainability (SL3) Economic Development Financial Assistance Program and Revolving Loan $0 This program provides both large and small businesses with attractive low- interest and forgivable loan packages or grants to support local economic development efforts, including projects to create or retain jobs, enhance the tax base and strengthen the local economy. To the greatest extent possible, these investment capital funds are used to benefit low and moderate income citizens, address slum and blight problems, leverage additional funding from state, federal and private sources and to assist in the retention and expansion of existing local businesses. Revolving loan fund established. National Objective: Low and Moderate Income Jobs Location: City wide Priority: High Objective /Outcome: Economic Opportunity/Sustainability (E03) Total Economic Development Programs $0 NEIGHBORHOOD and COMMUNITY DEVELOPMENT PROGRAMS Accessible Curb Ramps $55,000 Replace curbs at intersections throughout the City with accessible ramps to make public sidewalks accessible to persons with disabilities. National Objective: Location: Proposed Accomplishments: Priority: Objective /Outcome: Child Care Resource and Referral This purchase of services project provides childcare and to providers. National Objective: Location: Proposed Accomplishments: Priority: Objective /Outcome: Location: Proposed Accomplishments: Priority: Objective /Outcome: Low and Moderate Income Benefit Citywide 30 Accessible ramps High Suitable Living Environment/Sustainability (SL3) $ 9,098 childcare information and assistance to both those needing Low and Moderate Income Benefit Citywide 1000 People High Suitable Living Environment/Accessibility (SL1) Dubuque Dispute Resolution Center $1,000 Training of volunteers, marketing and promotion for the Dubuque Dispute Resolution Center, which offers mediation of disputes between neighbors, including race - related disputes National Objective: Low and Moderate Income Benefit City Wide 10 People High Suitable Living Environment/Accessibility (SL1) 4 Information & Referral Services $25,821 The purchase of services from Project Concern for a twenty-four hour information network for community residents and a resource /counseling center for community services. National Objective: Low and Moderate Income Benefit Location: Citywide Proposed Accomplishments: 3300 People Priority: High Objective /Outcome: Suitable Living Environment/Accessibility (SL1) Neighborhood Development Services & Staff $90,812 The Neighborhood Development Specialist coordinates the City's neighborhood Development programs and provides technical assistance to organizations and residents to improve Dubuque's neighborhoods. Priority: High Objective /Outcome: Suitable Living Environment/Accessibility (SL1) Neighborhood Infrastructure Improvements $40,000 1) Neighborhood Street Overlays Provides for pavement overlays in income eligible neighborhoods. 2) Neighborhood Sidewalk Program Grant program to income eligible homeowners, on a case -by -case basis, to pay a maximum of 75% of the cost to repair public sidewalks in front of their home. Grant amount varies based on percentage of area median income. 3) Neighborhood Step/Wall Repair An on -going program to renovate or remove steps and walls that are public safety problems in low- income areas. National Objective: Low and Moderate Income Benefit Location: Low/Moderate Income Areas Proposed Accomplishments: 30 public facilities Priority: High Objective /Outcome: Suitable Living Environment /Sustainability (SL3) Neighborhood Recreation Programs $151,198 An enhanced recreation program is offered in the City's older low and moderate - income neighborhoods to meet the needs of at -risk youth promote self - esteem and build community. Activities include expanded after - school programs, open gym, basketball league, music lessons, playtime for tots, scholarships, swim passes, summer day camp and other recreational programs. National Objective: Low and Moderate Income Benefit Location: Low/Moderate Income Areas Proposed Accomplishments: 3000 People Priority: High Objective /Outcome: Suitable Living Environment/Accessibility (SL1) Neighborhood Support Grants $20,000 This grant program provides resources for organized neighborhoods in low /mod income areas to encourage self - initiated revitalization efforts including physical improvements, clean -ups, communication efforts or other special projects. National Objective: Low and Moderate Income Benefit Location: Low/Moderate Income Areas Proposed Accomplishments: 2000 People Priority: High Objective /Outcome: Suitable Living Environment/Sustainability (SL3) 5 Opening Doors Program providing emergency and transitional housing to Teresa Shelter and Maria House. National Objective: Location: Proposed Accomplishments: Priority: Objective /Outcome: $10,000 women, alone or with children at two sites, Low and Moderate Income Benefit Citywide 290 People High Decent Housing/Accessibility (DH1) Senior Center $25,000 Education and recreation services provided to elderly citizens at the Hills & Dales Lifetime Center. Low and Moderate Income Benefit National Objective: Location: Proposed Accomplishments: Priority: Objective /Outcome: Total Neighborhood and Community Development Programs PLANNING AND ADMINISTRATION Washington Tool Library $15,500 An on -going free tool loan program operated by the Washington Neighborhood Tool Library, a non - profit organization staffed by volunteers. Funds are used to buy and repair tools and operating costs. Income eligible residents borrow tools at no charge for home repairs and improvements National Objective: Low and Moderate Income Benefit Location: City Wide Proposed Accomplishments: 550 People Priority: High Objective /Outcome: Suitable Living Environment/Accessibility (SL1) Zoning Inspection/Enforcement $13,000 This project provides funding for inspection/enforcement staff services to low /mod income areas for zoning ordinance infractions and to provide support for neighborhood clean up efforts. National Objective: Low and Moderate Income Benefit Location: Low/Moderate Income Areas Proposed Accomplishments: 80 Housing Units Objective /Outcome: Decent Housing/Sustainability (DH3) from the City's Finance Department. Priority: High Objective /Outcome: Citywide 1000 People High Suitable Living Environment/Accessibility (SL1) $456,429 CDBG Administration Services and Staff $105,373 Staff support for general management. Oversight and coordination of the Community Development Block Grant program; assures compliance with federal regulations and reporting requirements. Priority: High Objective /Outcome: Suitable Living Environment/ Sustainability (SL3) Finance Services and Staff $4,891 Additional financial reporting support and loan portfolio management is provided to the CDBG program Suitable Living Environment/ Sustainability (SL3) 6 City Planning $73,158 On -going staff supports to assist in the formulation and implementation of policies, plans and programs for guiding the physical, economic and social development, redevelopment and conservation of the community and its resources. Priority: High Objective /Outcome: Suitable Living Environment/ Sustainability (SL3) Total Planning and Administration $183,422 CONTINGENCY $2,236 Grand Total CDBG Commitment $1,698,841 F:\ USERS\ATAUKE \CDBG\AnnualPlan\FY 12\FY12 HUD Action Plan.doc 7 Date Submitted 3/21/2011 Applicant Identifier � Typpe of Submission=s- - -. Date Received by state State Identifier Application--= =- Pre- application Date Received by HUD Federal Identifier • Construction ❑ Construction • Non Construction ❑ Non Construction Applicant Information r ion � -z > >T _ _ - -- = _ °_- - City of Dubuque IA191464 DUBUQUE Street Address Line 1 350 West 6th Street Organizational DUNS 093105302 Street Address Line 2 Suite 312 Organizational Unit City of Dubuque City Dubuque Department Housing & Community Iowa Development ZIP 52001 Country U.S.A. Division = =a County Dubuque EmpToyeFldentification Number = __ 42- 6004596 Program Year Start Date 07/01/11 -_ -- – y=0 - 6 - :„ ° if `O ther T e if.`ecessa ry Applicant T T -= __ Spec y yP n - -- - - -= Local Government: City Specify Other Type U . `Department of Program Funding _ _ — YHousing and Urban Development __ Catalogue of Federal Domestic Assistance Numbers; Descriptive Title of Applicant Project(s); Areas Affected by Project(s) (cities, Counties, localities etc.); Estimated Funding Community Development Block Grant < — � _ 14.218 Entitlement Grant 14.218 CDBG Project Titles CDBG FY 2012 Annual Projects (July 1, 2011 to June 30, 2012) Description of Areas Affected by CDBG Project(s) City of Dubuque $CDBG Grant Amount 1,344,084 $Additional HUD Grant(s) Leveraged Describe $Additional Federal Funds Leveraged $Additional State Funds Leveraged $Locally Leveraged Funds $Grantee Funds Leveraged $Anticipated Program Income $354,757 Other (Describe) Total Funds Leveraged for CDBG -based Project(s) Home Investment Partnerships Program - 7 = 14.239 HOME HOME Project Titles Description of Areas Affected by HOME Project(s) $HOME Grant Amount $Additional HUD Grant(s) Leveraged Describe $Additional Federal Funds Leveraged $Additional State Funds Leveraged $Locally Leveraged Funds $Grantee Funds Leveraged AMt=Nlr ofr y�GU+ l I * SF424 r t.. 9Q� D ENIO- The SF 424 is part of the CPMP Annual Action Plan. SF 424 form fields are included in this document. Grantee information is linked from the 1CPMP.xls document of the CPMP tool. SF 424 Complete the fillable fields (blue cells) in the table below. The other items are pre - filled with values from the Grantee Information Worksheet. SF 424 Page 1 Version 2.0 $Anticipated Program Income Other (Describe) Total Funds Leveraged for HOME -based Project(s) Last Name Harris Housing Opportunities for People with AIDS = - ==r 14.241 HOPWA HOPWA Project Titles Description of Areas Affected by HOPWA Project(s) $HOPWA Grant Amount ($Additional HUD Grant(s) LeveragedlDescribe $Additional Federal Funds Leveraged $Additional State Funds Leveraged $Locally Leveraged Funds $Grantee Funds Leveraged $Anticipated Program Income Other (Describe) Total Funds Leveraged for HOPWA -based Project(s) Emergency Sheltef_Grants Program �_ -- _ = 14.231 ESG ESG Project Titles Description of Areas Affected by ESG Project(s) $ESG Grant Amount ($Additional HUD Grant(s) Leveraged (Describe $Additional Federal Funds Leveraged $Additional State Funds Leveraged $Locally Leveraged Funds $Grantee Funds Leveraged $Anticipated Program Income , Other (Describe) Total Funds Leveraged for ESG -based Project(s) Congressional Districts of: Is application subject to review by state Executive Order 12372 Process? Applicant Districts 1 1 Project Districts Is the applicant delinquent on any federal debt? If "Yes" please include an additional document explaining the situation. ❑ Yes This application was made available to the state EO 12372 process for review on DATE ►@ No Program is not covered by EO 12372 ❑ Yes ►@ No ❑ N/A Program has not been selected by the state for review Person to be contacted regarding this application First Name David Middle Initial Last Name Harris Title Housing & Community Development Director Phone 563 -589 -4239 Fax 563 -589 -4244 eMail dharris @cityofdubuque.org Grantee Website www.cityofdubuque.org Other Contact Signature of Authorized Representative Date Signed SF 424 Page 2 Version 2.0 L iiI i I i I M rp % CPMP Non -State Grantee C ertifications o I G g D EV Many elements of this document may be completed electronically, however a signature must be manually applied and the document must be submitted in paper form to the Field Office. In accordance with the applicable statutes and the regulations governing the consolidated plan regulations, the jurisdiction certifies that: Affirmatively Further Fair Housing -- The jurisdiction will affirmatively further fair housing, which means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take appropriate actions to overcome the effects of any impediments identified through that analysis, and maintain records reflecting that analysis and actions in this regard. Anti - displacement and Relocation Plan -- It will comply with the acquisition and relocation requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential antidisplacement and relocation assistance plan required under section 104(d) of the Housing and Community Development Act of 1974, as amended, in connection with any activity assisted with funding under the CDBG or HOME programs. Drug Free Workplace -- It will or will continue to provide a drug -free workplace by: 1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; 2. Establishing an ongoing drug -free awareness program to inform employees about - a. The dangers of drug abuse in the workplace; b. The grantee's policy of maintaining a drug -free workplace; c. Any available drug counseling, rehabilitation, and employee assistance programs; and d. The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; 3. Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph 1; 4. Notifying the employee in the statement required by paragraph 1 that, as a condition of employment under the grant, the employee will - a. Abide by the terms of the statement; and b. Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; 5. Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph 4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification number(s) of each affected grant; 6. Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph 4(b), with respect to any employee who is so convicted - a. Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or b. Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; 7. Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs 1, 2, 3, 4, 5 and 6. CPMP Non -State Grantee Certifications NON -STATE GOVERNMENT CERTIFICATIONS 1 Version 2.0 City of Dubuque Anti - Lobbying -- To the best of the jurisdiction's knowledge and belief: 8. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement; 9. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions; and 10. It will require that the language of paragraph 1 and 2 of this anti - lobbying certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. Authority of Jurisdiction -- The consolidated plan is authorized under State and local law (as applicable) and the jurisdiction possesses the legal authority to carry out the programs for which it is seeking funding, in accordance with applicable HUD regulations. Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and HOPWA funds are consistent with the strategic plan. Section 3 -- It will comply with section 3 of the Housing and Urban Development Act of 1968, and implementing regulations at 24 CFR Part 135. Signature /Authorized Official Roy D. Buol Name Mayor, City of Dubuque, Iowa 50 West 13th Street Address Dubuque, Iowa 52001 563 - 589 -4210 Telephone Number CPMP Non -State Grantee Certifications 2 Title 03/10/2011 Date City /State /Zip Version 2.0 City of Dubuque ❑ This certification does not apply. ►1 This certification = is applicable. The Entitlement Community certifies that: Specific CDBG Certifications Citizen Participation -- It is in full compliance and following a detailed citizen participation plan that satisfies the requirements of 24 CFR 91.105. Community Development Plan -- Its consolidated housing and community development plan identifies community development and housing needs and specifies both short-term and long -term community development objectives that provide decent housing, expand economic opportunities primarily for persons of low and moderate income. (See CFR 24 570.2 and CFR 24 part 570) Following a Plan -- It is following a current consolidated plan (or Comprehensive Housing Affordability Strategy) that has been approved by HUD. Use of Funds -- It has complied with the following criteria: 11. Maximum Feasible Priority - With respect to activities expected to be assisted with CDBG funds, it certifies that it has developed its Action Plan so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight. The Action Plan may also include activities which the grantee certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community, and other financial resources are not available); 12. Overall Benefit - The aggregate use of CDBG funds including section 108 guaranteed loans during program year(s) 2011, 2012, 2013, (a period specified by the grantee consisting of one, two, or three specific consecutive program years), shall principally benefit persons of low and moderate income in a manner that ensures that at least 70 percent of the amount is expended for activities that benefit such persons during the designated period; 13. Special Assessments - It will not attempt to recover any capital costs of public improvements assisted with CDBG funds including Section 108 loan guaranteed funds by assessing any amount against properties owned and occupied by persons of low and moderate income, including any fee charged or assessment made as a condition of obtaining access to such public improvements. However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to the capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue sources, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. The jurisdiction will not attempt to recover any capital costs of public improvements assisted with CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or assessment attributable to the capital costs of public improvements financed from other revenue sources. In this case, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. Also, in the case of properties owned and occupied by moderate- income (not low- income) families, an assessment or charge may be made against the property for public improvements financed by a source other than CDBG funds if the jurisdiction certifies that it lacks CDBG funds to cover the assessment. Excessive Force -- It has adopted and is enforcing: 14. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in non - violent civil rights demonstrations; and 15. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from a facility or location which is the subject of such non - violent civil rights demonstrations within its jurisdiction; CPMP Non -State Grantee Certifications 3 Version 2.0 City of Dubuque Compliance With Anti - discrimination laws -- The grant will be conducted and administered in conformity with title VI of the Civil Rights Act of 1964 (42 USC 2000d), the Fair Housing Act (42 USC 3601 - 3619), and implementing regulations. Lead -Based Paint -- Its activities concerning lead -based paint will comply with the requirements of part 35, subparts A, B, J, K and R, of title 24; Compliance with Laws -- It will comply with applicable laws. Signature /Authorized Official Roy D. Buol Name Mayor, City of Dubuque, Iowa Title 50 West 13th Street Address Dubuque, Iowa 52001 City /State /Zip 563 - 589 -4210 Telephone Number CPMP Non -State Grantee Certifications 4 03/10/2011 Date Version 2.0 Place Name Street City County State Zip City Hall 50 West 13th St Dubuque Dubuque IA 52001 Housing and Community Development Department 350 West 6th Street Suite 312 Dubuque Dubuque IA 52001 Leisure Services Office and City Parks 2200 Bunker Hill Road and citywide Dubuque Dubuque IA 52001 Public Works Department 925 Kerper Dubuque Dubuque IA 52001 City Hall Annex 1300 Main Street Dubuque Dubuque IA 52001 City of Dubuque 50 West 13 St Dubuque Dubuque IA 52001 City of Dubuque This certficatIoln:,does not apply This certification is applicable. APPENDIX TO CERTIFICATIONS Instructions Concerning Lobbying and Drug -Free Workplace Requirements Lobbying Certification This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Drug - Free Workplace Certification 1. By signing and /or submitting this application or grant agreement, the grantee is providing the certification. 2. The certification is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the Drug -Free Workplace Act, HUD, in addition to any other remedies available to the Federal Government, may take action authorized under the Drug -Free Workplace Act. 3. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's drug -free workplace requirements. 4. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio stations). 5. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph three). 6. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: Place of Performance (Street address, city, county, state, zip code) Check if there are workplaces on file that are not identified here. The certification with regard to the drug -free workplace is required by 24 CFR part 21. 7. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug -Free Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the following definitions from these rules: "Controlled substance" means a controlled substance in Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea of nolo contendere) or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of the CPMP Non -State Grantee Certifications 10 Version 2.0 City of Dubuque Federal or State criminal drug statutes; "Criminal drug statute" means a Federal or non - Federal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance; "Employee" means the employee of a grantee directly engaged in the performance of work under a grant, including: a. All "direct charge" employees; b. all "indirect charge" employees unless their impact or involvement is insignificant to the performance of the grant; and c. temporary personnel and consultants who are directly engaged in the performance of work under the grant and who are on the grantee's payroll. This definition does not include workers not on the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement; consultants or independent contractors not on the grantee's payroll; or employees of subrecipients or subcontractors in covered workplaces). Note that by signing these certifications, certain documents must completed, in use, and on file for verification. These documents include: 1. Analysis of Impediments to Fair Housing 2. Citizen Participation Plan 3. Anti - displacement and Relocation Plan Signature /Authorized Official Roy D. Buol Name Mayor City of Dubuque Iowa Title 1 50 West 13 Street Address Dubuque Iowa 52001 City /State /Zip 563 - 589 -4210 Telephone Number CPMP Non -State Grantee Certifications 11 03/10/2011 Date Version 2.0