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Claim by Tschiggfrie Excavating CompanyJune 8, 2012 VIA HAND DELIVERY Mr. Mike Van Milligen City Manager 50 West 13th Street Dubuque, Iowa 52001 O'CONNOR J THOMAS, pc. ATTORNEYS & COUNSELORS AT LAW Est. 1840 Mr. Kevin Firnstahl City Clerk 50 West 13th Street Dubuque, Iowa 52001 Re: Dubuque WPCP Modification Project Tschiggfrie Excavating Company ( "Tschiggfrie ")'s Claims for Materials and Labor Tschiggfrie's Claim re: Miron Project No. 103400 Dear Mr. Van Milligan and Mr. Firnstahl, We represent Tschiggfrie Excavating Company ( "Tschiggfrie "), a subcontractor to Miron Construction Co., Inc. ( "Miron ") in relation to the above - referenced public improvement project. With regard to Miron's May 30, 2012 Notice of Contractor's Request for Early Release of Retained Funds ( "Retainage Release Request ") related to "insurance work related to digester wind damage from July 11th, 2012 (sic) and site flooding from July 28th, 2012 (sic) only," ( "Insurance Work "), this letter, together with the enclosed Claims, constitutes Tschiggfrie's notice to the City of Dubuque that Tschiggfrie has performed labor and/or provided materials related to the Insurance Work in the following amounts which, to date, have not been paid by Miron: $10,642.28 (excluding retainage on amount previously paid.) See Tschiggfrie's Claim for Payment for Materials and Labor enclosed herein. Furthermore, please fmd enclosed Tschiggfrie's Iowa Code § 573.7 Claim for Payment of Material and Labor supplied by Tschiggfrie for the Dubuque WPCP Modification Project for unpaid amounts billed as of April 23, 2012 of $ 296,040.58, which material and labor have been supplied by Tschiggfrie and to date has not been paid. These Claims and the amounts therein are subject to ongoing supplementation. If you have any questions, please contact us. Respectfully, Davin C. Curtiss I ext. 250 I dcurtiss @octhomaslaw.com Roshek Building 1 700 Locust Street, Suite 200 I Dubuque, Iowa 52001 I Phone 563.557.8400 I Fax 563.556.1867 JOHN C. O'CONNOR RICHARD K. WHITTY PAUL J. SIGWARTH t BRENDAN T. QUANN STEPHEN C. KRUMPE *t PETER D. ARLING * §t A. JOHN ARENZ t JAMES E. GOODMAN, JR. *I JOSHUA P. WEIDEMANN CHAD C. LEITCH * DAVIN C. CURTISS *f CHRISTOPHER C. FRY All attorneys licensed in Iowa I * Also licensed in Illinois I t Also licensed in Wisconsin I § Also licensed in Minnesota 1 Certified in Civil Trial Advocacy by National Board of Trial Advocacy I I Also licensed in U.S. Tax Court GREG A. REHMKE STEPHANIE R. FUEGER *t THOMAS S. COLLINS, OF COUNSEL O'CONNOR THOMAS,p.c. ATTORNEYS & COUNSELORS AT LAW Est 1840 O'CONNOR & THOMAS, P.C. Davin C. Curtiss DCC /dmh Enclosures cc. Client Barry Lindahl — City Attorney Jonathan C. Daniels — Project Manager for Miron Construction Davin C. Curtiss ext. 250 I dcurtiss @octhomaslaw.com Roshek Building 1 700 Locust Street, Suite 200 I Dubuque, Iowa 52001 I Phone 563.557.8400 I Fax 563.556.1867 JOHN C. O'CONNOR RICHARD K. WHITTY BRENDAN T. QUANN STEPHEN C. KRUMPE *t A. JOHN ARENZ j'$ JAMES E. GOODMAN, JR. * I CHAD C. LEITCH * DAWN C. CURTISS *'F All attorneys licensed in Iowa I * Also licensed in Illinois $ Certified in Civil Trial Advocacy by National Board PAUL J. SIGWARTH t PETER D. ARLING *§t J P WEIDEMANN OSHUA . CHRISTOPHER C. FRY t Also licensed in Wisconsin I § Also licensed in Minnesota of Trial Advocacy I I Also licensed in U.S. Tax Court GREG A. REHMKE STEPHANIE R. FUEGER *t THOMAS S. COLLINS, OF COUNSEL TSCHIGGFRIE EXCAVATING COMPANY'S CLAIM FOR PAYMENT FOR MATERIALS AND LABOR FURNISHED IN THE CONSTRUCTION OF THE DUBUQUE WASTEWATER TREATMENT PLANT I, the undersigned avant, as Vice President of Claimant Tschiggfrie Excavating Company ( "Tschiggfrie Excavating "), after first being duly sworn, do affirm that the following statement is true to the best of my knowledge and belief and is made of my personal knowledge. On the dates set forth in the Itemized Statement attached hereto as Exhibit "A ", Tschiggfrie Excavating furnished materials and labor as a subcontractor pursuant to a public improvement contract between the City of Dubuque and Miron Construction for the construction of a new waste water treatment plant in Dubuque, Dubuque County, Iowa. Said materials and labor were furnished or used in the construction of the waste water treatment plant on the dates and in the amounts set forth in Exhibit "A ", which is a true and correct statement of account after allowing all credits as of April 23, 2012. There is now due and owing to Tschiggfrie Excavating the principal sum of $296,040.58 with interest at 5% per annum accruing on unpaid amounts from the 19th day of November, 2010, which accounts for the amount billed as of April 23, 2012 and which may be supplemented in the future. I certify under penalty of perjury and pursuant to the laws of The State of Iowa that the preceding statepmentjis true and correct. Dated: STATE OF IOWA ) ss: COUNTY OF DUBUQUE Tschiggfrie ' cayati g -Com an By: Rod Tschiggfrie Vice President On this gam` day of Suxk. , 2012, before me, the undersigned, a Notary Public in and for the State of Iowa, personally appeared Rod Tschiggfrie, Vice President for Tschiggfrie Excavating Company, to me known to be the person named in and who executed the foregoing instrument, and acknowledged that he executed the same as their voluntary act and deed. Notary Public in an for h State of Iowa DAWN M. HINZMAN Commission Number 770853 My Comm. Exp. Z Q __.. D n CD As of5/23/12 Amount totals rayr..erris Billed To Date 11/19/2010 $ 1866,500.00 $ 186,500.00 #2 . S 52,681.62 12/20/2010 S 57,300.00 S 243,800.00 #3 1/20/2011 $ 108,438.00 S 352,238.00 3109.800.00 #4 2/20/2011 5 141,997.00 $ 194235.00 #5 3/20/2011 $ 47.000.00 $ 541,235.00 5 42,300.00 #6 4/11/2011 $ 69.230.98 S 610.465.98 S 52,307.98 #7 4/25/2011 $ 98,416.41 S 708,882.39 5112,179.79 08 5/20/2011 $ 81.117.61 5 790,000.00 5 73.005.61 6 /20 /2011 S 77,659.00 S 867,659.00 $ 63,366.00 Adjust $ (23.259.00) $ 844,400.00 000 7 /20 /2011 $ 45,000.00 5 889,400.00 S 39,323.26 #11 8/20/2011 S /5,750.00 $ 965,16200 $ 68.175.00 #12 9 /20/2011 5 179,734.50 S 1,144,884.55 5161.751.55 Miron Adjustment ?? $ 5,01231 51,149,896.81 #13 10/20/2011 S 31,259.50 $1,181.1566.31 S 28.133.50 #14 11 /20/2011 S 84,643.69 S 1,266.000.00 S 70,870.19 415 12/20/2011 S 7,500.00 51,2733,500.00 S 3,213.00 Miron Adjustment ?? S (10,028.50) 51.263.471.50 #16 2/20/2012 5 36,528.50 51,300.000.00 $ 22.951.79 Miron Adjusanent ?? S (1:,026.71) S 1,288.97323 1217 3/20 /2012 5 21,500.00 $ 1.310.473.29 $ 19,350.00 Extras 4/23/2012 S 27.768.74 51,338.242.03 $ 24,991.74 #16 4123/2012 S 19,23126 S 1,357,473.29 #19 5/20/2012 S 30.526.71 S 1.388.000.00 Walling On Change Orders Total $954417.03 Payments S 7,237.89 ReBar Over Run $ 3,404.39 ReBar Road S 2,873.69 Rock for Temp Road and Maintenance S 2,454.44 Rock For Crane Pads $ 3,680.43 Rock for Temp Lot $ 3.79421 Rock for Plant Roads S 467.50 Removal of Debris $ 885.00 Removal of Debris 5 24,797.55 Unbilled Completed Work S 24,797.55 Miron Will Not Pay 5 2,579.00 Snow for Miran S 3,672.50 Snow for Miron 5 875.00 Pump Out Slrw-ture #5O S - Claldlest id Traded or 2285.50 S 7,126.50 EXHIBIT Miron WWTP Tschiggfrie Job Billing as of 4/23/12 Change Order Work that Miron Refuses to Pay Total Tschiggfrie Work Completed Less Miron 10% Retainage Amount Due Amount Paid Claim Amount for Labor and Materials for Job as of 4123/12 $ 1,357,473.29 $ 31,924.05 $ 1,389,397.34 $ (138,939.73) $ 1,250,457.611 $ 954,417.03 $ 296,040.58 TSHCIGGFRIE EXCAVATING COMPANY'S CLAIM FOR PAYMENT FOR MATERIALS AND LABOR FURNISHED FOR "INSURANCE WORK" DURING THE CONSTRUCTION OF THE DUBUQUE WASTEWATER TREATMENT PLANT I, the undersigned affiant, as Vice President of Claimant, Tschiggfrie Excavating Company ( "Tschiggfrie Excavating "), after first being duly sworn, do affirm that the following statement is true to the best of my knowledge and belief and is made of my personal knowledge. On the dates set forth in the Itemized Statement attached hereto as Exhibit "A ", Tschiggfrie Excavating furnished materials and labor as a subcontractor pursuant to a public improvement contract between the City of Dubuque and Miron Construction for "Insurance Work" during the construction of a new waste water treatment plant in Dubuque, Dubuque County, Iowa. Although the construction project is ongoing, the Insurance Work is completed and Miron Construction has requested the early release of retained funds related to the Insurance Work. Tschiggfrie Excavating furnished the materials and labor used in the Insurance Work on the dates and in the amounts set forth in Exhibit "A ", which is a true and correct statement of account for the Insurance Work after allowing all credits. There is now due and owing to Tschiggfrie Excavating from Miron Construction the principal sum of $10,642.28 for the Insurance Work (excluding retainage on previously paid amounts), with interest at 5% per annum from the 29th day of July, 2011. I certify under penalty of perjury and pursuant to the laws of The State of Iowa that the preceding state ent 's true and correct. Dated: 6 7 %R Tschiggfrie xcavatin Company, By: Rod Tschiggfrie Vice President STATE OF IOWA ) ) ss: COUNTY OF DUBUQUE ) On this 0 day of u.ri& , 2012, before me, the undersigned, a Notary Public in and for the State of Iowa, personally appeared Rod Tschiggfrie, Vice President for Tschiggfrie Excavating Company, to me known to be the person named in and who executed the foregoing instrument, and acknowledged that he executed the same as their voluntary act and deed. tott074 (1197. 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