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Step by Step Prog Notices Funds, Environ DU~~E ~ck~ MEMORANDUM May 8, 2006 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Publication of Combined Notice of Finding of No Significant Impact on the Environment and Notice of Intent to Request Release of Funds for the Step by Step Inc. Project Housing and Community Development Department Director David Harris is recommending publication of the combined Notice of Finding of No Significant Impact on the Environment and Notice of Intent to Request Release of Funds for the Step by Step Inc. Project. I concur with the recommendation and respectfully request Mayor and City Council approval. (\U {fh~fA Miclkel C. Van Milligen MCVM/jh Attachment cc: Barry Lindahl, Corporation Counsel Cindy Steinhauser, Assistant City Manager David Harris, Housing and Community Development Department Director DU~~E ~ck~ MEMORANDUM May 4, 2006 From: Micha~\an Milligen, City Manager David Harris, Housing and Community Development Department To: Subject: Publication of Combined Notice of Finding of No Significant Impact on the Environment and Notice of Intent to Request Release of Funds for the Step by Step Inc. Project Introduction This memorandum transmits a proposed resolution authorizing the publication of a combined Notice of Finding of No Significant Impact on the Environment and Notice of Intent to Request Release of Funds for the Step by Step Inc. Project Backaround The City Council has approved the use of Community Development Block Grant (CDBG) funds and the State of Iowa has awarded $350,000 in HOME funds for the Step by Step Inc. Project. The project involves the acquisition and rehabilitation of 759 Bluff Street for a residential facility for seven income-eligible women with physical disabilities. The City of Dubuque must publish a notice of environmental review finding for projects to be funded with CDBG and HOME funds. This notice allows 15 days for citizen and public agency comments on the environmental assessment of these programs. After that time, the City may file a Request for Release of funds with the U.S. Department of Housing and Urban Development (HUD) and the Iowa Department of Economic Development (IDEO). Discussion Publication of the attached notice, Exhibit A, indicates that the City of Dubuque has carried out its responsibilities according to regulations of HUD. The approval of the attached resolution and the publication of its accompanying public notice are required procedural steps for securing the release of CDBG and HOME funds for this project. Recommendation I recommend that the City Council authorize publication of the combined Notice of No Significant Impact on the Environment and Notice of Intent to Request Release of Funds for the Step by Step Inc. Project. Copies of the environmental review record will be made available to the public and interested agencies. Public comment will be accepted until 5:00 pm on June 5,2006 and will be taken into account before proceeding with the request for release of funds. Action SteD The action step is for the City Council to adopt the attached resolution. Prepared by Aggie Tauke, Community Development Specialist F:\UsersIA TAUKEIERRlStep by SteplStep by Step memo.mvm.doc RESOLUTION NO. _-2006 A RESOLUTION AUTHORIZING PUBLICATION OF A CONCURRENT NOTICE OF FINDING OF NO SIGNIFICANT IMPACT ON THE ENVIRONMENT AND NOTICE OF INTENT TO REQUEST RELEASE OF FUNDS FOR THE STEP BY STEP INC. PROJECT. Whereas, the City of Dubuque has received a Community Development Block Grant (CDBG) from the U.S. Department of Housing and Urban Development and HOME funds from the Iowa Department of Economic Development, and Whereas, pursuant to the rules and regulations as promulgated by the U.S. Department of Housing and Urban Development, an environmental review has been processed for the Step by Step Inc. Project; and Whereas, based on said environmental review, the Department of Housing and Community Development has determined that said project will have no significant impact on the environment; and Whereas, a concurrent notice of" Finding of No Significant Impact on the Environment" and of "Intent to Request Release of Funds" for said project will be sent by regular mail to various federal, state and local public agencies; to the appropriate Regional Office of the Environmental Protection Agency and to the local news media, individuals and groups known to be interested and believed to be appropriate to receive such a notice; and Whereas, any and all comments received as a result of such notice will be duly considered before proceeding with a Request for Release of Funds and Certification. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. That the City Clerk be and is hereby authorized and directed to publish a combined Notice of Finding of No Significant Impact on the Environment and Notice of Intent to Request Release of Funds for the Step by Step Inc. Project and to make the Environmental Review Record for said project available for public inspection and comment until 5:00 pm on June 5, 2006. Such notice shall be in the form of Exhibit "A" attached hereto and made a part hereof. Section 2. That the environmental review record for the project shall be placed on file in the Office of the Housing and Community Development where said record may be examined and copied by any interested party. Section 3. That the Mayor of the City of Dubuque is hereby authorized and directed to submit to the U.S. Department of Housing and Urban Development and the Iowa Department of Economic Development fifteen (15) days after publication of appropriate notice a Request for Release of Funds to undertake the said project. Section 4. That the Mayor of the City of Dubuque is hereby authorized to consent to assume the status of a responsible federal official under the National Environmental Protection Act, insofar as the provisions of the said Act apply to the U.S. Department of Housing and Urban Development responsibilities for review, decision making, and action assumed and carried out by the City of Dubuque as to environmental issues. Section 5. That the Mayor of the City of Dubuque is hereby authorized to consent personally, in his official capacity and on behalf of the City of Dubuque, to accept the jurisdiction of the federal courts if an action is brought to enforce responsibilities in relation to environmental review, decision-making and action. Section 6. That the Mayor of the City of Dubuque is and he is hereby authorized and directed to execute a certification pertaining to the environmental review procedures. Passed, approved and adopted this _day of May 2006. Roy D. Buol, Mayor Attest: Jeanne F. Schneider, City Clerk F:IUsersIATAUKE\ERRISlep by SteplStep by Slep ERR.doc Exhibit A CONCURRENT NOTICE TO PUBLIC OF FINDING OF NO SIGNIFICANT IMPACT ON THE ENVIRONMENT AND NOTICE TO PUBLIC OF INTENT TO REQUEST RELEASE OF FUNDS NOTICE OF FINDING OF NO SIGNIFICANT IMPACT AND NOTICE OF INTENT TO REQUEST RELEASE OF FUNDS Date of Publication: May 19, 2006 City of Dubuque 1805 Central Dubuque, Iowa 52001 563-589-4239 These notices shall satisfy two separate but related procedural requirements for activities to be undertaken by the City of Dubuque, Iowa. REQUEST FOR RELEASE OF FUNDS On or about June 6, 2006 the City of Dubuque will submit a request to the Iowa Department of Economic Development (IDEO) and the U.S. Department of Housing and Urban Development (HUD) for the release of funds under the Title II of the Cranston-Gonzalez National Affordable Housing Act of 1990, as amended, and Community Development Block Grant (CDBG) funds for the purpose of undertaking the project here in after described: The project is proposing to use $350,000 of HOME funds and $108,600 of CDBG funds for the acquisition and rehabilitation of 759 Bluff Street by Step by Step Inc. in the City of Dubuque, Dubuque County, Iowa for a residential facility for seven income-eligible women with physical disabilities. FINDING OF NO SIGNIFICANT IMPACT The City of Dubuque has determined that the project will have no significant impact on the human environment. Therefore, an Environmental Impact Statement under the National Environmental Policy Act of 1969 (NEPA) is not required. Additional project information is contained in the Environmental Review Record (ERR) on file at City of Dubuque Housing and Community Development, 1805 Central Avenue, Dubuque, Iowa and may be examined or copied 8:00 am to 5:00 pm from Monday to Friday and available for public inspection. The City of Dubuque is conferring with the State Historic Preservation Office (SHPO) and others regarding potential effects to Cultural Resources by the project. In the event that project activities uncover any item(s) that might be of archaeological, historical, or architectural interest, or if important new archaeological, historical, or architectural data should be encountered in the project APE, the recipient should make reasonable efforts to avoid further impacts to the property, and SHPO will be immediately informed of the discovery and activities will cease until an assessment has been made by a qualified professional. PUBLIC COMMENTS Any individual, group, or agency may submit written comments on the ERR to the City of Dubuque Housing and Community Development Department, 1805 Central Avenue, Dubuque, Iowa 52001. All comments received by June 5, 2006 will be considered by the City of Dubuque prior to authorizing submission of a request for release of funds. Comments should specify which Notice they are addressing. RELEASE OF FUNDS The City of Dubuque certifies to IDED and HUD that Roy D. Suol, in his capacity as Mayor, consents to accept the jurisdiction of the Federal Courts if an action is brought to enforce responsibilities in relation to the environmental review process and that these responsibilities have been satisfied. IDED an HUD approval of the certification satisfies its responsibilities under NEPA and related laws and authorities and allows the City of Dubuque to use Program funds. OBJECTIONS TO RELEASE OF FUNDS IDED and HUD will accept objections to its release of fund and the City of Dubuque certification for a period of fifteen days following the anticipated submission date or its actual receipt of the request (whichever is later) only if they are on one of the following bases: (a) the certification was not in fact executed by the responsible entity's Certifying Officer; (b) the responsible entity has failed to make one of the two findings pursuant to Sec. 58.40 or to make the written determination required by Secs.58.35, 58.47, or 58.53 for the project, as applicable; (c) the responsible entity has omitted one or more of the steps for the preparation, publication and completion of an EA. (d) the recipient or other participants in the development process have committed funds, incurred costs or undertaken activities before release of funds and approval of the environmental certification by the State and HUD. (e) Another federal agency acting pursuant to 40 CFE Part 1504 has submitted a written finding that the project is unsatisfactory from the standpoint of environmental quality. Objections must be prepared and submitted in accordance with the required procedures (24 CFR Part 58, Sec. 58.76) and shall be addressed to Iowa Department of Economic Development, 200 East Grand Ave., Des Moines, Iowa 50309 and U.S. Department of Housing an Durban Development (HUD), Omaha Area Office, Executive Tower Centre, 10909 Mill Valley Road, Omaha NE 68153.No objections received after June 22, 2006 will be considered by IDED and HUD. Roy D. Suol, Mayor May 19, 2006 F:IUsersIATAUKE\ERRIStep by SteplStep by Step Exhibit A IDEO & HUD.doc REQUEST FOR RELEASE OF FUNDS AND CERTIFICATION IOWA COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM Pursuant to 288 of Title II of the Cranston-Gonzalez National Affordable Housing Act of 1990, as amended (42 USC 12838) Recipient Name: City of Dubuque Contract Number: 06-HM-198-29 Recipient Address: 1805 Central, Dubuque, Iowa 52001 For information on this request, contact (usually the grant administrator): Contact Name: David Harris Contact Phone Number: 563-589-4239 PART 1. REQUEST FOR RELEASE OF FUNDS The recipient(s) of assistance under the program(s) listed above requests the release of funds and removal of grant conditions governing the use of the assistance for the following: Acquisition and rehabilitation 0'759 Bluff In Dubuque, Iowa Into seven units for physically disabled women. PART 2. ENVIRONMENTAL CERTIFICATION With reference to the above Program Activity/Project, I, the undersigned officer of the recipient, certify that: o The recipient has fully carried out its responsibilities for environmental review, decision- making and action pertaining to this project named above. o The recipient has complied with the National Environmental Policy Act of 1969, as amended, and with the environmental procedures, permit requirements and statutory obligations of the laws cited in 24 CFR 58.5. o The recipient has taken or will take into account the environmental criteria, standards, permit requirements and other obligations applicable to the project or program activity under other Federal, State and local laws that the recipient has the direct responsibility to comply with. o After considering the type and degree of environmental effects identified by the environmental review completed for the proposed project described in Part 1 of this request, I have found that the proposal did not require the preparation and dissemination of an environmental impact statement. o The recipient has, prior to submitting this request for the release of funds and certification, published in the manner prescribed by 24 CFR 58.43 a notice to the public in accordance with 24 CFR 58.70 and as evidenced by the attached copy (copies). o The dates upon which all statutory and regulatory time periods for review, comment or other action, following the completion of the environmental review for the project/program activity, began and ended as indicated below in compliance with the procedures and requirements of 24 CFR 58. How was SHPO Section 106 Compliance Completed? (mark one): D State Historical Preservation Office (SHPO) Concurrence letter: Date of letter: April 24, 2006 (attach letter) D Programmatic Memorandum of Understanding (PMOU): Project activity on list of Undertakings Not Normally Requiring Consultation with SHPO. Tribal Authority Comment Requested (letters MUST be sent even if activity covered as part of PMOU) Date sent: 41712006 Item Commence Expire Publication Date: Notice of Proposed Project to be Located Local Comment Period: in a Floodplain or Wetland (15 day comment period) Publication Date: Combined Notice: Finding of No Local Comment Period: Significant Impact and Intent to (15 day comment period) May 19, 2006 June 5, 2006 Request Release of Funds State Comment Period: (15 day comment period) Publication Date: Notice of Intent to Request Local Comment Period: Release of Funds (7 day comment period) (Use only for Categorically State Comment Period: Excluded Projects subject to (15 day comment period) related Federal laws and Authorities) As the duly designated certifying official of the recipient, I also certify that: I am authonzed to and do consent to assume the status of responsible federal official under the National Environmental Policy Act of 1969 and each provision of law designated in the 24 CFR 58.5 list of NEPA-related authorities insofar as the provision of these laws applies to the HUe responsibilities for environmental review, decision-making and actions that have been assumed by the recipient. By so consenting, I have assumed the responsibilities for the conduct of environmental review, decision-making and actions as to environmental issues, preparation and circulation of draft, final and supplemental environmental impact statements, and lead agency or cooperating agency responsibilities for preparation of such statements on behalf of federal agencies including HUD, when these agencies consent to such assumptions. I am authorized to and do accept, on behalf of the recipient and personally, the jurisdiction of the federal courts for the enforcement of all these responsibilities, in my capacity as certifying officer of the recipient. Roy D. Buol, Mayor City of Dubuque, Iowa (Signature and Title of the Certifying orrtcer of Applicant) WARNING: Section 1001 of Title 18 of the United States Code and the Criminal Procedure shall apply to this certification. Title 18 provides, among other things, that whoever knowingly makes or uses a document or writing containing any false, fictitious, or fraudulent statement or entry, in any manner within the jurisdiction of any department or agency of the United States, shall be fined not more than $10,000 or imprisoned not more than five years or both. Request for Release of Funds and Certification u.s. Department of Housing and Urban Development Office of Community Planning and Development OMS No. 2506-0087 (exp. 12/31/2007) This form is to be used by Responsible Entities and Recipients (as defined in 24 CFR 58.2) when requesting the release of funds, and requesting the authority to use such funds, for HUD programs identified by statutes that provide for the assumption of the environmental review responsibility by units of general local government and States. PubliC reporting burden forthis collection of information is estimated to average 36 minutes per response. including the time for reviewing instructions, searching existing data sources. gathering and maintaining the data needed, and completing and reviewing the collection of information. This agency may not conduct or sponsor, and a person is not required: to respond to, a collection of information unless that collection displays a valid OMB control number. Part 1. Program Description snd Request for Release of Funds (to be completed by Responsible Entity) 1. Program Title(s) 2. HUD/State Identification Number 3. Recipient Identification Number COJIDDUnity Development Block Grant (CDBG) (optional) B-05-MC-J.9-0004 42-6004596 6. For information about this request, contact (name & phone number) Aggie Tauke, Community Development Specialist 5. Name and address of responsible entity City of Dubuque City Hall, 50 West 13th Street Dubuque, Iowa 52001-4864 4. OMB Catalog Number(s) 7. Name and address of recipient (if different than responsible entity) 8. HUD or State Agency and office unit to receive request BUD, Omaha Area Office, Bxecutive Tower Centre, 10909 Kill Valley Road, Omaha, MN 78153 The recipient(s) of assistance under the program(s) listed sbove requests tbe release offunds and removal of environmental grant conditions governing the use of the assistance for the following 9. Program Activity(ies)/Project Name(s) 10. Location (Street address. city, county. State) Step by Step Inc. Project 759 Bluff Street, Dubuque, Dubuque County, ZA 11. Program Activity/Project Description Acquisition and rehabilitation of Dubuque, Dubuque County, Iowa for with physical disabilities. 759 Bluff Street by Step by Step Inc. in the City of a residential facility for seven income-eligible women Previous editions are obsolete form HUD~7015.15 (1/99) Part 2. Environmental Certification (to be completed by responsible entity) With reference to the above Program Activity(ies)/Project(s)~ I, the undersigned officer of the responsible entity, certify that: 1. The responsible entity has fully carried out its responsibilities for environmental review. decision-making and action pertaining to the project(s) named above. 2. The responsible entity has assumed responsibility for and complied with and will continue to comply with. the National Environmental Policy Act of 1969. as amended, and the environmental procedures, permit requirements and statutory obligations of the laws cited in 24 CPR 58.5; and also agrees to comply with the authorities in 24 CPR 58.6 and applicable State and local laws. 3. After considering the type and degree of environmental effects identified by the environmental review completed for the proposed project described in Part 1 of this request, I have found that the proposal 0 did [l] did not req uire the preparation and dissemination of an environmental impact statement. 4. The responsible entity has disseminated and/or published in the manner prescribed by 24 CFR 58.43 and 58.55 a notice to the public in accordance with 24 CFR 58.70 and as evidenced by the attached copy (copies) or evidence of posting and mailing procedure. 5. The dates for all statutory and regulatory time periods for review, comment or other action are in compliance with procedures and requirements of 24 CFR Part 58. 6. In accordance with 24 CFR 58.71 (b), the responsible entity will advise the recipient (if different from the responsible entity) of any special environmental conditions that must be adhered to in carrying out the project. As the duly designated certifying official of the responsible entity, I also certify that: 7. I am authorized to and do consent to assume the status of Federal official under the National Environmental Policy Act of 1969 and each provision of law designated in the 24 CPR 58.5 list of NEPA-related authorities insofar as the provisions of these laws apply to the HUn responsibilities for environmental review, decision-making and action that have been assumed by the responsible entity. 8. I am authorized to and do accept, on behalf of the recipient personally, the jurisdiction of the Federal courts for the enforcement of all these responsibilities, in my capacity as certifying officer of the responsible entity. Signature of Certifying Offtcer of the Responsible Entity Title of Certifying Officer Roy D Buol,Hayor City of Dubuque Date signed X 06/06/2006 Address of Certifying Officer City of Dubuque. 50 West 13th Street. Dubuque.IA 52001-4864 Part 3. To be completed wben tbe Recipient is not tbe Responsible Entity The recipient requests the release of funds for the programs and activities identified in Part 1 and agrees to abide by the special conditions, procedures and requirements of the environmental review and to advise the responsible entity of any proposed change in the scope of the project or any change in environmental conditions in accordance with 24 CFR 58.71(b). Signature of Authorized Officer of the Recipient Title of Authorized OffICer Date signed X Warning: HUDwill prosecute false claims and statements. Conviction may result in criminal and/or civil penalties. (18U.S.C. 1001, 1010. 1012; 31 U.S.C. 3729. 3602) Previous editions are obsolete form HUD-7015.15 (1199) City of Dubuque, Iowa - Step by Step, 759 Bluff, Dubuque, IA ENVIRONMENTAL ASSESSMENT (24 CFR 58, Section 58.36 revised 1/99) Responsible Entity [24 CFR 58.2(a)(7)]: Certifying Officer [24 CFR 58.2(a)(2)]: Project Name: Project Location: Estimated total project cost: Grant Recipient [24 CFR 58.2(a)(5)]: Recipient Address: Project Representative: Telephone Number: City of Dubuque, Iowa Roy D. Buol, Mayor Step by Step Inc. Project 759 Bluff Street Dubuque, Dubuque County, IA $1,164,000 ($100,000 CDBG) ($350,000 HOME) City of Dubuque 1805 Central, Dubuque IA 52001 David Harris 563-589-4239 Conditions for Approval: (List all mitigation measures adopted by the responsible entity to eliminate or minimize adverse environmental impacts. These conditions must be included in project contracts or other relevant documents as requirements.) [24 CFR 58.40(d), 40 CFR 1505.2(c)] · The overall project must successfully complete the historic rehabilitation tax credit review process at the federal and/or state level, ensuring the building rehabilitation meets the Standards and Guidelines; FINDING: [58.40(9)] iii Finding of No Significant Impact (The project will not result in a significant impact on the quality of the human environment) o Finding of Significant Impact (The project may significantly affect the quality of the human environment) .~~ Preparer Signature: 6 Title/Agency: Aggie Date: 15 ~/- ~t, uke Community Development Specialist City of Dubuque, Iowa Certifying Officer Signature: Date: Title/Agency: Roy D. Buol, Mayor City of Dubuque, Iowa Page 2