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General Obligation Bonds - Essential Corporate Purpose $7,035,000Not to exceed $7,035,000 General Obligation Bonds. Cit Clerk, City (Acting) (This Notice to be posted) NOTICE AND CALL OF PUBLIC MEETING Governmental Body: The City Council of the City of Dubuque, Iowa. Date of Meeting: June 20 2011. Time of Meeting: 6:30 o'clock P .M. Place of Meeting: Historic Federal Building, 350 West 6th Street, Dubuque, Iowa. PUBLIC NOTICE IS HEREBY GIVEN that the above mentioned governmental body will meet at the date, time and place above set out. The tentative agenda for the meeting is as follows: • Resolution fixing date for a meeting on the proposition to issue. Such additional matters as are set forth on the additional 9 page(s) attached hereto. (number) This notice is given at the direction of the Mayor pursuant to Chapter 21, Code of Iowa, and the local rules of the governmental body. f Dubuque, Iowa June 20 ,2011 The City Council of the City of Dubuque, Iowa, met in regular session, in the Historic Federal Building, 350 West 6th Street, Dubuque, Iowa, at 6 : 3° o'clock P.M., on the above date. There were present Mayor Pro -Tem Sutton in the chair, and the following named Council Members: Joyce Connors, Ric Jones, Kevin Lynch, David Resnick, _ Karla Braig Absent: Mayor Roy D. Buol 1 NAYS: Council Member Kevin Lynch introduced the following Resolution entitled "RESOLUTION FIXING DATE FOR A MEETING ON THE PROPOSITION OF THE ISSUANCE OF NOT TO EXCEED $7,035,000 GENERAL OBLIGATION BONDS (FOR ESSENTIAL CORPORATE PURPOSES) OF THE CITY OF DUBUQUE, STATE OF IOWA, AND PROVIDING FOR PUBLICATION OF NOTICE THEREOF ", and moved that the same be adopted. Council Member David Resnick seconded the motion to adopt. The roll was called and the vote was, AYES: Joyce Connors, Ric Jones, Kevin Lynch David Resnick, Lynn Sutton, Karla Braig Whereupon, the Mayor declared the resolution duly adopted as follows: RESOLUTION NO. 202 -11 RESOLUTION FIXING DATE FOR A MEETING ON THE PROPOSITION OF THE ISSUANCE OF NOT TO EXCEED $7,035,000 GENERAL OBLIGATION BONDS (FOR ESSENTIAL CORPORATE PURPOSES) OF THE CITY OF DUBUQUE, IOWA, AND PROVIDING FOR PUBLICATION OF NOTICE THEREOF WHEREAS, it is deemed necessary and advisable that the City of Dubuque, Iowa, should issue General Obligation Bonds to the amount of not to exceed $7,035,000, as authorized by Section 384.25, of the City Code of Iowa, for the purpose of providing funds to pay costs of carrying out essential corporate purpose projects as hereinafter described; and WHEREAS, before the Bonds may be issued, it is necessary to comply with the provisions of the Code, and to publish a notice of the proposal to issue such Bonds and of the time and place of the meeting at which the Council proposes to take action for the issuance of the Bonds and to receive oral and /or written objections from any resident or property owner of the City to such action. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: 2 Section 1. That this Council meet in the Historic Federal Building, 350 West 6th Street, Dubuque, Iowa, at 6 .1 o o'clock p .M., on the 5th day of July , 2011, for the purpose of taking action on the matter of the issuance of not to exceed $7,035,000 General. Obligation Bonds, for essential corporate purposes of the City, the proceeds of which Bonds will be used to provide funds to pay costs of the acquisition, construction, reconstruction, improvement and equipping of waterworks, water mains and extensions, including water main and fire hydrant replacements, pump station and laboratory improvements and well field electrical upgrades; the construction of the Southwest Arterial freeway_ improvements; the acquisition of solid waste collection vehicles; the construction of the Bee Branch Creek Restoration Project and the acquisition of real property and right -of -way for the same; the acquisition of flood control barriers; the construction, reconstruction, improvement and repair of sanitary sewer works and facilities, including the installation of forcemain and sewer main extensions, the rehabilitation, reconstruction and replacement of existing sanitary sewers, and the acquisition, installation, replacement and improvement of pumping stations, motors, flow monitoring and other sanitary sewer control equipment and facilities; and the payment of costs associated with the stipulated civil penalty and supplemental environmental project required under the Consent Decree with federal and state authorities concerning the Water Pollution Control Plant and sanitary sewer system. Section 2. To the extent any of the projects or activities described in this resolution may be reasonably construed to be included in more than one classification under Division III of the City Code of Iowa, the Council hereby elects the "essential corporate purpose" classification and procedure with respect to each such project or activity, pursuant to Section 384.28 of the City Code of Iowa. The project list prepared by the Budget Director and the allocation of projects to specific hearings indicated thereon is hereby approved. Section 3. That the Clerk is hereby directed to cause at least one publication to be made of a notice of the meeting, in a legal newspaper, printed wholly in the English language, published at least once weekly, and having general circulation in the City. The publication shall be not less than four clear days nor more than twenty days before the date of the public meeting on the issuance of the Bonds. Section 4. The notice of the proposed action to issue the Bonds shall be in substantially the following form: 3 NOTICE OF MEETING OF THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA, ON THE MATTER OF THE PROPOSED ISSUANCE OF NOT TO EXCEED $7,035,000 GENERAL OBLIGATION BONDS (FOR ESSENTIAL CORPORATE PURPOSES) OF THE CITY, AND THE HEARING ON THE ISSUANCE THEREOF PUBLIC NOTICE is hereby given that the City of Dubuque, Iowa, will hold a public hearing on the 5th day of July , 2011, at 6:30 o'clock P .M., in the Historic Federal Building, 350 West 6th Street, Dubuque, Iowa, at which meeting the Council proposes to take additional action for the issuance of not to exceed $7,035,000 General Obligation Bonds, for essential corporate purposes of said City, in order to provide funds to pay costs of the acquisition, construction, reconstruction, improvement and equipping of waterworks, water mains and extensions, including water main and fire hydrant replacements, pump station and laboratory improvements and well field electrical upgrades; the construction of the Southwest Arterial freeway improvements; the acquisition of solid waste collection vehicles; the construction of the Bee Branch Creek Restoration Project and the acquisition of real property and right -of -way for the same; the acquisition of flood control barriers; the construction, reconstruction, improvement and repair of sanitary sewer works and facilities, including the installation of forcemain and sewer main extensions, the rehabilitation, reconstruction and replacement of existing sanitary sewers, and the acquisition, installation, replacement and improvement of pumping stations, motors, flow monitoring and other sanitary sewer control equipment and facilities; and the payment of costs associated with the stipulated civil penalty and supplemental environmental project required under the Consent Decree with federal and state authorities concerning the Water Pollution Control Plant and sanitary sewer system. At the above meeting the Council shall receive oral or written objections from any resident or property owner of the City, to the above action. After all objections have been received and considered, the Council will at this meeting or at any adjournment thereof, take additional action for the issuance of Bonds or will abandon the proposal to issue Bonds. This notice is given by order of the City Council of the City of Dubuque, Iowa, as provided by Section 384.25 of the City Code of Iowa. 4 Dated this day of , 2011. (End of Notice) 5 City Clerk, City of Dubuque, Iowa ATTEST: PASSED AND APPROVED this 20th day of June City Clerk - cting 6 , 2011. Masterpiece on the Mississippi June 14, 2011 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager Dubuque All-America City ' 2007 SUBJECT: Proceedings to Set Public Hearing on the Issuance of Not to Exceed $7,035,000 General Obligation Bonds for Essential Corporate Purposes Budget Director Jennifer Larson recommends that a public hearing be set for July 5, 2011, on the proposition of selling not to exceed $7,035,000 in General Obligation Bonds, the proceeds of which will be used to fund water, sewer, stormwater, street and solid waste improvements, as well as the stipulated civil penalty and supplemental environmental project required under the Consent Decree with federal and state authorities concerning the Water and Resource Recovery Center and sanitary sewer system. concur with the recommendation and respectfully request Mayor and City Council approval. MCVM /jml Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Jennifer Larson, Budget Director Kenneth TeKippe, Finance Director Michael C. Van Milligen Masterpiece on the Mississippi TO: Michael C. Van Milligen, City Manager FROM: Jennifer Larson, Budget Director\ SUBJECT: Proceedings to Set Public Hearing on the Issuance of Not to Exceed $7,035,000 General Obligation Bonds DATE: June 14, 2011 INTRODUCTION The purpose of this memorandum is to recommend the setting of a public hearing on the proposal to issue General Obligation Bonds, the proceeds of which will be used for essential corporate purposes of the City. A letter from attorney William Noth detailing information on the bond hearing is enclosed. DISCUSSION The proceeds of which Bonds will be used to provide funds to pay costs of the acquisition, construction, reconstruction, improvement and equipping of waterworks, water mains and extensions, including water main and fire hydrant replacements, pump station and laboratory improvements and well field electrical upgrades; the construction of the Southwest Arterial freeway improvements; the acquisition of solid waste collection vehicles; the construction of the Bee Branch Creek Restoration Project and the acquisition of real property and right -of -way for the same; the acquisition of flood control barriers; the construction, reconstruction, improvement and repair of sanitary sewer works and facilities, including the installation of forcemain and sewer main extensions, the rehabilitation, reconstruction and replacement of existing sanitary sewers, and the acquisition, installation, replacement and improvement of pumping stations, motors, flow monitoring and other sanitary sewer control equipment and facilities; and the payment of costs associated with the stipulated civil penalty and supplemental environmental project required under the Consent Decree with federal and state authorities concerning the Water Pollution Control Plant and sanitary sewer system. RECOMMENDATION I respectfully recommend the adoption of the enclosed resolution fixing the date of July 5, 2011 for a public hearing on the proposition of selling not to exceed $7,035,000 in General Obligation Bonds for essential corporate purpose of Dubuque, Iowa and providing publication of notice. JML Dubuque klArg All-America City 1 2007 Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Kenneth TeKippe, Finance Director William J. Noth wnoth @ahlerslaw.com BY OVERNIGHT DELIVERY Mr. Ken TeKippe Finance Officer City of Dubuque 50 West 13th Street Dubuque, Iowa 52001 -4864 AHLERS &COONEY, P.C. 100 COURT AVENUE. SUITE 600 DES MOINES. IOWA 50309 -2231 PHONE: 515 -243 -7611 FAX: 515 -243 -2149 WWW.AHLERSLAW.COM June 10, 2011 Re: Not to exceed $7,035,000 General Obligation Bonds Dear Mr. TeKippe: Direct Dial: (515)246 -0332 We have now prepared and are enclosing suggested proceedings to be acted upon by the Council in fixing the date of a meeting on the proposition to issue the above mentioned Bonds and ordering publication of a notice of hearing consistent with the provisions of Code Section 384.25. Notice of this meeting must be published at least once in a legal newspaper, printed wholly in the English language, published at least once weekly, and having general circulation in the City. The date of publication is to be not less than four clear days nor more than twenty days before the date of the public meeting on the issuance of bonds. In computing time, the date of publication should be excluded. If the last day falls on Sunday, the whole of the following Monday should be excluded. At the time of hearing the Council shall receive oral or written objections from any resident or property owner to the proposed action to issue the bonds. After all objections have been received and considered, the Council is required, at that meeting or at any adjournment thereof, to take additional action for the issuance of the bonds or to abandon the proposal to issue the bonds. The Council is required by statute to adopt the resolution instituting proceedings to issue the bonds at the hearing - -or an adjournment thereof. WISHARD & BAILY - 1888: GUERNSEY & BAILY - 1893: BAILY & STIPP - 190 STIPP, PERRY. BANNISTER & STARZINGER - 1914: BANNISTER, CARPENTER. AHLERS & COONEY - 1950: AHLERS, COONEY. DORWEILER, ALLBEE. HAYNIE & SMITH - 1974; AHLERS, COONEY, DORWEILER, HAYNIE. SMITH & ALLBEE, P.C. - 1990 June 10, 2011 Page 2 Also enclosed is an extra copy of the proceedings to be filled in as the original and certified back to this office, together with publisher's affidavit of publication of notice of hearing. We are also enclosing an extra copy of the notice of hearing to be delivered to the newspaper for publication purposes. A certificate to attest the proceedings is also enclosed. We will prepare and forward to you in the near future, suggested procedure to be acted upon on the date of hearing. If you have any questions pertaining to the proceedings enclosed or the above instructions, please do not hesitate to either write or call. WJN:dc encl. cc: Jenny Larson (w /encl.) Tionna Pooler (w /encl.) 00800200 -1 \10422 -125 Very truly yours, William J. Noth STATE OF IOWA COUNTY OF DUBUQUE I, the undersigned City Clerk of the City of Dubuque, State of Iowa, do hereby certify that attached is a true and complete copy of the portion of the corporate records of the City showing proceedings of the City Council, and the same is a true and complete copy of the action taken by the Council with respect to the matter at the meeting held on the date indicated in the attachment, which proceedings remain in full force and effect, and have not been amended or rescinded in any way; that meeting and all action thereat was duly and publicly held in accordance with a notice of meeting and tentative agenda, a copy of which was timely served on each member of the Council and posted on a bulletin board or other prominent place easily accessible to the public and clearly designated for that purpose at the principal office of the Council (a copy of the face sheet of the agenda being attached hereto) pursuant to the local rules of the Council and the provisions of Chapter 21, Code of Iowa, upon reasonable advance notice to the public and media at least twenty - four.hours prior to the commencement of the meeting as required by law and with members of the public present in attendance; I further certify that the individuals named therein were on the date thereof duly and lawfully possessed of their respective City offices as indicated therein, that no Council vacancy existed except as maybe stated in the proceedings, and that no controversy or litigation is pending, prayed or threatened involving the incorporation, organization, existence or boundaries of the City or the right of the individuals named therein as officers to their respective positions. (SEAL) WITNESS my hand and the seal of the City hereto affixed this 6th day of July , 2011. 00802261 -1\10422 -125 CERTIFICATE ) SS City C erk, Cit of Dubuque, State of Iowa (Acting) STATE OF IOWA COUNTY OF DUBUQUE (SEAL) 00800202 -1\10422 -125 June 24 CERTIFICATE ) SS I, the undersigned, do hereby certify that I am now and was at the times hereinafter mentioned, the duly qualified and acting Clerk of the City of Dubuque, in the County of Dubuque, State of Iowa, and that as such Clerk and by full authority from the Council of the City, I have caused a NOTICE OF MEETING OF THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA, ON THE MATTER OF THE PROPOSED ISSUANCE OF NOT TO EXCEED $7,035,000 GENERAL OBLIGATION BONDS (FOR ESSENTIAL CORPORATE PURPOSES) OF THE CITY, AND THE HEARING ON THE ISSUANCE THEREOF of which the clipping annexed to the publisher's affidavit hereto attached is in words and figures a correct and complete copy, to be published as required by law in the Telegraph Herald, a legal newspaper published at least once weekly, printed wholly in the English language, published regularly and mailed through the post office of current entry for more than two years and which has had for more than two years a bona fide paid circulation recognized by the postal laws of the United States, and has a general circulation in the City, and that the Notice was published in all of the issues thereof published and circulated on the following date: , 2011. / NAL WITNESS my official signature at Dubuque, Iowa, this 8th day of July ,2011. City lerk, Cit , of Dubuque, State of Iowa (Acting) NOTICE OF MEETING OF THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA, ON THE MATTER OF THE PROPOSED ISSUANCE OF NOT TO EXCEED $7,035,000 GENERAL OBLIGATION BONDS CORPORATE ESSENTIAL PURPOSES) OF THE CITY, AND THE HEARING ON THE ISSUANCE THEREOF PUBLIC NOTICE i5 hereby given that the City of Dubuque, Iowa, will hold a public hearing on the 5th day of July, 2011, at 6:30 o'clock P.M., in the Historic. Yaderal Building, 350 West 6th Street, Dubuque, Iowa, at •which meeting the Council proposes to take additional action, for the issuance of .fa to exceed $7,035,080 General Obligatf lri Bonds, for essential corporate purposes of said City, in order to , provide funds to pay costs of the acqui- sition. construction, reconstruuction,`• : • pYovemerrt arid''eq ping' of waterdnorls, water mains and extensions, including water main and fire hydrant replacements, pump station and laboratory improve- ments and well field electrical upgrades; the construction of the Southwest Arterial freeway improve - ments;' the acquisition of solid waste collection vehicles; the construction of the Bee Branch Creek Restor ation Project and the acquisition of real property and right -of- way for the same; the acquisition of flood control barriers, the • construction, recon- struction, improvement and repair of sanitary sewer works and facilities, including the installation of force - main and sewer main extensions, the reha- bilitation, reconstruc- tion and replacement of existing sanitary sewers, and the acquisition, installa- tion, replacement and improvement of pump- ing stations, motors, flow monitoring and other sanitary sewer control equipment and facilities; and the payment of costs' associated with the stipulated civil penalty and supplemental environmental project required under ;the , Convent: Decree •' with #eaeral, d. •.;•state , atititcirities .concerning the ; •Water;. Pollution coal, ,.R sanitarry sewer system. Attie above meets ig the • r Council shall receive oral or written objections from any resident or property owner of the City, to the above action. After a11 objections have been • received and considered, the Council will at this meeting or at • any adjoumment thereof, take additional action for the issuance of Bonds or will abandon the proposal to issue Bonds. This notice is given by order . of - the Council of the City of Dubuque, Iowa; as provided by Section 384.25 of the City Code of Iowa. Dated this 24th day of June, 2011. Kevin S. Firnstahl, Acting City Clerk, City of Dubuque, Iowa 1t 6/24 STATE OF IOWA {SS: DUBUQUE COUNTY CERTIFICATION OF PUBLICATION I, Suzanne Pike, a Billing Clerk for Woodward Communications, Inc., an Iowa corporation, publisher of the Telegraph Herald,a newspaper of general circulation published in the City of Dubuque, County of Dubuque and State of Iowa; hereby certify that the attached notice was published in said newspaper on the following dates: June 24, 2011, and for which the charge is $33.50. Subscribed to before me a Notary Public in and for Dubuque County, Iowa, this , o , 20% . otary Public in and for Dubuque County, Iowa. MARY K. WESTERMEY Commission Number 154 01 j, STATE OF IOWA COUNTY OF DUBUQUE I, the undersigned City Clerk of the City of Dubuque, State of Iowa, do hereby certify that attached is a true and complete copy of the portion of the corporate records of the City showing proceedings of the City Council, and the same is a true and complete copy of the action taken by the Council with respect to the matter at the meeting held on the date indicated in the attachment, which proceedings remain in full force and effect, and have not been amended or rescinded in any way; that meeting and all action thereat was duly and publicly held in accordance with a notice of meeting and tentative agenda, a copy of which was timely served on each member of the Council and posted on a bulletin board or other prominent place easily accessible to the public and clearly designated for that purpose at the principal office of the Council (a copy of the face sheet of the agenda being attached hereto) pursuant to the local rules of the Council and the provisions of Chapter 21, Code of Iowa, upon reasonable advance notice to the public and media at least twenty-four hours prior to the commencement of the meeting as required by law and with members of the public present in attendance; I further certify that the individuals named therein were on the date thereof duly and lawfully possessed of their respective City offices as indicated therein, that no Council vacancy existed except as maybe stated in the proceedings, and that no controversy or litigation is pending, prayed or threatened involving the incorporation, organization, existence or boundaries of the City or the right of the individuals named therein as officers to their respective positions. (SEAL) WITNESS my hand and the seal of the City hereto affixed this 6th day of July , 2011. 00802261 -1 \10122 -125 CERTIFICATE ) SS City C erk, Cit of Dubuque, State of Iowa (Acting)