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Fiscal Year 2013 Tax Increment Financing Annual ReportMasterpiece on the Mississippi TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: FY 2013 Annual Tax Increment Financing Report DATE: December 9, 2011 Dubuque kraal All- America City 'I'll®, 2007 Budget Director Jennifer Larson has provided the Annual Tax Increment Financing Report that has been filed with Dubuque County Auditor Denise Dolan. Michael C. Van Milligen MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Jennifer Larson, Budget Director Masterpiece on the Mississippi TO: December 8, 2011 Michael C. Van Milligen, City Manager Kevin Firnstahl, City Clerk Ken Tekippe, Finance Director David Heiar, Economic Development Director FROM: Jennifer Larson, Budget Director SUBJECT: FY 2013 Annual Tax Increment Financing Report Dubuque karil All- America City 'III 2007 The Annual Tax Increment Financing Report for FY 2013 has been filed with Dubuque County Auditor Denise Dolan pursuant to the Code of Iowa, Section 403.19(2). This report includes all cumulative expenditures eligible for tax increment reimbursement for each TIF district, and reflects the total tax increment cumulative revenue received through FY 2011 and the amount estimated to be received in FY 2012. Should you have questions on the attached report, please feel free to contact me. Thank you. JML Attachment cc: Barry Lindahl, City Attorney (w /o attachment) Cindy Steinhauser, Assistant City Manager (w /o attachment) CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified*: $ 3,455,736 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 Signatute of Authorized Official 563 -589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 1 Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Internal Loan - County Farm Industrial Site Development Additional expenses for Consultant Services, Legal Fees, and Abstracting. L'X' this box if a rebate agreement. List administrative details on lines above. 2. Economic Development Agreement - Spec Building Welter Development Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 3. Economic Development Agreement - Tri- States (Heller Family Realty) Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 4. Economic Development Agreement - Scher Real Estate (Dubuque Screw) Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 5. Economic Development Agreement - Kendall Hunt Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: 07/01/2011 Total Amount: 1,947 07/01/2011 4,842 07/01/2011 46,842 07/01/2011 51,745 07/01/2011 22,834 If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Total For City TIF Form 1.1 Page 1: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. 128,209 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 2 Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: Date Approved *: 6. 07/01/2011 7. Economic Development Agreement - Medline Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. Economic Development Agreement - Hormel Foods Economic Development Grant for 10 years beginning 2012 with no maximum 'X' this box if a rebate agreement. List administrative details on lines above. 8. Economic Development Agreement - Vanguard Economic Development Grant for 10 years beginning 2011 with no maximum 'X' this box if a rebate agreement. List administrative details on lines above. 9. Economic Development Agreement - Spiegel Spec Building Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 10. TIF Bond - South Siegert Farm 15 year amoritizatoin X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 3. Total Amount: 1,484,324 07/01/2011 851,200 07/01/2011 435,005 07/01/2011 4,761 07/01/2011 497,133 Total For City TIF Form 1.1 Page 2: 3,272,423 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 3 Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 11. Economic Development Agreement - TM Logistics Economic Development Grant for 10 years beginning 2013 with no maximum 'X' this box if a rebate agreement. List administrative details on lines above. 12. Economic Development Agreement - McGraw Hill Corporation Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 13. Economic Development Agreement - Giese 14. 15. Increased assessed value which increased rebate payment L'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: 07/01/2011 Total Amount: 34,966 07/01/2011 17,068 07/01/2011 3,070 El'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Total For City TIF Form 1.1 Page 3: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. 55,104 CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Internal Loan - County Farm Industrial Site Development: Interest Earnings Received 2008 Tax Exempt Bonds North Siegert Farm Development: RISE Grant Economic Development Agreement - P &L Ventures (National Dentex): Decreased assessed value Economic Development Agreement - Giese Properties II: Decreased assessed value Economic Development Agreement - Arts Way: Decreased assessed value Total Reduction In Indebtedness For This Urban Renewal Area: Dated this 1st day of Amount Reduced: 16,487 227,266 3,721 2,670 217,214 467,358 December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE CITY FUNDING FY SOURCE AMOUNT USE OF DOLLARS 1 METRIX COMPANY 1988 Urban Renewal TIF Rev. Note No. 1 1988 TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $125,000.00 29,722.00 $154,722.00 ($154,722.00) $0.00 2 NORDSTROM DISTR. 1991 108 Loan from HUD $1,000,000.00 CENTER dated 3 -5 -91 379,188.00 Loan repayments 37,858.00 have been completed (4,974.00) (300,000.00) 2000 Loan Repay- Dub.lnfuturo 190,000.00 TOTAL PROJECT $1,302,072.00 LESS TIF REVENUE TO DATE ($1,302,072.00) PROJECT REMAINING $0.00 3 RADFORD RD RECONSTR. 1997 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 4 PRECISION TOOL 1999 2000 approved 4 -1 -96 2001 2002 2003 2004 2005 TIF Revenue Obligation TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 5 WEBER PAPER COMPANY 1999 TIF Revenue Obligation 2000 approved 11 -17 -97 2001 2003 2003 TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 6 COUNTY FARM INDUSTRIAL 1997 SITE DEVELOPMENT 1998 1998 1998 1999 1999 1999 1999 1999 1999 2000 2000 2000 2000 2000 2000 2000 2000 2000 2000 2001 2001 2001 2001 Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds RISE Grant Sales Tax Refund Reimbursement General Land Contract Advance from City Fds Advance from City Fds Sales Tax Refund Insurance Claim /Other Advance from City Fds Land Contract Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds TIF Payments Land Contract Legal Services Damage Claims $238,516.00 $238,516.00 ($238,516.00) $0.00 19,166.67 20,928.00 17,358.00 16,924.00 13,974.95 14,417.65 $102,769.27 ($102,769.27) $0.00 $30,000.00 33,950.00 33,332.00 35,100.00 17,618.00 $150,000.00 ($150,000.00) $0.00 $197,895.97 177,024.00 7,500.47 328,391.95 (349,583.00) (26,253.00) (57,000.00) 59,642.00 27,724.00 5,622,487.70 (63,729.00) (9,474.00) 1,012.98 59,642.00 105,789.01 1,583.71 3,393.00 59,526.35 1,649,226.84 10,959.80 266,666.00 59,642.00 12,133.00 140,000.00 Principal Interest Principal Interest Expense Issuance Expense Interest Earnings Capitalized Debt Land Acquistion Loan 11 -30 -90 Construction contract let 9 -3 -96 Economic Development Grant $115,000 Max with payments over 6 yrs Max (FY 98 -03) of $19,167/yr Final Payment Economic Development Grant $150,000 with payments over 5 yrs (FY 99 -03) of $30,000 /yr. Final Payment Land acquisition rel. expense - Seigerts Land acquisition rel. expense - Bergfelds Easement acquisition Engineering /Construction /Legal Services Interior Roads Land Contrct Payments - Seigert/Berfeld Easement acquisition Construction related expense Property Tax Land Contract Payments - Seigert/Berfeld Consultant Services Miscellaneous Services Legal Services Landscaping Contract Construction Services from Eng., CED, Consulting Engineers Alliant No Interest Loan -1st of 3 payments Land Contrct Payments - Seigert/Berfeld Grading Contractor PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. CITY FUNDING # PROJECT TITLE FY SOURCE 2001 Sales tax Refund 2001 Advance from City Fds 2001 Advance from City Fds 2001 Advance from City Fds 2001 Advance from City Fds 2001 Advance from City Fds 2002 TIF Payments 2002 Advance from City Fds 2002 Land Contract 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 RISE Grant 2003 Land Contract 2003 Land Contract 2003 Advance from City Fds 2003 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 TIF Payments 2004 Land Contract 2004 Land Contract 2005 Advance from City Fds 2005 Advance from City Fds 2006 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds TOTAL PROJECT $11,125,981.74 LESS TIF REVENUE TO DATE ($5,766,082.39) PROJECT REMAINING $5,359,899.35 AMOUNT (49,577.00) 22,050.00 7,257.00 270.00 312,041.00 48,084.00 266,667.00 84,000.00 57,024.00 22,877.13 44,330.50 8,931.84 1,802.84 8,032.00 114,000.00 11,051.15 70,114.89 (932.00) 41,093.50 15,857.59 16,193.14 2,423.65 583,148.07 (627,064.65) 55,946.00 616,000.00 (18,957.36) (2,424.00) 64,664.14 1,500.00 14,068.80 3,370.73 9,473.50 26,031.76 266,667.00 28,842.00 655,500.00 144.93 23,873.98 623.70 5,392.00 2,245.00 6,268.66 175.00 863.16 476.88 2,641.83 1,500.00 15,030.00 240.00 1,260.00 125.00 166.60 395.00 USE OF DOLLARS 7 MISCELLANEOUS REVENUE 1996 AND EXPENSE 1997 1998 1999 2000 2001 2002 2003 2005 2006 2007 2008 ($10,716.82) (18,184.84) (18,551.61) (16,445.37) (41,742.38) (24,358.72) (14,850.85) (7,731.02) (8,439.58) (10,479.06) (20,229.70) (16,814.15) Architectural Services Consultant Services Miscellaneous Services Construction Contract Landscaping Contract Alliant No Interest Loan -2nd of 3 payments Prepayment made 10 -00 on Baloon Payment Land Contrct Payments- Seigert/Berfeld Architectural Services Consulting Engineers Legal Services Miscellaneous City Engineering Charges Vincent McFadden - -Land Payment Construction-Buildings-Pavilion Landscaping Sales Tax Refund Consulting Engineers Legal Fees Landscaping City Engineering Charges Construction Contract Received Nov. 27, 2002 Land Contract Payment Balloon Payment - Seiger Farm Sales Tax Refund Alliant Payment -- Chavanelle Rd Legal Fees Miscellaneous Landscaping City Engineering Charges Terracon Environmental Contract Construction Contract Alliant No Interest Loan -3rd of 3 payments Land Contract Payment Balloon Payment - Bergfeld Farm Signage Legal Fees Consultant Services Consultant Services Consultant Services Legal Fees Consultant Services Abstract for Lot 1 -2 Miscellaneous Legal Fees Consultant Services Native Grass Seeding Legal Fees Legal Fees Legal Fees Engineering Services Abstract Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE CITY FUNDING FY SOURCE AMOUNT 2009 (21,804.11) 2010 (17,157.56) 2011 (10,644.50) 2012 (8,503.22) YTD TOTAL PROJECT ($266,653.49) APPLIED AGAINST PROJECTS $266,653.49 $0.00 8 SPEC BUILDING -- WELTER D 2013 -14 TIF Generated Revenue 2005 Actual Taxes Paid 2006 Actual Taxes Paid 9 McGRAW HILL CORPORATION 10 GIESE 11 VESSEL SYSTEMS 12 ADAMS COMPANY 2007 2008 2009 2010 2011 2012 Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid LESS TIF REVENUE TO DATE PROJECT REMAINING 2002 Partial value on building 2013 -14 TIF Generated Revenue 2005 Actual Taxes Paid 2006 Actual Taxes Paid 2007 Actual Taxes Paid 2008 Actual Taxes Paid 2009 Actual Taxes Paid 2010 Actual Taxes Paid 2011 Actual Taxes Paid 2012 Actual Taxes Paid TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -14 TIF Generated Revenue 2005 TIF Generated Revenue 2006 TIF Generated Revenue 2007 TIF Generated Revenue 2008 TIF Generated Revenue 2009 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2004 -12 TIF Bonds -- Principal 2004 -12 TIF Bonds -- Interest 2012 -15 TIF Bonds -- Principal 2012 -15 TIF Bonds -- Interest 2006 Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING 2004 -12 TIF Bonds -- Principal 2004 -12 TIF Bonds -- Interest 2012 -15 TIF Bonds -- Principal 2012 -15 TIF Bonds -- Interest 2006 Reconciliation of Proceeds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 238,613.06 14,448.46 46,505.92 49,765.00 52,726.00 51,938.47 48,987.99 52,217.84 119,306.53 Est $674,509.27 ($435,896.21) $238,613.06 $669,381.36 293,558.96 303,534.58 344,129.24 327,234.28 326,961.74 329,480.96 329,001.80 334,690.68 Est $3,257,973.60 ($2,588,592.24) $669,381.36 $120,428.52 41,139.64 35,650.42 37,060.04 38,009.82 43,055.28 59,277.54 59,189.92 60,214.26 Est $494,025.44 ($373,596.92) $120,428.52 $85,998.71 75,072.63 54,001.29 7,823.69 2,086.91 $224,983.23 ($161,071.34) $63,911.89 $362,636.35 117,105.00 137,363.65 11,043.47 (21,590.25) $606,558.22 ($479,741.35) $126,816.87 USE OF DOLLARS Interest Earnings Interest Earnings Interest Earnings Interest Earnings Economic Dev. grant to Welter Devl. for 10 years beginning in FY 2005, no maximum Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2005, no maximum January 1, 2002 value $2,712,780 January 1, 2003 value $9,292,660 Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2005, no maximum Estimate of 10 years of TIF payments TIF borrowing of $140,000 to be repaid over 10 years Legal Fees TIF borrowing of $500,000 to be repaid over 10 years PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. CITY FUNDING # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 13 DICW EXPANSION PROJECT 2004 Advance from City Fds $105,378.75 Consulting Engineers *Ind Park /Trail & Synergy Court 2005 Advance from City Fds 175,860.63 Consulting Engineers 2005 Advance from City Fds 238,760.62 Construction Contract 2006 Advance from City Fds 1,391.27 Legal Fees 2009 Advance from City Fds 9,843.50 Consulting Engineers 2009 Advance from City Fds 41,771.08 Fill Placement 2005 -12 TIF Bonds -- Principal 805,000.00 Tax Exempt TIF borrowing of $4,270,000 2005 -12 TIF Bonds -- Interest 1,122,700.45 to be repaid over 16 years 2012 -21 TIF Bonds -- Principal 3,465,000.00 2012 -21 TIF Bonds -- Interest 910,967.49 2005 -12 TIF Bonds -- Principal 1.690.000.00 Taxable TIF horrowinn of ¶2,995,000 2005 -12 TIF Bonds -- Interest 796,381.95 to be repaid over 11 years 2012 -16 TIF Bonds -- Principal 1,305,000.00 2012 -16 TIF Bonds -- Interest 167,150.01 TOTAL PROJECT $10,835,205.75 LESS TIF REVENUE TO DATE (4,414,082.40) PROJECT REMAINING $6,421,123.35 14 THEISEN SUPPLY INC. 2007 -18 TIF bonds -- principal 2007 -18 TIF bonds -- interest 15 TRI- STATES (HELLER FAMILY REALTY) 16 P &L VENTURES (NATIONAL DENTEX) LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -17 TIF Generated Revenue 2008 TIF Generated Revenue 2009 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -18 TIF Generated Revenue 2009 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 17 SCHER REAL ESTATE 2013 -18 TIF Generated Revenue (DUBUQUE SCREW PROD.) 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 18 GIESE PROPERTIES II 19 ARTS WAY LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -19 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -20 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING $812,000.00 491,289.25 $1,303,289.25 ($578,290.00) $724,999.25 $226,384.90 13,301.98 23,308.00 30,176.60 37,468.62 45,276.98 Est. $375,917.08 ($149,532.18) $226,384.90 $100,143.75 0.00 11,209.30 14,305.38 10,585.98 Est. $136,244.41 ($36,100.66) $100,143.75 TIF borrowing of $812,000 to be repaid over 10 years Economic Dev. grant for 10 years beginning in FY 2008, no maximum Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2009, no maximum Estimate of 10 years of TIF payments $207,108.51 Economic Dev. grant 17,009.48 for 10 years beginning 23,118.14 in FY 2009, no maximum 29,586.93 Est. Estimate of 10 years of TIF payments $276,823.06 ($69,714.55) $207,108.51 $30,298.17 Economic Dev. grant 4,292.28 for 10 years beginning 2,164.15 in FY 2009, no maximum 3,822.23 Est. Estimate of 10 years of TIF payments $40,576.83 ($10,278.66) $30,298.17 $217,297.78 Economic Dev. grant 28,805.42 for 10 years beginning 31,042.54 in FY 2010, no maximum 23,725.98 Est. Estimate of 10 years of TIF payments $300,871.72 ($83,573.94) $217,297.78 PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE 20 KENDALL HUNT 21 MEDLINE CITY FUNDING FY SOURCE AMOUNT 2011 -20 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue USE OF DOLLARS LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -20 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 22 HORMEL FOODS 2013 -22 TIF Generated Revenue 2011 2012 2009 2010 2009 2010 2010 2010 2010 2011 2011 TIF Generated Revenue TIF Generated Revenue RISE Grant RISE Grant Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING 23 DICW EXPANSION PROJECT 2009 "N. Siegert Farm 2009 2009 2009 2009 2009 2010 2011 2012 2009 -12 2009 -12 2009 -21 2009 -21 2009 -12 2009 -12 2011 -16 2011 -16 2010 -11 2010 -11 2011 -29 2011 -29 Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinici pal TIF Bonds -- Interest LESS TIF REVENUE TO DATE PROJECT REMAINING 24 SPIEGEL SPEC BUILDING 2012 -21 TIF Generated Revenue 2010 Advance from City Fds 2011 Advance from City Fds 2012 Advance from City Fds 25 VANGUARD LESS TIF REVENUE TO DATE PROJECT REMAINING 2011 -21 TIF Generated Revenue 2011 Advance from City Fds 2012 Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING $1,175,629.98 163,717.96 165,092.30 167,947.14 Est. $1,672,387.38 ($496,757.40) $1,175,629.98 $1,681,519.00 12,195.98 125,080.00 240,217.00 Est. $2,059,011.98 ($377,492.98) $1,681,519.00 $7,275,314.60 0.00 727,531.46 Est. ($2,120.00) ($444,791.00) 209,854.92 892.42 1,575.00 8,800.00 32,784.07 25,063.10 2,668.64 $7,837,573.21 ($727,531.46) $7,11 0,041.75 $4,323.60 332,605.17 31,609.32 75,047.00 (19,825.00) (23,782.76) (8,956.73) (18.00) (227,265.66) 95,000.00 60,136.56 360,000.00 95,650.00 440,000.00 440,607.38 2,025,000.00 432,312.00 150,000.00 134,336.24 1,715,000.00 920,117.13 $7,031,896.25 ($1,320,080.18) $5,711,816.07 $248,935.52 0.00 30,588.88 31,116.94 Est. $310,641.34 ($61,705.82) $248,935.52 $353,363.52 40,470.60 41,170.44 Est. $435,004.56 ($81,641.04) $353,363.52 Economic Dev. grant for 10 years beginning in FY 2010, no maximum Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2010, no maximum Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2012, no maximum Chavenelle Ct Construction Contract Chavenelle Ct Construction Contract Chavenelle Ct Construction Contract Engineering Division Services Consulting Engineers Final Crop Payment Chavenelle Ct Construction Contract Chavenelle Ct Construction Contract Engineering Division Services Engineering Services Property Acquisitions with Improvments Construction Contract ROW Purchase Land Sales Interest Earnings Interest Earnings Reimbursement RISE Grant Tax Exempt TIF borrowing of $455,000 to be repaid over 15 years Taxable TIF borrowing of $2,465,000 to be repaid over 10 years Tax Exempt TIF borrowing of $1,865,000 to be repaid over 20 years Economic Dev. grant for 10 years beginning in FY 2011, no maximum Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2011, no maximum Estimate of 10 years of TIF payments PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE CITY FUNDING FY SOURCE AMOUNT USE OF DOLLARS 26 DICW EXPANSION PROJECT *S. Siegert Farm Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds 2012 Advance from City Fds 2011 -12 TIF Bonds -- Prinicipal 2011-12 ... __ ...,... 2012 -26 TIF Bonds -- Prinicipal 2012 -26 TIF Bonds -- Interest LESS TIF REVENUE TO DATE PROJECT REMAINING 27 TM LOGISTICS 2013 -23 TIF Generated Revenue 2012 Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING GRAND TOTAL FOR URBAN RENEWAL AREA TIF REVENUE RECEIVED TIF REVENUE OUTSTANDING $0.00 0.00 0.00 0.00 0.00 0.00 0.00 (555.81) 0.00 378,964.99 109,550.67 $497,132.77 ($9,172.92) $487,959.85 Investment Earnings Taxable TIF borrowing of $2,465,000 $34,965.80 Economic Dev. grant 0.00 Est. for 10 years beginning in FY 2011, no maximum $34,965.80 Estimate of 10 years of TIF payments $0.00 $34,965.80 $51,479,652.16 ($20,169,013.91) $31,310,638.25 CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TA)( INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Quebecor Economic Development District Urban Renewal Area Number: 31029 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified*: $ `There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Quebecor Economic Development District Urban Renewal Area Number: 31029 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Economic Development Agreement - Quebecor: Assessed Value Decrease Amount Reduced: 4,415 Total Reduction In Indebtedness For This Urban Renewal Area: 4,415 Dated this 1st day of December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone PROJECT DESIGNATION: QUEBECOR (Fund 212) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ. # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 QUEBECOR 2013 -14 TIF revenue 10 year economic rebate 2005 Actual TIF Rebate 2006 Actual TIF Rebate 2007 Actual TIF Rebate 2008 Actual TIF Rebate 2009 Actual TIF Rebate 2009 Advance from City funds 2010 Advance from City funds 2010 Actual TIF Rebate 2011 Actual TIF Rebate 2012 Actual TIF Rebate 2005 Investment Earnings 25,924.94 Est. 10 year economic development grant, no maximum 15,108.19 11,994.10 12,468.00 12,892.87 12,916.81 360.73 909.28 11,864.46 11,708.43 10,177.00 Est. (157.93) TOTAL PROJECT $126,166.88 LESS TIF REVENUE TO DATE ($107,107.92) PROJECT REMAINING $19,058.96 GRAND TOTAL FOR URBAN RENEWAL AREA $19,058.96 Legal Services Legal Services CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified*: $ 25,746 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above- stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 Signature of Authorized Official 563- 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 1 Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Economic Development Agreement - L & J Properties (Entegee) Increased assessed value increased rebate payments 2010 -2020 'X' this box if a rebate agreement. List administrative details on lines above. 2. Economic Development Agreement - Kunkel Bounds Increased assessed value increased rebate payments 2009 -2019 'X' this box if a rebate agreement. List administrative details on lines above. 3. Economic Development Agreement - Straka /Conlon Johnson Increased assessed value increased rebate payments 2010 -2020 X' this box if a "rebate agreement. List administrative details on lines above. 4. Internal Loan - Tech Park South Development 5. Signage & Abstracting 'X' this box if a rebate agreement. List administrative details on lines above. this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Date Approved*: 07/01/2011 Total Amount: 5,066 07/01/2011 6,429 07/01/2011 12,630 07/01/2011 1,621 Total For City TIF Form 1.1 Page 1: 25,746 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Internal Loan - Dubuque Tech Park Industrial Center On Site Improvements: Interest Earnings Received Maylay Holdings (Vanguard) recorded to wrong UR - Should be UR 31002 Amount Reduced: 2,865 283,297 Total Reduction In Indebtedness For This Urban Renewal Area: 286,162 Dated this 1st day of December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTERISOUTH (Fund 225) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ. # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 DUBUQUE TECH PARK INDUSTRIAL CENTER ON SITE IMPROVEMENTS 1997 Advance from City Fds $95,379.03 Engineering & Design related 1997 Advance from City Fds 76,256.03 Grading Contract 1998 Advance from City Fds 206,758.06 Construction & Design Engineering 1998 Advance from City Fds 313,740.55 Road Construction 1998 Advance from City Fds 1,991,229.77 Grading and Utilities Contract 1998 Advance from City Fds 11,883.08 Miscellaneous 1999 Advance from City Fds 16,572.92 Engineering and Legal Services 1999 Advance from City Fds 29,862.07 Consultant Services 1999 Advance from City Fds 1,350.48 Miscellaneous Services 1999 Advance from City Fds 3,252.03 Legal Services 1999 Advance from City Fds 1,156,476.53 Construction 2000 Advance from City Fds 48,677.44 Landscaping 2000 Advance from City Fds 12.76 Miscellaneous 2000 Advance from City Fds 2,820.23 Legal Fees 2000 Advance from City Fds 20,000.00 Payment to Other Agencies 2000 Advance from City Fds 69,193.22 Construction Contract 2000 Advance from City Fds 1,010.74 Services from CED Dept 2001 Advance from City Fds 17,618.35 Legal Services 2001 Advance from City Fds 3,852.72 Consultant Services 2001 Advance from City Fds 8,162.49 Construction 2001 RISE Grant (179,645.00) Interior Roads 2002 Advance from City Fds 16,472.00 Legal Services 2002 Advance from City Fds 4,778.00 Legal Services 2002 Advance from City Fds 784,803.00 Construction 2003 Advance from City Fds 1,215.95 Legal Services 2007 Advance from City Fds (13,774.66) Investment Earnings 2008 Advance from City Fds (2,487.49) Investment Earnings 2007 Advance from City Fds 2,245.00 Legal Services 2007 Advance from City Fds 5,732.00 Eng. Div. Services 2007 Advance from City Fds 1,255.00 Consultant Services 2007 Advance from City Fds 4,227.00 Miscellaneous Services 2008 Advance from City Fds 250.00 Abstracting 2008 Advance from City Fds 60,734.00 Signage 2008 Investment Earnings (4,536.29) 2009 Investment Earnings (4,608.42) 2010 Investment Earnings (3,885.98) 2011 Investment Earnings (3,556.23) 2011 Advance from City Fds 338.49 Signage 2011 Advance from City Fds 1,282.50 Abstracting 2012 Investment Earnings (202.05) YTD TOTAL PROJECT $4,744,745.32 LESS TIF REVENUE TO DATE ($1,130,095.69) PROJECT REMAINING $3,614,649.63 2 ADVANCED DATA COMM 1999 -2011 TIF Revenue Bonds 3 -18 -99 900,000.00 Principal 10 year bond issue $900,000 530,216.00 Interest Company min. assessment (100,650.00) Debt Service Reserve Fd agreement to cover debt (65,250.00) Bond Funds for 1st 18 months debt 1999 Legal Fees 5,669.73 Legal Fees 1999 Investment Earnings (4,055.36) ADC 2000 Investment Earnings (10,435.87) ADC 2001 Investment Earnings (9,431.46) ADC 2002 Investment Earnings (6,923.75) ADC 2003 Investment Earnings (5,008.62) ADC 2004 Investment Earnings (6,844.80) ADC 2005 Investment Earnings (8,191.12) ADC 2006 Investment Earnings (6,739.60) ADC 2007 Investment Earnings (8,179.19) ADC 2008 Investment Earnings (13,280.24) ADC 2009 Investment Earnings (7,478.26) ADC 2010 Investment Earnings (5,700.56) ADC 2011 Investment Earnings (1,372.97) ADC TOTAL PROJECT $1,176,343.93 LESS TIF REVENUE TO DATE ($1,176,343.931 PROJECT REMAINING $0.00 3 HORIZON DUCARTE (CARTEGRAPH) KUNKEL BOUNDS 2000 -2011 TIF Revenue Bonds 12 -01 -99 10 year bond issue $360,000 w /min. assessment agreement to cover debt 2000 Legal Fees 2000 Investment Earnings 2001 Investment Earnings 2002 Investment Earnings 2003 Investment Earnings 2004 Investment Earnings 2005 Investment Earnings 2006 Investment Earnings 2007 Investment Earnings 2008 Investment Earnings 2009 Investment Earnings 2010 Investment Earnings 2011 Investment Earnings TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2008 -19 TIF revenue 2006 Advance from City Fds 2006 Advance from City Fds 2009 Rebate 2010 Rebate 2011 Rebate 2012 Rebate TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 5 STRAKA/CONLON JOHNSON 2012 -2021 2010 2011 2012 6 L &J PROPERTIES ENTEGEE TIF revenue Rebate Rebate Rebate TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2012 -2020 TIF revenue 2010 Rebate 2011 Rebate 2012 Rebate TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING GRAND TOTAL FOR URBAN RENEWAL AREA TIF REVENUE RECEIVED TIF REVENUE OUTSTANDING 360,000.00 222,397.00 (49,876.16) (31,680.00) 2,702.03 (2,771.75) (4,982.25) (3,518.43) (2,421.24) (2,649.94) (2,920.38) (3,439.29) (5,862.33) (5,229.74) (1,577.98) (452.37) (92.92) $467,624.25 ($467,624.25) $0.00 Principal Interest Debt Service Reserve Fd Bond Funds for 1st 18 months debt Legal Fees Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) 324,239.04 Est. 10 year economic development grant, no max Estimated Incre. Value of $1,000,000 Consultant Services Misc. Services 1,255.00 225.00 20,602.14 52,679.02 53,121.24 54,039.84 Est. $506,161.28 ($181,922.24) $324,239.04 650,718.60 Est. 74,307.52 91, 379.64 92,959.80 Est $909,365.56 ($258,646.96) $650,718.60 10 year economic development grant, no max 260,539.72 Est. 10 year economic development grant, no max 36,282.70 36,587.28 37,219.96 Est. $370,629.66 ($110,089.94) $260,539.72 $8,174,870.00 ($3,324,723.01) $4,850,146.99 CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: East 7th Street Economic Development District Urban Renewal Area Number: 31017 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 324,744 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 563- 589 -4110 Signature of Authorized Official Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 1 Urban Renewal Area Name: East 7th Street Economic Development District Urban Renewal Area Number: 31017 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: Date Approved*: 1. 07/01/2011 2. 3. 4. 5. Economic Development Agreement - Morrison Brothers Economic Development Grant for 10 years beginning FY 2012 No Maximum 'X' this box if a rebate agreement. List administrative details on lines above. l'X' this box if a rebate agreement. List administrative details on lines above. L'X' this box if a rebate agreement. List administrative details on lines above. L'X' this box if a rebate agreement. List administrative details on lines above. this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Total For City TIF Form 1.1 Page 1: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 324,744 324,744 PROJECT DESIGNATION: EAST 7TH STREET (Fund 230) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement under Section 403.19(2) PROJ. # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 MORRISON BROTHERS 1997 Advance from City Fds 1997 Advance from City Fds 2000 TIF Revenue Obligation 2001 TIF Revenue Obligation 2002 TIF Revenue Obligation 2003 TIF Revenue Obligation 2004 TIF Revenue Obligation 2005 TIF Revenue Obligation 2006 TIF Revenue Obligation 2007 TIF Revenue Obligation 2008 TIF Revenue Obligation 2009 TIF Revenue Obligation 2013 -22 TIF revenue 2012 TIF Revenue Obligation 2006 Interest Earnings TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $15,747.00 213.30 18,119.66 22,398.00 21, 928.00 19, 509.42 14,561.78 20,194.60 41, 306.40 42, 938.00 37,496.82 37, 566.44 292, 269.51 32,474.39 (32.56) $616,690.76 ($324,421.25) $292,269.51 Storm Sewer to building site Legal Services Economic Development Grant for over 10 years based on min. assessment agreement No maximum Economic Development Grant for over 10 years based on min. assessment agreement No maximum CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City' has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 1,420,031 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above- stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 Signature of Authorized Official 563 -589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Page 1 Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Downtown Loan Pool - Building Facades Additional TIF Revenue added to the loan pool for downtwon rehab f'X' this box if a rebate agreement. List administrative details on lines above. 2. Internal Loan - Greater Downtown TIF Development Additional Legal Fees & Platting El'X' this box if a rebate agreement. List administrative details on lines above. 3. Economic Development Agreement - Heartland Financial Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 4. Economic Development Agreement - McGraw Hill II Increased assessed value which increased rebate payment 'X' this box if a rebate agreement.. List administrative details on lines above. 5. Economic Development Agreement - C &B Security Building Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. Date Approved *: 07/01/2011 Total Amount: 211,758 07/01/2011 21,387 07/01/2011 4,924 07/01/2011 58,425 07/01/2011 11,775 If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Total For City TIF Form 1.1 Page 1: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. 308,268 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIE INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Page 2 Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 6. Economic Development Agreement - Hartig Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 7. Economic Development Agreement - German Bank Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 8. Economic Development Agreement - Interstate Building Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 9. Economic Development Agreement - Star Brewery Increased assessed value which increased rebate payment X' this box if a rebate agreement. List administrative details on lines above. 10. Economic Development Agreement - Star Brewery Increased assessed value which increased rebate payment X' this box if a rebate agreement. List administrative details on lines above. Date Approved *: 07/01/2011 Total Amount: 1,407 07/01/2011 917 07/01/2011 12,280 07/01/2011 26,393 07/01/2011 569,953 If more indebtedness entry lines are needed continue to Form 1.1 Page 3. Total For City TIF Form 1.1 Page 2: *"Date Approved" is the date that the local governing body initially approved the TIF indebtedness. 610,950 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Page 3 Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 11. IBM - Internal Loan Recruitment D'X' this box if a rebate agreement. List administrative details on lines above. 12. TIF Revenue Bond - 40 Main LLC 13. 14. 15. 10 year TIF bonds DX this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. DX this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Date Approved*: 07/01/2011 Total Amount: 125,000 07/01/2011 375,813 Total For City TIF Form 1.1 Page 3: 500,813 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Economic Development Agreement - Prudential Project (Cigna): Assessed Value Decrease Economic Development Agreement - Port of Dubuque Adams Company: Job Creation Not Met TIF Bond - Millwork Parking Improvements: Interest Earning Received TIF Bond - Downtown Housing Incentives: Interest Earnings Received Amount Reduced: 485 190,171 19,472 19,161 Total Reduction In Indebtedness For This Urban Renewal Area: 229,289 Dated this 1st day of December , 2011 Signature of Authorized Official 563 - 589 -4110 Telephone PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (ICE HARBOR SUB AREAS A AND B) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 ICE HARBOR 1990 -91 Advance from City Fds DEVELOPMENT Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds 1996 -99 Advance from City Fds 2000 2000 2002 2003 2004 2005 2006 2007 2007 2008 2008 2006 2006 2006 2006 2006 2006 Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE NET PROJECT 2 AMERICA'S RIVER PROJECT $394,266.00 22,152.00 6,555.00 42,106.00 171,734.00 24,042.00 662,354.00 12,847.00 36,443.00 145,556.00 17,095.00 (5,730.48) 8,981.70 (848.73) (700.42) (333.18) (609.52) (3,131.56) (1,484.70) (19,356.41) 3,817.00 6,033.00 2,000.00 59,017.00 10,000.00 37,000.00 85,810.00 2,500.00 1,317.44 $1,719,431.14 ($59,107.67) $1,660,323.47 2002 -2022 G.O. Bond Issue 12 -01 9,500,000.00 2002 -2022 G.O. Bond Issue 1 -02 2,860,000.00 2002 -2022 Interest 6,455,133.01 2002 -2022 Gaming Revenue -CIP (12,591,558.00) 2003 Private Participation (672,375.00) 2003 Advance from City Fds 855.66 2005 Advance from City Fds 1,966.80 2005 Advance from City Fds 594.72 2005 Advance from City Fds 99,778.00 2006 Advance from City Fds 73,704.00 2007 Advance from City Fds 116,996.00 2008 Advance from City Fds 132,734.00 2005 -06 TIF Bonds - Principal 0.00 2005 -06 TIF Bonds - Interest 504,526.00 TOTAL PROJECT $6,482,355.19 LESS TIF REVENUE TO DATE ($2,527,481.00) NET PROJECT $3,954,874.19 GRAND TOTAL $5,615,197.66 Land Acquisition Consulting Engineering Signage RR Relocation Sheet Piling Depot Improvements Parking Lots Pier Ramp Floodwall Improvements Cleanup and Clearance Overpass Stairs Interest Earnings Services from CED staff Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Legal Fees Legal Fees Consultant Services Stealth Racing Relocation Costs Recognition Wall Riverside Electric Service Railroad Property /Bell St. Appraisal Services Legal Services Interest exp. over life of bonds Gaming Revenue to Abate Debt County payment 1st yr interest Legal Expense Legal Expense Consultant Services Development Agreement - Platinum Development Agreement - Platinum Development Agreement - Platinum Development Agreement - Platinum Actual Principal Paid from TIF Actual Interest Paid from TIF PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 SECURITY BUILDING 1983 Urban Renewal Bonds RENOVATION 1983 Urban Renewal Bonds 1983 Urban Renewal Bonds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2 TRILOG BUILDING 3 HOTEL PROJECT 4 DOWNTOWN LOAN POOL -BLDG FACADES 1990 Advance from City Fds. 1990 Advance from City Fds. 1990 Advance from City Fds. TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 1991 108 Loan - HUD- 8 -14 -90 1992 108 Loan - HUD- 8 -14 -90 1992 108 Loan - HUD- 8 -14 -90 1993 Advance from CDBG TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 1994 Advance from City Fds 1995 Current TIF Revenue 1996 Current TIF Revenue 1998 Current TIF Revenue 1999 Current TIF Revenue 2000 Current TIF Revenue 2001 Current TIF Revenue 2002 Current TIF Revenue 2003 Current TIF Revenue 2004 Current TIF Revenue 2005 Current TIF Revenue 2007 Current TIF Revenue 2008 Current TIF Revenue 2009 Current TIF Revenue 2010 Current TIF Revenue 2011 Current TIF Revenue 2012 Current TIF Revenue TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 5 ALLEYS / STREETS / CUR 1995 Advance from City Fds RAMPS 1996 Advance from City Fds 1997 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 6 MARKET STUDY 1995 Advance from City Fds 1996 Reimburse -Main St. Ltd. TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $360,000.00 205, 787.48 (32,478.00) $533,309.48 ($533,309.48) $0.00 38,612.79 4,141.00 18,210.72 $60,964.51 ($60,964.51) $0.00 $1,200,000.00 395,139.06 (38,776.18) 58,000.00 $1,614,362.88 ($1,614,362.88) $0.00 $260,000.00 387,000.00 200, 000.00 568,000.00 365,000.00 100,000.00 100,000.00 100, 000.00 90, 000.00 25, 000.00 25, 000.00 300, 000.00 200,652.00 177,860.00 165,590.00 145,433.00 211, 758.00 $3,421,293.00 ($3,421,293.00) $0.00 $153,165.65 17,133.01 18,643.35 $188,942.01 ($188,942.01) $0.00 $29,600.00 (4,600.00) $25,000.00 ($25,000.00) $0.00 Principal Interest Capitalized Interest Temporary Parking Landscaping Building Site Impr. Principal Interest Interest Earnings Easement Purchase Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Construction costs Construction costs Construction costs Consultant Private Participation PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 7 DOWNTOWN 1996 TRAFFIC CIRCULATION 1997 1998 1999 1999 1999 2000 2001 -21 2001 -21 2001 -11 2001 -11 Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City G.O. TIF Bonds G.O. TIF Bonds -Int Exp GO TIF Bonds - Principal GO TIF Bonds - Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 8 UNDERGROUND WIRES 1997 -98 Advance from City Fds 1999 Advance from City Fds 2000 Advance from City Fds 2000 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 9 THOMPSON BUILDING 2001 TIF Funds 2003 TIF Funds 2003 TIF Funds 2004 TIF Funds 2005 TIF Funds 2006 TIF Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 10 PARKING SYSTEM EXP. 1999 Advance from City Fds 2000 Advance from City Fds 2000 Rents and Concessions 2000 Property Tax Sale Rel 2001 Environmental Testing 2007 Bond Refunding 2000 -20 GO TIF Bonds - Principal 2000 -20 GO TIF Bonds - Interest 2001 -12 GO TIF Bonds - Principal 2001 -12 GO TIF Bonds - Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 11 MISCELLANEOUS TIF FD REVENUES AND EXP. 1996 Advance from City Fds 1997 Advance from City Fds 1998 Advance from City Fds 1999 Advance from City Fds 1998 Advance from City Fds 1999 Advance from City Fds 1999/00 Advance from City Fds 2001 Advance from City Fds $35,898.73 30,287.70 9,689.82 20,272.00 191,410.00 75,820.00 129,198.88 590, 000.00 153,855.01 410,000.00 393,796.87 $2,040,229.01 ($1,296,374.00) $743,855.01 $41,032.37 77,481.63 1,830.63 17,714.03 $138,058.66 ($138,058.66) $0.00 $16,494.00 17,368.00 18, 873.62 19,642.33 21,019.57 10, 602.48 $104,000.00 ($104,000.00) $0.00 $89,977.63 314,908.27 (1,975.00) (2,310.00) 4,895.00 (5,047.00) 3,475,000.00 1, 327, 669.19 2,176, 565.50 1, 987, 896.78 $9,367,580.37 ($4,564,911.18) $4,802,669.19 ($27,418.67) (9,903.88) (915.59) (2,112.32) 988.80 (6,340.00) 3,938.90 (236.45) Circulation Study Circulation Study Circulation Study Signal Changes 8th St.Opening Eng. 8th St. Opening Const. 8th St. Opening Const. Main St Opening 5th - 9th Main St Opening 5th - 9th Actual Principal Paid Actual Interest Paid Construction Mangement Wiring Contracts (20% of total cost) Design Construction - Wiring City reimbursed 80% through Grant Economic Development Grant with payments over 10 yrs @ $10,400 /yr to a maximum of $104,000 Final Payment Appraisals, Land Acq., Demolition Merchants & Dolans Demo. Related Merchants Merchants Merchants /Dolans Sites 2006C Adv Refunding Bond Savings 20 Yr GO Bonds sold for new 3rd Street Ramp 20 year Interest expense on GO Bonds Actual Principal Paid Actual Interest Paid Interest Earnings Interest Earnings Interest Earnings Property Tax -Sale Related Legal Fees Interest Earnings Legal Fees Interest Earnings PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 2003 Advance from City Fds 2005 Combining of TIF Districts 2006 Advance from City Fds 2006 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Consultant Services 2012 Property Maintenance 2012 Legal Services 2012 Consultant Services TOTAL PROJECT LESS TIF REVENUE TO DATE 12 PRUDENTIAL PROJECT 2000 Advance from City Fds (CIGNA) 2003 Cigna Tax Payments -TIF 2004 Cigna Tax Payments -TIF 2005 Cigna Tax Payments -TIF 2006 Cigna Tax Payments -TIF 2007 Cigna Tax Payments -TIF 2008 Cigna Tax Payments -TIF 2009 Cigna Tax Payments -TIF 2010 Cigna Tax Payments -TIF 2011 Cigna Tax Payments -TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 13 COTTINGHAM & BUTLER 2004 -05 TIF revenues generated 2006 -07 by project -1st 4 yrs 100% 2008 5th Year 75% 2009 6th Year 50% 2010 7th Year 25% TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 14 BRICKTOWN 2005 TIF revenues generated 2006 -08 by project -1st 4 yrs 100% 2009 5th Year 75% TOTAL PROJECT LESS TIF REVENUE TO DATE 1,109.79 1,966.79 2,681.79 623.70 2,000.00 9,375.67 (30,229.54) (160,985.97) 58, 359.46 31, 941.25 (65,030.60) (280.00) 62,054.20 43,771.07 (8,454.40) 34,007.60 141.00 1,148.75 7,800.19 9,706.70 3,880.00 ($36,411.76) $324,111.05 $287,699.29 $1,500.00 263,198.00 264, 537.12 282,549.52 279,665.48 317,071.00 330,686.38 330,409.02 329,702.96 332,470.68 $2,731,790.16 (2,731,790.16) $0.00 $27,666.22 49, 377.00 19, 983.75 14,485.91 6,930.82 $118,443.70 ($118,443.70) $0.00 $16,934.06 61,340.54 16, 841.40 $95,116.00 ($95,116.00) Legal Fees 50% Legal Fees Legal Fees Consultant Services Plat to Vacate Alley Legal Fees Interest Earnings Interest Earnings Legal Fees Consultant Services Interest Earnings Reimbursement Legal Fees Consultant Services Interest Earnings Legal Fees Insurance Consultant Services Property Maintenance Legal Fees Consultant Services 10 years economic development grant with no maximum Historic Preservation Rebate program Defined tax rebate program over 7 yrs January 1, 2001 base value = $58,850 January 1, 2002 value = $197,690 January 1, 2003 value = $747,180 Historic Preservation Rebate program Defined tax rebate program over 8 yrs Increment value of $564,190 Foreclosed - Ended FY 2009 PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS PROJECT REMAINING $0.00 15 HEARTLAND FINANCIAL 2006 Heartland TIF Payment 2007 Heartland TIF Payment 2008 Heartland TIF Payment 2009 Heartland TIF Payment 2010 Heartland TIF Payment 2011 Heartland TIF Payment 2012 Heartland TIF Payment 2013 -15 TIF revenues generated by project over 10 yrs TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 16 KUNKEL- BRIGGS (LOWER MAIN) 17 FEDERAL BUILDING RENOVATION 18 PORT OF DUBUQUE PARKING RAMP $30,554.49 68,467.00 70,800.41 70,931.86 Economic development rebate program 70,590.03 over 10 years commencing with 71,182.60 12 -1 -05 TIF filing 72,413.52 12 -1 -05 TIF filing 217,240.56 Est. $672,180.47 ($454,939.91) $217,240.56 2004 TIF bonds -- principal $182,000.00 2004 TIF bonds -- interest 111,816.66 TOTAL PROJECT $293,816.66 LESS TIF REVENUE TO DATE ($212,360.06) PROJECT REMAINING $81,456.60 2007 Advance from City Fds $1,097.44 2007 Advance from City Fds 4,535.35 2007 Advance from City Fds 235,583.34 2007 Advance from City Fds 23,276.93 2007 Advance from City Fds 530,937.90 2007 Advance from City Fds 1,587.12 2006 Advance from City Fds 215.00 2008 Advance from City Fds 83,371.23 2008 Advance from City Fds 86,880.39 2008 Advance from City Fds 197,413.80 2008 Advance from City Fds 30,659.33 2008 Advance from City Fds 15,176.31 2008 Advance from City Fds 1,695,556.99 2008 Advance from City Fds 200,710.43 2008 Advance from City Fds 1,946.22 2008 Advance from City Fds 3,090.34 TOTAL PROJECT $3,112,038.12 LESS TIF REVENUE TO DATE ($140,988.86) PROJECT REMAINING $2,971,049.26 2007 Advance from City Fds 12.52 2007 Advance from City Fds 5,181.20 2007 Advance from City Fds 4,000.00 2007 Advance from City Fds 9,705.98 2008 Advance from City Fds 2,768.53 2008 Advance from City Fds 16,309.05 2008 Advance from City Fds 57,936.11 2009 Advance from City Fds 33,683.84 2010 Advance from City Fds 31,967.73 2011 Advance from City Fds 32,069.57 2011 Advance from City Fds 271,081.55 2011 Advance from City Fds 178,645.49 2011 Advance from City Fds 142,438.83 2009 Advance from City Fds 13,654.38 2010 Advance from City Fds 22,306.08 2009 Advance from City Fds (484,008.10) TIF bonds to be repaid over 10 years Miscellaneous Services Miscellaneous Services Consulting Services Engineering Div. Services Construction Lead Paint Inspection Construction Miscellaneous Services Consulting Services Furniture Signage Telephone Equipment Construction Services Equipment Engineering Div. Services Lead Paint Inspection Legal Notices Legal Fees Data Collection Engineering Div. Services Miscellaneous Legal Fees Engineering Div. Services Engineering Div. Services Engineering Div. Services Engineering Div. Services Legal Fees Consultant Fees Consultant Fees Legal Fees Legal Fees Interest Earnings PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 19 PORT OF DUBUQUE PARKING LOT 20 MCGRAW HILL II 21 HARTIG 22 PORT OF DBQ ADAMS COMPANY 23 GERMAN BANK 2010 Advance from City Fds 2011 Advance from City Fds 2012 Advance from City Fds 2008 Advance from City Fds 2008 Private Participation 2008 TIF bonds -- principal 2008 TIF bonds -- interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2007 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2009 Private Participation 2009 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2009 McGraw Tax Payments -TI 2010 McGraw Tax Payments -TI 2011 McGraw Tax Payments -TI 2012 McGraw Tax Payments -TI 2012 -19 McGraw Tax Payments -TI TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 Hartig Tax Payments -TIF 2011 Hartig Tax Payments -TIF 2012 Hartig Tax Payments -TIF 2012 -20 Hartig Tax Payments -TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 Adams Tax Payments -TIF 2011 Adams Tax Payments -TIF 2012 Adams Tax Payments -TIF 2013 -20 Adams Tax Payments -TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING (133,749.57) (96,330.00) (96,330.00) 6,350,000.00 (6,350,000.00) 23,025,000.00 35,841,421.88 $58,877,765.07 ($6,701,172.28) $52,176,592.79 $84.00 55,502.77 1,016.00 15,661.38 16,614.64 73, 081.00 296,223.67 5,184.26 53,604.50 (8,815.00) 19,467.66 $527,624.88 $0.00 $527,624.88 50,842.14 379, 074.22 482,630.28 490, 976.10 2,945,856.60 4,349,379.34 (1,403, 522.74) 2,945,856.60 Interest Earnings Interest Earnings Interest Earnings Construction Diamond Jo payment TIF bonds to be paid over 30 years with minimum assessment Legal Fees Consultant Services Building Plans Engineering Division Services Consultant Services Electrical Equipment Construction of Lot Engineering Division Services Landscaping Landscaping 10 years economic development grant with no maximum Est. Est. 10,088.36 10 years economic development 10,173.04 grant with no maximum 10,348.96 Est. 72,442.72 Est. 103, 053.08 (30,610.36) 72,442.72 24,119.10 10 years economic development 47,892.46 grant with no maximum 44,048.80 Est. 308,341.60 Est. 424,401.96 (116,060.36) 308, 341.60 2010 German Tax Payments -TII 6,572.44 2011 German Tax Payments -TII 6,627.62 2012 German Tax Payments -TII 6,742.22 2012 -20 German Tax Payments -TII 47,195.54 TOTAL PROJECT 67,137.82 LESS TIF REVENUE TO DATE (19,942.28) 10 years economic development grant with no maximum Est. Est. PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 24 STAR BREWERY PROJECT REMAINING 2010 Star Tax Payments -TIF 2011 Star Tax Payments-TIF 2012 Star Tax Payments -TIF 2012 -20 Star Tax Payments -TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 25 KEPHART'S BUILDING 2009 IMPROVEMENTS 2009 2009 2009 2010 2010 2009 2010 2010 TIF bonds -- principal TIF bonds -- interest Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 26 LIBRARY RENOVATIONS 2009 TIF bonds -- principal 2009 TIF bonds -- interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 27 IBM 2009 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 28 DESTINATION FOR 2010 Advance from City Fds OPPORTUNITY - GDDC TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 29 MAIN ST. STREETSCAPE 2009 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 30 MILLWORK STREETSCAP 2010 Advance from City Fds 2010 Iowa Great Places Grant 2011 Iowa Great Places Grant 2012 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 31 MILLWORK STREET REC( 2010 Advance from City Fds 2010 Advance from City Fds 47,195.54 98,964.58 10 years economic development 152,705.02 grant with no maximum 156,004.92 Est. 1,092,034.44 Est. 1,499,708.96 (407,674.52) 1, 092, 034.44 377, 055.00 129,637.91 108, 300.00 (5,421.73) (697.22) (645.00) 43, 910.00 97, 095.00 68,406.00 $817,639.96 ($127,855.72) $689,784.24 2,457,945.00 845, 083.23 $3,303,028.23 ($833,465.40) $2,469,562.83 125, 000.00 125,000.00 125,000.00 $375,000.00 $0.00 $375,000.00 100, 000.00 $100,000.00 $0.00 $100,000.00 8,751.29 $8,751.29 $0.00 $8,751.29 22,515.68 (15,331.80) (134,668.20) (20.00) 171,174.12 354.57 $44,024.37 $0.00 $44,024.37 23, 851.91 368,664.49 TIF bonds to be paid over 15 years DRA Distribution Interest Revenue Interest Revenue Reimbursement Sales Tax Construction General fund Sales Tax Construction TIF bonds to be paid over 15 years Recruitment Recruitment Recruitment Recruitment Recruitment Engineering Services Engineering Services Investment Earnings Benches /Bike Racks Engineering Services Engineering Services Consulting Services PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 2011 Advance from City Fds 2011 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 32 INTERSTATE BUILDING 2013 -21 TIF Revenue Obligation 2011 Interstate Tax Payment -T 2012 Interstate Tax Payment -T TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 33 C &B SECURITY BUILDING 2013 -21 TIF Revenue Obligation 2011 C &B Tax Payment - TIF 2012 C &B Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 34 40 MAIN LLC 35 44 MAIN LLC 36 MILLWORK PARKING 2011 -21 TIF bonds -- principal 2011 -21 TIF bonds -- interest 2011 -21 TIF bonds -- capitalized int TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 -27 TIF bonds -- principal 2010 -27 TIF bonds -- interest 2010 -27 TIF bonds -- capitalized int TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 10,775.62 121,283.35 $524,575.37 $0.00 $524,575.37 $150,558.72 $12,853.42 $18,819.84 $182,231.98 ($31,673.26) $150,558.72 $401,171.84 $49,294.07 $50,146.48 $500,612.39 ($99,440.55) $401,171.84 $610,491.84 343, 598.79 80, 037.58 $1,034,128.21 ($95,409.06) $938,719.15 $304,701.99 214, 051.61 32,298.01 $551,051.61 $0.00 $551,051.61 2011 -30 TIF bonds -- principal 2,825,000.00 IMPROVEMENTS 2011 -30 TIF bonds -- interest 1,101,330.78 2011 Advance from City Funds (15,490.00) 2012 Advance from City Funds (3,981.51) TOTAL PROJECT $3,906,859.27 LESS TIF REVENUE TO DATE ($264,511.94) PROJECT REMAINING $3,642,347.33 37 CENTRAL PARKING RAMP 2010 -29 TIF bonds -- principal 2010 -29 TIF bonds -- interest 2011 Parking Funds 2012 Parking Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 9, 310, 000.00 5,265,348.05 (415, 319.00) (472,000.00) $13,688,029.05 ($910,972.67) $12,777,056.38 38 DOWNTOWN REHAB 2011 Advance from City Fds $15,000.00 CONSULTANT 2011 Advance from City Fds $15,000.00 TOTAL PROJECT $30,000.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $30,000.00 39 ROSHEK BUILDING 2013 -21 TIF Revenue Obligation 2011 Roshek Tax Payment - TIE 2012 Roshek Tax Payment - TIE $1,677,741.44 Est $51,236.24 $209,717.68 Est Engineering Services Consulting Services Economic Dev. Agreement payments over 10 yrs Economic Dev. Agreement payments over 10 yrs TIF bonds to be repaid over 10 years Capitalized Interest TIF bonds to be repaid over 17 years TIF bonds to be paid over 20 years Investment Earnings Investment Earnings TIF bonds to be paid over 20 years Parking Funds Parking Funds Financial Consultant Financial Consultant Economic Dev. Agreement payments over 10 yrs payments over 10 yrs PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 40 73 CHS FORWARDS THE CRUST 41 VICTORY CAFE 42 JULIEN HOTEL 43 IDOT BUILDING PURCHASE TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2012 -22 TIF Revenue Obligation 2011 Crust Tax Payment - TIF TOTAL PROJECT LESS TiF REVENUE TO DATE PROJECT REMAINING 2012 -22 TIF bonds -- principal 2012 -22 TIF bonds -- interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -22 TIF Revenue Obligation 2011 Julien Tax Payment - TIF 2012 Julien Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 -16 TIF bonds -- principal 2010 Advance of City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $1,938,695.36 ($260,953.92) $1,677,741.44 $246,114.07 $0.00 $246,114.07 0.00 $246,114.07 $1,063,531.00 85, 082.00 $1,148,613.00 $0.00 $1,148,613.00 $1,952,273.34 $0.00 $216,919.26 $2,169,192.60 ($216,919.26) $1,952,273.34 $330,000.00 $105.00 $330,105.00 ($94,496.00) $235,609.00 44 DOWNTOWN HOUSING 2010 -29 TIF bonds -- principal 2,675,000.00 INCENTIVES 2010 -29 TIF bonds -- interest 1,537,047.07 2011 Advance from City Funds (14,207.68) 2012 Advance from City Funds (4,953.51) TOTAL PROJECT $4,192,885.88 LESS TIF REVENUE TO DATE ($283,149.26) PROJECT REMAINING $3,909,736.62 GRAND TOTAL FOR URBAN RENEWAL AREA LESS TIF REVENUE TO DATE PROJECT REMAINING $125,421,322.02 ($27,274,572.94) $98,146,749.08 Economic Dev. Agreement payments over 10 yrs TIF bonds to be repaid over 17 years Economic Dev. Agreement payments over 10 yrs payments over 10 yrs Economic Dev. Agreement payments over 10 yrs TIF bonds to be paid over 20 years Investment Earnings Investment Earnings CITY TIF FORM 'I - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified*: $ *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above- stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Kerper Boulevard Industrial Site Economic Development District Urban Renewal Area Number: 31015 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 6,900 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of ./7 December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Kerper Boulevard Industrial Site Economic Development District Urban Renewal Area Number: 31015 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Internal Loan - Kerper Industrial Park Development: Interest Earnings Received Amount Reduced: 12,112 Total Reduction In Indebtedness For This Urban Renewal Area: 12,112 Dated this 1st day of .r'17 December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone PROJECT DESIGNATION: KERPER BOULEVARD INDUSTRIAL PARK ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ. # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 KERPER IND. PARK DEV 1997 1998 1999 1999 2000 2000 2000 2000 2000 2000 2000 2001 2001 2001 2001 2001 2002 2002 2002 2003 2003 2003 2003 2004 2004 2004 2004 2005 2005 2006 2006 2006 2006 2006 2007 2007 2007 2008 2009 2010 2011 2012 2012 2 EAGLE WINDOW (ALLC) 2012 -12 2012 -12 2000 -12 2000 -12 2000 2000 2000 2002 2003 2004 Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds State Grant Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds Advance from City Funds TOTAL PROJECT $8,342.25 1,131,351.68 47,302.17 541,947.80 609,819.75 (92.76) 18.45 10,689.00 34,731.00 1,342.61 26,945.50 3,588.75 7,683.52 4,771.50 39,279.17 (590.11) (492,000.00) 3,194.58 3,185.00 112.50 300.00 1,144.30 (2,455.78) 450.00 801.50 33,022.50 (3,576.32) (6,345.27) 56,094.61 (4,986.02) 2,736.00 1,239.14 3,259.08 509.42 1,930.00 1,851.00 (8,543.24) (8,436.52) (8,430.94) (7,562.68) (1,620.09) (509.55) YTD 6,900.00 $2,039,393.50 LESS TIF REVENUE TO DATE ($1,124,589.22) PROJECT REMAINING $914,804.28 TIF Revenue Bond Issue - Principal TIF Revenue Bond Issue - Interest TIF Bonds - Principal TIF Bonds - Interest Proceeds to Pay Debt Proceeds for Legal Fees Legal Fees on Debt State Grant Funds Advance from City Funds Advance from City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING GRAND TOTAL TIF REVENUE RECEIVED TIF REVENUE OUTSTANDING $0.00 0.00 3,068,917.47 2,204,320.59 (443,938.06) (24,600.00) 24,600.00 (692,000.00) 313,061.00 378,939.00 $4,829,300.00 ($4,829,300.00) $0.00 $6,868,693.50 ($5,953,889.22) $914,804.28 Environmental /Taxes Env. /Dredging Legal, Engineering, Taxes Construction /Grading Construction /Grading Investment Earnings Postage Property Tax Consulting Engineers Legal Services Consultant Services Consulting Engineers Consultant Services Miscellaneous Services Construction Investment Earnings Iowa Dept. of Econ Dev. Grant Consultant services- environmental Misc. -- appraisal expense Consultant services- environmental Misc. -- appraisal expense Construction Investment Earnings Legal Services City Engineering Services Construction Investment Earnings Investment Earnings Construction -Flynn Ready Mix Rail Spur Investment Earnings Consulting Engineers Ballast for Railroad Legal Fees City Engineering Services Trees Legal Fees Investment Earnings Investment Earnings Investment Earnings Investment Earnings Investment Earnings Investment Earnings Legal Services Principal Interest Principal Paid Interest Paid Bond Funds for first 18 months debt Bond Proceeds for Legal Fees Legal Fees Iowa Dept. of Econ Dev. Grant Construction Construction CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Economic Development Agreement - Dubuque Stamp : Interest Earnings Total Reduction In Indebtedness For This Urban Renewal Area: Dated this 1 day of Amount Reduced: 3,288 3,288 December 2011 Signature of Authorized Official Telephone PROJECT DESIGNATION: BREWING AND MALTING DISTRICT (Fund 243) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 DUBUQUE STAMP 2013 -19 TIF Revenue Obligation 2009 Advance of City Funds 2011 Dubuque Stamp TIF 2011 Advance of City Funds 2012 Dubuque Stamp TIF 2012 Advance of City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING GRAND TOTAL FOR URBAN RENEWAL AREA LESS TIF REVENUE TO DATE PROJECT REMAINING $198,280.96 $852.00 $24,098.40 ($70.22) $24,785.12 ($218.30) $247,727.96 ($57,974.30) $189,753.66 $247,727.96 ($57,974.30) $189,753.66 Economic Dev. Agreement payments over 10 yrs Investment Earnings Investment Earnings CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Lake Ridge Urban Renewal Area Number: DUT76 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 2,144,150 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 Signature of Authorized Official 563- 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Lake Ridge County: Dubuque Page 1 Urban Renewal Area Number: DUT76 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Economic Development Agreement - Rose 2. 3. 4. 5. Economic Development Grant for 10 years beginning FY 2013 ❑'X' this box if a rebate agreement. List administrative details on lines above. L'X' this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. L'X' this box if a rebate agreement. List administrative details on lines above. L'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Date Approved *: 07/01/2011 Total Amount: 2,144,150 Total For City TIF Form 1.1 Page 1: 2,144,150 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. PROJECT DESIGNATION: LAKE RIDGE (FUND 231) Schedule Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 THE ROSE 2013-23 TIF Revenue Obligation $2.144,15100 Economic Dev. Agreement payments over 10 yrs TOTAL PROJECT $2.144,15I00 LESS TIF REVENUE TO DATE PROJECT REMAINING $2,144,150.00 GRAND TOTAL FOR URBAN RENEWAL AREA $2.144,150.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $2,144,150.00 CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Holy Ghost Urban Renewal Area Number: DUT75 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 550,576 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 1st day of December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Holy Ghost County: Dubuque Page 1 Urban Renewal Area Number: DUT75 (Use five -digit Area Number Assigned.by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Economic Development Agreement - Paragon 2. 3. 4. 5. Economic Development Grant for 10 years beginning FY 2013 D'X' this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. 'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Date Approved *: 07/01/2011 Total Amount: 550,576 Total For City TIF Form 1.1 Page 1: 550,576 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. PROJECT DESIGNATION: HOLY GHOST (FUND 229 Schedule Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 PARAGON 2013-23 TIF Revenue Obligation $550576.00 Economic Dev. Agreemen payments over 10 yrs TOTAL PROJECT �0,576.00 LESS TIF REVENUE TO DATE PROJECT REMAINING $550,576.00 GRAND TOTAL FOR URBAN RENEWAL AREA $550.576.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $550,576.00