Watershed Management Authority Phase I GrantDubuque
THE CITY OF WWI
All MutaClb
DUB E
Masterpiece on the Mississippi 2007.1012.2013
Khristy Landpair
Closeout Coordinator
Iowa Economic Development Authority
200 E. Grand Avenue
Des Moines IA 50308
SUBJECT: Contract # 08-DRIFWP-203 (Phase 2 Grant)
Catfish Creek Watershed Management Plan
Planning Services Department
City Hall - 50 West 13th Street
Dubuque, IA 52001-4805
(563) 589-4210 phone
(563) 589-4221 fax
(563) 690-6678 TDD
planning@cityofdubuque.org
Fie_6/r
February 4, 2015
Dear Khristy,
Enclosed please find the Ready to Close/Single Audit Form for Contract # 08-DRIFWP-
203, the Phase 2 Grant for creation of the Catfish Creek Watershed Management Plan,
signed by the City of Dubuque's Finance Director.
Also enclosed is a hard copy of the City of Dubuque's Comprehensive Annual Financial
Report for Fiscal Year Ended June 30, 2014.
An electronic version of this report is available on the City of Dubuque's website at:
http://www.cityofdubuque.orq/ArchiveCenterNiewFile/Item/4704.
If you have any questions or need more information, please feel free to contact me at
563-589-4210.
Sincerely,
561°\— 09"CIA
Laura Carstens
Planning Services Manager
Enclosures
cc: Ken TeKippe, Finance Director
Service People Integrity Responsibility Innovation Teamwork
IOWA ECONOMIC DEVELOPMENT AUTHORITY
200 East Grand Avenue I Des Moines, Iowa 50309 USA 1 Phone: 515
iowaeconomicdevelopment.com
January 6, 2015
The Honorable Roy D. Buol
Mayor, City of Dubuque
City Hall - 50 W. 13th Street
Dubuque, IA 52001
SUBJECT: Notice to Close for Community Development Block Grant Program (CDBG)
Contract Number 08-DRIFWP-203, Contract End Date: 3/31/2015
IrtE6GUMlE
JAN 2 7 2015
CITY OF DUBUQUE
PLANNING SERVICES DEPARTMENT
I( )WA
economic development
Dear Mayor Buol:
The Iowa Economic Development Authority (IEDA) is informing you that on 3/31/2015 the above
contract will expire and we would like to start the closeout process. As part of this process, you will
need to determine the following:
• Submit to the IEDA within 30 days of this letter.
• Ready to Close/Single Audit Form enclosed. Informing IEDA if the project complete
and ready to close or not complete and recipient needs an extension.
• Are you are liable for an audit under OMB Circular A-133 as required by federal
regulations that if a unit of local government or non-profit organization has
expended $500,000 or more in all federal funds during a fiscal year, an A-133 audit if
required. This information can be filled out on enclosed form.
• Final Performance Report (Housing), or 3-D Final Accomplishments (Imminent Threat,
Community Facilities).
• Revise Section 3, if necessary (Opportunities for Low Income Persons) Report, original
submitted with 1$' construction GAX.
• Final Request for Funds, if needed.
If you have questions, please contact me at (515) 725-3067, or contact your IEDA project manager.
Thank you for your time and attention.
Sincerely,
Khristy Landphair
Close -Out Coordinator
cc: Grantee File - JG
Governor Terry E. Branstad LL Governor Kim Reynolds 1 Director Debi V. Durham
READY TO CLOSE / SINGLE AUDIT FORM
Recipient Dubuque Start Date: 11/14/2011
Contract Number 08-DRIFWP-203 End Date: 3/31/2015
READY TO CLOSE
1>C Yes, contract is complete and ready to close.
No, contract is not complete, need an extension (attach extension letter) or explanation of why
not ready to close.
SINGLE AUDIT FORM
The Single Audit Act of 1996, as amended, changed the threshold of required audits from entities
awarded federal funds. If a unit of local government or non-profit organization has expended
$500,000 or more in federal funds from any federal sources or programs during a fiscal year, that
entity is required to have these funds audited in accordance with the implementing regulations
found in OMB Circular A-133.
Entities that have not expended $500,000 in federal funds in a fiscal year are not required to have an
A-133 audit performed.
After reviewing the audit requirements described above, check one of the boxes below and have this
form signed by the appropriate official of your organization, and return it to:
Khristy Landphair, Closeout Coordinator
Iowa Economic Development Authority
200 E. Grand Avenue
Des Moines, IA 50309
I certify that,
No Audit Required Audit is Required (will be available)
For fiscal year 2014
Signature
NOTE: IEDA must receive this form back within 30 days of receipt.
Ready to Close/Single Audit Form January 6, 2015
COMPREHENSIVE ANNUAL
INANCIAL REPORT
WATER & RESOURCE
RECOVERY•
CENTER
THE CITY OF
Fiscal Year Ended June 30, 2014 DUB
Masterpiece on the Mississippi
I
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Dubuque
Masterpiece on the Mississippi
Dubuque
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All- America City
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2007
TO: The Honorable Mayor and City Council Members
FROM: Michael C. Van Milligen, City Manager
SUBJECT: Community Development Block Grant for Creation of a Watershed
Management Authority Board
DATE: December 1, 2011
City Engineer Gus Psihoyos recommends City Council approval of the acceptance of a
$24,500 Community Development Block Grant (CDBG) for the purpose of creating a
Watershed Management Authority Board for the Catfish Creek Watershed.
I concur with the recommendation and respectfully request Mayor and City Council
approval.
Michael C. Van Milligen
MCVM:jh
Attachment
cc: Barry Lindahl, City Attorney
Cindy Steinhauser, Assistant City Manager
Gus Psihoyos, City Engineer
TO:
Michael C. Van Milligen, City Manager
FROM:
Gus Psihoyos, City Engineer
DATE:
December 1, 2011
SUBJECT:
Community Development Block Grant (CDBG) for creation of a Watershed
Management Authority Board (WMAB)
INTRODUCTION
The purpose of this memo is request City Council approval to accept a $24,500.00
CDBG grant for the purpose of creating a Watershed Management Authority Board
(WMAB).
BACKGROUND
In June of 2011 the City Council enter into the 28E agreement with the Dubuque Soil
and Water Conservation District and Dubuque County for the purpose of preparing and
implementing a Watershed Management Plan for the Catfish Creek Watershed.
In September of 2011 the Iowa Department of Natural Resources (IDNR) announced a
grant opportunity to help create watershed management authority boards that would
serve as an advisory board for cities and counties. The Watershed Management
Authority Board (WMAB) would consist of representatives from the “political
subdivisions” in a specific watershed with possible representatives from other relevant
organizations within the watershed.
Award recipients will have six months to invite all political subdivisions in the watershed
to participate, establish a board of directors and enter into a formal agreement with all
interested parties. It is expected that the program will offer a second phase of funding
for the purpose of developing a watershed management plan that addresses water
quality and quantity issues. Phase II will also begin with a competitive request for
proposal process and is expected to begin in approximately six months.
The funding for this program was provided through the Community Development Block
Grant (CDBG) Disaster Relief allocation and is available only to the 85 counties
declared federal disaster areas during the 2008 floods, or cities within those counties.
DISCUSSION
In October of 2011 the City of Dubuque submitted an application for $24,500.00 for the
purpose of establishing a WMAB for the Catfish Creek Watershed. The funding would
be used to facilitate the development of a 28E agreement between the organizations
with jurisdiction within the watershed such as Dubuque County, City of Dubuque, City of
Asbury, City of Peosta, and other stakeholders within the watershed such as the
Dubuque County Conservation Board, National Mississippi River Museum and
Aquarium, and the Farm Bureau Dubuque Chapter. While all organizations are not
required to participate, all would be invited.
Once a WMAB is created, the City would be able to compete for an additional $200,000
in grant funding for watershed improvements throughout the watershed.
On November 14, 2011 the City received word that the Iowa Economic Development
Authority (IEDA) and Department of Natural Resources (DNR) announced funding for
six Watershed Management Authority (WMA) applications including $24,500.00 for the
City of Dubuque.
IEDA has asked that an authorized City representative accept the award.
RECOMMENDATION
I recommend that the City accept the CDBG grant in the amount of $24,500.00 to be
used for the creation of a WMAB for the Catfish Creek Watershed.
ACTION TO BE TAKEN
I respectfully request that the City Council adopt the attached resolution authorizing the
City Manager to accept the CDBG grant on behalf of the City of Dubuque for the
creation of a WMAB for the Catfish Creek Watershed.
Attach.
Prepared by Deron Muehring, Civil Engineer II
cc: Barry Lindahl, City Attorney
Jenny Larson, Budget Director
Ken TeKippe, Finance Director
Deron Muehring, Civil Engineer
Todd Shoemaker, Environmental Engineer
Watershed Management Authority Grant Proposal
IOWA DEPARTMENT OF NATURAL RESOURCES — Watershed Management Authority
Grant
Project Title: Grant Application for Watershed Management Authority Establishment
Organization Submitting Application: City of Dubuque
Contact Person:
Dean Mattoon
Engineering Technician
50 West 13th St
Dubuque, IA 52001
(563) 589 -4270
dmattoon @cityofdubuque.orq
Total Funding Requested for Phase I: $24,500
Eric Schmechel
Urban Conservationist
210 Bierman Rd
Epworth, IA 52045
(563) 876 -3418 x3
eric.schmechel @dubuqueswcd.orq
1
A \ '
Contents
Contents 2
Project Executive Summary: 3
Watershed Background 4
Support for the Watershed 6
Statement of Work 7
Schedule of Events 9
Project Costs, In -Kind, and Projected Budget 10
Conclusions 11
2
Project Executive Summary:
The City of Dubuque and Dubuque County have grown rapidly over the past few decades, and
city and county leaders have worked diligently with developers, agricultural producers, citizens,
contractors, and others to address watershed concerns. However, there is still a growing
demand and need for sustainable watershed management in our community. Having been an
established partner in the Upper Catfish Creek Watershed Project, which the Dubuque Soil and
Water Conservation District (Dubuque SWCD) recently completed, one of our main goals is to
continue working on both agricultural and urban watershed challenges. The City of Dubuque
and its partners recognize the needs and benefits of working within watershed limits, as
opposed to corporate or political boundaries. One of the first steps in doing so is to form a
watershed management authority.
Recently, the City of Dubuque, Dubuque County, and the Dubuque SWCD entered into a 28E
agreement to sustain an urban conservation program. This was done in an effort to continue
working on the Catfish Creek Watershed and work on other related watershed concerns. One
of the goals from this agreement was to begin working on more of a watershed -based approach,
thus continuing to partner with relevant organizations within the watershed boundaries.
In the next six months, the City of Dubuque, Dubuque County, and the Dubuque SWCD are
planning on using the available grant dollars to establish an official 28E agreement to form a
watershed management authority board for the HUC 10 watershed, Catfish Creek, and all of its
relevant partners. This will be done by a collective networking approach, including members
from each City involved, developers /contractors, agricultural associations, regional planning
services, non - profit organizations, conservation associations, and stakeholders involved in the
process.
3
Watershed Background
The Catfish Creek Watershed is a 46,300 acre (HUC 10 - #0706000501) watershed consisting
of The City of Dubuque, the City of Asbury, and the City of Peosta. Distinguishable features
include: industrial centers, cropland, steep bluffs, sedimentary rock outcrops, and dense forests.
The landscape transition from rolling agricultural land to cropped ridges and bluffs, surrounded
by steep, forested slopes, encompasses nearly one half of the City of Dubuque. Catfish Creek
flows eastward, beginning near the City of Peosta, and enters the Mississippi river on the south
side of the City of Dubuque, in the Mines of Spain State Park. There are five sub - watersheds (or
HUC 12's) within the Catfish Creek Watershed. These include: the North Fork, Middle Fork,
South Fork, Granger Creek, and the main stem of Catfish Creek. These sub - watersheds can be
seen on the map below.
Along with the urban area the stream encompasses, the creek meanders through the three
significant natural resources within the watershed, Swiss Valley Park, the Swiss Valley Nature
Preserve, and the Mines of Spain State Park. These areas are managed by both the Dubuque
County Conservation Board and the Iowa Department of Natural Resources, and attract over
380,000 users per year. According to DNR's 305(d) report, a portion of the creek within the
park and preserve is classified as a Class B(CW) stream. This section of stream is classified as
cold -water and has naturally reproducing trout (one of only 30 streams in Iowa with this
capability). The recreational activities in the Catfish Creek watershed are abundant. Forming an
official watershed management authority board will allow public and private stakeholders and
policy leaders to effectively create sustainable watershed management policies and practices.
Catfish Creek Watershed Land Usage, 2011 (Approximate Numbers)
Land Use
Number of Acres
Percentage of Watershed
Residential
12,500 Acres
27%
Commercial
3,900 Acres
8%
Agricultural
27,300 Acres
59%
Industrial
1,200 Acres
3%
Parks /Preserves
1,400 Acres
3%
Total
46,300 Acres
100%
This past year, the Dubuque SWCD completed a watershed project on the Upper portions of
Catfish Creek. This project implemented a great deal of conservation practices, but also
created a sense of awareness and raised levels of interest from both public and private sectors.
While the Upper Catfish Creek project was a very successful watershed project, its main focus
was the cold -water section of Catfish Creek, (located in the headwaters of Catfish Creek), which
is approximately 9300 acres. With information and education that was provided to the
community from this project, the City of Dubuque feels it is ready to begin working on a larger
scale, and encompass the entire watershed.
4
Watershed Management Authority Grant Proposal
Catfish Creek Watershed Maps
Below are the five branches that make
up Catfish Creek.
From top to bottom they are:
1. North Fork
2. Middle Fork
3. South Fork
4. Catfish Fork
5. Granger Creek
Little Maquoketa River
Gra('
TE'rtlR:l:E hurt
i9illiil.t
0
Tt1911R02E
Catfish Creek
.. DUDUQIE
1 !'
138t1ft32E
52
5
'i 'a
Support for the Watershed
Support for and interest to form a watershed management authority has been outstanding. The
following political subdivisions and relevant organizations are those who have been identified to
date to be included in the watershed management authority:
• The City of Dubuque (Both Planning Services Members and Engineering Members)
• Dubuque County (Both Engineering and Planning /Zoning and Board of Supervisors)
• The City of Asbury
• The City of Peosta
• The Dubuque Soil and Water Conservation District
• The Dubuque County Conservation Board
• Friends of the Mines of Spain
• Iowa Department of Natural Resources
• East Central Intergovernmental Association
• Mississippi River Museum
• Gronen Restoration Development Group
• Farm Bureau Dubuque Chapter
• Audobon Society Chapter
• Green Dubuque
The City of Dubuque, Dubuque County, and the Dubuque SWCD feel that a working watershed
management authority will be an effective, practical board consisting of 12 -14 members from
the organizations listed above. Letters of support are included from some of the political
subdivisions within the watershed.
6
rar 1' •
Statement of Work
Following the RFP in the grant application process, the City of Dubuque has identified and
addressed the following:
1. Add value to watershed management
For the past few years, the City of Dubuque and its partners have been discussing ways to
prioritize and analyze sustainable watershed management. In 2008, the City of Dubuque
mailed out approximately 18,000 watershed surveys to City of Dubuque residents to get a
better understanding of how citizens view watersheds. One of the most returned comments
indicated ways that other individuals, organizations, and communities impacted the view of
their favorite waterway. One of these comments read: "It doesn't really matter what the City
of Dubuque does to clean up their water until Dubuque County and its other small cities
begin to do something." As we started analyzing these comments, a question started to
become more and more recurrent, "How can we (the City of Dubuque) start working on
watershed goals in a more regional scale ?" In working with the Dubuque SWCD and the
Upper Catfish Creek Watershed coalition, several discussions took place that centered on
this theme. By creating a watershed management authority, the City of Dubuque and its
partners strongly feel we can successfully begin working and communicating effectively in
dealing with watershed concerns. In doing so, water quality will be improved, flooding
concerns will be better addressed, and people's perception of Catfish Creek will improve,
thus increasing the value of the stream and the quality of life in Dubuque.
2. Encourage comprehensive, multi- objective planning
By having twelve different entities /organizations involved in a watershed management
authority, it will create and establish several different goals and objectives for the watershed.
When researching the Catfish Creek watershed, one of our priorities was in establishing a
multi- faceted board, thus covering a broad range of watershed concerns and topics. Catfish
Creek is always in a constant stage of change. Its land use ranges from agricultural,
residential, commercial, and industrial, thus creating land use changes that impact our
watershed on a yearly, monthly, and even daily basis. The City of Dubuque and its partners
feel it would get the most comprehensive, balanced approach by creating a board that looks
at watershed concerns from several different angles. We don't want to just include political
subdivisions in the watershed, but rather go beyond that, and create a board that has
several important stakeholders in the watershed.
3. Demonstrate long term sustainability (20 years +)
Currently, the City of Dubuque, Dubuque County and several smaller communities are
working on a regional comprehensive smart plan for Dubuque County. This consortium
meets twice a month to discuss relevant topics pertaining to smart, sustainable, growth for
the area. The goal of this new regional smart plan is to work on more of a community -wide
basis in dealing with sustainable land use in the area. While there are 13 planning elements
(ranging from community facilities and transportation to land use and natural resource
protection), watershed management was created as its own chapter, thus highlighting the
importance of creating and establishing sustainable watershed management principles from
a regional, comprehensive approach. By creating a watershed management authority and
having a working consortium of planners and political subdivisions that implement new
smart plan strategies across the community; sustainable, long -term goals will be met. The
City of Dubuque and its partners feel that the Catfish Creek Watershed management
7
authority will set a new standard, and serve as an excellent example to other communities
both locally and statewide in dealing with long -term sustainable watershed management. A
long term goal for the City of Dubuque would be to increase watershed management
principles and practices to an even a larger watershed scale, going to a HUC -8 level. The
City of Dubuque also plans on continuing to work and partner with additional watersheds in
the community once the board is established.
4. Establish new or expanded watershed entities
As mentioned before, Catfish Creek is a HUC -10 watershed consisting of several different
land uses. It was chosen for many reasons. However, one of the main goals was working in
a watershed which the community valued both recreationally and industrially. We also felt its
size was practical and feasible for a watershed management authority to tackle its problems.
Currently, the City of Dubuque has a 28E agreement with the Dubuque SWCD to work on
watershed improvements and develop a local urban conservation program. While this is a
great start, the City of Dubuque realizes there are other important political subdivisions and
relevant entities that must be included to create a completely balanced watershed
management authority board. These would include other important local political
subdivisions such as: the City of Peosta, the City of Asbury, and the East Central Inter-
governmental Association. The City also feels by including other relevant entities that have
a stake in the watershed, it will help to strengthen a formal watershed management authority
board and create a more dynamic range of watershed related topics to be addressed.
5. Encourage inclusivity among Political Subdivisions
The City of Dubuque, Dubuque County, and the Dubuque SWCD will clearly invite all
political subdivisions within the Catfish Creek watershed. As stated earlier, the City of
Dubuque will be inviting 12 -14 entities to be included on the watershed management
authority.
6. Leverage funding, in -kind services, leadership, and networks
See page 10 — Project Costs, In -Kind, and Projected Budget
7. Address a watershed at least HUC -12 in size
See Watershed Background (Page 4)
8
G -<
Schedule of Events
Task
Projected Completion Date
Organize and plan a meeting with selected political subdivisions
and relevant organizations to discuss the watershed
management authority.
12 -31 -11
Present watershed management authority information to city
councils, associations, and /or relevant boards. Communication
is essential to the success of this board, thus making sure all
board members and their supporting teams are fully aware is a
priority.
1 -31 -11
Begin to create an effective informational and
educational component for various markets.
1 -31 -11
Draft 28E agreement for all political subdivisions and relevant
organizations.
2 -28 -11
Facilitate /Coordinate a 28E agreement between all board
members and their political subdivisions /organizations to be
signed.
On -Going
Finalize 28E agreement, receive all signatures, and make sure
all board members are appointed from each organization.
4 -30 -11
Record 28E agreement, set meeting times /dates, and begin
work on watershed management plan.
5 -31 -11
9
\Air
Project Costs, In -Kind, and Projected Budget
Budget Item
Cost
In -Kind Match
Grant Dollars Requested
Facilitation /Administration
$20,000
$2,000
$18,000
Information and Educational
Outreach
$6,500
$0
$6,500
Legal Fees (City of Dubuque
attorney)
$2,500
$2,500
$0
Totals
$29,000
$4,500
$24,500
10
1V ' fyia.nage +r.. nt (rz
Conclusions
The City of Dubuque strongly feels that this would be an excellent opportunity to continue
addressing watershed challenges throughout the Catfish Creek Basin. By including all political
subdivisions in the watershed and relevant organizations to commit to a watershed authority
board, water quantity and quality issues will be more effectively prioritized and focused on
throughout the entire watershed. Already having a great deal of support, we recognize the
importance of completing a 28e agreement to form this board, and look forward to working on a
watershed management plan for Catfish Creek in the near future.
11
THE CITY OF
DUB E
Masterpiece on the Mississippi
Jeff Berckes, Issuing Officer
Department of Natural Resources
Wallace State Office Building
502 East 9th Street
Des Moines, IA. 50319
Re: Request for Proposal Number WMA- PH1 -JB
PROPOSAL CERTIFICATIONS
Dear Jeff Berckes:
Engineering Department
City Hall
50 W. 13th Street
Dubuque, Iowa 52001
563.589.4270
563.589.4205 (fax)
www.cityofdubuque.org
October 11, 2011
I certify that the contents of the Proposal submitted on behalf of The City of
Dubuque (Applicant) in response to the Department of Natural Resources
Request for Proposal Number WMA- PH1 -JB for the formation of a Watershed
Management Authority are true and accurate. I also certify that Applicant has not
knowingly made any false statements in its Proposal.
Certification of Independence
I certify that I am a representative of Applicant expressly authorized to make the
following certifications on behalf of Applicant. By submitting a Proposal in
response to the RFP, I certify on behalf of the Applicant the following:
1. The Proposal has been developed independently, without consultation,
communication or agreement with any employee or consultant to the IDNR or the
IEDA or with any person serving as a member of the evaluation committee.
2. The Proposal has been developed independently, without consultation,
communication or agreement with any other Applicant or parties for the purpose
of restricting competition.
3. Unless otherwise required by law, the information found in the Proposal has
not been and will not be knowingly disclosed, directly or indirectly prior to IEDA's
issuance of the Notice of Intent to Award the contract.
4. No attempt has been made or will be made by Applicant to induce any other
Applicant to submit or not to submit a Proposal for the purpose of restricting
competition.
5. No relationship exists or will exist during the contract period between Applicant
and the IDNR or the IEDA or any other State agency that interferes with fair
competition or constitutes a conflict of interest.
Certification Regarding Debarment
6. I certify that, to the best of my knowledge, neither Applicant nor any of its
principals: (a) are presently or have been debarred, suspended, proposed for
debarment, declared ineligible, or voluntarily excluded from covered transactions
by a Federal IEDA or State Agency; (b) have within a three year period preceding
this Proposal been convicted of, or had a civil judgment rendered against them
for commission of fraud, a criminal offense in connection with obtaining,
attempting to obtain, or performing a public (federal, state, or local) transaction or
contract under a public transaction, violation of antitrust statutes; commission of
embezzlement, theft, forgery, falsification or destruction of records, making false
statements, or receiving stolen property; (c) are presently indicted for or
criminally or civilly charged by a government entity (federal, state, or local) with
the commission of any of the offenses enumerated in (b) of this certification; and
(d) have not within a three year period preceding this Proposal had one or more
public transactions (federal, state, or local) terminated for cause.
This certification is a material representation of fact upon which the IEDA has
relied upon when this transaction was entered into. If it is later determined that
Applicant knowingly rendered an erroneous certification, in addition to other
remedies available, the IEDA may pursue available remedies including
suspension, debarment, or termination of the contract.
Certification Regarding Registration, Collection, and Remission of Sales
and Use Tax
7. Pursuant to Iowa Code sections 423.2(10) and 423.5(8) (2009) a retailer in
Iowa or a retailer maintaining a business in Iowa that enters into a contract with a
state agency must register, collect, and remit Iowa sales tax and Iowa use tax
levied under Iowa Code chapter 423 on all sales of tangible personal property
and enumerated services. The Act also requires Applicants to certify their
compliance with sales tax registration, collection, and remission requirements
and provides potential consequences if the certification is false or fraudulent.
By submitting a Proposal in response to the (RFP), the Applicant certifies the
following: (check the applicable box)
❑ Applicant is registered with the Iowa Department of Revenue, collects, and
remits Iowa sales and use taxes as required by Iowa Code Chapter 432; or
❑ Applicant is not a "retailer" or a "retailer maintaining a place of business in this
state" as those terms are defined in Iowa Code subsections 423.1(42) and (43).
Applicant also acknowledges that the IEDA may declare the Applicant's Proposal
or resulting contract void if the above certification is false. The Applicant also
understands that fraudulent certification may result in the IEDA or its
representative filing for damages for breach of contract in additional to other
remedies available to IEDA.
Sincerely,
Dean Mattoon CESSWI
City of Dubuque Engineering Department
City Hall
50 West 13th Street
Dubuque, IA 52001
dmattoon(a cityofdubuque.org
563 - 589 -4202 Phone
563- 589 -4205 Fax
CITY OF ASBURY
5080 Asbury Road
Asbury, IA 52002 -2522
Iowa Department of Natural Resources
Office of Watershed Improvement Plans
Re: Watershed Management Authority Board
October 17`h, 2011
Dear Mr. Berckes
City Hall 563/556 -7106
Public Works 563/556 -6410
Fax 563/556 -2001
This letter is to inform you of our commitment to support the proposed Watershed Management
Authority Board (WMAB). We feel that working together to tackle water quality issues on a watershed
level will be the most effective way to move forward and create lasting solutions.
We look forward to working with The City of Dubuque, Dubuque County, and other agencies to create
and manage our watershed.
incer:ly,
Jam_. gams, Mayor
City of Asbury
Erie Manternach
emanternaob @dbqco.org
Wayne Demurer
wdemmer @dbq.org
Daryl Klein
dklein @dbeco.org
October 17, 2011
2141ae County
e04zd o StperVii0rJ
COURTHOUSE - 720 CENTRAL AVENUE
DUBUQUE, IOWA 52001 -7079
www.dubuquecounty.org
Iowa Department of Natural Resources
Office of Watershed Improvement Plans — Jeff Berckes
Re: Letter of Support for Watershed Management Authority
Greetings:
Phone: 563 -589 -4441
Fax: 563-587-3836
On behalf of the Dubuque County, we would like to express our firm support for the creation of
a watershed management authority board. Dubuque County strongly feels that establishing a
watershed management authority board will help enable city and county leaders to better
protect and sustainably manage watersheds in Dubuque County.
We believe that working together on more of a watershed based approach and creating a
watershed management plan for all of Catfish Creek will enhance our water quality and
quantity challenges.
The County will designate at least one person to join the watershed management authority
board, and will continue working together with other communities in Dubuque to better
protect our watersheds.
Sincerely,
/,.fJGLG//I'IR.i-
Wayne Demmer, Chairperson
Dubuque County Board of Supervisors
Lobuque Soil 84 ` e ';:Ater
Conservation istrict
210 Bierman
Epworth IA 52045 -9529
Phone: (563)876 -3418, #3
Fax: (563)876 -3653
www. dubuqueswcd. ora
To protect, conserve and restore the natural resources of Dubuque County for
present and future generations by actively seeking resources and partnerships to
promote Soil Conservation and improve Water Quality.
October 20, 2011
To: Iowa Department of Natural Resources — Division of Watershed Management
Re: Letter of Support for Watershed Management Authority
To the Watershed Management Authority Grant Review Committee:
On behalf of the Dubuque Soil and Water Conservation District, we would like to offer
our full support for the creation of a watershed management authority board. This past
year, the Dubuque Soil and Water Conservation District partnered with the City of
Dubuque and Dubuque County to create a local urban conservation program. This was
done to better address watershed concerns in Catfish Creek and help with technical
support for many new urban Best Management Practices (BMPs). The district feels that
creating a watershed management authority board fits well with our current urban
conservation program and help bring additional stakeholders and community leaders
together to address water quality and quantity issues.
The district realizes the importance of working on more of a watershed based approach,
thus creating a formal watershed management authority board and working towards a
watershed management plan for Catfish Creek will significantly help manage
watersheds in Dubuque County.
The district will participate in this process by contributing our urban conservationist
time and will serve as a watershed authority board member(s).
Sincerely,
Mel Wilgenbush, Chairperson
Equal Opportunity Employer and Provider
IOWA ECONOMIC DEVELOPMENT AUTHORITY
200 East Grand Avenue I Des Moines, Iowa 50309 USA I Phone: 515.725.3000
iowaeconomicdevelopment.com
November 14, 2011
The Honorable Roy D. Buol, Mayor
City of Dubuque
City Hall - 50 West 13th Street
Dubuque, IA 52001
SUBJECT: Contract Recipient: Dubuque
Contract Number: 08- DRIFWP -203
Dear Mayor Buol:
I am pleased to inform you that the Iowa Economic Development Authority ( "IEDA ") has awarded the City of
Dubuque a Community Development Block Grant (CDBG ") in an amount not to exceed $24,500 for Watershed
Management Authority Phase I Grant. IEDA has received these funds from the United States Department of
Housing and Urban Development ( "HUD ") under the Supplemental Appropriations Act of 2008 (Pub. L. 110 -252)
and under the Consolidated Security, Disaster Assistance, and Continuing Appropriations Act of 2009 (Pub. L.110-
329) under the CDBG Program in order to assist in the recovery from the 2008 floods.
This award is conditioned on the receipt of funds from HUD for the approved project in the previous paragraph.
Your contract with respect to this award (the "Contract ") will have an effective date of the later of November 14,
2011 or the date it is fully signed. The Contract between Dubuque and IEDA will be following shortly. Upon its
receipt, please review the document thoroughly, and sign and return it to IEDA. With the Contract's return we will
execute and return a copy for your files. The receipt of this award is conditioned on compliance with the provisions
of the CDBG program for the activity described above and with the Contract.
The applicant must follow all regulations pertaining to Environmental Review per 24 CFR Part 58. For
assistance in this regard, please contact Benton Quade @ 515 - 725 -3073. Benton.Quade a.iowa.gov
IF ANY CONDITIONS CONTAINED IN THIS LETTER ARE NOT SATISFIED IN THE SOLE DISCRETION OF
IEDA, OR THE CONTRACT IS NOT FULLY EXECUTED BY DECEMBER 31, 2011, THIS AWARD OF FUNDS
SHALL BE RESCINDED, AND NULL AND VOID, AND NO REIMBURSEMENT IS AVAILABLE FOR ANY
COSTS INCURRED BY THE CONTRACT RECIPIENT WITH RESPECT TO THIS AWARD.
If you have any questions, please contact your project manager, Joseph Bohlke at (515) 725 -3011 or
Joseph.Bohlke@iowa.gov.
IEDA looks forward to working with Dubuque on this Watershed Management Authority Phase I Grant once all
conditions to the award have been met and the contract is fully executed.
Sincere)
Debra V. Durham
Director
cc: Dean Mattoon CESSWI
File
Governor Terry E. Branstad ( Lt. Governor Kim Reynolds Director Debi V. Durham
Please have an authorized representative sign this page and return it to the attention of:
Project Manager: Joseph Bohlke at IEDA.
Retain the Award Letter for your files.
Dubuque, acting by and through its duly authorized officers, hereby accepts the award described in this letter (the
"Award "), acknowledges that receipt of this Award is contingent upon the satisfaction of all conditions of the CDBG
Program and the execution of the Contract, and agrees to be bound by all program requirements of the CDBG
Program for disaster recovery, IEDA guidelines and the Contract with respect to this Award.
Dubuqu Contra; t Numb r: 08- DRIFWP -203
By:
Name: Roy D. Buol
Title Mayor
RESOLUTION NO. 406 -11
AUTHORIZING ACCEPTANCE OF A COMMUNITY DEVELOPMENT BLOCK GRANT
AWARD IN THE AMOUNT OF $24,500 FOR THE CREATION OF A WATERSHED
MANAGEMENT AUTHORITY BOARD FOR THE CATFISH CREEK WATERSHED
Whereas, the City of Dubuque's MS4 permit requires the preparation and
implementation of a watershed management plan for the Catfish Creek Watershed; and
Whereas, the Catfish Creek Watershed Basin extends beyond the City limits and
the health of the watershed is impacted by what occurs both inside and outside the City
limits; and
Whereas, a Watershed Management Authority Board (WMAB) would help to meet
the above requirements; and
Whereas, a (WMAB) will allow the City to compete for a future grant to create a
watershed management plan; and
Whereas, the City of Dubuque submitted an application (the "Application ") to the
Iowa Economic Development Authority (IEDA) through the Iowa Department of Natural
Resources (IDNR) requesting assistance in financing for the creation of a WMAB; and
Whereas, the IDNR reviewed the Application and the IEDA made a determination to
award the City of Dubuque a grant; and
Whereas, it is in the best interest of the City of Dubuque to accept the grant award.
NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
DUBUQUE, IOWA:
The City Manager is hereby recognized as the City's authorized representative and
thereby authorized to accept the award on behalf of the City as required for the City's
receipt of $24,500 for the purpose of creating a WMAB for the Catfish Creek Watershed.
Passed, approved and adopted this 5th day of December 20, 1.
Attest
Kev in
�• y
. Firnstahl, Ci
Cle
o/o
Roy D. Buol, Mayor
Masterpiece on the Mississippi
MEMORANDUM
Dubuque
All-America City
2007
TO: Michael C. Van Milligan, City Manager
FROM: Gus Psihoyos, City Engineer
SUBJECT: Grant Opportunity - Watershed Management Authority Board
DATE: October 20, 2011
INTRODUCTION
The purpose of this memo is to inform you of the City's application for grant funds to
form a Catfish Creek Watershed Management Authority Board which would include The
City of Dubuque, Dubuque County, The Dubuque Soil and Water Conservation District,
and other local relevant organizations.
BACKGROUND
Last month, the IDNR announced a grant opportunity to form watershed management
authority boards that would serve as an advisory board for cities and counties. This
would be done through a 28E agreement between interested and /or relevant
organizations. The boards would consist of representatives from all "political
subdivisions" in a select watershed, and possibly other representatives from other
relevant organizations within the watershed. While we have already established a 28E
agreement for the purposes of an Urban Conservation position, the proposed 28E
agreement would be to establish a Watershed Management Authority Board. This board
would serve in an advisory capacity to establish best management practices and
promote awareness within the watershed.
DISCUSSION
The Grant would secure up to $30,000 for the purpose of establishing a 28E agreement
between the watershed authorities. In the event that a 28E agreement is established,
another grant opportunity will be presented which would secure up to $200,000 for the
purpose of establishing a watershed management plan. This would be added to our
existing budget for developing a watershed plan and would produce a greater impact on
the watershed.
BUDGET IMPACT
The grant money will cover most of the costs to form the watershed management
authority board. In kind funds provided by the City of $4,500 would be used for partial
administration costs and for legal fees for the City Attorney to review the 28E
agreement.
ACTION TO BE TAKEN
This memo is for informational purposes only. In the event that the grant application is
successful, the City Council, and City staff would then evaluate whether or not the City
would enter into a 28E agreement with the various organizations and would be subject
to City Council approval.
Prepared by Dean Mattoon
attachments
cc: Barry Lindahl, City Attorney
Deron Muehring, Civil Engineer
Todd Shoemaker, Environmental Engineer
iVa ersh » hviariartii iriea'k: Authority l3 ant "r po hd
IOWA DEPARTMENT OF NATURAL RESOURCES — Watershed Management Authority
Grant
Project Title: Grant Application for Watershed Management Authority Establishment
Organization Submitting Application: City of Dubuque
Contact Person: Dean Mattoon
Engineering Technician
50 West 13th St
Dubuque, IA 52001
(563) 589 -4270
dmattoon[a)cityofdubuque.orq
Total Funding Requested for Phase I: $24,500
Eric Schmechel
Urban Conservationist
210 Bierman Rd
Epworth, IA 52045
(563) 876 -3418 x3
eric.schmechel(@,dubuqueswcd.org
1
Contents
Contents 2
Project Executive Summary: 3
Watershed Background 4
Support for the Watershed 6
Statement of Work 7
Schedule of Events 9
Project Costs, In -Kind, and Projected Budget 10
Conclusions 11
2
Project Executive Summary:
The City of Dubuque and Dubuque County have grown rapidly over the past few decades, and
city and county leaders have worked diligently with developers, agricultural producers, citizens,
contractors, and others to address watershed concerns. However, there is still a growing
demand and need for sustainable watershed management in our community. Having been an
established partner in the Upper Catfish Creek Watershed Project, which the Dubuque Soil and
Water Conservation District (Dubuque SWCD) recently completed, one of our main goals is to
continue working on both agricultural and urban watershed challenges. The City of Dubuque
and its partners recognize the needs and benefits of working within watershed limits, as
opposed to corporate or political boundaries. One of the first steps in doing so is to form a
watershed management authority.
Recently, the City of Dubuque, Dubuque County, and the Dubuque SWCD entered into a 28E
agreement to sustain an urban conservation program. This was done in an effort to continue
working on the Catfish Creek Watershed and work on other related watershed concerns. One
of the goals from this agreement was to begin working on more of a watershed -based approach,
thus continuing to partner with relevant organizations within the watershed boundaries.
In the next six months, the City of Dubuque, Dubuque County, and the Dubuque SWCD are
planning on using the available grant dollars to establish an official 28E agreement to form a
watershed management authority board for the HUC 10 watershed, Catfish Creek, and all of its
relevant partners. This will be done by a collective networking approach, including members
from each City involved, developers /contractors, agricultural associations, regional planning
services, non - profit organizations, conservation associations, and stakeholders involved in the
process.
3
Watershed Background
The Catfish Creek Watershed is a 46,300 acre (HUC 10 - #0706000501) watershed consisting
of The City of Dubuque, the City of Asbury, and the City of Peosta. Distinguishable features
include: industrial centers, cropland, steep bluffs, sedimentary rock outcrops, and dense forests.
The landscape transition from rolling agricultural land to cropped ridges and bluffs, surrounded
by steep, forested slopes, encompasses nearly one half of the City of Dubuque. Catfish Creek
flows eastward, beginning near the City of Peosta, and enters the Mississippi river on the south
side of the City of Dubuque, in the Mines of Spain State Park. There are five sub - watersheds (or
HUC 12's) within the Catfish Creek Watershed. These include: the North Fork, Middle Fork,
South Fork, Granger Creek, and the main stem of Catfish Creek. These sub - watersheds can be
seen on the map below.
Along with the urban area the stream encompasses, the creek meanders through the three
significant natural resources within the watershed, Swiss Valley Park, the Swiss Valley Nature
Preserve, and the Mines of Spain State Park. These areas are managed by both the Dubuque
County Conservation Board and the Iowa Department of Natural Resources, and attract over
380,000 users per year. According to DNR's 305(d) report, a portion of the creek within the
park and preserve is classified as a Class B(CW) stream. This section of stream is classified as
cold -water and has naturally reproducing trout (one of only 30 streams in Iowa with this
capability). The recreational activities in the Catfish Creek watershed are abundant. Forming an
official watershed management authority board will allow public and private stakeholders and
policy leaders to effectively create sustainable watershed management policies and practices.
Catfish Creek Watershed Land Usage, 2011 (Approximate Numbers)
Land Use
Number of Acres
Percentage of Watershed
Residential
12,500 Acres
27%
Commercial
3,900 Acres
8%
Agricultural
27,300 Acres
59%
Industrial
1,200 Acres
3%
Parks /Preserves
1,400 Acres
3%
Total
46,300 Acres
100%
This past year, the Dubuque SWCD completed a watershed project on the Upper portions of
Catfish Creek. This project implemented a great deal of conservation practices, but also
created a sense of awareness and raised levels of interest from both public and private sectors.
While the Upper Catfish Creek project was a very successful watershed project, its main focus
was the cold -water section of Catfish Creek, (located in the headwaters of Catfish Creek), which
is approximately 9300 acres. With information and education that was provided to the
community from this project, the City of Dubuque feels it is ready to begin working on a larger
scale, and encompass the entire watershed.
4
watershed l.illarn ,life t plfil r, r,i Pair., Proposal
Catfish Creek Watershed Maps
Below are the five branches that make
up Catfish Creek.
From top to bottom they are:
1. North Fork
2. Middle Fork
3. South Fork
4. Catfish Fork
5. Granger Creek
Little Maquoketa River
i(Xianget GteekBasin
/
5
Support for the Watershed
Support for and interest to form a watershed management authority has been outstanding. The
following political subdivisions and relevant organizations are those who have been identified to
date to be included in the watershed management authority:
• The City of Dubuque (Both Planning Services Members and Engineering Members)
• Dubuque County (Both Engineering and Planning /Zoning and Board of Supervisors)
• The City of Asbury
• The City of Peosta
• The Dubuque Soil and Water Conservation District
• The Dubuque County Conservation Board
• Friends of the Mines of Spain
• Iowa Department of Natural Resources
• East Central Intergovernmental Association
• Mississippi River Museum
• Gronen Restoration Development Group
• Farm Bureau Dubuque Chapter
• Audobon Society Chapter
• Green Dubuque
The City of Dubuque, Dubuque County, and the Dubuque SWCD feel that a working watershed
management authority will be an effective, practical board consisting of 12 -14 members from
the organizations listed above. Letters of support are included from some of the political
subdivisions within the watershed.
6
Statement of Work
Following the RFP in the grant application process, the City of Dubuque has identified and
addressed the following:
1. Add value to watershed management
For the past few years, the City of Dubuque and its partners have been discussing ways to
prioritize and analyze sustainable watershed management. In 2008, the City of Dubuque
mailed out approximately 18,000 watershed surveys to City of Dubuque residents to get a
better understanding of how citizens view watersheds. One of the most returned comments
indicated ways that other individuals, organizations, and communities impacted the view of
their favorite waterway. One of these comments read: "It doesn't really matter what the City
of Dubuque does to clean up their water until Dubuque County and its other small cities
begin to do something." As we started analyzing these comments, a question started to
become more and more recurrent, "How can we (the City of Dubuque) start working on
watershed goals in a more regional scale ?" In working with the Dubuque SWCD and the
Upper Catfish Creek Watershed coalition, several discussions took place that centered on
this theme. By creating a watershed management authority, the City of Dubuque and its
partners strongly feel we can successfully begin working and communicating effectively in
dealing with watershed concerns. In doing so, water quality will be improved, flooding
concerns will be better addressed, and people's perception of Catfish Creek will improve,
thus increasing the value of the stream and the quality of life in Dubuque.
2. Encourage comprehensive, multi- objective planning
By having twelve different entities /organizations involved in a watershed management
authority, it will create and establish several different goals and objectives for the watershed.
When researching the Catfish Creek watershed, one of our priorities was in establishing a
multi- faceted board, thus covering a broad range of watershed concerns and topics. Catfish
Creek is always in a constant stage of change. Its land use ranges from agricultural,
residential, commercial, and industrial, thus creating land use changes that impact our
watershed on a yearly, monthly, and even daily basis. The City of Dubuque and its partners
feel it would get the most comprehensive, balanced approach by creating a board that looks
at watershed concerns from several different angles. We don't want to just include political
subdivisions in the watershed, but rather go beyond that, and create a board that has
several important stakeholders in the watershed.
3. Demonstrate long term sustainability (20 years +)
Currently, the City of Dubuque, Dubuque County and several smaller communities are
working on a regional comprehensive smart plan for Dubuque County. This consortium
meets twice a month to discuss relevant topics pertaining to smart, sustainable, growth for
the area. The goal of this new regional smart plan is to work on more of a community -wide
basis in dealing with sustainable land use in the area. While there are 13 planning elements
(ranging from community facilities and transportation to land use and natural resource
protection), watershed management was created as its own chapter, thus highlighting the
importance of creating and establishing sustainable watershed management principles from
a regional, comprehensive approach. By creating a watershed management authority and
having a working consortium of planners and political subdivisions that implement new
smart plan strategies across the community; sustainable, long -term goals will be met. The
City of Dubuque and its partners feel that the Catfish Creek Watershed management
7
authority will set a new standard, and serve as an excellent example to other communities
both locally and statewide in dealing with long -term sustainable watershed management. A
long term goal for the City of Dubuque would be to increase watershed management
principles and practices to an even a larger watershed scale, going to a HUC -8 level. The
City of Dubuque also plans on continuing to work and partner with additional watersheds in
the community once the board is established.
4. Establish new or expanded watershed entities
As mentioned before, Catfish Creek is a HUC -10 watershed consisting of several different
land uses. It was chosen for many reasons. However, one of the main goals was working in
a watershed which the community valued both recreationally and industrially. We also felt its
size was practical and feasible for a watershed management authority to tackle its problems.
Currently, the City of Dubuque has a 28E agreement with the Dubuque SWCD to work on
watershed improvements and develop a local urban conservation program. While this is a
great start, the City of Dubuque realizes there are other important political subdivisions and
relevant entities that must be included to create a completely balanced watershed
management authority board. These would include other important local political
subdivisions such as: the City of Peosta, the City of Asbury, and the East Central Inter-
governmental Association. The City also feels by including other relevant entities that have
a stake in the watershed, it will help to strengthen a formal watershed management authority
board and create a more dynamic range of watershed related topics to be addressed.
5. Encourage inclusivity among Political Subdivisions
The City of Dubuque, Dubuque County, and the Dubuque SWCD will clearly invite all
political subdivisions within the Catfish Creek watershed. As stated earlier, the City of
Dubuque will be inviting 12 -14 entities to be included on the watershed management
authority.
6. Leverage funding, in -kind services, leadership, and networks
See page 10 — Project Costs, In -Kind, and Projected Budget
7. Address a watershed at least HUC -12 in size
See Watershed Background (Page 4)
8
Schedule of Events
Task
Projected Completion Date
Organize and plan a meeting with selected political subdivisions
and relevant organizations to discuss the watershed
management authority.
12 -31 -11
Present watershed management authority information to city
councils, associations, and /or relevant boards. Communication
is essential to the success of this board, thus making sure all
board members and their supporting teams are fully aware is a
priority.
1 -31 -11
Begin to create an effective informational and
educational component for various markets.
1 -31 -11
Draft 28E agreement for all political subdivisions and relevant
organizations.
2 -28 -11
Facilitate /Coordinate a 28E agreement between all board
members and their political subdivisions /organizations to be
signed.
On -Going
Finalize 28E agreement, receive all signatures, and make sure
all board members are appointed from each organization.
4 -30 -11
Record 28E agreement, set meeting times /dates, and begin
work on watershed management plan.
5 -31 -11
9
Project Costs, In -Kind, and Projected Budget
Budget Item
Cost
In -Kind Match
Grant Dollars Requested
Facilitation /Administration
$20,000
$2,000
$18,000
Information and Educational
Outreach
$6,500
$0
$6,500
Legal Fees (City of Dubuque
attorney)
$2,500
$2,500
$0
Totals
$29,000
$4,500
$24,500
10
Conclusions
The City of Dubuque strongly feels that this would be an excellent opportunity to continue
addressing watershed challenges throughout the Catfish Creek Basin. By including all political
subdivisions in the watershed and relevant organizations to commit to a watershed authority
board, water quantity and quality issues will be more effectively prioritized and focused on
throughout the entire watershed. Already having a great deal of support, we recognize the
importance of completing a 28e agreement to form this board, and look forward to working on a
watershed management plan for Catfish Creek in the near future.
11
Masterpiece on the Mississippi
Jeff Berckes, Issuing Officer
Department of Natural Resources
Wallace State Office Building
502 East 9th Street
Des Moines, IA. 50319
Re: Request for Proposal Number WMA- PH1 -JB
PROPOSAL CERTIFICATIONS
Dear Jeff Berckes:
Engineering Department
City Hall
50 W. 13th Street
Dubuque, Iowa 52001
563.589.4270
563.589.4205 (fax)
www.cityofdubuque.org
October 11, 2011
I certify that the contents of the Proposal submitted on behalf of The City of
Dubuque (Applicant) in response to the Department of Natural Resources
Request for Proposal Number WMA - PHI -JB for the formation of a Watershed
Management Authority are true and accurate. I also certify that Applicant has not
knowingly made any false statements in its Proposal.
Certification of Independence
I certify that I am a representative of Applicant expressly authorized to make the
following certifications on behalf of Applicant. By submitting a Proposal in
response to the RFP, I certify on behalf of the Applicant the following:
1. The Proposal has been developed independently, without consultation,
communication or agreement with any employee or consultant to the IDNR or the
IEDA or with any person serving as a member of the evaluation committee.
2. The Proposal has been developed independently, without consultation,
communication or agreement with any other Applicant or parties for the purpose
of restricting competition.
3. Unless otherwise required by law, the information found in the Proposal has
not been and will not be knowingly disclosed, directly or indirectly prior to IEDA's
issuance of the Notice of Intent to Award the contract.
4. No attempt has been made or will be made by Applicant to induce any other
Applicant to submit or not to submit a Proposal for the purpose of restricting
competition.
5. No relationship exists or will exist during the contract period between Applicant
and the IDNR or the IEDA or any other State agency that interferes with fair
competition or constitutes a conflict of interest.
Certification Regarding Debarment
6. I certify that, to the best of my knowledge, neither Applicant nor any of its
principals: (a) are presently or have been debarred, suspended, proposed for
debarment, declared ineligible, or voluntarily excluded from covered transactions
by a Federal IEDA or State Agency; (b) have within a three year period preceding
this Proposal been convicted of, or had a civil judgment rendered against them
for commission of fraud, a criminal offense in connection with obtaining,
attempting to obtain, or performing a public (federal, state, or local) transaction or
contract under a public transaction, violation of antitrust statutes; commission of
embezzlement, theft, forgery, falsification or destruction of records, making false
statements, or receiving stolen property; (c) are presently indicted for or
criminally or civilly charged by a government entity (federal, state, or local) with
the commission of any of the offenses enumerated in (b) of this certification; and
(d) have not within a three year period preceding this Proposal had one or more
public transactions (federal, state, or local) terminated for cause.
This certification is a material representation of fact upon which the IEDA has
relied upon when this transaction was entered into. If it is later determined that
Applicant knowingly rendered an erroneous certification, in addition to other
remedies available, the IEDA may pursue available remedies including
suspension, debarment, or termination of the contract.
Certification Regarding Registration, Collection, and Remission of Sales
and Use Tax
7. Pursuant to Iowa Code sections 423.2(10) and 423.5(8) (2009) a retailer in
Iowa or a retailer maintaining a business in Iowa that enters into a contract with a
state agency must register, collect, and remit Iowa sales tax and Iowa use tax
levied under Iowa Code chapter 423 on all sales of tangible personal property
and enumerated services. The Act also requires Applicants to certify their
compliance with sales tax registration, collection, and remission requirements
and provides potential consequences if the certification is false or fraudulent.
By submitting a Proposal in response to the (RFP), the Applicant certifies the
following: (check the applicable box)
❑ Applicant is registered with the Iowa Department of Revenue, collects, and
remits Iowa sales and use taxes as required by Iowa Code Chapter 432; or
❑ Applicant is not a "retailer" or a "retailer maintaining a place of business in this
state" as those terms are defined in Iowa Code subsections 423.1(42) and (43).
Applicant also acknowledges that the IEDA may declare the Applicant's Proposal
or resulting contract void if the above certification is false. The Applicant also
understands that fraudulent certification may result in the IEDA or its
representative filing for damages for breach of contract in additional to other
remedies available to IEDA.
Sincerely,
Dean Mattoon CESSWI
City of Dubuque Engineering Department
City Hall
50 West 13th Street
Dubuque, IA 52001
dmattoon(@cityofdubu ue.or
563 - 589 -4202 Phone
563- 589 -4205 Fax
1' I'Y OF ASHY
5080 Asbury Road
Asbury, IA 52002 -2522
Iowa Department of Natural Resources
Office of Watershed Improvement Plans
Re: Watershed Management Authority Board
October 17`h, 2011
Dear Mr. Berckes
City Hall 563/556 -7106
Public Works 563/556 -6410
Fax 563/556 -2001
This letter is to inform you of our commitment to support the proposed Watershed Management
Authority Board (WMAB). We feel that working together to tackle water quality issues on a watershed
level will be the most effective way to move forward and create lasting solutions.
We look forward to working with The City of Dubuque, Dubuque County, and other agencies to create
and manage our watershed.
incer:ly,
Jam ams, Mayor
City of Asbury
Eric Manternach
emanternach @dbeco.org
Wayne Demmer
wdernrner @dbq.org
Daryl Klein
dklein @dbeco.org
October 17, 2011
.1udx Cunt
eOWdd'
o SuperviorJ
COURTHOUSE - 720 CENTRAL AVENUE
DUBUQUE, IOWA 52001 -7079
w ww, dubuquec ou nty. org
Iowa Department of Natural Resources
Office of Watershed Improvement Plans —Jeff Berckes
Re: Letter of Support for Watershed Management Authority
Greetings:
Phone: 563 -589 -4441
Fax: 563 -587 -3836
On behalf of the Dubuque County, we would like to express our firm support for the creation of
a watershed management authority board. Dubuque County strongly feels that establishing a
watershed management authority board will help enable city and county leaders to better
protect and sustainably manage watersheds in Dubuque County.
We believe that working together on more of a watershed based approach and creating a
watershed management plan for all of Catfish Creek will enhance our water quality and
quantity challenges.
The County will designate at least one person to join the watershed management authority
board, and will continue working together with other communities in Dubuque to better
protect our watersheds.
Sincerely,
(Z9JYWPWI.
Wayne Demmer, Chairperson
Dubuque County Board of Supervisors
u Soil & er
Co is rvatio bistrik.t
210 Bierman
Epworth IA 52045 -9529
Phone: (563)876 -3418, #3
Fax: (563)876 -3653
www. dubuqueswcd. orq
To protect, conserve and restore the natural resources of Dubuque County for
present and future generations by actively seeking resources and partnerships to
promote Soil Conservation and improve Water Quality.
October 20, 2011
To: Iowa Department of Natural Resources — Division of Watershed Management
Re: Letter of Support for Watershed Management Authority
To the Watershed Management Authority Grant Review Committee:
On behalf of the Dubuque Soil and Water Conservation District, we would like to offer
our full support for the creation of a watershed management authority board. This past
year, the Dubuque Soil and Water Conservation District partnered with the City of
Dubuque and Dubuque County to create a local urban conservation program. This was
done to better address watershed concerns in Catfish Creek and help with technical
support for many new urban Best Management Practices (BMPs). The district feels that
creating a watershed management authority board fits well with our current urban
conservation program and help bring additional stakeholders and community leaders
together to address water quality and quantity issues.
The district realizes the importance of working on more of a watershed based approach,
thus creating a formal watershed management authority board and working towards a
watershed management plan for Catfish Creek will significantly help manage
watersheds in Dubuque County.
The district will participate in this process by contributing our urban conservationist
time and will serve as a watershed authority board member(s).
Sincerely,
Mel Wilgenbush, Chairperson
Equal Opportunity Employer and Provider