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FY 2014 County Tax Increment Financing (TIF) ReportMasterpiece on the Mississippi TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: FY 2014 Annual Tax Increment Financing Report DATE: December 26, 2012 Dubuque All- America City 111 h/ 2012 Budget Director Jennifer Larson has provided the Annual Tax Increment Financing Report that has been filed with Dubuque County Auditor Denise Dolan. kr,„ /kg, Michael C. Van Milligen MCVM:jml Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager Jennifer Larson, Budget Director Masterpiece on the Mississippi TO: Michael C. Van Milligen, City Manager Kevin Firnstahl, City Clerk Ken Tekippe, Finance Director David Heiar, Economic Development Director FROM: Jennifer Larson, Budget Director SUBJECT: FY 2014 Annual Tax Increment Financing Report DATE: December 26, 2012 Dubuque All- America City 11111! 2012 The Annual Tax Increment Financing Report for FY 2014 has been filed with Dubuque County Auditor Denise Dolan pursuant to the Code of Iowa, Section 403.19(2). This report includes all cumulative expenditures eligible for tax increment reimbursement for each TIF district, and reflects the total tax increment cumulative revenue received through FY 2012 and the amount estimated to be received in FY 2013. Should you have questions on the attached report, please feel free to contact me. Thank you. JML Attachment cc: Barry Lindahl, City Attorney (w /o attachment) Cindy Steinhauser, Assistant City Manager (w /o attachment) Teri Goodmann, Assistant City Manager (w /o attachment) CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 9,140,784 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 3rd day of December 2012 Sign fe of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 1 Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Internal Loan - County Farm Industrial Site Development Additional expenses for Consultant Services, Legal Fees, and Abstracting. this box if a rebate agreement. List administrative details on lines above. 2. Economic Development Agreement - Spec Building Welter Development Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 3. Economic Development Agreement - Tri- States (Heller Family Realty) Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 4. Economic Development Agreement - P &L Ventures Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 5. Economic Development Agreement -Scher Real Estate Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Date Approved*: 07/001/2012 Total Amount: 4,438 07/01/2012 136,134 07/01/2012 26,295 07/01/2012 11,366 07/01/2012 273,987 Total For City TIF Form 1.1 Page 1: 452,220 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 2 Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: Date Approved *: 6. 07/01/2012 7. Economic Development Agreement - Giese II Increased assessed value which increased rebate payment 'X this box if a rebate agreement. List administrative details on lines above. DICW Expansion - S. Siegert - UR Bonds Series 2012D 20 Year bonds paid with TIF this box if a rebate agreement. List administrative details on lines above. 8. DICW Expansion - S. Siegert - UR Bonds Series 2012C 20 Year bonds paid with TIF ❑'X' this box if a rebate agreement. List administrative details on lines above. 9. Internal Loan - DICW Expansion - S. Siegert Stormwater Control Fees this box if a rebate agreement. List administrative details on lines above. 10. Economic Development Agreement - TM Logistics Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 3. Total Amount: 2,434 06/04/2012 581,224 06/04/2012 4,380,040 07/01/2012 3,548 07/01/2012 86,956 Total For City TIF Form 1.1 Page 2: 5,054,202 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 3 Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 11. DICW Future Expansion - Urban Renewal Bonds 20 Year bonds payable with TIF ®'X' this box if a rebate agreement. List administrative details on lines above. 12. Economic Development Agreement - Faley Properties (IWI Motor Parts) New TIF Agreement 'X' this box if a rebate agreement. List administrative details on lines above. 13. Economic Development Agreement - Theisen Supply I I New TIF Agreement 'X' this box if a rebate agreement. List administrative details on lines above. 14. Economic Development Agreement - AY McDonald New TIF Agreement 0 'X' this box if a rebate agreement. List administrative details on lines above. 15. Economic Development Agreement - Green Industrial Supply New TIF Agreement 'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Date Approved*: 10/15/2012 Total Amount: 195,773 07/01/2012 438,589 07/01/2012 1,000,000 07/01/2012 1,000,000 07/01/2012 1,000,000 Total For City TIF Form 1.1 Page 3: 3,634,362 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center Economic Development District Urban Renewal Area Number: 31002 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Internal Loan - County Farm Industrial Site Development: Interest Earnings Received Economic Development Agreement - McGraw Hill decreased Consolidated TIF Rate Economic Development Agreement - Giese Properties II: Decreased TIF rate Economic Development Agreement - Arts Way: Decreased assessed value Economic Development Agreement - Kendall Hunt: Decreased assessed value Economic Development Agreement - Medline: Decreased assessed value Economic Development Agreement - Hormel Foods: Decreased assessed value DICW Expansion - N. Siegert Farm - BAB Subsidy Economic Development Agreement - Spiegel Spec Building decreased Consolidated TIF Rate Economic Development Agreement - Vanguard decreased Consolidated TIF Rate Internal Loan - County Farm Industrial Site Development: TM Logistics Land Sale Internal Loan - County Farm Industrial Site Development: Green Industrial Supply Land Sale Internal Loan - County Farm Industrial Site Development: Theisen II Land Sale Internal Loan - County Farm Industrial Site Development: Fed Ex Total Reduction In Indebtedness For This Urban Renewal Area: Dated this 3rd day of Amount Reduced: 16,800 11,357 4,364 46,792 9,619 28,539 1,210,970 28,370 4,232 35,940 130,800 1,316,940 250,875 1,235,151 4,330,748 December 2012 Signa'ire':f Authorized Official 563 -589 -4110 Telephone PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE CITY FUNDING FY SOURCE AMOUNT USE OF DOLLARS 1 METRIX COMPANY 1988 Urban Renewal TIF Rev. Note No. 1 1988 TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $125,000.00 29,722.00 $154,722.00 ($154,722.00) $0.00 2 NORDSTROM DISTR. 1991 108 Loan from HUD $1,000,000.00 CENTER dated 3 -5 -91 379,188.00 Loan repayments 37,858.00 have been completed (4,974.00) (300,000.00) 2000 Loan Repay- Dub.Infuturo 190,000.00 TOTAL PROJECT $1,302,072.00 LESS TIF REVENUE TO DATE ($1,302,072.00) PROJECT REMAINING $0.00 3 RADFORD RD RECONSTR. 1997 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 4 PRECISION TOOL 1999 2000 approved 4 -1 -96 2001 2002 2003 2004 2005 TIF Revenue Obligation TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 5 WEBER PAPER COMPANY 1999 TIF Revenue Obligation 2000 approved 11 -17 -97 2001 2003 2003 TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 6 COUNTY FARM INDUSTRIAL 1997 SITE DEVELOPMENT 1998 1998 1998 1999 1999 1999 1999 1999 1999 2000 2000 2000 2000 2000 2000 2000 2000 Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds RISE Grant Sales Tax Refund Reimbursement General Land Contract Advance from City Fds Advance from City Fds Sales Tax Refund Insurance Claim /Other Advance from City Fds Land Contract Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds $238,516.00 $238,516.00 ($238,516.00) $0.00 19,166.67 20,928.00 17, 358.00 16, 924.00 13,974.95 14,417.65 $102,769.27 ($102,769.27) $0.00 $30,000.00 33,950.00 33, 332.00 35,100.00 17,618.00 $150,000.00 ($150,000.00) $0.00 $197,895.97 177, 024.00 7,500.47 328,391.95 (349,583.00) (26,253.00) (57,000.00) 59,642.00 27,724.00 5,622,487.70 (63, 729.00) (9,474.00) 1,012.98 59,642.00 105, 789.01 1,583.71 3,393.00 59, 526.35 Principal Interest Principal Interest Expense Issuance Expense Interest Earnings Capitalized Debt Land Acquistion Loan 11 -30 -90 Construction contract let 9 -3 -96 Economic Development Grant $115,000 Max with payments over 6 yrs Max (FY 98 -03) of $19,167/yr Final Payment Economic Development Grant $150,000 with payments over 5 yrs (FY 99 -03) of $30,000 /yr. Final Payment Land acquisition rel. expense - Seigerts Land acquisition rel. expense - Bergfelds Easement acquisition Engineering /Construction /Legal Services Interior Roads Land Contrct Payments- Seigert/Berfeld Easement acquisition Construction related expense Property Tax Land Contract Payments - Seigert/Berfeld Consultant Services Miscellaneous Services Legal Services Landscaping Contract PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE FY SOURCE 2000 Advance from City Fds 2000 Advance from City Fds 2001 TIF Payments 2001 Land Contract 2001 Legal Services 2001 Damage Claims 2001 Sales tax Refund 2001 Advance from City Fds 2001 Advance from City Fds 2001 Advance from City Fds 2001 Advance from City Fds 2001 Advance from City Fds 2002 TIF Payments 2002 Advance from City Fds 2002 Land Contract 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2002 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 Advance from City Fds 2003 RISE Grant 2003 Land Contract 2003 Land Contract 2003 Advance from City Fds 2003 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 Advance from City Fds 2004 TIF Payments 2004 Land Contract 2004 Land Contract 2005 Advance from City Fds 2005 Advance from City Fds 2006 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2012 Advance from City Fds 2013 Advance from City Fds 2013 Advance from City Fds 2013 Advance from City Fds 2012 Advance from City Fds CITY FUNDING AMOUNT 1,649,226.84 10, 959.80 266,666.00 59,642.00 12,133.00 140, 000.00 (49, 577.00) 22,050.00 7,257.00 270.00 312, 041.00 48, 084.00 266,667.00 84, 000.00 57,024.00 22, 877.13 44, 330.50 8,931.84 1,802.84 8,032.00 114, 000.00 11,051.15 70,114.89 (932.00) 41,093.50 15, 857.59 16,193.14 2,423.65 583,148.07 (627,064.65) 55, 946.00 616,000.00 (18,957.36) (2,424.00) 64,664.14 1,500.00 14, 068.80 3,370.73 9,473.50 26, 031.76 266,667.00 28,842.00 655, 500.00 144.93 23, 873.98 623.70 5,392.00 2,245.00 6,268.66 175.00 863.16 476.88 2,641.83 1,500.00 15, 030.00 240.00 1,260.00 125.00 166.60 395.00 195.00 1,671.00 2,140.00 (1,447, 740.00) (1,486,026.00) USE OF DOLLARS Construction Services from Eng., CED, Consulting Engineers Alliant No Interest Loan -1st of 3 payments Land Contrct Payments- Seigert/Berfeld Grading Contractor Architectural Services Consultant Services Miscellaneous Services Construction Contract Landscaping Contract Alliant No Interest Loan -2nd of 3 payments Prepayment made 10 -00 on Baloon Payment Land Contrct Payments- Seigert/Berfeld Architectural Services Consulting Engineers Legal Services Miscellaneous City Engineering Charges Vincent McFadden - -Land Payment Construction - Buildings - Pavilion Landscaping Sales Tax Refund Consulting Engineers Legal Fees Landscaping City Engineering Charges Construction Contract Received Nov. 27, 2002 Land Contract Payment Balloon Payment - Seiger Farm Sales Tax Refund Alliant Payment -- Chavanelle Rd Legal Fees Miscellaneous Landscaping City Engineering Charges Terracon Environmental Contract Construction Contract Alliant No Interest Loan -3rd of 3 payments Land Contract Payment Balloon Payment - Bergfeld Farm Signage Legal Fees Consultant Services Consultant Services Consultant Services Legal Fees Consultant Services Abstract for Lot 1 -2 Miscellaneous Legal Fees Consultant Services Native Grass Seeding Legal Fees Legal Fees Legal Fees Engineering Services Abstract Legal Fees Legal Fees Preparation of Plat Land Sales Land Sales PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE FY SOURCE 2012 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 7 MISCELLANEOUS REVENUE 1996 AND EXPENSE 1997 1998 1999 2000 2001 2002 2003 2005 2006 2007 2008 2009 2010 2011 2012 2013 TOTAL PROJECT APPLIED AGAINST PROJECTS 8 SPEC BUILDING -- WELTER D 2013 -14 2005 2006 2007 2008 2009 2010 2011 2012 2013 9 McGRAW HILL CORPORATION 10 GIESE TIF Generated Revenue Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid Actual Taxes Paid LESS TIF REVENUE TO DATE PROJECT REMAINING 2002 Partial value on building 2014 TIF Generated Revenue 2005 Actual Taxes Paid 2006 Actual Taxes Paid 2007 Actual Taxes Paid 2008 Actual Taxes Paid 2009 Actual Taxes Paid 2010 Actual Taxes Paid 2011 Actual Taxes Paid 2012 Actual Taxes Paid 2013 Actual Taxes Paid TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2014 2005 2006 2007 2008 2009 TIF Generated Revenue TIF Generated Revenue TIF Generated Revenue TIF Generated Revenue TIF Generated Revenue TIF Generated Revenue CITY FUNDING AMOUNT 431.98 $8,196,653.72 ($5,828,853.08) $2,367,800.64 USE OF DOLLARS Maintenance Truck ($10,716.82) Interest Earnings (18,184.84) Interest Earnings (18,551.61) Interest Earnings (16,445.37) Interest Earnings (41,742.38) Interest Earnings (24,358.72) Interest Earnings (14,850.85) Interest Earnings (7,731.02) Interest Earnings (8,439.58) Interest Earnings (10,479.06) Interest Earnings (20,229.70) Interest Earnings (16,814.15) Interest Earnings (21,804.11) Interest Earnings (17,157.56) Interest Earnings (10,644.50) Interest Earnings (21,453.00) YT Interest Earnings (3,850.07) YT Interest Earnings ($283,453.34) $283,453.34 $0.00 238,613.06 14,448.46 46, 505.92 49,765.00 52,726.00 51,938.47 48,987.99 52,217.84 119, 306.53 136,134.00 Est $810,643.27 ($572,030.21) $238,613.06 $329,012.00 293,558.96 303,534.58 344,129.24 327,234.28 326,961.74 329,480.96 329,001.80 334,690.68 329,012.00 Est $3,246,616.24 ($2,582,913.56) $663,702.68 $58,032.00 41,139.64 35,650.42 37,060.04 38,009.82 43,055.28 Economic Dev. grant to Welter Devl. for 10 years beginning in FY 2005, no maximum Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2005, no maximum January 1, 2002 value $2,712,780 January 1, 2003 value $9,292,660 Estimate of 10 years of TIF payments Economic Dev. grant for 10 years beginning in FY 2005, no maximum Estimate of 10 years of TIF payments PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE FY SOURCE 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue 11 VESSEL SYSTEMS 12 ADAMS COMPANY LESS TIF REVENUE TO DATE PROJECT REMAINING 2004 -13 TIF Bonds -- Principal 2004 -13 TIF Bonds -- Interest 2012 -15 TIF Bonds -- Principal 2012 -15 TIF Bonds -- Interest 2006 Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING 2004 -13 TIF Bonds -- Principal 2004 -13 TIF Bonds -- Interest 2012 -15 TIF Bonds -- Principal 2012 -15 TIF Bonds -- Interest 2006 Reconciliation of Proceeds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 13 DICW EXPANSION PROJECT 2004 Advance from City Fds *Incl Park/Trail & Synergy Court 2005 Advance from City Fds 2005 Advance from City Fds 2006 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2005 -13 TIF Bonds -- Principal 2005 -13 TIF Bonds -- Interest 2012 -21 TIF Bonds -- Principal 2012 -21 TIF Bonds -- Interest 2005 -13 TIF Bonds -- Principal 2005 -13 TIF Bonds -- Interest 2012 -16 TIF Bonds -- Principal 2012 -16 TIF Bonds -- Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 14 THEISEN SUPPLY INC. 15 TRI- STATES (HELLER FAMILY REALTY) 16 P &L VENTURES (NATIONAL DENTEX) 2007 -18 TIF bonds -- principal 2007 -18 TIF bonds -- interest LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -17 TIF Generated Revenue 2008 TIF Generated Revenue 2009 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -18 TIF Generated Revenue 2009 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue CITY FUNDING AMOUNT USE OF DOLLARS 59,277.54 59,189.92 60,214.26 58,032.00 Est $489,660.92 ($371,414.66) $118,246.26 $101,362.66 80, 316.68 38,637.34 2,579.64 2,086.91 $224,983.23 ($181,679.34) $43,303.89 $408,090.89 124,505.00 91, 909.11 3,643.47 (21,590.25) $606,558.22 ($532,595.89) $73,962.33 $105,378.75 175, 860.63 238, 760.62 1,391.27 9,843.50 41,771.08 935, 000.00 1,264,412.45 3, 335, 000.00 769,255.49 1,990,000.00 861,031.95 1,005,000.00 102,500.01 $10,835,205.75 (5,050,444.40) $5,784,761.35 $812,000.00 491,289.25 $1,303,289.25 ($698,290.00) $604,999.25 $202,144.00 13,301.98 23, 308.00 30,176.60 37,468.62 45,276.98 50,536.00 Est. $402,212.18 ($200,068.18) $202,144.00 TIF borrowing of $140,000 to be repaid over 10 years Legal Fees TIF borrowing of $500,000 to be repaid over 10 years Consulting Engineers Consulting Engineers Construction Contract Legal Fees Consulting Engineers Fill Placement Tax Exempt TIF borrowing of $4,270,000 to be repaid over 16 years Taxable TIF borrowing of $2,995,000 to be repaid over 11 years TIF borrowing of $812,000 to be repaid over 10 years Economic Dev. grant for 10 years beginning in FY 2008, no maximum Estimate of 10 years of TIF payments $95,580.00 0.00 11,209.30 14,305.38 Economic Dev. grant for 10 years beginning in FY 2009, no maximum Estimate of 10 years of TIF payments PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE CITY FUNDING FY SOURCE AMOUNT USE OF DOLLARS 2012 TIF Generated Revenue 10,585.98 2013 TIF Generated Revenue 15,930.00 Est. $147,610.66 LESS TIF REVENUE TO DATE ($52,030.66) PROJECT REMAINING $95,580.00 17 SCHER REAL ESTATE 2013 -18 TIF Generated Revenue (DUBUQUE SCREW PROD.) 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue 18 GIESE PROPERTIES II 19 ARTS WAY 20 KENDALL HUNT 21 MEDLINE 22 HORMEL FOODS LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -19 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -20 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2011 -20 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -20 TIF Generated Revenue 2010 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -22 TIF Generated Revenue 2011 TIF Generated Revenue 2012 TIF Generated Revenue 2013 TIF Generated Revenue 2009 RISE Grant 2010 RISE Grant 2009 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds $412,368.00 Economic Dev. grant 17,009.48 for 10 years beginning 23,118.14 in FY 2009, no maximum 29,586.93 68,728.00 Est. $550,810.55 ($138,442.55) $412,368.00 $28,056.00 Economic Dev. grant 4,292.28 for 10 years beginning 2,164.15 in FY 2009, no maximum 3,822.23 Estimate of 10 years of TIF payments 4,676.00 Est. $43,010.66 ($14,954.66) $28,056.00 $146,148.00 Economic Dev. grant 28,805.42 for 10 years beginning 31,042.54 in FY 2010, no maximum 23,725.98 Estimate of 10 years of TIF payments 24,358.00 Est. $254,079.94 ($107,931.94) $146,148.00 $1,007,682.84 Economic Dev. grant 163,717.96 for 10 years beginning 165,092.30 in FY 2010, no maximum 167,947.14 Estimate of 10 years of TIF payments 158,328.00 Est. $1,662,768.24 ($655,085.40) $1,007,682.84 $1,416,840.00 Economic Dev. grant 12,195.98 for 10 years beginning 125,080.00 in FY 2010, no maximum 240,217.00 Estimate of 10 years of TIF payments 236,140.00 Est. $2,030,472.98 ($613,632.98) $1,416,840.00 $5,390,528.00 Economic Dev. grant 0.00 for 10 years beginning 727,531.46 in FY 2012, no maximum 673,816.00 Est. ($2,120.00) Chavenelle Ct Construction Contract ($444,791.00) Chavenelle Ct Construction Contract 209,854.92 Chavenelle Ct Construction Contract 892.42 Engineering Division Services 1,575.00 Consulting Engineers 8,800.00 Final Crop Payment 32,784.07 Chavenelle Ct Construction Contract 25,063.10 Chavenelle Ct Construction Contract 2,668.64 Engineering Division Services $6,626,602.61 PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE CITY FUNDING FY SOURCE AMOUNT LESS TIF REVENUE TO DATE ($1,401,347.46) PROJECT REMAINING $5,225,255.15 23 DICW EXPANSION PROJEC1 2009 *N. Siegert Farm 2009 2009 2009 2009 2009 2010 2011 2012 2012 2009 -12 2009 -12 2009 -21 2009 -21 2009 -12 2009 -12 2011 -16 2011 -16 2010 -11 2010 -11 2011 -29 2011 -29 Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest TIF Bonds -- Prinicipal TIF Bonds -- Interest LESS TIF REVENUE TO DATE PROJECT REMAINING 24 SPIEGEL SPEC BUILDING 2012 -21 TIF Generated Revenue 2010 Advance from City Fds 2011 Advance from City Fds 2012 Advance from City Fds 2013 Advance from City Fds 25 VANGUARD 26 DICW EXPANSION PROJECT S. Siegert Farm LESS TIF REVENUE TO DATE PROJECT REMAINING 2011 -21 TIF Generated Revenue 2011 Advance from City Fds 2012 Advance from City Fds 2013 Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds 2013 Advance from City Fds 2012 Advance from City Fds 2012 Advance from City Fds 2012 -32 TIF Bonds -- Prinicipal 2012 -32 TIF Bonds -- Interest 2012 -14 TIF Bonds -- Prinicipal 2012 -14 TIF Bonds -- Interest 2012 -32 TIF Bonds -- Prinicipal 2012 -32 TIF Bonds -- Interest 2012 -14 TIF Bonds -- Prinicipal 2012 -14 TIF Bonds -- Interest 2011 -12 TIF Bonds -- Prinicipal 2011 -12 TIF Bonds -- Interest 2012 -26 TIF Bonds -- Prinicipal USE OF DOLLARS $4,323.60 332,605.17 31,609.32 75,047.00 (19,825.00) (23,782.76) (8,956.73) (18.00) (227,265.66) (28,370.00) 95, 000.00 60,136.56 360, 000.00 95,650.00 440,000.00 440,607.38 2,025,000.00 432,312.00 150,000.00 134,336.24 1,715,000.00 920,117.13 $7,003,526.25 ($1,320,080.18) $5,683,446.07 $214,116.00 0.00 30, 588.88 31,116.94 30, 588.00 $306,409.82 ($92,293.82) $214,116.00 Engineering Services Property Acquisitions with Improvments Construction Contract ROW Purchase Land Sales Interest Earnings Interest Earnings Reimbursement RISE Grant BAB Interest Subsidey Tax Exempt TIF borrowing of $455,000 to be repaid over 15 years Taxable TIF borrowing of $2,465,000 to be repaid over 10 years Tax Exempt TIF borrowing of $1,865,000 to be repaid over 20 years Economic Dev. grant for 10 years beginning in FY 2011, no maximum Estimate of 10 years of TIF payments Est. $277,746.00 Economic Dev. grant 40,470.60 for 10 years beginning 41,170.44 in FY2011, no maximum 39,678.00 Est. $399,065.04 Estimate of 10 years of TIF payments ($121,319.04) $277,746.00 $0.00 0.00 0.00 0.00 0.00 1,446.56 2,101.94 (555.81) 410,000.00 131,657.00 15, 000.00 24, 567.00 3,805,000.00 1,227,280.00 170, 000.00 282,260.00 23, 834.00 21,402.92 355,130.99 Stormwater Control Stormwater Control Investment Earnings Exempt TIF borrowing of $425,000 to be repaid over 20 years Taxable TIF borrowing of $3,975,000 to be repaid over 20 years Taxable TIF borrowing of $378,965 PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTER (Fund 210) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.9 PROJ. # PROJECT TITLE FY SOURCE 27 TM LOGISTICS Subarea B 28 DICW Future Expansion 29 FALEY PROPERTIES (IWI MOTOR PARTS) 30 THEISEN SUPPLY II 31 AY MCDONALD 2012 -26 TIF Bonds -- Interest LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -17 TIF Generated Revenue 2012 Advance from City Fds 2013 Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING 2012 -32 TIF Bonds -- Prinicipal 2012 -32 TIF Bonds -- Interest 2012 -14 TIF Bonds -- Prinicipal 2012 -14 TIF Bonds -- Interest LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -17 TIF Generated Revenue 2013 Advance from City Fds 2014 Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING 2015 -19 TIF Generated Revenue 2015 Advance from City Fds Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING 2015 -19 TIF Generated Revenue 2015 Advance from City Fds Advance from City Fds LESS TIF REVENUE TO DATE PROJECT REMAINING 32 GREEN INDUSTRIAL SUPPL' 2015 -19 TIF Generated Revenue 2015 Advance from City Fds Advance from City Fds CITY FUNDING AMOUNT 97, 320.67 $6,566,445.27 ($537,063.92) $6,029,381.35 USE OF DOLLARS to be repaid over 20 years $118,552.00 Economic Dev. grant 0.00 for 5 years beginning 3,369.84 Es in FY 2013, no maximum Estimate of 6 years of TIF payments $121,921.84 ($3,369.84) $118,552.00 $151,462.00 39, 022.00 0.00 5,289.00 $195,773.00 ($5,289.00) $190,484.00 Taxable TIF borrowing of $151,462 to be repaid over 20 years $328,593.00 Economic Dev. grant 464.78 Es for 5 years beginning 109,531.00 in FY 2013, no maximum Estimate of 5 years of TIF payments $438,588.78 ($109,995.78) $328,593.00 $1,000,000.00 Economic Dev. grant 0.00 Es for 5 years beginning 0.00 in FY 2015, no maximum Estimate of 5 years of TIF payments $1,000,000.00 $0.00 $1,000,000.00 $1,000,000.00 0.00 0.00 $1,000,000.00 $0.00 $1,000,000.00 $1,000,000.00 0.00 0.00 $1,000,000.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $1,000,000.00 GRAND TOTAL FOR URBAN RENEWAL AREA TIF REVENUE RECEIVED TIF REVENUE OUTSTANDING $57,410,987.69 ($23,139,205.82) $34,271,781.87 Economic Dev. grant Es for 5 years beginning in FY 2015, no maximum Estimate of 5 years of TIF payments Economic Dev. grant Es for 5 years beginning in FY 2015, no maximum Estimate of 5 years of TIF payments CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 1,313,224 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1') The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above- stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 3rd day of December 2012 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 1 Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Airport Utility Extension Urban Renewal Bond 7 Year Debt paid with TIF D'X' this box if a rebate agreement. List administrative details on lines above. 2. Airport Utility Extension /Granger Creek Trail Urban Renewal Bond 3. 4. 6 Year Debt paid with TIF ®'X' this box if a rebate agreement. List administrative details on lines above. fl'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. Date Approved *: 06/04/2012 Total Amount: 1,048,897 10/15/2012 264,327 ❑'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry fines are needed continue to Form 1.1 Page 2. Total For City TIF Form 1.1 Page 1: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. 1,313,224 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 2 Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) 6. 7. 8. 9. 10. Individual TIF Indebtedness Type /Description /Details: ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ['X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 3. Date Approved *: Total Amount: Total For City TIF Form 1.1 Page 2: 0 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 3 Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 11. (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: f'X' this box if a rebate agreement. List administrative details on lines above. 12. D'X' this box if a rebate agreement. List administrative details on lines above. 13. • this box if a rebate agreement. List administrative details on lines above. 14. 15. • this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Date Approved *: Total Amount: Total For City TIF Form 1.1 Page 3: 0 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 4 Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) 16. 17. 18. 19. 20. Individual TIF Indebtedness Type /Description /Details: L'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: Total Amount: Total For City TIF Form 1.1 Page 4: 0 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 2 SPECIFIC DOLLAR REQUEST FOR AVAILABLE TIF INCREMENT TAX REVENUE FOR NEXT FISCAL YEAR CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year Where Less Than The Maximum TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Urban Renewal Area Name: County: Urban Renewal Area Number: (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the next fiscal year and for the Urban Renewal Area within the City and County named above, the City requests Tess than the maximum available TIF increment tax revenue as detailed below. Provide sufficient detail so that the County Auditor will know how to specifically administer your request. For example you may have multiple indebtedness certifications in an Urban Renewal Area, and want the maximum revenue for rebate agreement property that the County has segregated into separate taxing districts, but only want a portion of the available increment from the remainder of the taxing districts in the Area. Specific Instructions To County Auditor For Administering The Request That This Urban Renewal Area Generate Less Than The Maximum Available TIF Increment Revenue: Dated this day of Amount Requested: Signature of Authorized Official Telephone CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Industrial Center /South Economic Development District Urban Renewal Area Number: 31018 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Internal Loan - Dubuque Tech Park Industrial Center On Site Improvements: Interest Earnings Received Economic Development Agreement: Kunkel Bounds - Decrease in TIF Rate Economic Development Agreement: Straka /Conlon Johnson - Decrease in TIF Rate Economic Development Agreement: L &J Properties - Decrease in TIF Rate Amount Reduced: 1,424 5,501 6,114 4,420 Total Reduction In Indebtedness For This Urban Renewal Area: 17,459 Dated this 3rd day of December , 2012 Signature of Authorized OfficS 563- 589 -4110 Telephone PROJECT DESIGNATION: DUBUQUE INDUSTRIAL CENTERISOUTH (Fund 225) ECONOMIC DEVELOPMENT DISTRICT Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ. # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 DUBUQUE TECH PARK INDUSTRIAL CENTER ON SITE IMPROVEMENTS 1997 Advance from City Fds $95,379.03 1997 Advance from City Fds 76,256.03 1998 Advance from City Fds 206,758.06 1998 Advance from City Fds 313,740.55 1998 Advance from City Fds 1,991,229.77 1998 Advance from City Fds 11,883.08 1999 Advance from City Fds 16,572.92 1999 Advance from City Fds 29,862.07 1999 Advance from City Fds 1,350.48 1999 Advance from City Fds 3,252.03 1999 Advance from City Fds 1,156,476.53 2000 Advance from City Fds 48,677.44 2000 Advance from City Fds 12.76 2000 Advance from City Fds 2,820.23 2000 Advance from City Fds 20,000.00 2000 Advance from City Fds 69,193.22 2000 Advance from City Fds 1,010.74 2001 Advance from City Fds 17,618.35 2001 Advance from City Fds 3,852.72 2001 Advance from City Fds 8,162.49 2001 RISE Grant (179,645.00) 2002 Advance from City Fds 16,472.00 2002 Advance from City Fds 4,778.00 2002 Advance from City Fds 784,803.00 2003 Advance from City Fds 1,215.95 2007 Advance from City Fds (13,774.66) 2008 Advance from City Fds (2,487.49) 2007 Advance from City Fds 2,245.00 2007 Advance from City Fds 5,732.00 2007 Advance from City Fds 1,255.00 2007 Advance from City Fds 4,227.00 2008 Advance from City Fds 250.00 2008 Advance from City Fds 60,734.00 2008 Investment Earnings (4,536.29) 2009 Investment Earnings (4,608.42) 2010 Investment Earnings (3,885.98) 2011 Investment Earnings (3,556.23) 2011 Advance from City Fds 338.49 2011 Advance from City Fds 1,282.50 2012 Investment Earnings (1,403.01) 2013 Investment Earnings (223.35) YTD TOTAL PROJECT $4,743,321.01 LESS TIF REVENUE TO DATE ($1,117,400.72) PROJECT REMAINING $3,625,920.29 2 ADVANCED DATA COMM 1999 -2011 TIF Revenue Bonds 3 -18 -99 10 year bond issue $900,000 Company min. assessment agreement to cover debt 1999 Legal Fees 1999 Investment Earnings 2000 Investment Earnings 2001 Investment Earnings 2002 Investment Earnings 2003 Investment Earnings 2004 Investment Earnings 2005 Investment Earnings 2006 Investment Earnings 2007 Investment Earnings 2008 Investment Earnings 2009 Investment Earnings 2010 Investment Earnings 2011 Investment Earnings TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 900,000.00 530,216.00 (100,650.00) (65,250.00) 5,669.73 (4,055.36) (10,435.87) (9,431.46) (6,923.75) (5,008.62) (6,844.80) (8,191.12) (6,739.60) (8,179.19) (13,280.24) (7,478.26) (5,700.56) (1,372.97) $1,176,343.93 ($1,176,343.93) $0.00 Engineering & Design related Grading Contract Construction & Design Engineering Road Construction Grading and Utilities Contract Miscellaneous Engineering and Legal Services Consultant Services Miscellaneous Services Legal Services Construction Landscaping Miscellaneous Legal Fees Payment to Other Agencies Construction Contract Services from CED Dept Legal Services Consultant Services Construction Interior Roads Legal Services Legal Services Construction Legal Services Investment Earnings Investment Earnings Legal Services Eng. Div. Services Consultant Services Miscellaneous Services Abstracting Signage Signage Abstracting Principal Interest Debt Service Reserve Fd Bond Funds for 1st 18 months debt Legal Fees ADC ADC ADC ADC ADC ADC ADC ADC ADC ADC ADC ADC ADC 3 HORIZON DUCARTE (CARTEGRAPH) 4 KUNKELBOUNDS 2000 -2011 TIF Revenue Bonds 12 -01 -99 10 year bond issue $360,000 w /min. assessment agreement to cover debt 2000 Legal Fees 2000 Investment Earnings 2001 Investment Earnings 2002 Investment Earnings 2003 Investment Earnings 2004 Investment Earnings 2005 Investment Earnings 2006 Investment Earnings 2007 Investment Earnings 2008 Investment Earnings 2009 Investment Earnings 2010 Investment Earnings 2011 Investment Earnings TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2014 -18 TIF revenue 2006 Advance from City Fds 2006 Advance from City Fds 2009 Rebate 2010 Rebate 2011 Rebate 2012 Rebate 2013 Rebate TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 5 STRAKA/CONLON JOHNSON 2014 -2020 TIF revenue 2010 Rebate 2011 Rebate 2012 Rebate 2013 Rebate TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 6 L &J PROPERTIES ENTEGEE 7 AIRPORT UTILITY EXTENSION/ GRANGER CREEK TRAIL 2012 -2020 TIF revenue 2010 Rebate 2011 Rebate 2012 Rebate 2013 Rebate TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2012 -2018 TIF GO Bonds 2012 -2018 Interest 2013 -2018 TIF GO Bonds 2013 -2018 Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING GRAND TOTAL FOR URBAN RENEWAL AREA TIF REVENUE RECEIVED TIF REVENUE OUTSTANDING 360,000.00 222, 397.00 (49,876.16) (31,680.00) 2,702.03 (2,771.75) (4,982.25) (3,518.43) (2,421.24) (2,649.94) (2,920.38) (3,439.29) (5,862.33) (5,229.74) (1,577.98) (452.37) (92.92) $467,624.25 ($467,624.25) $0.00 Principal Interest Debt Service Reserve Fd Bond Funds for 1st 18 months debt Legal Fees Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) Cartegraph (Ducarte) 265,615.00 Est. 10 year economic development grant, no max Estimated Incre. Value of $1,000,000 Consultant Services Misc. Services 1,255.00 225.00 20,602.14 52, 679.02 53,121.24 54, 039.84 53,122.86 Est $500,660.10 ($235,045.10) $265,615.00 552,518.52 Est. 74,307.52 91,379.64 92, 959.80 92,086.42 Est $903,251.90 ($350,733.38) $552,518.52 219,531.24 Est. 36,282.70 36,587.28 37,219.96 36,588.54 Est. $366,209.72 ($146,678.48) $219,531.24 945,000.00 103,897.00 245,000.00 19,327.00 $1,313,224.00 ($234,775.00) $1,078,449.00 $8,157,410.91 ($3,728,600.86) $4,428,810.05 10 year economic development grant, no max 10 year economic development grant, no max 7 Year GO TIF Bond 6 Year GO TIF Bond CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ 27,637,480 *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above- stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 3rd day of December 2012 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Page 1 Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 1. Internal Loan - Greater Downtown TIF Development Additional Legal Fees, Platting, Stormwater, Roof Replacement, Financial Services and Consultant Services ®'X' this box if a rebate agreement. List administrative details on lines above. 2. Economic Development Agreement - Prudential Renewed Lease which added 1 Year to Tax Rebate Schedule 'X' this box if a rebate agreement. List administrative details on lines above. 3. Economic Development Agreement - Port of Dubuque Adams Increased assessed value which increased rebate payment 0 'X' this box if a rebate agreement. List administrative details on lines above. 4. Economic Development Agreement - German Bank Increased assessed value which increased rebate payment 0 'X' this box if a rebate agreement. List administrative details on lines above. 5. Economic Development Agreement - C &B Security Building Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Date Approved*: 07/01/2012 Total Amount: 53,420 07/01/2012 338,220 07/01/2012 150,914 07/01 /2012 28,992 07/01/2012 5,612 Total For City TIF Form 1.1 Page 1: 577,159 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Page 2 Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 6. Internal Loan - Greater Downtown TIF Development Financial Consultant Grant 'X' this box if a rebate agreement. List administrative details on lines above. 7. Economic Development Agreement - Roshek Building Increased assessed value which increased rebate payment E'X' this box if a rebate agreement. List administrative details on lines above. 8. Economic Development Agreement - Hotel Julien Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 9. Economic Development Agreement - Morrison Brothers Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 10. intermodai Facility Urban Renewal Bonds Series 2012A 20 Year Bonds payable from TIF Date Approved*: 07/01/2012 Total Amount: 15,000 07/01/2012 867,541 07/01/2012 147,175 07/01/2012 45,881 06/01/2012 6,068,899 [i'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 3. Total For City TIF Form 1.1 Page 2: "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. 7,144,496 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 Page 3 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 11. 7th Street Improvements/ 1 -Way to 2 -Way Conversion UR Series 2012B 20 Year Bonds payable from TIF fl'X' this box if a rebate agreement. List administrative details on lines above. 12. Washington Neighborhood Business Incentives UR Bond Series 2012C 20 Year Bonds payable from TIF ®'X' this box if a rebate agreement. List administrative details on lines above. 13. Downtown Improvements Urban Renewal Bond Series 2012F 20 Year Bonds payable from TIF ®'X' this box if a rebate agreement. List administrative details on lines above. 14. ADA Downtown Restrooms /MCFC 2nd Floor UR Bonds Series 2012H 20 Year Bonds payable from TIF ❑'X' this box if a rebate agreement. List administrative details on lines above. 15. Economic Development Agreement - Engine House #1 DB &T Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Date Approved*: 06/01/2012 Total Amount: 7,787,221 06/01/2012 1,095,187 10/15/2012 1,163,891 10/15/2012 2,639,741 07/01/2012 53,600 Total For City TIF Form 1.1 Page 3: 12,739,640 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Page 4 Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 16. Economic Development Agreement - Caradco Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 17. Economic Development Agreement - Bonson Block Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 18. Economic Development Agreement - Flexsteel Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 19. Economic Development Agreement - Nottingham Properties Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 20. Economic Development Agreement - Plastic Center Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: 07/01/2012 Total Amount: 2,000,000 07/01/2012 1,000,000 07/01/2012 2,000,000 07/01/2012 1,000,000 07/01/2012 1,000,000 Total For City TIF Form 1.1 Page 4: 7,000,000 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Page 5 TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 21 Economic Development Agreement - Spahn & Rose Increased assessed value which increased rebate payment 'X' this box if a rebate agreement. List administrative details on lines above. 22 Economic Development Agreement - Franklin Investments 23 24 25 Increased assessed value which increased rebate payment El'X' this box if a rebate agreement. List administrative details on lines above. 'X this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. ['X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: 07/01 /12 Total Amount: 3,160 07/01/2012 173,025 Total For City TIF Form 1.1 Page 5: 176,185 x "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Page 6 Urban Renewal Area Number: 31033 26 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 'X this box if a rebate agreement. List administrative details on lines above. 27 ®'X' this box if a rebate agreement. List administrative details on lines above. 28 29 30 X this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement List administrative details on lines above. Date Approved *: Total Amount: Total For City TIF Form 1.1 Page 6: 0 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 2 SPECIFIC DOLLAR REQUEST FOR AVAILABLE TIF INCREMENT TAX REVENUE FOR NEXT FISCAL YEAR CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year Where Less Than The Maximum TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the next fiscal year and for the Urban Renewal Area within the City and County named above, the City requests less than the maximum available TIF increment tax revenue as detailed below. Provide sufficient detail so that the County Auditor will know how to specifically administer your request. For example you may have multiple indebtedness certifications in an Urban Renewal Area, and want the maximum revenue for rebate agreement property that the County has segregated into separate taxing districts, but only want a portion of the available increment from the remainder of the taxing districts in the Area. Specific Instructions To County Auditor For Administering The Request That This Urban Renewal Area Generate Less Than The Maximum Available TIF Increment Revenue: Dated this day of Amount Requested: Signature of Authorized Official Telephone CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Greater Downtown Urban Renewal Project Urban Renewal Area Number: 31033 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Downtown Loan Pool - Building Facades - Less Money Transferred Heartland Financial - Reduced Consolidated TIF Rate Hartig - Reduced Consolidated TIF Rate Star Brewery - Reduced Consolidated TIF Rate Interstate Building - Reduced Consolidated TIF Rate 40 Main LLC - Developer paid off one loan 44 Main LLC - Developer switched from TIF Bond to TIF rebate 73 CHS Forwards (The Crust) Reduced Assessed Value Victory Cafe - Developer switched from TIF Bond to TIF rebate Quebecor - Assessed Value Change Amount Reduced: 11,090 2,774 601 11,886 1,183 517,064 203,212 28,794 1,053,013, 10,705 Total Reduction In Indebtedness For This Urban Renewal Area: 1,840,321 Dated this 3rd day of December 2012 Signatur of Authorized Official 563- 589 -4110 Telephone PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) (ICE HARBOR SUB AREAS A AND B) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) COMBINED GRAND TOTAL $119,033,155.65 PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (ICE HARBOR SUB AREAS A AND B) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 ICE HARBOR 1990 -91 Advance from City Fds $394,266.00 DEVELOPMENT Advance from City Fds 22,152.00 Advance from City Fds 6,555.00 Advance from City Fds 42,106.00 Advance from City Fds 171,734.00 Advance from City Fds 24,042.00 Advance from City Fds 662,354.00 Advance from City Fds 12,847.00 Advance from City Fds 36,443.00 Advance from City Fds 145,556.00 Advance from City Fds 17,095.00 Advance from City Fds (5,730.48) Advance from City Fds 8,981.70 Advance from City Fds (848.73) Advance from City Fds (700.42) Advance from City Fds (333.18) Advance from City Fds (609.52) Advance from City Fds (3,131.56) Advance from City Fds (1,484.70) Advance from City Fds (19,356.41) Advance from City Fds 3,817.00 Advance from City Fds 6,033.00 Advance from City Fds 2,000.00 Advance from City Fds 59,017.00 Advance from City Fds 10,000.00 Advance from City Fds 37,000.00 Advance from City Fds 85,810.00 Advance from City Fds 2,500.00 Advance from City Fds 1,317.44 TOTAL PROJECT $1,719,431.14 LESS TIF REVENUE TO DATE ($59,107.67) NET PROJECT $1,660,323.47 1996 -99 2000 2000 2002 2003 2004 2005 2006 2007 2007 2008 2008 2006 2006 2006 2006 2006 2006 2 AMERICA'S RIVER PROJECT 2002 -2022 G.O. Bond Issue 12 -01 9,500,000.00 2002 -2022 G.O. Bond Issue 1 -02 2,860,000.00 2002 -2022 Interest 6,455,133.01 2002 -2022 Gaming Revenue -CIP (12,591,558.00) 2003 Private Participation (672,375.00) 2003 Advance from City Fds 855.66 2005 Advance from City Fds 1,966.80 2005 Advance from City Fds 594.72 2005 Advance from City Fds 99,778.00 2006 Advance from City Fds 73,704.00 2007 Advance from City Fds 116,996.00 2008 Advance from City Fds 132,734.00 2005 -06 TIF Bonds - Principal 0.00 2005 -06 TIF Bonds - Interest 504,526.00 TOTAL PROJECT $6,482,355.19 LESS TIF REVENUE TO DATE ($3,067,141.00) NET PROJECT $3,415,214.19 GRAND TOTAL $5,075,537.66 Land Acquisition Consulting Engineering Signage RR Relocation Sheet Piling Depot Improvements Parking Lots Pier Ramp Floodwall Improvements Cleanup and Clearance Overpass Stairs Interest Earnings Services from CED staff Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Interest Earnings Legal Fees Legal Fees Consultant Services Stealth Racing Relocation Costs Recognition Wall Riverside Electric Service Railroad Property /Bell St. Appraisal Services Legal Services Interest exp. over life of bonds Gaming Revenue to Abate Debt County payment 1st yr interest Legal Expense Legal Expense Consultant Services Development Agreement - Platinum Development Agreement - Platinum Development Agreement - Platinum Development Agreement - Platinum Actual Principal Paid from TIF Actual Interest Paid from TIF PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 SECURITY BUILDING 1983 Urban Renewal Bonds RENOVATION 1983 Urban Renewal Bonds 1983 Urban Renewal Bonds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2 TRILOG BUILDING 3 HOTEL PROJECT 4 DOWNTOWN LOAN POOL -BLDG FACADES 1990 Advance from City Fds. 1990 Advance from City Fds. 1990 Advance from City Fds. TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 1991 108 Loan - HUD- 8 -14 -90 1992 108 Loan - HUD- 8 -14 -90 1992 108 Loan - HUD- 8 -14 -90 1993 Advance from CDBG TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 1994 Advance from City Fds 1995 Current TIF Revenue 1996 Current TIF Revenue 1998 Current TIF Revenue 1999 Current TIF Revenue 2000 Current TIF Revenue 2001 Current TIF Revenue 2002 Current TIF Revenue 2003 Current TIF Revenue 2004 Current TIF Revenue 2005 Current TIF Revenue 2007 Current TIF Revenue 2008 Current TIF Revenue 2009 Current TIF Revenue 2010 Current TIF Revenue 2011 Current TIF Revenue 2012 Current TIF Revenue 2013 Current TIF Revenue TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 5 ALLEYS / STREETS / CUR 1995 Advance from City Fds RAMPS 1996 Advance from City Fds 1997 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 6 MARKET STUDY 1995 Advance from City Fds 1996 Reimburse -Main St. Ltd. TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $360,000.00 205,787.48 (32,478.00) $533,309.48 ($533,309.48) $0.00 38,612.79 4,141.00 18,210.72 $60,964.51 ($60,964.51) $0.00 $1,200,000.00 395,139.06 (38,776.18) 58,000.00 $1,614,362.88 ($1,614,362.88) $0.00 $260,000.00 387, 000.00 200,000.00 568,000.00 365, 000.00 100,000.00 100, 000.00 100,000.00 90, 000.00 25, 000.00 25, 000.00 300, 000.00 200,652.00 177, 860.00 165,590.00 145,433.00 130, 834.48 69, 834.00 $3,410,203.48 ($3,410,203.48) $0.00 $153,165.65 17,133.01 18,643.35 $188,942.01 ($188,942.01) $0.00 $29,600.00 (4,600.00) $25,000.00 ($25,000.00) $0.00 Principal Interest Capitalized Interest Temporary Parking Landscaping Building Site Impr. Principal Interest Interest Earnings Easement Purchase Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Addition to loan pool Construction costs Construction costs Construction costs Consultant Private Participation PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 7 DOWNTOWN 1996 TRAFFIC CIRCULATION 1997 1998 1999 1999 1999 2000 2001 -21 2001 -21 2001 -13 2001 -13 Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds Advance from City Fds G.O. TIF Bonds G.O. TIF Bonds -Int Exp GO TIF Bonds - Principal GO TIF Bonds - Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 8 UNDERGROUND WIRES 1997 -98 Advance from City Fds 1999 Advance from City Fds 2000 Advance from City Fds 2000 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 9 THOMPSON BUILDING 10 PARKING SYSTEM EXP. 11 MISCELLANEOUS TIF FD REVENUES AND EXP. 2001 TIF Funds 2003 TIF Funds 2003 TIF Funds 2004 TIF Funds 2005 TIF Funds 2006 TIF Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 1999 Advance from City Fds 2000 Advance from City Fds 2000 Rents and Concessions 2000 Property Tax Sale Rel 2001 Environmental Testing 2007 Bond Refunding 2000 -20 GO TIF Bonds- Principal 2000 -20 GO TIF Bonds - Interest 2001 -12 GO TIF Bonds - Principal 2001 -12 GO TIF Bonds - Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 1996 Advance from City Fds 1997 Advance from City Fds 1998 Advance from City Fds 1999 Advance from City Fds 1998 Advance from City Fds 1999 Advance from City Fds 1999/00 Advance from City Fds $35,898.73 30,287.70 9,689.82 20,272.00 191,410.00 75,820.00 129,198.88 530,000.00 139,223.01 470,000.00 408,428.87 $2,040,229.01 ($1,511,422.73) $528,806.28 $41,032.37 77,481.63 1,830.63 17,714.03 $138,058.66 ($138,058.66) $0.00 $16,494.00 17,368.00 18,873.62 19,642.33 21,019.57 10, 602.48 $104,000.00 ($104,000.00) $0.00 $89,977.63 314,908.27 (1,975.00) (2,310.00) 4,895.00 (5,047.00) 2,815,000.00 1,154, 891.19 2,836,565.50 2,160,674.78 $9,367,580.37 ($5,397,689.18) $3,969,891.19 ($27,418.67) (9,903.88) (915.59) (2,112.32) 988.80 (6,340.00) 3,938.90 Circulation Study Circulation Study Circulation Study Signal Changes 8th St.Opening Eng. 8th St. Opening Const. 8th St. Opening Const. Main St Opening 5th - 9th Main St Opening 5th - 9th Actual Principal Paid Actual Interest Paid Construction Mangement Wiring Contracts (20% of total cost) Design Construction - Wiring City reimbursed 80% through Grant Economic Development Grant with payments over 10 yrs @ $10,400 /yr to a maximum of $104,000 Final Payment Appraisals, Land Acq., Demolition Merchants & Dolans Demo. Related Merchants Merchants Merchants /Dolans Sites 2006C Adv Refunding Bond Savings 20 Yr GO Bonds sold for new 3rd Street Ramp 20 year Interest expense on GO Bonds Actual Principal Paid Actual Interest Paid Interest Earnings Interest Earnings Interest Earnings Property Tax -Sale Related Legal Fees Interest Earnings Legal Fees PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 2001 Advance from City Fds 2003 Advance from City Fds 2005 Combining of TIF Districts 2006 Advance from City Fds 2006 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2009 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2012 Advance from City Fds 2012 Advance from City Fds 2012 Advance from City Fds 2012 Advance from City Fds 2013 Advance from City Fds 2013 Advance from City Fds 2013 Advance from City Fds 2013 Advance from City Fds 2013 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE (236.45) 1,109.79 1,966.79 2,681.79 623.70 2,000.00 9,375.67 (30,229.54) (160, 985.97) 58, 359.46 31,941.25 (65,030.60) (280.00) 62, 054.20 43,771.07 (8,454.40) 34, 007.60 141.00 1,148.75 7,800.19 14, 018.00 3,880.00 90.63 70.36 24, 578.00 22,427.71 662.00 1,280.35 ($32,100.46) $324,111.05 $292,010.59 12 PRUDENTIAL PROJECT 2000 Advance from City Fds $1,500.00 (CIGNA) 2003 Cigna Tax Payments -TIF 263,198.00 2004 Cigna Tax Payments -TIF 264,537.12 2005 Cigna Tax Payments -TIF 282,549.52 2006 Cigna Tax Payments -TIF 279,665.48 2007 Cigna Tax Payments -TIF 317,071.00 2008 Cigna Tax Payments -TIF 330,686.38 2009 Cigna Tax Payments -TIF 330,409.02 2010 Cigna Tax Payments -TIF 329,702.96 2011 Cigna Tax Payments -TIF 332,470.68 2012 Cigna Tax Payments -TIF 338,219.90 TOTAL PROJECT $3,070,010.06 LESS TIF REVENUE TO DATE (3,070,010.06) PROJECT REMAINING $0.00 13 COTTINGHAM & BUTLER 2004 -05 TIF revenues generated 2006 -07 by project -1st 4 yrs 100% 2008 5th Year 75% 2009 6th Year 50% 2010 7th Year 25% TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $27,666.22 49,377.00 19,983.75 14,485.91 6,930.82 $118,443.70 ($118,443.70) $0.00 Interest Earnings Legal Fees 50% Legal Fees Legal Fees Consultant Services Plat to Vacate Alley Legal Fees Interest Earnings Interest Earnings Legal Fees Consultant Services Interest Earnings Reimbursement Legal Fees Consultant Services Interest Earnings Legal Fees Insurance Consultant Services Property Maintenance Legal Fees Consultant Services Stormwater Stormwater Replace Roof ABC Buildinc. Legal Fees Moody's Investor Service . Consultant Services 10 years economic development grant with no maximum Historic Preservation Rebate program Defined tax rebate program over 7 yrs January 1, 2001 base value = $58,850 January 1, 2002 value = $197,690 January 1, 2003 value = $747,180 PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 14 BRICKTOWN 2005 TIF revenues generated 2006 -08 by project -1st 4 yrs 100% 2009 5th Year 75% TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 15 HEARTLAND FINANCIAL 2006 2007 2008 2009 2010 2011 2012 2013 2014 -15 16 KUNKEL- BRIGGS (LOWER MAIN) 17 FEDERAL BUILDING RENOVATION 18 PORT OF DUBUQUE PARKING RAMP Heartland TIF Payment Heartland TIF Payment Heartland TIF Payment Heartland TIF Payment Heartland TIF Payment Heartland TIF Payment Heartland TIF Payment Heartland TIF Payment TIF revenues generated by project over 10 yrs TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $16,934.06 61,340.54 16, 841.40 $95,116.00 ($95,116.00) $0.00 $30,554.49 68,467.00 70, 800.41 70,931.86 70,590.03 71,182.60 72,413.52 71,489.00 142,978.00 Est. $669,406.91 ($526,428.91) $142,978.00 2004 TIF bonds -- principal $182,000.00 2004 TIF bonds -- interest 111,816.66 TOTAL PROJECT $293,816.66 LESS TIF REVENUE TO DATE ($265,759.06) PROJECT REMAINING $28,057.60 2007 Advance from City Fds $1,097.44 2007 Advance from City Fds 4,535.35 2007 Advance from City Fds 235,583.34 2007 Advance from City Fds 23,276.93 2007 Advance from City Fds 530,937.90 2007 Advance from City Fds 1,587.12 2006 Advance from City Fds 215.00 2008 Advance from City Fds 83,371.23 2008 Advance from City Fds 86,880.39 2008 Advance from City Fds 197,413.80 2008 Advance from City Fds 30,659.33 2008 Advance from City Fds 15,176.31 2008 Advance from City Fds 1,695,556.99 2008 Advance from City Fds 200,710.43 2008 Advance from City Fds 1,946.22 2008 Advance from City Fds 3,090.34 TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2007 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds $3,112,038.12 ($140,988.86) $2,971,049.26 12.52 5,181.20 4,000.00 9,705.98 2,768.53 16,309.05 57, 936.11 Historic Preservation Rebate program Defined tax rebate program over 8 yrs Increment value of $564,190 Foreclosed - Ended FY 2009 Economic development rebate program over 10 years commencing with 12 -1 -05 TIF filing TIF bonds to be repaid over 10 years Miscellaneous Services Miscellaneous Services Consulting Services Engineering Div. Services Construction Lead Paint Inspection Construction Miscellaneous Services Consulting Services Furniture Signage Telephone Equipment Construction Services Equipment Engineering Div. Services Lead Paint Inspection Legal Notices Legal Fees Data Collection Engineering Div. Services Miscellaneous Legal Fees Engineering Div. Services PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 19 PORT OF DUBUQUE PARKING LOT 20 MCGRAW HILL II 21 HARTIG 22 PORT OF DBQ ADAMS COMPANY 2009 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds 2009 Advance from City Fds 2010 Advance from City Fds 2009 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2012 Advance from City Fds 2008 Advance from City Fds 2008 Private Participation 2008 TIF bonds -- principal 2008 TIF bonds -- interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2007 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2007 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2008 Advance from City Fds 2009 Private Participation 2009 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2009 McGraw Tax Payments -TI 2010 McGraw Tax Payments -TI 2011 McGraw Tax Payments -TI 2012 McGraw Tax Payments -TI 2013 McGraw Tax Payments -TI 2014 -19 McGraw Tax Payments -TI TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 Hartig Tax Payments -TIF 2011 Hartig Tax Payments -TIF 2012 Hartig Tax Payments -TIF 2013 Hartig Tax Payments -TIF 2012 -20 Hartig Tax Payments -TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 Adams Tax Payments -TIF 2011 Adams Tax Payments -TIF 2012 Adams Tax Payments -TIF 2013 Adams Tax Payments -TIF 33,683.84 31,967.73 32,069.57 271,081.55 178,645.49 142,438.83 13,654.38 22,306.08 (484,008.10) (133,749.57) (96,330.00) (96,330.00) 6,350,000.00 (6,350,000.00) 23,025,000.00 35, 841,421.88 $58,877,765.07 ($10,740,977.40) $48,136,787.67 $84.00 55,502.77 1,016.00 15,661.38 16,614.64 73,081.00 296,223.67 5,184.26 53, 604.50 (8,815.00) 19,467.66 $527,624.88 $0.00 $527,624.88 50,842.14 379,074.22 482,630.28 490, 976.10 490,976.10 Est. 2,454,880.00 Est. 4,349,378.84 (1,894,498.84) 2,454,880.00 10,088.36 10,173.04 10,348.96 10,263.08 Est. 61,578.48 Est. 102,451.92 (40,873.44) 61,578.48 24,119.10 47, 892.46 44,048.80 65,608.00 Est. Engineering Div. Services Engineering Div. Services Engineering Div. Services Legal Fees Consultant Fees Consultant Fees Legal Fees Legal Fees Interest Earnings Interest Earnings Interest Earnings Interest Earnings Construction Diamond Jo payment TIF bonds to be paid over 30 years with minimum assessment Legal Fees Consultant Services Building Plans Engineering Division Services Consultant Services Electrical Equipment Construction of Lot Engineering Division Services Landscaping Landscaping 10 years economic development grant with no maximum 10 years economic development grant with no maximum 10 years economic development grant with no maximum PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 23 GERMAN BANK 24 STAR BREWERY 2014 -20 Adams Tax Payments -TIF 393,648.00 Est. TOTAL PROJECT 575,316.36 LESS TIF REVENUE TO DATE (181,668.36) PROJECT REMAINING 393,648.00 2010 German'Tax Payments -TII 2011 German Tax Payments -TII 2012 German Tax Payments -TII 2013 German Tax Payments -TII 2014 -20 German Tax Payments -TII TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 Star Tax Payments -TIF 2011 Star Tax Payments -TIF 2012 Star Tax Payments -TIF 2013 Star Tax Payments -TIF 2012 -20 Star Tax Payments -TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 25 KEPHART'S BUILDING 2009 IMPROVEMENTS 2009 2009 2009 2010 2010 2009 2010 2010 TIF bonds -- principal TIF bonds -- interest Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds Advance of City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 26 LIBRARY RENOVATIONS 2009 TIF bonds -- principal 2009 TIF bonds -- interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 27 IBM 28 DESTINATION FOR OPPORTUNITY - GDDC 2009 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 6,572.44 6,627.62 6,742.22 10,884.00 Est. 65,304.00 Est. 96,130.28 (30,826.28) 65,304.00 98,964.58 152,705.02 156,004.92 154,306.94 Est. 925,841.64 Est. 1,487,823.10 (561,981.46) 925,841.64 377,055.00 129,637.91 108,300.00 (5,421.73) (697.22) (645.00) 43, 910.00 97,095.00 68,406.00 $817,639.96 ($162,506.72) $655,133.24 2,457,945.00 845,083.23 $3,303,02823 ($1,059,346.40) $2,243,681.83 125,000.00 125,000.00 125,000.00 $375,000.00 $0.00 $375,000.00 2010 Advance from City Fds 100,000.00 TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 29 MAIN ST. STREETSCAPE 2009 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $100,000.00 $0.00 $100,000.00 8,751.29 $8,751.29 $0.00 $8,751.29 10 years economic development grant with no maximum 10 years economic development grant with no maximum TIF bonds to be paid over 15 years DRA Distribution Interest Revenue Interest Revenue Reimbursement Sales Tax Construction General fund Sales Tax Construction TIF bonds to be paid over 15 years Recruitment Recruitment Recruitment Recruitment Recruitment Engineering Services PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 30 MILLWORK STREETSCAP 2010 2010 2011 2012 2010 2011 Advance from City Fds Iowa Great Places Grant Iowa Great Places Grant Advance from City Fds Advance from City Fds Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 31 MILLWORK STREET REC( 2010 Advance from City Fds 2010 Advance from City Fds 2011 Advance from City Fds 2011 Advance from City Fds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 32 INTERSTATE BUILDING 2014 -21 TIF Revenue Obligation 2011 Interstate Tax Payment -T 2012 Interstate Tax Payment -T 2013 Interstate Tax Payment -T TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 33 C &B SECURITY BUILDING 2014 -21 TIF Revenue Obligation 2011 C &B Tax Payment - TIF 2012 C &B Tax Payment - TIF 2013 C &B Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 34 40 MAIN LLC 35 44 MAIN LLC 36 MILLWORK PARKING 2011 -21 TIF bonds -- principal 2011 -21 TIF bonds -- interest 2011 -21 TIF bonds -- capitalized int TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2014 -2022 TIF Revenue Obligation 2012 Tax Payment - TIF 2013 Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 22,515.68 (15,331.80) (134,668.20) (20.00) 171,174.12 354.57 $44,024.37 $0.00 $44,024.37 23, 851.91 368,664.49 10,775.62 121,283.35 $524,575.37 $0.00 $524,575.37 $130,704.00 $12,853.42 $18,819.84 $18,672.00 $181,049.26 ($50,345.26) $130,704.00 $355,936.00 $49,294.07 $50,146.48 $50,848.00 $506,224.55 ($150,288.55) $355,936.00 $305,245.92 171, 799.40 40,018.79 $517,064.11 ($82,288.00) $434,776.11 Engineering Services Investment Earnings Benches /Bike Racks Engineering Services Engineering Services Consulting Services Engineering Services Consulting Services Economic Dev. Agreement payments over 10 yrs Economic Dev. Agreement payments over 10 yrs TIF bonds to be repaid over 10 years Capitalized Interest $313,056.00 Economic Dev. Agreement payments over 10 yrs 34,784.00 Est $347,840.00 (34,784.00) $313,056.00 2011 -30 TIF bonds -- principal 2,825,000.00 IMPROVEMENTS 2011 -30 TIF bonds -- interest 1,101,330.78 2011 Advance from City Funds (15,490.00) 2012 Advance from City Funds (3,981.51) TOTAL PROJECT $3,906,859.27 LESS TIF REVENUE TO DATE ($658,211.94) PROJECT REMAINING $3,248,647.33 37 CENTRAL PARKING RAMP 2010 -29 TIF bonds -- principal 2010 -29 TIF bonds -- interest 2011 Parking Funds 9,310,000.00 5,265,348.05 (415,319.00) TIF bonds to be paid over 20 years Investment Earnings Investment Earnings TIF bonds to be paid over 20 years Parking Funds PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 2012 Parking Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING (472,000.00) $13,688,029.05 ($2,479,310.67) $11,208,718.38 38 DOWNTOWN REHAB 2011 Advance from City Fds $15,000.00 CONSULTANT 2011 Advance from City Fds $15,000.00 2012 Advance from City Fds $15,000.00 TOTAL PROJECT $45,000.00 LESS TIF REVENUE TO DATE ($45,000.00) PROJECT REMAINING $0.00 39 ROSHEK BUILDING 40 73 CHS FORWARDS THE CRUST 41 VICTORY CAFE 42 JULIEN HOTEL 43 IDOT BUILDING PURCHASE 2014 -21 TIF Revenue Obligation 2011 Roshek Tax Payment - TIF 2012 Roshek Tax Payment - TIF 2013 Roshek Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -22 TIF Revenue Obligation 2013 Crust Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2014 -22 TIF Revenue Obligation 2013 Victory Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2013 -22 2011 2012 2013 TIF Revenue Obligation Julien Tax Payment - TIF Julien Tax Payment - TIF Julien Tax Payment - TIF TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2010 -16 TIF bonds -- principal 2010 Advance of City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 44 DOWNTOWN HOUSING 2010 -29 INCENTIVES 2010 -29 2011 2012 45 MORRISON BROTHERS TIF bonds -- principal TIF bonds -- interest Advance from City Funds Advance from City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 1997 1997 2000 2001 2002 2003 Advance from City Fds Advance from City Fds TIF Revenue Obligation TIF Revenue Obligation TIF Revenue Obligation TIF Revenue Obligation $1,998,787.56 Est $51,236.24 $209,717.68 $285,541.08 Est $2,545,282.56 ($546,495.00) $1,998,787.56 $195,588.00 $21,732.00 $217,320.00 ($21,732.00) $195,588.00 $86,040.00 9,560.00 $95,600.00 (9,560.00) $86,040.00 $1,866,176.00 $0.00 $216,919.26 $233,272.00 $2,316,367.26 ($450,191.26) $1,866,176.00 $330,000.00 $105.00 $330,105.00 ($236,240.00) $93,865.00 2,675,000.00 1,537,047.07 (14,207.68) (4,953.51) $4,192,885.88 ($685,391.26) $3,507,494.62 $15,747.00 213.30 18,119.66 22,398.00 21,928.00 19,509.42 Parking Funds Financial Consultant Financial Consultant Financial Consultant Economic Dev. Agreement payments over 10 yrs Economic Dev. Agreement payments over 10 yrs Economic Dev. Agreement payments over 10 yrs Economic Dev. Agreement payments over 10 yrs Economic Dev. Agreement payments over 10 yrs TIF bonds to be paid over 20 years Investment Earnings Investment Earnings Storm Sewer to building site Legal Services Economic Development Grant for over 10 years based on min. assessment agreement No maximum PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 2004 TIF Revenue Obligation 2005 TIF Revenue Obligation 2006 TIF Revenue Obligation 2007 TIF Revenue Obligation 2008 TIF Revenue Obligation 2009 TIF Revenue Obligation 2014 -22 TIF revenue 2012 TIF Revenue Obligation 2013 TIF Revenue Obligation 2006 Interest Earnings TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 14,561.78 20,194.60 41,306.40 42,938.00 37,496.82 37,566.44 292,269.51 Economic Development Grant for 64,948.78 over 10 years based 13,406.78 est on min. assessment agreement (32.56) No maximum $662,571.93 ($370,334.98) $292,236.95 46 KERPER IND. PARK DEV. 1997 Advance from City Funds $8,342.25 Environmental/Taxes 1998 Advance from City Funds 1,131,351.68 Env. /Dredging 1999 Advance from City Funds 47,302.17 Legal, Engineering, Taxes 1999 Advance from City Funds 541,947.80 Construction /Grading 2000 Advance from City Funds 609,819.75 Construction /Grading 2000 Advance from City Funds (92.76) Investment Earnings 2000 Advance from City Funds 18.45 Postage 2000 Advance from City Funds 10,689.00 Property Tax 2000 Advance from City Funds 34,731.00 Consulting Engineers 2000 Advance from City Funds 1,342.61 Legal Services 2000 Advance from City Funds 26,945.50 Consultant Services 2001 Advance from City Funds 3,588.75 Consulting Engineers 2001 Advance from City Funds 7,683.52 Consultant Services 2001 Advance from City Funds 4,771.50 Miscellaneous Services 2001 Advance from City Funds 39,279.17 Construction 2001 Advance from City Funds (590.11) Investment Earnings 2002 State Grant Funds (492,000.00) Iowa Dept. of Econ Dev. Grant 2002 Advance from City Funds 3,194.58 Consultant services- environmental 2002 Advance from City Funds 3,185.00 Misc. -- appraisal expense 2003 Advance from City Funds 112.50 Consultant services- environmental 2003 Advance from City Funds 300.00 Misc. -- appraisal expense 2003 Advance from City Funds 1,144.30 Construction 2003 Advance from City Funds (2,455.78) Investment Earnings 2004 Advance from City Funds 450.00 Legal Services 2004 Advance from City Funds 801.50 City Engineering Services 2004 Advance from City Funds 33,022.50 Construction 2004 Advance from City Funds (3,576.32) Investment Earnings 2005 Advance from City Funds (6,345.27) Investment Earnings 2005 Advance from City Funds 56,094.61 Construction -Flynn Ready Mix Rail Spur 2006 - Advance from City Funds (4,986.02) Investment Earnings 2006 Advance from City Funds 2,736.00 Consulting Engineers 2006 Advance from City Funds 1,239.14 Ballast for Railroad 2006 Advance from City Funds 3,259.08 Legal Fees 2006 Advance from City Funds 509.42 City Engineering Services 2007 Advance from City Funds 1,930.00 Trees 2007 Advance from City Funds 1,851.00 Legal Fees 2007 Advance from City Funds (8,543.24) Investment Earnings 2008 Advance from City Funds (8,436.52) Investment Earnings 2009 Advance from City Funds (8,430.94) Investment Earnings 2010 Advance from City Funds (7,562.68) Investment Earnings 2011 Advance from City Funds (1,620.09) Investment Earnings 2012 Advance from City Funds (509.55) Investment Earnings 2012 Advance from City Funds 6,900.00 Legal Services TOTAL PROJECT $2,039,393.50 LESS TIF REVENUE TO DATE ($1,124,589.22) PROJECT REMAINING $914,804.28 PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 47 EAGLE WINDOW (ALLC) 2012 -12 2012 -12 2000 -12 2000 -12 2000 2000 2000 2002 2003 2004 48 QUEBECOR TIF Revenue Bond Issue -I TIF Revenue Bond Issue -I TIF Bonds - Principal TIF Bonds - Interest Proceeds to Pay Debt Proceeds for Legal Fees Legal Fees on Debt State Grant Funds Advance from City Funds Advance from City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 2014 TIF revenue 10 year economic rebate 2005 Actual TIF Rebate 2006 Actual TIF Rebate 2007 Actual TIF Rebate 2008 Actual TIF Rebate 2009 Actual TIF Rebate 2009 Advance from City funds 2010 Advance from City funds 2010 Actual TIF Rebate 2011 Actual TIF Rebate 2012 Actual TIF Rebate 2013 Actual TIF Rebate 2005 Investment Earnings TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 49 INTERMODAL FACIITY 2012 -2032 TIF bonds -- principal SERIES 2012A 2012 -2032 TIF bonds -- interest 2012 -14 Principal 2012 -14 Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 50 7tTH STREET IMPROV 2012 -2032 TIF bonds -- principal 1 -WAY TO 2 -WAY 2012 -2032 TIF bonds -- interest SERIES 2012B 2012 -13 Principal 2012 -13 Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 51 WASHINGTON BUSINESS 2012 -2032 TIF bonds -- principal NEIGHBORHOOD 2012 -2032 TIF bonds -- interest INCENTIVES 2012 -13 Principal 2012C 2012 -13 Interest TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING 52 VARIOUS DOWNTOWN 2013 -2033 TIF bonds -- principal $0.00 0.00 3,068,917.47 2,204,320.59 (443,938.06) (24,600.00) 24,600.00 (692,000.00) 313, 061.00 378, 939.00 $4,829,300.00 ($4,829,300.00) $0.00 Principal Interest Principal Paid Interest Paid Bond Funds for first 18 months debt Bond Proceeds for Legal Fees Legal Fees Iowa Dept. of Econ Dev. Grant Construction Construction 8,852.00 Est. 10 year economic development grant, no maximum 15,108.19 11,994.10 12,468.00 12,892.87 12,916.81 360.73 909.28 11, 864.46 11,708.43 7,693.00 8,852.00 Est. (157.93) $115,461.94 ($106,767.87) $8,694.07 4,380,000.00 1,255,906.00 205, 000.00 227, 993.00 $6,068,899.00 ($432,993.00) $5,635,906.00 5,560,000.00 1,666,745.00 260,000.00 300,476.00 $7,787,221.00 ($560,476.00) $7,226,745.00 755,000.00 297,442.00 0.00 42,745.00 $1,095,187.00 ($42,745.00) $1,052,442.00 1,035,000.00 Legal Services Legal Services TIF bonds to be paid over 20 years TIF bonds to be paid over 20 years TIF bonds to be paid over 20 years TIF bonds to be paid over 20 PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE AMOUNT USE OF DOLLARS FY SOURCE IMPROVEMENTS 2013 -2033 TIF bonds -- interest 105,647.00 years SERIES 2012F 2013 Principal 0.00 2013 Interest 23,244.00 TOTAL PROJECT $1,163,891.00 LESS TIF REVENUE TO DATE ($23,244.00) PROJECT REMAINING $1,140,647.00 53 ADA RESTROOM/ 2013 -2033 TIF bonds -- principal 1,988,538.00 TIF bonds to be paid over 20 MULTICULTURAL 2013 -2033 TIF bonds -- interest 581,757.00 years FAMILY CENTER 2013 Principal 0.00 SERIES 2012H 2013 Interest 69,446.00 TOTAL PROJECT $2,639,741.00 LESS TIF REVENUE TO DATE ($69,446.00) PROJECT REMAINING $2,570,295.00 54 ENGINE HOUSE #1 2014 -2028 TIF Revenue Obligation $50,250.00 DB &T Engine Tax Payment -TIF $0.00 2012 Engine Tax Payment -TIF $0.00 2013 Engine Tax Payment -TIF $3,350.00 TOTAL PROJECT $53,600.00 LESS TIF REVENUE TO DATE ($3,350.00) PROJECT REMAINING $50,250.00 55 CARADCO 2014 -2028 TIF Revenue Obligation $2,000,000.00 Caradco Tax Payment -TIF $0.00 2012 Caradco Tax Payment -TIF $0.00 2013 Caradco Tax Payment -TIF $0.00 TOTAL PROJECT $2,000,000.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $2,000,000.00 56 BONSON BLOCK 2014 -2028 TIF Revenue Obligation $1,000,000.00 Bonson Tax Payment - TIF $0.00 2012 Bonson Tax Payment - TIF $0.00 2013 Bonson Tax Payment - TIF $0.00 TOTAL PROJECT $1,000,000.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $1,000,000.00 57 FLEXSTEEL 2014 -2028 TIF Revenue Obligation $2,000,000.00 Flexsteel Tax Payment -TI $0.00 2013 Flexsteel Tax Payment -TI $0.00 2014 Flexsteel Tax Payment -TI $0.00 TOTAL PROJECT $2,000,000.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $2,000,000.00 58 NOTTINGHAM 2014 -2028 TIF Revenue Obligation $1,000,000.00 Nottingham Tax Payment $0.00 2013 Nottingham Tax Payment $0.00 2014 Nottingham Tax Payment $0.00 TOTAL PROJECT $1,000,000.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $1,000,000.00 59 PLASTIC CENTER 2014 -2028 TIF Revenue Obligation $1,000,000.00 Plastic Tax Payment -TIF $0.00 2013 Plastic Tax Payment -TIF $0.00 2014 Plastic Tax Payment -TIF $0.00 TOTAL PROJECT $1,000,000.00 Economic Dev. Agreement payments over 15 yrs Economic Dev. Agreement payments over 15 yrs Economic Dev. Agreement payments over 15 yrs Economic Dev. Agreement payments over 10 yrs Economic Dev. Agreement payments over 15 yrs Economic Dev. Agreement payments over 15 yrs PROJECT DESIGNATION: GREATER DOWNTOWN URBAN RENEWAL PROJECT (Fund 240) (DOWNTOWN SUB AREAS: UPPER MAIN, TOWN CLOCK PLAZA, AND OLD MAIN) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 60 SPAHN & ROSE LESS TIF REVENUE TO DATE PROJECT REMAINING 2014 -2015 TIF Revenue Obligation Spahn & Rose Tax Payme 2013 Spahn & Rose Tax Payme 2014 Spahn & Rose Tax Payme TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING $0.00 $1,000,000.00 $3,160.00 $0.00 $0.00 $0.00 $3,160.00 $0.00 $3,160.00 61 FRANKLIN INVESTMENTS 2014 -2015 TIF Revenue Obligation $173,025.00 Franklin Tax Payment -TIF $0.00 2013 Franklin Tax Payment -TIF $0.00 2014 Franklin Tax Payment -TIF $0.00 TOTAL PROJECT $173,025.00 LESS TIF REVENUE TO DATE $0.00 PROJECT REMAINING $173,025.00 GRAND TOTAL FOR URBAN RENEWAL AREA LESS TIF REVENUE TO DATE PROJECT REMAINING $158,519,969.37 ($44,562,351.38) $113,957,617.99 Economic Dev. Agreement payments over 2 yrs Economic Dev. Agreement payments over 15 yrs CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 3rd day of December 2012 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District County: Dubuque Page 1 Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) 1. 2. 3. 4. 5. Individual TIF Indebtedness Type /Description /Details: X this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. El'X' this box if a rebate agreement. List administrative details on lines above. Date Approved *: ❑'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Total For City TIF Form 1.1 Page 1: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District County: Dubuque Page 2 Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) 6. 7. 8. 9. 10. Individual TIF Indebtedness Type /Description /Details: 'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on tines above. ®'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: LX this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 3. Total For City TIF Form 1.1 Page 2: *"Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District County: Dubuque Page 3 Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) 11. 12. 13. 14. 15. Individual TIF Indebtedness Type /Description /Details: ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. DX this box if a rebate agreement. List administrative details on lines above. Date Approved*: ®'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Total For City TIF Form 1.1 Page 3: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District County: Dubuque Page 4 Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) 16. 17. 18. 19. 20. Individual TIF Indebtedness Type /Description /Details: f 'X' this box if a rebate agreement. List administrative details on lines above. EJ'X' this box if a rebate agreement. List administrative details on lines above. this box if a rebate agreement. List administrative details on lines above. X' this box if a rebate agreement. List administrative details on lines above. 'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: Total Amount: Total For City TIF Form 1.1 Page 4: 0 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 2 SPECIFIC DOLLAR REQUEST FOR AVAILABLE TIF INCREMENT TAX REVENUE FOR NEXT FISCAL YEAR CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year Where Less Than The Maximum TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Urban Renewal Area Name: County: Urban Renewal Area Number: (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the next fiscal year and for the Urban Renewal Area within the City and County named above, the City requests less than the maximum available TIF increment tax revenue as detailed below. Provide sufficient detail so that the County Auditor will know how to specifically administer your request. For example you may have multiple indebtedness certifications in an Urban Renewal Area, and want the maximum revenue for rebate agreement property that the County has segregated into separate taxing districts, but only want a portion of the available increment from the remainder of the taxing districts in the Area. Specific Instructions To County Auditor For Administering The Request That This Urban Renewal Area Generate Less Than The Maximum Available TIF Increment Revenue: Dated this day of Signature of Authorized Official Amount Requested: Telephone CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Dubuque Brewing & Malting District Urban Renewal Area Number: 31042 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Economic Development Agreement - Dubuque Stamp : Interest Earnings Economic Development Agreement - Dubuque Stamp : Decreased assessed value Amount Reduced: 242 24,215 Total Reduction In Indebtedness For This Urban Renewal Area: 24,457 Dated this 3rd day of December 2012 Signature of Authorized Official Telephone PROJECT DESIGNATION: BREWING AND MALTING DISTRICT (Fund 243) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 DUBUQUE STAMP 2014-19 TIF Revenue Obligation 2009 Advance of City Funds 2011 Dubuque Stamp TIF 2011 Advance of City Funds 2012 Dubuque Stamp TtF 2013 Dubuque Stamp TF 2012 Advance of City Funds TOTAL PROJECT LESS TIF REVENUE TO DATE PROJECT REMAINING GRAND TOTAL FOR URBAN RENEWAL AREA LESS TIF REVENUE TO DATE PROJECT REMAINING $152.544.00 $852.00 $24,098/0 ($70.22) $24.51512 $21�2.OU ($460.30) $223.271.00 ($73.720.52) $149,544.48 $228,271.00 ($73,726.52) $149,544.48 Economic Dev Agreement payments over 10 yrs Investment Earnings Investment Earnings CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Holy Ghost Urban Renewal Area Number: 31045 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified*: *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above- stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment fax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 3rd day of December 2011 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Holy Ghost County: Dubuque Page 1 Urban Renewal Area Number: 31045 (Use five -digit Area Number Assigned by the County Auditor) 1. 2. 3. 4. 5. Individual TIF Indebtedness Type /Description /Details: ❑'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: ®'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Total For City TIF Form 1.1 Page 1: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Holy Ghost County: Dubuque Page 2 Urban Renewal Area Number: 31045 (Use five -digit Area Number Assigned by the County Auditor) 6. 7. 8. 9. 10. 'Individual TIF Indebtedness Type /Description /Details: DX this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. 'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: ®'X' this box if a rebate agreement. List administrative details on lines above. If more-indebtedness entry lines are needed continue to Form 1.1 Page 3. Total For City TIF Form 1.1 Page 2: *"Date Approved" is the date that the local governing body initially approved the TIF indebtedness. IT0taI Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Holy Ghost County: Dubuque Page 3 Urban Renewal Area Number: 31045 (Use five -digit Area Number Assigned by the County Auditor) 11. 12. 13. 14. 15. Individual TIF Indebtedness Type /Description /Details: ❑'X' this box if a rebate agreement. List administrative details on lines above. J'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: ®'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Total For City TIF Form 1.1 Page 3: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Holy Ghost Urban Renewal Area Number: 31045 16. County: Dubuque Page 4 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: O'X' this box if a rebate agreement. List administrative details on lines above. 17. 18. 19. 20. this box if a rebate agreement. List administrative details on lines above. 'X' this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. this box if a rebate agreement. List administrative details on lines above. Date Approved *: Total Amount: Total For City TIF Form 1.1 Page 4: 0 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 2 SPECIFIC DOLLAR REQUEST FOR AVAILABLE TIF INCREMENT TAX REVENUE FOR NEXT FISCAL YEAR CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year Where Less Than The Maximum TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Urban Renewal Area Name: County: Urban Renewal Area Number: (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the next fiscal year and for the Urban Renewal Area within the City and County named above, the City requests Tess than the maximum available TIF increment tax revenue as detailed below. Provide sufficient detail so that the County Auditor will know how to specifically administer your request. For example you may have multiple indebtedness certifications in an Urban Renewal Area, and want the maximum revenue for rebate agreement property that the County has segregated into separate taxing districts, but only want a portion of the available increment from the remainder of the taxing districts in the Area. Specific Instructions To County Auditor For Administering The Request That This Urban Renewal Area Generate Less Than The Maximum Available TIF Increment Revenue: Dated this day of Amount Requested: Signature of Authorized Official Telephone CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Holy Ghost Urban Renewal Area Number: DUT75 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Amount Reduced: Total Reduction In Indebtedness For This Urban Renewal Area: 0 Dated this 3rd day of December 2012 Signat re of Authorized Official 563- 589 -4110 Telephone CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION Cover Sheet CODE OF IOWA SECTION 403.19 TAX INCREMENT FINANCING (TIF) INDEBTEDNESS CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Lake Ridge Urban Renewal Area Number: 31046 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above the City has outstanding loans, advances, indebtedness, or bonds, none of which have been previously certified, in the collective amount shown below, all of which will qualify for payment from the special fund referred to in paragraph 2 of Section 403.19 of the Code of Iowa. Urban Renewal Area Indebtedness Not Previously Certified *: $ *There must be attached a supporting itemized listing of the dates that individual loans, advances, indebtedness, or bonds were initially approved by the governing body. (Complete and attach 'CITY TIF FORM 1.1'.) The County Auditor shall provide the available TIF increment tax revenue in subsequent fiscal years without further certification until the above - stated amount of indebtedness is paid to the special TIF fund of City. However, for any fiscal year a City may elect to receive less than the available TIF increment tax revenue by certifying the requested amount to the County Auditor on or before the preceding December 1. (File 'CITY TIF FORM 2' with the County Auditor by the preceding December 1 for each of those fiscal years where all of the TIF increment tax revenue is not requested.) A City reducing certified TIF indebtedness by any reason other than application of TIF increment tax revenue received from the County Treasurer shall certify such reduced amounts to the County Auditor no later than December 1 of the year of occurrence. (File 'CITY TIF 'FORM 3' with the County Auditor when TIF indebtedness has been reduced by any reason other than application of TIF increment tax revenue received from the County Treasurer.) Notes /Additional Information: Dated this 3rd day of December 2012 Signature of Authorized Official 563 - 589 -4110 Telephone CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Lake Ridge County: Dubuque Page 1 Urban Renewal Area Number: 31046 (Use five -digit Area Number Assigned by the County Auditor) 1. 2. 3. 4. 5. Individual TIF Indebtedness Type /Description /Details: ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X this box if a rebate agreement. List administrative details on lines above. 'X' this box if a rebate agreement. List administrative details on lines above. L'X' this box if a rebate agreement. List administrative details on lines above. Date Approved*: 'X' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 2. Total For City TIF Form 1.1 Page 1: * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Lake Ridge County: Dubuque Page 2 Urban Renewal Area Number: 31046 6. 7. 8. 9. (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: �'X' this box if a rebate agreement. List administrative details on lines above. D'X' this box if a rebate agreement. List administrative details on lines above. E'X' this box if a rebate agreement. List administrative details on lines above. ❑'X' this box if a rebate agreement. List administrative details on lines above. Date Approved *: EIX' this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 3. Total For City TIF Form 1.1 Page 2: *"Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Lake Ridge County: Dubuque Page 3 Urban Renewal Area Number: 31046 (Use five -digit Area Number Assigned by the County Auditor) 11. 12. 13. 14. 15. Individual TIF Indebtedness Type /Description /Details: ®'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. f'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. Date Approved *: this box if a rebate agreement. List administrative details on lines above. If more indebtedness entry lines are needed continue to Form 1.1 Page 4. Total For City TIF Form 1.1 Page 3: *"Date Approved" is the date that the local governing body initially approved the TIF indebtedness. Total Amount: 0 CITY TIF FORM 1.1 - To be attached to CITY TIF FORM 1 - INDEBTEDNESS CERTIFICATION TIF INDEBTEDNESS NOT PREVIOUSLY CERTIFIED ELIGIBLE FOR TAX COLLECTIONS NEXT FISCAL YEAR City: Dubuque Urban Renewal Area Name: Lake Ridge Urban Renewal Area Number: 31046 County: Dubuque Page 4 (Use five -digit Area Number Assigned by the County Auditor) Individual TIF Indebtedness Type /Description /Details: 16. 17. 18. 19. 20. ®'X' this box if a rebate agreement. List administrative details on lines above. E'X' this box if a rebate agreement. List administrative details on lines above. ®'X' this box if a rebate agreement. List administrative details on lines above. this box if a rebate agreement. List administrative details on lines above. DX this box if a rebate agreement. List administrative details on lines above. Date Approved*: Total Amount: Total For City TIF Form 1.1 Page 4: 0 * "Date Approved" is the date that the local governing body initially approved the TIF indebtedness. CITY TIF FORM 2 SPECIFIC DOLLAR REQUEST FOR AVAILABLE TIF INCREMENT TAX REVENUE FOR NEXT FISCAL YEAR CERTIFICATION TO COUNTY AUDITOR Due To County Auditor By December 1 Prior To The Fiscal Year Where Less Than The Maximum TIF Increment Revenue Is Requested Use One Certification Per Urban Renewal Area City: Urban Renewal Area Name: County: Urban Renewal Area Number: (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the next fiscal year and for the Urban Renewal Area within the City and County named above, the City requests less than the maximum available TIF increment tax revenue as detailed below. Provide sufficient detail so that the County Auditor will know how to specifically administer your request. For example you may have multiple indebtedness certifications in an Urban Renewal Area, and want the maximum revenue for rebate agreement property that the County has segregated into separate taxing districts, but only want a portion of the available increment from the remainder of the taxing districts in the Area. Specific Instructions To County Auditor For Administering The Request That This Urban Renewal Area Generate Less Than The Maximum Available TIF Increment Revenue: Dated this day of Amount Requested: Signature of Authorized Official Telephone CITY TIF FORM 3 TIF INDEBTEDNESS HAS BEEN REDUCED BY REASON OTHER THAN APPLICATION OF TIF INCREMENT TAX REVENUE RECEIVED FROM THE COUNTY TREASURER CERTIFICATION TO COUNTY AUDITOR Use One Certification Per Urban Renewal Area City: Dubuque County: Dubuque Urban Renewal Area Name: Holy Ghost Urban Renewal Area Number: DUT75 (Use five -digit Area Number Assigned by the County Auditor) I hereby certify to the County Auditor that for the Urban Renewal Area within the City and County named above, the City has reduced previously certified indebtedness, by reason other than application of TIF increment tax revenue received from the County Treasurer, by the total amount as shown below. Provide sufficient detail so that the County Auditor will know how to specially administer your request. For example, you could have multiple indebtedness certifications in the Urban Renewal Area, and the County Auditor would need to know which particular indebtedness certifcation(s) to reduce. If rebate agreements are involved with a reduction, and the County has segregated the rebate property into separate TIF Increment taxing districts, provide the five -digit county increment taxing district numbers for reference. Individual TIF Indebtedness Type /Description /Details: Total Reduction In Indebtedness For This Urban Renewal Area: Dated this 3rd day of December Signature of Authorized Officia Amount Reduced: 0 2012 563- 589 -4110 Telephone PROJECT DESIGNATION: LAKE RIDGE (Fund 231) Schedule 1 Indebtedness Qualifying for Tax Increment Reimbursement Under Section 403.19(2) PROJ # PROJECT TITLE FY SOURCE AMOUNT USE OF DOLLARS 1 THE ROSE ?018-202:TIF Revenue Ob|igation 2013 The Rose TIF $1.929,735.00 TOTAL PROJECT *2.144,15I00 LESS TIF REVENUE TO DATE ($214,415.00) PROJECT REMAINING *1.929.735.00 GRAND TOTA FOR URBAN RENEWAL AREA $2.144,150.00 LESS TIF REVENUE TO DATE ($214.415.00) PROJECT REMAINING $1,929,735.00 Economic Dev. Agreement payments over 10 yrs