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12 2 13 Work Session Materials_Sustainable Dubuque ProjectMasterpiece on the Mississippi Dubuque band AI- America City 1 2007 • 2012 • 2013 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: December 2 Work Session Agenda and October Sustainable Dubuque Report DATE: November 26, 2013 Sustainability Coordinator Cori Burbach is transmitting the agenda for the December 2 Sustainable Dubuque Quarterly Work Session, the October Sustainable Dubuque Report and the 50% by 2030 Community Climate Action and Resiliency Plan Report. Michael C. Van Milligen MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager Cori Burbach, Sustainability Coordinator Masterpiece on the Mississippi Dubuque bierd All-America City 1 2007 TO: Michael Van Milligen, City Manager FROM: Cori Burbach, Sustainability Coordinator SUBJECT: Dec 2 Work Session Agenda & October Sustainable Dubuque Report DATE: November 26, 2013 The agenda for the December 2 Sustainable Dubuque quarterly work session will be as follows: 1. 50% by 2030 Community Climate Action & Resiliency Plan Report (Cori Burbach & Green Dubuque) 2. Catfish Creek Watershed Management Authority Update (Eric Schmechel, Dubuque Soil & Water Conservation District, & Dean Mattoon, City Engineering Dept) 3. Sustainable Dubuque Collaboration Update (Cori Burbach & Casey Muhm, Greater Dubuque Development Corporation Attached you will find the final copy of the 50% by 2030 plan as well as the October Sustainable Dubuque report. Thank you. City of Dubuque Sustainable Dubuque Project Status Report — October 2013 *Please note: in order to manage the length of this report, some historical, non - timely information has been removed from the current report. COMPREHENSIVE PROJECTS University of Iowa Initiative for Sustainable Communities: City Council approved a partnership with the University of Iowa Initiative for Sustainable Communities (IISC). During the 2011 -12 and 2012 -13 academic years, graduate students from the University's Masters in Urban Planning program assisted Dubuque leaders in completing ten projects related to sustainability planning and analysis for the community. The University has received funding to expand the IISC to include colleges and programs beyond the Masters in Urban Planning program. The 2013 students provided their end of year reports, including recommendations, to the City Council, County Board of Supervisors, and Dubuque Community School Board on May 6. While the two -year partnership with the Ul staff has concluded, we continue to look for opportunities to work with their IISC in the future. Sustainable Dubuque Indicators Report City staff are in the process of reviewing the STAR Community Index, a set of national indicators that has been in the development stage since 2007, to determine if it would be wise to participate in this system in order to benchmark ourselves against other communities. An application to join the Leadership STAR Communities program was submitted. The City has been selected as a STAR Leadership Community and will begin data collection in January with the intention of submitting a final report to STAR in late 2014 /early 2015. Many of the existing Sustainable Dubuque indicators developed through the Ul IISC will be used for this process. Municipal Climate Action Plan: In July 2010, the Municipal Greenhouse Gas Inventory was presented to City Council. A baseline for all municipal operations was established for 2003 and 2007 as part of the ICLEI Five Milestone Process. The Milestone Process is as follows: 1. Conduct baseline emissions inventories and forecasts. 2. Adopt an emissions reduction target. 3. Develop a local climate action plan. 4. Implement policies and measures. 5. Monitor and verify results. A 2011 update to the 2003 and 2007 baseline will be completed at the same time the Community Climate Action Planning process is completed, and will be completed by the fall of 2013. Staff is currently working with Green Dubuque and other partners in the data collection phase of the Municipal Operations Inventory. Data from Black Hills Energy and Alliant Energy has been received for municipal accounts. All data has been collected and will be coordinated in the upcoming community GHG update. Green Team: The Green Team comprised of close to 30 representatives from a cross section of City departments met for the first time in August 2010 and meets regularly. The (draft) Mission Statement developed by the team is: 1 "The mission of the City of Dubuque Green Team is to lead in educating, communicating and implementing practices and technologies to achieve the Sustainable Dubuque vision, to work in each of the 11 areas of sustainability identified in that vision, to promote these practices among staff and departments; and to serve as an example for other organizations, groups, businesses and the broader community." The Sustainable Purchasing Policy, Employee Education, and Buildings & Energy Management subcommittees met to identify priorities for 2012. The Education subcommittee has developed a plan to provide all employees with regular sustainability information via Spirit Times and other media. The Green Team conducted a waste and recycling assessment for those buildings that had the highest concentrations of City employees. Of the buildings assessed, 11% of the materials considered "trash" could have been recycled in yellow bins. Cross - contamination of recyclables with non - recyclables was extremely small and non - hazardous. The Library had the best diversion rate of 78.5% of materials being recycled. The overall results exceeded expectations, with a recycling rate of 48 %. Larger items which are often diverted by departments for beneficial use (e.g. recycling carpet) were not included in this analysis. The Green Team will now work on tips based on these results to improve smart Resource Management. Staff in the Municipal Services Center and City Hall have begun working towards Petal Project certification. Each building will have its own committee to work towards the criteria and track progress. The two buildings going through the process together will allow for team learning and be an example for other city facilities. Staff at the Carnegie -Stout Public Library have also begun working towards Petal certification. Employees are given the option to receive paperless checks and Spirit Times newsletters. It is estimated that this reduction in paper and printing costs will save the City approximately $2,500 per year. Paperless check and Spirit Times newsletters have been implemented for those employees choosing to opt in. Over 425 employees chose to participate. Recycling boxes placed in City Hall, the Municipal Services Center, and at DMASWA now ensure that ink cartridges and small electronics are properly disposed of. DMASWA receives financial rebates for qualifying items. Green Team members met and have identified the following areas for work in 2014: energy use in City facilities, purchasing, cleaning supplies, printing workflows, and Bike To Work Week. Smarter Sustainable Dubuque Partnership w/ IBM: Smarter Water: The City of Dubuque completed its community -wide water meter replacement and unmeasured - flow reducer (UFR) installation project at an estimated $1,352,415 or 15.6 percent below the projected budgeted amount. The Dubuque City Council accepted completion of the project at their June 4, 2012, meeting and authorized payment of the final contract amount of $7,324,285 to the project contractor, Northern Water Works Supply. The original total projected project cost estimate was $8,676,700. Including the unanticipated $1 million forgivable loan the City received for the project through the American Recovery and Reinvestment Act, the project was $2,352,415 or 2 27.1 percent under expected City funded costs. Additional funding was provided by a State Revolving Fund (SRF) loan. In conjunction with the water meter replacement project, the City successfully completed a 12- month Smarter Water Pilot Study through which more than 300 Dubuque households had access to a portal /website developed by IBM Research which provided detailed, customer specific information on their water usage. Among participants in the study, water utilization was reduced by 6.6 percent and leak detection and response increased eight -fold. The Smarter Water Portal is now available to Dubuque residents and many small businesses to help them make more informed decisions about how they use water and track the associated costs. The portal provides a customer - specific, integrated view of water usage with data displayed in gallons, cost, or by carbon footprint. The portal also provides leak detection and notification, historical usage data, and comparative data. The City's NepturelQ portal was made available in early September, and was demonstrated at the City Expo on September 10, 2013. This new portal incorporates many of the principles contained in the current IBM portal. A discussion on the future of the IBM - hosted portal was held between IBM and City staff on September 6, 2013 and continued through October 7, 2013, from which recommendations were made regarding the portal's discontinuation. With the successful rollout of NeptunelQ and the conclusion of the Smarter Water pilot, the IBM- hosted portal has been discontinued and stopped receiving data from the City on October 15, 2013. The Sustainable Community Coordinator met with staff from the Alternative Learning Center to plan a cross - curriculum unit developed around the theme of water management. Teachers in English, Social Studies, Science and Math will use the DBQIQ portal, field trips, and local water experts including City staff to teach high school students about the impact of their use of water on their local environment and the world. This new system is an example of the City's ongoing sustainability initiative and allows water customers to identify waste and consider corrective measures which will translate into "Smarter" water use and increased energy savings. More efficient water use will also reduce the use of both energy and chemicals in the treating and delivering water. • Leak Detection Feature A leak detection feature was provided as part of Neptune's software package. This feature provides information on individual account consumption use. The following information provides the number of users with potential Teaks. Type Usage Number of Accounts Continuous 2,048 Intermittent 1,552 Total Potential Leaks 3,600 Approximately 15.5% of our system users could potentially have leaks. According to national research, an estimated 30% of households have water leaks. As you can see, we are about half of the national average. • Grant Leak Program As part of this project, a Grant Leak Program was created as an incentive to our users who qualify, to repair their leaks. To date, there have been 836 users 3 who have applied and 599 have been reimbursed. A total of $33,813.77 in refunds have been paid to date. • Water Loss: FY' 11 FY'12 FY'13 Water Loss Reduction: 29.02% 21.83% 17.61% 11.41% The reduction in water loss can be attributed to: • the new meters being more accurate • repairs done on the distribution system due to a leak survey being performed • the new meters detecting minor leaks causing users to have repairs performed • users becoming more aware of their water use and choosing to use less water • Water Plant Pumpage The city has experienced a downward trend in pumpage at the water treatment plant. The annual pumpages are as follows: • FY'1O 2.80 billion gallons • FY'11 2.79 billion gallons • FY'12 2.64 billion gallons • FY'13 2.54 billion gallons In contrast, the Annual Metered Consumption has increased. This is the amount of water that is metered in the distribution system. FY' 1 O FY /11 FY'12 FY'13 1.89 billion gallons 1.98 billion gallons 2.06 billion gallons 2.10 billion gallons This is an indication that the new meters are more effective at capturing water usage and citizens are more aware of their water usage and are conserving. Smarter Electricity • The Smarter Electricity pilot was concluded in the first quarter 2012 and the final research report has been provided. A discussion on the future of the portal was held between IBM and City staff on September 6 and continued through October 7, 2013, from which recommendations will be made regarding the portal's continuation or discontinuation. Due to the completion of the Smarter Electricity pilot, the small number of regular users, and the cost of providing data to populate the portal, access to the IBM - hosted portal was discontinued on October 15, 2013. The few individuals still using the portal will be notified by messaging at the portal URL. • Results include an average monthly reduction in energy utilization from 4% to 11%. IBM and Alliant researchers are jointly analyzing these early results. 4 Smarter Travel (High Priority) • Update on Pilot Households /Dashboard: Originally we had hoped that there would be, like that available to participants in the Smarter Water and Electricity programs, a dashboard for Smarter Travel participants so they could see how their choices impact their environment and their lives. However, Smarter Travel has proven itself to be a "moving target" in that there are many more challenges in bringing this information into the smart phone application that was anticipated. Marketing of recruitment of volunteer participation in the Smarter Travel was targeted towards the altruistic nature of the project volunteers, reminding them that their participation will help improve transportation for all Dubuquers (not just those riding public transit). The dashboard -like feature will become available to participants with the deployment of the CAD /AVL (Automatic Vehicle Location) system which will be installed on the fixed route buses and connected to Mentor Engineering's MyRide software by November 2013. Once connected, passengers will have the ability to set up a dashboard experience on their home computers and /or smartphones through a link with Mentor's My Ride software. This connectivity will help make the fixed route system more "user- friendly" by allowing waiting passengers to know when they can expect their bus to arrive to a particular stop. Another benefit of the Smarter Travel project is Transit will be better able to gather information that can be used to help guide significant changes in the transit system. What we anticipate seeing, especially with passengers using the MyRide dashboard, is increased awareness of how much they rely on the use of their personal vehicle when an alternative form of transportation, e.g. bus, bicycle or walking, might be used instead. The MyRide portion of The Jule's Intelligent Transportation System (ITS) deployment should be up and fully functional by November 2013. • In late 2011 the City received notice that an Iowa Clean Air Attainment Program (ICAAP) grant was awarded to the Metropolitan Planning Organization (MPO) for the Vehicle Miles Traveled project (aka Smarter Travel). The ICAAP grant is being used to help pay for the operating costs of two new pilot routes, the Nightrider and the MidTown Loop /Feeder. The year -2 grant application was submitted in March 2013 and awarded in June, 2013, and will help fund another year of both pilot routes and the re- design of the fixed route public transit system. The Nightrider route began providing service on Friday and Saturday nights from 6pm until 2:40AM on September 28, 2012. This year, starting May 31, 2013 will continue to provide service on an abbreviated schedule throughout the summer (returns to "regular" service August 23rd). The DOT has separated the research and route components of the MidTown Loop & Feeder project. The MidTown Loop & Feeder route will start January 2014 ECIA, city staff, DOT and FTA staff and IBM continue to work with IBM to resolve the research component contract and deliverables. The first year ICAAP grant has been extended and when the Midtown Loop and feeder are implemented in January 2014, they will impact the existing routes, reducing cross- town travel times. Data generated with the two pilot routes added and adjustments made to the system, the Smartphone application and the RFID data, will be gathered and processed by IBM and then used in year -2 /year -3 of the grant to help to guide the changes made to the fixed route system in order to improve its overall function and increase its route service, efficiency and effectiveness. These additional changes will be implemented across the structure of the fixed route system as IBM provides route restructuring information. • State of Good Repair Grant: All of the new buses have been purchased and are in use. A 5 contract for the purchase, installation and deployment of Intelligent Transportation System (ITS) technology /electronic equipment (e.g. Automatic Vehicle Location or "AVL ", a Security Camera System, Electronic Fare Collection, etc.) was signed in mid -2012. The first phase of the ITS project was completed in early December with the installation of Mobile Data Terminals (MDTs or Mentor -brand "Rangers ") in the mini -bus fleet and the training of the Bus Operators and Dispatchers on their proper use. The MDTs that are connected to the scheduling software used for mini -bus services are all fully operational. The purchase, installation and deployment of the ITS equipment for fixed route service began in February 2013, and includes: CAD Automatic Vehicle Location (AVL) system, Automatic Voice Announcement (AVA) system, Automatic Passenger Counter (APC) system, Electronic Fare Collection equipment, etc. The pilot roll out of the fixed route system is scheduled to begin mid -May, and is anticipated to be fully operational by October 2013. • ECIA and IBM continue to discuss with IA DOT management the potential expansion of the Iowa opportunity to include a major IA DOT "cloud" service for transportation data in Iowa. • The Metropolitan Planning Organization (MPO) in collaboration with IBM and The Jule submitted a report to the Transportation Research Board (TRB) about the Smarter Travel project. The research paper highlights the use of smartphone applications, anonymous cell tower (and RFID) data in the re- design of fixed route public transit system routes. The paper has been accepted by the TRB and was presented by the MPO during the Board's national meeting in January 2013. Smarter Discards (High Priority): A Smarter Sustainable Dubuque - Smarter Discards Pilot project has been approved in a Joint Development agreement with IBM Research. The goals are: 1. Over a period of 12 months measure and improve trend lines in landfill diversion and curbside recycling of residential discards to help achieve Dubuque's sustainability commitments 2. Establish the long term cost effectiveness of pilot diversion strategies due to city and customer access to diversion data, using carts, Radio Frequency Identification, customer communications, incentive utilization and campaigns, and changes in collection frequencies 3. Inform City Government and Citizens of Dubuque's needs related to current as well as future policy, staffing and equipment issues related to discard management and curbside collection. 4. Support the City's Greenhouse Gas Emissions reduction targets. It is designed to focus research and foster sustainable behavior change related to wasting with three target groups: Two route area discard generators (landfill and recycle) on two separate collection days of the City each totaling approximately 400 anonymized households "Aggregated Areas" starting in May 2013. • First in the Washington Neighborhood (on Monday routes) with heavy concentration of City tipper carts and collection in alleys • Second in a census tract (on Tuesday routes) with few tipper carts, some hills, few alleys, less on- street parking, many yards, average recycling rates, few apartments, and no commercial areas. "Volunteer Subscribers ": City will enroll a third group of 250 to 400 among the city's collection 6 customers (landfill, recycle and compost) on any route on any day starting in September 2013. A Chlapaty Fellowship has been awarded to a UD student to assist with the project. Data collection for the aggregate areas began in May of 2013, and has continued successfully with only minor interruptions that have not compromised the integrity of the data. From January to April, City staff worked closely with IBM to ensure that the proof of concept started on time, and the City selected vendors to provide the necessary technology through an RFP process. For the households along these two aggregate data collection routes, recycling and refuse bins were fitted with Radio Frequency Identification (RFID) tags, enabling the weight of the bin contents to be measured by City collection crews. The aggregate weights of refuse and recycling materials collected along these routes are automatically measured at both the landfill and recycling center, and those data are updated in IBM's Intelligent Waste Management Solution (IWS) portal. Data collection for approximately 15 beta testers began on August 5; these beta testers are helping identify issues with the portal, as well as provide a means for testing the technology that will be utilized when the full pilot begins. The full data collection portion of the pilot program is began on September 9, 2013, with a kick -off event being held at the City Expo on September 10, 2013. Volunteers were accepted through August 30, 2013, with a final count of 304 volunteers participating. During the first month of data collection, 92 users logged into the portal at least once. In the coming weeks, staff efforts will focus on volunteer outreach and engagement to encourage more users to log into the portal and view their data. One of the main challenges discovered thus far is that there is a high opportunity for human data -entry error using the current discard weighing method. Collection crews are using hand -held digital scales to weight setout containers, and are manually entering the weights into a computer terminal located inside their vehicle. These weights are then transmitted wirelessly to a server, and then used to populate the IBM portal. Staff have engaged Camelot Business Management Software in Galena, IL to explore solutions that will minimize the risk of data entry errors; they are expected to offer quotes for several options on October 8, 2013, which will be considered by staff immediately afterwards. A key member of the Smarter Discards team, Paul Schultz, retired from the City effective October 18, 2013. Smarter Health & Wellness (High Priority): Council approved a JDA with IBM to expand SSD to include a Smarter Health & Wellness silo, in partnership with the University of Iowa College of Public Health. The objective of the project is to design, enable and conduct a wellness pre- pilot, in which IBM will provide access to an aggregate "CityView" Community Engagement Platform (CEP) and make available mobility and individual engagement /data collection mobile applications for Android smartphones. The City recruited 75 community volunteers to download the new app and engage in the pilot. Through the platform, the volunteers will be able to track their activities and compare them with their goals and with the results of the aggregate group of volunteers. Key Performance Indicators have been developed and are being monitored. Two Community Cafe sessions were held on June 26 for volunteers to receive assistance. Additional e-mails and phone calls have been made for outreach to volunteers, in order to increase their use of the app. Other engagement activities will be planned. Casey Muhm of GDDC is now the Project Manager. He replaces 7 David Lyons, who completed his contract in June 2013. Since the Fourth of July holiday, three "engagement messages" have been sent to program volunteers through the CEP application, encouraging their participation and physical activity. Usage and activity have increased substantially as a result of this. Data collection for the Smarter Health & Wellness pilot concluded on August 11, 2013. Seven volunteers completed a final survey to measure how their health and wellness activities have changed since beginning the pilot program. The survey results, along with the complete data set from the entire pilot period, were analyzed by IBM and used to prepare a final report. This report was completed on August 31, 2013, and a copy was provided to the City Manager. On September 19, 2013, Rick Dickinson and Casey Muhm traveled to Iowa City to meet with Dr. Martin Sepulveda, Vice President for Health Industries Research at IBM. Also participating were Mary Rose Corrigan (who was a panelist with Dr. Sepulveda following the latter's receipt of the Hansen Leadership Award), Sue Curry (dean of the University of Iowa's College of Public Health), and Charles Connerly (director of the University of Iowa's School of Urban and Regional Planning). The purpose of the meeting was to discuss results from the Health and Wellness pilot and consider possible next steps for a larger pilot program. Dr. Sepulveda was a critical resource in developing and facilitating the Health and Wellness pilot, and maintaining his continued engagement will remain a top priority. On October 21, Martin Sepulveda visited Dubuque en route to Iowa City and met City and GDDC staff to discuss the IBM Smarter Cities Challenge grant program and next steps for the Health and Wellness pilot. At his suggestion, a team will be assembled in the coming weeks to develop a pilot program that could be implemented if funding is identified. Community Climate Action Plan: The GHG Reduction Plan was written to provide a realistic path to achieving 50% GHG reduction by 2030 in Dubuque. The recommendations discussed in the plan are tailored to Dubuque's specific needs and capabilities. The costs, benefits, and GHG reductions are then calculated for each action, which allows us to prioritize recommendations based on GHG reductions achieved, effort required, and the side benefits each action brings to Dubuque (notably, those "side benefits" often far outweigh the GHG impact). Every recommendation in this plan is designed to benefit Dubuque's health, transportation, and economic prosperity, reaching well beyond GHG reduction. For more information visit: www.dubuqueGHGplan.org Green Dubuque, City of Dubuque, and Greater Dubuque Development Corporation, along with Petal Project support staff, have begun a business outreach initiative and intend to work through September to collect input about existing programs, opportunities, and barriers to their implementation of sustainable practices. The plan is completed and will be reported on during the August and November Sustainable Dubuque quarterly work sessions. Sustainable Dubuque Collaboration: In fall 2011, Community Foundation of Greater Dubuque staff informed the City and other Dubuque 2.0 steering committee members that they would refocus their community engagement efforts around issues other than sustainability. Since that time, we have met with Foundation staff, 2.0 steering committee members, and other key stakeholders to determine a path forward to accomplish community engagement and 8 education around sustainability. The ultimate goals are that these activities continue, and that the entire community feels that Sustainable Dubuque is an initiative that was created by, and continues to be led by, the community. The Sustainable Dubuque Collaboration (SDC) concept has evolved after discussion with partners as a way to continue community awareness and education efforts, foster collaboration from all sectors to meet the Sustainable Dubuque goals, and measure our progress towards our goals. SDC, modeled after DubuqueWorks, is structured in a way that requires commitments to action from its core members and invites all Dubuque residents, businesses and organizations to participate. All members of the Sustainable Dubuque Core and Investor Networks will be asked to actively support the goals of community engagement and education. They will continue to operate their own programs (e.g. Petal Project, Green Vision Schools) and will collaborate as necessary to achieve these goals. The group will work to assist each other, identify gaps, avoid duplication, and attract additional funding and resources. The Core Network has conducted two strategic planning sessions. Overall, the group is focused on creating an independent, collaborative, community - supported organization with broad demographic participation in order to gain acceptance of the Sustainable Dubuque vision, increase community education and partnerships around sustainability, and engage citizens and organizations so that they change individual, collective and institutional behaviors and culture resulting in successful outcomes. The group continues to work on planning and is focused on two areas in the near -term future: organizational development and engaging the community in setting actionable priorities based on the Sustainable Dubuque indicators. The Sustainable Dubuque Collaboration Investors met for the first time in October. This new addition, illustrated below, builds on a Core group that will continue to meet and drive strategic direction of the Collaboration. The Investors are asked to invest time, talent and /or treasure in the Collaboration. Currently, eight organizations are represented on the Core Network, with an additional 16 organizations in the Investors Network. We will continue to recruit additional members. Core Network Investors Network Sustainable Dubuque Community Grants: Twenty -seven applications were received in the first round of funding, requesting over $54,000 in funds. Twelve grants were awarded to various community groups, with an additional couple of projects being implemented through other avenues or connections made. Twenty -six applications were received during the second round, totaling $54,743 in requests. Recommendations for funding ten projects was made to the City Council at their August 19 meeting. Twelve applications were received in the third round; five were funded for a total of $8,023. REGIONAL ECONOMY 9 Government: Petal Project: The Petal Project is a regional green business certification program designed to encourage organizations in the Dubuque area to adopt more environmentally friendly business practices. Businesses receive Petal Project staff assistance and a simple framework for saving money and resources. The program also establishes a community -wide definition of a green business for consumers wishing to shop based on their values. The Petal Project is divided into five categories. Within each category a business must complete all of the mandatory and a specified number of option criteria to earn that petal. Once a business has earned all five petals, it is "Petal Certified ". There are currently 25 businesses participating in the program. Ten businesses are now certified including Finley Hospital (2010), Loras College (2011), DB &T (2012), Premier Bank (2012), Premier Tooling & Manufacturing (2012), River Lights Bookstore (2012), Dubuque Data Services (2012), Unison Solutions (2013), Unified Therapy Services (2013), and EIMCo. A green ribbon cutting for EIMCo will be held in conjunction with National Manufacturing Day activities on October 4th Buyer Supplier Network: Buyer - Supplier is a web based program for businesses that connects both buyers and sellers in Eastern Iowa to promote and facilitate regional purchasing. Over $6.3 billion are being spent on goods and services from vendors located outside of eastern Iowa that could be spent in the region. The goal of Buyer Supplier is to encourage businesses to purchase from regional providers, shifting dollars back into the regional economy. Businesses of all types and sizes are encouraged to take part in the program; from small organic produce farmers, to large corporations. There are currently nearly 1,200 businesses with profiles on the system. Kelsey McElroy (ECIA) and Dan McDonald (GDDC) met with Cindy Steinhauser in April to discuss expanding the partnership between Buyer Supplier and the City of Dubuque. In the past, City staff has been encouraged to upload RFPs to Buyer Supplier. Recently the number of postings by City staff has declined. Additionally, a new feature on Buyer Supplier called Quick Quote offers an opportunity to utilize Buyer Supplier for small projects. As a result of this meeting, Kelsey presented during the City of Dubuque leadership team meeting. A follow up email was sent to all City staff explaining the program and how to utilize it. The long -term goal is for Buyer Supplier to become an aggregate site for government bids in Eastern Iowa. The import- substitution economic impact assessment that laid the foundation for the development of Buyer Supplier was updated in July. Contact Kelsey McElroy at kmcelroy @ecia.org fora copy of the report. Workforce Development: Recruitment and retention: The Training and Workforce Development Coordinator works with hiring managers to review job descriptions for open positions to the description reflects the reality of the job expectations and assists in recruiting more broadly for open positions. Interview processes with the PD and other positions involving high levels of public contact include a diverse group of community members in the process. An internship program has been implemented in the police department as a feeder program to full time positions. In terms of police retention, two police officers trained in intercultural competence have created a communications course for field training officers and new recruits that we anticipate will assist 10 with retention by building the necessary communication and intercultural skills. The Fire Department is in the process of developing a Firefighter internship program. Applicant Statistics Race /Ethnicity 2010 Census 2010 Applicants 2011 Applicants 2012 Applicants 2013 Applicants White 91 % 82.2% 88.2% 91.4% 85% Black /African- American 5% 6.8% 7% 5% 8.2% Hispanic /Latino 2% 2.5% 2% 1.5% 3.5% Asian 1% 1.4% 1.1% .7% 1.8% American Indian .7% 1.7% .3% .4% .4% New Hires (1 Year) Race /Ethnicity 2010 Census 2012 -2013 FT Hires 2012 -2013 PT Hires 2012 -2013 Seasonal White 91 % 87% (34 people) 94% (32 people) 92% (188 people) Black /African- American 5% 10.25% (4 people) 6% (2 people) 2% (4 people) Hispanic /Latino 2% 0% 0% 4% (5 people) Asian 1% 2.5% (1 person) 0% 2% (4 people) American Indian .7% 0% 0% 0% New Hires Gender 2012 -2013 FT Hires 2012 -2013 PT Hires 2012 -2013 Seasonal Male 61.6% (24 people) 44.1 % (15 people) 48.8% (98 people) Female 38.4% (15 people) 55.9% (19 people) 51.2% (103 people) New Hires (2 Years) Race /Ethnicity 2010 Census 2011 -2013 FT Hires 2011 -2013 PT Hires 2011 -2013 Seasonal White 91% 92% (68 people) 87% (53 people) 92% (277 people) Black /African- American 5% 5.4% (4 people) 6.5% (4 people) 3% (9 people) Hispanic /Latino 2% 1.4% (1 person) 6.5% (4 people) 3% (9 people) Asian 1% 1.4% (1 person) 0% 2% 11 Training & Career Development: This year we have reached over 1200 people with foundational skills in intercultural communication - intercultural communication simply means developing the ability to communicate more effectively across cultural differences so we can understand each other's needs and adapt to one another. We offered 10.5 hours of foundational training for city staff hired in the past year. In addition, we offered two sessions of a 32 hour intercultural leadership workshop, and we worked with four organizations monthly for a year to develop intercultural teams within their organizations. Leaders who attended the ILW or year long team development are part of ICC Ambassador group that meets quarterly - Institutions represented on the ambassador group in addition to the City are: UD, Loras, Senior and Hempstead H.S., Goodwill, Hillcrest, Riverview, Hills and Dales, Body and Soul Wellness Center, CFGD, GDDC, and Progressive Processing. Impact: The objectives of this work are having a workforce prepared for 21st century jobs and embracing a diverse population that supports a multicultural workforce. The outcomes will be a city workforce reflecting the diversity of the community; city services that are available for all and delivered in an equitable and fair manner; and a community where everyone is welcome. 2011 IDNRIDMASWA LANDFILL WASTE STREAM STUDY: The Dubuque Metropolitan Area Solid Waste Agency (DMASWA), its support staff from the Public Works Department, the Iowa Department of Natural Resources, and the expert firm of Foth Infrastructure and Environment conducted a waste composition analysis of materials brought to the DMASWA Landfill and eleven other Iowa landfills in June of 2011. The purpose of the study was to identify the various solid waste streams currently being landfilled in Iowa by type, volume and weight. In turn, when the Agency receives proposals in the future for diverting and reusing currently - landfilled materials, it will be able to provide proposers and advisors up -to -date and accurate information from the noted study regarding Iowa's currently - landfilled waste stream. Current market values for those materials can then be compared with anticipated recovery and reuse program costs to help interested developers determine whether their proposed programs are economically viable. As of November 4, 2013, no proposals have been received by the Agency for the possible diversion /reclamation and reuse of the materials the Agency is currently landfilling. Business: Dubuque Works: AccessDubuqueJobs.com • 10 Additional AccessDubuqueJobs.com investors added in 2013 YTD. • 255 average new resumes posted per month in 2013, currently exceeding goal of 100 per month. • Site currently averaging 94,765 visitors per month • 1,452 facebook likes • A total of 126 internships were posted FY 2012 -2013 • 4, 002 additional visitors to the internship home page for a total of 10,274 FYTD Newcomer Services 12 (6 people) American Indian .7% 0% 0% 0% Training & Career Development: This year we have reached over 1200 people with foundational skills in intercultural communication - intercultural communication simply means developing the ability to communicate more effectively across cultural differences so we can understand each other's needs and adapt to one another. We offered 10.5 hours of foundational training for city staff hired in the past year. In addition, we offered two sessions of a 32 hour intercultural leadership workshop, and we worked with four organizations monthly for a year to develop intercultural teams within their organizations. Leaders who attended the ILW or year long team development are part of ICC Ambassador group that meets quarterly - Institutions represented on the ambassador group in addition to the City are: UD, Loras, Senior and Hempstead H.S., Goodwill, Hillcrest, Riverview, Hills and Dales, Body and Soul Wellness Center, CFGD, GDDC, and Progressive Processing. Impact: The objectives of this work are having a workforce prepared for 21st century jobs and embracing a diverse population that supports a multicultural workforce. The outcomes will be a city workforce reflecting the diversity of the community; city services that are available for all and delivered in an equitable and fair manner; and a community where everyone is welcome. 2011 IDNRIDMASWA LANDFILL WASTE STREAM STUDY: The Dubuque Metropolitan Area Solid Waste Agency (DMASWA), its support staff from the Public Works Department, the Iowa Department of Natural Resources, and the expert firm of Foth Infrastructure and Environment conducted a waste composition analysis of materials brought to the DMASWA Landfill and eleven other Iowa landfills in June of 2011. The purpose of the study was to identify the various solid waste streams currently being landfilled in Iowa by type, volume and weight. In turn, when the Agency receives proposals in the future for diverting and reusing currently - landfilled materials, it will be able to provide proposers and advisors up -to -date and accurate information from the noted study regarding Iowa's currently - landfilled waste stream. Current market values for those materials can then be compared with anticipated recovery and reuse program costs to help interested developers determine whether their proposed programs are economically viable. As of November 4, 2013, no proposals have been received by the Agency for the possible diversion /reclamation and reuse of the materials the Agency is currently landfilling. Business: Dubuque Works: AccessDubuqueJobs.com • 10 Additional AccessDubuqueJobs.com investors added in 2013 YTD. • 255 average new resumes posted per month in 2013, currently exceeding goal of 100 per month. • Site currently averaging 94,765 visitors per month • 1,452 facebook likes • A total of 126 internships were posted FY 2012 -2013 • 4, 002 additional visitors to the internship home page for a total of 10,274 FYTD Newcomer Services 12 • 223 Individuals assisted from January 1 — June 30, 2013 o 461 Individuals assisted from July 1, 2012 — June 30, 2013 • 95 Community tours from January 1 — June 30, 2013 o 213 Community tours YTD from July 1, 2013 — June 30, 2013 • Continue to offer accompanying partner services by encouraging career search and resume posting on AccessDubuqueJobs.com Opportunity Dubuque • 38 Trained and completed Intro to Modern Manufacturing. 3 were employed after the class. 19 are currently enrolled in the CNC certificate and 16 are in Welding. This is the 4th Cohort. • Group 1- Graduated 19 in CNC, currently employed 16, 2 continuing their education and 1 unable to contact • Group 2- Graduated 20 in CNC currently employed 18, 2 are unable to contact • Group 3- Graduated 18 in CNC currently employed 15, 2 looking for work and 1 unable to contact • Group 4 19 are currently in training, graduation is set for Sept 11, 2013 • 100% of these students have completed their NCRC test with a minimum of a Bronze Certificate. • Group 2 — Graduated 9 in welding. Currently 9 employed • Group 3 - 15 started the welding program. 11 completed, 8 are currently employed, 2 are looking for work and 1 is in the welding credit program • Group 4 - 14 starting the welding program and are scheduled to graduate July 31, 2013. • Employers participating in Opportunity Dubuque increased from 12 to 17. • Currently 127 students on the contact list for the next Orientation. Skilled Trades • Worked with the Regional STEM Hub to coordinate an iExplore STEM Festival at the Grand River Center. The festival featured over forty booths with hands -on activities for students (4th -7th grade was the target market) to explore science, technology, engineering and mathematics. Approximately 4,000 people attended the fair which was funded by the Governor's STEM initiative. Parent's attended with their children and it was a great opportunity for the parents to learn more about STEM careers. Dubuque Sustainability Innovation Consortium (support of GDDC: High Priority): Formed in late 2009, the Dubuque Sustainability Innovation Consortium is an informal group comprised of manufacturing, technology, service, wholesale and other industry sectors. The consortium is staff - supported by Greater Dubuque Development in partnership with the City of Dubuque. The Consortium has hosted quarterly meetings to engage the private sector about sustainability- related opportunities, including the topics of energy efficiency /lighting, the Petal Project, and solar. Greater Dubuque Development assisted with the promotion of events that were held in Dubuque (May 29/30) to promote CNG fleets /vehicles. The events were co- sponsored by Black Hills Energy and Rainbo Oil Corp. Going forward, Greater Dubuque Development / Innovation Consortium will host an additional event in mid /late 2013 to promote companies /fleets switching to Compressed Natural Gas (CNG). 13 During the month of June 2013, Greater Dubuque Development formally hired a new staff person. Casey Muhm will serve as Greater Dubuque's Director of Sustainable Innovation. In his role, Casey will pick -up the duties and assignments previously held by Dave Lyons (as they pertain to IBM, Smarter City, pilot programs, etc.). Additionally, Casey will oversee all of Greater Dubuque's collaboration, partnering, and programming related to sustainability, including Greater Dubuque's Innovation Consortium. Casey will also be responsible for Greater Dubuque's use of data and analytics. Preliminary discussions for an Innovation Consortium event in late 2013 have focused on compressed natural gas (CNG) as a viable fuel alternative for vehicle fleets. Non - Profit: University Extension Community Development Collaborative (f /k /a Dubuque Institute for Sustainable Communities and Economic Development): The Dubuque Institute for Sustainable Communities and Economic Development is a first of its kind collaboration between Iowa State University Extension and Outreach, University of Wisconsin- Extension and the City of Dubuque. The institute will focus on issues important to the greater Dubuque regional economy and successful strategies that can be replicated in other communities across both states. The institute staff will work with regional universities, colleges and other academic institutions in both states, as well as extension and colleges within the two universities. Faculty and staff will look for other regional, national or international institutions to conduct research within Dubuque and support collaboration with private sector businesses and organizations in the community. The Institute's offices have been completed on the second floor of the Roshek Building and are ready for operations. The Universities have hired the jointly tenured professor to lead the Institute. She is Professor Deborah Tootle, who was most recently with the University of Arkansas teaching and working in Community and Economic Development. Her doctorate was from the University of Georgia and she has spent time working with the United States Department of Agriculture Economic Research Service and Louisiana State University (as Program Leader for Community Rural Development). She has specialized in several areas that will be of interest in her work at the Institute, including Community Stakeholder Engagement and Community Disaster Recovery. The Universities have also narrowed the candidates down to three for final interviews for the next position at the Institute (Economic Development Specialist). They hope to hold the final interviews in Dubuque the second week of January. Tim Borich (lead from ISU) reports that they feel the Institute will be fully operational by February 1st, and would hope to hold the first Community Advisory Group meeting (local leaders that will advise and help direct the efforts of the Institute) in early February. The Collaborative hosted a community advisory meeting on April 5 to introduce local leaders to new staff Deborah Tootle and Brian Perry. Project HOPE: • History 14 o In 2008, the City identified the need to address economic security of under - resourced community members. To address this issue, the City of Dubuque partnered with the Community Foundation of Greater Dubuque to activate Project HOPE (Help Our People Excel). o Project HOPE is an economic development initiative designed to convene community organizations and stakeholders around issues that relate to disengaged people (those in poverty, unemployed and disengaged youth), researching and developing best practices to share among local providers and ensuring action steps are being taken to address identified strategies for improvement and hosting meetings to encourage communication, data sharing, and improved outcomes. • Project HOPE Objectives for 2012 -13 o Project HOPE works to improve inter - agency collaboration and reduce policy /program barriers to service- or simply, makes systems easier to access and navigate- in order to connect disengaged youth and adults to education and employment opportunities. • Program /activity goals are; o Objective 1: Improve coordination among providers — implement a collective impact model- common agenda, shared measurement, mutually reinforcing activities, continuous coordination, and a support organization to better understand the needs of disengaged community members and coordinate system improvements to serve them. Action: convene a stakeholders group which will meet regularly to share best practices, ideas for improvement and to coordinate resources. • The Community Foundation continues to convene a core committee on a monthly basis to move the work of the Project HOPE programs forward. • The CFGD produces a quarterly e- newsletter, that is shared with partners, providers and citizens, that highlights Project HOPE programs. The upcoming issue will be sent out in July. o Objective 2: Connect unemployed people to education /skills training — coordinate clear paths to education /skills training that connect to employment and education achievement. Action: support the development of a re- engagement center to reconnect people to education opportunities. • Connecting People to Education /Training In Aug 2012 Project HOPE announced the opening of Dubuque's Re- engagement Center. The Center is funded by a partnership between the Dubuque Community Schools and NICC. The re- engagement center is a physical, staffed location and program that connects high school drop -outs back into education and training opportunities. • The Reengagement Center partners are also actively participating in a Community of Practice to share and learn best practices from programs across the country. o Objective 3: Improve the pipeline to employment —match available lobs to education and skill levels of the workforce to improve success rate of placement. Action: development of scholarships and certificate training opportunities for 15 underserved individuals including possible development of an employment support specialist position to support people transitioning into working lifestyles. • Improve pipeline to employment: Opportunity Dubuque is an initiative that meets the needs of local employers and unemployed /underemployed workers through an innovative collaboration of local partners and employers who developed a clear pathway to employment. Opportunity Dubuque has added a career pathway to Information Technology. • This pathway will give participants the skills to receive entry-level jobs with the employer sponsors such as IBM, Dubuque Data Services and Platinum Supplemental Insurance. o Objective 4: Support needs of working families — improve access to child care opportunities within the community to ensure this is not a road block to employment. Action; develop a childcare service mapping project and website for working families to connect to child care. • Childcare Resources- To improve access to childcare within the community, Project HOPE partnered with Resources Unite to develop a child care service mapping project and website that helps working families and employers connect to child care. This information is now available through the Resources Unite directory. o Objective 5: Help families build financial assets —Help families Earn it, Keep it, Grow it by connecting them to Earned Income Tax Credit (EITC), BankOn, and other financial supportAiteracy programs. • Earned Income Tax Credit- Project HOPE supported the Earned Income Tax Credit program facilitated by Operation New View. The project helped low- income people in Dubuque receive $223,961 in federal income tax refunds. • The local task force has been meeting monthly, and is currently preparing to start the annual outreach to the community about this program and to recruit volunteers to staff the VITA sites this coming tax season. • Bank On- The program offers low- and moderate - income residents free or low -cost checking accounts and access to financial education. Access to a bank or credit union account can help residents avoid costly alternative financial services (check cashers, payday lenders, pawn shops and rent -to- own stores) and enable families to build and protect their assets. For calendar year 2012, Bank On has: • established new accounts for families bringing the total of active accounts to 51 • 22 individuals completed financial literacy classes 16 • hosted 2 Lunch 'n' Learns about the program for local non - profits serving the low- and moderate - income population On February 13, 2013 the Bank On committee met with Kevin Shields from FDIC. Many ideas surfaced for broadening our outreach to youth and other segments of the community that the committee will take forward. Bank On is currently pulling Quarter 2 reports for 2013. • Opportunity Passport: provides matched Individual Development Accounts and financial literacy training to youth aging out of foster care, through a partnership with Dupaco Community Credit Union and Four Oaks. Since the program began in 2008, it has served nearly 40 youth, with classes usually held twice a year. The goals for OP participants are to: become financially literate; gain experience with the banking system; amass assets for education, housing and other approved assets; and gain streamlined entry to educational, training and vocational opportunities. • Nearly $3,000.00 in matches have been made for the following approved assets: o 2 vehicles o 2 laptops o 2 tests needed for college entrance o Deposit for an apartment • Since its beginning On 2008) the program has served a total of 39 youth and has made 22 matches for a total of $13,022.89, meaning the youth have saved that much in order to make the match. o Objective 6: Support the Circles Initiative — support strong data collection and connections to community resources for Getting Ahead /Circles program and participants. • We are building the capacity of the Guiding Coalition, strengthening its committees, especially the Recruitment and Resources Committees. • The Project HOPE Core Committee will be spending significant time in 2013 focusing on this program and will be instrumental in helping create strategic connections with the Dubuque community. • The Resource Committee is providing oversight in developing strong data collection • Overall connections to the broader community and its services and providers are being made: • The Recruitment Committee has increased its efforts to reach out to the community in actively engaging volunteers in the Circles programs and activities • One Circle Leader was among the graduates of the latest Opportunity Dubuque CNC class. Others are showing some interest, and this may increase as Opportunity Dubuque expands to include other business sectors, such as the health care field. Schools: NICC Green Jobs Program: The Northeast Iowa Community College Green Jobs program is 17 funded through an ARRA grant administered in partnership by ECIA and NICC. The program is providing unemployed and incumbent workers with skills training in energy auditing, deconstruction, wind turbine maintenance, and green residential and commercial construction. New courses recently added are: Solar PV, Worm Composting and Biodiesel. The Wind Turbine Repair Technician Program has purchased a Wind Turbine Climb Tower and students will all be trained by December 2011. Total students to train: 392 Training Programs /Industry Enrollment: • Green Industry Sector: Energy Efficient Building , Construction o Sustainable Deconstruction, COSC, HEARTYouthbuild, HVAC NCI • Green Industry Sector: Energy Efficient Assessment, Professional, Scientific, and Technical Services o RESNET HERS, BPI Building Analyst, Envelope — Shell, Heating, AC, Heat Pump • Green Industry Sector: Renewable Electric Power, Utilities o Wind Turbine Repair Technician o Solar, Wind, Hydro, Geothermal o Intro to Wind Technology o Solar Thermal Installation o Intro to Solar Thermal Sustainability of Programs: NICC will continue to offer Green Industry training courses after the grant period is up, specifically in the solar and wind alternative energy fields. A couple courses are being submitted for credit approval so students have transferrable credits upon completion of the course. The ARRA- funded Green Jobs training program has been completed. NICC continues to partner with businesses and other in Dubuque to identify upcoming workforce training needs and develop programs to meet those needs. People & Neighborhoods: SMART ENERGY USE Government: EECBG: The City of Dubuque was the recipient of $574,700 in ARRA funding through the Energy Efficiency Conservation & Block Grant program. The following funds have been spent or obligated to date: $75,000.00 Sustainability Coordinator Salary. Grant administration and community engagement. $100,000.00 First of a Kind (FOAK) agreement with IBM Watson Research Center to fund part of the Smarter Travel pilot in the Smarter Sustainable Dubuque project. $50,347.00 Residential certified energy audits and energy efficient retrofits. To date, this program has funded 54 certified energy audits and assisted 123 Dubuque residents in installing high - efficiency furnaces, insulation, new windows, and completing basic retrofits including caulking around windows, weather - stripping, etc. The program has been closed. 18 $100,214.00 Replacement of City Hall HVAC system. Tricon Construction has been selected as the general contractor for the HVAC system upgrade. The project is complete. Water savings of 90 +% have been documented. $200,000.00 Commercial /Non - profit Energy Efficiency Revolving Loan Fund (Management Agenda) The first RLF was issued to Miracle Car Wash in November to finance a lighting retrofit project. In an effort to comply with DOE regulations and spend the funds by September 20, which is the end of grant period, the maximum loan has been increased from $10,000 to $50,000 and the loan has been made 20% forgivable. Targeted outreach is being completed in hopes of spending the funds in the required time frame. Two additional loans were processed in August, one for Gronen Restoration and one for the Dubuque Food Co -op, each for $50,000. Any funds remaining in this category at the end of August will be transferred to pre- approved projects in City Hall (HVAC system) and Five Flags Center (updated lighting). Because of delay in anticipated opening date, the Dubuque Food Co -op has decided not to use these funds. Two commercial loan applications were received in November. Pending certification of energy savings, these loans will be issued in December. Two loans were approved in December: a loan for approximately $6,000 to Courtside to replace lighting fixtures and a second for $50,000 to Cartegraph for the installation of a solar array on their facility. Cartegraph's solar project is a qualifying project because they meet DOE qualifications that say that all feasible energy efficiency improvements have already been completed in the facility. $5,600.00 Weatherization & outreach supplies purchased primarily for Green Iowa Americorps members. Additional funds remain in the categories of community education and commercial building retrofits. In order to address to ongoing ARRA reporting requirements, the DOE has required the City to file an additional six -month extension request, making the new closing date for this grant September 2013. With this new opportunity, the City continues to work with ECIA to attempt to disperse funds through the RLF and use any remaining dollars for City facility updates with quick ROls. A $150,000 loan was issued to the Dubuque Food Co -op for the purchase of refrigerator equipment. This loan depletes the EECBG grant. Additional commercial energy efficiency loans will be available at a future, to be determined date, as the existing loans are paid back. City Facilities Lighting Retrofits: Building Services staff have conducted a lighting audit of City Hall and are now in the process of removing lamps and retrofitting fixtures to more appropriately meet the lighting demands of the employees and customers that use the building. Approximately 300 of the 1100 lamps have been eliminated from use in City Hall. All of the fixtures (except storage room and restrooms) have been reballasted with energy efficient and longer lasting ballasts. 32 Watt lamps have been replaced with 28 Watt lamps. It is estimated that energy use for lighting at City Hall has decreased 50 %. The project has been completed. Additional energy for pumping water for the new HVAC does not allow for a simple review of the utility bills to determine the savings created by the lighting retrofit. Approximately 20 City facilities, including City Hall, City Hall Annex, the Municipal Services Center, Historic Federal Building, fire stations, and several parks and recreation facilities will 19 have lighting audits completed by Crescent Electric. Crescent will make energy- saving recommendations that will be included in existing operating budgets and future CIP requests. Parking Ramp Lighting Project: The 5th Street, Iowa Street and Locust Street Parking Ramps have recently been updated with new fluorescent lighting. In addition, the recently constructed Central Avenue Ramp has the same lighting system. The system has been provided by a firm from Holland, MI, TwistHDM. The system is fully programmable, providing the maximum in daylight harvesting, occupancy sensing and provides a safety factor in that e- mails are sent to maintenance staff any time a light is burned out or not functioning for any reason. Each fixture has its own IP address allowing for state of the industry programming to reduce energy usage. In the first months of operation, this system has led to a 68% reduction in lighting costs, or 35% reduction in total electricity consumption in the ramp. The Division is in the early stages of evaluating the lighting in the Port of Dubuque Parking Facility to determine if alternate styles of lighting are more beneficial. Public Works Department: • Hybrid- Powered Vehicle: One of the very first DMASWA Smart Energy Use initiatives was its purchase of a hybrid - powered vehicle in the summer of 2005. This purchase was made not only to reduce the amount of fuel used by Agency - employed staff and reduce the DMASWA's vehicle - related carbon footprint, but also as an education tool by the Agency's Education and Communication Coordinator. Now well over eight years old and with over 92,000 miles on its odometer, the vehicle has performed faultlessly and has averaged 28 miles per gallon in the city. The DMASWA intends to retain it until calendar 2015, when it should have well over 115,000 miles on its odometer. • CNG- Powered Vehicle: Just as the DMASWA was the first local governmental entity to purchase and use a hybrid - powered vehicle, it was also the first local governmental entity to purchase and use a vehicle using compressed natural gas (CNG) as its primary fuel. This Smart Energy Use initiative not only further reduces the Agency's vehicle - related carbon footprint, but is also an indicator of the Agency's commitment to using domestically - produced /sourced fuels in all of its equipment in future years. • Landfill Methane Reuse: A third DMASWA Smart Energy Use initiative is its commitment to beneficially reuse the methane it collects and flares from its closed landfill cells. To that end, it retained the services of an expert and highly- regarded environmental engineering firm in September of 2011 to evaluate proposals from local industries and utilities. After intense negotiations with a local employer and electrical power provider through the end of 2011, a final agreement could not be reached after the power provider withdrew from the tentative partnership. The DMASWA's engineering firm was then authorized by the DMASWA's Board of Directors to begin negotiations with the other electrical power provider in Dubuque county. At this time those negotiations for a Combined Heat and Power (CHP) facility at the DMASWA Landfill are nearing completion. At the present time, plans call for an Agency owned and operated "green electricity" generating facility that would sell electricity to the power provider and use the heat emanating from the Agency's generators to heat its three buildings. The DMASWA Board of Directors now anticipates making a decision regarding this tentative project in calendar 2013. Biomass Energy Development: The Resource Management program has been an internal 20 partner in researching sustainable new energy sources from discarded materials processed or which could be processed at the WWTP and the Dubuque Metropolitan Area Solid Waste Agency landfill. The methane produced at both facilities could be developed as a renewable energy source and net revenue producer with Combined Heat and Power (CHP) applications. Recovered clean untreated wood is also a local energy fuel option. Library Kill -A -Watt Meter Checkout Program: In partnership with ISU Extension and the City's Office of Sustainability, Kill -A -Watt Meters are available for resident check out. These meters allow residents to measure the energy demand of appliances in their homes, and is particularly helpful in identifying "phantom energy loads" that occur when appliances and chargers are plugged in but not in use. Leisure Services Department: • LED lights installed as a part of North End Neighborhood trail lighting project. • Signed up with Crescent Electric for lighting study to review all facilities throughout Leisure Services Department. • Received an Alliant Energy sponsored energy audit for Grand River Center. • Ongoing participation in the Alliant Energy Interrupt Program during peak energy usage times • Received an Alliant Energy Level II Energy Audit for Five Flags and used it in the budget request process. • Working with the Building Services Department on Smart Metering project for Grand River Center. • Received a rebate from Alliant Energy of $252.00 from the lighting project at Sutton pool Business: Non - Profit: Schools: People & Neighborhoods: RESOURCE MANAGEMENT Government: Public Works Department: The Green Vision Building Materials Management and Waste Minimization Program is a high priority of the Dubuque Metropolitan Area Solid Waste Agency. The Iowa Department of Natural Resources (IDNR) has designated construction and demolition materials (C &D) as targeted materials for diverting from Iowa landfills, noting that they accounted for 13.5% of all materials landfilled in Iowa, as determined by the Iowa Department of Natural Resources' 2011 Landfilled Materials Analysis Study. Building and demolition professionals can play an important role in assisting the Agency and IDNR in meeting their goals of diverting reusable and recyclable materials from land filling. Rethinking, reducing, reusing and recycling - the "Four R's" - focus on resource efficiency. Typically, these practices can save money and control costs by decreasing the amount of new materials needed for building and reducing waste disposal costs. Equally important, the program helps reduce the amount of materials being buried at the Dubuque Metropolitan Area Solid Waste Agency (DMASWA) Landfill. Retail Plastic Bag Reduction Strategy: The City Council approved a strategy to reduce the use of plastic bags in retail stores 90% by 2017. The approved plan begins by targeting retailers 21 over 40,000 square feet and focuses on tracking reduction and recycling of checkout plastic bags, incentives and education, not enforcement or a "ban." Staff will be working with retailers and other partners to implement the plan, including creating reporting system and time table, an implementation toolkit for local retailers as well as a City consumer education campaign. City staff proposed an ordinance requiring reporting of plastic bag consumption at the March 19, 2012, meeting. The ordinance passed the first reading. After gathering additional public input, an updated memo from City staff recommended a voluntary reporting of plastic bag use and cross - sector task force led by private sector businesses to address barriers and opportunities to reducing plastic bag use at the May 7, 2012, Council meeting. The DMASWA Education Office continues to sponsor showings of the "Bag It" movie: More showings are being scheduled. This film reviews the effects of plastics on human and environmental health and supports the City of Dubuque's plastic bag reduction strategy. "BYOBag" window clings in multiple sizes have been developed for personal and business use as a reminder to bring your own bags and will be distributed through various events as part of the community education campaign. A BYOB episode of the Sustainability Today cable tv series has been completed. City and DMASWA staff continue to support private sector reduction efforts, most notably led by Hy -Vee, Theisen's, and Dittmer Recycling staff who lead the plastic bag working group. Landfill Scale House Ticket Printing Initiative: The DMASWA Landfill Scale House implemented a project earlier this year to eliminate ticket printing for all city departments that use the facility. Instead of printed tickets, the departments get their tickets emailed to them as a PDF each day for the days they use the landfill. This will save at least 3900 sheets of special stock paper. In addition, with printing costs, it will save over $120. The next phase of the initiative was also recently implemented, with the Agency signing up its other major charge customers for e- tickets, leading to additional savings in paper usage and printing costs. Airport: • The Dubuque Jet Center is a drop -off for recycling used cell phones, batteries, etc. • Dubuque Jet has begun to use a 5% blend of Bio- Diesel fuel and we recently purchased new aircraft wheel chocks made from recycled rubber. • The new terminal facility currently under construction has the following sustainability principles incorporated in its design and construction: 1. Developed and maintained a SWPPP during construction activities. 2. Temporary erosion control measures included: A. Temporary Seeding B. RECP C. TRM D. Ditch Checks E. Inlet Protection F. Rock Outlet Protection G. Sediment Basins H. Sediment Traps I. Stabilized Construction Entrances 3. Temporary & permanent soil stabilization techniques include: A. Temporary Seeding 22 B. Permanent Seeding C. Mulching D. RECP E. TRM F. Sodding along pavement edges 4. Allowed use of lime and flyash for embankment subgrade improvement. 5. Monitored & limited disturbed areas to the extent possible during earthwork operations. 6. Stripped and re -used topsoil to support turf growth. 7. Stormwater systems are being designed to minimize the increase in rate and quantity of stormwater runoff through the use of detention and infiltration. 8. Pervious pavement is being proposed for use in the parking lot. 9. Infiltration basins are being proposed in and around the parking areas. 10. Use of "flow through" ditch checks are being proposed in the outfall ditch for the Apron. 11. Various methods are being considered to collect aircraft deicing fluid runoff from the Apron for disposal to the City treatment plant. 12. Inlet valves are proposed to capture potential fuel spills on the Aircraft Parking Apron. 13. Replacement of Portland cement with suitable supplementary materials has been allowed by specification. 14. Specifications allow for use of by- product materials in the PCC paving such as flyash and blast furnace slag. 15. Use of PCC pavement provides for a high solar reflectance and uses locally procured materials. 16. Life cycle cost analysis was performed as part of the pavement design process. 17. Use of aggregate shoulders will reduce impervious pavement area. 18. Used aggregate with minimal processing to serve as the construction access and base for the Entrance Road. 19. Landscaping is planned to be inclusive of native, low- maintenance and drought tolerant plant materials. 20. Measures will be taken to control light pollution which is a significant issue on airports. 21. LED fixtures have been specified for applicable taxiway edge lighting. 22. LED fixtures are being considered for overhead landside safety and security lighting. 23. Landscape waste from site clearing was chipped for re -use by the contractor. 24. Used borrow material from on -site to construct embankments. 25. Use of borrow materials had a secondary benefit for FAA safety grading requirements. 26. Crushed and re -used waste concrete from a previous project as embankment. 27. Embedded Lytle Creek culverts to allow for redevelopment of a more natural streambed. 28. Mitigation of relocated Ditch N included: A. Natural channel meanders B. Rock riffle structures C. Native grass buffer D. Annual monitoring for 5 years after completion E. Protection by easement 23 29. Specifications incorporate Buy American provisions and requirements. 30. Allowed for electronic bidding document distribution. 31. Construction protected existing wetland and natural spring from damage. City Clerk's Office • The City Clerk's Office has a Zero Waste Event Planner brochure on its special events web page to aid organizers of special events in planning a safe and sustainable event at the same time they complete the event application. • The City Clerk is a volunteer for the Smarter Discards pilot program. • One year of using Novus Agenda Manager has resulted in the retention of one half of the non - essential agenda documents that the office once retained. Two years' worth of non- essential agenda records can now be stored in one file drawer originally reserved for a whole year of documents. This has resulted in an annual paper cost savings of $1200. • The City Clerk's Office is working with Utility Billing during their office remodeling to reuse and adapt custom -made cabinetry that matches the cabinetry in the City Clerk's Office as part of the City Clerk's Office records retention plan. Leisure Services Department: • Removed city trees are recycled into rough cut lumber that is processed by park employees for the use in repairing and constructing new picnic tables for all city parks Public Works Department: • Tire Recycling Program Initiated by the DMASWA in the 1990's as a result of regulations prohibiting the burial of whole tires in landfills, the DMASWA took the extra step of banning the burial of tires in any shape or form in its landfill. Current federal and State regulations still allow the burial of shredded, chopped or halved tires. Tires brought to the DMASWA Landfill are set aside for subsequent collection and processing by a tire recycling firm. The cost of the tire recycling service is passed along to the DMASWA's customers. The tires are currently being processed into fuel pellets, playground equipment fall protection pads, pads protecting concrete floors from heavy equipment tracks, and sundry items such as park benches and parking lot tire stops. Community impacts of the DMASWA's Tire Recycling Program have included saved landfill space /life and reuse of a valuable fossil fuel- derived product. • Appliance and Metals Recycling Program Similar to the DMASWA's Tire Recycling Program, and also initiated in the 1990's, the Agency's Appliance and Metals Recycling Program also exceeds federal and State standards. While the USEPA and Iowa regulations allow the landfill burial of metal household appliances that do not contain freon or mercury, the DMASWA bans the landfilling of any appliances at its facility. Appliances are accepted, however, for a fee to cover the cost of subsequent recycling by a local firm. Also, the DMASWA provides a free drop -off container just inside its gate where clean metal items may be dropped off without charge for subsequent recycling. Finally, DMASWA- employed workers recover any metal items encountered in the landfill cells and take them to the metals drop -off container. A main community impact derived from this program is saved landfill space /life. A secondary community impact is the recovery and reuse of recyclable metal. A third community impact is the reduction of "upstream" pollution and GHG emissions. • Recycling Drop -off Stations Program Beginning with a sole recyclables drop -off facility 24 on Dubuque's west side in the 1990's, the program has expanded to nine (9) such facilities at the current time. In addition to the noted original facility on Radford Road, there now are facilities in Cascade, unincorporated Key West, at the Heritage Trail parking lot in Durango, Farley, Epworth, in the Flexsteel Industries parking lot at East 32nd Street and Peru Road in Dubuque, along U.S. Highway 52 just north of unincorporated St. Catherine, and at the DMASWA Landfill. At these facilities, residents are allowed to drop off unlimited quantities of clean metal, aluminum beverage containers, tin cans, paper, cardboard, and #1 - #5 plastics. Glass containers are accepted only at the Radford Road and DMASWA Landfill drop -off facilities. The materials are collected by Agency workers and transported to the Dittmer Recycling facility in Dubuque for processing and subsequent shipment to regional manufacturers or exporters. The most relevant measurable outcomes for this program would be pounds of materials received and recycled annually through the noted drop -off facilities. • Asphalt Shingle Recycling Program Soon after a major hail storm struck the central portion of the city of Dubuque in April of 2011, the DMASWA's Board of Directors authorized the establishment of an asphalt shingle recycling program. Initially staffed by temporary workers, the program was revamped in early 2012 and is now contracted to a regional Iowa firm. Since the initiation of the program, over 1,000 tons of asphalt shingles have been diverted from landfill burial and recycled /incorporated into asphalt road pavement. At the DMASWA Board of Directors' April 24, 2013, meeting, it authorized the immediate implementation of a $10 per ton posted tipping fee discount for all clean loads of asphalt roofing shingles. This change was made to encourage more source separation by roofing contractors in order to increase the Agency's diversion of shingles for recycling. As of September 30, 2013, over 3,100 tons of shingles have been kept out of the DMASWA Landfill and recycled to pave area roadways. • Pay As You Throw (PAYT) is a sustainable model for the City's Refuse Collection and Large Item Collection programs. It places an added cost to extra trash generation which encourages source reduction, reuse through donations, recycling and composting. The average customer only sends 20 pounds per week to the landfill which is among the lowest of the ten largest cities in Iowa. Appropriately -sized City -owned tipper carts have been supplied to many alley - collection customers to improve sanitation and aesthetics in areas of high rental density. • Curbside Food Scrap Collection and Composting The City initiated a pilot program for the curbside co- collection (with yard waste) of food scraps in April of 2006. The City program has reached its maximum allowed diversion under the two ton per week cap placed upon the DMASWA composting facility by IDNR regulations. This project is in partnership with the DMASWA and involves 230 residential subscribers, fourteen schools, institutions and commercial subscribers, who for a very small fee, diverted approximately 100 tons of food scraps last year from regular refuse collection and processed them into 50 tons of compost. This also reduced potential fugitive greenhouse gas emissions from the DMASWA Landfill by approximately 600,000 pounds per year. In November of 2012, with the intent of facilitating the expansion of food scrap composting in Dubuque county without further delay due to the State of Iowa's reticence, the Agency's Board of Directors authorized the reduced -cost sale of half - processed yard 25 and food scrap grindings to Full Circle Organics (FCO). FCO built and operates a large scale composting facility along U.S. Highway 20 between Farley and Epworth and needed the grindings as a starter base material for its operations. FCO's facility is designed to compost all of the food scraps generated in the DMASWA's service area. Community impacts of the DMASWA's Composting Program to date include saving an estimated half year of landfill life /capacity over the last twenty years, plus the generation and reuse of a valued byproduct — high quality compost. The City of Dubuque signed a contract with FCO in April of 2013 to deliver most of the comingled yard debris and food scraps it collects to FCO's facility. This change in facilities from DMASWA to FCO had reduced net system costs for the City's combined "organics" collection. It also allows City collection customers to divert their food scraps by adding these materials along with yard debris in containers for City collection. The City's existing GreenCart program option supplies specialized collection containers through user fee subscriptions. • Curbside Recycling The Recycling Collection Activity has maintained over the last five years the lowest average curbside collection fees in the state while having some of the highest diverted tonnage to recycling at 3,670 tons per year (approximately 40 %). Recycling tonnage has declined in Dubuque due to discontinuing the collection glass and nationally due partially to the shift from print media and advertising (newspaper / magazine pages and junk mail) to electronic media. The participation rate of customers setting out recycling bins at least once a month is estimated to be over 90 %. The partnership of the DMASWA in a processing contract with Dittmer Recycling has brought shared revenue to the City even during the current economic recession. Additional curbside acceptable materials have been approved: empty aerosol cans, new, clean empty latex paint cans, obsolete hardback books, and crosscut shredded paper. The Resource Management Coordinator facilitated the Sustainable 2010 Glass Management Options Study and researched local costs and impacts. This research indicated that the curbside collection of glass for recycling was no longer a sustainable activity and should be terminated; thereby cutting significant costs and generating increased revenue. The City Council on April 18, 2011 supported the recommendation to end the curbside collection of glass food and beverage containers on July 2, 2011. More energy had been expended recycling glass from curbside collection through bottle manufacturing than was conserved by using recycled cutlet. The small net environmental benefits were not worth the $325.00 per ton it cost to collect glass curbside for recycling, which had yielded a — minus $16.00 per ton value after it had been delivered to the nearest and best market. No longer separating 300 tons per year of glass at curbside by hand sorting will reduce future repetitive motion workers compensation claims. This decision was perceived by the community as a re- education challenge to change an obsolete recycling habit. Beneficial -use options for glass still collected at the DMASWA /Dittmer Recycling drop -off in the city are being developed and promoted. Approximately 99% of the glass previously set out for recycling has been seamlessly diverted through other programs. The City Council approved a $0.37 reduction in the FY12 solid waste collection monthly fee due to the savings resulting from eliminating glass from curbside recycling collection. • Electronics Recycling The Agency's Electronics Recycling Program provides an environmentally -sound and economically - feasible disposal option for old, unwanted electronics. Electronics are defined as anything containing a circuit board and /or cathode 26 ray tube (CRT or "picture tube "). All recycled electronics are broken down into salvageable components at a secure electronics recycling facility in Davenport, which is the only R2- certified facility in the state of Iowa. • Dubuque Area Task Force Addressing Illegal Dumping & Illegal Littering The Resource Management program has provided staff support to the Dubuque Area Task Force On Illegal Dumping and Illegal Littering (DATFOIDIL) which was initiated in 2010 by the DMASWA. The City Resource Management office has hosted an Illegal Dumping Hotline (589 -4345) since 2000, averaging approximately ten illegal dumping report investigations per month - cleaning up as appropriate and sending warning letters to identified households. The DMASWA has worked closely with the Dubuque County Conservation Board by helping fund ($12,000 per year) an Illegal Dumping Enforcement Officer who monitors problem areas in urban and rural Dubuque County. Citations have been issued and monitoring continues, with some investigations having led to information and arrests related to burglaries and drug arrests. • Dubuque Area Event Recycling and Zero Waste Programs The Resource Management program first initiated and since 2006 has provided staff and logistic support to the Dubuque Metropolitan Area Solid Waste Agency's (DMASWA) Event Recycling and Zero Waste Programs. Since 2006, 257 civic and social events have utilized the DMASWA's Clear Stream event recycling units with 4,363 unit usages. Recycling is required by the City at stationary events requiring a City permit. Recyclable cups numbered 1 through 5 are required to increase recycling. Events now typically divert over 50% by volume to recycling and also significantly reduce litter. There have been a growing number of zero waste events where event food discards and compostable paper products get processed for beneficial use. This program provides appropriate containers, signage and removes the captured materials to be composted. Further information and instructional flyers are available on managing zero waste events. There is normally no charge for specialized container usage, signage and collection of the event recyclables and clean source - separated compostables when scheduled. As part of the updated special events permit process, an informational meeting was held with all special event organizers in which barriers to zero waste and correct resource management were discussed. • DMASWA Environmental Management System The DMASWA was selected as one of the six solid waste management planning areas in Iowa to participate as a pilot in the Environmental Management System (EMS) program to expand the scope of their waste management systems. The EMS was established by the 2008 Iowa Legislature and the pilot planning areas concentrate on services they provide to improve their overall performance, including yard waste management, hazardous household waste collection, water quality improvement, greenhouse gas reduction, recycling services, and environmental education. Under the EMS Designation Program, the DMASWA is evaluated by the continuous improvement of its services, and focuses expanded opportunities for environmental resource management. The foundation of the DMASWA's EMS is its Environmental Policy that expresses the Agency's commitment to improving environmental performance, and sets out goals for pollution prevention, regulatory compliance, and continuous improvement. Objectives and targets guide continuous improvement toward Agency goals. 27 Green Iowa AmeriCorps (GIAC): The City is again hosting a team of GreenCorps members who began their term in September 2013. Last year, the GIAC team provided more than $13,000 dollars in labor to houses in Dubuque, performing Weatherizations and Energy audits for those in need. In their 2012 -13 term, the team completed 78 BPI - certified audits and 40 weatherizations, resulting in an average 19% reduction in airflow in homes and at least $200,000 in energy savings for the homeowners and renters served. Additionally, they generated 2,900 hours of community services and completed 200 hours of public education related to sustainability, primarily in the areas of energy efficiency and resource management. With three new members and two returning members, the GIAC team was proud to have lent a hand in the Andrew Connolly Make A Difference Day process which was a rousing success! They are now looking forward to the John Deere Heath Fair, education events with the Multicultural Family Center and Girl Scouts, as well as helping folks keep warm in the upcoming, colder winter months! Library: Self -check machines in the library are now set to offer a printed receipt on request, or provides the option to decline a receipt. Patrons are now asked if they want a receipt when checking out at the Circulation desk; receipts are no longer printed automatically. Ongoing efforts to reduce paper continue and have resulted in the revising of internal instructions, which allows for two copies for each piece of paper. Incoming newspapers and magazines, previously recorded on paper, are now managed through a database. During Architecture Days, April 21 -27, 2013 children created cities using recycled boxes for the city landscape. The library hosted a program on June 4, 2013 using all leftover 2012 income tax booklets and forms to make homemade paper embedded with seeds. The Youth Services Department had a "Touch a Truck" event where children could see vehicles from the Fire, Police, Parks, and Public Works departments. This was followed by the children making a dashboard of their favorite vehicle. Dashboards were made from cardboard, recycled for this purpose. Finance: 1. The Utility Billing area serves as a collection for CFL Tight bulbs for employees and citizens. This process began approximately one year ago. The City provides multiple collection sites. Public Works employees pick up the recycled CFL light bulbs. 2. Laserfiche was implemented for storing supporting documentation for accounts payable and accounts receivable activities such as purchase orders /direct pays, purchase order adjustments, journal entries and receipts. This procedure eliminates the need for departments to make a copy of documents for their files as documents are viewed through Laserfiche. 3. Accepting electronic payments for Utility Billing, parking tickets, (Leisure Services). Customer initiates EFT via website and City ACH initiated. Utility Billing saves paper by not including a return payment envelope for customers who have their payment automatically deducted from their bank account (currently 22 + %). Citizens save postage and post office saves Tabor /energy. 4. Implemented electronic billing for utility bills in August 2012, with approximately 960 customers signed up to date. 28 5. Accounts payable direct deposit of employee expense reimbursement and vendor payments. Full implementation will be available. Saves City cost of printing and mailing checks. Saves paper and energy. Business: Full Circle Organics: Full Circle Organics, a private- sector composting facility, has received state and county approvals and has opened its facility between Epworth and Farley in Dubuque County. This operation may open up new opportunities for both residential and commercial composting within the City. The DMASWA has indicated its willingness to equally explore partnership opportunities with Full Circle Organics, GreenRU, T &W Grinding Inc, and other interested regional composting service providers. Non - Profit: Keep Dubuque County Clean & Green — serves as the local affiliate for Keep Iowa Beautiful. Members include representatives from Dubuque Metropolitan Area Solid Waste Agency, the Dubuque County Conservation Board, the National Mississippi River Museum & Aquarium, and interested individuals. The group works with the Illegal Dumping and Littering task force and other community groups to educate the public on the effects of littering and illegal dumping. Four Mounds /HEART Program - Four Mounds has hurdled multiple challenges to start the redevelopment of a threatened, historic property 400 E. 22nd Street (Weis Grocery) along the Bee Branch, Heritage Trail and in the Washington Neighborhood and its historic district. Without this concentrated effort, the property would have remained vacant until it was declared hazardous and torn down, due to lack of strategy, vision or plan. Four Mounds has removed the property from a 2 year ownership limbo and is foreclosing. HEART students are in the process of removing the hazardous interior furnishings /building material. Doing so, it is now ready for a structural plan, programmatic plan, and Four Mounds with the City has removed debilitating federal funding hurdles by getting the state to declare it exempt from flood plain funding restrictions. Four Mounds is working with the City and multiple community partners to develop a plan that includes a full exterior and interior first floor restoration /recreation, promoting positive traffic through this iconic, historic storefront. DMASWA and the Community Foundation are financially supporting the predevelopment stage, with a goal to keep this structure out of the landfill and bring it back to good use for the neighborhood. Schools: The Hempstead Green Team has chosen the sale of reusable bags as their annual fundraiser, and distributes the BYOB reminders with every bag sold in addition to completing other public education about the use of plastic bags. People & Neighborhoods: COMMUNITY DESIGN Government: Unified Development Code: In 2009, the City of Dubuque's new Unified Development Code went into effect. The UDC updates and consolidates zoning, subdivision, site development, historic preservation, and sign regulations into a single city code. The UDC incorporates text, photographs, drawings, charts and diagrams for ease of use in an online illustrated version. 29 The four -year process for developing the Dubuque UDC incorporated three citizen advisory committees and an interdisciplinary task force of City staff working with JEO Consulting. The last 12 months of the process were devoted to seeking and responding to input on the draft UDC from developers, engineers, architects, neighborhood and business associations, sign contractors, City Boards and Commissions, and the general public prior to City Council work sessions and public hearings. The UDC incorporates sustainable design while meeting smart growth objectives. Sustainable design is the expectation. While traditional development is still allowed, it is now the exception. The UDC received strong support from City officials and citizens alike. This acceptance of sustainable design has continued through implementation. Subdivision and site development regulations were extensively revised to promote sustainable design, such as conservation design, solar access, and low- impact development measures. Access for pedestrians, bicycles, and public transit as well as design guidelines for historic districts, the downtown, and older neighborhoods also are now part of the UDC. The intent of the UDC is to guide the physical, economic and social development, redevelopment and conservation of the community. The UDC protects and enhances the historic, cultural and aesthetic resources that make Dubuque a unique, identifiable and vital community. Complete Streets Policy: Adopted in 2011, the City of Dubuque's Complete Streets Policy was created with input from a variety of community stakeholders. The Complete Streets Policy provides an integrated multimodal approach to roadway planning and design. The Policy establishes that development of as many street projects as possible will be done in an affordable, balanced, responsible, and equitable way that accommodates and encourages travel by motorists, bicyclists, public transit vehicles and their passengers, and pedestrians of all ages and abilities. The Complete Streets Policy also ensures that future demand and context sensitivity is integrated into new facilities, recognizing that topography, cost, and right -of -way constraints are among the limiting factors and that not every project is a candidate for this desired outcome. The Policy also includes language regarding the review of street projects for consistency with the Tri -State Trail Plan, posting annual street projects for public input, and documentation of project - specific exemptions. The Complete Streets policy allows for project - specific exemptions to be approved by the City Council, or the City Manager where a project does not come before the City Council. Green Alley Pilot Project: This project involved the reconstruction of existing asphalt alleys from 11th Street to 13th Street between White Street and Jackson Street and the alley from 15th and 16th between Elm and Washington Streets. The project reconstructed the alleys with pervious pavement surfaces to assist in evaluating suitable pavement types for future alley reconstruction projects. The pavement surfaces allow rainfall from low- intensity storms to pass through the pavement structure. This, in turn, will recharge the water table and minimize storm water runoff. Completed in summer 2010 McDermott Excavating, Inc completed the reconstruction of the alley between Jackson and Washington from 17th to 18th Street. This was completed in December of 2012. The alley between Jackson and White from 9th to 10th was constructed by Portzen Construction in the fall 30 of 2011. Drew Cook & Sons Excavating constructed the alley between Jackson and Washington from 16th to 17th and the alley between White and Jackson from 17th to 18th. These alleys were completed in July of 2013. An additional alley between Arlington & Loras from Dell to Prairie was constructed by Portzen Construction. This alley was completed in July 2013. The alleys above are part of the SEP (Supplemental Engineering Project) required by EPA as part of the consent decree issued to the City. Originally the Alley between Washington and Elm from 25th to 26th was part of the SEP list proposed. Due to the size of that alley, it was determined a better approach is to use City Green AIIey funds in the next couple of years to address that alley. Engineering is also working with EPA and IDNR on a project to use SRF funds for reconstructing approximately $9.4 million dollars in alleys over the next three years. The project includes the reconstruction of 73 alleys into Green Alleys. These alleys would be reconstructed with permeable pavers, similar to other recently constructed alleys. Engineering plans to put the first group of alleys of this project out for bid in late November 2013. Washington Neighborhood Initiative (Top Priority): Comprehensive effort designed to address many housing and social challenges in this 55 square block neighborhood. An ambitious "visioning" project for the Washington Neighborhood was concluded in 2008 and the Washington Neighborhood Strategic Plan was presented to the City Council in April 2009. Homes have now been purchased and rehabbed by 50 first -time owner families throughout the neighborhood. Previous rental dwellings and vacant structures have been historically restored for owner occupancy. Since late 2005, the Housing Department has loaned $5.5 million and a total of $9.8 million has been reinvested in housing in the Washington Neighborhood. With receipt of a $240 000 I -JOBS grant from IFA, the Historic Washington Row Houses project commenced construction in November 2010. New individual sanitary sewer and water services have been installed, lead paint removed from the interior of the buildings, asbestos removed from the roofing structure and all new membrane roofs installed, and installation of all new wooden windows and doors completed. Finalization is being completed on all units to prepare for sale. An Open House was held on Saturday, April 14, 2012. All units will be sold as owner - occupied town homes to low- moderate income households. Four units have been sold to date. An offer has been accepted on one of the remaining units waiting City Council approval to sell in November. The City reconstructed the alley behind the row houses as a "Green AIIey" in the summer of 2012. Nine properties have been acquired by the Housing Department, using our Neighborhood Stabilization Program (NSP) grant. These funds are to be used to buy foreclosed or vacated properties. To date, seven properties have been sold to 1st Time Homebuyers. An offer to purchase has been accepted and is waiting City Council approval. The sale will be by the end of November. 1318 Jackson is currently listed with a local realtor for sale. An exterior inspection program providing 'advisory inspections' for all Washington Neighborhood homeowners commenced in November. All of the 200 homes have been inspected with70 having exterior violations. Housing staff coordinated with church volunteer groups and WNDC during the April Community Days of Caring event to provide 11 homes with 31 needed repairs. 7 interior healthy home assessments requested by homeowners were completed to check for safety, energy and code violations. Planning continues for a major rehab project in the 2200 -2400 block of Washington Street. Houses acquired for the Bee Branch Project and no longer needed for the right -of -way will be rehabbed and re -sold to owner occupant families. Two city - acquired homes were moved to this block in June 2011 and have been sold to Habitat for Humanity. One of the Habitat homes have been sold to a first -time homebuyer and rehab is being completed on the other. The HEART crews have completed all rehab on 2234 Washington Street and is now sold. The City acquired a tenth home in August 2010. All are currently being rehabbed. Lead has been abated from all the City -owned properties and rehabilitation continues. 2302, 2312, 2320, 2234, 2268 and 2290 Washington have been sold. 2318 Washington will be sold pending clear title. A local realtor has listed 2250 Washington for sale and sale pending for 317 -319 E. 22nd Street. Washington Neighborhood Development Corporation (WNDC): a new non - profit corporation was formed to promote revitalization efforts in the Washington Neighborhood. The WNDC board of directors was recruited to represent the interests of stakeholders, including residents, landlords, businesses and lenders, and city government. The corporation promotes activities to improve the neighborhood in a variety of ways. Key objectives include increasing homeowner occupancies, refurbishing older buildings, improving the appearance of the area and greater resident involvement. Partnering with the following neighborhood initiatives: Harkin Wellness Grant, Community Garden, Energy Center staff, Small Business Works, Iowa 21st Century Community Learning Center Grant, Crime Study Report, Dubuque Board of Realtors, Gateway to Homes. Additional activities of WNDC: o The Washington Neighborhood Directory was updated as of July 30, 2012. There are 150 businesses. Since April, 2011, 27 businesses have left or closed and 22 new businesses have started. New businesses include; Hot Diggity Dog on Elm Street (pet care services), D's Pretty Things on Jackson Street (purses, jewelry and accessories) and Momma Moya's Tortilla's on Central Avenue. o We continue to collaborate and assist with the Small Business Works initiative to assist new and existing business owners. o Building relationships with Dubuque Board of Realtors to promote Washington Neighborhood and educate realtors about the assets and resources within the neighborhood. o WNDC is partnering with Community Housing Initiatives with a grant received by NeighborWorks America to help market the Washington Neighborhood. That partnership has led to the creation of a residential subcommittee and a business subcommittee that have focused their attention on neighborhood issues. The business subcommittee has focused on addressing litter, aesthetics, and vacancy in the commercial areas. o A Washington Neighborhood Grant Facade Application and Program Guideline document was created with collaboration from the City of Dubuque's Planning and Economic Development Departments, Dubuque Main Street and the WNDC Board of Directors and Executive Director. Four commercial property owners have agreed to participate in the program, as $150,000 of the $225,000 available has been committed. The City and the Washington Neighborhood continue to explore more leads for the 32 program, specifically in the Central corridor. o Continued collaboration with Dubuque Downtown Christian Outreach, Multicultural Family Center, Four Mounds, Community Foundation of Greater Dubuque, Crescent Community Health Center, Project Concern and Orange Park Residents (neighborhood association). o A City Council workshop presentation on the status of the Washington Neighborhood took place on August 5, 2013. The Council was given an update on revised demographic data, housing, economic development and neighborhood progress. Historic Millwork District (High Priority): The Historic Millwork District Complete Streets Project provided for the reconstruction and streetscaping of streets into complete streets. These streets included the following: Street 10th Street Washington Street Jackson Street Jackson Street Trail 10th Street 11th Street Limits Jackson to Elm Street 9th to 10th Street 7th to 11th Street 5th to 7th Street Main to Jackson Street Jackson to Elm Street Additionally, 3 alternates were selected and they include: Alternate Street Limits 1 Washington Street 10th to 11th Street 2 9th Street Washington to White Street 3 9th Street Main to White Street Construction Type Reconstruction Reconstruction Reconstruction Hike /Bike Trail Streetscaping Water Reconstruction Construction Type Reconstruction Streetscaping Streetscaping The project is 100% complete. A ribbon cutting was held May 18, 2012 and was attended by regional transportation leaders. Special guest Ray LaHood, Secretary of U.S. Department of Transportation provided the keynote address. Mayor Roy Buol also shared his remarks on this important project. A future Intermodal Transportation Center will be located in the Historic Millwork District along Elm Street between 9th and 11th Streets. In October 2011 the city received a State of Good Repairs (SOGR) grant award of $8 million dollars, to be used for the final design and construction of the Intermodal Center. The Intermodal Transportation Center, which will consist of a passenger terminal and a parking structure, will accommodate transit passengers (both public transit and Intercity bus), bicyclists, pedestrians, Park -N -Ride, etc. A feasibility study was approved by the Federal Transit Administration in June 2013, with the parking garage component containing 200 general public parking spaces and 92 transit oriented parking spaces. Final design is being performed by Neumann Monson Architects out of Iowa City, IA. Construction cannot commence until all property has been acquired from the IDOT. Groundbreaking is scheduled to begin early 2014 with completed construction by 2015. On February 4, 2013, the City Council approved amendment number 3 to the CDBG contract asking for increased funding of $1,299,000 to cover extra compliance issues related to the Davis Bacon prevailing wage requirements. The Council approved a $4.5 million loan agreement with the Iowa Finance Authority to provide low- interest financing for Millwork District projects. As of December 14, 2011, the City has drawn down the $4.5 million of the $4.5 million 33 loan. On February 18, 2013 the City Council approved an application for State CDBG funds from the New Production Round 5 allocation to assist in the adaptive reuse of Linseed Oil Paintworks Building at 151 East 9th. On June 19, 2013, the mayor was notified that the project received $2,248,890 in CDBG funds for the creation of 16 new residential units in the Millwork District. A development agreement was executed on the project on March 7, 2013. The project is currently in the design phase and will begin construction in Fall 2013. In March, City Staff co- presented information on the Millwork District to Iowa Business Growth Board of Directors in an effort to secure new market tax credits for the Novelty Iron Works building located at 1079 Elm Street. Following the presentation the IBG Board authorized their staff to negotiate a contract for $18 million of NMTC's to assist in this project. City Staff is preparing a Development Agreement to provide local incentives for this project. Unlike the Caradco project, it is anticipated that the local incentives will come into the project upon completion. On June 17, 2013, the City Council approved a development agreement with Bob Johnson and Warehouse Trust, LLC for the development of the Novelty Iron Works Building. The Council approved an amendment to the Development Agreement and an assignment of the agreement to Novelty Iron Landlord, LLC on August 5, 2013, in advance of their closing later in the month. The first project on the property will contain 76 apartments as well as commercial space on the lower level. The City Council has also sponsored a Brownfield Tax Credit Application for the building. Recently, the IRS produced a memo regarding the structuring of Federal Historic Tax Credits. Pending clarification of this memo, the purchase of tax credits throughout the country has come to a standstill. This obviously impacts all local projects that are or anticipate using Federal Historic Tax Credits. Smart Planning Grant: In late 2010, Dubuque County and the cities of Dubuque, Asbury, Cascade, Dyersville, Epworth, Farley, and Peosta came together to form the Dubuque Smart Planning Consortium. The consortium's goals were to develop a regional sustainability plan that included the State of Iowa's Smart Planning principles, the City of Dubuque's sustainability principles, and watershed planning, and then incorporate the smart planning elements of the regional plan into local comprehensive plans. This consortium conducted a two -year process, meeting monthly. The Consortium developed a public participation plan. Consortium members and local elected and appointed officials attended public participation workshops sponsored by the Iowa Economic Development Authority (IEDA) on April 6, 2011 in Dubuque. The annual report was sent to the Dubuque City Council in February, 2012. The Dubuque County Smart Planning Consortium held a series of public meetings in November and December 2011 to gather input on the first four draft chapters of the Dubuque County Smart Plan -- Community Facilities, Land Use, Transportation, and Watershed Planning -- as well as on the Future Land Use Map. Dubuque County, on behalf of the Consortium, received a CDBG ARRA grant from IEDA to create a model rural smart code in 2012. The kick -off meeting was held on June 6, 2012. Technical committee meetings were held on July 12 and August 2, 8 and 16, 2012. A public input session was held on August 9, 2012. 34 Dubuque County, on behalf of the Consortium, was awarded a Community Planning Assistance Team (CPAT) by the American Planning Association (APA) to help prepare a plan to upgrade the 26 -mile Heritage Trail to increase connectivity and accessibility of the trail, promote its sustainability, and extend the recreational and economic development opportunities to each city in the Consortium. A conference call with the CPAT leaders was held on June 7, 2012. CPAT leaders toured Heritage Trail and met with stakeholders on June 21 -22, 2012. The full team was here from October 17 — 20, 2012. One hundred people attended the initial public input session on October 17 in Dyersville. The Final CPAT Report on Heritage Trail was presented on October 20 in Dubuque. The Dubuque County Board of Supervisors reviewed the final draft of the Dubuque County Smart Plan at a work session on December 17, 2012 and then adopted the plan at a public hearing on January 14, 2013. The Dubuque City Council reviewed the final draft of the Dubuque County Smart Plan at a work session on January 7, 2013, and then adopted the plan at a public hearing on January 22, 2013. Other cities in the Smart Planning Consortium reviewed and adopted the plan in January 2013 as well. The Dyersville City Council voted May 6, 2013 to not adopt the Dubuque County Regional Smart Plan as part of the city's comprehensive plan. This vote concludes the Smart Planning Grant process. A public input meeting was held at the Emergency Responder Training Center in July, with approximately 70 attendees present. The County has reopened the opportunity for written comments regarding the plan and asks that all be submitted by the end of October 2013. Public Works Department: The Public Works Department provides administrative and operating staff support to the Dubuque Metropolitan Area Solid Waste Agency (DMASWA or "Agency "). Since 1995, the Agency has employed a Loras College employee as its Education and Communication Coordinator. This person is charged with educating the general public in Dubuque and Delaware counties regarding best solid waste management practices. The Coordinator develops public education programs, publicizes Agency services, manages its website, presents programs to school and community groups, hosts facility tours, provides education curriculum resources and assistance, coordinates the efforts and initiatives of the Dubuque chapter of Keep Iowa Beautiful - Keep Dubuque County Clean and Green, manages the Agency's Green Vision Education Program, and provides staff support to the Dubuque County Illegal Dumping Task Force. The Coordinator also prepares and updates the Agency's biannual Recycling and Reuse Guide, which is inserted in all Dubuque and Delaware county daily and weekly newspapers. Leisure Services Department: In accepting two new parks, Westbrook and Creek Wood, the proposed park layouts included native open spaces, wetlands and woodland areas. Highly maintained areas were limited in size. This limits the acreage of mowed, manicured spaces with allowing preservation of open space — a much more sustainable practice. Planning is in process for Creek Wood, Westbrook and Eagle Valley Parks. Concept plans were shared at meetings in each neighborhood. Neighbors have been very interested and involved. Sustainable practices are being considered as a part of development of each mini park area. Implementing an edible landscape at the City hall Annex building for staff and neighborhood residents to harvest and enjoy while promoting healthy eating. All plants were grown from seed in the city greenhouse and seed will be harvested to continue the planting for following seasons. 35 Business: Non - Profit: Architecture Days: Dubuque Main Street, in partnership with the City Planning Department and others, hosted the annual Dubuque Architecture Days in April, consisting of walking and building tours, children's activities, and other free public events. Schools: People & Neighborhoods: HEART: Four Mounds has substantially completed the redevelopment of 2234 Washington Street in partnership with the City of Dubuque. The property is marks the 30th unit of housing that HEART has converted or helped rehabilitate and will result in the 21st home made available for ownership to a first -time homeowner. GREEN BUILDINGS Government: Environmental & Sustainability Management System (ESMS): The City successfully submitted an application for to participate in ICMA's ESMS institute to be held in Roanoke, Virginia over the next two years. Sustainable Community Coordinator Cori Burbach, Assistant Finance Director Jean Nachtmann, Purchasing Coordinator Tony Breitbach, Street Maintenance Supervisor John Klostermann, Assistant City Attorney Maureen Quann, Assistant City Manager Cindy Steinhauser, and Secretary Stephanie Valentine will lead City staff in a process to develop an Environmental Management System for the Municipal Services Center with the intention of becoming ISO 14001 certified at the end of the process. The 17- element process will create policies; identify practices, responsibilities and implementation schedules; and create a self- auditing system to address the activities, products and services housed in the MSC, and identify those items' impacts on the environment. Building Services Department: • Solar Thermal The Solar Thermal Licensing and Solar Thermal Permits and Inspections ordinances were created in 2011 after a local solar thermal contractor met with City staff to determine what licenses and permits they would need to install solar thermal systems within the corporate limits of Dubuque. The current regulations would require multiple licenses and permits. The adoption of the ordinances will allow for streamlined licensing and permitting processes and support the development of green jobs in Dubuque. Information Services has updated the Permits Plus system to have solar thermal licensing and permits capability. Two solar thermal licenses have been issued. • City Building Efficiency Improvements The 18th St project will significantly upgrade the energy efficiency of that building with new HVAC, lighting, etc. This project, now owned by Dubuque Bank & Trust, is complete. On March 21, 2010, the City Council approved an upgrade to the HVAC system at City Hall. Water cooled units will have their piping adjusted so that they are no longer dumping the water into the sanitary sewer system, but into a cooling tower /tank, Water savings of 90 +% have been documented. 36 • Grand River Center Smart Electric Meters: An RFP has been issued for design of a smart electric metering of the Grand River Center. Responses were due June 4, 2011. The City of Dubuque, Iowa is soliciting competitive sealed proposals from qualified professional consulting firms to complete a design of smart electric meter improvements to the Grand River Center to incorporate smart electric meters in the Grand River Center. The smart metering of some circuits and equipment at the Grand River Center will allow for the management and staff to track electrical usage. The cost of electrical usage of special events can also be tracked. The efficiency of HVAC equipment can be analyzed as well. Responses to the design RFP were due June 24, 2011, with design completed in June, 2012. Installation would be complete by the end of 2012. One response was received from KJWW of Rock Island. KJWW was hired and completed a design. Giese Electric has installed the equipment. Training was completed in January, 2013. Plans and specs are being developed for another phase of monitoring. This phase will dial in on circuits in the exhibit hall. Bids are due for this phase on March 28, 2013. One bid was received and negotiations are underway. The DOE recently issued a challenge to manufacturer's to create a $100 smart meter. Consideration is being given to waiting until a manufacturer meets the challenge. • 2009 International Energy Conservation Code We have adopted the 2012 Int'I Energy Conservation Code and will continue to adopt the most - recent version. Renewable Energy Systems on Municipal Buildings: The City of Dubuque signed a contract with a Dubuque firm, Eagle Point Solar, in August of 2011 providing for the installation of 425 solar panels on the roof of the Municipal Services Center. The panels were installed over the ensuing months, connected to the local grid on November 22, 2011, and are now generating 200 kW of electrical power during optimum conditions — which equals approximately 1/3 of the facility's electrical power needs. Examination of opportunities to install solar on other municipal properties continues. Workforce Housing /Housing Incentives: City staff has been working diligently with local developers to find new revenue sources to fund the financial gaps in the rehabilitation of older buildings in the downtown /millwork districts. In 2009, the Iowa Finance Authority conducted a study and based on current market conditions and projected employment growth in Dubuque, their study indicated a significant demand exists for additional rental housing in the local area. Given the relatively low HUD Median Income and the estimated salary range of jobs, market rate rental housing appears to have the most demand. Income restricted rental units, such as those with Low Income Housing Tax Credits, would not alleviate future demands from household growth. While some workers would prefer homeownership, affordable single family detached homes are readily available in the market area with several new subdivisions under construction. The lack of significant vacancies coupled with the lack of modern multi - family rental communities indicates pent up demand for high quality market rate rental units. Based on the IFA demand estimates, the Dubuque market area is in need of 300 to 400 additional rental units over the next two to three years. Over 190 new residential units have been put into the downtown market in the past 3 years. All are filled and there are waiting lists at each project site. The City Council approved a Loan Agreement with the Iowa Finance Authority (IFA) for $4,500,000 with 3% interest. The funding is available for creation of workforce housing unit 37 creation in the Historic Millwork District. Income guidelines exist for the units totaling 120% of Area Median Income. At the same time, staff is pursuing changes to various tax credit programs on the national level, to assist in rehabilitation of historic structures. The City Council approved a Loan Agreement with the Iowa Finance Authority (IFA) for $4,500,000 with 3% interest. The funding is available for creation of workforce housing unit creation in the Historic Millwork District. Income guidelines exist for the units totaling 120% of Area Median Income. At the same time, staff is pursuing changes to various tax credit programs on the national level, to assist in rehabilitation of historic structures. The loan with Caradco Landlord, LLC was closed on August 26, and the total loan of $4.5 million has been drawn down. Caradco has also drawn down $8,900,000 of CDBG funds for this project. On February 4, 2013 the City Council approved amendment number 3 to the CDBG contract asking for increased funding of $1,299,000 to cover extra compliance issues related to David Bacon prevailing wage requirements. On May 6, 2013, City Council approved amendment number 4 to the CDBG contract asking for increased funding of $38,200 to cover extra compliance issues related to David Bacon prevailing wage requirements. City staff has been working diligently with local developers to find new revenue sources to fund the financial gaps in the rehabilitation of older buildings in the downtown /millwork districts. At the same time, staff is pursuing changes to various tax credit programs on the national level, to assist in rehabilitation of historic structures. The Greater Downtown Urban Renewal District was expanded by the City Council on June 3, 2013 which provides additional tools to encourage reinvestment and redevelopment activities throughout the expanded District to support the revitalization of the area. On September 6, 2012, the City's Economic Development Director was part of a panel presentation at the Housing Conference sponsored by IFA. The presentation focused on the Caradco project. The City Council created a $2.5 million pool of funds to encourage downtown market -rate apartments. The City provides a CIP for the Downtown Rehabilitation Loan, Planning and Design Grant, Facade Grant, and Financial Consultant Grant Programs which are designed to further the goals and objectives of the Greater Downtown Urban Renewal Plan by creating the financial incentives needed to eliminate conditions of blight, encourage revitalization efforts and to retain or create employment opportunities and /or new housing units within the district. To date, the Council has approved 300 units for the Downtown Housing Program. Of those, 292 units will be developed. 187 units have been completed and 101 are currently under construction. As of August 2013, the City has paid $1,803,000 in downtown housing incentives. To meet the demand of this program, a recommendation was made to the City Council to recapitalize this pool of funds. This program has done a tremendous job of helping promote and redevelop the downtown housing options. In FY 2013, the City has approved an additional $327,540 in grant funds for the Greater Downtown Urban Renewal District, an additional $670,000 restricted to the Historic Millwork District and $1,500,000 restricted to the Washington Neighborhood Subarea (includes Bluff/West Locust). Staff has updated the guidelines for the Downtown Housing Incentive Program on May 6, 2013. 38 On February 4, 2013, the City Council approved a Development agreement with Weaver Castle, the Stelpflug family, for the rehabilitation of the vacant duplex located at 407 -409 Loras Blvd. This historic rehabilitation will create 4 new residential units. On April 1, 2013, the City Council approved a Development Agreement with the Stelpflugs for an additional 5 units at 324- 326 W. Locust. On September 28, 2012, City Staff along with ECIA staff are holding a New Production 5 Grant application training meeting for developers who may be interested in submitting a NP5 Grant application. The guidelines for NP5 were released in mid - October 2012. Applications were due on March 1, 2013. Only 2 applications will be allowed per community. To date nine local developers have expressed interest in this project. The City will seek short project descriptions from each developer in an effort to narrow the field down to two applications. On February 18, 2013 the City Council approved an application for State CDBG funds from the New Production Round 5 allocation to assist in the adaptive reuse of Linseed Oil Paintworks Building at 151 East 9th. On June 19, 2013, the mayor was notified that the project received $2,248,890 in CDBG funds for the creation of16 new residential units in the Millwork District. The Council held a public hearing on a Development Agreement for this project on March 18, 2013. The Council approved a 2nd application for the NP5 program located at 2811 Jackson (former site of River Valley Nursery). The project would remove a dilapidated greenhouse and construct 12 town house units. City staff learned in June that this project was denied funding. On April 4th, 2011 the City Council approved a Development Agreement with Franklin Investments, LLC for a Downtown Rehabilitation Loan of $300,000, Design Grant for $10,000, Facade Grant of $10,000, Financial Consultant Grant of $5,000. On May 6, 2013 the City Council approved a 1st amendment to the Development Agreement which includes $20,000 of additional downtown housing incentives and an additional $10,000 for financial consultant assistance. Green & Healthy Homes Initiative: Working collaboratively across jurisdictions and silos of funding to identify and remove barriers to holistic, household centric approaches to improving health, safety, livability and affordability of housing in Dubuque. The Initiative will identify the hazards in the participating client residences, identify funding sources to maximize services to the clients to remediate these hazards, and follow up with the clients to assist them in maintaining and sustaining the improvements." Key partners are the Housing and Community Development Department, Community Foundation of Greater Dubuque, Health Department, Operation New View, Visiting Nurse Association, Northeast Iowa Community College, Lead Hazard Control Grant, Healthy Homes Production Grant Smarter City Project Manager The Dubuque GHH Collaborative continues forward positively. In June 2011 all partners received LEAN - principled training. It was supported by two professional LEAN trainers provided through NICC. Process mapping of the first phase of coordinated activity (identification, qualification, intake, assessment, funding, planning) occurred and an approach to testing the new process with volunteer Pilot GHH Homes will be developed. The Home Advocate concept being pioneered in Dubuque was introduced and six Pilot Homes have now 39 been identified. Meetings are held weekly to consolidate activities and reduce duplication. Dubuque has been contacted by several state and federal agencies /entities expressing interest in the innovative effort, and seeking to discuss additional potential partnerships. City and Community Foundation staff represented Dubuque at the National Healthy Homes Conference in Denver in June. They gave a presentation to Congressional staff during their visit to Dubuque in August and presented at the local Sustainability Conference in October. City Staff also represented Dubuque at the Department of Energy Regional Weatherization Plus Health Initiative in October. The State of Iowa held an Advisory Meeting in Des Moines on November 15, 2011 with participants coming from various agencies and programs statewide to discuss a common collaborative similar to the GHHI model happening on the state level. This pioneer meeting was the first step to common ground being formed at a level higher than our City initiative. Staff from the Lead Hazard Control Program and the Healthy Homes Production Program represented the City of Dubuque in the statewide initiative. The City's Healthy Homes Program has completed 85 units with 15 currently in progress. The Lead Hazard Control Program has completed 129 units with 28 in progress. GHHI, which works with one or both of these programs and with Operation New View's Weatherization Program, has completed 100 projects, which include some Healthy Homes and Lead Hazard Control Projects. In addition the Home Advocate has helped the families of these homes access GHHI Services and other resources such as counseling, mental health support, health care, food stamps and a variety of other services- the Home Advocate is funded by the Community Foundation and the City of Dubuque. A shared data platform called ETO has been implemented among the partners in order to better understand the outcomes from the initiative. Follow up visits to homes completed in 2012 are taking place in 2013 to ensure the interventions are sustainable and to measure the impact of the initiative. In addition, families will receive a cleaning kit, a $25 gift card and follow up support from the Home Advocate. The Community Foundation received a grant from the Funders Network to help GHHI families engage in sustainable practices. GHHI will partner with the Sustainability Coordinator at the City of Dubuque, Cori Burbach for the next year to implement the grant. Multicultural Family Center: Completed in FY 2010 to empower diverse neighbors, families and individuals through personal growth and participation in community activities in the $ 1.2 million rehabilitation of a City building to expand the Center. The Center's programs include cross - cultural educational and family activities. The City hired a full -time director, half time assistant director and twenty hours of site coordinators per week to staff the Center. Washington Row Houses - City and DB &T Community Corp purchased 'row houses' on 1700 block of Washington Street from six private owners. The units are now completed and four have been sold. An offer to purchase has been made on one of the remaining properties and waiting City Council approval to sell. The remaining property will continue to be marketed for sale to income qualifying homebuyers. Recycled city street pavers were used to create a courtyard in the back. Urban Revitalization Program: The purpose of the program is to attract development to specific areas, which might otherwise continue to deteriorate, thereby stabilizing and eventually 40 increasing the tax base within those areas. The abatements are intended to stimulate private investment by reducing the tax increases that would normally result from making improvements to residential property. The program focuses on revitalization of properties in the community's older neighborhoods and offers a property tax exemption for new improvements made to qualified residential properties and limited commercial properties. Owners who upgrade their residential properties located within a designated urban revitalization area are eligible to apply for a ten -year property tax exemption. Owners of commercial property in the Washington Neighborhood UR district are eligible for a three -year exemption. To qualify, improvements must increase the assessed value of the building by at least ten percent or greater depending on the specific district, and applies to those neighborhoods which have been designated as urban revitalization areas by the City Council. $727,170 is the current value of properties in tax abatement as of the 2012. Lead Hazard Control grant: To reduce lead poisoning in Dubuque's young children, begun in 1997 and refunded in 2011 with a $3.1 million grant awarded in January 2011. This is used to fund several lead control initiatives including inspection and lead -based paint hazard reduction in 185 Dubuque housing units. One hundred of those units will receive $740 in additional funding for a more comprehensive Healthy Homes approach. It will provide a comprehensive public education campaign aimed at teaching property owners, tenants, and maintenance and remodeling contractors how to provide and maintain lead -safe dwellings. Additionally, area contractors will be certified, trained and provided economic incentives to grow their businesses and improve skills in lead hazard reduction. Through September 2013, 375 applicants enrolled, 230 units received a lead hazard evaluation, and 141 units were completed. Fifteen projects are currently signed and in progress for the quarter ending December 31, 2013. The Program achieved a 100% rating from the quarterly report review from the Housing and Urban Development Department (HUD). Healthy Homes Production Program: To eliminate or reduce health and safety issues in the homes of children under 18, elderly, and disabled, a $1 million grant was awarded in January 2011. These funds are utilized to identify and remediate housing - related health and safety hazards in 100 housing units throughout Dubuque. The 7 Healthy Homes Principles focused on are Keep It: Dry, Clean, Pest Free, Ventilated, Safe, Contaminant Free, and Maintained. The Program is designed to develop low -cost methods for hazard assessment and intervention, evaluating the effectiveness of interventions, building local capacity to educate residents and mitigate hazards, developing and delivering public- education programs, and partnering with other programs and agencies to maximize services. This program will be used in conjunction with the Green and Healthy Homes Initiative to address the conditions in the physical environment in the home as well as issues in the lives of the dwelling's occupants. Through September 2013, 200 applicants enrolled, 132 units received a comprehensive healthy home assessment, and 101 units have been completed. Six projects are signed and in progress for the quarter ending December 31, 2013. The Program achieved a 100% rating from the quarterly report review from HUD. Previously members of the Lead Hazard Control and Healthy Homes Program staff attended and became certified as Healthy Homes Specialists through a Healthy Homes Practitioner Course held in the City Housing Department. Also included in the training were the City's 41 general housing supervisor and inspectors, Section 8 inspectors, and members of the City's Health Department, and the local Operation: New View Community Action Agency Weatherization inspectors. This is continuing the goal of having City departments and related outside partner's cross - trained and sharing job duties whenever possible, as well as contributing to the GHHI goal to streamline and reduce duplication in the assessment process. Neighborhood Stabilization Program: $444,328 from the Iowa Department of Economic Development received in April 2009. The grant provides funding to purchase foreclosed or abandoned homes and to rehabilitate, resell or redevelop these homes in order to stabilize neighborhoods and deter decline in valuation of neighboring homes. To date, the City has funded nine projects for acquisition and/or rehabilitation with NSP funds. Seven projects have been sold to 1st time homebuyers. One of the remaining properties has received an offer to purchase and is awaiting City Council approval to sell. The remaining property is currently listed with a local realtor. Rental Assistance Program: The City's primary means of directly providing affordable assisted housing is through the federal HUD Housing Choice Voucher Program. This program offers rental assistance to lower- income families for approximately $3.5 million annually with HUD funds paid to area landlords. This program has been operational in Dubuque since 1976. Carnegie -Stout Public Library Renovation: We set a goal of diverting deconstruction materials from the landfill; though final numbers are not available, we have reached 63 %. Our carpeting was sent to be recycled and the carpet we installed was made from recycled carpeting. Our insulation is blue jeans - reduced to the kind of fluff you see in a dryer basket. We have several counter tops made of sunflowers. Our lights are designed so that they do not contribute to "light pollution;" the fixtures inside the building are not directed so that they can shine out. Materials used, including paint, varnish, and adhesives were LEED certified. The plantings around the library will require very little maintenance. The greatest impact of LEED, however, will come in the many policies we will be adopting that will regulate the percentage of "Green" cleaning products we use, measure our trash to reduce it and increase recycling, etc. Studies show improved air quality will result in increased work productivity, fewer sick days, and fewer health bills as compared to prior to the renovation. The Library was awarded LEED -EB certification at the Silver level in October, 2012. The library is the first city -owned building to earn LEED certification and is the first public library in this category to earn certification while also maintaining a listing on the National Register of Historic Places. August, 2013 — the Library will apply for certification as a Petal Project building. Leisure Services Department: • More insulation and insulated doors were added to mower repair building • LED lighting was added to five pole sheds. • Lighting fixture upgrades were completed at Sutton pool saving an estimated cost of $373.00 in electrical costs annually. Two LED canopy lights were also installed on the exterior of the building 42 • A high efficiency toilet was installed at the Slattery center to replace the outdated fixture. The fixture meets the EPA's watersense guidelines by using 20% less water. • Lighting fixture upgrades to T8 two bulb fixtures in the Tree division garage building • LED external security lighting was added to the Bee Branch Stormwater Maintenance Building Business: The following are private and public LEED - certified buildings in Dubuque. Several additional buildings have been built to LEED standards, but have chosen not to complete the certification work. Certification Date Development LEED Status 2007 Durrant Architects Platinum 2007 Medline Industries Silver 2008 Hormel Foods Gold 2009 IBMIRoshek Bldg Platinum 2009 Kohl's Certified 2009 McGraw Hill Regional HQ Gold 2010 Kwik Star 495 (2685 Dodge St) Silver 2011 EB Lyons Interpretive Center Expansion Silver 2009 Carnegie Stout Public Library Silver 2012 Finley Hospital Private Patient Room Addition Certified Non - Profit: Schools: People & Neighborhoods: HEALTHY LOCAL FOOD Government: Dubuque Eats Well: Dubuque Eats Well (DEW) is a strategic partnership within the Dubuque tri -state community that values sustainable Healthy Local Food (HLF) systems for the benefit of all. DEW is a participant in our regional food system network as it relates to the comprehensive social policy, economics and legislative issues. DEW values systematic resilience within the six local food chain interlinks: production, distribution /marketing, processing, purchasing /consumption, preparation and waste minimization. DEW works to influence the Dubuque community's evolving food culture and food shed to support "well- being" related to: healthy eaters, access to HLF, food safety and security, thriving local economies, rejuvenated neighborhoods, local and ethnic cuisine, profitable producers, farmer laborers receiving a living wage, "fair trade" support, vibrant biodiversity, lighter carbon and water footprints, eco- literate food tourism and zero waste composting. A Regional Foods Coordinator was hired in August 2012 to implement the Ul recommendations as well as the deliverables included a grant received through Limestone Bluffs RC &D. Brittany Bethel began work in early September 2012. ISU Extension is the lead organization planning the Driftless Farm Crawl, one of the Sustainable Dubuque Community Grant recipients, held on September 21. The event included five farms which held tours throughout the day, educational activities, public transportation for those without access to their own, and a meal highlighting local chefs and foods. We had over 250 attendees for this event, with over 86 people in 43 attendance for the Farm to Table Dinner. The dinner highlighted local farmers and local chefs that are utilizing locally - produced ingredients. We were able to raise over $1,500 for the Dubuque Rescue Mission Greenhouse Project. The Dubuque County ISU Extension held our first Level One GAP Training this October 3rd helping to raise awareness about on -farm food safety practices for local growers. We will be holding our Level Two workshop on Thursday, September 24th The Dubuque County ISU Extension has submitted two applications to receive a Vista to work on Anti - hunger issues and Farm to School efforts in the Dubuque area. These Vistas would work in partnership with Project Hope, DHS, the Food Bank, and SWWRPC. We will be notified in October if we receive the Anti - Hunger Vista. Community Garden Collaboration: Community gardens include the Dubuque Jaycees Community Gardens at Veterans Memorial Park, 2700 Northview Dr, St. Luke's United Methodist Wading Pool gardens, Dubuque Rescue Mission garden, the Four Mounds community garden located at 4392 Peru Road, the Dr. John Viner garden at 21 st Street between Elm and Kniest Streets, the Garden Organic program which is filmed at Barrington Lakes garden (private property) and Steve's Ace Hardware and the new Washington Neighborhood garden at 18th & Central. More information about these gardens can be found at www. cityofdubuque .org /communitygardens. The City of Dubuque has partnered with the Dubuque Jaycees to create a community garden at Veterans Memorial Park. These plots will be available to all area residents for a fee of $30 for an in- ground bend and $40 for a raised bed, plus a $25 deposit which will be returned after harvest if the plot is cleared. Income -based fee waivers are also available to those who qualify. Under this agreement, the City will provide the land for the garden plots and the Jaycees will maintain responsibility for all aspects of managing the garden. For the second year, the St. Luke's Wading Pool Garden project will provided gardens to individuals who do not have the ability to plant a garden in their own yard or have access to a larger community garden. For the third year, Four Mounds is partnering with Hillcrest Family Services to provide free gardens at the 4392 Peru Road for use by the youth of their residential facilities. Led by staff, the gardens and beekeeping operations provide produce for use at the Hillcrest Residential facilities. All 80 youth are engaged in the process throughout the spring, summer and fall. Additional produce is made available to Hillcrest Staff through a CSA process. This year Four Mounds is working with Green Iowa AmeriCorps to utilize hoophouses and composting to improve this operation. A group of community garden leader meeting was held with the intention of finding ways to collaborate on gardening efforts, identify gaps in community gardening need, and share volunteers and resources. Additional meetings are planned for the non - growing season. A community garden planning meeting was held in December, with approximately 25 community garden organizers, gardeners, and volunteers attending or providing input via email. Their input will be collected and used to plan for the upcoming growing season. The group was particularly interested in forming a Community Garden Coalition, in which gardeners and garden organizers could meet to collaborate, share resources, and identify gaps in community service and /or 44 opportunities for new gardens. The group would be supported by the ISU Extension Regional Foods Coordinator and City Sustainable Community Coordinator for the short -term future. The City of Dubuque, in partnership with the Dubuque Rescue Mission, Dubuque County Conservation Board, and Multicultural Family Center, submitted a US Conference of Mayors grant application which, if awarded, would fund the construction of a greenhouse on the DRM garden site to expand growing opportunities to year- round. City staff from the Sustainability Office and Water, Legal and Planning Departments met with DRM and DCCB staff to review proposed plans for a greenhouse on the garden site and identify information and actions needed should the greenhouse plans move forward in 2013. Plans for this greenhouse are moving forward. The Washington Neighborhood planted a new community garden in the 1800 block of Washington St as part of a larger community beautification effort. The groundbreaking occurred on June 6. A meeting was held at Loras College at the beginning of October 2013 to discuss the logistics for starting a campus garden to provide education and fresh produce for the staff and students. Further details yet to be determined. Leisure Services Department: • Organic Garden 101 class 2011 • Fall Landscaping Workshop 2011 • Frontier Living 2012 • Dirt, Worms and Food 2012 • Snack Attack 2012 • Edible garden installed at City Hall Annex • Nature camp kids 2013 • Getting Domestic 2013 • Snack Attack 2013 • Superhero in Me 2013 Business: Dubuque Food Co -op: The Dubuque Food Co -op has announced its Board of Directors and is currently completing a nation -wide search for a store manager and a marketing campaign to secure 1,000 members. The Co -op is slated to open in fall 2013 in the Historic Millwork District. The Co -op received a $200,000 challenge grant commitment from Dubuque Initiatives and has raised the required match. They have hired a General Manager, who comes with Iowa City New Pioneer Co -op management experience. Non - Profit: Dubuque Farmers' Market: In this 167th year of market, there are 109 seasonal and 1 occasional vendors that rent a total of 125 stalls (as of 7/30/13). This represents 22 first -year vendors. Vendors offer a huge variety of home -grown and made -made products and services that fall into one or more of these broad categories: Produce (45), Baked goods (34), Eggs (9), Meats (7), Plants (28), Wines (4), Crafts (48), Food prepared on -site (10), and Others (22). The Dubuque Farmers' Market is administered by Dubuque Main Street on behalf of the City of Dubuque. 45 Dubuque Farmers' Market has been involved with the Farmers' Market Nutrition Program for Seniors and for Women, Infants, & Children for numerous years. Vendors (22) who meet the criteria for selling produce apply through the Iowa Department of Agriculture and Land Stewardship to be a certified vendor. Customers redeem their benefits in the form of a check or voucher. Vendors deposit the checks and /or vouchers at area financial institutions for reimbursement. There are no fees involved for vendors. In addition, vendors are encouraged to participate in the Supplemental Nutrition Assistance Program (SNAP) (formerly known as food stamps), which is administered through USDA's Food and Nutrition Services. Dubuque Farmers' Market vendors are challenged to participate in SNAP due to limited access to electricity for land -line based technology. The vendors (7) who do accept SNAP's electronic benefit transfer (EBT) cards have to purchase or lease wireless equipment to accept the cards, as well as pay transaction fees on each purchase. New 'smart' phone technology allows vendors (crafts and food) to accept debit and credit cards at market without the use of separate equipment, but there is a transaction fee on each purchase. On May 5, 2012, a customer count was conducted at market. On May 5, more than 3,100 stickers were distributed, which equals more than 3,100 customers. On July 2, 2011, there were 3,682 customers (this date was selected because it fell before the availability of sweet corn). On October 1, 2011, there were 2,813 customers. Dubuque Main Street conducted their first customer count in July 2010, which was 3,800 customers and was the first day sweet corn was available at the market. 2012 -13 Winter Farmers' Markets: From November to April, the market opens every Saturday morning from 9 am — 12 noon at the downtown Colts building. This volunteer run market extends Dubuque's focus on local healthy foods sold year- round. Approximately 40 regular vendors participate. Over 400 customers per week visit the market, which is run under the umbrella of Four Mounds Foundation. Many new vendors this year have provided value -added products for sale including fruit, potted plants, eggs, fresh & cured meat, honey, vegetables, casseroles, baked goods, Belgian Waffles, and many other items. Schools: Farm to School Initiatives: The Sustainable Community Coordinator and ISU Extension Regional Foods Coordinator met with the Food Services Directors for both the Dubuque Community School District and Holy Family Schools. The group is exploring opportunities to directly purchase local produce from tri -state area farms in the near future. Meetings have also been held with Clarke University, University of Dubuque, Hillcrest School, Sisters of Charity BVM, Sisters of the Presentation, and Mount St. Francis, all of whom are interested in sourcing locally produced foods in their institution. In October 2013 four classes have been taught to K -5th graders at Audubon and Marshall through the St. Marks Youth Enrichment Program by ISU Extension around gardening and farm to table principles. A highlight included a local apple tasting by the students. People & Neighborhoods: 46 Community garden organizers and participants continue to meet as spring approaches to share resources and coordinate marketing and volunteer recruitment efforts. The St. Luke's Wading Pool Garden is currently accepting applications for gardens as well as seeking garden guides. Library: The library hosted a program in July, 2013 on healthy- eating that promoted seasonal produce and also presented tips on how to include protein in a vegetarian diet. COMMUNITY KNOWLEDGE Government: • Mayor & Council Sustainability Pledge: The original Mayor's sustainability pledge was launched in 2007, and thousands of copies have been distributed to schools, businesses, and residents in Dubuque, giving them concrete ways they can implement each of the 11 Sustainable Dubuque principles. In October 2012, a new Mayor & City Council pledge was created to challenge residents to consider new actions. For each principle three actions are suggested -a "beginner, intermediate, and advanced" approach to implementing each principle in daily life. • CityChannel Dubuque programming o EPA Programs that deal with stormwater infiltration and stormwater pollution o City Journal & Sustainability Today interview programs: 30+ programs o IBM /Dubuque Smarter Cities project o EPA educational videos focusing on stormwater and infiltration • Reduce Runoff: Slow it Down, Spread it Out, Soak it In! • After the Storm o Sustainable Communities Tour o Catfish Creek Watershed Management Authority Board o Keyline Rack & Ride promotional spot o Plastic bags educational spot o Winter Yard Waste /Food Scrap Pickup o City Expo live telecasts o City Council work sessions on Sustainable Dubuque o Reinforcement of Sustainable Dubuque initiative by station identification spots, placing appropriate Green Pledge icons on programming, CityChannel 8 graphics Growing Sustainable Communities Conference: In early 2008, Dubuque hosted its first Growing Sustainable Communities Conference entitled "Leading the Way to Global Climate Solutions" at the Grand River Center in the Port of Dubuque. It was a regional event that was attended by over 600 elected officials, business and community leaders, and college students from the tri -state area. This inaugural event was designed to provide community leaders with the knowledge of experts about the science of climate and how to incorporate sustainability into their own communities. The City has established a partnership with Sustainable City Network Inc. to host this year's conference in an effort to market to a larger audience and establish the Growing Sustainable Communities Conference as a premiere sustainability conference in the Midwest. The theme of this year's conference will be "Economy, Engagement, Eco- Efficiencies," and the workshop tracks will focus on the Sustainable Dubuque principles of Resource Management, Smart Energy Use, Reasonable Mobility and Community Knowledge. A sustainable foods luncheon is 47 planned with food items produced by local agriculturalists. The 4th Annual Growing Sustainable Communities Conference hosted 350 attendees from across the country. The event included a networking reception at the National Mississippi River Museum and Aquarium, three pre- conference half -day workshops, 21 workshops, and three nationally- recognized keynote speakers. The audience demographics expanded to reach a larger geographic area and included a more diverse mix of municipal representatives, business leaders, and local students. The 5th Annual Growing Sustainable Communities Conference was held on October 2 -3, 2012. Approximately 460 individuals attended, up 32% from last year's attendance numbers. Of that number, 59% were from government, with 19% representing businesses, 10% non - profits, and 4% the education sector. Attendees came from 92 different cities across 21 states; the majority were from Iowa, Wisconsin, and Illinois. The record - breaking 6th Annual Growing Sustainable Communities Conference was held on September 24 -25, 2013. Approximately 495 attendees, up 8% from last year. Of that number, 39% represented governments, 25% were from businesses, 29% represented educational institutions (including approximately 100 local college students), and 7% were from non - profits. 91% of the post- conference respondents replied that they were "extremely or moderately satisfied" with the event. The 7th annual conference will be held on Oct 7 -8, 2014. Leisure Services: Volunteer Development • AmeriCorps VISTA position hired as Volunteer Coordinator. • Networking completed with city departments and non - profit organizations about volunteer needs and issues. • High Impact Service Plan developed. • Engaged in Make A Difference Day, MLK Jr. Service Day, Multicultural Family Center Taste of the World, Earth Week, Green Iowa AmeriCorps Individual Projects, Days of Caring, Big Day of Service — all volunteer engagement efforts. • Love Your Block Initiative was developed and implemented for projects in neighborhoods across the City. $5,000 from an AARP Human Rights: Volunteer Development • $48,000 grant obtained for collaborative effort with community partners to create a volunteer center • 15 model centers researched • Vision, mission, service categories created • Three potential implementation plans being created and reviewed • Next steps involve planning and engaging with stakeholders around funding, location, staffing • VISTA volunteer coordinator continues her efforts • 11 agencies trained on Volunteer Solutions • 9 agencies offered capacity building services and have implemented three or more effective volunteer management practices • 9/11 Day of Service involved 300 letters written to troops • $1500 grant obtained for Make a Difference Day with volunteers engaging in yard clean up, painting, insulation, caulking, weatherization 48 • Since September 2012, 1089 volunteers recruited, 74 disadvantaged youth, 196 college students, 75 baby boomers, 729 worked on Days of Service, 3,286 hours logged. • City Life: the pilot version of our citizen academy was completed, with fourteen residents volunteering to continue as ambassadors linking residents to residents and residents to government on an ongoing basis; nine residents volunteered to lead community projects including a free little library to encourage reading and connections between neighborhood residents on the north end, a diversity cookbook to encourage the sharing of culture and history amongst Dubuque residents, a project to serve meals for the Circles Initiative, and a newcomer's speakers' project to better connect new residents to government services. Impact: At a rate of $17.22 per hour based on Independent Sector, the dollar value of volunteer hours over past six months totals $56,585. Using volunteering strategically to meet human services needs and the needs of underserved; increasing resident interaction; continuing to become inclusive community where all people contribute. The outcomes will be more ownership in community solutions as people see selves as part of solution; a sense of inclusion will increase as people are welcomed to contribute their skills and develop a sense of belonging. Multicultural Family Center • The MFC hosted Native Spirit Dancer to a capacity crowd (700 +) at the Five Flags Theater. • The MFC hosted Dia De Las Americas on Saturday, October 8th from 4:30- 11:OOpm. Over 400 people attended this cultural celebration for Hispanic Heritage month. Event included cultural displays representing 12 countries, dance performances, two live bands and an authentic meal with foods from throughout the Americas. • The MFC also offered a one -man show about the life of Satchel Paige on Tuesday, October 25th at Five Flags. Around 175 community members attended this 90 minute performance. • Taste of the World was held at the Five Flags Arena on Saturday, March 31, 2012. The event featured display booths and food samples from over 20 cultures represented in the Dubuque community. Booths were hosted by community volunteers. Additionally, there were 7 performances representing 5 different cultures. Over 1,000 people attended the event to enjoy the food samples, entertainment, and children's activities. This event is a great opportunity for all community members to come together to celebrate our diversity, and work together to create understanding and build bridges across cultures. • Cinco de Mayo was held in Washington Park on May 4, 2012. Over 400 community members came together to celebrate with kids activities, music, dancing, and food donated from local Mexican restaurants. This event was planned by a core group of Hispanic community members with the support of the Multicultural Family Center and Human Rights Department. • Juneteenth was held in Comiskey Park on Saturday, June 16, 2012 to celebrate the day the last slaves were freed. Attracting over 300 community members, Juneteenth featured children's activities, music, food, an Abraham Lincoln impersonator, free haircuts from Body & Soul, and information booths from local community organizations. Library: During Earth Week, 2013, the Library featured a special exhibit to raise awareness of Earth Week and distributed handmade bookmarks created from used greeting cards. During Money Smart Week, April 21 -27, the Library partnered with the Boy Scouts and banks to 49 sponsor a workshop for merit badges to be earned in understanding finances. 106 Boy Scouts participated. The library hosted a Volunteer recognition dinner and the theme was sustainability. Extra coffee mugs that people donated from their cupboards were donated to the library. They were filled with potting soil and either flowers or herbs as a gift for attendees with a stick sign in them reading, "Volunteers: Our Greatest Natural Resource." Safe Community Initiative (Top Priority): The Task Force has achieved the following since its inception. First, this diverse group with very different opinions and perspectives had open and difficult conversations so that they could begin to reach some common understanding of the breadth of issues that needed to be addressed and the difficulty of the task. Second, they agreed on two primary goals: 1. Identifying and acting upon things that most effectively reduce crime and that most effectively reduce the perception of crime. 2. Recognizing that people want to feel safe and identifying ways to provide that feeling of safety for people. Third, they gathered ideas from subcommittee members, brought those ideas to a series of Task Force meetings, discussed them and ultimately forwarded 9 recommendations to Council on 2/1/10 and 33 additional recommendations to Council on 7/19/10. Impact: This type of resident engagement, while challenging and less than perfect, is a fundamental necessity in order for a democratic community to be sustainable. On October 4, 2010, the City Council approved, upon recommendation from the Task Force, the creation of a Safe Community Advisory Committee whose role is to oversee the implementation progress of the Task Force recommendations for a one year period. The members were appointed in December and they held their first meeting on March 2, 2011 and their second meeting on April 13, 2011. Throughout 2011, they met on the second Wednesday of every month at alternate meeting locations throughout the community to encourage broader community participation. The Council extended the committee through 2012, during which they met quarterly, and the Council has extended the committee through 2013 as well. Impact: Having residents engaged in implementation oversight educates, empowers, and engages residents by building resident awareness of the scope of the issues, by supporting government accountability, and by building public trust. Based on a Task Force recommendation, the City Council approved a contract with Northern Illinois University Center for Governmental Studies to conduct a detailed study on crime and poverty in Dubuque. NIU delivered the final study results to the Task Force in January 2011, the Task Force met on February 5 and February 8 and formulated 18 recommendations in response to the study, which were presented to the City Council at a worksession on February 28, 2011 and later accepted by the Council. Impact: The study provides detailed factual information, as well as information on what scientific studies indicate are more or less effective in the areas of reducing crime and the perception of crime and creating safety. The study results will assist with educating and empowering both City staff and the general public in making wise decisions. 50 The Task Force recommended that its members be allowed to act as a conduit for accurate information to the public. Task Force members were provided a broad range of information as a result of participating on the Task Force and they have since participated in a variety of speaking engagements. Most recently, City staff and the past chair of the Safe Community Advisory Committee participated in a panel discussion at a Chamber of Commerce luncheon. Impact: Having community members hold discussions with the general public takes advantage of their experiences as a member of the public reviewing information and participating on a resident advisory group, and also allows for more effective distribution of information so staff can focus on handling those aspects of daily governmental operations that require staff expertise. The Task Force recommended that property owners not be provided government funding unless their properties are in compliance or they are working towards compliance. In August, the Economic Development Department began using a certification form and cross - checking compliance with code enforcement departments. The Housing Department also began requiring code compliance for all rental property owners seeking Rehab funds. Inspections and code compliance already are required for property owners seeking to rent to those receiving Section 8 rental assistance. Impact: These steps will result in safe buildings and will improve livability and equity for residents in rental units. The Task Force recommended encouraging people to improve lighting around their properties. The City has expanded the Washington Neighborhood Yard Lighting initiative to include neighborhoods east of the Bluffs and all low- moderate income neighborhoods. Property owners are eligible for a rebate of up to $250 for front yard lighting that meets certain requirements, and up to $100 for back yard lighting. 10 households have utilized the incentive programs. The City also installed new street lights at all 38 possible alley locations from 12th to 20th streets in the Washington Neighborhood. Impact: Extra lighting will enhance neighborhood safety. The Task Force recommended reducing the time allotted for correcting property violations from the current two years. In April 2010, the City Council amended the Housing Code to reduce inspections and the appeals board process to be completed in no more than 9 months. Impact: This change will result in property violations being corrected more quickly. The Task Force recommended that the Police Department enforce noise and traffic ordinances more aggressively. • This has been a police department priority since recommended • 2010 saw a 50% increase in noise enforcement • 2011's 638 noise enforcements were double 2010 • Through August 2012, noise enforcement was running 30% less than 2011's record year but still far above 2010 and previous years • Media release issued in March 2012 advising public of all noise ordinances 51 • 2012 ordinance on vehicle noise amended to include additional language to better alert motorists of what constitutes a violation • In CY 2012 officers have took enforcement on 12,416 traffic violations • 22 special enforcement traffic programs in addition to regularly scheduled traffic projects funded under Governor's Traffic Safety Bureau. The Task Force also recommended that the City require landlords to conduct mandatory background checks. • Background checks mandated as of July 2, 2011 • FY 2012 6,360 checks run at cost to City of $50,370 • Auditing for compliance being investigated • Attendance at Crime Free Multihousing Training Program mandated for landlords • 2010 -2012 six sessions offered with 376 landlords attending. • Training manual updated and available on City website • Curriculum expanded to include DVD on rental code enforcement • Resources for landlords added including Landlord Association, Four Mounds Energy Center, Multicultural Family Center, Utility Billing, Solid Waste, Housing, yard light initiatives, historic preservation, neighborhood associations, Dubuque Dispute Resolution Center, Green and Healthy Homes, and Greater Dubuque Development Corporation newcomers program Impact: Landlords will be aware of the criminal histories of their tenants when making rental decisions, and also will be aware of the legal standards surrounding the operation of rental housing and human resources available in the community. The Task Force recommended that the City establish a threshold number of police complaints that will result in the property being designated for City assistance to resolve problems at the property. • In January 2011, the Council adopted an ordinance change describing the types and numbers of calls that will place the property in a priority category. • As of September 8, 2013, 10,403 letters have been mailed notifying landlords of police calls to their properties since the inception of the notification program in December 2009. • Notifications are sent to registered landlords or property managers for police calls to licensed rental properties that involve one or more of 72 different types of police call natures. • The Police Department averaged 53.08 notification letters per week in since beginning the program. • The Police Department also has hired two interns who are working to insure accuracy of addresses in the database being used to send notification letters and to assist with community policing efforts. The Task Force recommended that the City intensify exterior code enforcement efforts. • In August 2010, the Housing Department implemented a homeowner exterior inspection process in the Washington Neighborhood, which involves a compliance checklist and information on financial assistance available. By June 2011, all 200 owner - occupied housing had been inspected. • 800 rental properties inspected in Washington Neighborhood with 760 brought into compliance. • Rental inspection cycle reduced from 7 to 5 years 52 • 29 vacant and abandoned buildings addressed; 25 remain on the list • Regular meetings continue to examine problem property enforcement • Cab screen interface devices have been installed in all solid waste trucks to report code violations • The Department also performed exterior -only code enforcement inspections of all 2,130 rental buildings in all downtown neighborhoods. Impact: These efforts should significantly affect appearance of downtown properties. The Task Force recommended efforts to increase public understanding of the Section 8 program. Crime Free Multi Housing Training - 150+ people 3/12/2011 Assisted Housing Booth 10/13/2011 Assisted Housing Booth 11/19/2011 Assisted Housing Presentation & Booth 3/24/2012 Assisted Housing Presentation & Booth 4/12/2012 Assisted Housing Presentation & Booth 02/23/2013 Assisted Housing Presentation & Booth 10/10/2013 Assisted Housing Presentation & Booth 10/12/2013 Assisted Housing Presentation & Booth Iowa Senate Human Resource Committee — 30 + people in attendance, presentation was broadcast by HR committee on You Tube 1/19/2012 Assisted Housing, Family Self- Sufficiency & Bridges Initiative City Expo 4/11/2011 Assisted Housing Booth 4/10/2012 Assisted Housing Booth 9/10/2013 Assisted Housing, Family Self- Sufficiency & Circles Initiative Booth Dubuque Community School District Counselors — 15 people 1/18/2012 Assisted Housing & FSS Dubuque Works Board — 15 people 5/17/2011 Circles® and FSS Loras College Advanced Marketing Class — 18 people 9/9/2011 Assisted Housing Dubuque City Council 11/21/2011 FSS and Circles® Presentation Juneteenth — 20 + people to our booth 6/16/2012 Assisted Housing Booth North End Neighborhood Resource Fair - 20+ people to our booth 9/20/2012 Assisted Housing Booth United Methodists Women's Group — 17 people 10/4/2012 Assisted Housing and Poverty in Dubuque Presentation Impact: The public will be educated about the facts surrounding Section 8 rental assistance. The Task Force recommended that the City address community concerns about the real or perceived impact of the Section 8 program on the community by decreasing the number of Section 8 vouchers in the program to 900, and increasing the staff capacity of the Family Self - Sufficiency (FSS) Program. • Number of utilized vouchers decreased to 900 in January 2010 53 • Preference points for elderly, disabled, veterans, supported community living and homeless population implemented • Third FSS coordinators added in FYE 2013 • Circles Initiative expanded and Circles Coach hired • Federal regulations do not allow limiting voucher eligibility to Dubuque residents and was not implemented • Housing Choice Voucher program must be administered in manner consistent with HUD regulations • In 2010, 28 households or 3% of the Housing Choice Voucher program were enrolled in FSS program • By July 2012, 100 households or 12% of program participants were enrolled • As of October 2012, 92 households or 11% of households enrolled. • In FYE 2012 143 Households were enrolled in FSS program. Impact: There will be fewer families receiving Section 8 rental assistance, with those living in Dubuque and /or elderly or disabled receiving highest priority. There will be a corresponding reduction in federal funding received for the program. The Task Force recommended increasing participation of Section 8 participants in self - sufficiency programs. As of FY 2012, the Getting Ahead program has graduated its 184th participant. In addition, the Circles initiative has begun and the Circles coach has been hired. The Resident Advisory Board also has become more engaged with regular meetings with Housing Department staff. The Task Force also recommended encouraging community wide support for initiatives that support self- sufficiency. The City has obtained an Urban Youth Corps grant that will provide three youth who face barriers to employment with paid employment and job skills training for the summer. Impact: Participants in self- sufficiency programs and their allies will be empowered to make responsible choices and to address systemic problems that interfere with success. The Task Force recommended increased human relations efforts as a priority in the community, as well as mandatory intercultural training for City staff and City Board and Commission members. The Task Force also recommended that community members who attend training serve as ambassadors for intercultural work in the community. • In August 2010, the Human Rights Department reorganized to permit additional staff time focused on conflict management, mediation, facilitated dialogue, training on cultural differences and intercultural communication, and systemic change initiatives. • The Department has established annual Board and Commission training on intercultural competence skills that is offered in the Spring and the Fall of each year and is also made available to the general public free of charge. • The Department worked with four agencies to establish and develop intercultural teams in each organization. • The Department has offered two, 32 hour Intercultural Leadership Workshops • Staff also established an Intercultural Ambassadors group that meets quarterly to strategize about personal intercultural skill development, addressing intercultural issues existing in member organizations, and addressing intercultural issues in the community. Impact of education and skill building initiatives: 54 • Institutions represented on ambassador group in addition to the City are: UD, Loras, Senior and Hempstead H.S., Goodwill, Hillcrest, Riverview, Hills and Dales, Body and Soul Wellness Center, CFGD, GDDC, Hormel, John Deere. • Senior has asked us to offer skill building with staff next year • UD has implemented intercultural skill building as part of the curriculum in the Teacher Education Department • Hillcrest has trained trainers and an intercultural team operating in their organization • Police Department has created their own intercultural communication course for Field Training Officers and new recruits • Hempstead offers a respect retreat for all incoming ninth graders The Task Force also recommended initiatives to promote mutual understanding, community solidarity, and respect and understanding among residents. • In addition to building individual skills, we also work on developing group /community relationships so we can work together toward common goals and have a stronger impact. • One part of our work is related to a recognition that for some communities of people, their views and values have not been made part of "the way we always do things" and they may be left with a feeling they do not belong here in the community. • One way to address this feeling is to sponsor cultural and educational events where people can come together across their differences and learn about each other in comfortable, social environments • This year, the Human Rights Commission, MFC, HRC, f &v, Riverview Center, Chamber of Commerce, NAACP, CFGD collaborated on Cinco de Mayo, Marshallese Constitutional Day, Dr. King Tribute Days, Juneteenth, Taste of the World, the Community Barbecue, Chamber Diversity Summit, Speak Your Peace, and the Better Together Dubuque conference and social. • The MFC has seen a steady increase in users from 1,671 in 2010 to 2,568 in 2011 to 3,241 in 2012; demographics are mixed: o Adult users: 47 -49% white; 23 -26% black; 11 -13% Hispanic; 1 -2% Asian; 5 -7% Pacific Islander; 7 -9% other o Youth users: 40 -49% black; 26 -28% white; 11 -13% Hispanic; 1 -2% Asian; 5 -7% Pacific Islander; 7 -9% other o Programs bring people together of various backgrounds for family reading night, family cooking class, family art class, moving in Comiskey park, music in Jackson park, and variety of field trips. o Mixed race /ethnicity group of youth ages 13 -18 participating in Future Talk each summer — meaningful work for a stipend plus educational and service components Impact of Cultural and educational events: Cultural events further the objective of embracing diverse populations that support multicultural workforce and continuing to become more inclusive. Outcome is opportunities to experience arts and culture; young professionals want to live here and return to raise families. The Task Force made several recommendations related to working with resident to build a stronger sense of connection to each other and to the community across differences, increasing 55 resident participation in community activities, and raising awareness and support for programs to foster self- sufficiency: • The City Council approved the creation of the position of Community Engagement Coordinator and the transfer of the volunteer coordinator VISTA member to the Department in the 2013 budget. • We have convened three community resources groups - these are cultural minority groups in the community who come together to contribute to the community. This past year, Hispanic group hosted Cinco de Mayo in Washington Park, the LGBTQ Youth Network participated in Art Gumbo, and the BMC mentored high school youth. • Volunteers in the Human Rights Speakers' Bureau and the Presentation Lantern Center's International Speakers' Bureau offered 31 presentations reaching over 800 people on topics of race, national origin, and sexual orientation. • The Hispanic community group met with various organizations to discuss ways in which services could be improved to better meet community member needs. • The Community Engagement Coordinator has worked with staff and Washington Neighborhood residents to assist with design, process, barriers, objections, and needs in order to build capacity for neighborhood leadership. Outcomes to date include a neighborhood resident agreeing to serve as point of contact, volunteers who are creating a neighborhood newsletter and passing out fliers door to door to engage with other residents; residents who have volunteered space and have offered to prepare food for a social as part of the next resident meeting. • The pilot session of City Life, the citizen academy, has been completed. Fourteen residents have volunteered to continue as ambassadors, nine residents are leading community projects designed to increase resident connections and participation in projects. The second session will begin in September. • The objective is to increase resident participation in governance process; outcome is more ownership of end products — people involved and support outcomes; how to get involved, where help is needed; be informed citizen; skills to handle conflicts that come up with differences of opinion and belief so can be comfortable being active and involved; Impact: Community Resource Groups, speakers' bureau, neighborhood leadership development, and the Citizen Academy all further the objectives of increasing resident interaction and continuing to become inclusive community; and partnering to meet needs of underserved; Long term outcomes will be a community where everyone welcome, people live without fear or threat; there is better access and use of facilities; and services are available and delivered in fair and equitable manner To catalyze increased resident participation in volunteer and service activities, the Community Engagement Coordinator and AmeriCorps VISTA member are working with partners to establish a collaborative approach to volunteering and have accomplished the following: • $48,000 grant obtained for collaborative effort with community partners to create a volunteer center • 15 model centers researched • Vision, mission, service categories created • Three potential implementation plans being created and reviewed • Next steps involve planning and engaging with stakeholders around funding, location, staffing 56 • VISTA volunteer coordinator continues her efforts • 11 agencies trained on Volunteer Solutions • 9 agencies offered capacity building services and have implemented three or more effective volunteer management practices • 9/11 Day of Service involved 300 letters written to troops • $1500 grant obtained for Make a Difference Day with volunteers engaging in yard clean up, painting, insulation, caulking, weatherization • Since September 2012, 1089 volunteers recruited, 74 disadvantaged youth, 196 college students, 75 baby boomers, 729 worked on Days of Service, 3,286 hours logged. Impact: At a rate of $17.22 per hour based on Independent Sector, the dollar value of volunteer hours over past six months totals $56,585. Using volunteering strategically to meet human services needs and the needs of underserved; increasing resident interaction; continuing to become inclusive community where all people contribute. The outcomes will be more ownership in community solutions as people see selves as part of solution; a sense of inclusion will increase as people are welcomed to contribute their skills and develop a sense of belonging. The Task Force recommended a parental responsibility ordinance modeled after a successful program that includes engaging parents and teens in prevention. On March 22, 2011, the City Council passed an ordinance. Impact: The ordinance will hold parents accountable for the criminal behavior of their children and includes referrals for parenting classes. The Task Force recommended engagement of volunteers across race and income levels as part of a monthly Community Days of Caring and also recommended use of volunteers to address exterior code violations. The annual city -wide Community Days of Caring occurred April 29 and 30, 2011. The Human Rights Department, Neighborhood Development Specialist, Housing Department, and Washington Neighborhood Development Corporation collaborated to bring a mixed group of more than 50 volunteers together to work on improving the exterior appearance of a few small businesses along the Central Avenue corridor and homes that were identified as having exterior code violations through the City's inspection program. In addition, the City's Department Managers and Management Team members are engaged in ongoing discussions regarding how best to support and bring community resources to bear on projects designed to build bridging social capital in the community. The AmeriCorps VISTA member has been working over the past several months on the High Impact Service plan designed to engage volunteers strategically in meeting pressing neighborhood and community needs. In April and May 2012, more than 1,000 volunteers were engaged in two large community volunteering events. Impact: These initiatives will lead to an improved ability to create an inclusive environment, to build bridging social capital, and to negotiate conflict across cultural differences as people work toward common goals. The Task Force recommended that parents and youth be encouraged and engaged in out -of- school -time programs and parenting classes designed to matter to the participants. In response to a discussion with the Safe Community Advisory Committee at its first meeting _the City submitted a letter to the Dubuque Community School District expressing support for the 57 District's Iowa 21st Century Community Learning Center Grant Application. On April 7, 2011, the District was notified that the community will receive $850,000 in state funding to increase out of school time activities for junior high school students. Impact: This collaborative effort will provide funding expanded after school program options, including components to assist parents with literacy and adolescent development. Research has indicated that engagement in after school programming improves motivation and student achievement. The Task Force recommended additional neighborhood clean -ups and educating the community on City waste disposal policies in an effort to clarify the purpose of the clean -up programs. The following clean -ups occurred in 2011, and each of them included a social /get to know your neighbor component: Downtown Neighborhood Clean -up April 30 Orange ParklWashington Clean up May 7 Historic Bluffs Neighborhood May 7 Hilltop -Ivy League Neighborhood May 13 Langworthy Neighborhood May ? Valley View Neighborhood May 21 North End Neighborhood fall -- date to be determined The City has also funded a number of neighborhood beautification efforts initiated by neighborhood groups including landscaping improvements in the Washington Street traffic diverters, flower planting /landscaping at Grant Park, Jackson Park, Avon Park, 11th Street gateway and the 2'd Street Island across from the Cathedral. Impact: These clean -ups both improve neighborhood appearance and provide an opportunity to engage neighbors in meeting one another and working together to care for their neighborhood. The Task Force encouraged community -wide support of initiatives that support self- sufficiency, with a particular focus on existing programs: Circles, Project HOPE, Intercultural Competency Training, Every Child /Every Promise. In May 2011, the City Council approved a grant agreement with the Iowa Department of Transportation for the Urban Youth Corps Program which allowed the City to create a three person work crew to use with maintenance projects from May through September this year. The Iowa DOT Urban Youth Corps Program objective is to provide transportation- related employment and training opportunities to youth between the ages of 16 and 21 who face barriers to employment. The crew is assisting Leisure Services Department in maintaining and improving the aesthetics of our community by working on two major projects plus a number of high profile areas throughout the city. The Urban Youth Corps Grant has been continued for the summer of 2012. Impact: Although temporary in nature, these three summer positions are new hires that could lead to newly created opportunities for each of the three crew members who face barriers to employment. The Task Force recommended that all departments in the City be challenged to develop and maintain a model Housing Choice Voucher program for a city of this size, meeting the needs of 58 the elderly and disabled and also developing self - sufficiency for families. In addition to tripling the number of FSS Program enrollees, graduating more than 190 Getting Ahead Program participants and implementing the Circles Program, the Housing Department has continued to improve Housing Choice Voucher in other ways. The COP corporal assigned to the Program has opened more than 1500 investigations, resulting in termination of benefits for 306 households. The National Association for Housing and Redevelopment Officials (NAHRO) recognized the Bridges Initiative with an Award of Merit for the Bridges Initiative. The Bridges out of Poverty Workshops have now been conducted for more than 2500 persons. Our most recent Section Eight Management Assessment Program (SEMAP) score, a HUD assessment conducted annually, was 104 %. A new tenant and financial management software system has been approved and purchased from the national Emphasys firm. The Elite software has been installed at Housing. This will allow enhanced communication between all activities at the Department, including code enforcement and the Finance Department, as well as getting us closer to the goal of a paperless Assisted Housing program. The Resident Advisory Board has helped to revise and streamline the application process by developing new application materials and continues to provide feedback on the administrative plan. The Task Force recommended the creation of an ordinance prohibiting the boarding of windows and doors facing streets. An ordinance is in place that applies to any windows or doors boarded up after March 1, 2011. The Task Force recommended implementation of an exception rent program to avoid concentrated pockets of poverty. The exception rent program was implemented in October 2010. Currently, approximately 20% of voucher holders are residing in the west side census tract exception areas. Impact: Greater housing choice for voucher holders and deconcentration of poverty. The Task Force recommended the installation of street lights in the middle of the block to brighten up the streets at night and increase visibility for residents. New street lights at all possible alley- street locations from 12th to 20th in the Washington Neighborhood have been installed. Existing street lights in the Washington Neighborhood have been upgraded to use brighter bulbs. The receptacles have been purchased and will be installed in April and May of 2013. Impact: Improved nighttime visibility in the neighborhood. The Task Force recommended an increase in the number of trash receptacles in the street. In October 2010, the Public Works Department submitted a budget request for $30,000 for FYI 2 for the purchase and installation of litter and recyclables receptacles in the downtown area and surrounding neighborhoods. The Council approved this budget request in March 2011. Forty - eight (48) units were subsequently purchased and installed in FYI 3. Impact: Residents can easily assist in keeping neighborhoods clean and clear of trash. The Task Force recommended that the City develop and enforce policies that are consistent with the "preservation briefs" to maintain historic properties. City staff has indicated to the City Council that the City has used the preservation briefs as a matter of City policy in local Historic Districts and federally- funded rehabilitation projects for many years. Staff recommended that 59 the City should continue to utilize these technical publications as a reference and guide, with the exception of preservation brief #31, which is contrary to another Task Force recommendation regarding boarded doors and windows. Family Self- Sufficiency (FSS) Program: The FSS Program prepares participants for financial independence and possible home ownership. The FSS program provides access to child care, transportation, education, job development, household skills training, affirmatively furthering fair housing and financial literacy training. As of October 31, 2013, the FSS program is serving 116 households. Participation has increased from 2% of voucher holders participating in 2009 to over 13% of voucher holders currently enrolled in FSS. In FYE 2013 152 households were involved in FSS with four FSS participants having successfully completed the FSS program. There was an article featuring a FSS and a participant's family on the front page of the Telegraph Herald on the Sunday paper of Labor Day weekend. Circles® Initiative: Family and Assisted Housing staff is also instrumental in "Getting Ahead in a Just Gettin'- By World (Getting AheadTM) ", a program for people in poverty to help them understand the hidden rules of the middle class as well as communication skills, value systems, and expectations used in order to bridge the gap from poverty. Participants are exposed to the Bridges out of Poverty concept based on Philip DeVol and Dr. Ruby Payne's research on poverty, which offers a framework for understanding the culture of poverty. As of July 1, 2013, 190 individuals have graduated from Getting Ahead. Eleven community members are currently participating in Getting Ahead Round 10, which began on August 6, 2013. Recruitment for Getting Ahead Round 11, which will begin in February 2014, is currently underway. Getting Ahead graduates are eligible to become leaders in the Circles® Initiative. The Circles® Coach matches graduates with community volunteers who can provide support and friendship on their journey toward self - sufficiency. Circles® has been active since September 2010 and has matched 21 Getting Ahead graduates in 19 circles (some couples choose to be matched in the same circle). Six of these circles have completed their commitments and obtained the goals they set for themselves. We are currently working with 11 matched circles and have 3 Leaders waiting to be matched with Allies. Our goal is to have 20 active matched circles by the end of FY 2014. Circles® meets weekly on Tuesday nights at Prescott School and averages 65 community members in attendance. The Circles® Initiative received the Faces and Voices, CommUNITY Award for Diversity Initiatives of 2013 and was recognized at the Community Foundation of Greater Dubuque's Block Party event as favorite non - profit initiative through a community vote. In May, the Circles® Initiative was awarded $1,110 from the Sustainable Dubuque Community Grant program for "Circles® Initiative Family Fun Night ". The event will take place on October 29, 2013. Family Self- Sufficiency, Iowa State University Extension, Matter Creative Center, and Life's a Feast will partner to provide pottery painting, nutrition education and information on local food resources to Circles participants. Over 60 community members were in attendance. Circles® also received a $415 grant from the Women's Giving Circle to partner with Iowa State University Extension to provide babysitting classes and first -aid kits to ten youth who attend Circles® meetings on Tuesday nights. The Circles® community will also partner with FSS and Operation: New View to host a Poverty Simulation on Tuesday, November 5 during the Circles® weekly meeting. Over 80 people are registered to participate and 20 Circles® community members will volunteer for this event. 60 The Circles® Coach and Jim Ott offered a Bridges Out of Poverty training in May 2013 attended by about 70 people. The Circles® Coach and a Circle Leader traveled to Denver, Colorado in June, 2013 to represent the City of Dubuque in the All- America City Awards. The Circles Coach traveled to Oklahoma City to attend and present at the aha! Conference for Bridges Out of Poverty in October, 2013. She presented at the Sustainable Communities Conference in September 2013 and the Chamber of Commerce Diversity Summit in October, 2013. Two assisted housing staff traveled to Carson City, Nevada in October 2013 to attend Hands On Training for Circles. Road to Success, a job readiness fair designed to prepare low- income individuals for employment was held on June 25, 2013. Thirty five community volunteers came together to provide participants an opportunity to experience a variety of learning tracks including: "Navigating networking "; "Prepare for a Successful Interview "; "Mock Interviews "; "The Interview is Over- Now What "; "Dress to Impress "; "Creating a Resume that Gets You Noticed "; "Resume & Cover Letter Critiques "; and "Plan for a Job that's Right for You." The event was sponsored by American Trust & Savings Bank. Each participant received a flash drive fully loaded with resources designed to support job seekers in their continued search for employment plus one -on -one attention from professionals who volunteered during the event. Participants included members of the Family Self- Sufficiency Program, Getting Ahead and Circles, residents of community shelters and individuals referred by our many community agency partners. Shelter Plus Care Program: The $536 000 grant commenced in FY 2008 for the five -year program to provide rental assistance to homeless persons with disabilities. The five year grant ended as of June 10, 2012. We have since received two additional one year grants allowing us to continue providing permanent housing along with supportive services for 18 homeless individuals /families. The Housing and Community Development Department administers the funds and provides them to Project Concern, who contracts with private landlords to provide needed housing. Arts and Culture (Top Priority): The City of Dubuque participated in national studies of arts, culture, heritage and preservation. Two highly acclaimed studies were completed that pertain to the art, cultural, heritage and historical preservation aspects of the Dubuque area. The Arts and Economic Prosperity IV, an economic impact study conducted with the non - profit sector in the city of Dubuque, evaluates the impact spending by nonprofit arts organizations and their audiences have on their local economies. During 2011, the City of Dubuque collected surveys from over 800 Dubuque arts and culture event attendees and organization expenditure surveys from 44 arts nonprofits. The most comprehensive economic impact study of the nonprofit arts and culture industry ever conducted in the United States, Arts & Economic Prosperity IV was conducted by Americans for the Arts, the nation's leading nonprofit organization for advancing the arts and arts education. The City of Dubuque was one of 182 study regions that participated in the study. National and local Arts and Economic Prosperity IV study results were released at an Arts Mean Business launch event held on July 23, 2012. The nonprofit arts and culture industry in Dubuque generates $47.2 million in annual economic activity, supporting 1,530 full -time equivalent jobs and generates $5 million in local and state government revenues and $36.7 million in household income to local residents. 61 According to the study, nonprofit arts and culture organizations in Dubuque spent $17.6 million during fiscal year 2010. This spending is far - reaching: organizations pay employees, purchase supplies, contract for services and acquire assets within their community. Those dollars, in turn, supported 577 jobs, generated $15.6 million in household income for local residents and $1.3 million in local and state government revenues. In addition to spending by organizations, the nonprofit arts and culture industry in Dubuque leverages $29.6 million in event - related spending by its audiences. As a result of attending a cultural event, attendees often eat dinner in local restaurants, pay for parking, buy gifts and souvenirs, and pay a babysitter. What's more, attendees from out of town often stay overnight in a local hotel. In Dubuque, these dollars support 953 full -time equivalent jobs, generated $21.1 million in household income for local residents and $3.7 million in local and state government revenues. A comprehensive marketing plan for the economic impact data was developed. Strategies have already been implemented to raise awareness that the arts are an industry that has a large impact on the local economy. In a 2013 report of the state of the arts in Dubuque, the economic impact data were prominently featured. At every presentation on the arts done by City staff, City Council and the Mayor, people are reminded of the additional economic advantages to having vibrant arts and culture activities and organizations. In October 2012, area non - profits were instructed on how, based on the Dubuque data, to figure their own economic impact numbers to use in fundraising and grant making. In November 2012, a publication was produced showing the results and the City's investment in the arts to be distributed to members of the business, civic and governmental organizations to encourage their investment in the arts. While a limited number of brochures were printed, the online version will be widely promoted. Complete study results are available at www. cityofdubuque .org /artsmeanbusiness. Also in conjunction with Americans for the Arts, The Local Arts Index (LAI) was conducted with both the non - profit and for - profit sectors throughout Dubuque County. The Local Arts Index is the first county -level study ever designed to measure the health and vitality of the arts industries throughout the United States. It will use a single methodology with information gathered from research produced by the federal government and private research organizations and covering multiple industries, including non - profit groups, for - profit arts businesses, employment figures, and more. When these quantitative measures are taken together, the Local Arts Index will provide a year -by -year and community -by- community comparison of the nation's arts sector. The Index is being developed so that it can be replicated in communities across the country. Through the Local Arts Index, the character of Dubuque County's art culture will be explored to determine: what makes the county unique from other areas in the nation; the vitality of the arts and how much exists, and; how we compare to other counties. The main areas of study are: • Performing arts venues • Local ownership of cultural resources • The local literary scene • Festivals • K -12 arts education • Performance and presentation opportunities for young artists • Tourism draw of local arts and culture • Nightlife and the arts • Tourism marketing of the arts • Ethnic groups in the cultural life of the community 62 • Public Art • Exhibition Spaces In gathering information for these two studies, contact was made with new arts organizations, artists and art advocates who had not previously been in the City's communication loop. Better cooperation among groups and individuals was begun and grows each year. Awareness has been built to establish a better network for art planning and advocacy. In November 2010, this network was used to attract participation from the arts community in a visit from National Endowment for the Arts chair Rocco Landesman for a site visit to Dubuque for the Our Town grant received by the City of Dubuque and Dubuque Main Street. It was also very successively used in master arts planning for the Historic Millwork District in February 2012. This network will be used to promote the Arts Means Business Campaign. Arts Funding: The City of Dubuque has provided over $2.3 million dollars in funding for the arts since the establishment of the City's Arts and Cultural Affairs Advisory commission in 2004. The City has invested $2,370,000 through three programs established by the Dubuque City Council. In all, $1,820,000 has been awarded to area arts and cultural organizations through the Operating Support Grant Program and $345,000 through the Special Projects Grant Program, which has also leveraged another $814,192 in community support. An additional $175,000 has funded Art on the River, a temporary sculpture exhibition along the Mississippi RiverWalk in the Port of Dubuque. The City has recognized the importance in sustaining long -term viability for existing arts and culture organizations and identified increased arts funding as a high priority since 2005. Operating support is provided to established 501(c)(3) arts and culture organizations located in the City of Dubuque that primarily serve Dubuque residents with year -round arts and culture events, programs and services, and that can demonstrate a record of programmatic and administrative stability. Since the inception of the program in 2004, both the number of eligible organizations and their cumulative operating budgets have increased from 7.3 million to 10.6 million. In FY 2014, a record 16 eligible arts and culture organizations, up from an original 12 organizations, received funding through this program. The Commission anticipates that at least one additional new arts organization will apply for funding in the next fiscal year,Distribution of funds is overseen by the Arts and Cultural Affairs Commission that has refined the process to hold organizations more responsible for the expenditure of City funds and to influence greater organizational capacity. The demand for these operating support funds have far exceeded the available funding of $210,000. The maximum funding levels initially established for the program are 6% of organization's previous year's operating expenses or $50,000, whichever is less. Awarded funds historically have been well under these guidelines. Fiscal year 2015 Operating Support funding applications are available after February 2014. The Special Projects grant program was first funded in FY 2005 with an annual budget of $35,000, the same amount that is now currently budgeted. The original purpose was to "encourage the development of new or expanded arts and cultural programs in the Dubuque community." The Arts and Cultural Affairs Advisory Commission and staff worked through 2013 to better 63 align the Special Project grant program with the City Council's goals and priorities, best practices in community art funding and the art needs of the Dubuque community, examining how to use arts and culture to engage all community members, make our residents more participatory, and ensure that arts, culture, preservation and heritage programs and events are welcoming and inclusive to those outside of a traditional audience. One of the Safe Community Task Force's recommendations stated that "the city should devote resources to a human relations initiative that could include programs in the arts, cultural programs and other strategies that promote respect and understanding among residents." The changes to this grant program support this strategy. The program has funded 57 separate arts projects in our community leveraging $814,192 in community arts investment. It has successfully encouraged the expansion of arts and cultural activities in our community as well as utilizing the arts to promote community engagement. The demand for these funds have far exceeded the amount budgeted in the program. The City Council approved the creation of the Art on the River outdoor sculpture project in November 2005, and approved a budget of $300,000 over the next 10 years for this innovative initiative. Working in conjunction with the Arts and Cultural Affairs Advisory Commission, the Dubuque Museum of Art and a volunteer committee made up of artists, educators and city staff, the City has identified highly visible locations at the Port of Dubuque to display selected artwork. The Port of Dubuque is a 90 -acre riverfront campus which features the National Mississippi River Museum and Aquariums, Grand River Center conference center, Grand Harbor Resort and WaterPark, Diamond Jo Casino, historic Dubuque Star Brewery, and Dubuque Shot Tower. Admired and replicated by many communities, Art on the River is recognized as one of the premier temporary art exhibits in the country, drawing applications from artists from across the country and foreign countries. It is distinctive for using a panel of expert professionals to select the work. Now in its ninth year, the exhibit has brought over 80 works to the City that have been viewed by thousands of citizens and visitors. The application period for the 2014 exhibit will open December 2013. In 2013, conversations have started between the City Council, Arts and Cultural Advisory Commission, staff and community partners to develop a master arts and cultural plan, including a public art plan in order to sustain and grow arts and cultural elements in the City of Dubuque. Intercultural Competency Initiative: FY2012 • 10.5 hours of Foundations of Intercultural Competence and Intercultural Conflict Styles training to new City staff • Mini -tip sessions related to religious pluralism and prevention of harassment and bullying were offered to staff • 5 hours of foundational intercultural competence training offered semi - annually to City Board and Commission members and general public. • Staff collected data for a five year progress report, including administering the Intercultural Development Inventory to leadership and reporting out the results, facilitating community and employee focus groups, and gathering feedback from management team. • IDI administrators provided one -on -one development feedback of IDI results to employees. 64 • New members were recruited, oriented and trained • Regular intercultural tips provided at management team and in the employee newsletter • New trainers from the Police Department created a communications course for new recruits integrating intercultural skills. • Front line staff was trained on use of the Language Line and a community member was sponsored to attend the Interpretation and Translation Certificate Program in Des Moines in order to have a local resident on the State roster for Spanish interpreters. • 1200 people provided foundational skills in intercultural communication • Three sessions of a 32 hour intercultural leadership workshop offered; a fourth is planned in collaboration with NICC in October. We also will be offering a two hour basic course at NICC in September. • Four organizations met monthly for a year to develop intercultural teams within their organizations. • Leaders who attended the intercultural leadership workshop or year -long team development are part of ICC Ambassador group that meets quarterly - Institutions represented on the ambassador group in addition to the City are: UD, Loras, Senior and Hempstead H.S., Goodwill, Hillcrest, Riverview, Hills and Dales, Body and Soul Wellness Center, CFGD, GDDC, and Progressive Processing. Impact: The objectives of this work are having a workforce prepared for 21 st century jobs and embracing a diverse population that supports a multicultural workforce. The outcomes will be a city workforce reflecting the diversity of the community; city services that are available for all and delivered in an equitable and fair manner; and a community where everyone is welcome. Sustainable Iowa Communities development: The Sustainability Coordinator is part of a statewide working group, led by the Iowa League of Cities, Regents colleges, ISU Extension, IEDA, and IDAS, developing a sustainable communities "certification and networking" program, similar to the Petal Project but targeted at cities. The program would likely require community member and municipality support to participate. Initial exploratory meetings have been held, and focus groups are currently being developed to determine the tools that would be most helpful for other communities. Business: Non - Profit: Every Child, Every Promise: Current priorities include: • Evaluating LEAP at Washington and Jefferson Middle schools. The goal is to adjust the program in year 3 to be sustainable and achieve more best practice benchmarks. • LEAP is funded through a collaboration of ECIEP, the Dubuque Community School District and key OST providers the community has received an $850,000 grant in April 2011 to start a coordinated, collaborative OST program for Middle School Students at Jefferson and Washington schools. There has been an overwhelming response of 300 students per school who have signed up for activities, a huge increase in involvement in after school programs. The program is gearing up for the 2013 -2014 school year. LEAP plans to provide over 20 programs to students in the upcoming school year. • 3rd Grade Reading- an effort to build a coordinated approach between City, Schools, CBO's, parents, students and others, to improve 3rd Grade Reading Achievement has 65 been identified as an important strategy. ECEP will facilitate an initiative to increase achievement by improving outcomes in school attendance, school readiness and summer learning. A coalition has been formed made up of leaders from the City, Schools (public /private), CBO's, parents, and the Community Foundation to write a Community Solutions Action Plan which was submitted to the All- America City Awards on March 12, 2012. In July of 2012, the City of Dubuque was recognized as an All - America City for their collaboration on the 3rd grade reading initiative. Progress continues in each of three focus areas: o School Readiness- Dubuque Community Schools and Northeast Iowa Community College are partnering to provide a pathway to Early Childhood careers for area high school students. o Attendance- The Early Bird Attendance program that was facilitated through Fulton Elementary over the last school year is being evaluated for effectiveness and scalability. Dubuque is celebrating Attendance Awareness Month with an awareness campaign targeted at showing the importance of attending school every day. An Americorps VISTA member is working in the school district to facilitate the attendance objectives of the Third Grade Reading Initiative. o Summer Learning- Summer Academy at Audubon Elementary wrapped up on August 2nd. Summer Academy was a seven -week, full -day pilot summer learning program developed using research -based best practice, and aimed at preventing summer -slide and maintaining or increasing reading scores. Evaluation of the effectiveness of Summer Academy is in process, and will be available in Fall of 2013. • Data- A committee of business and provider leaders is developing a web -based Youth Indicators Report to provide key indicator data to the community regarding our young people age 0 -20. The Data committee has identified 36 key indicators with 5 years of supporting data to identify our community's strengths and opportunities for providing the five promises to our young people. The Youth Indicator report is updated on an ongoing basis and available at www.everychild- everypromise.org. o The 3rd grade reading coalition is currently working on adding an additional page to the youth indicator website to track matrix for the reading initiative. • Every Child /Every Promise and the Children's Trust have partnered to create a childcare map and directory through Resources Unite! The goal is to be able to assist working families in finding quality childcare in Dubuque, and more easily identify gaps in both quality and quantity. • The website is currently live, and provides listings for almost 40 providers. This site is updated directly by the providers making accurate information available to the community. America's Promise Alliance uses the Five Promises framework to guide their efforts and improve the odds for youth: 1) Caring Adults 2) Safe Places 3) Healthy Start 4) Effective Education 5) Opportunities to Help Others Continuum of Care: A working network of homeless shelter and service providers created in 66 2001 to respond to the needs of the City's homeless population. The successful development of the Maria House, the four Davis Place SROs and Hillcrest's transitional housing facility has provided significant new shelter opportunities. The Teresa Shelter for homeless women and children was opened during FY 2006. Manasseh House, a 19 room single room occupancy (SRO) facility for 19 single women was completed in FY 2007. The Salvia House SRO opened in 2010. The City partners with Project Concern, Maria House, Hillcrest Family Services, and Manasseh House for the annual allocation of Continuum of Care funds. This grant, under the "Supported Housing Program" category, provides funding for support services for homeless persons and families. These activities include outreach services, counseling, a "homeless hotline," and staffing for transitional housing and the Manasseh House SRO for women. Green Dubuque: Green Dubuque is a registered 5O1(c) 3non - profit organization committed to improving and beautifying Dubuque by reducing the city's greenhouse gas emissions, promoting smart development and urban green space, and protecting the health and integrity of local ecosystems. Since 2006, Green Dubuque has led or been involved in numerous projects to support the Sustainable Dubuque vision, including organizing grassroots events, research and reporting on a variety of sustainability and climate change - related topics, lobbying for local and state government activity, community education and supporting local foods initiatives in a variety of ways. Specific projects of significance that they have been key partners in include CARE Bombs, Green Drinks, Complete Streets, and the Dubuque Community GHG Reduction Task Force. Green Dubuque members and other invested residents are working together to reactivate the Dubuque Area Recycling Network (DARN) model and establish an energy district in Dubuque. HEART (Top Priority): The Housing Education and Rehabilitation Training Program, or HEART, with its broad partnership and deep community impact, is re- engaging disconnected youth and building strong connections to community through education, service and job training. Transforming the Washington and downtown neighborhoods, students in our program have participated in almost 40 community projects since 2004, including turning over 30 substandard rentals into 21 owner occupied homes. Since 2003, the HEART program has met the needs of 63 individual young people on a full -time basis, as they work to attain their high school diploma. Our students come to us at -risk of dropping out, but they make a commitment to hard work until they graduate, splitting their days on the worksite and classroom. Since 2003, HEART students are achieving a 92°/0 high school graduation rate, with 100% of this year's senior students graduating. Reuse on a large scale Nil Removal of slum &blight Quality, affordable housing Thwarting sprawl through re- development Environmental /Ecological Integrity Restored historic neighborhood Economic Equitable Social /Cultural Prosperity Vibrancy Connection to green collar jobs Arming young people with skills & education Meeting community needs Youth connected to history & community Four Mounds mission of preservation, service and education aligns with the three focus areas of the Sustainable Dubuque model. We reclaim threatened, historic structures and find new relevant uses for the community, using the opportunity to train youth and prepare them for healthy adulthood. The illustration below shows how the HEART program is helping to meet the principles set forth in the Sustainable Dubuque model. 67 Eco -Movie Nights: Initiated by GreenCorps members with support from the Sustainability Office and other partners, Eco- Movies is a new series which will host a free, educational movie each month in Dubuque from April to August. Each movie concludes with a community discussion led by subject matter experts. Initial movies have addressed healthy local foods (host: Mindframe Movie Theater), biking and alternative transportation (host: outdoor movie at Comisky Park), and childrens' relationship with the outdoors (hosts: Swiss Valley Nature Center and Carnegie -Stout Public Library). "The Story of Stuff" will conclude this year's series, hosted in August at Full Circle Organics. Schools: Green Vision Education Program: This program is sponsored by the Dubuque Metropolitan Area Solid Waste Agency and began in 2005. Since that date, eleven schools are currently Green Vision Schools and several more are working towards achieving the status during this calendar year. Current Green Vision Education schools are: • Resurrection Catholic Elementary School • Table Mound Elementary School • Abraham Lincoln Elementary School • St. Columbkille's Catholic Elementary School • Dubuque Montessori School • Mazzuchelli Catholic Middle School • Holy Ghost Catholic Elementary School • St. Anthony's /Our Lady of Guadalupe Catholic Elementary School • Sageville Elementary School • Wahlert Catholic High School • Hempstead High School Through these schools, over 600 staff members, 3800 students, and 2600 families are participating in the Green Vision Education Program. The program recognizes student and staff efforts to reduce waste in their schools, as well as the schools' recently implemented energy - saving practices. Green Vision schools receive flags to hang outside their buildings and banners to display in their hallways or gyms. Some of the practices that have been implemented by the schools include food scrap composting, worm bin composting, increased paper and container recycling, and reduction in the use of disposable products. Green Vision evaluation and support partners include the Dubuque Metropolitan Area Solid Waste Agency, the Dubuque Community School District, the Holy Family Catholic Schools, FEH Inc., the Dubuque County Conservation Board, the Iowa Department of Natural Resources - Mines of Spain, the Catfish Creek Watershed Project - Dubuque County Soil and Water District, the Maquoketa Valley Electric Cooperative, Keep Dubuque County Clean & Green, the City of Dubuque, ISU Extension, and Green Dubuque. Five schools earned additional patches during 2012 -2013 school year. City staff has developed a Sustainable Dubuque program /patch that focuses on social /cultural vibrancy and community knowledge concepts. 68 People & Neighborhoods: Andrew Connolly Make A Difference Day: The community's successful Make a Difference Day has expanded this year to honor the "Pay It Forward" legacy of Iraqi war veteran Andrew Connolly. The event was held on October 26, 2013, serving over 50 homes and eight community projects and engaging approximately 500 volunteers. Dubuque Community Days of Caring: The 5th annual Days of Caring was held April 27 -28, 2012, growing in partnership with the Dubuque Area Chamber's Young Professionals group this year. A record approximately 780 volunteered in Dubuque over the weekend. The 6th annual Days of Caring occurred on April 26 -27, 2013, engaging a new record of over 800 volunteers in the two -day event. REASONABLE MOBILITY Government: SW Arterial (High Priority): The Southwest Arterial project is the No. 1 surface transportation priority in the Dubuque area and will provide for a 6.1 -mile four -lane divided freeway with priority 1- access control between Highway 61/151 and Highway 20. Mobility Benefits: The Southwest Arterial project will connect two growing sections of the community together and will support future anticipated expansion growth to the southwest of the City toward the Dubuque Regional Airport. The Southwest Arterial will also provide an efficient bypass around the City thereby reducing travel times and minimizing delay by reducing traffic volumes and congestion on the local street system. Environmental Benefits: The Southwest Arterial project will provide an alternate, direct and efficient route for traffic through southwestern Dubuque, which will provide significant travel time savings by avoiding the numerous signalized intersections on Highway 61/151, Highway 20 and Central Avenue (Hwy 52/3) through Dubuque, thereby providing fuel energy savings, reducing vehicle emissions and improving air quality. The Southwest Arterial project will be designed and constructed with forward thinking sustainability initiative incorporated, which will include an environmentally and resource sensitive highway corridor, an integrated bike / pedestrian trail with amenities, and Intelligent Transportation System (ITS) technology. Passenger Rail: The proposed project, which was identified as an Envision 2010 goal, will reestablish passenger rail transportation to the Chicago — Dubuque Corridor and improve freight rail transportation by upgrading the railroad infrastructure. The overall project area lies along the 300- kilometer (180 -mile) Chicago — Dubuque rail corridor, which extends in a northwest direction across the state of Illinois between Chicago, Illinois, and Dubuque, Iowa. The improvements proposed lie primarily within existing railroad rights -of -way with minimal work adjacent to the track. The Chicago- Rockford - Dubuque corridor project will rehabilitate existing rail infrastructure to current maximum operating speeds of up to 60 mph to restore previous intercity passenger rail service. This project is the first step in achieving a more balanced modal use of the transportation network by leveraging the existing railroad infrastructure to restore intercity passenger train service that was discontinued in 1981. The need for the project stems from the lack of modal options in the corridor. Highway -based modes, including automobiles 69 and bus service, face growing traffic congestion that cause travel delays and unreliable schedules, inherent safety risks, and air quality impacts. This project is the first step in achieving modal balance in the transportation system between these two cities with an environmentally friendly, reliable and convenient travel option. Highway -based modes, including automobiles and bus service, face growing traffic congestion that cause travel delays and unreliable schedules, inherent safety risks, and air quality impacts. This project is the first step in achieving modal balance in the transportation system between these two cities with an environmentally friendly, reliable and convenient travel option. The State of Illinois has budgeted $60 million to rebuild the railroad tracks. To move ahead with this project, the State of Iowa must commit to providing $550,000, a share of the annual operating subsidy, beginning in Fiscal Year 2014. The State of Iowa has challenged local governments to provide 50% of the annual subsidy. On March 9, 2011, the City Council approved to commit 25% of the subsidy ($137,500) beginning in Fiscal Year 2014. Dubuque County and other area cities are considering the other portion of the local match that is required. On August 23 and 24, 2011, T.Y. Lin was in Dubuque to meet with CN, CP, and Amtrak and IDOT officials about passenger rail options. On September 20, 2011, T.Y. Lin met with Amtrak representatives to discuss the platform needs in Dubuque. City staff along with ECIA staff are searching for funding opportunities. The IDOT is not willing to pursue Federal funding for rail improvements along this corridor based on recent decisions made by the State Legislature. On May 17, 2012, ECIA and City staff met with representatives of the ILDOT, IADOT, Amtrak, CN, CP and TY Lin to discuss the opportunity for a temporary platform site for passenger rail service, which is expected to arrive in Dubuque late in 2014 or early 2015. Based on the walking tour and input from the various groups, TY Lin will prepare cost estimates for review and continued discussion with other City staff. A meeting has been scheduled with City staff for June 18 to review the information. The City will pursue a temporary platform site to accommodate future passenger rail service. This site will be on the existing spur track area adjacent to the 3rd Street overpass in the Port of Dubuque. Staff has been in contact with the Iowa DOT to discuss the use of state enhancement funds to assist with this project. Staff has also met with representatives of the National Mississippi River Museum, the Diamond Jo, the major property owners in the Millwork District and Passenger Rail Committee to make them aware of these recent developments. City Staff is working with staff at ECIA to make applications for funding to assist with the capital costs associated with the passenger rail platform. The IA DOT has encouraged the City to submit an ICAAP application for the platform improvements. This application requires a 20% local match and is due by March 1, 2013. ECIA has begun the application. 70 The ICAAP application was submitted on February 26, 2013 requesting $2,618,071 of State funding and provided assurance of $654,518 of local match for the passenger rail platform at 3rd Street in the Port of Dubuque. Letters of support were provided by the Diamond Jo Casino and the National Mississippi River Museum. Unfortunately, the application was denied in the summer of 2013. Intermodal Center: The City of Dubuque has been planning for the construction of an Intermodal Transportation Center in Dubuque for several years. Components of the project will include: construction of an elevated parking structure with a capacity for approximately 182 vehicles On Phase 1), a IP addressable video camera system, ticket booths at vehicle access points supporting the operation of a paid parking structure with the potential inclusion an automated traffic counter system, a terminal facility that will serve as a hub for local public transit (The Jule and RTA), intercity bus and taxi services and that would provide indoor passenger waiting area. The Intermodal Transportation Center would contain pedestrian and bicycle - friendly elements, and public restrooms. The Intermodal Center will also contain architectural aspects that enhance the overall esthetics of the site and further contribute to the overall vitality of the area. A key measurement for the success of the project will be the resulting smooth traffic flow in and out of the facility including convenient driveway connections to roadways that access other adjacent areas. The consultants identified 11 potential sites for consideration. The review committee narrowed these options down to 2 sites through a ranking system established in conjunction with the Federal Transportation Authority (FTA). One site is in the Port of Dubuque and one in the Historic Millwork District. After weighing the pros and cons of each site, the review committee unanimously recommended the Historic Millwork District for the Intermodal Transportation Center. On March 7, 2011, the City Council concurred with the recommendation to pursue the Historic Millwork District for a future Intermodal Transportation Center. The Phase I feasibility study and site selection process of the Intermodal Center is complete. The recommendation to pursue the Historic Millwork District site was approved by City Council on March 7, 2011. A contract for the Phase I schematic design work was awarded to Neumann Monson in mid -2011 and the work was completed December 31, 2011. City staff worked with ECIA to submit applications for grants to fund construction of an Intermodal facility. On October 12, 2011, an $8 million State of Good Repair (SOGR) grant was awarded to the City which will be used to fund the final design and construction of the intermodal Center. On August 31, 2011, City staff along with Neumann Monson Architects held multiple input sessions with special interest groups and a public session to get input on what the specific needs of the facility should be for the City of Dubuque. A work session with the City Council was held on November 21. The Council provided input which the consultants incorporated into the design of the Center. Neumann Monson Architects has completed the schematic design phase of the Intermodal Center. An RFQ was prepared to hire a consultant to do the Final Design Development, Construction Documents, and Construction oversight for the first phase of the Intermodal Center. On March 19, 2012, the City Council approved the release of the RFQ for Design Development, Construction Documents and Construction oversight. Proposals were due April 17, 2012. Staff received four Intermodal RFQ proposals. The Intermodal Interview 71 Committee is currently interviewing three of the four firms. On June 4, 2012, City Council authorized City staff to negotiate an agreement with Neumann Monson for Design Development, Construction Documents and Construction oversight of the Intermodal Center, and on September 4th, a contract for the work was awarded. City staff is currently working through issues such as property acquisition from IDOT, and making sure that all documents required by the Federal Transit Administration (FTA) are in place. On June 4, 2012, City Council authorized the release of another Request For Qualifications (RFQ), this one for a Bus Storage and Maintenance Facility (BSMF) Site Selection Study and Environmental Analysis. The proposals were due July 6, 2012. Staff received six Bus Storage and Maintenance Facility Site Selection RFQ proposals. The selection committee met on August 15, 2012 to review the proposals. Interviews with three of the companies that responded to the RFQ are scheduled for mid - September. The City Council approved the selection committee recommendation to enter contract negotiations with IIW for the Site Selection study and Environmental Analysis. A recommendation for contract award to IIW was approved by City Council at the November 5, 2012, meeting and a contract was signed early December 2012. IIW has begun the work for the project with the goal of having it completed by early spring. A draft of the Site Selection Study has been submitted to the Federal Transit Administration (FTA) Region VII for comment. These will be incorporated into the final Site Selection Study which, with the completed Environmental Analysis, will be submitted to the FTA for review and approval as part of the application for the TIGER V grant (application is due June 3, 2013). Having those documents submitted and approved by the FTA will help ensure that Dubuque is well- situated in its pursuit of federal funding for a new bus storage and maintenance facility. Staff continues to work with the FTA to finalize the grant contract and release of funds for the State of Good Repair (SOGR) grant for the Intermodal Center. In early April 2012 we received FTA approval on the NEPA, SHPO and documented Categorical Exclusion for the amended Phase !site in the Historic Millwork District. The FTA has given the City the pre -award authority to incur costs on the project, and preliminary work has begun. The final design of the Intermodal Center will contain architectural aspects that enhance the overall esthetics of the site and further contribute to the overall vitality of the area. A key measurement for the success of the project will be the resulting smooth traffic flow in and out of the facility including convenient driveway connections to roadways that access other adjacent areas. The vision for the Intermodal Transportation Center is that it will support transit connections, vehicular parking, electric vehicle charging, bicycle parking, intercity bus, a passenger waiting area, taxicab stands, public restrooms and ticketing offices for public transit and intercity bus. In late October 2011 public meetings were held with Millwork property owners, City staff and other stake holders for review of alternative site layout proposals and a work session with City Council was held December 5th, during which the site plan and building proposals for the center were presented for review and approval. The City continues to work with ECIA in preparing grant applications for funding sources; it is anticipated that new grants will be released before the end of this federal fiscal year (or by February 2013), at which point the determination will be made whether or not to apply for Phase II funding of the Intermodal Transportation Center. 72 We anticipate that after this year's election cycle in November that a new round of competitive grants will be released in late winter /early spring 2013 that could fund a new bus maintenance and storage facility. This new facility would replace the 130 year -old transit facility currently in use by The Jule. Funding will also be pursued for a passenger rail platform and the rail improvements that will be needed in order to bring passenger rail service into Dubuque. The contract for final design of the facility has been awarded to Neumann Monson Architects. The City is currently working on access points for the facility and property acquisition with the Iowa Department of Transportation. Following ongoing discussions with the railroads and the City's consultants, the rail transfer will no longer be a part of the intermodal center and will be located at an alternate location. It is the City's intent to have the project bid for construction in early 2014 pending respond from IDOT on land acquisition issues. The City is expecting design to be completed by late 2013 early 2014 and a potential opening date of early 2015. We are experiencing some delays in property acquisition as the City is currently performing a survey to provide to IDOT for review. In addition, the Federal Transit Administration has requested additional information on the project and this submission and subsequent review and approval is adding several months to the project before design can proceed. The Jule: • Medical Loop: The new Medical Loop, which was funded by a state grant and began in December 2010, replaced the old Orange Line. The Medical Loop provides increased service to the medical centers and clinics in Dubuque (e.g. Mercy and Finley Hospitals, Dubuque Internal Medicine, Medical Associates East, etc.), the colleges and universities, and regular service to S. Locust Hy -Vee and the S. Grandview area, this fixed route also provides deviated route ( "upon demand ") service to the Key West area (e.g. Dept. of Motor Vehicles and businesses in the immediate area), Mount Carmel, the YMCA, Mystique Casino, etc. The Iowa Clean Air Attainment Program (ICAAP) grant, which was a two -year grant; this grant ended October 2012. • JFK Transfer Center: A state grant was awarded for the Phase [building of a Transfer Center (transit point) at Area Residential Care's (ARC) new facility on JFK Circle. Phase I will be a canopy large enough for four fixed route buses (stacked two by two) to pull underneath. Phase 11 if funded (application will be filed in May 2014) will allow for the building of an enclosed waiting area with public bathroom facilities at the JFK Circle (the old Econo Foods store). An Easement Agreement between ARC and the City was approved by City Council at the May 7, 2012, meeting. A Request for Bid (RFB) was released for public bid in July 2012, but because the responses came in over budget a new RFB was released in mid - October. A second bid was released and contract awarded by City Council to Murphy Construction Group at the December 3, 2012 meeting. The canopy is in place and final construction is scheduled to be completed on or /before June 30, 2013. A "grand opening" celebration was held early September 2013. • Shopping Circulator: The Shopping Circulator, which began November 21, 2011 is funded with a (two -year) ICAAP grant that ends on /around September 30, 2013. The Shopping Circulator route links the major shopping centers located on the west end of Dubuque and operates on an hourly basis, with transfers between the Shopping 73 Circulator and the Red, Green and /or Grey Lines occurring at the JFK Circle. This grant is scheduled to end on /around October 2013. Because this route has turned out to be a viable and vital piece of the VMT project a third year ICAAP grant application has been submitted to IA DOT. The grant was approved in June 2013 to carry the route through September 2014 and into the re- design of the fixed route system. In mid -year 2011, members of the Federal Transit Administration (FTA) and Iowa Department of Transportation (IA DOT) met with City of Dubuque staff and other partners who have been involved in the Smarter, Sustainable Dubuque initiative. The FTA and IA DOT staff recognized the collaborative work that has occurred between the City of Dubuque and IBM on the Sustainability projects which include the Smarter Travel VMT Study. The IA DOT and FTA are particularly interested in the smartphone application developed by IBM for use on the Smarter Travel (aka Vehicle Miles Traveled or "VMT") project that allows for the tracking of travel patterns that include but are not limited to: public transit, personal vehicles, trucks, pedestrian travel, and bicycles. Stu Anderson, the Assistant Director of the IA DOT, recognizing the potential for broader use of the smartphone application outside of public transit and other State planning organizations, and suggested that an ICAAP application be submitted. The IBM Smarter Travel project development is designed for implementation over 2 -3 years. A key element and critical factor in this project and the overall success of the ICAAP grant is a working smartphone application, which will enable a successful recruitment of 1,000 volunteers who will be using the smartphone application to track their travel patterns within the city. The first year is the data - gathering period, the second is when the data is processed and changes to the transit system are implemented, and the third year is when the "fine tuning" of the route changes occurs. In late October 2011 an ICAAP grant application was submitted to the State by the Metropolitan Planning Organization (MPO). An ICAAP grant requires a 20% local match and is normally awarded for a two -year period (e.g. October 1, 2012 through September 30, 2014). The grant requested $2,164,000 over a two -year period, $1,050,000 of which will be used in the first year by IBM for implementation the VMT Study using the pilot routes. Because of the large amount of funding requested, IA DOT staff has informed us that if the grant application is approved it will only be for one (1) year of funding, and that the MPO (DMATS) would need to apply for a second ICAAP grant for year -2 funding. IA DOT is aware of the importance of the second year of the project as that is when the functionality of data gathered during the first year is demonstrated, and as of June 20 -13, had approved a year -2 ICAAP grant for the project ending on /around September 2014. Route changes would be made while keeping three goals in mind: 1) the changes must make the transit system more efficient and effective, 2) transit services would need to cover as much area as is practical and affordable and should include areas not currently served, 3) increases in operational costs would need to be kept as minimal as is feasible. During the first year of this project the pilot routes will overlay and operate in conjunction with existing route, allowing for minimal disruption of service to the transit - dependent passengers. The pilot routes will offer alternative methods for passengers and help encourage new users of the transit system as it will reduce travel time between the downtown and west end areas. It is in the second year when the transition and re- structuring of the entire transit system begins. • Nightrider: The Nightrider is the result of a partnership with Loras College, Clarke University and University of Dubuque to develop a weekend evening service focused on the needs of college students. The Nightrider was combined with the MidTown loop and 74 Feeder (below) and is part of the ICAAP SmarterTravel project. Grant match for the Nightrider portion of the grant application was paid by the three colleges and allows college students to utilize the Nightrider and daytime routes free of charge. The Nightrider route began providing service on September 28, 2012, operating on Friday and Saturday nights from 6 pm until @ 2:40 am. As of October 31, 2013, the Nightrider route has had a total of 16,113 passengers: 7,193 college students (Clarke, UD and Loras) and 8,920 members of the general public. A third year grant was submitted to the Iowa Clean Air Attainment Program (ICAAP) in October 2013. If funded, this grant would fund the majority of the cost of service until September 2015 and match funds would again be provided by the colleges. • MidTown loop & Feeder: The MidTown Loop & Feeder, which was a route identified in the 2009 LSC Study as having the potential of reducing travel time between downtown and midtown location, was originally scheduled to begin service in February 2013. Once it begins operation it will help improve connectivity between downtown and west end locations. The MidTown Loop & Feeder will operate Monday through Saturday during regular hours of operation. The MidTown Loop will operate in areas between JFK Drive, Grandview and downtown with transfers to /from other routes at 6th & Iowa, Delhi and the JFK Circle. Passengers would use the Feeder to travel non -stop between downtown and JFK Circle. The start of the MidTown Loop & Feeder has been moved to January 2014 as the DOT has separated the route component of the project from the research component. A contract has not yet been developed between IBM and the FTA for the research component. Annual Asphalt Overlay Paving Program: The Public Works Department's annual Asphalt Overlay Program, which began in 1993, has paved 179.90 centerline miles of city streets through calendar 2012. While asphalt is an oil -based paving material, since 2007 the program has been reclaiming and reusing old asphalt milled from the streets to be paved. With up to 20% of the "new" asphalt actually containing old, reclaimed asphalt from the city's streets, this program now has a significantly smaller resource, fossil fuel, and carbon footprint. Community impacts include reduced program cost, along with the noted reduced resource, fossil fuel, and carbon footprints. Bicycle /Pedestrian Network: Most recently, the City partnered with the Iowa Department of Cultural Affairs to create bilingual trail signs, map kiosks, and a bilingual trail map brochure that identifies trailheads, which include map kiosks, parking and other amenities, and trail map kiosk locations. The major ongoing new trail project in Dubuque is the continued extension of the Iowa 32 Bike /Hike Trail along the Northwest Arterial. This trail provides an important and safe connection for bike and pedestrian traffic between the Heritage Trail and the City's trail system, and the west side of Dubuque -- the city's fastest growing shopping, employment and residential area. Approximately 2 miles are built with another 2 -mile segment now complete to Holiday. The City of Dubuque has recently been notified that it has been awarded a $200,000 REAP (Resource Enhancement and Protection) grant for the extension of the NW Arterial Hike /Bike trail from Holliday Drive to Pennsylvania Avenue. The Engineering Department will work on the trail design over the winter of 2013/2014. The project is planned to be bid in the spring of 2014. 75 In May the city partnered with the Tri -State Trail vision committee to submit a Bicycle Friendly Community application to the League of American Bicyclists. The City of Dubuque received an Honorable Mention ranking. Engineering has completed a Safe Routes to School project that provides for enhanced cross- walks at four school locations. These locations include Marshall School, Eisenhower School, Resurrection School and Roosevelt Middle School. The enhancements include new painted cross -walks and flashing beacons to warn drivers of the crossings. The project was awarded to McDermott Excavating. The project was completed in July 2013. The Engineering Department has current FY 2014 funding to provide for other enhanced cross- walks. One location being studied is near Senior High School on Clarke Drive. City staff, in partnership with Dubuque County, VNA, Dubuque Coop, and others, has developed a list of needed bike rack locations throughout the downtown area. Phase I installations, funded in part through a Community Transformation Grant, will occur in fall 2013. Business: Non - Profit: Schools: People & Neighborhoods: Dubuque Bike Coop /Library: A group of interested citizens, including bike enthusiasts, bike shop owners, City staff, and representatives from the Dubuque Rescue Mission began meeting to develop a community bike library which would offer bikes for long -term rental to residents as well as a variety of community education opportunities including classes on bike maintenance and safety. The group has already received several bike, tool and part donations and is seeking additional storage space. Additionally, mechanics' nights have started in order to prepare the bikes for community rental. The Bike Coop is now renting out bikes at various community events. The Dubuque Police Department donated approximately 30 abandoned bikes to the Coop to assist in starting the project. The Bike Coop hosted an open house in their new home at 2206 Central in October. CLEAN WATER Government: Low Impact Development Conference: The 7th annual LID conference will be held this winter, 2014. Conference themes this year may focus around the drift less region and it's unique connection to water. Construction Workshop: This year the City of Dubuque will hold its 7th annual Construction site workshop. This year's theme may be centered around swppp design and contractor / designer relationships. Permeable Pavement /Green Alley: The City of Dubuque began in fiscal year 2011 an annual program for reconstructing Dubuque alleys using permeable pavement. The City currently has five green alleys that utilize either porous asphalt pavement or interlocking concrete pavers 76 which allow storm water to pass through the pavement. These alleys help reduce storm water runoff by infiltrating and cleaning the water before it reaches the City's aquifers. Currently two additional alleys are being constructed in the fall of 2012. These alleys are located between Jackson and White from 17th to 18th streets and between Jackson and Washington from 16th to 16th streets. These two alleys will be completed by May 30, 2013. In the spring of 2013 another alley will be reconstructed using interlocking concrete pavers. Portzen Construction will reconstruct the alley between Loras and Arlington Streets from Dell to Prairie Street. This alley will be completed by the end of June 2013. These three alleys are being reconstructed as part of the EPA consent decree. These supplemental engineering project (SEP) alleys will be reconstructed using interlocking concrete pavers. This is similar to what was used on recent green alleys and used in the Historic Millwork District Complete Streets Project. The City is also working with the Iowa DNR on a project to reconstruct 73 alleys over the next three years. This $9.4 million project will be funded using SRF monies. The project is the first in the state of Iowa to use SRF funds for water quality enhancements. The City is able to use the SRF proceeds from the Water Resource and Recovery Center project. This project is currently under design and is scheduled to start summer of 2013. Bee Branch (High Priority): Project involves the day lighting of 4,500 feet of the buried Bee Branch storm sewer. Episodic damage to public and private property due to flooding results in recurring expenditures related to repairing damages. Moreover, it leads to a reluctance to improve property or even maintain property. • Update on Property Acquisitions o The City has acquired 98 of the 103 properties required for the project. Of the five remaining, the City has a signed purchase agreement with one and is in negotiations with the other four. The City expects to acquire the necessary property /easements in the next few months. • Update on Design: o Design of the first phase of the project, the Lower Bee Branch Creek Restoration Project is complete. o The conceptual design of the second phase of the project, the culvert system through the railroad property was sent to Canadian Pacific for review in April and a meeting was held on April 29, 2013 where the City and CP met and discussed the proposed culvert system. o The preliminary design was sent to Canadian Pacific for review in August. o Final design is on schedule to be complete and ready for bidding in early 2014. o The design of the Upper Bee Branch Creek Restoration Project, everything north of Garfield Avenue, is 90% complete. Final design is on schedule to be complete and ready for bidding in early 2014. • Update on Construction: o Construction of the Lower Bee Branch Creek Restoration Project started in the fall of 2010 and was completed in November of 2011. o Construction of the Bee Branch Creek Railroad Culvert System Project is scheduled to start in early 2014 and be complete by the fall of 2015. o Construction of the final phase(s) of the project will begin in the spring of 2014 and be completed by the fall of 2015. 77 Water & Resource Recovery Center Upgrade: At the very outset of the project sustainability has been in the forefront of the process, from the selection of the design professionals to the selection of the anaerobic digestion process for bio- solids management. In addition to these the following items have a significant sustainability component: 1. The use of low mow and native grasses for landscaping 2. Incorporation of rain gardens for storm -water management 3. Using plant effluent as a heating /cooling source for the Admin /Lab building 4. Pursue Energy Star Rating for the entire plant 5. Combined Heat and Power utilizing digester gas 6. Elimination of the use of Chlorine gas for disinfection 7. Reuse of existing structures for new purposes 8. Researching utilizing available digester space for high strength organics and food residuals for addition energy production. 9. 99.8% Construction materials diversion rate from the landfill The W &RRC construction project has caught up with the damage caused by the July 11, 2011 wind storm and the July 27/28, 2011 major rain event. Digesters #1 and #3 tall walls are completed and work progresses on the short walls for all digesters and concrete work on all aspects of the digester complex. Clarifier #1 (an existing clarifier) is 80% complete and should be able to be returned to service within two months. The start up of clarifier #1 will allow the contractor to move on to the reconstruction of #2. The base work for the additional primary clarifier is ongoing with a pour scheduled for the week of September 26, 2011. After the base is completed the walls of the clarifier will be constructed at which point the mechanisms will be installed. The City of Dubuque Builders Risk provider has agreed that the complete replacement of all of the flooded modules in the UV Disinfection System is warranted. These modules have been ordered and will be installed upon arrival in approximately six to eight weeks. The UV system is however functioning as required to provide disinfection for the plant effluent. Work continues on all aspects of the project and plant staff and contractor personnel are beginning the preparation for operations and construction to continue as the winter approaches. Negotiations took place with the W &RRC neighbor Inland Protein for the use of part of their property to facilitate construction of the digester covers. The availability of this land provide for much needed storage space and an area any from construction traffic for the assembly of the covers. The City had estimated a project delay of approximately three to four months beyond the final completion date given of October 1, 2013. The City has since granted a 120 working day extension to the two major milestones of digester startup and sludge processing startup. The City and its general contractor are working out details of a revised project completion schedule required by the weather related delays. Factoring in the delays, the City will still meet the startup deadline (April 26, 2014) as prescribed in the Consent Decree barring any further major uncontrollable delays. Through July 2, 2013, the project is in its 26th month of construction and work has been started on all aspects of the project. At this point, City staff estimates the project is close to 95% complete with an expenditure of approximately $50,000,000 to date. The ultraviolet disinfection system was started in March 2011 and continues to be operational. Work continues on the 78 digesters and sludge processing complex. The construction of the fourth primary clarifier concrete work is completed with the mechanisms installed and the clarifier online. The digesters were put online the third week of August and were in full production by the end of October 2012. Digester #1 is up to the full Thermophilic temperature of 131 degrees F and #2 digester went thermophilic the week of December 17th. The Sludge Processing portion of the plant is being completely renovated to meet the needs of the new process. The sludge handling section was operational by February 2013. Work has begun on the renovation of the final clarifiers, one clarifier at a time is taken down for construction leaving three online at all times. The reconstruction of primary clarifier number 1 is complete and started up with #2 ready for drive installation. When #2 is started we will move #3 and then #4. When this clarifier is on -line, work will begin on the reconstruction of the remaining clarifiers. A minimum of three clarifiers will remain in service during construction. In addition to the digester structures, work has been completed on pumps and piping associated with the digester operation along with the installation of the many pumps and motors required for the process. A bio- solids handling contract was negotiated and signed with Nutri -Ject Systems of Hudson, Iowa on the March 19, 2012 council agenda. The anaerobic digesters are producing a Class I product which is the best classification. Bio- Solids were successfully applied to land this spring. The project was substantially complete as of September 3, 2013. The Ribbon Cutting for the W &RRC was held October 3, 2013. The laboratory addition of the Administration /Laboratory Building is now complete and has been put into service as of June 13th, 2012. The former lab and the remaining portion of the Administration building was gutted and remodeled to provide for a conference /training area, men's and women's lockers, parts storage, SCADA room and Administration offices. The Administration /Laboratory Building will be a highly energy efficient building using plant effluent to meet heating and cooling needs. The entire structure is highly insulated and will use a minimum of energy for lighting, heating and cooling. Construction has begun to install the microturbines and associated equipment to more fully utilize the biogas being generated by the anaerobic digestion process. The completion date for the microturbine installation is February 2014. At that point the W &RRC should be able to generate about two thirds of the W &RCC electrical needs. The W &RRC was substantially completed on September 3, 2013 and the ribbon cutting event was held on October 3, 2013. Work on the micro - turbine project continues and the contractor estimates he will be able to start the turbines before the end of the 2013. We are still looking at February 2014 as final completion of the project. Please refer to the Water & Resource Recovery Center for detailed information on the Sustainable ROI of this project. Inflow and Infiltration Reduction Program: The City of Dubuque is conducting an Inflow and Infiltration (I &I) Reduction Program to significantly reduce storm water inflow and groundwater infiltration into Dubuque's sanitary sewer collector system. Excessive I &I can cause sanitary sewer back -ups into basements, overflows into creeks and wetlands, and increased operating costs to process the water at the Dubuque Water Pollution Control Plant. Five neighborhoods have been identified as sources of high sanitary sewer flows during rainfall 79 events, which indicates excessive I &I. To address this issue, the City will conduct private property inspections, smoke testing, and dye testing, and televise sanitary sewer pipes to determine the major defects in the five areas with excessive I &I between 2011 and 2016. > The City has notified 4,489 property owners that their neighborhood has been identified as a source of high sanitary sewer flows during rainfall events, which indicates excessive I &I. The property owners were asked to schedule an appointment for City inspectors to enter the yard and basement of each home to observe and record the property's drainage facilities. • Of the 3,420 properties, City staff has inspected 3,577. This is a response rate of approximately 80 %. Approximately 5% of the inspected properties have improper connections to the sanitary sewer system (failed inspection). • Engineering staff continues to work with property owners to correct improper connections to the sanitary sewer identified by smoke testing or private property inspections. > The Engineering Department found approximately 500 improper connections during I &I inspections during the mid- to late- 1990's. Current Engineering staff is revisiting these properties to conduct "historic inspections." Staff has found that approximately 17% of the historic inspections continue to have improper connections (compared to 5% as stated above). > The Engineering Department conducted smoke testing of Sewershed 7 and 5 during July and August 2012. Smoke testing has been conducted within nearly 70 miles of the City's sanitary sewer collection system since the beginning of 2011. This has identified over 450 defects beyond those identified in the private property inspections. Engineering staff has inspected all brick manholes in Sewersheds 5, 7 and 12 during 2012. These inspections will provide information to determine which manholes are in need of repair or replacement in the coming years. Catfish Creek Watershed Management Authority In December 2012, the City accepted phase II grant dollars to complete a watershed management plan for Catfish Creek. Catfish Creek Watershed was one of 3 watersheds in the state of Iowa to receive phase II grant dollars. The City and the Board of directors accepted submit ions from several different consultants, and chose Applied Ecological Services to help us create a functional watershed plan. Focusing around ecological practices, including invasive species removal, the addition of native plants and trees, and retroffiting existing practices; the plan will tie in with the City's MS4 permit and other sustainable programs. The watershed management plan is scheduled for completion in December of 2014. Rain Garden Program: The City of Dubuque continually offers a cost share program for the construction of rain gardens for citizens. The City will pay for up to $1000 -1200 of materials provided that an equal or greater amount be spent on equipment rental / labor by the citizen. Streambank Stabilization Program: The City of Dubuque continually offers a cost share program for the stabilization of ditches and creek on private property (residential only). The City 80 will pay for up to $1000 -1200 of materials provided that an equal or greater amount be spent on equipment rental / labor by the citizen. Public Works Department: • Household Hazardous Materials Regional Collection Center (HHMRCC) The Public Works Department provides administrative and operating staff support to the Dubuque Metropolitan Area Solid Waste Agency (DMASWA or "Agency "). An Agency program dating back to the mid- 1990's is its Household Hazardous Materials Regional Collection Center (HHMRCC). Initially a once - per -year special event staged at the Dubuque County fairgrounds, the program is focused on keeping hazardous materials out of the DMASWA Landfill. Based on the premise that landfills are not perfect and that they all eventually leak, the intent of the program is to reduce hazardous chemicals in that leachate. By 1998, the Agency funded and established a permanent collection and storage facility at its Landfill. Citizens are encouraged to take their paint, solvents, automotive chemicals, cleaning fluids, etc. to the Agency's RCC for reuse or incineration at no cost to them. A small fee is charged small businesses and governmental entities to cover the cost of the service provider. The HHMRCC Program also provides staff and equipment support for special, one day collection events at locations throughout the Agency's two - county service area. The measureable outcomes include pounds /tons of hazardous materials collected and managed annually. • E -Scrap Recycling Program. Established in 2006, the Agency's E -Scrap Recycling Program initially educated and encouraged its customers to recycle, versus landfill, their old television sets, VCRs, cell phones, computers, and other electronic entertainment and communication devices. While such household items are allowed to be Iandfilled by federal and Iowa regulations, the Agency provided a recycling alternative for a fee. The fee, while more than what was charged for landfilling, is needed to cover the cost charged by the Agency's R2- certified recycling service provider. Given the declining quantity and weight of the e-scrap brought to the Agency for recycling in recent years, and the generally - acknowledged toxicity of some e-scrap components, the Agency adopted an e-scrap landfill ban, which went into effect July 1, 2011. As a result, the DMASWA no longer buries electronics in its landfill. The most significant measurable outcomes for this program are the number and /or weight of e-scrap items recycled. • Compact Fluorescent Light (CFL) Bulb Recycling Program - Begun in 2009 due to the national perception regarding the mercury contained in CFLs and the increasing number of old CFLs being sent to landfills for disposal, the DMASWA established a free drop -off program for Dubuque and Delaware county residents. Through the Agency's website, its biannual Recycling and Reuse Guide, its advertisements, and presentations by its Education and Communication Coordinator, the Agency makes its customers aware of the twenty -one (21) locations throughout Dubuque and Delaware counties where the CFLs can be dropped off for recycling. The most significant measurable outcome is the number of pounds of CFLs diverted and recycled by this program annually. The primary community impact in future years is cleaner leachate and groundwater at the DMASWA Landfill. Leisure Services Department: • Rain gardens have been constructed in Flora park and Eagle Point park to reduce and clean water runoff to the city storm water system • New city hanging baskets in the Historic Millwork District and on the Bee Branch trail contain a water reservoir for rain collection and better management of water use 81 Information Services : • The Information Services computer room air conditioning unit at the City Hall annex was out of capacity. A new air conditioning unit was installed at the beginning of February 2013. After the new unit was installed, the water usage went from over 4,000 gallons per day to 110 gallons per day. Daily Usage for 110377572 (Gallons) 6.000 _■ ■..i •lul•.11iu i rni uuauii•.•ai I u. ■ ■. u.. 5,000 - 4,000 - 3.000 - 2,000 - 1.000 - 0 !II!! !!!! 2013 Sustainable Dubuque Watershed Network The University of Iowa College of Engineering and Environmental Science, in collaboration with the City, will provide funding and support for the Sustainable Dubuque Watershed Network. The research would be intended to coordinate with existing University watershed research, but take it a step further by incorporating advanced measuring devices and analysis into an urban watershed, the North Fork — Catfish Creek. It is intended that the outcome help inform and analyze future infrastructure design and renovation and low- impact development options for the community and its stakeholders. Specific research will be sought for analysis of infrastructure design and renovation and low- impact development options for stakeholders such as rain gardens, bioswales, bioretention areas, green roofs and other policy options within a watershed. Handling watershed issues before they become Water and Resource Recovery Center issues will be an economic and environmental benefit to the community. Business: Non - Profit: Schools: People & Neighborhoods: HEALTHY AIR Government: Clean Air Attainment Strategy /Air Quality Task Force (High Priority): In November 2009, the DMATS Board facilitated a meeting with the Iowa DNR to discuss air quality data in Dubuque and the surrounding area. From this meeting, city and ECIA staff recommended forming a public /private partnership to study the data and work on improving air quality. Greater Dubuque Development Corporation was approached and agreed to facilitate an Air Quality Task Force, which would consist of local government and business representatives. Greater 82 Dubuque Development engaged businesses who had a stake in local air quality. After several meetings, the Task Force agreed that further analysis of the current data showed prevailing winds from south and peaks and valleys of particulates throughout the year, it is still not conclusive as to the cause(s) of non - attainment. Greater Dubuque Development commissioned and financed a study through the University of Northern Iowa. The detailed information, although proprietary and confidential, was shared and discussed with key officials from both the public and private sectors. Greater Dubuque Development, along with staff support from ECIA, also initiated a series of proactive meetings /discussions with the Iowa DNR. During the past 2 years, through ECIA and City of Dubuque staff, possible policy /rule changes have been actively monitored. Most recently (March 18, 2013) the teams from ECIA, City of Dubuque, and Greater Dubuque Development initiated a conference call with industry regulators to begin formulating a forward - thinking, proactive plan to position Dubuque with superior livability, quality of life, and air quality. The discussion centered on the EPA's newly announced PM Advance program- -The program is designed to recognize areas that are in attainment and desire to be proactive with implementing voluntary emission reduction strategies. A meeting is being scheduled for August, 2013 to begin working with EPA on the PM Advance Program. Transit Fleet Replacement: In 2010 two large federal grants were awarded to The Jule (formerly known as Keyline Transit): State of Good Repairs at $2.3 million dollars and Clean Fuels at $1.5 million dollars. These two grants, coupled with vehicle replacement money from the State, allowed for the replacement of the entire transit fleet (both fixed route and mini bus). All new buses are equipped with Clean Diesel engines, a proven technology that allows for increased fuel efficiency and lower engine emissions, and were placed into service by August 31, 2011. The State of Good Repairs grant is also allowing for the purchase of ITS equipment for both fixed route and mini bus service. The ITS equipment purchased with the grant will help increase the efficiency and effectiveness of the transit service and includes, but is not limited to: a CAD /Automatic Vehicle Location (AVL) system along with web -based software will allow passengers to see when the next bus will arrive to a particular bus stop; LED display boards that will be placed a key transfer points to display pending arrival time(s) of the next bus, as well as (e.g.) public service announcements; an Automatic Voice Announcement (AVA) system that will announce the approach of (e.g.) major intersections and points of interest for passengers that have a visual impairment (or who are otherwise not familiar with the area); an electronic fare collection system that will broaden the choice and type of bus passes, as well as allow for better ridership data collection; Mobile Data Terminals (MDT) that will allow for real -time dispatching in mini bus service; new scheduling software for mini bus service to work in conjunction with the MDTs; camera (security) systems on both fixed route and mini bus; etc. A contract for the purchase, installation and deployment of the ITS equipment and systems went City Council for approval at the June 18, 2012, meeting, with an amended contract start date of August 6, 2012. The start of the ITS project began mid November 2012, with the installation of the Mobile Data Terminals (MDT) into the Light Duty buses used for Mini -bus service, and connection of the MDTs to the RouteMatch scheduling software, which is the software system used to schedule passengers and generate reports of the provision of mini -bus services. Work on the fixed route service began December 17, 2012, installation of equipment on the buses began late March 2013, and a project completion date is set for on /around November 2013. Public Works Department: 83 • Landfill Methane Collection System Project - The Public Works Department provides administrative and operating staff support to the Dubuque Metropolitan Area Solid Waste Agency (DMASWA or "Agency "). One of the Agency's recent initiatives relevant to the Healthy Air principle is its Landfill Methane Collection System Project. Initiated in FY10 and completed in FY11, the first phase of the methane collection system was installed in the Agency's oldest "closed" landfill cells ( #1 and #2). Since project completion in September of 2010, the methane is being measured for quality and quantity as it is flared off. By flaring the methane, the Agency is significantly reducing a very potent greenhouse gas previously emitted by its landfill facility. The Agency's Board of Directors is currently considering a proposal from a regional electrical power producer for its methane and has retained an industry expert to evaluate the proposed project. The Directors have indicated that they anticipate making a decision regarding the proposal in calendar 2013. Anticipated future measurable outcomes include amount of usable methane produced annually and revenue garnered and/or costs avoided. • Clean Diesel & Biofuels Technology - The Public Works Department is spearheading the City's conversion of its diesel- engine truck and heavy equipment fleet to the use of "clean diesel" technology. As of 11 -13, thirty -one (31) heavy trucks and eighteen (18) heavy equipment machines have been replaced with units equipped with clean diesel engines. Clean diesel engines produce fewer airborne particulates and harmful emissions. The most measurable outcome for this conversion program is the number of "dirty diesel" versus "clean diesel" units in the department's fleet at any given time. The Public Works Department has also spearheaded the City's use of biofuels in its many trucks and heavy equipment. Its diesel- engine trucks and heavy equipment use 20% biodiesel during warm weather months and 5% biodiesel during the coldest months. The department's light vehicles use 85% ethanol in their gasoline engines year- round. The most likely measurable outcome is total departmental fuel usage by type annually. • Climate Disruption, Mitigation and Adaptation - The Resource Management program has provided staff support and intern supervision as part of the city's commitment to the ICLEI Climate Change 5 Milestone Process related to assessment, draft targets and potential action steps in government operations community practices for GHG reduction. The RMC has also acted as the liaison with the community group drafting the "Dubuque Community GHG "50 by 2030" Initiative ". Business: Non - Profit: Schools: People & Neighborhoods: NATIVE PLANTS & ANIMALS Government: Planning Services Department: • Sustainable Development Tools: The City's 2009 Unified Development Code (UDC) requires that new major subdivisions achieve a minimum score of 40 points by utilizing approved sustainable subdivision development tools. Subdivision and site development regulations were extensively revised to promote sustainable design and low- impact 84 development (LID) measures. These tools include Conservation Subdivision design, in which development is clustered to optimize open space, preserve natural features, protect environmentally sensitive areas, and minimize infrastructure demands. The UDC has a residential density bonus for conservation subdivisions. These tools also include the provision that native and regionally appropriate trees and vegetation are preserved or planted, which limits turf grass, limits water demand, improves infiltration or filtration, and enhances the natural environment. Such vegetation is to be phased so denuded areas are quickly vegetated. Turf grass should not exceed 30% of the landscaped area. As noted above, new major residential subdivisions currently must score a minimum of 40 points by utilizing sustainable subdivision tools approved by the City Council. A major subdivision involves public improvements (street, water, sanitary sewer, etc.) In March 2011, the City Council adopted a standard for sustainable development incentives for residential subdivisions. The City Council established an 80 -point standard be used for a new residential subdivision to qualify for sustainable development incentives from the City of Dubuque. • Mines of Spain /E.B. Lyons: The 1,387 -acre Mines of Spain State Recreation Area near Dubuque has served as a focal point for environmental and cultural educational programs and interpretive activities for the tri -state area of Iowa, Illinois, and Wisconsin for many years. Burgeoning interest in the rich history of the tri -state area and growing awareness of the significance of the Mississippi River and its watershed created greater demands for exhibits and educational programming. Demand for more programs and services increased over time. Continued success and growth in visitation, interpretation and education were inhibited by space limitations. More space was needed at the E.B. Lyons Interpretive Center at the State Recreation Area. In response, the Friends of the Mines of Spain (FOMOS) planned and coordinated an expansion that updated and more than doubled the original space for educational purposes. The FOMOS raised private, local, state and federal funds for the expansion and education project. They raised $1,575,569 -- $98,575 over the cost estimate of $1,476,994 for the expansion. Construction began in September 2009, and was completed a year later. The Friends also raised an additional $325,000 for enhanced exhibits and educational programming. Thanks to excellence in interpretive support by the FOMOS, the Interpretive Center now welcomes visitors to one of the region's best - conserved natural and cultural resources, where people can explore the history and natural riches of the park. The updated exhibits at the Interpretive Center invite visitors to discover the history, geology, and ecology of the park and region, and prepare the visitor for forays onto the many trails and interpretive sites throughout the Mines of Spain. The Interpretive Center has displays on the park's historic farm site, archeology, prairies, woodlands, wetlands, lead mining, Native Americans, and wildlife of the park on both the upper and lower levels. • Land Acquisition for Mines of Spain: The City of Dubuque, in conjunction with the Friends of the Mines of Spain, has been working with the Iowa Natural Heritage Foundation (INHF) on the acquisition of the Bottoms Farm, 9097 Bellevue Heights Road, Dubuque, Iowa to expand the land area of the Mines of Spain State Recreation Area and the E.B. Lyons Interpretive Center. The 52.19 acre property abuts the Mines of Spain on the north, and the 30 -acre Interpretive Center site on the east. The INHF acquired the land at auction in 85 August 2011. The City of Dubuque has a purchase agreement with the INHF for the property. Cost estimates are being finalized for removal of the farmstead, barns and other structures, and capping the well on site. There will be a future amendment to the original agreement to add these costs and some carrying costs. The Iowa DNR's Natural Resources Commission approved the City of Dubuque's 2011 Resource Enhancement and Protection (REAP) Grant of $200,000 toward the acquisition of the Bottoms Farm in October 2011. The City Council approved the REAP grant agreement with the IDNR in November 2011. The City will apply for additional grants to cover the acquisition costs, plus whatever the FOMOS and IDNR would contribute. A $500,000 National Scenic Byways grant application submitted in December, 2011 for additional land acquisition was not funded. A $175,000 Land and Water Conservation Fund (LWCF) grant application for acquisition and development submitted in March 2012 was awarded. A $200,000 REAP grant application for development was approved in October 2012. A $170,500 State Recreational Trails grant was approved in October 2012. The acquisition of this land is extremely important to the Mines of Spain and the Interpretive Center. The land acquisition would allow: the creation of a buffer for the State Park and the Interpretive Center from encroaching development; protection of the historical, archeological, cultural, and natural resources we anticipate are on the property; restoration of native landscape to improve and expand wildlife habitat and storm water management; and opportunities to expand parking, interpretive signage, and other park amenities that will improve the visitor experience. The plan for future management of the project area is to leave the archeological sites undisturbed, unless the State Historic Preservation Office (SHPO) authorizes development for the additional parking. The objectives of reestablishing vegetation on the farm's cropland are to reduce erosion, create wildlife habitat and reconstruct examples of original native vegetation. The current management plan for the Mines of Spain has been to replace most of the current croplands and restore them to native prairie to create a landscape that dates back to the 1700's. The IDNR undertook the Mines of Spain master plan process for the 52 -acre Bottoms property in February and March, 2012 with a multi - disciplinary planning task force of IDNR, City, INHF, and FOMOS representatives and a public survey. The goal is to develop a plan for the future management and appropriate development of this additional land, to preserve its natural and cultural resources, as well as expand and enhance the programs and recreational offerings of the E.B. Lyons Interpretive Center and the Mines of Spain. The draft master plan and public survey results were provided to the City Council in March 2012. The SHPO recommended an archaeological survey of the Bottoms property and an intensive level survey /evaluation of the farmstead buildings in November 2012 prior to development activities. The IDNR contracted for a Phase 1 archaeological survey in December, 2012. The Office of the State Archeologist (OSA) survey identified one new site, but it was not eligible for listing in the NRHP. The OSA recommended no additional archaeological investigation were necessary prior to the proposed construction. The City contracted with the OSA to conduct a historic evaluation of the farmstead buildings in March 2013 as requested by the SHPO and NPS. Survey work began in April 2013. 86 On May 6, 2013, the Park and Recreation Commission and the City Council voted in support of disbursement of $471,000 from the Edwin B. Lyons Trust to match state and federal grant funding for the acquisition and development of the EB Lyons Interpretive Area Addition. This disbursement will allow the community driven master plan for the E.B. Lyons Interpretive Area Addition to become reality. The FOMOS has been successful in raising private funds as well. Leisure Services Department: • An expansion project for native plantings in Dubuque Industrial Center West is in the works for an 18 to 20 acre addition. • Organic Gardening 101 class 2011 • Fall Landscaping Workshop • Dirt, Worms and Food 2012 • Frontier Living 2012 Multicultural Family Center: Future Talk program cleared invasive plant species and dead trees from several acres of land at Mines of Spain, Swiss Valley, and Kaufmann Prairie in order to sustain native species. Crew members also learn about the environment during the program. GIS: Assisted Parks Division in GPSing and identifying locations of native plantings near Bergfeld Recreation Area and new recreational trail, as well as Eagle Point Park. Library: Hosted seven Nature Days and one Flower Power public event from 2006 - present. Hosted a "Garden" story time in April, 2011 with 20 attendees. Bee Branch: The City, in partnership with Black Hills Energy and other community partners, has obtained a Trees Forever grant to plant 1,000 trees in Phase I of the Bee Branch project, valued at over $6,000. Volunteers from the neighborhood will be engaged in the planting of the trees. Dubuque Metropolitan Area Solid Waste Agency: • Worked with Iowa Department of Natural Resources to stock a retention pond at the landfill with native fish species. • Partnered with Dubuque County Conservation Board to establish five bluebird houses at the landfill. Business: Non - Profit: See Land Acquisition for Mines of Spain above. Stewards of the Beautiful In partnership with City staff, Dubuque County Soil & Water Conservation District, Swiss Valley Nature Center, and others, Trees Forever hosted a series of free classes focused on native plantings in urban and rural environments in summer 2012. Classes focused on rain gardens and bioswales, plant identification prairies, etc. Schools: 87 People & Neighborhoods: COMMUNITY HEALTH & SAFETY Community Health & Safety was added as the 12th Sustainable Dubuque principle in August 2013, with a vision statement as follows: "Sustainable Dubuque is a community that values systems, policies, and engagement to ensure that all residents have access to healthy and safe lifestyle choices." Look for future updates as the Collaboration and others define partnerships and priorities to incorporate current work and future opportunities in this area into the holistic Sustainable Dubuque framework. The Dubuque County Wellness Coalition has begun a strategic planning process to determine how they can be a community leader and facilitator around this new principle. Sustainable Community Coordinator Cori Burbach and Public Health Specialist Mary Rose Corrigan are facilitating this process. 88 SUSTAINABLE DUBUQUE viable • livable • equitable Dubuque All- America City 2012 Dubuque Community Climate Action & Resiliency Plan 2013 Prepared by: Green Dubuque, Inc. 2013 Jason Schatz (jason @greendubuque.org) Theothoros Giannakouros (raki @greendubuque.org) Table of Contents ACRONYMS 1 FREQUENTLY ASKED QUESTIONS 2 SUMMARY 3 Background 4 Benefits of GHG Reduction 5 Dubuque Community GHG Inventory 7 GHG Reduction Potential 9 POLICY SUMMARY TABLES 15 POLICY DESCRIPTIONS 25 Waste Reduction & Utilization 26 Local Energy & Renewables 35 Transportation 52 Built Environment 69 Miscellaneous 89 REFERENCES 98 APPENDIX A: Emission Factors & Assumptions 102 APPENDIX B: Emissions Reference Case 105 APPENDIX C: Glossary of Terms 106 APPENDIX D: Outreach & Public Input 108 Community Input 108 Business Input 118 APPENDIX E: Reduction Estimate Ranges and Uncertainty 130 Acronyms CHP Combined Heat and Power (power generation facility- -see glossary) CO2 Carbon dioxide CO2e Carbon dioxide equivalent (see glossary) DOE (United States) Department of Energy DOT Department of Transportation DMASWA Dubuque Metropolitan Area Solid Waste Agency (see glossary) ECIA East Central Intergovernmental Agency (see glossary) EPA (United States) Environmental Protection Agency GHG Greenhouse gas GWP Global warming potential (see glossary) IECC International Energy Conservation Code kW kilowatts ( =1000 Watts of power) kWh kilowatt hours (see glossary) LED Light Emitting Diode based lighting LEED Leadership in Energy & Environmental Design (see glossary) mt Metric ton ( =1000 kg) MW Megawatt ( =1000 kW; = 1,000,000 Watts) VMT Vehicle miles traveled (see glossary) WRRC Water & Resource Recovery Center (see glossary) 1 Frequently Asked Questions (FAQs) Q: What is the Dubuque Community Climate Action and Resiliency Plan? A: A non - binding, voluntary effort to identify opportunities to reduce Dubuque's community greenhouse gas emissions 50% below 2003 levels by 2030 while strengthening our economy and the overall quality of life in the community. Q: Are the options described in this plan mandatory? A: No, none of the options in this document are mandated in any way. They are not regulations or requirements; they are options. This document is a collection of ongoing, planned, and potential actions that directly or indirectly affect greenhouse gas emissions in Dubuque. This document details the impacts of those strategies to greenhouse gas emissions, as well as to the economic and social resiliency of the Dubuque community. It is intended to help local officials, businesses, and individuals better understand and prioritize ongoing and future initiatives. Q: What happens if Dubuque is unable to achieve the 50% by 2030 reduction goal? A: This is a voluntary effort, so there are no penalties for falling short. Also, the Dubuque Community Climate Action and Resiliency Plan focuses on options that maximize co- benefits to the community at large; so even if Dubuque falls short of expected greenhouse gas reductions, the community will benefit economically and socially from this effort. 2 Q: How will local businesses be affected by the 50% by 2030 goal? A: Many local businesses will directly benefit from the reductions options in the Dubuque Community Climate Action and Resiliency Plan, and outreach was conducted to local businesses to identify priorities and barriers to greenhouse gas reduction in the private sector (See Appendix D). With those priorities in mind, this document focuses specifically on business friendly actions that strengthen the local economy and improve its resilience. Reduction options that have perceived negative economic impacts have been taken off the table. Q: How will this document be used? A: There are many potential applications, including (1) Informing local officials when they make choices and set City priorities; (2) Informing businesses and individuals in the community about potential emission and cost saving opportunities; (3) Showcasing success stories in Dubuque; (4) Providing a template for emerging reduction opportunities that can be added to the document in the future; and (5) Serving as an education piece about where greenhouse gas emissions really come from and what options local communities have to address them. Section I - Summary Background Sustainability in Dubuque Since 2006, the Dubuque City Council has considered sustainability to be one of their primary goals. To aid this goal, Dubuque has adopted a holistic, three part approach to sustainability that focuses on Economic Prosperity, Environmental & Ecological Integrity, and Social/Cultural Vibrancy. In 2010, Dubuque completed an inventory of community greenhouse gas (GHG) emissions, which tallied GHG emissions from the transportation, waste, residential, commercial, and industrial sectors in 2003 and 2007. This was followed by an inventory of 2009, 2010, and 2011 emissions completed in 2012. 50% by 2030 - Phase I The 50% by 2030 GHG reduction initiative was a grassroots effort to unite Dubuque, IA in support of 50% local GHG emissions reduction by 2030 (from 2003 levels). Phase I of the initiative was to complete an initial feasibility study of local GHG reduction actions that could reduce GHG emissions 50% by the year 2030. This phase was completed in 2011, during which the 50% by 2030 goal was unanimously endorsed by City Council while also garnering supportive signatures from over 700 citizens and local businesses employing over 400 Dubuque area residents. Based on initial estimates, GHG reductions amounting to nearly 200,000 mt CO2e per year are already planned or in progress in Dubuque, putting the City over 1/3 of the way toward its target. 50% by 2030 - Phase 77 Phase II of the initiative was to conduct a formal, comprehensive study of the GHG reduction options available to Dubuque. The Phase II study will provide an extensive list of potential strategies for local climate action. This study will account for ongoing and prospective actions and serve as a foundation for regular 4 future updates by City staff. Each recommended strategy includes a description, anticipated annual impact on GHG emissions, affected sectors, timetable, anticipated costs and benefits, and barriers to implementation. The strategy also includes the results of input from citizens, local businesses, City staff, and other local experts regarding current barriers to energy efficiency, renewable energy, and other GHG reduction opportunities. The results of that input help to identify potential pathways by which those barriers can be overcome in Dubuque and is described in detail in Appendix D. Phase II culminated with the creation of the present document, which was presented to the Dubuque City Council by Green Dubuque, Inc. in December 2012. Benefits of GHG reduction GHG reduction may be the common thread tying all of the proceeding options together, but it is not the only or even main benefit. The vast majority of options in this document are "no- regret solutions" that are in the community's interest regardless of climate impact. In other words, the primary benefits of most recommendations will be to local health, economic prosperity, and quality of life -- they just happen to have an impact on GHG emissions too. Health A Improved air quality. Reducing driving miles and traffic congestion improves local air quality. Also, lowering electricity use reduces the amount of energy demanded from coal burning power plants, leading to fewer emissions of particulate matter and other health hazards. A Physical fitness Improved pedestrian and bicycle travel options will facilitate active transport and recreation, yielding improvements in physical fitness. A Safety. Compact infrastructure means more compact coverage areas for police, fire fighters, and emergency medical services. Also, more - complete, less -busy streets reduce collision rates. A Local, healthy food. Increased reliance on local, healthy food through the Dubuque Farmer's Market, Community Supported Agriculture (CSAs), community gardens, and other programs promotes health, improves food quality, supports local farmers, and decreases "food miles" and other climate related impacts. Economic Prosperity A Local Investment. Since 2006, Dubuque has received over $10 million in grants and investment because of its sustainability efforts. IBM, which brought 1300 jobs to Dubuque, cited Dubuque's sustainability vision as a major factor setting it apart from other candidate cities. A Local businesses. Blue Sky Solar, Solar Planet, Eagle Point Solar, Four Seasons Geothermal, 7th Power Sustainable, Durrant, IBM, Dittmer Recycling, Gronen Restoration, and many other local businesses are partially or exclusively focused on sustainability and GHG reduction. Such businesses will continue to thrive locally if Dubuque remains dedicated to progress and innovation. A Infrastructure and jobs. The proposed Intermodal Transportation Facility is anticipated to create over 100 jobs and between $100 and $200 million in benefits over the next 30 years. This is only one example, but any new infrastructure projects or local initiatives will create jobs. A Downtown revitalization. The Port of Dubuque and Historic Millwork District are two recent examples of re- developing existing city space and infrastructure and are responsible for attracting tourists, residents, and investment dollars into the community. A Local spending, local prosperity. When energy dollars are spent on locally generated energy, or when energy efficiency allows consumers to keep more money in their pockets, that money is retained in the local economy rather than being spent on fossil fuels from outside the city /country. A Energy efficiency yields sustained savings on utility bills for local residents and business owners. Basically, Dubuque residents do not have to pay for energy they do not use. A Transportation. More efficient transportation networks and viable mobility alternatives save Dubuque residents money by facilitating fewer driving miles, alleviating congestion, and eliminating the need for as many vehicles as less- expensive travel options continue to develop. A Reducing local government operating costs. Many of the options in this plan reduce the cost of local government services, representing significant savings to taxpayers. A Residential and commercial renewable energy projects give property owners control and certainty over their energy costs and can yield significant returns on investment. A Health Benefits. In general, health benefits also yield economic benefits by lowering health care costs, increasing worker productivity, and reducing absenteeism at schools and workplaces. 5 Quality of Life A Most of the benefits summarized above also represent improvements in quality of life. Although health and other benefits can be depicted in economic terms, those dollars and cents represent real people whose health and quality of life is difficult to put a price tag on. A Improved mobility. Over 50% of Dubuque residents belong to at least one group that historically has been poorly- served by conventional transportation systems (those aged 12 -15; senior citizens; people with disabilities; households with no vehicle or difficulty affording one; and households with only one vehicle per two or more adults). Transportation policies such as complete streets and enhanced public transit will improve service to these and other groups. A Outdoor aesthetics. Natural areas, green space, and city planning will improve the aesthetics of the local landscape. A Indoor aesthetics. Many strategies in this document facilitate indoor environmental improvements in buildings, which can yield fresher air, more comfortable building temperatures, natural lighting, and other traits that enhance work environments and improve the health, morale, and productivity of employees. 6 Dubuque Community GHG Inventory (2003 -2011) Introduction In order to understand the sources and trends over time of Dubuque's GHG emissions, an inventory of GHG emissions in the Dubuque community in 2003, 2007, 2009, 2010, and 2011 was conducted. The inventory divided emissions into electricity and natural gas use in the industrial, commercial, and residential sectors, as well as emissions from transportation and waste, which consists of fugitive methane emissions from Dubuque's DMASWA landfill. Methods The inventory included Scope 1 emissions (direct GHG emissions, except for biogenic CO2) and Scope 2 emissions (indirect GHG emissions from consumption of purchased electricity, steam, heating, or cooling). Scope 3 emissions (all other indirect emissions that do not occur within the community, emissions from purchased manufactured elsewhere) are not such as products included. Emissions factors and other methods are described in detail in Appendix A. Results & Discussion Dubuque generated an average of 1,220,000 mt CO2e of GHG emissions in the five inventory years, generally varying from this by no more than about 7% from year to year (Table 1). There is no strong upward or downward trend overall, and waste is the only individual sector with a clear trend (downward). This is generally good news, with emissions holding steady during a period of significant local economic expansion and never exceeding the high -water mark of 1,266,000 mt in 2003. This suggests that Dubuque is well positioned to reduce its emissions, and that the strategies it employs will create a true downward trend rather than simply counteracting year -to -year increases in the community's GHG footprint. 1,220,000 mt equates to average per capita emissions of 20.3 mt CO2e per year, which is comparable to the 2006 U.S. national average 7 of 19.8 mt CO2e per person per year. Dubuque's emissions were predominantly in the form of CO2 (95 %), CH4 (4 %), and N2O (1 %). This distribution was relatively constant across the inventory years. The distribution of emissions across economic sectors was also similar across years, with most emissions originating from the transportation (23 %) residential (24 %), industrial (31 %), and commercial (17 %) sectors, with 5% coming from landfill CH4. Figure 1 provides a comprehensive overview of the sources, end uses, and flows of energy and GHG emissions in Dubuque. Coal for electricity, natural gas for building heat, and petroleum for automobiles are the major sources of GHG emissions, with emissions distributed comparably among the transportation, residential, commercial, and industrial sectors. This suggests that it will take a broad suite of strategies to reduce energy use and costs in Dubuque. 8 Table 1. Total GHG emissions from various sectors of the Dubuque, Iowa community in 2003, 2007, 2009, 2010, and 2011 expressed in mt CO2e. Facility 2003 2007 Total Emissions (mt CQze) 2009 2010 2011 Avg % (a Total (ate) Residential (electric) 216,239 214,422 167,641 182,000 174,935 191,047 16% Residential (natural gas) 110,513 100,991 95,021 95,247 99,963 100,347 8% Commercial (electric) 112,183 174,599 147,416 144,268 139,599 143,613 12% Commercial (natural gas) 51,545 49,831 51,549 80,987 85,505 63,883 5% Industrial (electric) 414,497 376,187 303,822 340,343 328,697 352,709 29% Industrial (natural gas) 4,864 1,130 2,054 48,664 48,674 21,077 1.7% Transportation 289,838 273,644 281,773 281,722 277,703 280,936 23% Waste 66,555 73,438 77,039 68,657 48,076 66,753 5% Total 1,266,234 1,264,242 1,126, 315 1,241,888 1,203,152 1,220,366 - 9 Carbon Emissions 1,242 CO2e (w000s mt) Source End Use Residential Electricity Generation Nuclear Petroleum 3,578 BBtu Transportation 69 CO,e Carbon Emissions 1,242 CO2e (w000s mt) Figure 1. 2.010 sources and uses of energy and GHG emissions in Dubuque, Iowa. "COZe" units represent 1000s of mt of CO2e. BBtu represents billions of BTUs. Electric profile data for the state of Iowa is from the Iowa Utilities Board. 10 Results Summary - GHG Reduction Potential in Dubuque Introduction This study compiles ongoing and potential strategies for reducing GHG emissions in Dubuque, Iowa. It is based primarily on policies and programs gathered from other U.S. communities as well strategies already implemented or under consideration in Dubuque. The individual strategies are listed in the summary tables in Section II of this report and are discussed in greater detail in Section III, where calculations and assumptions are fully described. Each strategy includes an estimate of its impact on annual GHG emissions by the year 2030. That estimate generally consists of a range of probable values. The average of that range is used to estimate the total potential GHG reduction discussed in this section and displayed in Table2a and Figures 2 and 3, below. For instance, a 100 -1,000 strategy would have an estimate of 550 (the average of 100 and 1,000). Five sectors were considered: A Local Energy & Renewables A The Built Environment A Waste Reduction & Resource Management A Transportation A Miscellaneous Strategies The following sections summarize GHG reductions in Dubuque in each of those five sectors. I. Waste Reduction & Resource Management The waste sector accounted for 5% of Dubuque's 2003 emissions and 11.1% of estimated reductions by 2030 (57,500 mt CO2e per year-- Table2a). 50,000 mt of these reductions are from the capture and destruction of landfill methane, which began in 2010. The remaining 7,500 mt of estimated reduction would come from further expansion of the ongoing food scrap diversion from the landfill. In summary, 87% of estimated Scope 1 GHG reductions in the waste sector are already occurring, but there is significant potential for expansion. 11 Waste minimization also reduces Scope 3 embodied GHG emissions, which are not included in the GHG inventory but nonetheless have a real impact on climate change. As such, Scope 3 related reductions are estimated in Section III of this report but do not count toward the total reductions tallied here. II. Local Energy & Renewables Electric and heating/cooling related emissions accounted for 72% of Dubuque's 2003 emissions and 41.8% of estimated reductions by 2030 (217,437 mt CO2e per year - -Table 2a). Approximately half of this estimated reduction (110,500 mt) is from a potential wood waste CHP facility, which was studied in 2008 but is no longer being considered by Dubuque due primarily to wood supply and air quality concerns. As such, the wood waste CHP facility also accounts for the bulk of the "unlikely" category in Figure 3, and is not expected to occur. However, several other renewable energy opportunities either are already underway or are strong possibilities. A methane - gas-to- energy system at the DMASWA landfill could yield approximately 12,000 mt of reductions, depending on the scale of the facility. A similar methane -to- energy facility planned for the WRRC could yield over 3,000 mt of reductions per year. Based on current trends, solar and wind installations in Dubuque are expected to yield 10,000- 30,000 mt of annual reductions by 2030. However, the impact of renewables could be much higher, and this sector probably has the greatest potential to exceed expectations. Various policies listed in the Local Energy - Policy category could facilitate that expansion. The impact of policy on behavior is difficult to predict, so these estimates are given wide ranges. Nonetheless, the impact of energy related policies could be in the tens of thousands of mt CO2e per year by 2030. An overlooked but very large potential source of renewable energy is Lock and Dam 11. Several companies have estimated substantial hydroelectric capacity at the dam. This report selected the lowest of these estimates, which still amounts to over 50,000 mt of annual emissions reduction (assuming power was used locally). In summary, the GHG impact of the Local Energy sector is difficult to predict and could vary significantly depending on local policy and market conditions for renewables. More than the other four sectors, a single action (e.g. hydroelectricity) can substantially increase GHG reductions, and there is really no practical upper limit to how much renewable energy could be produced locally. As such, this is almost certainly the most important sector to focus on to achieve 50% GHG reduction by 2030 and has the added advantage of very strong co- benefits (better air quality and health, lower utility costs for businesses, etc.). III Transportation The transportation sector accounted for 23% of Dubuque's 2003 GHG emissions and 10.3% of estimated potential reductions by 2030 (53,444 mt CO2e per year-- Table2a). These reductions can be divided into two categories: travel efficiency and mode availability. In terms of travel efficiency, complete streets, the SW Arterial, Smarter City ITS, roundabouts, and signal optimization account for approximately 68% of total estimated transportation reductions (32,591 mt). Most of these initiatives are already at some stage of planning or implementation. Idling reduction and efficient parking policies are not currently under consideration but could add several thousand metric tons of reductions by 2030. In terms of mode availability, ongoing improvements in the Jule transit system, the proposed Intermodal Transportation Facility, and various cycling/active travel initiatives could add on the order of 2,000 -3,000 mt of reductions, though aggressive promotion of alternative modes could increase these reductions several times over. Electric vehicle (EV) charging stations could improve the local viability of EVs and add thousands more mt of reductions. The impact of infrastructure and policy on behavior is always uncertain, so the GHG 12 reduction estimates of many transportation related strategies have wide ranges. However, the estimates are based on the best available numbers and are in line with those of other communities. In any case, most transportation- related reductions are already underway or planned, so they are quite likely to accrue by 2030. IV. The Built Environment This wide - ranging category covers everything from lighting efficiency to the form and function of neighborhoods. Electricity and heating in the Built Environment sector accounted for 72% of 2003 emissions and 30.4% of estimated potential reductions by 2030 (157,946 mt CO2e per year-- Table2a). Efficiency Improving energy efficiency is widely recognized as one of the largest and most cost effective ways to reduce GHGs and lower energy costs. In Dubuque, the bulk of likely reductions will come from the continued timely adoption of IECC building standards, which is estimated to yield tens of thousands of mt of GHG reductions per year by 2030. Dubuque has always adopted new IECC standards quickly, so these reductions are quite likely to occur by 2030. Advanced building efficiency standards (e.g. LEED) for municipal buildings and large commercial facilities could have a similar impact, with the potential for tens of thousands of mt of additional reductions by 2030. Voluntary commercial /industrial lighting efficiency improvements are expected to yield several thousand mt of additional reductions by 2030, though the actual figure could be higher if lighting technology continues to improve in efficiency and cost. In summary, improvements in the efficiency of new and (particularly) existing buildings is expected to yield on the order of tens of thousands to 100,000+ mt of reductions by 2030, with higher amounts possible if efficiency is aggressively pursued. Various policies such as PACE, building/development efficiency standards, and rental property efficiency could further enhance these reductions. Community Planning The other facet of the Built Environment sector is the design and function of neighborhoods, which affect GHG emissions in many subtle ways. While the layout of streets, buildings, and neighborhoods does not create emissions directly, it does affect traffic patterns, building energy demand, and the extent of city infrastructure (e.g. sewer, water, emergency services). Because the impact of urban form on emissions is indirect, reduction estimates in this category are highly uncertain. But given the influence of urban form on such a wide range of activities, instruments like the Dubuque Unified Development Code, infill development, historic building preservation, and other smart growth policies are likely to have an impact ranging from thousands to tens of thousands of mt CO2e. V. Miscellaneous This category includes activities that do not fit neatly into other sectors. It accounts for 6.4% of estimated reductions by 2030 (33,444 mt CO2e per year - -Table 2a). The main source of reductions in this category is "Community Based Initiatives," which represents a goal for community organizations to achieve a 2% reduction in Dubuque's emissions (2% additional to the other strategies discussed in this plan). Given what community organizations have already achieved in Dubuque, 2% appears to be a readily achievable target. The switch to industrial refrigerants with a lower climate impact is estimated to reduce community emissions by over 10,000 mt by 2030. This switch will primarily be due to international phase -outs and other factors external to Dubuque. However, Dubuque could speed the switch by, for instance, encouraging local companies to participate in the Refrigerants, Naturally.; campaign. The other strategies in this sector are mainly Scope 3 and land use related (e.g. local food, urban forestry, and "white roofs ") and therefore fall outside the scope of the GHG inventories. Nonetheless, these strategies do have real influences on GHG emissions and are included as information items. 13 Total Impact There is some overlap in these policies, but except where noted, they are almost all complementary in nature and would bolster rather than displace one another. The estimated total impact of the reductions outlined in this report is 514,739 mt CO2e per year by 2030, which is estimated to bring Dubuque within 0.4% of its 50% reduction goal (Table 2b). Most of those reductions are from renewable energy installations and improvements in building energy efficiency, which can also yield strong returns -on- investment for homeowners and businesses. Not all of these reductions are equally likely, however. Some have already been implemented, some are planned, some are merely possible, and others have been considered and rejected. Figure 3 shows the breakdown of the reduction strategies considered in this report. An estimated 227,247 mt (by 2030) of GHG reductions are already underway and an additional 29,390 mt are planned for the near future. This yields 256,637 mt of reductions anticipated from current efforts in the community as of 2012, which is nearly half of necessary reductions. This leaves approximately 1260,000 mt of reductions yet to be achieved between 2013 and 2030 using other options described in this plan or other emerging opportunities. Where will these emerging opportunities come from? The greatest potential by far lies in renewables and energy efficiency, though many other unforeseen opportunities will no doubt arise between 2013 and 2030. Also, this report is restricted to actions within the direct power of the Dubuque community. It does not account for future state /federal action, technological innovations, or other outside factors that could substantially influence GHG emissions by 2030. It also does not include potential large scale local actions such as conversion of Alliant Energy's Dubuque coal plant to natural gas, or other regional and state level reductions. # 263,784 mt according to 2030 business -as -usual emission estimate in Emissions Reference Case (Appendix B) Table 2a. Potential Scope 1 and 2 GHG reduction emission reductions (by 2030) in Dubuque, Iowa from select reduction strategies in each of five community sectors. Sector Reduction (mt CO2e /year by 2030) % of total reduction Waste Energy Transportation Buildings Misc Total reductions 57,500 217,437 48,412 157,946 33,444 11.2% 42.2% 9.4% 30.7% 6.5% 100.0% 514,739 Table 2b. Estimated progress toward 50% by 2030 (from 2003 levels) reduction goal using all potential strategies outlined in this document. Measure mt CO2elyr 2030 emissions (pre- reduction BAU) Total reductions (from Table 2a) 2030 emissions (post - reduction) Emissions target (50% of 2003 emissions) Difference (2030 post- reduction emissions vs target) 010 reduction from 2003 by 2030 14 1,153, 538 514,739 638,800 633,117 5,683 49.6% Reductions by 2030 • Waste • Energy Transportation Buildings • Misc. Remaining emissions Figure 2. 2030 GHG reduction summary. Percent of 2003 emissions potentially eliminated by 2030 through the strategies described in this report. ■ Active /ongoing • Planned/likely Possible • Unlikely Figure 3. Status/likelihood of the GHG reductions described in this report occurring by 2030 in Dubuque, Iowa (mt CO2e per year). 15 Section II - Policy Summary Tables Policy Summary Tables - Waste Reduction & Resource Management (page 1 of 1) See page 26 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact (mt 002e) Status DMASWA — methane capture and flaring Capturing and burning methane emitted by organics decomposition at the DMASWA landfill 50,000 Active since 2010 p. 27 Waste diversion & minimization Minimizing waste via diversion strategies like those outlined in the 2009 HuIs report, such as resource recovery and organics composting and management *10, 000s Planning and early implementation p. 28 Waste diversion — food scraps Collecting and diverting organic food waste from landfilling for composting and/or methane capture 5,000 —10,000 Active /ongoing p. 29 Waste diversion — recycling and pay- as- you -throw Dubuque's recycling program diverts approximately 40% of landfill waste, while the Pay -As- You -Throw program is a volume based collection system providing financial incentives for waste reduction *100,000+ Active /ongoing p. 31 Waste diversion — deconstruction Reducing unnecessary waste from deconstruction projects, maximizing the amount of material salvaged and reused, and minimizing the amount demolished and landfilled. *10,000s Active /ongoing p. 32 Waste diversion — plastic bag phaseout In July 2011, the Dubuque City Council approved an initiative to reduce plastic shopping bag use by 90% by mid 2017 without a new city ordinance or a ban. *3'400 Ongoing /early implementation p 33 Waste diversion — zero waste event guidance DMASWA's zero waste event planning program provides "event recycling units," which provides events with separate containers for trash, compostable materials, and recycling for easy separation and pickup. *10s Active /ongoing p. 34 *All or part of reduction is Scope 3, and is not counted in GHG inventory or toward 50% by 2030 goal 17 Policy Summary Tables - Local Energy: Infrastructure (page 1 of 1) See page 35 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact • (mt CO2e) Status Wood waste CHP Using regional wood waste in a combined heat and power (CHP) facility in downtown Dubuque, which could generate both electricity and waste heat. 87,000 — 134,000 No longer under consideration p. 36 Wood waste pyrolysis and energy recovery Biochar can be produced from wood waste via pyrolysis, which yields s n as and bio -oil energy products as well as biochar, which is a highly stable form of carbon that can remove GHGs from the atmosphere 44 -4,400 Prospective/ not currently under consideration p' 37 DMASWA — methane gas to energy Methane from organics decomposition at the landfill can be captured and burned for energy. "61,7.99 (11 799) Planning stages p 38 WRRC — methane CHP Methane from waste processing at anaerobic digestors can be captured and burned for energy 3 077 Under construction p. 39 Local clean energy —solar Solar photovoltaic arrays could generate a significant amount of energy in Dubuque, particularly at large commercial and industrial facilities 9,618 — 28,854 Active /ongoing p. 40 Local clean energy —small wind Small wind turbines could potentially generate a moderate of energy in Dubuque, particularly at large commercial and industrial facilities 100s Active /ongoing p. 41 Hydroelectricity at Lock and Dam 11 A hydroelectric facility at Dubuque Lock & Dam 11 could produce a very significant amount of energy 50,030+ Prospective p. 42 Dubuque Generating Station to natural gas Alliant Energy's Dubuque Generating Station coal plant is scheduled for closure, but could potentially be converted to run on natural gas, which produces fewer GHGs per unit energy output than coal Significant generating capacity Prospective) not currently under consideration p 43 District heating — natural gas (Millwork District) A local energy generation facility could provide electricity and heating to residents and businesses in downtown Dubuque Significant generating capacity No longer under consideration p. 44 * *11,799 mt of energy related reductions; 50,000 mt of methane destruction reductions (see section: DMASWA - methane capture and flaring) 18 Policy Summary Tables- Local Energy: Policies & Programs (page 1 of 1) See page 35 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact (mt CO2e) Status Renewable energy PPAs PPAs allow businesses to install solar PV arrays without incurring risk or taking responsibility for equipment maintenance. In PPAs, the installer owns the equipment (financed by a 3rd party) and sells electricity at a contracted rate to a business /buyer. Lease agreements can serve a similar function 1 OOOs Prospective/ not currently under consideration p 45 Distributed energy policies (residential) Dubuque can facilitate renewable energy to residential sectors via education, technical expertise, and adopting best policies and practices such as those from the DOE Rooftop Solar Challenge program 100s Pending p. 46 Distributed energy policies (commercial /public buildings) Dubuque can facilitate renewable energy to commercial /industrial sectors via education, technical expertise, and adopting best policies and practices such as those from the DOE Rooftop Solar Challenge program 1,000s Pending p. 47 DOE Rooftop Solar Challenge A federal program designed to develop and test local programs and policies that lower the cost and streamline the process of installing solar PV in residential and commercial settings. 1,000s Pending p. 48 Local green financing A reliable source of financing (e.g. banks and financial institutions) for renewable projects would support/spur demand for energy efficiency and renewables in Dubuque. not estimated Prospective/ not currently under consideration p 49 EPA Green Power Community Dubuque utility customers can voluntarily participate in renewable energy purchasing programs and purchase a percentage of their power from renewables 1 OOOs Prospective/ not currently under consideration p. 50 Renewable energy property tax exemption Would provide exemptions from property taxes for certain renewable energy installations such that assessors would not add the value of renewable energy systems to the taxable value of a property. 100s Prospective/ not currently under consideration p 51 19 Policy Summary Tables - Transportation (page 1 of 2) See page 52 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact (mt 002e) Status Complete Streets Complete streets is a planning and design process that ensures that the health, safety, and mobility of all transportation users are considered in road project planning 9,303 — 27,909 Adopted 2011 p. 53 The Jule — Dubuque transit system redesign Local bus routes and schedules are being redesigned to match the needs of existing and potential riders, which will improve route efficiency, cut costs, increase ridership, and bring bus service to more residents. 100s Active since 2010 p. 54 The Jule — fuel efficient buses In 2011, Dubuque's bus fleet was replaced with newer, more fuel efficient vehicles equipped with electronic route tracking and scheduling technology, among other improvements. 1,008 Completed 2011-2012 p. 55 Dubuque Intermodal Transportation Facility The Dubuque Intermodal Transportation Center is a proposed facility that will connect air, rail, bus, automobile, and riser traffic at a single integrated transportation hub. 2,255 Pending/ planned p. 56 Southwest Arterial The Southwest Arterial will be a 6.1 -mile four -lane divided freeway providing an alternative route for traffic through southwestern Dubuque. 7,762 Planned/ ongoing p. 57 Smarter City ITS The Smarter City Intelligent Transportation Solution partnership between the City of Dubuque and IBM provides a sophisticated system for analyzing real -time transportation data to facilitate improvements in transportation efficiency 4,591 Active /ongoing p. 58 Particle filters on diesel City fleet vehicles Dubuque could retrofit older municipally owned diesel vehicles with particle filters in order to decrease black carbon and particulate matter emissions. *861 Prospective p. 59 EV charging infrastructure Facilitating the installation of electric vehicle (EV) charging stations at parking structures, businesses, and other strategic locations. 1,000s Prospective p. 60 *Black carbon - not counted in inventory or toward 50% by 2030 goal 20 Policy Summary Tables - Transportation (page 2 of 2) See page 52 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact (mt CO2e) Status Car sharing Car sharing provides an alternative to car ownership by making vehicles (usually owned and maintained by a company) available for short term, easy access rental. 10s Prospective p. 61 Parking Various parking related strategies for improving efficiency, lowering costs, and reducing GHG emissions 100s Prospective p. 62 Transit policies and programs Various strategies for reducing GHGs from Dubuque's transit system, including bus rapid transit, an eco -pass program for local businesses and institutions, telecommuting, and ridesharing resources 100 — 1,000 Prospective p. 63 Bicycle policies and programs Various policies and programs to facilitate cycling and active commuting, including bike sharing stations, bicycle boulevards, and well placed bicycle parking 100 — 1,000 Prospective p. 64 Safe Routes to School /Safe Routes to Play Safe Routes to School seeks to make walking and bicycling to school a safe and routine activity for students via safer street crossings, sidewalks, and other features that create safe and continuous links between homes and schools. 10 —100 Active/ ongoing p. 65 Roundabouts Roundabouts are circular intersections that promote safer and more efficient traffic flow. 100 — 1,000 Active/ ongoing p. 66 Signal timing optimization Software, sensors, and other technology to maximize green light times and allow timing to adjust based on changing demands during peak times, such as rush hour. 100 — 1,000 Prospective p. 67 Idling reduction Idling consumes costly fuel, lowers air quality, and increases GHG emissions, and it can be reduced with simple best practice recommendations and policies 100s Prospective p. 68 21 Policy Summary Tables - Built Environment (page 1 of 3) See page 69 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact (mt CO2e) Status mil p. 70 WRRC — Anaerobic digestion Dubuque's wastewater treatment facility was upgraded from an incinerator to an anaerobic digestion system, which will save energy and fuel oil costs and is scheduled for completion in 2014 928 Ongoing. Completed 2014 ECIA Petal Project The Petal Project provides businesses with a clear sustainability framework and technical assistance to improve the environment and the bottom line. 1,000 — 10,000 Active/ ongoing p. 71 Dubuque Schools The Dubuque Community Schools continues to cut energy use and utility costs through simple operational and energy efficiency solutions. 1,311 —2,500 Active/ ongoing p. 72 Smarter Sustainable Dubuque — energy and water The Smarter City pilot is a partnership between the City of Dubuque and IBM to develop smart metering and information systems that will enable homeowners to identify inefficient or unintended use of water and energy. 1 671 —19 053 Active/ ongoing p. 73 22 Policy Summary Tables- Built Environment (page 2 of 3) See page 69 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact (mt CO2e) Status IECC building standards The IECC is a model building code standard that can be voluntarily adopted by state and municipal governments to establish minimum design and construction requirements for energy efficiency in new residential or commercial buildings. 10 000s Active/ ongoing p 74 USGBC — LEED for Existing Buildings The LEED for Existing Buildings program addresses cleaning and maintenance issues, recycling programs, exterior and grounds maintenance, weatherization and energy savings, HVAC system upgrades, and other savings opportunities. 1,000s Prospective p. 75 PACE (and similar financing programs) PACE is a tool for local governments to empower community members to make renewable energy improvements to their homes and property without the burden of upfront costs and delayed returns on investment by making high ROI loans available to community members. Similar programs can be administered by private financial institutions, governments, and non - profits. 100s Not currently under consideration p. 76 Public building efficiency standards (City gov buildings) Dubuque's new /renovated municipal buildings could be constructed to meet high efficiency building standards, such as LEED 100 —1 000 Prospective p. 77 Advanced commercial building efficiency standards Dubuque could adopt a policy facilitating or requiring new buildings to meet high efficiency building standards, such as LEED 1,000 — 10,000 Prospective p. 78 Rental housing energy efficiency Various programs and policies can be employed to improve rental property efficiency and reduce costs for owners and tenants 1,000 —10 000 Prospective p. 79 Ground source heat pumps (residential) Ground Source Heat Pump (GSHP) systems are central heating and cooling systems that pump heat to or from the ground, taking advantage of the relatively constant ground temperature for building heating and cooling 100 —1,000 Active/ ongoing p. 80 23 Policy Summary Tables - Built Environment (page 3 of 3) See page 69 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy sr Description Estimated Impact (mt CO2e) Status Municipal lighting and energy efficiency There are many opportunities for improved energy efficiency in municipal operations in Dubuque, including LEDs and appliance /equipment efficiency. 1,000 -5,000 Active/ ongoing p. 81 Commercial lighting and energy efficiency Local programs and policies could help local businesses and institutions save a substantial amount of energy and money through simple, low cost lighting improvements. 1,000 — 10,000 Prospective p. 83 State and Federal programs and incentives Many State and Federal incentives for efficiency improvements in residential, commercial, and government buildings (e.g. weatherization & renewables) are not discussed elsewhere in this report and are included here primarily as an information item. 100s + Active/ ongoing p. 84 Dubuque Unified Development Code The Dubuque Unified Development Code provides guidance for planning and development in Dubuque, affecting everything from transportation and building efficiency to land use and water quality. 1 000s Active as of 2009 p. 85 Infill development Infill development shifts urban growth from outer - suburban and undeveloped peripheral areas to existing city space with pre- existing infrastructure 1,000s Prospective/ part of UDC p. 86 Historic building presentation and revitalization Historic building preservation entails restoring, revitalization, and re- purposing historic or neglected buildings in order to save building materials and utilize existing city infrastructure 100s Prospective/ part of UDC p. 87 Smart growth — miscellaneous Miscellaneous policies and programs that could encourage smart growth in Dubuque, including mixed use development, density bonuses, and brownfield development 100s Prospective/ part of UDC p. 88 24 Policy Summary Tables - Miscellaneous (page 1 of 1) See page 89 for full discussion. See Appendix E for discussion of estimated impact ranges. Strategy Description Estimated Impact (mt CO2e) Status Urban forestry Tree planting can reduce GHGs by sequestering carbon in soil and plant biomass and also by shading buildings during the warm summer months and acting as a windbreak during the winter. *100s Active/ ongoing p. 90 Local food Food and dietary choices can significantly impact GHG emissions, which can be reduced through various policies such as CSAs, farmers markets, community gardens, and local foods *1,000s Some active/ some prospective p. 91 Community based initiatives Many community organizations and collaboratives are creating an array of programs designed to engage and educate the community regarding sustainable lifestyles, including reducing GHG emissions 22,296 Some active/ some prospective p. 93 Refrigerants HCFC refrigerants are synthetic chemicals used for refrigeration. Many HCFCs hake extraordinarily high global warming potential and can be reduced through voluntary adoption of alternative refrigerants as well as scheduled national /global phaseouts that will reduce GHG emissions in Dubuque 11,148 Active/ ongoing p. 94 Cool roofs /cool pavement White roofs can mitigate climate warming by reducing the amount of solar radiation absorbed by the earths surface; they can also save energy by decreasing building temperatures and thus cooling and refrigeration costs during the summer months. *100s Prospective p. 95 Air quality measures Air quality and GHG emissions go hand in hand, and several opportunities exist to improve air quality that have not been discussed elsewhere in this report. *not estimated Prospective p. 96 *All or part of reduction is Scope 3, and is not counted in GHG inventory or toward 50% by 2030 goal 25 Section III - Policy Descriptions Policy Descriptions: I. Waste Reduction & Resource Management Introduction: The Dubuque Metropolitan Area Solid Waste Agency (DMASWA) operates the Dubuque Metropolitan Landfill, which manages solid waste for Dubuque and some surrounding areas. The DMASWA landfill accounts for 5% of Dubuque's Scope 1 GHG emissions (Table 1). It also relates to much of Dubuque's Scope 3 emissions, which are not included in the inventory but nonetheless represent real emissions with a significant climate impact. Scope 1 emissions at the landfill come from organic materials such as food and yard waste. When organics are landfilled, they undergo anaerobic (i.e. oxygen free) decomposition, which produces methane gas as a byproduct. Methane is a potent GHG with over 21 -times the global warming potential of CO2. Landfill methane can be captured and burned for energy, which reduces its direct climate impact and generates electricity that replaces fossil fuel sources. Alternatively, diverting organic materials from the landfill for composting or other beneficial use can prevent these methane emissions from occurring in the first place. Scope 3 emissions at the landfill are related to consumption and discards. Every piece of material entering the landfill represents some amount of embodied emissions, which are the GHG emissions produced during the creation and transport of a product. By discarding less and reusing /recycling more, these embodied emissions can be minimized. Embodied emissions comprise the landfill's Scope 3 emissions, which are not accounted for in the GHG inventory or the GHG reduction goal, but nonetheless represent real emissions and important reduction opportunities. This section will describe strategies by which Dubuque can reduce the embodied and methane emissions associated with solid waste (Table 3). Table 3. Waste related GHG reduction strategies and their potential impact in Dubuque, IA. Strategy Estimated GHG reduction (mt CO2e per year by 2030) DMASWA — methane capture and flaring 50,000 p. 27 Waste diversion & minimization *10,000s p. 28 Waste diversion —food scraps 5,000 — 10,000 p. 29 Waste diversion — recycling and pay -as- you -throw *100,000+ p. 31 Waste diversion — deconstruction *10,000s p. 32 Waste diversion — plastic bag phaseout *3,400 p. 33 Waste diversion —zero waste event guidance *10s p. 34 Total potential impact (scopes 1 and 2) % total reduction goal (520,000 mt of reductions by 2030) 55,000 — 60,000+ 11.1% *All or part of reduction is Scope 3 and is not counted in GHG inventory or toward 50% by 2030 goal 27 DMASWA — Methane Capture and Flaring 1) Sector: Waste reduction and resource management 2) Policy name: DMASWA methane capture and flaring 3) Policy type: Municipal/County 4) Affected entities: DMASWA; City of Dubuque; Dubuque County; rate payers 5) Current status: Active since 2010 6) Estimated GHG reduction: 50,000 mt CO2e annually (currently closed cells) 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: In 2010 the Dubuque Metropolitan Area Solid Waste Agency (DMASWA) completed installation of a landfill gas collection system and began flaring the captured methane. The landfill gas collection system is estimated to capture about 75% of emissions from the capped landfill cells. The flaring process burns methane gas to convert it to water and CO2, thus reducing its climate impact by approximately 21- times. 9) Barriers to implementation: None (action already implemented); future expansion to currently active cells would entail administrative, technical, and financial challenges similar to those encountered in initial capping. 10) Co- benefits: Facilitates methane- gas-to- energy (see section: DMASWA - Methane gas to energy) 11) Explanation of GHG reduction impact: 50,000 mt CO2e per year from methane flaring at landfill. Data from Cornerstone (2008). 12) Relative confidence of GHG reduction estimate: High 13) Sources of uncertainty in GHG reduction 28 estimate: Capture efficiency of collection system; time at which cells are capped/flared; amount of organic waste entering currently active landfill cells. Waste Diversion & Minimization 1) Sector: Waste reduction and resource management 2) Policy name: Waste diversion and minimization. 3) Policy type: Municipal/County; community policy 4) Affected entities: DMASWA; City of Dubuque; Dubuque County; landfill customers. 5) Current status: Planning and early implementation. Feasibility study completed in 2009. Many actions already underway. 6) Estimated GHG reduction: **10,000s of mt CO2e annually. **All or part of reduction is Scope 3, which is not counted in GHG inventory or toward 50% by 2030 goal 7) Scope of emissions reduction: Primarily Scope 3 (embodied energy); some Scope 1 (landfill methane) 8) Specific description of policy: Recycling more and wasting less is one of the fastest, cheapest, and most effective strategies available to local governments to reduce both embodied and local GHG emissions. Large commercial/industrial customers in particular represent significant opportunities for diversion, recycling, and other means of discard reduction. In 2009, DMASWA contracted Huls Environmental Management to develop a plan to divert 50% of the approximately 100,000 tons /year buried at the landfill. Huls produced an implementation strategy for reaching the 50% goal within five years (Huls 2009). The implementation strategy outlined the potential for sustained revenue from recovery /reuse of high value discards. For instance, high value goods such as construction debris can be collected and marketed in a 29 "resource recovery park." Organic waste can be converted to high -grade compost and sold at a premium rate to retail and commercial markets. Progress to -date on such initiatives is further discussed in later sections of this report. 9) Barriers to implementation. Infrastructure and administration of new programs; up front costs; permitting from State and Federal agencies; design of programs (e.g. focus on source diversion, sink diversion, or both); establishing markets for diverted high value products. 10) Co- benefits: The full set of recommendations from the Huls (2009) study could be fully implemented for an estimated $8.8 million and yield annual costs savings and revenue of nearly $3 million. Additional benefits include minimizing landfill expansion needs, lowering costs of landfill operation, and lowering the amount of hazardous material entering the landfill. 11) Explanation of GHG reduction impact: The annual waste stream entering DMASWA landfill is approximately 100,000 tons (90,744 mt per year). If 2.87 mt CO2e is prevented per mt of waste recycled or otherwise usefully diverted from the landfill (EPA 2010a), then 50% additional diversion could yield over 100,000 mt CO2e in annual reductions. However, much of this reduction is from embodied energy (Scope 3), which is not counted in Dubuque's GHG inventory or toward the 50% by 2030 goal. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Degree of implementation by DMASWA and partners; behavioral response by customers and consumers; specific local emissions factor for diverted waste (assumed here to be 2.87 mt CO2e per mt waste - EPA 2010a). Waste Diversion - Food Scraps 1) Sector: Waste reduction and resource management 2) Policy name: Waste diversion - food scraps 3) Policy type: Municipal/county; community policy 4) Affected entities: DMASWA; City of Dubuque; Dubuque County; rate payers; area businesses, particularly grocers and food service 5) Current status: Ongoing. Dubuque's "Green Cart" curbside food scrap collection program is available to all 20,000 DMASWA customers. However, the landfill is currently limited to processing 2 tons of compost per week by Iowa regulations. Expansion of this capacity is pending changes in Iowa regulations regarding handling and processing of food waste. 6) Estimated GHG reduction: 5,000- 10,000 mt CO2e annually from two alternatives: WRRC (50% food scrap diversion to WRRC methane - gas-to- energy facility): 7,442 mt CO2e annually Composting (50% food waste diversion to composting facility): 9,303 mt CO2e annually 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Food scrap diversion will likely take one of two forms: (a) Composting, where food scraps are composted on site at the landfill. Composting prevents methane emissions and yields high quality compost for sale to horticultural and commercial/retail landscaping markets. (b) Concentration and methane capture, where food scraps are concentrated in a single area and allowed to undergo anaerobic decomposition. The resulting methane emissions can be captured and burned to create energy and eliminate the methane's climate impact. Regarding Option (a), the Huls (2009) report (see 30 section: Waste Diversion & Minimization) discussed various strategies to phase -in an organics recovery system that could collect up to 30,000 tons per year of organics. These could be turned into valuable high -grade compost at an on -site composting facility or off -site through a contracted private hauler. Some of this compost could be made available free of charge to community or school gardens (see section: Local Food). Regarding Option (b), organic waste could be integrated into the Water & Resource Recovery Center's (WRRC) anaerobic digesters, thereby boosting the methane and energy output of the WRRC. Food scraps either could be hauled to the digesters in trucks or transported through sewage pipes after being pulverized with sink disposals (see section: WRRC - methane gas to energy). Likely pathways to expand food scrap collection include contracts with major food vendors (e.g. restaurants, food processors, cafeterias), which are likely to provide the biggest "bang for the buck" in terms of food scrap collection. Also, Dubuque's curbside Green Cart program could be expanded, and citizens could be encouraged to dispose of food waste through sink disposals (for processing into methane at WRRC), if applicable. 9) Barriers to implementation. Infrastructure and administration; State of Iowa regulations on hazardous materials status of food scraps (landfill is currently limited to 2 tons per week to process into compost); State and Federal permitting for expansion of composting capacity; establishing markets for compost; personal participation in programs, use of sink disposals, etc. 10) Co- benefits: Value of compost; value of electricity (methane capture); reduced landfill inputs and costs. 11) Explanation of GHG reduction impact: (a) WRRCwith methane capture: Calculations assume that 11,415 tons of food scraps are collected per year in Dubuque (IA DNR 2005), 50% of which are assumed diverted to the WRRC. For emission factors, we assume that each ton of food scraps landfilled generates 1.43 mt CO2e and each ton diverted to a methane -gas- to- energy facility generates only 0.33 mt CO2e (EPA 2010a). This yields 6,278 mt from methane emission prevention. In terms of electricity generation, we assume 250 kWh per ton of food waste (EPA 2008). Assuming projected 2030 grid emission factors (Appendix A), food scrap methane at WRRC will offset 1,163 mt CO2e of grid electricity emissions (waste heat not counted). Combining the electricity and methane offsets yields a total reduction of 7,442 mt CO2e per year by 2030. We assign this option a range of 5,000- 10,000 mt. (b) Food scrap composting: Calculations assume 11,415 tons of food scraps collected in Dubuque each year, 50% of which is diverted to composting. For emission factors, we assume that each ton of food scraps landfilled generates 1.43 mt CO2e, while each ton diverted to composting generates -0.2 mt CO2e due to carbon sequestration (EPA 2010a). This yields a reduction of 9,303 mt CO2e per year. We assign this option arange of 5,000- 10,000 mt. Therefore, both the composting and methane -to- energy options for food scraps fall in the 5,000- 10,000 mt impact range. Notably, food scraps diverted to composting or the WRRC would not reduce useful methane emissions at the landfill (i.e. the methane used for landfill- gas-to- energy). This is because methane is not captured from active landfill cells. Those cells will be capped eventually, but probably not until the 2020s (DMASWA, personal communication). Therefore, all diversion represents a net reduction in emissions. 31 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Degree of implementation by DMASWA and partners; behavioral response by residents. Waste Diversion - Recycling & Pay -As- You -Throw 1) Sector: Waste reduction and resource management 2) Policy name: Waste diversion - recycling & pay -as- you -throw (PAYT) 3) Policy type: Community Policy 4) Affected entities: DMASWA; City of Dubuque; Dubuque County; landfill customers. 5) Current status: Ongoing. 6) Estimated GHG reduction: Recycling: **100,000+ mt CO2e annually Pay -as -you- throw: **1,000s of mt CO2e annually. **All or part of reduction is Scope 3, which is not counted in GHG inventory or toward 50% by 2030 goal 7) Scope of emissions reduction: Primarily Scope 3 (embodied emissions); some Scope 1 (landfill methane) 8) Specific description of policies: (a) Recycling: Dubuque was the first major city in Iowa to implement curbside recycling. Dubuque's award winning recycling program diverts —40% of landfill waste (compared to 1994 base year - Huls 2009), equivalent to approximately 60,000 mt of waste annually. (b) Pay-as-you-throw: In 2002, Dubuque implemented a volume -based collection fees system, commonly referred to as the "Pay As You Throw" (PAYT) system. Since then, Dubuque's refuse tonnage sent to the landfill has decreased by 28 percent, while the city's recycling collection tonnage has increased by 37 percent. The City of Dubuque estimates annual reductions of 2,722 mt waste per year due to PAYT. Both PAYT and recycling are ongoing in Dubuque. Expansion is possible, however, particularly for large business customers. 9) Barriers to implementation: Changing 32 market prices for recycled products; education; policy design 10) Co- benefits: Reduced landfill space demands and costs; community engagement /eco- literacy; local jobs. 11) Explanation of GHG reduction impact: Because these two programs are complementary (i.e. each facilitates the other), there is significant overlap in their impacts. However, a baseline estimate of each can be calculated. Assuming 2.87 mt CO2e prevented per mt waste diverted rather than landfilled (EPA 2010a) and 54,446 and 2,722 mt of waste diverted from the landfill by recycling and pay -as-you- throw, respectively (Huls 2009; City of Dubuque), recycling reduces GHG emissions by approximately 174,000 mt CO2e per year and pay -as-you -throw prevents 7,887 mt CO2e of emissions. This puts recycling in the 100,000+ mt CO2e range and pay -as-you -throw in the 1,000s of mt CO2e range. Many of those emissions are Scope 3 and resulted from programs implemented prior to the 2003 base year, however. So strictly speaking they do not count toward the 50% by 2030 goal but are nonetheless significant achievements. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Calculations were made using a single emission factor (2.87 mt CO2e per mt waste recycled rather than landfilled - EPA 2010a), which may not perfectly apply to Dubuque's landfill. Also, given the overlap in the programs, GHG emissions cannot be attributed solely to one program or the other. Also, other factors besides the existence of recycling and pay -as- you -throw contribute to reduced landfill inputs. Nonetheless, these estimates provide a basic approximation of the impact of two major waste diversion and reduction programs in Dubuque. Waste Diversion - Deconstruction 1) Sector: Waste reduction and resource management 2) Policy name: Waste diversion - deconstruction 3) Policy type: Community policy 4) Affected entities: DMASWA; City of Dubuque; Dubuque County; rate payers; area businesses; construction firms 5) Current status: Ongoing (since 2003). In 2009, the City removed the demolition option altogether, increased the diversion mandate to 85 %, and added a requirement that contractors must provide third -party verification that the minimum salvage standards have been met (SCN 2011). 6) Estimated GHG reduction: **10,000s of mt CO2e annually **All or part of reduction is Scope 3, which is not counted in GHG inventory or toward 50% by 2030 goal 7) Scope of emissions reduction: Primarily Scope 3 (embodied emissions); some Scope 1 (landfill methane) 8) Specific description of policy: Dubuque has worked to reduce unnecessary waste from deconstruction projects, maximize the amount of material salvaged /reused, and minimize the amount demolished/landfilled. In the early stages ofthe Bee Branch project, the City asked for separate deconstruction and demolition bids so comparisons could be made. They found that contractors made money at deconstruction, so deconstruction has since become standard practice in Dubuque. 98 construction and demolition projects were administered between 2003 and 2012, with 20 commercial building and 78 housing projects, generating 175,634 mt of waste. More than 94% of that waste was diverted, saving a total of $5.9 million in landfill fees (SCN 2011a). 33 9) Barriers to implementation: Educating developers about best practices; monitoring and verification. 10) Co- benefits: Lower bids and costs for deconstruction/demolition projects; lower landfill inputs /management costs; local jobs. 11) Explanation of GHG reduction impact: Taking the average of the past nine years (175,634 mt waste total) gives 19,515 mt waste diverted per year. Assuming 2.87 mt CO2e prevented per mt of waste diverted (EPA 2010a), deconstruction in Dubuque has prevented up to 52,647 mt CO2e per year, putting deconstruction well within the 10,000s of mt range. Many of these reductions are Scope 3, which do not count toward the 50% by 2030 goal. However, Scope 1 emissions also are reduced by minimizing future methane emissions from landfilled construction/demolition debris. Notably, deconstruction/diversion will not reduce useful methane emissions at the landfill (i.e. the methane used for landfill- gas-to- energy). This is because methane is not captured from active landfill cells. Those cells will be capped eventually, but not until the 2020s (DMASWA personal communication). Therefore, all construction diversion represents a net reduction in emissions. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Degree of implementation by DMASWA and partners; behavioral response to programs; overlap between deconstruction reduction and recycling reduction (see section: Waste reduction - recycling and pay- as -you- throw); also, some portion ofthe 94% diverted may be landfilled downstream after initial recovery. Waste Diversion - Plastic Bag Phase -out 1) Sector: Waste reduction and resource management 2) Policy name: Waste diversion - plastic bag phaseout 3) Policy type: Community policy 4) Affected entities: DMASWA; City of Dubuque; Dubuque County; area retailers and customers 5) Current status: Ongoing. Goal of 90% reduction by 2017 (see below) 6) Estimated GHG reduction: * *3,400 mt CO2e annually **All or part of reduction is Scope 3, which is not counted in GHG inventory or toward 50% by 2030 goal 7) Scope of emissions reduction: Primarily Scope 3 (embodied emissions); some Scope 1 (landfill methane) 8) Specific description of policy: In July 2011, the Dubuque City Council approved an initiative to reduce plastic shopping bag use by 90% by mid 2017 without a new city ordinance or outright ban. The plan was developed in consultation with area grocers and retailers and will take place in several phases: July 2012: 25% reduction in chain grocers and retailers with >40,000 square feet of floor space July 2013: 50% reduction in chain grocers and retailers with >40,000 square feet of floor space; 25% reduction in middle -sized businesses (15,000- 39,999 square ft) July 2014: 75% reduction in chain grocers and retailers with >40,000 square feet of floor space; 50% reduction in middle -sized businesses (15,000- 39,999 square ft); 25% reduction in 34 small businesses ( <15,000 square feet). July 2015: 75% reduction in businesses >15,000 square feet of floor space; 50% reduction in businesses <15,000 square feet July 2016: 75% reduction at all Dubuque retailers; will assess likelihood of 90% target by 2017 at this time and take action accordingly July 2017: 90% reduction at all Dubuque retailers. 9) Barriers to implementation: Education and participation by Dubuque residents and retailers. 10) Co- benefits: Litter reduction. Reduced operating costs for local businesses. 11) Explanation of GHG reduction impact: Assuming that each of Dubuque's 22,560 households average 2.3 trips to the grocery store per week, use 7 bags per trip, and each bag embodies 0.0002 mt CO2e (32.5 g per bag; 6 g CO2e per g plastic - source: Time for Change 2011), a 90% decrease in bag use in Dubuque would decrease CO2e by approximately 3,400 mt CO2e per year. These embodied emissions are Scope 3 and therefore not counted in Dubuque's GHG inventory or toward the 50% by 2030 goal. Nonetheless, the reductions are significant and do contribute to the larger goal of GHG reduction 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: The actual number of bags currently used in Dubuque. Manufacturing/distribution costs of permanent cloth/paper replacement bags. Waste Diversion - Zero Waste Event Guidance 1) Sector: Waste reduction and resource management 2) Policy name: Waste diversion - zero waste event guidance 3) Policy type: Municipal/County; community policy 4) Affected entities: DMASWA; Dubuque residents, visitors, and event planners 5) Current status: Ongoing 6) Estimated GHG reduction: **10s of mt CO2e annually. **All or part of reduction is Scope 3, which is not counted in GHG inventory or toward 50% by 2030 goal 7) Scope of emissions reduction: Scope 1 (landfill methane); Scope 3 (embodied emissions) 8) Specific description of policy: DMASWA's zero waste event planning program provides events with "event recycling units" with separate containers for trash, compostable materials, and recycling for easy separation and pickup. 9) Barriers to implementation: Advertising to event organizers; education of event patrons regarding importance of separating discards; staffing events to prevent cross contamination of recycling batches. 10) Co- benefits: Reduced litter. Increased diversion rates and lower landfilling/landfill management costs. Eco- literacy and community engagement. Easier event cleanup. 11) Explanation of GHG reduction impact: As a rough estimate, we assume a modest diversion rate of 20 mt waste per year from major events and 2.87 mt CO2e per mt waste (EPA 2010a), which yields 57 mt CO2e per year. Hence, lOs of mt CO2e per year is the estimated impact. Some of these emissions will be Scope 3, though 35 emissions from organic discards will be Scope 1. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Degree of implementation by DMASWA and partners. Composition of waste (e.g. organics vs cans and bottles). Fate of collected discards (e.g. composting food waste vs landfilling). Emission factor (2.87) provided by EPA (2010) may not apply perfectly to these wastes. However, the range (10 -100 mt) should be reliable. Policy Descriptions: IL Local Energy & Renewabtes Introduction Dubuque produced 877,373 mt CO2e in 2011 (72% of total - -Table 1) due to electricity and natural gas consumption. This grid and natural gas derived energy can be replaced by renewables, such as wind, solar, geothermal, and even hydroelectricity. In total, it is estimated that Dubuque has the capacity to displace at least 45% of its electricity /heating needs with local renewables by 2030. This section describes several renewable energy related strategies by which Dubuque can reduce its greenhouse gas emissions (Table 4). Table 4. Energy related GHG reduction strategies and their potential impact in Dubuque, I_A. Strategy Estimated GHG reduction (mt CO2e per year by 2030) Local energy- infrastructure Wood waste CHP 87,000 -134,000 p. 36 Wood waste pyrolysis and energy recovery 44 -4,400 p. 37 DMASWA – methane gas to energy **61,799 (11,799) p. 38 WRRC – methane CHP 3,077 p. 39 Local clean energy – solar 9,618 – 28,854 p. 40 Local clean energy – small wind 100s p. 41 Hydroelectricity at Lock and Dam 11 50,030+ p. 42 Dubuque Generating Station to natural gas see description p. 43 District heating – natural gas (Millwork District) see description p. 44 Subtotal (scopes 1 and 2 – average of range) 194,337 Local energy– policy*** Renewable energy PPAs 1,000s p. 45 Distributed energy policies (residential) 100s p. 46 Distributed energy policies (commercial /public buildings) 1,000s p. 47 DOE rooftop solar challenge 1,000s p. 48 Local green financing - p. 49 EPA Green Power Community 1,000s p. 50 Renewable energy property tax exemption 100s p. 51 Subtotal (scopes 1 and 2 – average of range) 23,100 Total potential impact (Scopes 1 and 2 - average of range) % total reduction goal (520,000 mt of reductions by 2030) 217,437 - 41.8 %I **11,799 mt of energy related reductions; 50,000 mt of methane destruction reductions (see section: DMASWA - methane capture and flaring) ** *Significant (complementary) overlap in these policies, so reduction totals overlap somewhat. 36 Wood Waste CHP 1) Sector: Local energy - infrastructure 2) Policy name: Wood waste CHP 3) Policy type: Municipal 4) Affected entities: City of Dubuque; Dubuque community 5) Current status: Feasibility study completed; no longer under consideration as of 2012 6) Estimated GHG reduction: 87,000 - 134,000 mt CO2e annually. However, black carbon emissions should also be considered. 7) Scope of emissions reduction: Scope 2 8) Specific description of policy: A 2008 study from the Midwest CHP Application Center at the University of Illinois — Chicago (Haefke 2008) studied the availability of wood waste from forestry residue, mill waste, and clean urban wood waste within 50 and 100 miles of Dubuque (Iowa only). This wood waste could be used in a combined heat and power (CHP) facility that could generate a significant amount of energy. CHP facilities are power generators that both produce electricity and utilize the resulting waste heat in surrounding buildings. 9) Barriers to implementation: Up front financial costs; securing sustainable and reliable sources of biomass; air quality concerns; black carbon emissions; competition with Cassville power facility for biomass feedstock. 10) Co- benefits /Costs: Benefits: Possible reduced energy costs in a district heating system. Costs: Air quality could be negatively affected by a local biomass burning facility. Air quality is of particular concern in Dubuque (see section: Air quality measures). Also, indirect CO2 emissions from biomass sources, particularly forests, should be considered. The GHG reduction estimates above assume that only wood 37 waste would be utilized in the facility, and that whole trees would not be used as a supplement or substitute. With the possible exception of short- rotation plantations, harvesting whole trees for biomass energy is not recommended from the standpoint of GHG emissions (see biogenic in glossary for explanation of carbon debt) or long term forest health and productivity. Because combustion of biomass is a major potential contributor to black carbon emissions, proper emissions controls would be necessary to maximize GHG reductions and ensure healthy air quality. Sustainable forestry practices should also be emphasized in the acquisition of wood waste. 11) Explanation of GHG reduction impact: If the facility pays $40 per dry ton wood, available wood waste could power up to a 27.6 MW facility. At $70 per dry ton, available wood waste could power up to a 43 MW facility (Haefke 2008). Our estimate assumed a facility equipped to utilize 50% of currently available wood waste from Iowa only using our projected 2030 grid emission factor (Appendix A). This yields reductions of 87,405 mt CO2e annually at $40 /ton wood; 134,054 mt at $70 /ton wood (as of 2008). 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Price of wood and alternatives (e.g. natural gas); size of system; sources of biomass and reliability /abundance of supplies; black carbon emissions and emission controls (when size of system is established, however, reductions should be easy to calculate) Wood Waste Pyrolysis and Energy Recovery 1) Sector: Local energy - infrastructure 2) Policy name: Wood waste pyrolysis and energy recovery 3) Policy type: Municipal; Private Business 4) Affected entities: City of Dubuque 5) Current status: Prospective; not under consideration 6) Estimated GHG reduction: *44 -4,400 mt CO2e annually (most likely scale), plus significant carbon sequestration (see explanation) Reduction per mt of wood waste: 1.18 mt CO2e annually (this breaks down to: 0.51 mt CO2e from bio -oil; 0.66 mt sequestered in biochar; 0.01 mt CO2e offset by waste heat) *sequestration related emissions not counted in GHG inventory or toward reduction goal. 7) Scope of emissions reduction: Scope 2 (bio - oil /waste heat); 8) Specific description of policy: Biochar provides an alternative use for available wood waste in the Dubuque area (see section: Wood Waste CHP). Biochar is created through pyrolysis, which is the thermal decomposition of organic matter in an oxygen -free environment. Pyrolysis produces liquid and gas products known as syngas and bio -oil, which can be used to displace fossil fuels. The process also yields a type of charcoal known as biochar, which can be a valuable soil amendment. Biochar sequesters carbon in a highly stable form that can remain stable for hundreds or thousands of years. This can make pyrolysis a carbon negative process, meaning that it takes more carbon out of the atmosphere than it puts in. 9) Barriers to implementation: Up front costs; infrastructure and administration; establishing markets for bio -oil and biochar products. 38 10) Co- benefits: Based on mean estimates from a study of the value of pyrolysis products (Coleman et al. 2010), value of bio -oil and biochar products is approximately $116 per ton of wood waste. This assumes that bio -oil will be used as a replacement heating oil, but several studies suggest that bio -oil is more valuable as a substitute for petro - chemicals in manufacturing, particularly for 'natural' or 'green' products (e.g. plastics, soaps, cleaning products). Air quality concerns are not a major issue with biochar, because the pyrolysis reaction is almost fully contained. 11) Explanation of GHG reduction impact: We assume that 1 mt of wood waste will produce 120 gallons of bio -oil, 0.25 mt of biochar, and 0.167 MMBTUs waste heat (Coleman et al. 2010) and that each gallon of bio -oil produces 80,000 BTUs. If bio -oil and waste heat offset natural gas (emission factor 0.05306 mt CO2e /MMBTU), they will offset 0.52 mt CO2e per mt wood. The 0.25 mt of biochar will offset 0.66 mt CO2e (sequestration factor of 2.93 mt CO2e per mt biochar). In total, this yields 1.18 mt CO2e reduction per dry mt wood waste, 44% of which is scope 1 via bio -oil and waste heat. The most likely scale is probably more on the order of 100 - 10,000 mt CO2e annually, which represents approximately 0.1 -10% of available wood waste (Haefke 2008). For scope 1 emission reductions only, 44% of 100 - 10,000 is 44 -4,400 mt. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Per mt estimates of GHG reductions should be relatively accurate; scale of facility is the major uncertainty. Also, hauling, sustainable forestry, and other life cycle costs and emissions should be considered. DMASWA - Methane Gas to Energy 1) Sector: Local energy - infrastructure 2) Policy name: DMASWA methane gas to energy 3) Policy type: Municipal/County 4) Affected entities: DMASWA; City of Dubuque; Dubuque County; landfill clients and customers. 5) Current status: Early planning 6) Estimated GHG reduction: 61,799 mt CO2e annually (11,799 mt from electricity /waste heat in addition to 50,000 mt from captured methane- - see section: Methane capture and flaring at DMASWA). Future expansions at currently active /uncapped cells could expand this capacity in the future. 7) Scope of emissions reduction: Scope 1 (methane combustion); Scope 2 (electricity /heat generation) 8) Specific description of policy: In 2007, Dubuque commissioned a study from Cornerstone Environmental Group, LLC, which identified the potential for a 2 MW Combined Heat and Power (CHP) landfill- gas-to- energy facility (Cornerstone 2008). This facility would capture methane and burn it to create energy equivalent to powering over 1,000 homes. CHP facilities produce electricity and also utilize resulting waste heat in surrounding buildings. 9) Barriers to implementation: Finding buyer(s) for electricity /heat; up front costs; transmission of heat /energy; permitting and siting of facility. 10) Co- benefits: Based on estimates from Cornerstone (2008), the landfill- gas-to- energy project could yield a high rate of return, with a net present value of approximately $1,909,431. 11) Explanation of GHG reduction impact: 39 50,000 mt CO2e per year from methane flaring plus 11,799 mt from electricity and waste heat from 2 MW landfill- gas-to- energy facility (Cornerstone 2008) using projected 2030 emission factors (Appendix A). 12) Relative confidence of GHG reduction estimate: High 13) Sources of uncertainty in GHG reduction estimate: Capture efficiency of collection system; capacity of CHP facility. WRRC - Methane CHP 1) Sector: Local energy - infrastructure 2) Policy name: WRRC - Methane CHP 3) Policy type: Fiscal 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Under construction (completion 2014) 6) Estimated GHG reduction: 2,367 mt CO2e annually at a 250 kW facility; 3,787 mt CO2e annually at a 400 kW facility (in addition to 928 mt from facility conversion to anaerobic digestion - -see section: WRRC- Anaerobic Digestion). 7) Scope of emissions reduction: Scope 1 (fuel oil and natural gas heating) ; Scope 2 (electricity) 8) Specific description of policy: Anaerobic digestion at the WRRC will produce methane, an odorless GHG that can be captured and burned for energy. If methane from the WRRC were utilized in a co- generation system, that system could meet the WRRC's heat and power requirements and reduce the facility's GHG emissions Methane from wastewater treatment could be supplemented with methane from food - scraps, which either could be transported to the WRRC by haulers or sent down sink disposals with other kitchen wastewater (see section: Waste Diversion - Food Scraps). 9) Barriers to implementation: Up front cost; design and construction 10) Co- benefits: With the continued rise in fuel and energy costs, these upgrades to the WRRC could significantly reduce annual operating costs by up to $750,000 per year (Strand 2008). Also, the lack of incineration will improve local air quality both directly and by reducing demand for 40 fossil fuel intensive energy from the electric grid. 11) Explanation of GHG reduction impact: Estimates from Strand Consultants report (Strand 2008) were used with projected 2030 grid emission factor (Appendix A). We assumed a 250 -400 kW generation capacity. Estimate includes both electricity and waste heat. 12) Relative confidence of GHG reduction estimate: High 13) Sources of uncertainty in GHG reduction estimate: No major uncertainties, but reduction depends on facility demand by community, efficiency of facility, size of facility, and utilization of waste heat. Local Clean Energy — Solar 1) Sector: Local energy - infrastructure 2) Policy name: Local clean energy - solar 3) Policy type: Municipal; Private Business; Utility; State /Federal 4) Affected entities: City of Dubuque; utility companies; local businesses; individuals 5) Current status: There are several installed and planned solar energy projects, including a 200 kW installation on the City of Dubuque Municipal Services Center. There are two locally owned and operated solar energy companies in Dubuque as of 2012. 6) Estimated GHG reduction: 9,618- 28,854 mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: The current economics and incentives surrounding solar PV create rapid returns on investment for business and commercial customers. Also, solar panels generate the most electricity in the middle of the day, when electricity demand typically is greatest and energy from the grid is most expensive to purchase. Also, solar systems are modular and can be expanded over time. There are many opportunities for solar energy in Dubuque. One current project is a 200 kW facility installed on the Dubuque Municipal Services Center (the 3`d largest solar installation in Iowa as of 2011). The project is set up as a lease agreement, where the City owns the property and has agreed to pay 11 cents per kWh to Eagle Point Solar, who maintains the equipment and is responsible for lease payments to the bank that financed the equipment. Eagle Point Solar can utilize state and federal renewable energy incentives because it is a tax- paying entity. In total, grants and incentives have 41 reduced capital costs for the project from an initial $1 million to $350,000 (SCN 2011b). Financing and cost offsets like this are typical for commercial scale solar systems. 9) Barriers to implementation: Iowa utility monopoly rights and regulations; securing renewable energy grants /incentives; siting; securing financial backing. 10) Co- benefits: As grid electricity rates continue to rise, businesses that utilize PPAs /lease agreements will enjoy stable long term energy costs because energy generated is often sold at a flat, contracted rate. Other benefits include local jobs and economic growth, improved air quality, and reduced grid demand at peak loading times, when prices can be highest and less efficient power facilities are brought into operation. Reduced peak loads also can lower costs for utilities, allowing them keep rates low. 11) Explanation of GHG reduction impact: Eagle Point Solar, Blue Sky Solar, and Solar Planet (all of Dubuque) project the installation of 750 kW /year of solar PV for commercial sites and 50 kW /year at residential sites in Dubuque. We also project the installation of an average of 5 solar hot water systems per year between 2010 and 2030. At projected 2030 emission factors (Appendix A) this will reduce 19,236 mt CO2e per year, with over 19,000 mt of this coming from solar PV. We assume a large margin of uncertainty (50 %), yielding a range of 9,618- 28,854 mt CO2e per year. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: GHG reduction per kW solar capacity is well known. However, future incentives for solar, future grid rates, and declines in the price of solar PV create uncertainty in future projections. Ultimate scale of solar installations by 2030 will vary significantly depending on these factors. Local Clean Energy — Small Wind 1) Sector: Local energy - infrastructure 2) Policy name: Local clean energy - small wind 3) Policy type: Municipal; Private Business; Utility; State /Federal 4) Affected entities: City of Dubuque; utility companies; local businesses; individuals 5) Current status: Prospective 6) Estimated GHG reduction: 100s of mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: Small wind refers to wind turbines scaled for on site generation at homes, businesses, and public facilities. Most are on the scale of 10 kW or less (1 kW yields 720 kWh per month, which is comparable to electricity demand of a small home). Average energy costs of individual turbine models over 20 years range from $0.13- 0.38 per kWh (not counting rebates and subsidies, which can significantly reduce costs and improve ROI) (AWEA 2011). According to the American Wind Energy Association, in 2010 alone the U.S. added 26% to its small wind capacity to reach 179 MW and 144,000 turbines nationally, and growth continues to accelerate (AWEA 2011). Smaller roof -top "urban turbines" grew faster than any other sector, with a 430% increase in sales from 2009 to 2010. In Iowa, over 100 small wind turbines were installed in 2010 alone, and this state is among the national leaders in small wind. Tax credits and utility rebates are available for funding. 9) Barriers to implementation: Iowa utility grid connection rates and policies; securing 42 renewable energy grants /incentives; siting; up front costs; local permitting. 10) Co- benefits: Stable electric rates for those installing turbines; local jobs and economic growth; improved air quality; reduced grid demand at peak loading times, when prices can be highest and less efficient power facilities are brought into operation. 11) Explanation of GHG reduction impact: We project the installation of an average of 40 kW of micro -wind systems per year between 2010 and 2030. At projected 2030 emission factors (Appendix A) this will reduce 792 mt CO2e per year, putting small wind in the 100s of mt impact range. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: GHG reduction per kW of wind turbines is well known. However, future incentives, future grid rates, and rate of decline in the price of wind systems and their alternatives (e.g. solar PV) create uncertainty in future projections. Ultimate scale of installations by 2030 will vary significantly depending on these factors. Hydroelectricity at Lock and Dam 11 1) Sector: Local energy - infrastructure 2) Policy name: Hydroelectricity at Lock and Dam 11 3) Policy type: Utility; Municipal; Community Policy; Businesses 4) Affected entities: Individual residents and business owners; utility companies 5) Current status: Ongoing 6) Estimated GHG reduction: 50,030 mt CO2e annually (5,000 mt CO2e per MW) 7) Scope of emissions reduction: Scope 2 8) Specific description of policy: Proposed hydroelectricity projects at Lock and Dam 11 are mostly low impact hydro facilities that utilize existing infrastructure while adding generating turbines. Facilities ranging in size from 10 -27 MW have been proposed. Other Lock and Dam facilities along the Mississippi have successfully implemented hydroelectricity generation and Lock and Dam 11 also appears to be a suitable site. Flow and water levels would have to be maintained per U.S. Army Corps of Engineers regulations (HG Energy, personal communication). 9) Barriers to implementation: Dubuque currently does not hold the permit for hydroelectricity development, and the current permit holder shows no immediate signs of developing the Dubuque hydro site. Even if the project could be administered as a PPA, local entities would be unlikely to demand such a large amount of renewable energy in the near term. A large business or coalition of businesses demanding large amounts of energy could facilitate such a project but would have to be established/administered. Another potential avenue is for Alliant Energy or another regional energy company to develop the site and add it to their capacity. However, for 43 this to happen the project would have to prove cost competitive with their current pricing and energy sources. An expanded renewable energy portfolio standard in Iowa and/or the state joining the REC (renewable energy credit) market could motivate this. 10) Co- benefits: Air quality; local jobs. 11) Explanation of GHG reduction impact: According to HG energy, a 10 MW hydroelectric facility is feasible at Dubuque Lock and Dam 11, which would produce 61,362 MWh/year (HG Energy 2011). Under projected 2030 emission factors (Appendix A), this would reduce Dubuque's GHG emissions by approximately 50,030 mt CO2e per year. Other energy developers have estimated higher capacity at the Lock and Dam. For instance, the current preliminary permit holder (Western Minnesota Municipal Power Agency — through 2014) proposed a 27 MW project, while another 2011 applicant proposed an 18 MW project (FERC 2011). Respectively, these would yield 140,000 and 93,400 mt CO2e annual reduction. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Ultimate size of project. However, given a project of a particular size, the GHG reduction can be calculated easily (5,000 mt CO2e per MW). Dubuque Generating Station to Natural Gas 1) Sector: Local energy - infrastructure 2) Policy name: Dubuque Generating Stat Natural Gas natural gas is 50% that of coal (36.7% lower than estimated 2030 grid emissions factors from on to Appendix A; DOE 2010), and that the plant runs at 50% capacity, the total reduction is estimated at 78,460 mt CO2e per year, though it could be up to twice that at full capacity. 3) Policy type: Utility 4) Affected entities: Utility 5) Current status: Not under consideration 6) Estimated GHG reduction: 78,460 mtCO2e annually by 2030 (but see explanation in item 11, below)). 7) Scope of emissions reduction: Scope 2 8) Specific description of policy: It is feasible that Alliant Energy's Dubuque Generating station coal plant could eventually be converted to burning natural gas after its scheduled shutdown in 2014. Natural gas prices have declined in recent years (DOE 2011e) and natural gas based generation is replacing coal in many parts of the country (Milwaukee Journal Sentinel 2012). Also, energy generated from natural gas typically has a lower GHG intensity than energy generated from coal, so if natural gas replaces coal it can reduce the carbon intensity of electricity. At this time there is no indication that Alliant Energy is considering a plant conversion. However, it is technically possible and, given the continued favorable prices of natural gas, was included in this report as an information item. 9) Barriers to implementation: Technical; cost of conversion; efficiency /inefficiency of older plant infrastructure. 10) Co- benefits: Air quality; local jobs 11) Explanation of GHG reduction impact: The Dubuque Generating Station had a nameplate capacity of 81.2 MW as a coal plant. We assume a similar capacity for a natural gas fired plant. Assuming that the carbon intensity of 44 Most of this energy probably would be used locally in Dubuque, but not all of it. So the precise impact of such a facility on Dubuque's GHG emissions cannot be determined precisely. Also, uncertainties in the carbon intensity of non - conventional natural gas should be considered. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: There are currently no plans to repower the plant with natural gas, so the scale of the project is speculative and based solely on historic capacity at the plant. Also, the energy generated at this plant is unlikely to all be used locally, so the impact on Dubuque's GHG emissions is difficult to estimate. District Heating - Natural Gas (Millwork District) 1) Sector: Local energy - infrastructure 2) Policy name: District Heating - Natural Gas (Millwork District) 3) Policy type: Utility 4) Affected entities: Utility 5) Current status: Not currently under consideration; prospective. 6) Estimated GHG reduction: 119,330 mtCO2e annually by 2030 (but see explanation) 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: While a wood waste CHP facility is not likely to be pursued, a natural gas based district heating system could still potentially be pursued. Natural gas prices have declined in recent years (DOE 2011e) and natural gas based generation is replacing coal in many parts of the country (Milwaukee Journal Sentinel 2012). Also, energy generated from natural gas typically has a lower GHG intensity than energy generated from coal, so if natural gas replaces coal it can reduce the carbon intensity of electricity. At this time a natural gas CHP system in the Millwork District (or elsewhere in Dubuque) is not under consideration. However, it is technically feasible and, given the continued favorable prices of natural gas, was included in this report as an information item. 9) Barriers to implementation: Initial cost; technical barriers; infrastructure challenges 10) Co- benefits: Energy costs; air quality 11) Explanation of GHG reduction impact: Heafke and Associates (2008) assessed a 43 MW wood waste CHP facility, so these estimates assume a similar generating capacity. Assuming 45 that the carbon intensity of natural gas is 50% that of coal (36.7% better than estimated 2030 grid emissions factors from Appendix A; DOE 2010), and that the plant runs at full capacity, the total electricity - related reduction is estimated at 81,888 mt CO2e per year. Additional emissions reductions can be derived from waste heat from the CHP facility. As a rough estimate of this reduction, we assumed captured waste heat would increase system efficiency by 25 %, which would yield 37,441 mt CO2e per year by offsetting natural gas heating. In total, heat and power could reduce GHG emissions by approximately 119,330 mt CO2e per year. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Size of system; efficiency of generators; efficiency of heat capture. Assumption that electricity is used locally rather than sold into grid. Renewable Energy PPAs 1) Sector: Local energy - policy 2) Policy name: Renewable energy PPAs 3) Policy type: Municipal; Private Business; Utility; State /Federal 4) Affected entities: City of Dubuque; utility companies; local businesses; individuals 5) Current status: Some implementation 6) Estimated GHG reduction: fi 1,000s of mt CO2e annually by 2030. tMuch of this reduction is already assumed in the section: Local Clean Energy - Solar, so adding the two directly would double -count reductions 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: Renewable energy partner purchase agreements (PPAs) provide a pathway for Dubuque businesses to install renewable energy without incurring risk or taking on responsibility for equipment maintenance. PPAs are set up so that the installer is also the owner of the generating equipment. The owner then sells electricity at a fixed contracted rate to a business or buyer. Financing for the project is built into the contract between the two parties along with a maintenance schedule and insurance. Solar PV systems are often the object of PPAs because the current economics and incentives surrounding solar PV are attractive. Also, solar panels generate the most electricity in the middle of the day, when electricity demand is greatest and energy from the grid is most expensive to purchase. Also, solar systems are modular and can be expanded over time. 9) Barriers to implementation: Iowa utility monopoly rights and regulations; securing renewable energy grants /incentives; siting; 46 securing financial backing. 10) Co- benefits: As grid electricity rates continue to rise, businesses that utilize PPAs will enjoy stable long term energy costs because the energy generated from the PAA is sold at a flat, contracted rate. Other benefits include local jobs and economic growth, improved air quality, and reduced grid demand at peak loading times, when prices can be highest and less efficient power facilities are brought into operation. Reduced peak loads can lower variable costs for utilities, allowing them keep rates low. 11) Explanation of GHG reduction impact: PPAs are typically larger commercial scale projects, so their GHG impacts can be significant. Assuming an additional 50 -150 kW of installed capacity per year due to PPAs, and 1,460 kWh per year per kW solar in Dubuque, this could yield 1,000 to 3,200 mt CO2e annually by 2030 under assumed 2030 emission factors (Appendix A). This puts the potential impact of renewable PPAs in the 1,000s of mt impact category. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: GHG reduction per kW installed solar is well known. However, future incentives for solar, future grid rates, and rate of decline in the price of solar PV create uncertainty in future projections. Likely scale of solar installations by 2030 could vary significantly depending on these factors. Distributed Energy Policies (residential) 1) Sector: Local energy - policy 2) Policy name: Distributed energy policies (residential) 3) Policy type: Community policy; Utility; State /Federal; Individuals 4) Affected entities: City of Dubuque; utility companies; local businesses; individuals 5) Current status: Pending. 6) Estimated GHG reduction: 100s of mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: Distributed energy refers to energy created at or near the site of use. For example, homeowners getting a portion of their energy from rooftop solar panels instead of getting all electricity from the grid. Several distributed renewable energy systems are available to homeowners, including solar PV, solar thermal water heaters, small wind systems, and geothermal (see section Ground source heat pumps). There are several ways for local governments to facilitate the expansion of distributed energy in the community. Options include: A Adopt recommendations of DOE Rooftop Solar Challenge program (see section: DOE Rooftop Solar Challenge) A Work with local/regional financial institutions to develop loans, mortgages, and other financing options that support and encourage distributed energy. See section: Local Green Financing section for additional discussion. A Adopt City policy or recommendation to make new homes 'solar ready.' Pilot projects 47 could be conducted in partnership with select developers /developments, offering incentives for them to create 'solar neighborhood' demonstration projects. A Provide incentives and technical support for homeowners installing renewable energy systems, including free technical assistance and rebates. 9) Barriers to implementation: Up front cost; siting and retrofitting; education. 10) Co- benefits: Reduced energy demand and energy costs. 11) Explanation of GHG reduction impact: Based on recent solar installation trends in Dubuque, residential installations are anticipated to be on the order of 50 kW installed per year between 2010 and 2030. This is equivalent to nearly 1,190 mt CO2e per year using projected 2030 grid emission factors (Appendix A). We assume that policies streamlining and incentivizing residential solar could increase solar installs by 10 -100% of current anticipated amounts, which falls near the range of 100s of mt CO2e per year. Notably, if small scale renewables become much less expensive and /or enjoy significant incentives, maximum impact of residential solar could be much higher. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: It is simple to calculate the CO2e offset of an individual system but very difficult to predict renewable energy market forces, government incentives, and economic conditions. Distributed Energy Policies (commercial and public buildings) 1) Sector: Local energy - policy 2) Policy name: Distributed energy policies (commercial and public buildings) 3) Policy type: Community policy; Utility; State /Federal; Businesses 4) Affected entities: City of Dubuque; utility companies; local businesses 5) Current status: Pending 6) Estimated GHG reduction: 1,000s of mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: Distributed energy refers to energy created at or near the site of use. In other words, commercial and municipal entities can generate their own energy on site to offset their electric grid demand. There are several policy options available to facilitate renewables on commercial and public buildings: A Provide incentives such as fee reduction/waivers, expedited permitting, grants, awards, and free technical assistance to developments and buildings that incorporate renewable energy A Work with local /regional financial institutions to develop loans, mortgages, and other financing options that support and encourage distributed energy. See section: Local Green Financing section for additional discussion. A Adopt policy or recommendation that re- roofing projects on City or publicly financed buildings must be solar ready, except where additional cost exceeds a certain threshold. 48 A Lobby state and federal agencies to create tax exemptions, tax rebates, and other financial rewards and incentives that support distributed energy. A Adopt best practices from DOE Rooftop Solar Challenge (see section: DOE Rooftop Solar Challenge) 9) Barriers to implementation: Up front cost; siting and retrofitting; policy design and adoption. 10) Co- benefits: Reduced energy demand and ongoing energy costs 11) Explanation of GHG reduction impact: Based on recent solar installation trends in Dubuque, residential installations are anticipated to amount to 21,900,000 kWh per year by 2030 (750 kW installed per year on average). This is equivalent to around 17,856 mt CO2e per year under projected grid emission factors by 2030 (Appendix A). The 1,000s of mt range roughly corresponds to a potential gain of 5 -50% due to local policies discussed in this section. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: It is easy to calculate the CO2e offset of an individual systems, but very difficult to predict renewable energy market forces, government incentives, and economic conditions. DOE Rooftop Solar Challenge 1) Sector: Local energy - policy 2) Policy name: DOE Rooftop Solar Challenge 3) Policy type: Community Policy; Utility; Businesses; Individuals 4) Affected entities: City of Dubuque; utility companies; local businesses; individuals 5) Current status: Pending conclusion of Rooftop Solar Challenge program. 6) Estimated GHG reduction: 1,000s of mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: The U.S. Department of Energy (DOE) administers several programs relevant to Dubuque's local energy efforts. Foremost among them is the DOE's Rooftop Solar Challenge, which has awarded $12 million in grants to 22 local and regional teams to improve market conditions for rooftop solar photovoltaics (PV) in their communities and throughout the United States. DOE is funding the awardees to address key market barriers to local solar PV, emphasizing streamlined and standardized permitting in particular (DOE 2011a). In other words, the goal is to develop and test local programs and procedures that lower the cost and streamline the process of installing solar PV in residential and commercial settings. These so- called "soft costs" of solar systems, such as permitting, zoning, and hooking up to the grid, can comprise up to 40% of a given solar project (DOE 2011). So identifying paths around those barriers holds significant promise for boosting rooftop solar in local communities, particularly for homeowners. 49 9) Barriers to implementation: Barriers (and ways around them) will likely be identified in the final results /reports of the program. Appropriate and expedient implementation will be the main challenges. Administrative and technical expertise also will be necessary. 10) Co- benefits: Reduced cost and streamlined regulatory process of solar energy systems (and, by proxy, other distributed renewable energy systems); greater renewable energy capacity increases long term stability of business and homeowner energy costs; indirectly improves air quality by reducing grid demand. 11) Explanation of GHG reduction impact: We assume that anticipated scale of solar PV in Dubuque by 2030 (see section: Local Clean Energy - Solar) could be increased by up to 50% in Dubuque. However, the impact of policy measures on market behavior is uncertain, so we assign a broad range of 100 - 10,000 mt CO2e per year by 2030. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Without knowing the specific recommendations coming from this program, it is impossible to predict their impact. However, given that projected solar capacity by 2030 under current market and regulatory conditions is nearly 20,000 mt CO2e per year (see section: Local Clean Energy - Solar), 1,000- 10,000 mt would represent a roughly 5 to 50% improvement due to Rooftop Solar Challenge recommendations. Notably, there is significant overlap between the impact of these policies and those outlined in the sections: Distributed Energy Policies (residential) and Distributed Energy Policies (commercial and public buildings), so future updates of this report should be wary of double counting. Local Green Financing 1) Sector: Local energy - policy 2) Policy name: Local green financing 3) Policy type: Businesses; Municipal; Community policy; Individuals 4) Affected entities: City of Dubuque; financial institutions; business and homeowners 5) Current status: Ongoing 6) Estimated GHG reduction: No separate estimate given, but important for all aforementioned business and homeowner related energy programs to reach full potential. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: Local 'green financing' has been mentioned elsewhere in this report but is important to so many potential actions that it is given its own section. Renewable energy and efficiency improvements can pay for themselves within a few years and afterwards lead to significant savings on energy costs. Despite the excellent long -term financial prospects, up -front cost is often a significant barrier. A reliable source of financing for such projects could significantly boost demand for energy efficiency and renewables in Dubuque. Working with local and /or regional financial institutions to encourage them to facilitate low interest loans for such projects could be one way for Dubuque to achieve this. Green financing options could then be promoted to developers, real estate agencies, and individual homeowners /buyers. As of 2012, several financial institutions including Dutrac, Premier Bank, and Dubuque Bank & Trust independently offer such "green loans" to commercial and /or residential customers. The availability of these loans could be promoted by the City and other 50 community organizations to help connect institutions with potential customers. Babylon, NY, Berkeley, CA, Cambridge, MA, Sonoma County, CA, and Milwaukee, WI all have well developed local green financing programs. The Milwaukee Me2 program in particular is a public /private partnership that could provide ideas for Dubuque. 9) Barriers to implementation: Program design; developing partnerships with financial institutions; advertising to customers 10) Co- benefits: Deferred up front cost of renewable energy system installation. Stable long term energy costs for homes and businesses. Improved air quality. Removal of barriers to renewable energy and efficiency installations 11) Explanation of GHG reduction impact: No separate estimate provided. See previous sections regarding business /home related renewable energy programs for potential scale of impact 12) Relative confidence of GHG reduction estimate: N/A 13) Sources of uncertainty in GHG reduction estimate: N/A EPA Green Power Community 1) Sector: Local energy - policy 2) Policy name: EPA Green Power Community 3) Policy type: Businesses; Individuals; Utility 4) Affected entities: Individual residents and business owners; utility companies 5) Current status: Ongoing 6) Estimated GHG reduction: 1,000s of mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 2 8) Specific description of policy: EPA Green Power Communities (GPCs) are towns, villages, cities, counties, or tribal governments in which the local government, businesses, and residents collectively buy green power in amounts that meet or exceed EPA's Green Power Community purchase requirements, which is 5% for a community of Dubuque's size and electricity use. Between local renewables (see previous sections) and voluntary renewable energy purchasing programs, Dubuque seems well positioned to achieve the GPC designation. Second Nature and Watts Green are voluntary renewable energy purchasing programs offered by Alliant Energy and Maquoketa Valley Cooperative, respectively, through which customers can purchase a percentage of their power from renewable sources. Standard levels are 25 %, 50 %, 75 %, and 100 %, though businesses can select their own level. Essentially, choosing a level creates a specified surcharge on a customer's monthly utility bill, the proceeds of which go to renewable energy purchase (80 %) and education/administration (20 %). 9) Barriers to implementation: Cost; awareness by consumers. 51 10) Co- benefits: Air quality; community engagement and eco- literacy. 11) Explanation of GHG reduction impact: In 2012, Alliant Energy estimated that 402 households in Dubuque were enrolled in 2nd Nature; approximately 200 of those households enrolled between 2007 -2009, for an average of 67 per year (Alliant Energy, personal communication 2010). Assuming that 50 new households using 1,200 kWh per month enroll each year at an average level of 30 %, this would yield 4,250 mt CO2e reduction per year by 2030 ( -2.94 mt per household per year), putting the impact of the program in the 1,000s of mt CO2e annually range. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Individual behavior; utility rates; general health of economy (i.e. recession vs growth). Renewable Energy Property Tax Exemption 1) Sector: Local energy - policy 2) Policy name: Renewable energy property tax exemption 3) Policy type: Community policy 4) Affected entities: City of Dubuque; businesses; homeowners 5) Current status: Not currently under consideration 6) Estimated GHG reduction: 100s of mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: This program would provide exemptions from property taxes for certain renewable energy installations, including solar PV, solar thermal (e.g. solar hot water heaters), wind, and ground source heat pumps. In other words, assessors would not add the value of renewable energy systems to the taxable value of a property. This exemption is generally applied to both residential homeowners and commercial/industrial facilities. Iowa Code §441.21(8) already exempts solar and wind energy systems from state property taxes for five full assessment years and provides local governments with a local option to exempt wind energy systems from local property taxes. Dubuque has no such a policy, but adoption could enhance the financial incentives for investing in renewable energy systems. With rising conventional energy prices and the falling cost of renewable energy, renewables are poised to grow significantly over the coming years. A policy could be structured in other ways as well. For instance, municipal utility bills could be discounted based on the value of commercial/residential renewable systems. Such 52 a program also has the potential to expand to include all major renewable energy systems (e.g. geothermal) and even certain major home energy efficiency improvements (e.g. Energy Star HVAC systems, window and door installations) in order to facilitate the growth of all effective clean energy and efficiency technologies. Expanding system eligibility would require changes in current state law, but demand from local governments could catalyze those changes. 9) Barriers to implementation: State of Iowa Code for inclusion of broader suite of energy saving measures beyond solar and wind; tax revenue concerns. 10) Co- benefits. Improved air quality; lower energy costs; greater certainty of future energy costs; remove barriers to renewable energy and efficiency installations 11) Explanation of GHG reduction impact: Based on estimated local renewable energy by 2030 (20,000 mt CO2e per year; see sections: Local Clean Energy -Solar and Ground Source Heat Pumps), 100s of mt CO2e annually would represent a 0.5 to 5% increase in renewable installation due to a renewable energy property tax exemption. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Individual system installations have relatively well established impacts on efficiency. However, the number of installations spurred by such a policy by 2030 will depend on demand saturation, energy prices, incentives, system costs, and the suite of qualifying energy use reduction measures. Policy Descriptions: III. Transportation Introduction: Transportation accounted for 277,703 mt CO2e in 2011, or 23 %, of Dubuque's total emissions (Table 1). As such, efforts to streamline and improve the efficiency of Dubuque's transportation system could yield significant reductions in the community's GHG emissions. However, the primary benefits of enhancing Dubuque's transportation system are the convenience, safety, cost, and efficiency for users of Dubuque's roadways and travel corridors. This section will describe transportation related strategies by which Dubuque can reduce its greenhouse gas emissions (Table 5). Table 5. Transportation related GHG reduction strategies and their potential impact in Dubuque, IA. Strategy Estimated GHG reduction (mt CO2e per year by 2030) Complete Streets 9,303 — 27,909 p. 53 The Jule — Dubuque transit system redesign 100s p. 54 The Jule —fuel efficient buses 1,008 p. 55 Dubuque Intermodal Transportation Facility 2,255 p. 56 Southwest Arterial 7,762 p. 57 Smarter City ITS 4,591 p. 58 Particle filters on diesel City fleet vehicles *861 p. 59 EV charging infrastructure 1,000s p. 60 Car sharing 10s p. 61 Parking 100s p. 62 Transit policies and programs 100 — 10,000 p. 63 Bicycle policies and programs 100 —1.000 p. 64 Safe Routes to School /Safe Routes to Play 10 —100 p. 65 Roundabouts 100 —1,000 p. 66 Signal timing optimization 100 —1,000 p. 67 Idling reduction 50 — 500 p. 68 Total potential impact (scope 1 — average of range) % total reduction goal (520,000 mt of reductions by 2030) 47,944 I 9.2% *Black carbon - not counted in inventory or toward 50% by 2030 goal 53 Complete Streets 1) Sector: Transportation 2) Policy name: Complete streets 3) Policy type: Local policy 4) Affected entities: City of Dubuque; residents; visitors; businesses; commuters; commercial drivers 5) Current status: Policy adopted by City Council in 2011; supported by DMATS resolution in 2010. Demonstration project in Historic Millwork District completed in 2012, supported by $5 million TIGER grant. 6) Estimated GHG reduction: 9,303- 27,909 mt CO2e annually. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Complete streets is a planning and design process that ensures that the health, safety, and mobility of all transportation users are considered in all phases of road project planning, including motorists, pedestrians, bicyclists, public transit users, commercial vehicles, and people of all ages and abilities. Complete streets does not mean "all modes on all roads," nor does it require specific design features like sidewalks, bicycle lanes, or transit stops on any particular street. For each project, planners evaluate the current and future needs of all users and design accordingly. Complete streets also does not require immediate reconstruction of roads, but is implemented during regularly scheduled road construction, reconstruction, and maintenance. This allows planners and engineers to implement complete streets one project at a time, gradually piecing together a complete transportation network that efficiently serves the needs of all users. 9) Barriers to implementation: Planning 54 standards and design manual; congruity with state and county roadways. 10) Co- benefits: The GHG reduction from complete streets is important but is not its primary benefit. The main benefit is bringing safe and convenient mobility options to citizens who are poorly served by conventional transportation and struggle every day to reach workplaces, shopping, medical care, and other essential destinations. Complete streets also can boost local commerce, improve health and fitness, and improve air quality, thereby saving money on preventable health care costs and lost work productivity. Additionally, complete streets can reduce traffic volume and congestion within the city, minimize travel times, lower fuel costs and consumption for drivers, and improve traffic safety. The full suite of potential benefits are detailed in Green Dubuque's 2010 report on complete streets in Dubuque (Schatz 2010). 11) Explanation of GHG reduction impact: According to several studies (Bartholomew 2009; CCAP 2010; Winkelman et al. 2009), comprehensive policies like complete streets can typically reduce vehicle miles traveled (VMT) by 10% or more. That 10% reduction is considered a baseline around which actual reductions will vary. 9,303- 27,909 mt CO2e per year represents a 5 -15% decrease (assuming a 33% improvement in overall fleet fuel economy from 2007 to 2030 - -see section Baseline Scenario). 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Uncertain impact on individual behavior. Higher oil prices by 2030 could significantly increase demand for alternative modes and GHG impact of complete streets. The Jule - Dubuque Transit System Redesign 1) Sector: Transportation 2) Policy name: The Jule - Dubuque transit system redesign 3) Policy type: Municipal; Community policy; Individuals 4) Affected entities: City of Dubuque; DMATS /ECIA, residents; businesses; visitors 5) Current status: Ongoing implementation during 2010 -2012. In 2010, ridership increased by 10.7% and cost per ride decreased by 14.5% 6) Estimated GHG reduction: 100s of mt CO2e annually 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: In 2009, the City of Dubuque and ECIA rebranded the former Keyline transit system and improved the design and overall management of routes and operations, creating the new "Jule" transit system. Routes and schedules are being carefully redesigned to match the needs of existing and potential riders, which will improve route efficiency, cut costs, increase ridership, and bring bus service to more people who demand it. The new transit system includes a new fleet of fuel efficient buses (see section: The Jule - Fuel efficient buses) that will utilize electronic fare boxes (rather than, for instance, punchcards), automated announcement systems, and online scheduling and tracking software that will allow transit users to more easily find their routes and track bus arrivals and departures. 9) Barriers to implementation: Attracting ridership; educating Dubuque community about changes; getting current/prospective bus riders to try /adopt the system. 10) Co- benefits: Improved route efficiency, convenient transportation options for those who choose public transit and those who have no 55 choice, reduced roadway congestion, increased traffic safety, improved health and air quality, increased commerce /labor opportunities as more people can reach workplaces and shopping destinations, and lower individual transportation costs. 11) Explanation of GHG reduction impact: Assuming: (1) a single bus trip reduces GHG emissions by 10 lbs CO2 (publictransportation.org); (2) 276,342 trips per year on the Jule (LCS Transportation Consultants 2009); (3) a 50% increase in ridership due to the efforts described above, the GHG impact is estimated at 460 mt CO2e annually, which puts this in the 100s of mt per year range. 50% increase in ridership by 2030 appears conservative considering that ridership increased over 10% in 2010 alone. These estimates assume that people riding the bus would otherwise drive the same distance in an average automobile. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Uncertain effects on individual behavior. Oil prices, if significantly higher by 2030, could increase demand for alternative modes. The intermodal transportation facility could also bolster the impact of complete streets significantly. The Jule - Fuel Efficient Buses 1) Sector: Transportation 2) Policy name: The Jule - Fuel efficient buses 3) Policy type: Municipal; Community policy; Individuals 4) Affected entities: The Jule; DMATS /ECIA; City of Dubuque; residents; businesses; visitors 5) Current status: Ongoing implementation in 2011 -2012. 6) Estimated GHG reduction: 1,008 mt CO2e annually by 2030 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: In 2010, ECIA and the City of Dubuque received grants to replace the Keyline (now known as the Jule) bus fleet and equip the new buses with intelligent transportation system (ITS) technology. Through these grants, the City acquired $3.8 million for fleet replacement. The ITS system includes electronic fare boxes (rather than, for instance, punchcards), automated announcement systems, and scheduling and tracking software that will allow transit users to more easily find their routes and track bus arrivals and departures. The buses will consist of clean diesel vehicles that will significantly improve fuel economy and air quality. 9) Barriers to implementation: Attracting ridership; educating Dubuque community about changes; getting current/prospective bus riders to try the system, then adopt it. 10) Co- benefits: Lower maintenance costs and longer lifespan of new buses; lower transit system operating costs due to greater fuel efficiency; reduced traffic volume and congestion within the city; improved health and air quality; reducing travel times; lower fuel use and cost for drivers; and improved traffic safety. 56 11) Explanation of GHG reduction impact: If ridership remains the same, the fleet upgrades will prevent approximately 1,008 tonnes of CO2e emissions per year based on recent mileage and fuel use totals (City of Dubuque 2010). However, if the redesign of the Jule transit system (see section: The Jule - Dubuque Transit System Redesign) increases ridership, these savings will be higher (e.g. a 30% increase in ridership would increase this by 30 %). In any case, the reduction is almost certain to be in the range of a few thousand mt CO2e per year. For instance, if ridership remains static, the reduction will be 1,000 mt. If ridership increases by, say, 50 %, then it will be 1,500 mt per year. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Ridership response to new buses /transit system. Dubuque Intermodal Transportation Center 1) Sector: Transportation 2) Policy name: Dubuque Intermodal Transportation Center 3) Policy type: Municipal; Community policy 4) Affected entities: The Jule; DMATS /ECIA; City of Dubuque; residents; businesses; visitors 5) Current status: Planning largely complete. Construction pending grants /funding. 6) Estimated GHG reduction: 2,255 mt CO2e annually by 2030 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: The Dubuque Intermodal Transportation Center (DITC) is a proposed facility that will connect air, rail, bus, automobile, and river traffic at a single integrated transportation hub. Dubuque currently has no facility where all travel and mobility options are linked in a convenient, central location. For instance, local and interstate bus services, airport shuttle services, long and short term vehicle parking, and boat traffic all require users to travel to different locations across the city, making it challenging to effectively move from one mode to another, or even to effectively utilize a single mode (e.g. local buses). This limits demand for alternative transportation modes as well as decreasing the convenience and efficiency of the overall transportation network. The benefits of the facility would be further enhanced by the proposed Amtrak route between Dubuque and Chicago. The proposed facility would be located near the Port of Dubuque and Historic Millwork District, with convenient access to surrounding businesses, tourist attractions, the Mississippi River, and U.S. Highways 20, 52, 61, and 151, which link Dubuque to other cities while serving as arterials to all parts of the community. 57 9) Barriers to implementation: Securing funding. 10) Co- benefits: Direct benefits include enhanced convenience for all transportation modes, increased parking in the downtown and Port of Dubuque areas, and enhanced tourism and commerce. Other benefits include improved air quality, decreased traffic congestion, and improved transportation safety. Significant numbers of construction related and permanent jobs would also be created. The City of Dubuque anticipates the creation of over 100 jobs and between $100 and $200 million in cumulative benefits over the next 30 years. The DITC is also an example of infill development (see section: Infill Development), as the proposed site is on an existing brownfield in a central downtown location. 11) Explanation of GHG reduction impact: The City of Dubuque estimated that over 30 years, 102 tonnes of NOx (310 times the global warming potential of CO2) and 45,088 mt CO2e will be prevented by the intermodal facility by 2030 (total), which equates to 2,255 tonnes CO2e per year (City of Dubuque 2011). 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Uncertain effects on individual behavior. Oil prices, if significantly higher by 2030, could increase demand for alternative modes. Fate of passenger rail line to Chicago. Southwest Arterial 1) Sector: Transportation 2) Policy name: Southwest Arterial 3) Policy type: Municipal 4) Affected entities: DMATS /ECIA; City of Dubuque; residents; businesses; visitors; commercial vehicles. 5) Current status: As of 2012, the preliminary engineering design phase is completed and the Southwest Arterial project is now proceeding with the final engineering design phase, right -of- way property acquisition, and archaeological and cultural resource phase III mitigation work. The first phase of construction began late 2010. 6) Estimated GHG reduction: 7,762 mt CO2e annually 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: The Southwest Arterial will be a 6.1 -mile four -lane divided freeway that will provide an alternative route for traffic through southwestern Dubuque. It will connect the Dubuque Technology Park on Dubuque's SW side, the new Dubuque Industrial Center West, and the existing Dubuque Industrial Center on Dubuque's NW side. The Southwest Arterial will provide an alternate, direct, and efficient route for traffic through southwestern Dubuque, which will avoid the numerous signalized intersections on Hwy 61/151, Hwy 20, and Central Avenue (Hwy 52/3). The Southwest Arterial will provide an efficient bypass around the City, thereby reducing travel times and minimizing delay by reducing traffic volumes and congestion on the local street system. In addition, the City is considering a cutting edge 'green streets' initiative for the project, which would minimize construction waste and landscape impact of the SW Arterial and incorporate sustainable design and 'complete streets' related features. 58 9) Barriers to implementation: Securing full funding. 10) Co- benefits: Reduced traffic volume and congestion within the city, improved health and air quality, reducing travel times, lower fuel use and cost for drivers, and improved traffic safety. 11) Explanation of GHG reduction impact: Estimate taken from the 2010 City of Dubuque's Federal TIGER Grant application (City of Dubuque 2010b). 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Uncertain effects on individual behavior and traffic patterns within City. Smarter City ITS 1) Sector: Transportation 2) Policy name: Smarter City ITS 3) Policy type: Municipal; Community policy; Individuals 4) Affected entities: Residents; visitors; IBM; City of Dubuque 5) Current status: Pilot study underway. In 2012, Dubuque received a $1.6 million ICAAP (Iowa Clean Air Attainment Program) grant for the SmartTransit component of its Smarter Travel Pilot Study. 6) Estimated GHG reduction: 9,040 mt CO2e annually 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: The Smarter City Intelligent Transportation Solution (Smarter City ITS) is a partnership between the City of Dubuque and IBM to provide a sophisticated system for analyzing real -time transportation data that will facilitate data -based improvements in overall travel efficiency in Dubuque. 9) Barriers to implementation: Data analysis and implementation; participant recruitment. 10) Co- benefits: Reduced traffic congestion within the city, improved health and air quality, reducing travel times, lower fuel use and cost for drivers, and improved traffic safety. 11) Explanation of GHG reduction impact: Estimate came from Dubuque's 2009 Federal Tiger Grant application for the program 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate. Impact/implementation of data analysis results. 59 Particle Filters 1) Sector: Transportation 2) Policy name: Particle filters on diesel City fleet vehicles 3) Policy type: Municipal 4) Affected entities: City of Dubuque; residents 5) Current status: Not currently under consideration as of 2012. However, Dubuque is currently incorporating biodiesel into its fuel mix, which will also mitigate black carbon emissions. Also, newer vehicles have better emissions controls 6) Estimated GHG reduction: *861 mt CO2e annually. *black carbon not counted in inventory or toward GHG reduction goal 7) Scope of emissions reduction: *Scope 1 8) Specific description of policy: Black carbon is essentially soot produced by the combustion of fossil fuels and biomass. The majority of black carbon emissions in the US come from diesel engines as well as wood burning stoves and other unfiltered biomass burning. Black carbon has long been regulated for its negative air quality and health impacts but has recently drawn attention for its climate impacts. For diesel vehicles in particular several mitigation technologies are available. Most diesel engines can be easily and inexpensively retrofitted with diesel particle filters to eliminate over 90% of black carbon emissions. The City of Dubuque could retrofit municipally owned diesel vehicles with particle filters. Newer vehicles tend to be more efficient, so older vehicles should be prioritized. 60 9) Barriers to implementation: Up front costs 10) Co- benefits. Improved air quality and local health. 11) Explanation of GHG reduction impact: Numbers are based on diesel fuel use in 2003 and 2007 by City fleet vehicles of various model years (oldest being 1971; newest being 2008). We use an emission factor of 0.002 kg black per gallon of diesel and a GWP of 2,200 mt CO2e per mt black carbon (Bond and Sun 2005). 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Estimates of GHG reduction per gallon fuel should be reliable (assuming GWP for black carbon is accurate), so number of vehicles will determine impact. Since 1988, diesel engines have had to meet increasingly stringent emissions standards. Particle filters are not explicitly required, but more stringent requirements are making them standard features, and by 2030 most operational diesel vehicles in the Dubuque fleet will undoubtedly have particle filters installed. Still, particle filters are often low cost, so they may be a good solution in the interim. EV Charging Infrastructure 1) Sector: Transportation 2) Policy name: EV charging infrastructure 3) Policy type: Business; Individual; Community policy 4) Affected entities: City of Dubuque; residents; businesses 5) Current status: Not currently under consideration. 6) Estimated GHG reduction: 1,000s of mt CO2e annually. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Current plug in electric vehicles (EVs) have the potential to cut vehicle fuel costs by 70% or more. For instance, the Tesla Model S has a range of over 250 miles and an EPA rated economy of 38 kWh per 100 miles. At $0.10 per kWh, that translates to $3.80 per 100 driving miles, comparable to the current price of a single gallon of gasoline. The US has set a goal of one million electric vehicles on American highways by 2015. With the 12th lowest electricity rates in the country, Iowa consumers are positioned to significantly benefit from affordable EVs and accessible vehicle charging infrastructure. EVs also have the potential to serve as energy storage units for the regional electric grid. Bi- directional charging stations can allow EV owners to sell excess energy in the vehicle's battery back to, for instance, their employers during the workday in order to offset costly peak energy demand. Possible implementation strategies in Dubuque include working with local businesses and Alliant Energy to implement EV Charging infrastructure and using resources at ECIA and the Dubuque Smarter Cities - Transportation program to optimize potential charging station 61 locations. 9) Barriers to implementation: Locating/establishing local markets. Initial costs. Administration, outreach, and education. 10) Co- benefits. Improved air quality and local health. Reduced VMTs and cost of auto ownership. Viability of emerging vehicle technologies in Dubuque for residents, visitors, businesses, and commercial traffic. Local jobs for installers, electricians, etc (e.g. Crescent Electric) 11) Explanation of GHG reduction impact: To get a baseline estimate of the impact of car sharing on GHG emissions, it was assumed that EVs would account for 5% of the VMTs in Dubuque by 2030, and that EVs would be 50% less carbon intensive than conventional vehicles operating at estimated 2030 average fuel economy (Appendix B). With estimated transportation emissions of 186,061 mt CO2e in 2030 (Appendix B), EVs would yield 4,652 mt CO2e of reductions by 2030, putting EV charging infrastructure in the 1,000s of mt range. 12) Relative confidence of GHG reduction estimate: Very low. 13) Sources of uncertainty in GHG reduction estimate: Degree of adoption; behavior in response to EV charging infrastructure; gasoline and electricity prices; emissions intensity of EVs vs displaced vehicles in 2030. Car Sharing 1) Sector: Transportation 2) Policy name: Car sharing 3) Policy type: Business; Individual; Community policy 4) Affected entities: City of Dubuque; residents; businesses 5) Current status: Not currently under consideration. 6) Estimated GHG reduction: lOs of mt CO2e annually. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Car sharing provides an alternative to car ownership by making vehicles (usually owned and maintained by a company) available to be used and reserved by car share members. In general, those driving fewer miles per year (6,000 is a commonly cited threshold) can save money with car sharing. The largest car share company is Zipcar, which operates a fleet of nearly 10,000 vehicles in 28 states with over 650,000 members, including many college campuses (Zipcar.com, Jan. 2012). Car sharing schemes can reduce GHG emissions by providing more explicit and immediate financial feedbacks on driving miles compared to long term vehicle ownership. For instance, if you own a car, you are likely to use it at every possible convenience. If you share a car and have to arrange and pay for every use, you are more likely to prioritize and only use it when necessary. Possible implementation strategies in Dubuque include: A Work to bring car sharing companies to Dubuque A Place car share pods adjacent to existing transit network and in neighborhoods under- 62 served by public transit, including low income residents and college students A Conduct community surveys on level of probable use in different areas of Dubuque in order to facilitate market entry for car share companies A Employers and others could provide car share subsidies for low income residents, college students, and others with financial impediments to independent mobility. A Facilitate car share company market entry by modifying business license and zoning requirements to allow siting in residential areas and designated private driveways. A Designate priority /free /discounted parking for car share vehicles. A Make all car share vehicles in Dubuque hybrid, electric, or high efficiency vehicles. 9) Barriers to implementation: Locating/establishing local markets; advertising/buy in by community 10) Co- benefits. Improved air quality and local health. Reduced VMTs and cost of auto ownership. 11) Explanation of GHG reduction impact: To get a baseline estimate of the impact of car sharing on GHG emissions, it was assumed that car sharing could reduce driving miles by 100,000 miles per year altogether (equal to about eight average people's annual driving miles) at a fuel economy of 32 mpg by 2030, yielding 28 mt CO2e per year reduction. This falls in the lOs of mt range. 12) Relative confidence of GHG reduction estimate: Very low. Range of lOs of mt should be fairly reliable, however. 13) Sources of uncertainty in GHG reduction estimate: Scale of program; degree of adoption; behavior in response to disincentive to drive; fuel economy of car share vehicles vs displaced vehicles. Parking 1) Sector: Transportation 2) Policy name: Parking 3) Policy type: Business; individual; community policy 4) Affected entities: City of Dubuque; residents 5) Current status: Not currently under consideration. 6) Estimated GHG reduction: 100s of mt CO2e annually 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Municipal parking design is widely recognized as costly and inefficient in most cities (Shoup 2011). Instead of maximizing available parking, the goal should be to optimize parking fees and infrastructure in Dubuque to equitably account for and capture the true cost and market rate for parking. There are many options for improving parking efficiency and concurrently reducing GHG emissions. Options include: A Parking meter air quality surcharge, with half of additional funds going to local health and air quality initiatives A Preferential parking for efficient modes. This could be: parking garage passes with prices scaled to the fuel efficiency of the make /model; a particular level of fuel efficiency or vehicle type could be made eligible for stickers that exempt them from most public parking fees and meters; priority parking spaces (e.g. adjacent to handicapped parking spaces) for fuel efficient, shared, or carpool/vanpool vehicles. A Charging stations for electric and plug -in hybrid vehicles. Study efficient placement for charging stations for plug in hybrid and electric vehicles (See section: EV charging 63 infrastructure). A Parking cash out programs. Encourage businesses to create parking cash out options. Essentially, if an employer pays for all or part of employee parking, make it possible for the employee to "cash out" of their parking space and receive equivalent cash value instead. Structure in such a way as to avoid negative tax implications. A Discontinue/phase out subsidized parking for City employees 9) Barriers to implementation: Policy development and implementation; resident and business education and participation. 10) Co- benefits. Improved air quality and local health. Reduced VMTs and cost of auto ownership since rental provides a more explicit and immediate financial feedback on usage than long -term vehicle ownership can. 11) Explanation of GHG reduction impact: 100s of mt CO2e per year would represent an approximately 0.05 -0.5% reduction in VMTs ranging from parking related policies. This item has a large range of uncertainty because the impact of parking policies on GHGs has not been explicitly studied. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Actual suite of policies adopted; strength of incentives /disincentives; behavior changes in response to policies. We are aware of no studies that quantify the GHG impact of parking policies. Transit Policies and Programs 1) Sector: Transportation 2) Policy name: Transit policies and programs 3) Policy type: Businesses; Individuals; Community policy 4) Affected entities: City of Dubuque; residents 5) Current status: Not currently under consideration. 6) Estimated GHG reduction: 100 - 10,000 of mt CO2e annually 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Dubuque's transit system is undergoing a host of improvements, but several complementary policies could further enhance the GHG reduction of Dubuque's transit system: A Bus rapid transit. Bus rapid transit entails identifying high use, high priority transit corridors and finding ways (e.g. designated lanes) to enhance transit flow down those corridors. This is already occurring through the Smarter City ITS program. A Chicago regional passenger rail connection. Continue lobbying for increased regional connectivity, including the proposed Dubuque -to- Chicago passenger rail line. Eco-pass. Implement an "eco -pass" program for businesses, institutions, city employees, and low income residents. This could consist of mass purchasing of discounted bus passes by businesses and institutions. The passes are then made available to employees, students, and other eligible groups at no explicit charge. Such a program has been very successful in Boulder, CO, where people with eco -passes are 5 -9 times more likely to ride buses. Each eco -pass holder is responsible for 1.19 mt CO2e less than other residents (this number includes eligible 64 people who either do not get or do not use eco -passes - source: Boulder 2011). A Flexible Spending Accounts for Transit. City, businesses, and institutions could offer pre -tax subsidies for transit passes, car sharing, cycling, etc. Telecommuting and, flexible employee schedules. Work with businesses to implement policies that facilitate carpooling A Visitor transportation option kiosks. Partner with hotels /motels /airports /visitor destinations to provide information about public transit, bicycle, and pedestrian facilities Ridesharing /carpooling electronic resource. Set up a ridesharing/carpooling website for the community (example: www3.dreog.org/RideArrangers). Could be integrated with The Jule transit website. 9) Barriers to implementation: Policy development and implementation. Resident and business education. 10) Co- benefits. Improved air quality and local health. Reduced VMTs and cost of auto ownership. 11) Explanation of GHG reduction impact: 100 - 10,000 of mt CO2e per year would represent approximate reductions in VMTs ranging from 0.05 -5% due to transit related policies. 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: Actual suite of policies adopted; strength of incentives /disincentives enacted through policies; behavior changes in response to policies. Therefore, we have assigned the wide range of 100 - 10,000 mt. Bicycle Policies and Programs 1) Sector: Transportation 2) Policy name: Bicycle Policies and Programs 3) Policy type: Business; individual; community policy 4) Affected entities: City of Dubuque; residents 5) Current status: Prospective; some initiatives in early planning stages. 6) Estimated GHG reduction: 100 -1,000 mt CO2e annually. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Bicycle transport has received extensive attention in Dubuque over the past decade, with a significant number of trails, signage, and bicycle lanes creating safe and convenient routes for recreation and commuting via bicycle. Dubuque is planning and studying many other options, however, and there are several others that could be incorporated into Dubuque's transportation system, including: A Bike sharing stations/libraries (e.g. the "Bike Coop" volunteer group starting a bike library in Dubuque as of late 2012; also B- Cycle or other comparable bike check -out or rental station) in high use areas, such as the Millwork District and Riverfront. Could be purely local endeavor where City provides siting/infrastructure /permitting while a private entity or volunteer group administers the sharing station. A Bicycle boulevards. Create designated bicycle boulevards in high use areas where design features and signage are centered around facilitating safe bicycle travel A New parking lots include bicycle parking /racks. City ordinance /resolution to require all new parking lots to provide a 65 certain ratio of car to bicycle spaces (with exception of some minimum lot size). 9) Barriers to implementation: Funding; bicycle network design/planning; administration/staff time 10) Co- benefits. Improved air quality and local health; reduced VMTs, traffic congestion, and cost of auto ownership; improved fitness opportunities. 11) Explanation of GHG reduction impact: 100 -1,000 mt CO2e per year would represent approximate reductions in VMTs ranging from 0.05 -0.5% due to bicycle related policies. Bicycle travel typically constitutes 1 -2% of commuting in most communities (US DOT /FHWA2011), so 0.05-0.5% of total VMTs seems to be a reasonably inclusive range. 12) Relative confidence of GHG reduction estimate: Very low, but range should be reliable 13) Sources of uncertainty in GHG reduction estimate: Actual suite of policies adopted; strength of incentives /disincentives enacted through policies; behavior changes in response to policies. Safe Routes to School /Safe Routes to Play 1) Sector: Transportation 2) Policy name: Safe Routes to School /Safe Routes to Play 3) Policy type: Businesses; Individuals; Community policy 4) Affected entities: City of Dubuque; residents; children 5) Current status: Ongoing. Dubuque is in the process of applying Safe Routes to School principles to local schools. Through ECIA, grants are pending for 11 walking school bus routes and 108 crosswalks on roadways around Dubuque's public and parochial schools (as of early 2012). 6) Estimated GHG reduction: 10 -100 mtCO2e annually. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: The Safe Routes to School program seeks to make walking and bicycling to school a safe and routine activity for students by, for instance, designing safer street crossings, sidewalks, and other features that create safe and continuous links between homes and schools. Over 50% of children arrive at school via private automobiles (US DOT /FHWA2011). This is less important to GHGs than it is to child health/safety, air quality, and traffic congestion. Improving infrastructure and programs for children to get to and from school under their own power can help improve childhood fitness and lower the risk of health problems later in life. Safe Routes to Play is a similar program that seeks to create links between where children live and where they play, such as parks and playgrounds. 66 9) Barriers to implementation: Implementation; funding; education and encouragement of parents, students, and schools. 10) Co- benefits: The primary benefits are to the health and safety of children in Dubuque and include increased physical activity and health among children as well as improved air quality and lower traffic congestion. 11) Explanation of GHG reduction impact: Reducing GHG emissions are not the most important impact of these programs. However, reducing the trips necessary to take children to and from school will reduce GHG emissions. To get a baseline estimate of GHG reduction, we assume a 2 mile average distance from home to school and 2 roundtrips per day for a total of 8 miles. Over 50% of children arrive at school via private automobiles (US DOT /FHWA 2011), though we conservatively assume 25 %. There are roughly 10,000 public school students in Dubuque, suggesting 20,000 miles per day, equivalent to a total of around 5 mt CO2e per day (assuming 33% improvement in fuel economy by 2030 - Appendix B). For the entire 180 day school year, this is around 1,000 mt annually. If Safe Routes to School /Play could reduce this by 1 -10 %, that would be equivalent to 10 -100 mt CO2e annually by 2030. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Degree of implementation; response to program by students /parents; effectiveness of education about the program and availability of 'safe routes.' Roundabouts 1) Sector: Transportation 2) Policy name: Roundabouts 3) Policy type: Municipal 4) Affected entities: City of Dubuque; residents; visitors; commercial drivers 5) Current status: Several roundabouts are being studied and considered as part of proposed "east -west corridor" through the City. 6) Estimated GHG reduction: 100 -1,000 mt CO2e annually. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Roundabouts are circular intersections that promote safe and efficient traffic flow. The main benefits of roundabouts are improvements in traffic flow, efficiency, and safety. They have been found to decrease collision rates, travel times, and fuel use, thereby lowering the cost of vehicle operation. Where they have been installed, roundabouts have decreased crashes by an average of 40% and crashes involving injuries by 80% (Persaud et al. 2001). 9) Barriers to implementation: Capital costs; initial acceptance by drivers. 10) Co- benefits: Improved air quality and local health; reduced fuel consumption/cost. Reduced travel times; improved traffic safety. 11) Explanation of GHG reduction impact: Based on the averages of Bergh et al. (2005), who studied ten intersections in Virginia, roundabouts can be expected to save 0.85 gallons of gas and 7.52E -3 mt CO2e annually per weekday traffic count through a given intersection. For instance, installing a roundabout at a 10,000 vehicle per day intersection would be expected to save approximately 8,500 of gallons of fuel each year, equivalent to around 75 mt 67 CO2e per roundabout (this assumes a 250 day work - year -- weekends and holidays not counted). As such, we estimate the potential GHG impact of roundabouts in Dubuque to be on the order of 100 -1,000 mt CO2e per year (this is equivalent to between one and thirteen 10,000 vehicle /day intersections by 2030) 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Traffic volume of intersections replaced; number of intersections replaced. Signal Timing Optimization 1) Sector: Transportation 2) Policy name: Signal timing optimizat 3) Policy type: Municipal 4) Affected entities: City of Dubuque; residents; visitors; commercial drivers 5) Current status: Not currently under consideration corridor (Sunkari 2004). Even a 10,000 gallon improvement in fuel efficiency (at the low end of on observed values across the country) would yield an 89 mt CO2e per year reduction in GHG emissions. 6) Estimated GHG reduction: 100 - 1,000 mt CO2e annually 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: Traffic signal optimization entails using smart sensors and advanced technology to maximize green light times for the heaviest traffic flows and allow signal cycle time to adjust based on changing demands during peak times, such as rush hour. Doing so can significantly decrease delays, reduce travel times, and save fuel, with benefit:cost ratios often on the order of 60:1 or higher (US DOT 2012). The primary benefits of signal optimization are improvements in safety, time savings during driving and commuting, improved air quality, and fuel savings. Via that fuel savings, GHG emissions are reduced. 9) Barriers to implementation: Up front cost; adjustment, maintenance, and continued optimization of signals and software (work hours and personnel). 10) Co- benefits: Improved air quality and local health; reduced fuel consumption/cost. Reduced travel times; improved safety and crash reduction; reduced travel time loss 11) Explanation of GHG reduction impact: With signal optimization, fuel consumption can typically decrease by tens of thousands of gallons per year for a moderate -to -heavy use optimized 68 This is only a baseline estimate, but it suggests that through advanced signal optimization, Dubuque has the capacity to reduce GHG emissions on the order of 100 - 1,000 mt CO2e per year (i.e. between 1 and 11 optimized corridors by 2030). 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Number of corridors optimized; traffic volume through those corridors; delays before and after optimization. Idling Reduction 1) Sector: Transportation 2) Policy name: Idling reduction (general) 3) Policy type: Community policy 4) Affected entities: City of Dubuque; residents; visitors; commercial drivers 5) Current status: Not currently under consideration 6) Estimated GHG reduction: 100s of mt CO2e annually. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: According to the DOE, unnecessary idling wastes 1.4% of annual US fuel consumption, not to mention harming local air quality. To mitigate these issues, many cities nationwide have instituted idling reduction ordinances, with signage and/or penalties designed to prevent idling for longer than a specified period of time (e.g. 3 minutes) with exemptions for traffic jams, emergency vehicles, auxiliary vehicle equipment, the health and safety of the driver, and other reasonable exceptions. 9) Barriers to implementation: Policy development; education of drivers; enforcement 10) Co- benefits. Improved air quality and local health; reduced fuel consumption/cost. 11) Explanation of GHG reduction impact: According to the DOE, unnecessary idling wastes 1.4% of annual US fuel consumption (Gaines and Levinson 2011), which would be equivalent to approximately 4,000 mt CO2e for Dubuque. Reducing this by just 10 -25% would reduce GHG emissions by 400 -1,000 mt CO2e per year, putting the impact of idling reduction in the 100s of mt CO2e per year range. 69 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Actual degree of idling in Dubuque currently. Response to policy. Policy Descriptions: IV. Built Environment Introduction: The built environment influences everything from building energy use to transportation. In other words, the built environment affects every sector accounted for in Dubuque's GHG inventory (with the exception of the waste sector). As such, building design /operation and urban planning has a significant impact on local GHG emissions and overall quality of life. This section will describe built environment related strategies by which Dubuque can reduce its GHG emissions (Table 6). These strategies are divided into two subcategories: (1) Facility and building efficiency, containing strategies that affect building energy use, and (2) Planning and urban efficiency, containing strategies related to urban planning that affect transportation and energy use via the use and arrangement of buildings. Table 6. Building and planning related GHG reduction strategies and their potential impact in Dubuque, IA. Strategy Estimated GHG reduction (mt 002e per year by 2030) Built environment - facility and building efficiency WRRC - Anaerobic digestion 928 p. 70 ECIA Petal Project 1,000 - 10,000 p. 71 Dubuque Schools 1,311 —2,500 p. 72 Smarter Sustainable Dubuque — energy and water 1,671 — 19,053 p. 73 IECC building standards 10,000s p. 74 USGBC — LEED for Existing Buildings 1,000s p. 75 PACE (and similar financing programs) 100s p. 76 Public building efficiency standards (City gov. buildings) 100 -1,000 P. 77 Advanced commercial building efficiency standards 1,000 — 100,000 P. 78 Rental housing energy efficiency 1,000 — 10,000 P. 79 Ground source heat pumps (residential) 100 -1,000 p. 80 Municipal lighting and energy efficiency 1,000 -5,000 p. 81 Commercial lighting and energy efficiency 1,000 — 10,000 p. 83 State and Federal programs and incentives 100s + p. 84 Subtotal (scopes 1 and 2 — average of range) 145, 896 . ' im`■ Built environment— planning and urban efficiency • Dubuque Unified Development Code 1,000s p. 85 Infill development 1,000s p. 86 Historic building preservation and revitalization 100s p. 87 Smart growth — miscellaneous 100s p. 88 Subtotal (scopes 1 and 2 - average of range) 12,050 Total potential impact (scopes 1 and 2 - average of range) 157,946 total reduction goal (520,000 mt of reductions by 2030) 30 4% 70 WRRC - Anaerobic Digestion 1) Sector: Built environment - facility and building efficiency 2) Policy name: WRRC - anaerobic digestion 3) Policy type: Municipal 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Under construction (scheduled completion 2014) 6) Estimated GHG reduction: 928 mt CO2e annually 7) Scope of emissions reduction: Scope 1 (fuel oil); Scope 2 (electricity) 8) Specific description of policy: Dubuque's Water & Resource Recovery Center (WRRC) is a secondary wastewater treatment facility responsible for treating and disposing of the community's sewage and wastewater. The old facility incinerated waste solids and was designed in the 1970s, upgraded in the early 1990s, and in the most recent review proved insufficient to continue to meet Dubuque's growing needs. Various options were considered for replacing the existing facility before the City selected anaerobic digestion as the best option to meet Dubuque's future needs. This upgrade is scheduled for completion in 2014. 9) Barriers to implementation: None. 10) Co- benefits: In a presentation given by Strand Consultants in February 2008, it was indicated that the transition from waste incineration to anaerobic digestion (with land application) would reduce electricity use by 928,172 kWh/year and fuel oil consumption by 16,972 gal /year, saving significantly on yearly operating costs as compared to incineration. Also, replacing incineration with anaerobic digestion will improve local air quality and 71 health. 11) Explanation of GHG reduction impact: Based on Strand Consultants estimates (Strand 2008), anaerobic digestion (compared to incineration) will reduce electricity demand by 928,172 kWh/year and fuel oil consumption by 16,972 gal/year. Assuming 2030 emission factor projections for electricity (Appendix A) and 22.29 lbs CO2e per gallon fuel oil, anaerobic digestion will yield 928 mt CO2e reduction per year. 12) Relative confidence of GHG reduction estimate: High 13) Sources of uncertainty in GHG reduction estimate: No major uncertainties. Depends on facility demand by community ECIA Petal Project 1) Sector: Built environment - facility and building efficiency 2) Policy name: ECIA Petal Project 3) Policy type: Voluntary 4) Affected entities: Businesses 5) Current status: Ongoing since 2009. As of fall 2012, Petal certified businesses include The Finley Hospital, Loras College, Dubuque Bank & Trust, Premier Bank, River Lights Book Store, Premier Tooling and Mfg, Inc, and Dubuque Data Services. 6) Estimated GHG reduction: 1,000- 10,000 mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: The award winning Petal Project is a voluntary green business certification program developed and administered by ECIA. The Petal Project provides businesses with a clear sustainability framework and technical assistance to improve the environment and the bottom line. The Petal Project covers a broad spectrum of environmental impacts, including a strong energy savings component that relies on the EPA's Energy Star standards for energy efficient workplaces. The Petal Project began in 2009 and has expanded every year since. As of fall 2012, 6 businesses /institutions representing over 2,000 employees have been certified, and another 23 businesses /institutions are working toward full Petal certification. 9) Barriers to implementation: Continuing business enthusiasm and participation; administration and/or expansion by ECIA; funding of program. 10) Co- benefits: The primary benefits of the 72 program are to the bottom line, image, and work environment of participating businesses. The program also builds a robust, voluntary "green business" culture in Dubuque and helps to enhance the health and productivity of employees. 11) Explanation of GHG reduction impact: Total 2009 commercial/industrial emissions were 441,392 mt CO2e from electricity and 50,961 mt from natural gas. To calculate future reductions, projected 2030 electric emission factors (Appendix A) were used; natural gas emission factors were assumed to remain at 0.05306 mt CO2e per MMBTU between 2009 and 2030. Upper bound (10,000 mt) assumes that 1 in 10 average businesses in the Dubuque commercial and industrial sectors will attain Petal Project certification over the next 20 years (this need not be 1 in 10 by number, but 1 in 10 by size if larger businesses /institutions are first to be certified). We also assume that certified businesses on average will decrease their electricity and natural gas use by 20 %. Lower bound (1,000 mt) assumes 1 in 100 average businesses achieve these gains. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Number of successful participants; other forces on energy use (energy prices, etc); overlap with other programs in this study make it difficult to allocate GHG reductions to a single program, but the range (1,000- 10,000 mt) appears reasonable. Dubuque Community Schools 1) Sector: Built environment - facility and building efficiency 2) Policy name: Dubuque Community Schools 3) Policy type: Fiscal; administrative; cost reduction 4) Affected entities: Dubuque community school district 5) Current status: Ongoing 6) Estimated GHG reduction: 1,311 mt CO2e annually in anticipated actions through 2013 alone. Achievable amount is almost certainly on the order of 2,500+ mt. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: The Dubuque Community School District is working to cut energy and utility costs through a variety of simple operational and energy efficiency solutions. According to Mark Henning of 7th Power Sustainable, the Dubuque Community School District achieved 11% energy reduction in the 2009 -10 school year compared to the previous two years, saving more than $212,600. The next goal is to achieve a 25 to 30% reduction in the next three to five years. 9) Barriers to implementation: None; continued availability of energy efficiency and reduction opportunities. 10) Co- benefits: According to Mark Henning of 7th Power Sustainable, the Dubuque Community School District has achieved 11% energy reduction in the 2009 -10 school year compared to the previous two years, saving more than $212,600. The next goal is to achieve a 25 to 30% reduction in the next three to five years. In other words, the program saves the District money and indirectly improves regional air 73 quality by lowering demand for grid energy. 11) Explanation of GHG reduction impact: Estimates based on GHG reductions to date and anticipated through 2013 (Mark Henning, personal communication 2011). 12) Relative confidence of GHG reduction estimate: High 13) Sources of uncertainty in GHG reduction estimate: No major uncertainties in near future. However, Mr. Henning's estimates only extended through 2013, leaving another 16 years of potential efficiency improvements to bolster these numbers. As such, this should be considered a low baseline estimate. Smarter Sustainable Dubuque - Energy and Water 1) Sector: Built environment - facility and building efficiency 2) Policy name: Smarter Sustainable Dubuque Initiative 3) Policy type: Voluntary; administrative 4) Affected entities: City of Dubuque; IBM; businesses; residents 5) Current status: Pilot programs and data analysis ongoing since 2010. 6) Estimated GHG reduction: 1,671 mt CO2e annually from pilot program (31 mt from water efficiency; 1,640 mt from reduced energy demand). If extended to 50% of Dubuque households, reductions could be on the scale of 19.053 mt CO2e annually. 7) Scope of emissions reduction: Scope 2 (electricity) 8) Specific description of policy: The Smarter Sustainable Dubuque project is a partnership between the City of Dubuque and IBM to develop smart metering and information systems that will enable homeowners to identify inefficient or unintended use of water and energy. The pilot project of 1,000 homes includes information for water, transportation, and electricity. 9) Barriers to implementation: For pilot study, none. For expansion, up front costs, education, garnering community participants. 10) Co- benefits: Improved efficiency and lower water /electricity costs for consumers. Indirectly improves regional air quality by lowering demand for grid energy. 11) Explanation of GHG reduction impact: Estimates based on EPA Showcase Communities 74 Grant submitted by City of Dubuque on 7/19/10 (City of Dubuque 2010c). 12) Relative confidence of GHG reduction estimate: Moderate -low 13) Sources of uncertainty in GHG reduction estimate: Primary uncertainties include impact of participation on consumption patterns and the degree to which the program is expanded in the future. IECC Building Standards 1) Sector: Built environment - facility and building efficiency 2) Policy name: IECC building standards 3) Policy type: Community policy; Municipal 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: The City of Dubuque Building Services Dept. has consistently adopted new IECC standards and currently uses the 2009 version, which is the most recent available. 6) Estimated GHG reduction: 10,000s of mt CO2e per year by 2030. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: The International Energy Conservation Code (IECC) is a building code standard created by the International Code Council. It is a model code that can be voluntarily adopted by state and municipal governments to establish minimum design and construction requirements for energy efficiency in new residential or commercial buildings. Every three years the IECC is reviewed by the International Code Council to align with current best practices in the industry. The 2009 IECC contains several major improvements in energy efficiency over the 2006 IECC, which is the current state code of Iowa. The 2012 IECC standards are expected to represent a 30% increase in building energy savings over the 2006 standards, and the 2015 standards are expected to yield 50% improvement over 2006 (DOE 2011b). 9) Barriers to implementation: Education; verification and enforcement of standards. 10) Co- benefits: Improved energy efficiency, reduced energy costs, improved regional air quality by reducing fossil fuel demand. 75 11) Explanation of GHG reduction impact: Residential: Over the last ten years Dubuque averaged 183 new residential buildings /year (Rich Russell, Dubuque Building Service Manager, personal communication) with a relatively stable population around 60,000. We assume that: (1) these trends will continue; (2) the average single family home emitted 12.07 mt CO2e per year (EPA 2012); (3) new versions of the IECC yield 16.7% average improvements in efficiency per three year period (this is in line with IECC /DOE projections - DOE 2011b). Based on these assumptions and projected 2030 emission factors (Appendix A), IECC standard adoption will save the residential sector approximately 31,184 mt CO2e annually. Commercial: Assuming commercial building efficiency improves at the same rate as residential, we estimate 60,497 mt CO2e reduction by 2030 in the commercial/industrial sectors due to IECC code updates. Combined, this yields 91,682 mt CO2e per year in the residential, commercial, and industrial sectors combined, putting GHG emission reductions from IECC standard adoption at the upper end of the 10,000s of mt range. 12) Relative confidence of GHG reduction estimate: Low - medium 13) Sources of uncertainty in GHG reduction estimate: Residential estimates are based on long term trends and are probably reliable. Commercial estimates, however, simply apply the residential sector rate of improvement to the commercial/industrial sectors. While this probably gets us roughly in the right range, the estimates are of low confidence. However, the 10,000s of mt range should be reasonable, (or low if the DOE continues to pursue its goal of zero - net - energy building standards by 2030). Other modifying factors include construction rates in Dubuque; incentives for retrofitting; and novel/lower cost energy efficiency technologies. USGBC - LEED for Existing Buildings 1) Sector: Built environment - facility and building efficiency 2) Policy name: U.S. Green Building Council - LEED for existing buildings 3) Policy type: Voluntary 4) Affected entities: Businesses 5) Current status: Ongoing 6) Estimated GHG reduction: 1,000s of mt CO2e annually 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: LEED is a U.S. Green Building Council program providing building owners and operators with a clear framework for identifying and implementing practical and proven green building design, operations, and maintenance solutions. LEED is most prominently applied to new construction projects, which re -use, recycle, and minimize construction materials while creating buildings designed to maximize water and energy efficiency, minimize GHG emissions, and improve the indoor environment of the building itself. Examples of LEED certified facilities in Dubuque include the new Hormel Foods processing facility and McGraw -Hill Publishing. The LEED for Existing Buildings program extends LEED to existing - building owners and operators. LEED for Existing Buildings addresses cleaning and maintenance issues, recycling programs, exterior and grounds maintenance, weatherization and energy savings, HVAC system upgrades, and other cost saving and sustainable operations opportunities. In many cases, innovative use and management of existing facilities may be more economically attractive than constructing entirely new facilities. According to Yudelson (2009), existing building upgrades are the fastest 76 growing sector of the green building movement, with over 450 million square feet of buildings signing up for the LEED for Existing Buildings program in 2008 alone. Yudelson (2009) reports that the LEED program generates more than 50% annual cash -on -cash returns for building owners, yielding rapid return on investment. 9) Barriers to implementation: Participation by businesses; initial business capital costs and financing; business staff time and expertise. 10) Co- benefits. Improved energy efficiency, reduced energy and operation costs. 11) Explanation of GHG reduction impact: Based on case studies from other communities (Yudelson 2009) and the amount of commercial/industrial emissions in Dubuque (over. 500,000 mt CO2e in 2011 alone), there is potential for major reductions in Dubuque. Without more specific data, however, and considering the slight overlap with the Petal Project's mission, we make a more conservative estimate of 1,000s of mt CO2e annually. 1,000 mt represents 20% emissions reduction for 1% of Dubuque businesses (i.e. 1% of 500,000 mt is 5,000 mt; 20% of 5,000 mt is 1,000 mt), so this constitutes a basic lower bound; the upper bound obviously depends on how many businesses participate & what average reductions are. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Estimates are based on total current energy demand of Dubuque businesses and case studies of potential impact from other communities. Estimate may be low, but without data on likely program demand from Dubuque businesses, higher estimates are not justified. Also, there is some difficulty in crediting emissions reductions to this program due to overlap (complementary, not redundant) with other programs, such as the ECIA Petal Project. PACE (and similar financing programs) 1) Sector: Built environment - facility and building efficiency 2) Policy name: PACE 3) Policy type: Municipal; Businesses; Individuals; Financial Institutions; State /Federal 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Not currently available or under consideration 6) Estimated GHG reduction: 100s of mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: Property Assessed Clean Energy (PACE) is a tool for local governments to empower community members to make renewable energy improvements to homes and businesses without the burden of upfront costs and delayed returns on investment. In typical PACE programs, cities set up special "clean energy finance districts" capable of issuing low- interest bonds to residential or commercial property owners. Participating property owners use available bond money to pay for renewable energy and energy efficiency improvements. Property owners then pay the loan back through a long -term (15 -20 year) assessment on their property taxes. These programs are generally structured to ensure that: (1) the amount of money property owners save on monthly utility bills from PACE - funded improvements exceeds the amount they pay back to PACE on property taxes, ensuring a sustained net savings for property owners, (2) payback to the issuing body occurs at a low rate of interest such that the assets of the program grow over time. So, both homeowners and municipalities profit from the program (shared 77 profit from avoided energy cost). Notably, PACE is strictly voluntary and imposes no direct cost on those choosing not to participate Under current Iowa law, PACE programs are prohibited, so PACE currently is unavailable to Dubuque in its most common form. However, similar arrangements are available via private financial institutions offering low interest "green loans" for commercial and/or residential customers, including DuTrac, Premier Bank, and Dubuque Bank & Trust. It is also available via 'performance contracting' and other similar financing programs. As such, connecting potential customers to financial institutions may be the best way to facilitate PACE style loans. 9) Barriers to implementation: Legal status; administration; financing and initial funding; connection of customers to financial institutions. 10) Co- benefits. Improved energy efficiency, reduced energy costs, improved regional air quality by reducing fossil fuel demand. 11) Explanation of GHG reduction impact: Assuming:100 total participating households;12 mt CO2e annual emissions per household (EPA 2012); and a 25% reduction in GHG footprint due to participation, a PACE style program in Dubuque could save >300 mt CO2e annually by 2030, putting PACE in the 100s of mt category. Notably, this assumes only residential participants; business participants would likely yield a much greater reduction. Also, 100 participants is conservative estimate, as participation rates for similar programs (HPRC 2010a; HPRC 2010b) suggest peak participation could reach 100 homeowners per year in a community of Dubuque's size. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Participation; fund availability; legal status of PACE; private bank loan availability Public Building Efficiency Standards (City Gov. Buildings) 1) Sector: Built environment - facility and building efficiency 2) Policy name: Public building efficiency standards (City gov. buildings) 3) Policy type: Community policy 4) Affected entities: Municipal 5) Current status: Prospective 6) Estimated GHG reduction: 100 -1,000 mt CO2e per year. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: The City of Dubuque could adopt a policy that requires all new or significantly reconstructed City -owned buildings; buildings developed by private developers on City -owned and controlled land; and/or projects that the City finances to meet at least LEED Silver certification standards. This would essentially be a step beyond adoption of current IECC standards (see section: IECC Building Standards). 9) Barriers to implementation: Policy development; financial. 10) Co- benefits: Improved energy efficiency, reduced energy and operation costs. 11) Explanation of GHG reduction impact: Current municipal building GHG emissions are around 5,000 mt CO2e per year. 100 -1,000 mt represents 2 -20% of this total, which captures both modest and significant efficiency gains for City buildings. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Depending on rate of replacement/refurbishment of public buildings 78 between now and 2030, LEED standards could fall anywhere in the 100 -1,000 mt range. If a significant number of low performing buildings are replaced, the reduction could conceivably be >1,000 mt per year. Advanced Commercial Building Efficiency Standards 1) Sector: Built environment - facility and building efficiency 2) Policy name: Advanced commercial building efficiency standards 3) Policy type: Community Policy 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Prospective 6) Estimated GHG reduction: 1,000s of mt CO2e per year. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: To enhance efficiency of new commercial developments, Dubuque has several options. Requiring/encouraging LEED in new buildings would be a strong step beyond adopting the most current IECC standards (see section: IECC Building Standards). LEED would not necessarily have to be required for new commercial developments, though that could be an option in the future. The following is a selection of actions that have been employed by other communities. A Streamlined/preferential permitting and zoning for LEED buildings . This would provide an incentive for developers to build LEED buildings in Dubuque. A Local LEED ordinance or recommendation The City could adopt an ordinance or recommendation setting minimum standards of LEED Silver certification for new commercial, industrial, and high rise residential building projects, or those meeting certain criteria. GreenPoint Rated Checklist Adopt a green 79 building checklist and require a certain point total for residential/commercial buildings (this would essentially be analogous to the LEED ordinance, above) A Minimize unnecessary obstacles to energy efficiency in residential areas such as, for instance, not allowing neighborhoods to forbid outdoor clothes drying to residents 9) Barriers to implementation: Policy design, administration, and implementation; verification; engaging builders, businesses, and developers. 10) Co- benefits. Improved energy efficiency; reduced energy and operational costs. 11) Explanation of GHG reduction impact: Commercial emissions in Dubuque were over 200,000 mt CO2e in 2011, and there is potential for major efficiency related reductions on the order of tens of thousands of mt CO2e. Without more specific data, however, we assign an order of magnitude of 1,000s of mt CO2e annually (0.5% of total commercial building related emissions), though an impact on the order of 10,000s of mt is possible depending on the nature of the standards and the year in which they are implemented (i.e. how many new buildings are built under the standards by 2030). 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: Uncertainty regarding scope and effectiveness of program and year of implementation; lack of data; overlap with other policies in this document. Rental Housing Energy Efficiency 1) Sector: Built environment - facility and building efficiency 2) Policy name: Rental housing energy efficiency 3) Policy type: Community policy 4) Affected entities: City of Dubuque; landlords; tenants 5) Current status: Not currently under consideration 6) Estimated GHG reduction: 1,000- 10,000 mt CO2e per year. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: Improving the efficiency of rental properties can be a difficult challenge. Landlords typically do not pay utility bills and therefore do not directly benefit from lower energy costs, and tenants may hesitate to invest in home improvements that they will leaves behind at the end of their lease. However, many programs can help to overcome these barriers. A selection from other communities includes: A Renter efficiency program. Create /administer efficiency /weatherization program focused on renters and the aspects of their home they can easily affect, such as low flow shower heads, weather stripping, plastic on windows, lighting, thermostat management (smart thermostats), etc. A Landlord energy efficiency incentives Provide incentives for landlords to make energy related improvements. A Energy efficiency lease provisions. Explore ways in which energy /water efficiency improvement costs can be shared between tenants and owners (e.g. lease provisions). 80 A Rental unit energy rating Rate the energy use of rental units to inform current /future occupants of comparative energy costs per square foot of living space. A Green landlord database. Create online database of 'green landlords,' consisting of landlords who provide some kind of verifiable evidence of energy efficiency in their properties. 9) Barriers to implementation: Policy design, administration; implementation; verification; engagement and outreach to landlords and tenants. 10) Co- benefits. Improved energy efficiency, reduced energy costs; rental units more attractive to and less expensive to tenants 11) Explanation of GHG reduction impact: 15.6% of residential energy is consumed in rental housing, nationally (HUD 2011). That suggests that 42,884 mt CO2e per year were consumed in rental properties in 2011 in Dubuque. The 1,000- 10,000 range captures 2.5 -25% improvement in rental property energy efficiency, which would reflect very modest and very significant gains in building energy efficiency. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Scope and effectiveness of program; overlap with other policies in this document. Ground Source Heat Pumps (residential) 1) Sector: Built environment - facility and building efficiency 2) Policy name: Ground source heat pumps 3) Policy type: Individual residents. 4) Affected entities: City of Dubuque; utility companies; local businesses; individuals 5) Current status: Ongoing by private residences and businesses 6) Estimated GHG reduction: 100 -1,000 mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 (offset natural gas heating); Scope 2 (offset electricity) 8) Specific description of policy: Ground Source Heat Pump (GSHP) systems are central heating and cooling systems that pump heat to or from the ground, taking advantage of the relatively constant ground temperature for building heating and cooling. GSHPs can improve the efficiency and significantly reduce operational costs of conventional heating and cooling systems. Depending on the building and type of system, a GSHP can save anywhere from 20 -50% of the energy required to heat and cool a building. With recent fluctuations in energy prices, GSHP systems have been gaining popularity as way for homeowners to take control of their energy bills. In Dubuque, 17 GSHPs were installed in 2010 (Iowa DNR, personal communication). 9) Barriers to implementation: Up front cost; challenges of siting and retrofitting. 10) Co- benefits: Reduced energy demand and costs. 11) Explanation of GHG reduction impact: Based on current trends (17 /year), we assume 300 total installations between 2010 and 2030 81 (15 /yr). According to the EPA, energy consumption in a typical single family home in the MROW region produces 12 mt CO2e per year (EPA 2012). Atypical GSHP system will decrease home energy demand by 20 -50% (average 35 %), yielding an average CO2e reduction of 4.2 mt per year per home. If 300 units are installed, this yields 1,260 mt CO2e per year. Commercial/industrial systems can have a larger impact, but there is far less local data on them and estimates are not provided. This calculation neglects improvements in home energy efficiency over the 2010 -2030 time period, but the GHG impact is nonetheless likely to fall into or a near the 100 -1,000 mt CO2e per year range. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Individual system installations have relatively well established impacts on home energy demand (20 -50 %). However, the number of installations by 2030 will depend on demand saturation, energy prices, incentives, and system costs. Also, this analysis only includes small residential systems, whereas larger commercial or business scale systems could yield a significantly greater impact. Municipal Lighting and Energy Efficiency 1) Sector: Built environment - facility and building efficiency 2) Policy name: Municipal lighting and energy efficiency 3) Policy type: Municipal 4) Affected entities: City of Dubuque 5) Current status: Ongoing 6) Estimated GHG reduction: 1,000 -5,000 mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 2 8) Specific description of policy: There are many opportunities for improved energy efficiency in municipal operations in Dubuque. Many have already been implemented and others are ongoing, but there are several remaining opportunities. The following is a list of ongoing and potential efficiency improvements in municipal operations. This list is by no means exhaustive. ALEDs in streetlights, stoplights, and municipal buildings /offices. Status: ongoing. Dubuque is in the process of replacing City lights with high efficiency LEDs. LED lighting is up to twice as efficient as fluorescents and 10 -times more efficient than incandescents. They also last 6+ times longer than fluorescents and 40+ times longer than incandescents (DOE 2011c; DOE 2011d). As such, LEDs can significantly reduce energy and maintenance costs of municipal lighting. Up front costs can be intimidating for LEDs, but net cost savings for replacing an ordinary 60W incandescent with an LED are >$250 over the lifetime of the LED. Savings are much higher for higher- wattage lights. Municipal street/traffic lights alone comprised 2,000 mt of emissions in 2007 in Dubuque. In early 2013, Alliant Energy began a program to 82 replace HPS street lamps with efficient LED lamps for all of its Iowa customers (including Dubuque) within 5 -7 years. LED streetlights are 50 -70% more efficient than HPS, so LED replacement of street lights could yield on the order of 1,000 mt CO2e per year in reductions. 'LEDs in exit signs in all city buildings. Status: ongoing. According to the US DOE, LED bulbs in exit signs can save 100 or 300 kWh when replacing fluorescent/CFL or incandescent bulbs, respectively. This equates to $10 -30 savings per year, not counting the fact that LED bulbs last 6 -40 times longer than conventional lighting. In terms of GHG emissions, replacing fluorescents /CFLs with LEDs reduce GHG emissions by 0.08 or 0.25 mt CO2e per year per sign. Replacing 100 exit sign bulbs with LEDs would therefore reduce CO2e emissions by 8 -25 mt CO2e per year and save thousands of dollars in operating/maintenance costs over the life of the bulbs (EPA 2010b). AEnergy Star equipment given priority in purchasing for municipal facilities. Status: ongoing. This could yield an estimated 10 -100 mt CO2e per year in reductions, which is 0..2- 2% of municipal building energy use. AReduced water waste in City Hall. Status: completed. A significant amount of water (millions of gallons annually) was lost annually via an inefficient heating/air conditioning system in City Hall. The system has since been replaced, reducing water use in City Hall by over 90 %. This reduces demand from the water treatment plant and yields concomitant decreases in GHG emissions. A Dubuque Eagle Point Water treatment facility efficiency upgrade. Status: completed. Various significant efficiency upgrades were completed in 2008 -2009 at the Water Treatment Facility. Precise impact is unknown but given the amount of emissions from the facility (6000 -7000 mt/year), estimated GHG impact is likely to be 100 -1,000 mt CO2e per year. AOccupancy sensor lights. Status: ongoing. Occupancy sensors have been installed in some City buildings, which power down when surrounding area is vacant. Photocells can also be used to adjust lightings to fluctuations in ambient daylight. Dubuque municipal buildings are responsible for around 5,000 mt CO2e per year. According to the DOE, lighting typically constitutes —1/3 of building energy use (15 -50 %), so improving lighting efficiency by 50% could yield reductions on the order of 100 -1,000 mt CO2e annually, as well as thousands of dollars in operating costs. AComputer power -down settings in City buildings. Status: ongoing. Computer energy management settings have been proven to reduce energy use and costs significantly. At Dell, for instance, a power management scheme implemented in 2008 reduced GHGs by an estimated 0.2 mt per PC per year. If even half of this were achieved on the 100s of City computers, it would achieve a GHG reduction of at least 10 -100 mt CO2e annually. AEnergy miser vending machines in City buildings. Status: prospective. Energy miser vending machines power down when the surrounding area is vacant. This can reduce energy consumption per machine by nearly half and save up to $200 per year per machine in maintenance and operation costs (USA Technologies 2012). Up front cost is typically <$200, making for rapid return on investment. Impact is likely on the order of 1 -10 mt CO2e per year. 9) Barriers to implementation: Up front cost. 10) Co- benefits: Reduced energy demand and energy /maintenance costs. 11) Explanation of GHG reduction impact: 83 Described in each individual section. Total impact will likely be on the order of 1,000- 10,000 mt CO2e per year based on the likely impact of ongoing actions (described above) and the total amount of GHG emissions from lighting and other energy use in City facilities ( <10,000 mt CO2e total annually as of 2007). 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: Exact amount depends on current usage, which is based on 2007 Dubuque municipal GHG inventory, and prospective efficiency gains from each action, which are based on large scale national averages. These averages will probably apply to Dubuque well enough for a reasonably accurate estimate, however. Commercial Lighting and Energy Efficiency 1) Sector: Built environment - facility and building efficiency 2) Policy name: Commercial lighting and energy efficiency 3) Policy type: Community policy; Businesses 4) Affected entities: Businesses; City of Dubuque; GDDC; Schools 5) Current status: Ongoing 6) Estimated GHG reduction: 1,000- 10,000 mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 2 8) Specific description of policy: Local businesses and institutions can save a substantial amount of energy an money through simple, low cost lighting improvements. Possibilities include: AHigh efficiency lighting and energy efficiency retrofits in local businesses, hospitals, schools, hotels, and other facilities. City, non - profits, ECIA, or others could work with local institutions to encourage energy miser vending machines; LEDs in exit signs, offices, and hallways; light occupancy sensors; etc. to reduce energy cost and demand. Work to secure /provide rebates and other incentives to mitigate up front costs. ACreate an "indoor lights out at night" program for businesses and institutions to encourage saving energy and money when no one is in the building. 9) Barriers to implementation: Up front cost; education; incentives. 10) Co- benefits: Reduced energy demand and ongoing energy costs 84 11) Explanation of GHG reduction impact: Based on total electricity emissions in Dubuque's commercial sector (139,599 mt CO2e in 2011) and the fact that lighting can take up 1/3 of a typical building's energy use, 1,000- 10,000 mt CO2e annually would constitute 2 -20% of total lighting demand, making this a realistically conservative range for the potential gains from such programs. 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: Impact of individual installations /retrofits is relatively easy to calculate, but degree of implementation (as well as the efficiency of current lighting systems relative to high efficiency systems) are highly uncertain between now and 2030. Notably, by 2030, LED bulb costs are likely to decrease significantly, and even more efficient lighting alternatives could arise between now and then. This suggests that LEDs and high efficiency lighting are almost certain to become ubiquitous. As such, by 2030 reduction due to commercial lighting improvements could end up being well over 10,000 mt CO2e, due simply to market forces and rational business decisions. State and Federal Programs and Incentives 1) Sector: Built environment - facility and building efficiency 2) Policy name: State and Federal Programs and Incentives 3) Policy type: State /Federal; Businesses; Individuals; Municipal 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Ongoing 6) Estimated GHG reduction: 100s of mt CO2e annually 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity) 8) Specific description of policy: There are many State and Federal incentives for efficiency improvements in residential, commercial, and government buildings (e.g. weatherization). These incentives help property owners take advantage of the rapid payback periods of efficiency improvements by mitigating the up front costs of those improvements. An exhaustive list of available programs is beyond the scope of this document, but up to date details can be found at: http: / /www.dsireusa.org/ 9) Barriers to implementation. Financial; State and Federal policy changes and barriers. 10) Co- benefits: Improved energy efficiency; reduced energy costs; improved regional air quality by reducing fossil fuel demand. 11) Explanation of GHG reduction impact: Simple baseline estimate of anticipated scale of GHG impacts of Federal and State weatherization, renewable energy, and related programs in addition to impacts discussed in context of previous policies. 12) Relative confidence of GHG reduction 85 estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: Depends entirely on future State and Federal policies, which cannot be predicted. Dubuque Unified Development Code 1) Sector: Built environment - planning and urban efficiency 2) Policy name: Dubuque UDC 3) Policy type: Community policy; Municipal; Business; Individual 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Implemented /ongoing 6) Estimated GHG reduction: 1,000s of mt CO2e annually. 7) Scope of emissions reduction: Scope 1 (transportation); Scope 2 (electricity) 8) Specific description of policy: The City of Dubuque Unified Development Code (UDC) was created in 2009 to provide guidance and standards for planning and development in the Dubuque community. Dubuque's UDC will advance the long term sustainability ofthe community's built environment, which underlies so much of the city's environmental impact - from transportation and building efficiency to land use and water quality. For instance, studies have found that buildings constitute up to 40% of GHG emissions (DOE 2008), while transportation accounts for 21% of Dubuque's emissions. That suggests that over 60% of Dubuque's GHG emissions are influenced by development, making smart development one of the most significant components of local sustainability. Dubuque's UDC makes sustainable design the new standard and inefficient development the exception. In terms of economic and social well- being, the code ensures that Dubuque's built environment supports mobility, healthy lifestyles, and economic prosperity by facilitating compact and mixed use development in urban and 86 suburban settings. In terms of environmental sustainability, the code promotes floodplain management BMPs, healthy urban ecosystems and greenspace, and LID standards for stormwater management by minimizing the extent and impacts of impervious surfaces, among other advanced design standards. 9) Barriers to implementation: Education; staff training; proper implementation; monitoring and verification of results. 10) Co- benefits: Reduced VMTs; improved traffic flow, safety, and efficiency; energy efficient buildings; improved air quality and aesthetics; time savings for residents /commuters; cost savings on energy and transport. 11) Explanation of GHG reduction impact: Studies have found that buildings constitute up to 40% of GHG emissions (DOE 2008), while transportation accounts for 23% of Dubuque's emissions. Given the significant share of emissions affected by Dubuque's development code, but without specific data on impacts, we assign a conservative, broad range of 1,000s of mt. 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: The 1,000s of mt figure is probably a low estimate because ofthe wide scope ofthe UDC (the wide scope of UDC is also the main source of uncertainty). Also, the UDC overlaps and relates to many other policies outlined elsewhere in this document, so it is difficult to assign emissions reductions solely to it. Infill Development 1) Sector: Built environment - planning and urban efficiency 2) Policy name: Infill development 3) Policy type: Community policy; Municipal; Business; Individual 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Not yet an official policy, but successful local examples exist, including the Historic Millwork District, Washington neighborhood revitalization, riverfront revitalization, historic building preservation efforts, and other downtown development projects. 6) Estimated GHG reduction: 1,000s of mt CO2e annually. 7) Scope of emissions reduction: Scope 1 (transportation); Scope 3 (embodied emissions of building materials) - -only Scope 1 calculated 8) Specific description of policy: Infill development policies vary in form and application but share the goal of shifting urban growth from outer suburbs and undeveloped peripheral areas to existing downtowns and inner suburbs. In other words, the focus of infill is on the development rather than expansion of existing city space. For the past several decades, much of Dubuque's growth has occurred in outlying areas (e.g. new suburbs) requiring costly expansion and maintenance of city infrastructure to those new areas, including streets, sewers, utilities, schools, emergency medical services, fire protection, and law enforcement. Infill development, on the other hand, shifts growth into established city boundaries, which helps to ensure that development is spread evenly within the city and takes advantage of existing infrastructure, thus limiting costs to taxpayers. Infill development can be achieved by 87 encouraging retail in residential neighborhoods (e.g. corner stores), preservation and reuse of historic buildings, and brownfield development. In terms of GHG emissions, infill development can significantly limit VMTs by encouraging compact development and mixed use neighborhoods with residences, workplaces, shopping facilities, schools, and other daily destinations located closer to one another. 9) Barriers to implementation: Policy design; administration; education; lack of available sites. 10) Co- benefits: Infill can facilitate the revitalization of downtown areas. The Port of Dubuque, Historic Millwork District, and proposed Intermodal Transportation Center are all prominent local examples of re- developing existing space and infrastructure and are responsible for attracting countless tourists, residents, and investment dollars to Dubuque. Other infill benefits include reducing commute times and improving the efficiency of the transportation network, which will consequently improve local air quality. Infill also limits the cost of development/infrastructure expansion to taxpayers. 11) Explanation of GHG reduction impact: Given the potential scope of infill development and its capacity to reduce VMTs, we estimate roughly that the impact will be on the order of 1,000s of mt CO2e per year, though this should only be considered a rough baseline estimate. To our knowledge, no communities have collected data regarding the impact of infill development policies on GHG emissions 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: No data; significant overlap with other policies, including Dubuque UDC. Historic Building Preservation and Revitalization 1) Sector: Built environment - planning and urban efficiency /facility and building efficiency 2) Policy name: Historic building preservation and revitalization 3) Policy type: Community policy; Municipal 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Ongoing in Dubuque. Examples include Historic Millwork District and various buildings and businesses downtown and on the Dubuque Riverfront. 6) Estimated GHG reduction: 100s of mt CO2e per year. 7) Scope of emissions reduction: Scope 1 (natural gas heating); Scope 2 (electricity); Scope 3 (embodied emissions of building materials)- - only Scopes 1 and 2 calculated 8) Specific description of policy: Dubuque is one of the oldest settlements west of the Mississippi and boasts a rich history. Some of the most prominent symbols of Dubuque's late 19th and early 20th century manufacturing prowess are the historic brick streets, warehouses, factories, and other structures that remain in Dubuque's downtown and Riverfront districts. These towering vestiges of a bygone era not only represent Dubuque's rich cultural history, but also opportunities to develop a smart and sustainable community that embraces its history. Historic building preservation involves restoring, revitalization, and re- purposing historic or neglected buildings. Doing so utilizes existing developed lands and infrastructure instead of throwing away and replacing old structural materials (and all the embodied energy and waste that would entail). Historic building preservation 88 also ensures that development occurs where city infrastructure already exists (e.g. streets, sewers, utilities, schools, emergency medical services, fire protection, and law enforcement), which limits costs of new development to taxpayers. In terms of GHG emissions, historic building preservation directly saves energy that would have gone into construction and building materials. It also reduces GHGs in more subtle ways, including reducing VMTs by concentrating development in more central areas of the community. 9) Barriers to implementation: Funding; procurement of property; education and outreach to builders, developers, and residents 10) Co- benefits: Same as section: Infill Development 11) Explanation of GHG reduction impact: It is difficult to estimate GHG impact of historic preservation/revitalization without knowing the scale of preservation as well as the alternatives. As such, we conservatively estimate that 100s of mt of GHGs can be saved simply by reducing additional infrastructure and transportation associated with outlying versus centralized development. 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: No data; significant overlap with other policies in this document, particularly infill development. Smart Growth - Miscellaneous 1) Sector: Built environment - planning and urban efficiency 2) Policy name: Smart growth 3) Policy type: Community Policy; Municipal 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: 6) Estimated GHG reduction: 100s of mt CO2e per year. 7) Scope of emissions reduction: Scope 1 (transportation); Scope 3 (embodied emissions of building materials) - -only Scope 1 calculated 8) Specific description of policy: In addition to infill development, the Dubuque UDC, complete streets, and other smart growth initiatives, several other policies and programs could encourage smart growth in Dubuque. The following is a list of actions that have been employed by other communities. AMake infrastructure costs of development explicit. Extending City services and infrastructure to outlying developments can be costly. Compact growth (infill) can reduce these costs by developing existing areas of the City. To encourage this, codes could be amended to require new developments to pay a share of the infrastructure costs of new developments, including through private financing or assessment districts (e.g. transportation fee; city services fee) in order to incentivize compact development. A Density bonuses: Incorporate positive incentives, such as density bonuses, near existing commercial centers, to developers who comply with, exceed, or otherwise meet specific smart growth objectives. 89 A Mixed use development incorporated into City transit. Facilitate and encourage placement of new residential developments (particularly apartments and other high density residential buildings) at mixed use locations that will increase potential ridership on planned /existing transit system. A Brownfield inventory and development Inventory brownfield and potential infill development sites in Dubuque and advertise, facilitate and incentivize development of those areas. 9) Barriers to implementation: Policy design; administration; education. 10) Co- benefits: Reduced VMTs; improved traffic flow, safety, and efficiency; energy efficient buildings; improved air quality and aesthetics; time savings for residents /commuters; cost savings on energy and transport. 11) Explanation of GHG reduction impact: It is difficult to estimate GHG impact of planning policies given that the impacts of urban form on GHG emissions are indirect. As such, we conservatively estimate that 100s of mt of GHGs can be saved simply by improving the efficiency of transportation and urban design. 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: No data; significant overlap with other policies in this document, particularly Dubuque UDC and Infill Development. Policy Descriptions: V. Miscellaneous Introduction: This section discusses reduction strategies that do not fit neatly into the major categories and includes tree planting, local food, and other miscellaneous community initiatives that impact GHG emissions (Table 7). Table 7. Miscellaneous GHG reduction strategies and their potential impact in Dubuque, IA. *GHG reductions not counted in inventory or toward 50% by 2030 goal. 90 Estimated GHG reduction (mt CO2e per year by 2030) Urban forestry *100s p. 90 Local food *1,000s p. 91 Community based initiatives 22,296 p. 93 Refrigerants 11,148 p. 94 Cool roofs /cool pavement *100s p. 95 Air quality measures *not estimated p. 96 Total potential impact (scopes 1 and 2) % total reduction goal (520,000 mt of reductions by 2030) 33,444 6.4 %1 *GHG reductions not counted in inventory or toward 50% by 2030 goal. 90 Urban Forestry 1) Sector: Miscellaneous 2) Policy name: Urban forestry 3) Policy type: Fiscal; Administrative; Voluntary 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Ongoing 6) Estimated GHG reduction: *100s of mt CO2e annually by 2030 7) Scope of emissions reduction: *N /A Biogenic emissions and ecosystem sequestration not counted in inventory or toward 50% by 2030 goal. Energy savings from shade trees would be counted, but that is not estimated here. 8) Specific description of policy: Tree planting can reduce GHGs by sequestering (absorbing) carbon in plant biomass and the soil. However, the greatest impact of urban trees on energy comes via well placed trees shading and sheltering buildings. Carefully positioned trees can reduce air conditioning costs by up to 25% and can decrease heating costs by acting as windbreaks and insulators. There are several policy options available: A Municipal tree planting program, focusing, if possible, on deciduous shade trees for south facing walls A Residential 'shade your house' initiative offering educational outreach and /or inexpensive trees for property owners to decrease their energy costs. This could be administered as a partnership between city, utilities, and tree planting/conservation organizations. A Shade trees part of development review. As part of standard permitting/development review, require evaluation of sites for efficiency, including shading of parking lots 91 and south facing windows. A Tree BMPs for builders Through resolution or program, encourage builders to follow Tree Best Management Practices for Contractors and Builders or other comparable BMP guide. 9) Barriers to implementation: Cost; pests and pathogens; education; administration 10) Co- benefits: Aesthetics and beautification; comfort; reduced energy costs for homeowners /businesses 11) Explanation of GHG reduction impact: Assumes that a net of 1,000 new trees will be planted citywide for the next twenty years, and that each tree will sequester approximately 16 kg of CO2e per year (DOE 1998). This yields 320 mt per year, which falls within the 100s range. Including the shading/sheltering impact of trees could significantly increase this number. 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: No major uncertainties. Estimated range should be sound but depends on type of tree, where the trees is planted (i.e. previous land cover and placement relative to buildings), and number of trees planted. Local Food 1) Sector: Miscellaneous 2) Policy name: Local food 3) Policy type: Fiscal; administrative; voluntary 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Ongoing 6) Estimated GHG reduction: **1,000s of mt CO2e annually by 2030. * *Scope 3 emissions, so not counted in inventory or toward 50% by 2030 goal. 7) Scope of emissions reduction: Scope 3 8) Specific description of policy: Global food production and agriculture has been estimated to have a global GHG impact comparable to transportation (FAO 2006), so the impact of our food choices on climate is substantial. There are several local options by which communities and individuals can reduce the climate impact of their food choices, many of which are already underway in Dubuque. A Community supported agriculture (CSAs). CSAs are contracts between local growers and residents to provide regular (weekly /biweekly) deliveries of produce or other farm products in exchange for a seasonal membership fee. Since 2010, the Dubuque CSA Coalition has facilitated contracts between Dubuque residents and several local and regional growers. A Farmer's market. Since 1845 Dubuque has hosted a summer Farmer's Market offering handgrown or handmade farm products to local residents. Dubuque's farmer's market hosts over 150 vendors and attracts many hundreds of patrons every weekend from Dubuque and the surrounding region to partake in local food. The farmer's market also runs indoors during the winter. 92 A Community gardens City owned lots (or other vacant lots) could be set aside for community gardens or greenhouses. To date, eight community gardens are active in the community. A Employee gardens. Employers could be encouraged to offer garden space on workplace grounds to employees. Local food at major grocers The City could facilitate contracts between local and regional growers and local grocery chains. A Compost to community garden program. Provide free compost from DMASWAfor community food projects such as community and school gardens. A Community fruit and nut trees. A partnership with a tree planting/conservation organization could provide low cost nut/fruit trees that residents would be encouraged to plant. A Lower meat consumption. Animal products are significantly more carbon intensive than plant based foods. Personal choices to replace animal with plant based foods can significantly reduce an individual's carbon footprint. A Dubuque Food Co -op: The Dubuque Food Co -op, scheduled to open in 2013, promises a strong focus on local foods and will provide a new market for local farmers. 9) Barriers to implementation: Education; organization and administration. 10) Co- benefits: Boosted local economy; supporting local farmers; healthier diets /lower healthcare costs 11) Explanation of GHG reduction impact: Food consumption in the US is estimated to comprise at least 15% (roughly 3.1 mt CO2e) of per capita GHG emissions (Weber and Matthews 2008). If this is applied to Dubuque's population of 57,250, it suggests that approximately 175,000 mt of CO2e per year in Dubuque come from food consumption. These are primarily Scope 3 emissions and are not counted in the GHG inventory nor toward the 50% by 2030 goal. Nonetheless, these numbers suggest that our food sources and choices could significantly effect local GHG emissions. For instance, a 1 -5% decrease in the carbon intensity of Dubuque's food would reduce annual CO2e emissions by approximately 1,800 -9,000 mt. This puts the impact of local food conservatively in the 1,000s of mt range, though it could be substantially higher. 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: Individual choices and personal 93 behavior. No existing reliable estimates of carbon intensity of current food sources /systems vs alternatives. However, the general order of magnitude of GHG impact of food choices should be sound. Community Based Initiatives 1) Sector: Miscellaneous 2) Policy name: Community based initiatives 3) Policy type: Voluntary; grassroots 4) Affected entities: City of Dubuque; businesses; residents. 5) Current status: Ongoing 6) Estimated GHG reduction: 22,296 mt CO2e annually by 2030 (goal) 7) Scope of emissions reduction: All scopes 8) Specific description of policy: Several City and community organizations have created sustainability- related programs that will reduce GHG emissions. In the past three years alone, these organizations have instituted the following programs, among many others: A Dubuque 2.0 Community Sustainability Game A Green Dubuque 2012 by 2012 program A Green Asset Map A Green Drinks A Four Mounds Energy Center A Energy auditor training A Green Iowa project A Rebate and incentive compilation CFLs /weatherization materials A Annual Growing Sustainable Communities conference A Sustainable City Network news and magazine A Informative newsletters, events, websites, and materials A Dubuque CSA promotion program A Etc. (for more information on these and other programs, visit the organizations' respective websites) 94 These organizations have already established presence and momentum in the community. It is difficult to project what programs these and other organizations will come up with over the next twenty years, let alone what GHG impacts those programs will have. As such, instead of speculating on the GHG impact of the myriad existing and possible future initiatives, we propose a modest goal of a combined 2% reduction in community emissions between these organizations (i.e. 2% beyond what is achieved through the other options discussed in this plan). This amounts to just over 0.1% of additional reductions each year for the next 18 years. 9) Barriers to implementation: Funding; opportunities; availability of volunteers 10) Co- benefits: All previously mentioned benefits, depending on mix of programs 11) Explanation of GHG reduction impact: See above narrative. Assumes community based initiative impact of 0.1% per year beyond what is achieved in other options discussed in this plan by 2030. 12) Relative confidence of GHG reduction estimate: Low 13) Sources of uncertainty in GHG reduction estimate: Could be much higher or lower depending on nature of and opportunities for initiatives. Refrigerants 1) Sector: Miscellaneous 2) Policy name: Refrigerants 3) Policy type: Voluntary; global/national policy 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Ongoing 6) Estimated GHG reduction: No precise estimate given, but could be on the order of 11,148 mt CO2e annually by 2030. 7) Scope of emissions reduction: Scope 1 8) Specific description of policy: HCFC refrigerants are synthetic chemicals that can have extraordinarily high global warming potential. Pound for pound, some HCFCs have over 10,000 -times the warming potential of CO2. Studies have estimated that HCFCs constitute approximately 2% of national GHG emissions in the US, and that this percentage could double by 2050 under a business -as-usual scenario (EPA 2010c; Velders et al. 2009). HCFC -22, one of the most common refrigerants in commercial use, is scheduled to be phased out from 2010 -2030 as agreed to in the 1987 Montreal Protocol. This is being done to prevent further degradation of the ozone layer, but it is also expected to have significant climate benefits by substituting substances with a lower GWP than HCFC -22 (and HCFC -23, which is emitted during the production of HCFC -22). In 2010, the EPA began implementation ofthe HCFC Allocation Rule and the Pre - Charged Appliances Rule, which together impose quotas on HCFC- 22, ban the sale of new air - conditioning units containing the gas, and promote recycling of the gas from old units. These actions are designed to reduce HCFC emissions in the US by 75% below baseline levels. In addition, the Federal government is working 95 to implement a global framework for reducing HCFCs by approximately 50 -70% by 2030 (90% by 2050). The focus of this framework goes beyond ozone depletion to consider the climate and human health impacts of refrigerants. These various elements ofthe global phase -out of HCFC refrigerants will require little action on the part of Dubuque, though local businesses could help to accelerate this process by joining other corporations in voluntarily adopting alternative refrigerants (e.g. Coca -Cola, McDonalds, PepsiCo, and others in the "Refrigerants, Naturally!" partnership). Also, outreach to air - conditioning businesses and service technicians regarding the importance of recycling HCFC -22 refrigerants is crucial (NY Times 2012). 9) Barriers to implementation: Cost; education; approval of low cost alternatives; development, implementation, and enforcement of global and national policies and frameworks. 10) Co- benefits: Potentially financial (depending on relative cost of alternative substances /practices prove) 11) Explanation of GHG reduction impact: Given the high number of food and beverage processing, storage, and other industrial facilities in Dubuque, we conservatively assume that national averages apply to Dubuque and that approximately 2% of our emissions are constituted by refrigerants. The phaseout of HCFC -22 should therefore yield at least a 50% reduction in local refrigerant emissions. This would yield a 1% reduction in total emissions by 2030 (equal to 11,148 mt CO2e) 12) Relative confidence of GHG reduction estimate: Moderate 13) Sources of uncertainty in GHG reduction estimate: More precise estimates cannot be produced without detailed emissions of current refrigerant usage and turnover in Dubuque. Cool Roofs /Cool Pavement 1) Sector: Miscellaneous 2) Policy name: Cool roofs /cool pavements 3) Policy type: Fiscal; administrative 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Prospective not currently under consideration) 6) Estimated GHG reduction: * 100s of mt CO2e annually by 2030. 7) Scope of emissions reduction: *Indirect GHG mitigation, not counted in GHG inventory or toward 50% by 2030 goal. However, some scope 1 and 2 reductions could occur through electricity /heating savings. 8) Specific description of policy: Compared to dark colored roofs and blacktop, lighter colored, more reflective roofs and pavement absorb less energy from the sun and decrease the amount of warming near earth's surface. White roofs are widely recognized as one of the simplest, cheapest, and most immediate climate stabilizing solutions. White roofs can also affect energy use by decreasing building temperatures and thus cooling/refrigeration costs during summer months (though this can be offset somewhat by increases in heating demand in winter). Making roofs and pavements less absorptive also can reduce the urban heat island effect (UHI), which is the local "island" of elevated temperatures that occurs in cities due to heat retention by urban landscapes. Cool roofs /pavement can minimize this effect and reduce heat stress and levels of temperature- sensitive air pollutants (e.g. smog). Cool roofs can be created using, for instance, waste paint or whitewash. New York City, Chicago, and many other cities are implementing cool roof programs. Cool pavement (a thin, tough, road -ready coating) also has been used in many cities, particularly in crosswalks, bike 96 lanes, and blacktopped parking lots or playgrounds where high summer temperatures often occur. White roofs also tend to have longer lifespans than black roofs, all else being equal. 9) Barriers to implementation: Cost; calculating costs of winter in addition to summer cooling effects; materials and training. 10) Co- benefits: Human comfort, roof lifespan, and potential reduced energy cost 11) Explanation of GHG reduction impact: 2010 study from Berkeley National Laboratory (Menon et al. 2010) indicated that painting 1 m2 of rooftop is equivalent to reducing CO2 emissions by 8.9 kg/yr, while putting a thin "cool pavement" coating on 1 m2 of pavement (parking lots, playgrounds, driveways, crosswalks, streets, etc.) is equivalent to reducing CO2 emissions by 2.45 kg/yr (building heating/cooling savings not included in these estimates). Conservative estimates of the amount of roofed and paved area in Dubuque (17.5% paved; 12.5% roofed, which are half what was estimated in the Berkeley study) indicates that increasing the reflectivity of all roofs and paved surfaces in Dubuque would offset approximately 100,000 mt/year of CO2e. So there is clearly significant potential for this in Dubuque. For our estimates, we assumed that 1% of roofs and paved areas could be coated in the next 20 years, yielding around 1,000 mt CO2e in annual reductions. Focusing on large commercial and industrial buildings using waste paint could be a particularly simple and inexpensive way to achieve this. This could also be facilitated by requiring/encouraging certain types of new commercial developments to have cool roofs. 12) Relative confidence of GHG reduction estimate: Very low 13) Sources of uncertainty in GHG reduction estimate: Participation by residents and businesses; impact on building energy demand. Air Quality Measures 1) Sector: Miscellaneous 2) Policy name: Air quality measures 3) Policy type: Voluntary; global/national policy 4) Affected entities: City of Dubuque; businesses; residents 5) Current status: Ongoing 6) Estimated GHG reduction: No estimate provided 7) Scope of emissions reduction: N/A 8) Specific description of policy: Air quality and GHG pollutants go hand in hand, and improved air quality is one of the primary benefits of most of the actions described in the previous sections. Afew additional opportunities exist that have not yet been discussed, however, including: A Limit VOC coatings in Dubuque. VOCs are minor in terms of GHG emissions but can significantly impair local air quality via the formation of ground level ozone. A Work with Dubuque County to limit biomass burning. Biomass burning can significantly impair local air quality. It can also contribute to climate change (see section: Particle filters on diesel vehicles). As such, the regulation of biomass burning can significantly improve local air quality while also limiting GHG emissions. Public parks and other facilities are one opportunity (except in the case of long -term carbon sequestering ecosystems such as prairies for which burning is essential). 9) Barriers to implementation: Education, outreach and administration; policy design, implementation, and enforcement; verification and monitoring 97 10) Co- benefits: Health; air quality 11) Explanation of GHG reduction impact: No estimate provided. Most emissions in this category are not GHG emissions, but rather traditional criteria air pollutants. 12) Relative confidence of GHG reduction estimate: N/A 13) Sources of uncertainty in GHG reduction estimate: N/A - -- This page left intentionally blank - -- 98 References Anderson, Y., C.C. Glencross, T. Rudisill. 2010. School bus idling reduction - project report and implementation guide for Oklahoma school districts. 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McGraw -Hill. 308pp. 102 Appendix A - Emission Factors and Assumptions Natural as For natural gas, a standard emissions factor of 0.05302 mt CO2e /MMBTU was used for all inventory years. Transportation Transportation emissions were calculated using standard data from ICLEI and local VMT data from Dubuque. Specifically, if we know how many VMTs there were in Dubuque each year (ECIA 2012); what percentage of those VMTs carne from different classes of vehicles (ICLEI), how many miles - per - gallon each of those vehicle classes gets on average, and how much CO2e is released per gallon of fuel, total transportation related GHGs can be calculated. This data is compile in the tables below. Table Al. Vehicle mix (i.e. percent of total miles driven for each vehicle class and fuel type), fuel emissions factors, and average fuel efficiency for vehicles in Dubuque, 2002 -2011. Table A2. Vehicle miles traveled (VMTs) in Dubuque from 2002 -2011. Dubuque Diesel Gasoline V Year Heavy trucks Light trucks Cars i Light trucks Cars Vehicle Mix 5.4% 1.3% 0.3% 32.4% 60.6% CO2 (mtlga I) 0.0102 0.0102 0.0102 0.0088 0.0088 MPG 2002 5.63 16.80 19.38 13.34 18.08 MPG 2003 5.63 16.82 19.38 13.49 18.25 MPG 2004 5.63 16.84 19.38 13.61 18.43 MPG 2005 5.63 16.86 19.38 13.72 18.61 MPG 2006 5.64 16.87 19.38 13.80 18.79 MPG 2007 5.64 16.93 19.38 13.87 18.97 MPG 2008 5.64 16.93 19.38 13.92 19.14 MPG 2009 5.64 16.93 19.38 13.96 19.32 MPG 2010 5.64 16.93 19.38 13.99 19.50 MPG 2011 5.64 16.93 19.38 14.01 19.68 MPG 2012 5.64 16.93 19.38 14.03 19.85 Table A2. Vehicle miles traveled (VMTs) in Dubuque from 2002 -2011. Dubuque VMT Year Total VMT 2002 462,721,406 2003 464,145,712 2004 467,905,465 2005 460,177,587 2006 457,071,423 2007 453,536,220 2008 446, 402, 396 2009 472,108,493 2010 474,369,522 2011 469, 813, 814 103 Electricity Baseload vs non - baseload emission factors: Electricity grid emission factors describe the amount of GHGs produced per unit of electricity. Iowa is part of the Midwest Regional Organization West (MROW) region, which in 2007 (the most recent data available) had a baseload emission factor of approximately 7.86E -4 mt CO2e per kWh, as reported in the EPA's eGRID 2010 v1.1. This is the emission factor used to calculate emissions in Dubuque's 2009 -2011 GHG inventories (earlier emission factors were used for 2003/2007 inventories). A second emission factor, called the "non - baseload output emission rate" is used to calculate the GHG impact of energy saving actions. This emission factor differs from the baseload emission factor, above, because when energy demand decreases, the least efficient forms of energy (e.g. older coal plants) tend to be taken offline first. As such, the non - baseload emission factor is higher than the baseload emission factor. For MROW in 2007, the non - baseload emissions factor is approximately 9.07E -4 mt CO2e per kWh. As an example of how these are used, assume that a city uses 1,000,000 kWh of energy per year. To calculate the GHGs produced by generating this much energy, we use the baseload emission factor of 7.86E -4 as follows: 7.86E -4 mt CO2e /kWh * 1,000,000 kWh = 786 mt CO2e Now assume that an energy efficiency program saves 10% of that 1,000,000 kWh (= 100,000 kWh). To calculate the GHG impact of this reduction, we use the non - baseload emission factor of 9.07E -4 as follows: 9.07E -4 mt CO2e /kWh * 100,000 kWh = 90.7 mt CO2e Dubuque's Emissions Factors -- Factoring in the Coal Plant Alliant Energy's Dubuque Generating Station coal fired power plant lies within Dubuque's city limits. Although the electric grid the is regional, the power plant and its impacts are primarily local, giving Dubuque a far greater stake in (e.g. air quality) and influence on its operation than any other part of the electric grid. Although the plant is not owned and operated by the City of Dubuque, the vast majority of the energy gene generated at the facility is used locally (Alliant Energy, personal communication). The regional grid and the local power plant have quite different emissions factors (Table A3, below); to reflect these differences, and the importance of the coal plant to Dubuque's power consumption, a weighted average of coal plant and grid emissions factors (EFs) was used to calculate the carbon footprint of electricity in Dubuque. Table A3. Emissions factors and weighting factors for calculation of final, weighted electric emissions factor for Dubuque in 2003 -2011. wr Total kWh used in Dubuque Grid kWh Coal plant kWh Grid EF (mt /kWh) Coal plant EF Weighted Average EF 104 2003 689, 934, 710 348,761,530 341,173,180 0.000831 0.001328 0.001077 2007 737, 973, 696 396, 250,105 341,723,591 0.000786 0.001328 0.001037 715, 388, 872 565, 906, 872 149,482,000 0.000743 0.001328 0.000865 2010 777, 509, 953 625, 311, 953 152,198, 000 0.000743 0.001328 0.000857 773,125, 642 655, 308, 642 117, 817, 000 0.000743 0.001328 0.000832 The weighted average approached is illustrated as follows. In 2003, the coal plant produced around 341,000,000 kWh of electricity, which amounts to nearly half of the 689,000,000 kWh used in the community that year. Assuming that virtually all of the coal plant's energy was used in Dubuque (Alliant Energy, personal communication), this suggests that in Dubuque in 2003, 341,000,000 kWh came from the coal plant and 348,000,000 kWh came from the grid. So, the final 2003 emission factor for Dubuque is the weighted average of the emissions factors for the coal plant and the grid, as follows: (348,761,530 * 0.000831 + 341,173,180 * 0.001328) / 689,934,710 = 0.001077 - -- -Grid kWh - - -- -- -Grid EF - -- -Coal plant kWh- -Coal plant EF- -- -Total kWh - -- -- Weighted avg EF -- A similar weighting procedure was used for all years. Because coal plant production declined between 2003 and 2011, a greater and greater proportion Dubuque's energy is now being derived from the grid, which has a lower EF than the coal plant. Therefore, Dubuque's overall EF has improved at a significant rate, and will further improve when the coal plant shuts down entirely (expected 2014, but appears likely to be earlier). When the coal plant shuts down, Dubuque's overall EF will simply match the regional grid EF which, in 2011, represented a 10.7% improvement in carbon intensity. 2007 vs 2030 emission factors In order to predict the impact of energy related GHG reduction actions on GHG emissions in 2030, we need to know what the emission factor will be in 2030. Why do we need to know this? Assume the installation of 1 kW of solar panels that produce 2,000 kWh of electricity per year. If we use the 2007 emission factors (above), then replacing 2,000 kWh of grid electricity with solar power will reduce present day GHG emissions by: 9.07E -4 mt CO2e /kWh * 2,000 kWh = 1.81 mt CO2e However, emissions factors will almost certainly be different in 2030 than in 2007. What exactly they will be cannot be predicted, but the U.S. DOE publishes energy projections in EIA's Annual Energy Outlook reports. In the Electricity Generation & Renewable Resource supplemental table of their 2010 report, they list energy generation and GHG emission data from 2008 -2035. From, this, the energy intensity (GHGs per unit energy generated) can be calculated. 2007 data is not available, but if 2008 data is used, MROW grid emissions factors are expected to improve by approximately 10.1% by 2030. If we assume that this applies to both baseload and non - baseload emission factors, then based on 10% improvement on 2007 emission factors, this gives us: Baseload 2007 emission factor: Baseload 2030 emission factor: Non - baseload 2007 emission factor: Non - baseload 2030 emission factor: 7.86E -4 mt CO2e /kWh 7.06E -4 mt CO2e /kWh 9.07E -4 mt CO2e /kWh 8.15E -4 mt CO2e /kWh These are the 2030 electricity emission factors we use in our calculations (there is no need to include coal plant EFs, because these numbers already assume only grid energy). Notably, given the rate of growth of renewable energy in Iowa and the Midwest, these estimates are probably conservatively low. However, they are based on the best available data and serve the purposes of this report. 105 Appendix B - Emission Reference Case Electricity and Natural Gas According to a 2009 study by the Electric Power Research Institute, energy demand is expected to increase by approximately 1.07% per year between 2010 and 2030 (EPRI 2009). This estimate includes projected business -as -usual improvements in appliance, building, and power plant efficiency but does not include any additional measures such as federal climate policy or energy efficiency programs. In order to model future GHG emissions in Dubuque, this 1.07% annual increase was applied to electricity and natural gas consumption in Dubuque between 2011 and 2030. A projected 10.1% decrease in grid electricity GHG intensity between 2008 and 2030 (see Appendix A) was applied to these figures to calculate total electricity related GHG emissions in Dubuque in 2030. In addition, the planned shutdown of the Dubuque coal plant will yield an estimated 10.7% immediate improvement in the carbon intensity of Dubuque's energy (see Appendix A), meaning that emissions factors should decrease by an additional 10.7% between 2011 and the year in which the coal plant is no longer operating (scheduled for 2014, but anticipated to be earlier). Natural gas emission factors were held constant between 2011 and 2030. Transportation VMTs in Dubuque were assumed to stay constant between 2011 and 2030 under the baseline scenario. A growing population could increase VMTs while rising oil prices could reduce VMTs, but the assumption of constant VMTs greatly simplifies our baseline scenario. In terms of fuel economy, we assumed that the median age of vehicles on the road will continue to be approximately 10 years (US DOT 2011a). As such, we assume that in 2030, the average fuel economy of vehicles on the road will be equivalent to the average fuel economy of model year 2020 vehicles. 106 New fuel economy standards announced in 2011 and finalized in 2012 will increase fuel economy to 54.5 mpg by 2025 for cars and light trucks (which comprise over 80% of VMTs on US roadways - US DOT 2011a) and improve heavy truck fuel economy by 10 -20% by 2018 (NHTSAIEPA 2011b). EPA projections indicate that combined car /light truck fuel economy by 2020 will be over 38.8 mpg (NHTSA/EPA 2011a) compared to 23.1 mpg in 2009 (US DOT 2011b), a 68% improvement. For our analysis, we very conservatively assume a 33% improvement in overall fuel economy above 2011 levels for our baseline scenario. Waste Methane emissions from the waste sector were held constant between 2011 and 2030. Baseline scenario: 2011 -2030 For the baseline reference case scenario, we assume that Dubuque's population will remain constant between 2011 and 2030. Under these assumptions, we predict that Dubuque total community emissions will be approximately 49,614 mt CO2e lower in 2030 than in 2011, a 4.1% decrease (Table B1). This assumes no population change; for any population change, anticipated emissions imply should be scaled proportionally. Cable Bl. Baseline reference case for 2011 GHG emission 2030 Electricity total ' 643,231 632,784 Natural gas total ' 234,142 286,617 Transportation 277,703 186,061 Waste 48,076 48,076 Total 1,203,152 1,153, 538 2011 and 2030 (mt CO2e per year). s in Appendix C - Glossary of Terms Albedo — The reflectivity of a surface. High albedo surfaces are more "mirror- like" and tend to reflect solar radiation without absorbing it; examples of high albedo surfaces include ice, snow, and other light colored or shiny surfaces. Low albedo surfaces tend to be darker in color and absorb more solar radiation, converting it to thermal or heat energy. Examples of low albedo surfaces include soot, dark - shingled rooftops, blacktop, plants, and the ocean. Biogenic — GHG emissions from a biological or organic source. For example, when wood waste is burned for energy, it will only release CO2 that it absorbed during the lifetime of the tree. As such, the wood waste produces no net emissions and is often considered to be carbon neutral (see below). However, it is notable that many long -lived bioenergy feedstocks, such as trees harvested solely for bioenergy generation, take decades to regrow and reclaim the GHG emissions they released when burned. This creates a temporary (up to 50 years or more) increase in atmospheric carbon concentrations before new trees re- absorb that carbon (Walker, T., P. Cardellichio, A. Colnes, J. Gunn, B. Kittler, B. Perschel, C. Recchia, and D. Saah. 2010. Biomass sustainability and carbon policy study. Manomet Center for Conservation Sciences.). This temporary increase in GHG concentrations can have significant impacts on climate change by pushing the climate beyond certain thresholds (see ripping points, below) that cannot be undone, even when GHGs are eventually drawn back down by regrowing forests. Biomass - Any organic matter derived from plants. Examples include trees, wood waste, switchgrass and other perennial grassland plants, and crop residuals. Black carbon - Black carbon is essentially "soot" produced by incomplete combustion of fossil fuels and biomass. The majority of black carbon emissions in the U.S. come from diesel engines used for transportation and industrial use as well as wood burning stoves and other unfiltered biomass burning. Black carbon has been estimated to be the second largest contributor to climate change, second only to CO2 (Ramanathan V. and Carmichael G. 2008. Global and regional climate changes due to black carbon. Nature Geoscience 221 -22). Black carbon has a direct warming effect by absorbing solar radiation and converting it to heat in the atmosphere, as well as an indirect warming effect by decreasing the albedo of snow and ice. Carbon intensity — The amount of CO2e emitted during the production of a unit of energy. For instance, if a particular coal plant emits 2 lbs of CO2e per kWh of electricity, then the carbon intensity of electricity from that plant is 2lbs /kWh. This is equivalent to an emissions factor. Carbon negative — A process that results in a net decrease in atmospheric GHGs. In other words, a process that removes more carbon from the atmosphere than it puts into the atmosphere. Carbon neutral — Any energy source or process that absorbs or sequesters the same amount of carbon it releases, causing no net increase in atmospheric GHG concentrations. Carbon sequestration — Uptake and storage of carbon. For instance, trees store carbon in its wood and other tissues, and this carbon can then be sequestered in the soil when roots and other parts of the plant decompose. Depending on conditions, soils, oceans, and other ecosystems can act as net carbon sources or carbon sinks depending on the net balance of carbon loss and carbon sequestration. Carbon sink — A system that sequesters more carbon than it emits. For instance, prairies act as carbon 107 sinks by sequestering carbon in the soil by producing extensive root systems year after year. If that prairie is plowed and converted to agricultural land, it will often become a carbon source as the carbon accumulated belowground is exposed to the surface, broken down, and emitted to the atmosphere. Oceans, forests, and other natural ecosystems generally are significant carbon sinks. CO2e - The amount of CO2 that would cause the same amount of warming as a given amount of another greenhouse gas. For example, each molecule of methane (CH4) causes 21 -times more warming than 1 molecule of COz, so 1 kg of CH4 is equal to 21 kg CO2e. CO2e is a useful way to combine all GHG emissions into a single unit of measurement. CHP - Combined Heat and Power, a power generation facility in which both electricity and waste heat are utilized. ECIA — East Central Intergovernmental Association, an organization of local governmental bodies in Cedar, Clinton, Delaware, Dubuque and Jackson Counties. Provides an advisory and administrative role for local member governments on a wide range of issues. DMATS - Dubuque Metropolitan Area Transportation Study. A Metropolitan Planning Organization (MPO) located at the boundary intersections of Iowa, Illinois, and Wisconsin. Responsible for approving goals and plans for the development of the Dubuque area transportation system. DMASWA — Dubuque Metropolitan Area Solid Waste Agency. DMASWA is the entity responsible for solid waste management in Dubuque (and Delaware county). The Agency's municipal solid waste landfill is located on Dubuque's west side along U.S. Highway 20. Its service area is Dubuque and Delaware counties. The Agency owns 460 acres of property, of which 80 are permitted for landfill use. DOE - U.S. Department of Energy. Federal agency whose mission is to advance energy technology and promote related innovation in the United States. Embodied Energy — The energy required to make any product, bring it to market, and dispose of it. Embodied Energy is a Scope 3 emission (see Scope 3 Emissions). Emission factor - The amount of CO2e emitted during the production of a unit of energy. See carbon intensity. EPA — U.S. Environmental Protection Agency. Federal agency whose mission is to protect human health and the environment. Fossil fuel — Geological deposits of carbon formed by the burial and decomposition of ancient organisms, including plants, phytoplankton, and zooplankton. So fossil fuels are literally made of decomposed fossils. The age of organisms and resulting fossil fuels ranges from tens- to hundreds -of- millions of years. Fossil fuels includes coal, oil, and natural gas. Greenhouse gas (GHG) — A gas that absorbs and traps heat in the atmosphere. The principle anthropogenic (human generated) greenhouse gases are CO2, CH4, and N20. IPCC — Intergovernmental Panel on Climate Change. From the IPCC website "[the IPCC] reviews and assesses the most recent scientific, technical and socio- economic information produced worldwide relevant to the understanding of climate change" The IPCC convenes approximately twice per decade to assess the scientific literature underpinning climate science and produces synthesis reports reflecting this body of knowledge. Working strictly on a voluntary basis, hundreds of leading scientists from 108 around the world prepare the report, and thousands more scientists review their work. The IPCC produced synthesis reports in 1990, 1995, 2001, and 2007. The Fifth Assessment Report is scheduled for completion in 2014. kWh -- Average power consumption (kW) per hour. For example, 100 kWh is equivalent to 100 kW of power being used for 1 hour. LEED -- A rating system developed by the U.S. Green Building Council for the design, construction, and operation of energy efficient buildings and neighborhoods. PPM — Parts per million. For instance, if 1 cup of salt is mixed with 999,999 cups of sugar, the resulting solution will have a salt concentration of 1 part per million (ppm). Scope 1 Emissions - All direct GHG emissions. For instance, from burning natural gas to heat a home, from a community operates its own power plant, or from fugitive methane emissions at local landfills. Scope 2 Emissions - Indirect GHG emissions from consumption of purchased electricity, heat, or steam. Scope 3 Emissions - Other indirect emissions. Common examples include emissions from extraction and production of purchased materials and fuels (i.e. embodied energy), transport- related activities in vehicles not owned or controlled by the reporting entity, electricity - related activities not covered by Scope 2 emissions (e.g. transmission and distribution losses), outsourced activities, waste disposal, etc. Tipping point - A threshold beyond which further changes trigger abrupt and often irreversible consequences for human or natural systems. In other words, once a certain climatic threshold is reached, rapid changes occur that are unlikely or impossible to be reversed. For instance, pushing temperatures beyond certain limits can cause species to become extinct. The cascading effects of losing a keystone species can degrade an entire ecosystem and the services it provides; this is effectively irreversible since the species in question no longer exists. USGCRP — U.S. Global Change Research Program. USGCRP provides "a comprehensive and integrated United States research program which will assist the Nation and the world to understand, assess, predict, and respond to human- induced and natural processes of global change." VMT — Vehicle miles travelled. The number of miles travelled by a given vehicle or set of vehicles. WRRC -- Dubuque's Water & Resource Recovery Center (WRRC) is a secondary wastewater treatment facility responsible for treating and disposing of the community's sewage and wastewater. The facility formerly incinerated waste solids and was designed in the 1970s and upgraded in the early 1990s. To more efficiently meet the growing needs of the Dubuque community, the WRRC is being upgraded to an anaerobic digestion system scheduled for completion in 2014. 109 Appendix D - Outreach and Public Input Community Input Various public outreach and input sessions were held throughout 2012 and are described in the sections below. Clarke University "Connect" sessions In August 2012, incoming Clarke University students participated in discussions and workshops regarding sustainability in Dubuque. Green Dubuque led a session describing the 50% by 2030 initiative and engaging students on how it relates to them. 12 students attended the session and participated in an excellent and energetic discussion. Green Drinks Since 2008, Green Dubuque has organized Dubuque Green Drinks, which is a monthly social event designed for anyone interested in sustainability or green issues. It is informal, open, inclusive, and dedicated to fostering conversation, connections, and action in Dubuque, Iowa. A speaker or topic is designated each month to kick things off and generate discussion. Many of the themes are related to or directly address the Dubuque Community Climate Action & Resiliency Plan. These are the themes from 2012: A January 2012: General Discussion A February 2012: Keystone XL Pipeline A March 2012: Dubuque Food Coop ( http: / /www.dubuquefoodcoop.com/) A April 2012: Plastic Bag Reduction A May 2012: Green Roofs presented by Roof Top Sedums, LLC (www.rooftopseedums.com/) A June 2012: Iowa Renewable Energy and Jobs Agenda 2020 (http ://iowarenewableenergyj obs2020. org/) A July 2012: Catfish Creek Watershed Management Authority, led by Eric Schmechel and Dean Mattoon ( http : / /catfishcreek.cdmeyer.com/) A August 2012: Bicycle Library in Dubuque, with Rob Williams presenting on his experience with the Iowa City Bike Library. A September 2012: Updates on the Bike Coop group launched at August Green Drinks. Session culminated in creation of "The Bike Coop," a volunteer -run bicycle cooperative in Dubuque. Also, received an update on local composting developments from Paul Schultz and Chuck Goddard A October 2012: 50% by 2030 Dubuque Community Climate Action & Resiliency Plan input session A November 2012: Bicycle safety and infrastructure in Dubuque, led by Urban and Regional Planning students from the University of Iowa who are working with the City of Dubuque Sustainable Dubuque Collaboration The Sustainable Dubuque Collaboration is a committee of City officials, community organizations, and individuals working on sustainability issues. In November 2012, Green Dubuque presented a draft of the Dubuque Community Climate Action & Resiliency Plan to representatives of the Collaboration and incorporated their feedback into the final report. 110 Collective Social Learning Workshop with Greg & Candia Bruce In October 2012, noted sustainability experts Greg and Candia Bruce held a collective social learning workshop for the Dubuque Community Climate Action & Resiliency Plan. The workshop addressed the following question: How will we define and implement the necessary actions to meet Dubuque's greenhouse gas and resiliency goals? What is Collective Social Learning? Collective social learning (CSL) is a method for creating actionable ideas from groups with diverse perspectives, values, and knowledge. By combining small group brainstorming sessions with reporting/discussion in the larger group, CSL takes workshop participants from creative vision to concrete action. This is achieved by addressing the following four questions: (1) What should be? (sharing ideals and building a vision) (2) What is? (establishing facts and assessing whether each fact enables or disables progress toward vision outlined in question 1) (3) What could be? (creative ideas) (4) What can be? (translating ideas into collaborative action) For each question, smaller groups of 2 or 3 individuals (typically based on specialty or sector of the community) brainstorm on each question and then report back to the larger group (importantly, there are no 'wrong answers'; see rules below). First the groups piece together an ideal vision. Second, groups discuss what current realities aid or impede those ideal visions. Third, creative ideas to reach these goals and overcome those obstacles are discussed, after which those ideas are boiled down to consistent emergent themes. Finally, those ideas, themes, and goals are translated into a list of action items. The end goal of CSL is to have each workshop participant walk away with a positive action to take that (1) they are capable of, (2) they are accountable for, (3) keeps them excited /engaged. The overall process is probably best understood through example, so the results of this workshop are included on the following pages. The following rules were followed in the CSL workshop: • No right or wrong tonight - only ideas • Used colored pens • Exercise your rights and write your own thoughts • Please draw pictures • There is no scribe • Please present by standing up • One group member holds paper up to audience to show your work; other member presents • Write anywhere on your paper 111 Collective Social Learning - Results The following are the 'raw' results of the workshops; these were incorporated as appropriate in the policy options throughout the report but are included here in raw form. I. What Should Be? (Group 1) A Future generations are considered in public decision making ▪ The whole community has been involved in some way such that they feel connected to it A No externalities in cost/benefit analyses - -all impacts considered A Everyone is healthy, happy, and at peace A Zero waste A Economic social environmental goals align I. What Should Be? (Group 2) • Buy Local • Conserve water • Discourage lawns, plant more shrubs and trees • Teach all of this in community college • Cut energy needs • Grow more food locally • Build up soil, carbon, organic matter • Insulate, solar, wind energy • Mass transit biking • Produce fuels locally, methane, wood alcohol • Parks and green areas • Utilize local businesses as much as feasible • More locally grown food • Back to more of a barter system • Less packaging • Educate school • Promote vegetation • Get kids involved, start while young • Community gardens • Promote /Create incentives for organic farms and gardens • Have fairs and seminars • Create local focus groups I. What Should Be? (Group 3) • Grocery stores that let us reuse refill containers, glass ok like in Europe • Bike lanes on every street • Pair students with senior citizens • Fresh local food at school lunch • Curbside food waste collect for all residences and businesses • Community gardens in every neighborhood, front yards • Composting in all schools • Easy renting bikes • Charge for plastic bags at schools • Educate in schools about composting and how to be sustainable • Info signs throughout city • More bulk buying at stores = less plastic • Neighborhood champions to educate on greenhouse gas /climate change issues and policy • Support for Neighborhood Champions 112 • Errand planning education • More CSL take to neighborhoods • Easy public transportation • Facilitate carpooling with background checks • Warming up ideas for winter to keep thermostats down I. What Should Be? (Group 4) A Should support business /industry and community A Timeline: actions at 1 -12 months, 1 -2 years, 3 -4 years, 4 -5 years ▪ Should we define short long, big small? ▪ All of us able to make small steps know what to choose to do by education ▪ The whole community should be involved and get it, not through preaching, common sense ▪ We should know what the greenhouse gas targets are and where to focus for best effect ▪ Should not mention greenhouse gas, should be "normal way" ▪ Should be a whole community approach ▪ Should build on other success and knowledge A People learning about the unsustainable trend, impacted by climate destruction A People supporting good science and fact checking A People gathering in small support and empowerment synergy groups A People encouraging developing milestones and measurements A Lessen the dis- empowerment of "I don't understand enough" A Validate participatory democracy, need input from all ▪ Accessible, relevant A Build a framework that encourages input collaboration A Build portfolio of community successes A Measure all the costs and impacts that affect the climate ▪ Gather input from a wide variety of stake holders in the community A Creative I. What Should Be? (Group 5) • Build visual reminders in prominent locations to keep community in the mindset of achieving goals and create public works of art that can also be used to teach/educate • Host events in the community that get people out of their houses and talking to each other, events based around specific goals and projects, see results! • Get students involved, they are already immersed in an environment of learning, get them educated about the issues and build involvement and energy in the schools and environment • I think it is important to involve college students why not develop clubs or courses for credit, the city could be involved with facilitating this. • It is also important to develop an environment in which climate action is not threatening or partisan but a net gain for everyone • If climate action is aesthetically and visually pleasing, it is easier to get behind 113 II. What Is? (Group 1) Enabling Disabling Solar and wind cost is decreasing Partisan politics Fuel efficiency standards Fear City of Dubuque staff are awesome and connected to community and environment Special Interest Money Youth involvement -- Green Vision Education program Misinformation (Group Think) Local solar energy companies Language of GHG /Climate Change Grassroots democracy Different views in world/Dubuque Processes exist (e.g. Collective Social Learning) Remove woodland for corn Energy in this community to make it happen Individuals feeling they alone won't make a difference Knowledge exists Political headbutt ing II. What Is? (Group 2) Enabling Disabling Farmers Market growing Businesses going more global (less caring) School's conservation clubs Deniers City building trails, working on bus lines High Cost of Organic Food Increasing number of organic farms Lack of local processing City tree planting Old fashioned views US fuel standards going up Slow rate of cars /miles per gallon Alternative forms of energy Remove woodland for corn Individuals feeling they alone won't make a difference Political headbutt ing II. What Is? (Group 3) Enabling Disabling Complete Streets policies Money Green Dubuque and other local advocates /champions Att itude, "I won't make a difference" Supportive mayor, council, small but supportive citizens Lack of people participating Farmer's market, CSAs getting stronger, more successful Belief there are plentiful resources Local pride in our community, river Terrain Momentum has started State and federal barriers Incentives Lazy, not motivated 114 Internet education Someone else's problem Health education The false ideas and misunderstanding of groups Community conversations (Collective Soc. Learn) The waiting game Creative energy e.g. Bike Coop Complacency and privilege Composting infrastructure now available Surrender philosophy (giving up) II. What Is? (Group 4) Enabling Disabling Food Coop developing Partisan politics Community conversations (Collective Soc. Learn) Powerlessness Creative energy e.g. Bike Coop Greenhouse gas issues has a bad reputation Composting infrastructure now available People think it will cost $, business opportunities Business opportunities, new industries Concentrated decision making Dubuque, perfect "community" is go for it Some not empowered Makes sense Some don't know/ No choice Humans are creative and inventive Perceived as middle class liberal issue Religious community support leadership Too much fighting over stats and numbers gets stuck because cause for no action Technology Inertia History of sustainability success in Dubuque Lack of confidence and knowledge Evidence that people have /are making a difference Fear of embarrassing ones self Believe Yes Lack of mentoring /empowering young people about their future II. What Is? (Group 5) Enabling Disabling Millwork district/historic conservation Enormity of Climate Issues Complete Streets Not enough bike racks DBQ Bike Coop Not enough awareness regarding complete streets GHG Initiative Urban sprawl Phasing out plastic bags Rivers, streams, and drinking water in danger The Jewel Bus / Transit system Stream cleanup Solar 115 III. What Could Be? (Group 1) • Reduce food miles • Food Coop, FM, Backyard Gardens, Edible landscaping • Distributed Energy Incentives • Bike opportunities for all, Bike Coop, complete streets, trail vision expanded • White, green, solar roof • Report matters, Build a framework that involves community based on CSL results tonight III. What Could Be? (Group 2) A Kids should be taught and shown different examples so they can decide Public areas should become positive examples ▪ True cost analyze factoring all long term cost ▪ Teach kids how to compost and recycle properly A Incentive for producing locally grown foods at schools, hospitals, nursing homes, etc. A Budget more to these efforts or add incentives ▪ Create ongoing focus groups to deal with each issue III. What Could Be? (Group 3) • Incentives/ property value increase if have a garden on property • Surplus donated to coop to give people with special diet needs or to schools • Free Jump on /off business • Incentives, coupons, vouchers for biking /walking • Have volunteers who are educated on sustainability pass knowledge on to students • After school snacks are grown not from plastic bag! • Year round youth environment group /club • Incorporate into L.E.A.P. Grant • Artsy Tip Sheet • Green concerts in public venue and town clock square for celebration and education III. What Could Be? (Group 4) • That the city has an integrated transport plan that includes safe bike paths and buses to our appropriate areas • The plan incorporates the vision of a variety of background (youths, seniors, various economic backgrounds, etc.) • Empower, mentor, and help develop new leaders, communicators, and strategic organizers • That the strategic plan is lead by the community and everyone wanting to help carry the load • Synergy between points of energy = coops and faith groups and advocates, etc. • Express a vision and suggest actions that can be understood by almost all Dubuquers • Integrate art, culture, city events, in communications and actions... • Small Groups Meeting Everywhere • Zero Waste III. What Could Be? (Group 5) • Gardening clubs • Bush craft/wildlife groups • Activities in the summer, live music, share ideas about climate action • Public Art/Whitespace mural • Involves artists in the community • Teaching tool /visual regarding climate issues • Cooling space where there was blacktop, now a whiteshade mural • Involve students in grant writing process 116 • Grant writing powerful skill to be used in additional future projects • Public unveiling, DBQ likes to party • Involve local musicians, involve local food • Involve historical district, location? • Total community involvement III. What Could Be? Group 4 (2id Groups) • Food = coop and more locally produced and increased use of local food and farmers market • Arts and Culture life = Music and Local Artists • Local Festivals • Web of Capacity Building small powerful groups • Whole or County and art events cultural activity integrated • Integrated transport • Grow Youth Capacity • Food/energy /Transportation /Art • Leadership Development • Cross Cultural Tool Box • Projects empowering more engagement and more projects • Reporting outcomes and measurements III. What Could Be? -- THEMES • Money — incentives, funding, creating value • Education outreach to targeted populations (esp. youth) • Transportation bus bike trail; • Food Edible Landscaping, Gardens, Trees • Fun Seek more opportunities to make it fun (should NOT be a drag) Celebrate small steps with events, parties, etc. • Integration of all age groups (opinions; opportunities for participation/action /benefit) • Support for many small community organizations to build an entire community working successfully toward improvement • ENERGY ° Different forms: Social momentum, Renewables, Fossil Fuels, Food, Heating, Transportation IV. What Can Be? (action steps) 117 Name Commitment or action By when/date of action Resources Participant 1 Develop tip sheet on common GHG sustain for use in NBHD education Tip Sheet printed, donated to and give to Green Dubuque 60 days Names redacted for report; but resources typically consist of key contacts, individuals, organizations, volunteers, and individual skills that can move these goals forward Participant 2 Suggest youth club in school, implement Within two years Participant 3 Reduce energy use by being less indulgent, mow, planting a garden Participant 4 Connect with other workshop participants to continue discussion/flow of ideas 2 months Participant 5 4 CSL for community improvement Before Greg and Candia return Participant 6 Contact schools if they support conservation 05/30/13 Participant 7 Support local effort to copy growing power This winter Participant 8 Attend community activity By Spring Participant 9 Whitespace Mural Continue to raise awareness for bike coop through designing merchandise, logos and brochures Now... Participant 10 Happy to volunteer my time, clean up wildlife project June 13th Participant 11 Help maintain Greg Bruce Always Participant 12 Get an assessment of solar potential at our house Suse Get a deskside composter 2012 Participant 13 Support more CSL Next 3 months 118 Business Input Petal Connect Business input was collected in face -to -face events, such as Petal Connect sessions, and an online survey. Petal Connect sessions are regular meetings held by the Petal Project (see p. 71 for description of Petal Project) with participating businesses. Green Dubuque was invited to present at a Petal Connect session in June 2012, where the Dubuque Community Climate Action & Resiliency Plan was presented and discussed. Online Survey A survey of local businesses /institutions in Dubuque was conducted to understand sustainability related trends, barriers, and opportunities in the private sector. The survey was administered with the following goals: A Receive 2 -3 responses from all major business sectors A Receive responses from businesses representing cumulative 25% of employment in Dubuque A Identify private sector priorities regarding sustainability A Identify barriers to energy use and GHG reduction in the private sector A Incorporate existing private sector successes, barriers, and ideas into Dubuque Community Climate Action and Resiliency Plan The survey was designed not to require extensive expertise in sustainability to complete and was intended to be completed in 15 -20 minutes (survey text included below). As of November 30, 2012, 21 area businesses representing well over 3,000 Dubuque area employees had responded to the survey. We thank the respondents sincerely for their help in gathering this important data. 119 Survey Text Dubuque Community Climate Action & Resiliency Pius: Business Survey - 2012 Thank you for sharing your input regarding the Dubuque Community Climate Action Plan. Private sector leadership and innovation are an important component of community resiliency and adaptation. Your thoughtful input in the following survey will help give a better perspective of what is important to our local businesses as well as the obstacle that you may face in your efforts to improve your corporate sustainability. Individual answers will be kept confidential. Only aggregate data will be utilized/shared to understand local trends. If you would prefer that your business not be listed as a participant, please indicate "(anonymous)" after your business name and your business will not be listed. Thank you again for your input. *1. Name of your business? *2. Number of employees? Q < 10 Q 10 -50 Q 50 - 100 Q 100 - 500 Q > 500 *3. Type of Business? Retail Q Office Q Food Service Q Industrial/Manufacturing Q Public Service Q Construction Q Health Care Q Financial Q Education Q Recreation Q Warehouse/Distribution Other (please specify) 120 *4. Does your business have a corporate vehicle fleet? Yes I o *5. Has your company developed a corporate sustainability strategy? `, Yes Q No Q I don't know * 6. What are the driving factors behind your organization's sustainability initiatives? End - Consumer Environmental Concerns/Pressure From Customers Cost Reduction ✓ Investors ✓ Government Compliance • Corporate Image /Brand Reputation • Employee Interest • Community Environmental Concern ▪ Supply Chain Pressure/Interest Other (please specify) * 7. What are the significant barriers that your company faces in developing and implementing sustainable strategies? Lack of adequate sustainability education /training • Cost/perceived lack of retum on investment — Senior management indifference Lack of staff/insufficient staff time ✓ No significant business driver • Complexity of implementation • Availability of funds /prioritization of funds Other (please specify) 121 * 8. Which of the following are current (implemented) sustainability initiatives at your company? ▪ Sustainability reporting ▪ Green fleet changes to conserve fuel ▪ Engagement of customers or community ▪ Product life cycle analysis ▪ Recycling and waste reduction ▪ Water conservation ▪ The Petal Project (green business certification) ▪ Product take -back initiatives, such as product stewardship or extended producer responsibility ▪ Construction of "green facilities" ▪ Carbon footprint analysis /greenhouse gas inventory ▪ Composting of organics (either curbside or on site) ▪ Energy efficiency ▪ Renewable energy ▪ Product redesign to improve energy efficiency of product Other (please specify) *9. Which of the following is your company interested in education/technical assistance for? (choose top three) ▪ Life Cycle Assessment ▪ Sustainabilty Reporting fl Energy Efficiency ▪ Green Buildings Carbon Foctprint Analysis • Renewable Energy • Corporate Sustainability Strategy • Community /Conoumcr Engagement n Waste Stream Management • Lower Emissions Development of Sustainability Me:rics Climate Disruption and Adaptation Other (please specify) 122 Survey results and discussion (1) Name of business Respondents consenting to be named include: A Eagle Point Solar • Gronen Restoration, Inc. A Clarke University • Loras College A St. Joseph the Worker Catholic Church A American Trust and Savings Bank A Dubuque Bank and Trust • DuTrac Community Credit Union A Premier Bank • Jitterz Coffee + Cafe A The Food Store A Finley Hospital A Unified Therapy Services • Welu Printing Company • Cottingham & Butler A Dubuque Data Services • IIW, P.C. A City of Dubuque Public works A Community Foundation A East Central Intergovernmental Association A River Lights Bookstore 123 (renewable energy /construction) (construction) (education) (education) (religious) (financial) (financial) (financial) (financial) (food service) (food service) (health care) (health care) (industrial/manufacturing) (office) (office) (office) (public service) (public service) (public service) (retail) (2) <10- 10 -50- 1 50 -100- 100 -500- >500- Number of employees? 1 1 7 8 0 2 4 6 8 10 The survey received responses from a strong sample of small, medium, and large businesses and institutions, including 10 businesses with fewer than 50 employees and 13 with more than 50 employees (weighted somewhat toward larger institutions/businesses with 100 - 500+ employees). 124 (3) Financial - Education — Office — Public Service — Retail — Food Service — Construction — Health Care — Industrial /Manufacturing — Recreation — WarehouselDistribution — Type of Business? 1 2 2 2 2 3 3 4 2 3 4 5 6 This chart shows that the survey largely met its goal of sampling a wide variety of sectors, though we would still like to gather more responses from, in particular, the Industrial/Manufacturing, Warehouse/Distribution, Retail, and Recreational (e.g. casinos) sectors. (4) Does your business have a corporate vehicle fleet? A Yes (10) A No (8) A No response (3) (5) Has your company developed a corporate sustainability strategy? A Yes (77.8 %) A No (22.2 %) 77.8% of respondents had already developed a corporate sustainability strategy, indicating that institutional sustainability has permeated much of the private sector but that there is still significant room to grow (22.2% in our sample). Notably, however, it was almost exclusively smaller businesses that have not yet developed a sustainability strategy, possibly related to staff limitations (see response 7, below) 125 (6) What are the driving factors behind your organization's sustainability initiatives? Community _ Environmental Concern Employee Interest— Corporate Image/Brand Reputation Cost Reduction End-Consumer Environmental Concems /Pressure 16.7 From Customers Supply Chain 11.1 % Pressure/Interest Government Compliance 1 5.6 4 Investors- 61.1 7. 77.84 72.2 4 94.44 0 5 10 15 20 There are several interesting results in this section. First, 'cost reduction' (via improved energy /water /materials efficiency for most survey respondents) was cited by 61% of businesses /institutions with sustainability initiatives. This indicates that cost reduction is an important factor but is not the exclusive or even primary driver of voluntary corporate sustainability. Second, only 1 respondent named 'government compliance' as a driving factor, indicating that corporate sustainability in Dubuque is primarily a voluntary, internally driven process. Related to this, very few respondents indicated that explicit external pressure from investors, customers, or upstream /downstream links in the supply chain drove their current sustainability initiatives. This again suggests that private sector sustainability in Dubuque is primarily driven by companies and institutions themselves. Consistent with this, nearly 78% of respondents cited 'employee interest' as a driving factor in their pursuit of sustainability. There were some external pressures companies did respond to, however. 94% of respondents cited 'community environmental concern' as a driving factor, and 72% cited 'corporate image/brand reputation.' This indicates that companies are motivated to support and participate in the culture and priorities of the communities where they live and do business, and that this is supported at least in part by 'soft pressures' such as a building and maintaining strong reputations as sustainable, responsible companies. 126 (7) What are the significant barriers that your company faces in developing and implementing sustainable strategies? Lack of staff /insufficient staff time Cost/perceived lack of return on investment Availability of funds /prioritization of funds Complexity of implementation Lack of adequate sustainability education /training Senior management indifference No significant business driver 33.3 % 16.7 556:: 10 12 14 None of the respondents indicated that they did not pursue sustainability because there were 'no significant business drivers.' This indicates that they all believed that, whether for cost reduction, image, or other factors, sustainability made good business sense. Also, none cited 'senior management indifference' as a barrier, again suggesting that corporate interest in sustainability is strong. The most common barriers cited fall into two categories: cost and implementation. In teens of cost, 44% of respondents indicated that they would pursue more sustainability initiatives if more funding were available. This is a large percentage, but it is somewhat striking that it is not higher. 56% of respondents indicated that perceived lack of ROI was a significant barrier. This suggests two important things: (1) sustainability initiatives with good ROI are most amenable to businesses (or perhaps initiatives with good ROIs just need to be better marketing), and (2) 44% of respondents do not see lack of ROI as aproblem, either because they are willing to incur the costs or because they perceive sustainability as ultimately good for business. So cost can be an important barrier, but in our survey, implementation was more important. 72% of respondents cited 'lack of staff/staff time' as significant barriers. Implementing sustainability initiatives, even the most cost effective ones, requires some measure of expertise and staff time. In our survey, it appears that staff time outweighs expertise as abarrier, with 33% of respondents citing 'complexity of implementation' as a barrier and 17% citing 'lack of training.' So while expertise and education are important, they are not as significant as simple staff availability (also, sustainability outreach is strong in Dubuque, so this may also explain some of these results). Other barriers cited (not shown in this graph) include 'not owning their facility'. It is also notable that several respondents stated that they saw no significant barriers. 127 (8) Which of the following are current (implemented) sustainability initiatives at your company? Energy efficiency — Recycling a nd — waste reduction Water conservation — Engagement of customers oroommunity The Petal Project (green — business certification) Sustaina Wiry reporting — Composting of_ organics (either_ Renewable energy— Construction of J 'green faci@ies' Product take -back initiatives. such as product Carbon footprint analysts greenhouse_ Green fleet changes to conserve fuel Product life cycle analysis 16.7 16.7 16.7 22.2 38.9 38.9 38.9 55.6 e 72.2 % 72.2 % 72.2 % 100.0 % 94.44 5 10 15 2] Question 8 indicates that respondents are implementing a broad portfolio of sustainability initiatives. In particular, energy efficiency (a notable cost saving measure) and recycling were nearly ubiquitous. Water conservation was also a common practice, and those who did not cite water conservation were typically smaller businesses for which water use was probably not very high to begin with. So water conservation is also probably pretty ubiquitous. 72% of respondents were participating in the Petal Project, indicating that they are particularly focused on sustainability. 72% of respondents also reached out to customers and the community to publicize their efforts, which is identical to the percentage citing concern for corporate image/brand reputation in question 6. 56% of respondents formally reported their sustainability efforts and trends, either through third party programs, the web, or corporate reports, though only 17% had conducted a GHG inventory or analysis of any kind (larger companies were the ones conducting GHG inventories). Somewhat surprisingly, nearly 39% of respondents were engaged in some sort of composting /organics separation. There is certainly room for growth in that regard, but those numbers are encouraging. Also, 39% of respondents employed renewable energy of some kind in their operations. Again, there is tremendous room for growth in this regard, but these figures indicate that local renewables are spreading and working for local businesses. 39% also had constructed 'green facilities', which are more energy efficient and widely recognized as saving money in the long term (and often the short term); as such, it is likely that this number will grow as more companies expand/update their facilities in the future. Other efforts had lower levels of implementation but were still cited by several respondents. 17% of respondents had replaced fleet vehicles with more fuel - efficient models (notably, most smaller 128 businesses do not have fleets, so this figure is higher among large companies). 22% of respondents engaged in product take back initiatives, such as recycling and management of products they sell /manufacturing, indicating that these respondents were engaged with the downstream fate of their products. Related to this, 17% of respondents had engaged in product life - cycle- analyses to improve the efficiency / sustainability of their products and supply chains. Though not shown in the graph, 11% of respondents had redesigned their products or materials to be more energy efficient and sustainable. (9) Which of the following is your company interested in education /technical assistance for? (choose top three) Energy Efficiency - CommunityJConsumer — Engagement Development of _ Sustainability Metrics Life Cycle Assessment — Cot _� Sustainability Strategy Renewable Energy — Waste Stream Management — Carbon Footprint _ Analysis Green Buildings- Sustainability Reporting— Lower Emissions 5.6 Climate Disruption 5.6 and Adaptation 16.7 % 22.2 % 22.2 % 27.8% 27.8% 27.8 % 27.8 % 33.3 % 50.0% 50.0% 0 2 4 6 8 10 This question was restricted to the top -3 priorities in order to better understand where respondents most wanted more knowledge or technical assistance. In our sample, energy efficiency and ways of communicating sustainability efforts to the public were the strongest performers; given their relationship to cost savings, corporate image, and community concern (see question 6), this is not surprising. After the top two priorities, the spread of companies' top -3 priorities is striking. Roughly 1/4 of respondents stated that they would like technical assistance on nearly every type of sustainability option listed. These generally fell into three categories: (1) Product - related (life -cycle analysis, waste stream management); (2) Energy (green buildings; renewables); (3) Strategies and measures of sustainability (metrics; corporate sustainability strategy; carbon footprint analysis; sustainability reporting). Priorities differ by the size and sector of the respondents, but it is clear that a wide variety of technical assistance would facilitate private sector sustainability and that it is important to gear that assistance specifically to the needs and concerns of a given business. With the variety of responses above, clearly one -size does no fit all (except perhaps energy efficiency). This also highlights the 129 responses we received in question 7, indicating that lack of staff/staff time was a very common barrier to pursuit of additional sustainability initiatives. Perhaps most interesting for this report, GHG emissions and explicit climate concern was only cited by a little over 5% of respondents, though 22% did cite a GHG inventory as a top -3 priority. This suggests that the companies we surveyed are motivated more by proximate and community concerns than global concerns, and that the best way encourage corporate GHG reduction may be indirect, such as by emphasizing waste reduction (e.g. on -site recycling and product/material life cycle efficiency) and energy (efficiency, renewables, and green buildings). As discussed above, helping to bring expertise in these areas to interested companies /institutions may be an important way to drive those changes. 130 Appendix E - Reduction Estimate Ranges and Uncertainty As discussed in the summary section of this report, each strategy includes an estimate of its impact on annual GHG emissions by the year 2030. That estimate generally consists of a range of probable values. The average of that range is used to estimate the total potential GHG reduction discussed in this section and displayed in Table2a and Figures 2 and 3. For instance, a 100 -1,000 strategy would have an estimate of 550 (the average of 100 and 1,000). A range of 100s would also have the same estimated average of 550, though with less certainty, as discussed below. The specific GHG reduction estimates for individual strategies are discussed in the description sections for each those strategies. This section is more of a general discussion of the estimate ranges- - what they mean, why one type of estimate goes with a particular strategy, etc.. In general, there are three types of estimates provided, from most certain to least certain: (1) A single estimated number; (2) A range of reductions; (3) A magnitude of reductions. These are discussed in detail below. 1. A single estimate, such as 928 mt for the WRRC anaerobic digestion conversion. A single estimate indicates that the GHG impacts of these actions are relatively certain and straightforward to calculate. Examples include methane capture and flaring at the landfill, anaerobic digestion at the WRRC, improved fuel efficiency for The Jule buses, and methane -to- energy projects at the WRRC and DMASWAfacilities. The impact of these actions on electric demand, fuel consumption, or methane emissions is well known and can be computed using standard emissions factors, which minimizes uncertainty and generally justifies using a single number. Other GHG reduction strategies are given a single number despite their having somewhat higher uncertainties. These include the Dubuque Intermodal Transportation Facility, the Southwest Arterial, and Smarter City ITS. These items already had been given GHG reduction estimates in previous City documents and studies and appeared to be reasonable to the authors of this study. Therefore, they were retained to ensure consistency between City documents, though they should be understood to actually have a range of uncertainty around them. 2. A range of reductions, such as 10 -100, 100 - 1,000, or 1,000- 10,000 mt. Actions in these categories typically include policy measures, whose impact on behavior is always difficult to predict. For instance, it is very straightforward to calculate the impact of reducing VMTs by 100,000 miles per year, because we know how many GHGs are emitted per mile driven. However, it is difficult to know exactly what impact a given transportation - related strategy will have on VMTs (e.g. the Southwest Arterial, route improvement on the Jule, Complete Streets, or the Intermodal Transportation Facility ). Similarly, it is very easy to calculate the GHG impact of a solar panel or a hydroelectric facility of a given size, but it is impossible to predict exactly what scale renewable energy will achieve in Dubuque by 2030 These are not exhaustive ranges, and the actual reductions could fall short of or surpass expectations. However, the upper and lower bounds of these ranges do cover the wide middle range of reasonable expectations. These expectations are based on the impact of similar actions in other communities, academic studies, and (most importantly) detailed knowledge of the GHG characteristics of each sector in Dubuque. For instance, if Dubuque's transportation related emissions amount to 200,000 mt per year, then clearly no action can exceed 200,000 mt, nor is anything likely to reduce transportation 131 emissions by 100,000 or even 50,000 mt. This puts an upper bound on emissions reductions estimates. The lower bound is technically zero, but actions with no expected impact on GHGs were not included in this document. Compared to making precise estimates (or the illusion of precise estimates), it is much more reliable to calculate that a given strategy could reduce GHG emissions by hundred, thousands, or tens of thousands of metric tons. 3. A magnitude of reductions, such as 10s, 100s, or 1,000s of mt. These are essentially equivalent to the ranges described above (i.e. (10s = 10 -100; 100s = 100 - 1,000; etc.); except that for these strategies, there is less of a firm basis for the upper and lower bounds. To reflect this greater uncertainty, they are not given a range, but rather an order of magnitude. These actions are typically actions with broad but diffuse impacts (e.g. the Dubuque UDC) where making precise predicts is impossible. Still, these broad orders of magnitude provide a useful baseline for comparing emissions impact and are based primarily on the amount of emissions currently occurring in a given sector (e.g. energy, transportation, lighting within buildings) and the amount of those emissions that can reasonably expected to be impacted by a given reduction strategy. These estimates are mainly intended to give a sense of their relative likely impact on emissions. For example, a reduction in the 1,000s category is likely to have a greater impact than a reduction in the 100s category. But again, due to inherent uncertainty, a 100s action could very well exceed expectations, while a 1,000s could fall short. As an example, consider IECC building standards. This strategy has a range of 10,000s of mt. This estimate is based on (1) the amount of electric /heating related emissions in Dubuque; (2) The % of Dubuque buildings represented by new constructions each year; (3) Past and planned impact of IECC standards on building energy use. We then calculate a number, which in this case was 91,682 mt of reduction by 2030. This falls on the upper end of the 10,000s order of magnitude, but there are a lot of uncertainties like the number of new constructions in Dubuque by 2030, the form of IECC standards, etc. So the estimate is conservative, but the authors judged it better to be somewhat conservative than to risk overselling reduction potential in Dubuque. In general, we were most conservative in our estimates for strategies in this category. 132