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Code of Ordinances Amendment - Title 6 Chapter 8 - Street Tree & Landscaping of ROW Copyright 2014 City of Dubuque Action Items # 4. ITEM TITLE: Code of Ordinances Amendment Chapter 8 - Street Tree & Landscaping of Public Right-of-Way SUMMARY: City Manager recommending approval of the revised Street Tree and Landscaping on Public Right-of-Way Policy and an amendment to Section 6-8-1 : Trees and Landscaping. ORDINANCE Amending City of Dubuque code of Ordinances Title 6 Health, Housing, Sanitation and Environment, Chapter 8 Trees and Weeds, Section 6-8-1 Trees and Landscaping by adding Non-Woody Vegetation and Other Landscaping to the City Manager's authority for the Street tree and Landscaping on Public Right of Way Policy SUGGESTED DISPOSITION: Suggested Disposition: Receive and File; Motion B; Motion A ATTACHMENTS: Description Type ❑ Street Tree&amp, Landscaping on Public Right-of-Way Policy-MVM City Manager Memo Memo ❑ Staff Memo Staff Memo ❑ Ordinance Amendment 6-8-1 Ordinance ❑ Street Tree& Landcaping on Public ROW Policy Supporting Documentation ❑ Distance Requirements for Plantings Map Supporting Documentation ❑ Approved Street Tree List Supporting Documentation ❑ 2004 Street Tree and Landscaping Policy Supporting Documentation THE CITY OF Dubuque U E I erica .i Masterpiece on the Mississippi 2007-2012-2013 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Street Tree and Landscaping on Public Right-of-Way Policy Recommendation and Amend Section 6-8-1: Trees and Landscaping DATE: February 9, 2015 City Engineer Gus Psihoyos and Leisure Services Manager Marie Ware recommend City Council approval of the revised Street Tree and Landscaping on Public Right-of- Way Policy and amendment to Section 6-8-1 of the Code of Ordinances: Trees and Landscaping. The Engineering, Leisure Services, Planning Services and Legal staff have met numerous times to review the existing policy. It was last updated in 2004. Requests had been received from homeowners to utilize the parkway (area between the curb and the sidewalk) for landscaping. The Emerald Ash Borer Management Plan recently adopted by the City Council outlined the need to revise and update this policy and others as a preparedness action item. Research was completed on a number of cities regarding their policies on planting, restrictions, guidelines and concerns. Staff researched Ames, Cedar Rapids, West Des Moines, Des Moines, Clive, Council Bluffs, Waterloo and Iowa City. Additionally St Paul, Indianapolis, Flagstaff and Los Angeles programs were reviewed. The current policy does not address plantings in the parkway such as plants and flowers, or any other landscape material other than trees. This means such plantings are not allowed currently. Citizen requests have been received to allow such plantings. Staff has seen and has photos from plantings in various neighborhoods that currently exist and do not meet current city policy. Most everyone enjoys the beauty, value and positive environmental impact of plants, trees and shrubs but the City must regulate the use of the public right-of-way for safety and access of all citizens. Staff research on the topic of street trees and landscaping in the parkway included an in-depth look at liability, maintenance, accessibility, safety and enforcement issues. The result of this research and multi-department work team is a recommendation that plantings may be done in the parkway using the criteria outlined in the policy. The policy recommendation changes the current policy of no landscape plantings except trees. A rendering in the packet assists homeowners in visually understanding the places where plantings can and can't go. Information regarding the changes and planting information will be provided on the city's website and other city publications. I concur with the recommendation and respectfully request Mayor and City Council approval. l 4(. Mic ael C. Van MilligenW+f' MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager Gus Psihoyos, City Engineer Marie Ware, Leisure Services Manager 2 THE CITY ODubuque U Bi E ,n-AmericaC i III I. Masterpiece on the Mississippi 2007-2012-2013 TO: Michael C. Van Milligen, City Manager FROM: Gus Psihoyos, City Engineer Marie L. Ware, Leisure Services Manager SUBJECT: Street Tree and Landscaping on Public Right-of-Way Policy Recommendation and Amend Section 6-8-1: Trees and Landscaping DATE: February 9, 2015 INTRODUCTION The purpose of this memo is to recommend approval of the revised Street Tree and Landscaping on Public Right-of-Way Policy and amend Section 6-8-1: Trees and Landscaping. BACKGROUND The Engineering, Leisure Services, Planning Services and Legal staff has met numerous times to review the existing policy. It was last updated in 2004. Requests had been received from homeowners to utilize the parkway (area between the curb and the sidewalk) for landscaping. The Emerald Ash Borer Management Plan recently adopted by the City Council outlined the need to revise and update this policy and others as a preparedness action item. DISCUSSION Research was completed on a number of cities regarding their policies on planting, restrictions, guidelines and concerns. In Iowa staff researched Ames, Cedar Rapids, West Des Moines, Des Moines, Clive, Council Bluffs, Waterloo and Iowa City. Additionally St Paul, Indianapolis, Flagstaff and Los Angeles programs were reviewed. The current policy does not address plantings in the parkway such as plants, flowers, hostas or any other landscape material other than trees. This means such plantings are not allowed currently. Citizen requests have been received to allow such plantings. Staff has seen and has photos from plantings in various neighborhoods that currently exist and do not meet current city policy. Most everyone enjoys the beauty, value and positive environmental impact plants, trees and shrubs but the City must control the public right-of-way for safety and access of all citizens. Staff research on the topic of street trees and landscaping in the parkway included an in-depth look at liability, maintenance, accessibility, safety and enforcement issues. Staff reviewed the Unified Development Code (UDC) and determined it only applied to 1 private property and does not have regulations that would impact the right-of-way. The Council adopted Statewide Urban Design and Specifications (SUDAS). Supplemental Specifications to that document contain the City requirements as well as references the City's Street and Landscaping on Public Right-of-Way Policy. The result of this research and multi-department work team is a recommendation that plantings may be done in the parkway using the criteria outlined in the policy. The policy recommendation changes the current policy of no landscape plantings except trees to outlining in Section V what is allowed. A rendering in the packet assists homeowners in visually understanding the places where plantings can and can't go. Information regarding the changes and planting information will be provided on the city's website and other city publications. Larger scale landscaping projects and tree plantings are required to have prior approval with either a courtesy license or revocable license. An example would be a landscaping project in front of a business or multi unit dwelling. The policy contains many new definitions. These definitions are meant to assist citizens in understanding the language used in the policy. The policy was arranged and streamlined into sections that clearly identified the content covered in that section. The section on street trees was reviewed for items identified above as well with an understanding that this section will be used extensively when we begin to experience the affects of Emerald Ash Borer. As previously shared there are approximately 1 ,300 Ash street trees. It outlines not only city actions and planting information but also if a homeowner wishes to plant the street tree. This may come up more as Ash trees are removed. RECOMMENDATION As a team, we respectfully request approval of the Street Tree and Landscaping on Public Right-of-Way Policy and amending Section 6-8-1 : Trees and Landscaping. GP:MW:et attachments: Resolution Proposed Street Tree and Landscaping Policy Distance Requirements Rendering Current Approved Street Trees 2004 Street Tree and Landscaping Policy cc Barry Lindahl, City Attorney Maureen Quann, Assistant City Attorney Crenna Brumwell, Assistant City Attorney Kyle Kritz, Associate Planner Steve Fehsal, Park Division Manager Steve Pregler, City Forester Mary Rose Corrigan, Public Health Specialist Tom Kopp, Engineering Technician Jane Smith, Engineering Assistant II 2 Prepared by: Crenna M. Brumwell, Esq. 300 Main Street Suite 330 Dubuque IA 52001 563 589-4381 ORDINANCE NO. 12-15 AMENDING CITY OF DUBUQUE CODE OF ORDINANCES TITLE 6 HEALTH, HOUSING, SANITATION AND ENVIRONMENT, CHAPTER 8 TREES AND WEEDS, SECTION 6-8-1 TREES AND LANDSCAPING BY ADDING NON -WOODY VEGETATION AND OTHER LANDSCAPING TO THE CITY MANAGER'S AUTHORITY FOR THE STREET TREE AND LANDSCAPING ON PUBLIC RIGHT OF WAY POLICY. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section 1. Section 6-8-1 of the City of Dubuque Code of Ordinances is amended to read as follows: 6-8-1: TREES AND LANDSCAPING: A. Planting And Removal; Permission Required: R shall be unlawful for any person, firm or corporation to plant or remove trees in the public right of way without the written permission of the city manager or the city manager's designee, and upon such terms and conditions as the city manager shall require. B. Street Tree And Landscaping On Public Right Of Way Policy: The city manager shall develop, with the approval of the city council, a written street tree and landscaping on public right of way policy which shall govern the planting, maintenance and removal of trees, shrubs, non -woody vegetation or other landscaping in the public right of way. Section 2. This Ordinance takes effect upon publication. Passed, approved, and adopted the 16th day of Fbruary, 2015. Roy D. BuoI,/I ayor Attest: Key' S. Firnstahl, city Clerk F:\USERS\Cbrurnwel\Ordinances\6-8-1_TreesandLandscaping_012815.doc 012815cmb STATE OF IOWA {SS: DUBUQUE COUNTY CERTIFICATION OF PUBLICATION I, Suzanne Pike, a Billing Clerk for Woodward Communications, Inc., an Iowa corporation, publisher of the Telegraph Herald,a newspaper of general circulation published in the City of Dubuque, County of Dubuque and State of Iowa; hereby certify that the attached notice was published in said newspaper on the following dates: February 20, 2015, and for which the charge is $18.31. Subscribed to before me, a Notary Public in and for Dubuque County, Iowa, this of ;r, , 20 /.i` . otary Public in and for Dubuque County, Iowa. 'AAP VE.S EY Commission Number 1548 Exo, FE B. 1, 20 OFFICIAL PUBLICATION ORDINANCE NM 12-15 AMENDING CITY OF DUBUQUE. CODE OF ORDINANCES TITLE 6 HEALTH,_ HOUSING, SANITATION AND EN- VIRONMENT, CHAP- TER ;8 TREES . AND WEEDS, SECTION 6-8- 1 TREES AND LAND- SCAPING BY ADDING NON -WOODY VEGE- TATION AND OTHER LANDSCAPING TO THE CITY i ;MAN- AGER'S AUTHORITY FOR THE STREET TREE AND LAND- SCAPING (! ON PUBLIC RIGHT OF WAY POLICY. NOW, THEREFORE, 'I BE IT ORDAINED BY' THE CITY COUNCIL OF THE CITY OF DUBUQUE, IOWA: Section.. 1. Section 6-8- 1. of `- the City of Dubuque Code of Ordinances is amended to read as,follows: 6-8-1: ' TREES AND LANDSCAPING: A. Planting And Removal; Permission Required: It shall be unlawful for any person, firm' or corporation to plant or remove trees, in the public right . of way without the written permission of the city manager - or the city manager's designee, and upon such terms and conditions as the city manager shall I require. B. Street Tree And Landscaping On Public Right Of Way Policy: The city manager shall develop, with the approval of the city' council, a ;written' street tree and landscaping on public right of way policy which shall govern the planting,, maintenance and, removal of trees, shrubs, non -woody vegetation or other landscaping in the public right of way. Section. 2. This Ordinance takes effect upon publication. Pased, approved,, and adopted. the 16th' day of February, 2015. /s/Roy D. Buol, Mayor Attest: /s/Kevin S. Firnstahl, City Clerk Published officially in the Telegraph Herald newspaper on the 20th day of February, 2015: /s/Kevin�S. Firnstahl, • City Clerk" it 2/20 EFFECT OF AMENDMENT 6-8-1 : TREES AND LANDSCAPING: A. Planting And Removal; Permission Required: It shall be unlawful for any person, firm or corporation to plant or remove trees in the public right of way without the written permission of the city manager or the city manager's designee, and upon such terms and conditions as the city manager shall require. B. Street Tree And Landscaping On Public Right Of Way Policy: The city manager shall develop, with the approval of the city council, a written street tree and landscaping on public right of way policy which shall govern the planting, maintenance and removal of trees, shrubs, non-woody vegetation or other landscaping in the public right of way. CITY OF DUBUQUE STREET TREE AND LANDSCAPING ON PUBLIC RIGHT-OF-WAY POLICY This policy regulates the planting, maintenance, and removal of trees, shrubs, and vegetation in public rights-of-way. I. DEFINITIONS. For the purpose of this Policy the following terms, phrases, words, and their derivations have the meaning given herein: 1 . City - The City of Dubuque, Iowa. 2. Leisure Services Department-The designated City department underwhose jurisdiction trees and landscaping in public rights-of-way fall. 3. City Forester or Designee - The qualified designated official assigned to enforce this Policy. 4. City Engineering Department - The designated department under whose jurisdiction public rights-of-way, including but not limited to sidewalks and roadways, fall. 5. Planting lawn - The area between the roadway (or back of curb) and sidewalk. 6. Parkwav-The area, excluding the sidewalk, if any, between the property line and the curb, or in the absence of a curb, between the property line and the nearest edge of the street paving. 7. Street tree - A tree located in the planting lawn, planted by the City, by an approved contractor of the City, or by another party having first secured the City's permission. 8. Small trees - Designated as those attaining a height of fifteen feet (15') to thirty-five feet (35'). 9. Medium trees- Designated as those attaining a height of thirty-five feet (35') to forty feet (40'). 10. Large trees- Designated as those attaining a height of forty feet (40')to sixty feet (60'). 11 . Undesirable trees - Trees not suitable for use as street trees because they exhibit negative characteristics, including but not limited to the following: thorn production, weak branching habit, messy fruit production, or disease 2-9-15 susceptibility. 12. Shrub-A perennial woody plant having several stems originating at the base and relatively low in height, generally less than twenty feet (20'); a bush is often used interchangeably with a shrub and is usually less than six feet (6) tall. 13. Non-woody vegetation - Herbaceous plants that have leaves and stems that die down to the soil level at the end of the growing season and have no persistent woody stem above ground. Herbaceous plants may be annual, biennial, or perennial. They are planted in a manner which enhances and improves aesthetic appearance and promotes capturing and usage of stormwater runoff while complying with restrictions set forth in this Policy. 14. Landscaping - Improving the planting lawn or other public right-of-way by planting trees, shrubs, and other vegetation for functional and aesthetic purposes. 15. Undesirable landscaping - Landscaping not suitable for use in the public right-of-way, including but not limited to the following: fruit and vegetables, noxious weeds, nuisance plants, plants having thorns, spines, and prickles, or others as deemed undesirable by the City Forester. 16. Immediate danger or threat - A tree, shrub, or other planting condition that risks public safety and requires the immediate attention of the City Forester. 17. Right-of-way trees and brush - Trees and brush found growing on public right-of-way, but not in a planting lawn as defined above. This includes but is not limited to trees and brush that have established naturally or trees and other vegetation that were at one time planted by an adjoining private property owner. 18. Sidewalk planting pit - An area within a paved surface where a tree is planted. 19. Revocable license - A license issued for landscaping and planting placements that are approved and meet all the requirements of this Policy. 20. Permit(s) - Allowing the planting, trimming, removal, or treatment of any tree(s) growing on City property is required. When and where it is indicated that "with written permission" or "prior approval by the City Forester is needed" an application will need to be made. 21 . SUDAS - Statewide Urban Design & Specifications, Chapter 10 of the Design Manual and Division 9, Section 9030 of the Specification Manual will have Supplemental Specifications for City requirements and refer to this 2-9-15 Policy by reference. 22. Right-of-way - The land area of which the right to possession is secured or reserved by the City for roadway purposes. 23. Appeals - Citizens wishing to appeal any of the requirements of this Policy, process, or fees must submit the appeal in writing to the City Manager. II. GENERAL PROVISIONS. 1 . Ownership. Trees growing on the property line are the joint property of both parties by law. 2. Maintenance and Removal. Maintenance and removal of publically owned treeswill be completed on a priority basis. Street trees and trees planted on other developed publically owned properties will be the highest priority. Trees on undeveloped public right- of-ways and properties will be a lower priority; private property owners may be given permission to remove trees on undeveloped public right-of-ways. Trees planted by private property owners or trees that have naturally established themselves on the right-of-way where no sidewalk exists are the responsibility of the adjoining property owner. 3. Tree Trimming/Pruning, Removal, Grinding. Any plantings obstructing street tree removal, trimming/pruning, or stump grinding will not be replaced if damaged during those operations. The City Forester will not attempt to contact the abutting owner priorto any tree maintenance operation. 4. Relocation of Trees, Shrubs, Landscaping.Wheneverthe City paves orrepavesany street or changes the grade line of any street or public place or constructs or reconstructs any conduit, water main service, or water connection, sewer, or other municipal public works or utility, the abutting owner must, when so ordered by the City, remove any such, privately-planted trees, shrubs, non-woody vegetation, or other landscaping from the public right-of-way to accommodate such work. If the abutting owner fails to remove such shrubs, non-woody vegetation, or other landscaping removal will be done by the City as part of the construction project and the costs of removal will be assessed to the abutting owner and given to the County Treasurer for collection in the same manner as property taxes. 5. Violations. Any person who fails to comply with the terms and conditions of this Policy or approved license after written notice from the City will lose his or her license and not be granted another such license without approval of the City Manager. III. APPROVAL, LICENSE REQUIREMENTS. Prior approval from the City Forester is required before planting any tree on public right of- way. A one-time courtesy or revocable license will be required from the City Manager, City Engineer, and/or Leisure Services depending upon the scope of project. 2-9-15 IV. STREET TREES. 1 . General Requirements. A. Only the Leisure Services Department or those contracted or approved by the Leisure Services Department may plant, spray, fertilize, preserve, prune, remove, cut above ground, or otherwise disturb any tree located within the planting lawn. All tree care practices must conform to the standards approved by the National Arborist Association, the International Society of Arboriculture, and the American National Standard ANSI 2133.1 Safety Requirements. B. If a property owner or tenant has planted an undesirable tree, or after September 15, 1988, plants a tree that does not meet the specifications set forth in this Policy, the Leisure Services Department will notify the property owner or tenant of this Policy and ask that the tree be removed. If the tree is not removed by the date established, the tree will be removed and costs of removal will be assessed to the abutting owner and given to the County Treasurer for collection in the same manner as property taxes. C. In any planting lawn less than four feet (4) in width, the City Forester will determine if a tree can be planted based on site suitability. In planting lawns that measure between four feet (4') and five feet (5') in width, both small and medium size trees may be planted. In planting lawns greater than five feet (5) in width, large trees may be planted. Sidewalk planting pits must have a minimum of thirty-six (36) square feet of exposed ground and be a minimum of three feet (3) deep. D. Small trees must be used where overhead lines or building setback present special problems, regardless of the size of the planting lawn. Small and medium size trees must be used in planting pits. E. Trees must be planted at least fifty feet (50') feet from the edge of street intersections, traffic control lights and stop signs, and at least ten feet (10') from driveways and fifteen feet (15') from alleys. The exact location will be determined according to the type of tree to be planted. F. No tree may be planted closer than twenty-five feet (25') from a street light and ten feet (10') from a utility pole, water shut-off, hydrant, or gas line lateral. G. Spacing of trees will be determined by the City Forester according to local conditions, the species, cultivars, or varieties used, and mature height, spread, and forms. Generally, all large trees must be planted forty feet (40') to sixty feet (60') apart. All medium trees must be planted a minimum of thirty-five feet (35') apart. All small trees must be planted a minimum of 2-9-15 twenty-five feet (25') feet apart. H. When a tree is removed from a planting lawn, the City will replace it if budget considerations and this Policy allow replacement. If a property owner wants a tree planted where one does not exist, the City will provide fifty percent (50%) of the cost to plant the tree, if budget considerations and this Policy allow. If the City is unable to fund replacement or share the cost of adding a tree, the property owner may purchase a tree, and the Leisure Services Department will plant it. The property owner may plant this tree provided the City Forester has approved the tree type and its location. I. When the tree removed is from a planting lawn less than four feet (4') in width, the City may provide and plant a tree beyond the sidewalk on private property (in the front yard) at the request of the property owner, based on site suitability as determined by the City Forester, and if budget considerations allow. Such tree then becomes the property and responsibility of the property owner. If it is determined that there is no room to plant a tree on the neighboring private property, an exception may be made to replace the tree in the planting lawn at the City Forester's discretion. Small and medium trees would be considered for replacement based on the size of the planting lawn and if budget considerations allow. J. When special conditions or circumstances that are not directly covered in this Policy arise, the Leisure Services Department will decide the proper course of action. K. The City Forester will select the type of street tree to be planted with input from the property owner. L. Violations. Any person who fails to comply with the terms and conditions of this Policy or approved license after written notice from the City, will lose his or her license and not be granted another such license without approval of the City Manager. 2. Project Related Trees. A. Project submittals to Engineering for future street trees must include a street tree planting layout, the quantity, specie s/cultivar, and location for the City Forester's review. B. One (1) year establishment and warranty periods begin after the installation is accepted by the Engineer. Care and maintenance of all plants will be the 2-9-15 responsibility of the contractor during that time. The Engineer may add additional years. 3. Types of Trees Allowed. A. A list is prepared by the City Forester of small, medium, and large trees acceptable for planting as street trees. Undesirable treeswill not be used for general planting; their use, if any, will be limited to locations where, because of certain characteristics of adaptability or for landscape effect, they are advantageous. The tree list will be updated as needed and posted on the City's website. B. Only desirable, long-lived trees of good appearance, beauty, adaptability, that are generally free from injurious insects or disease will be planted as street trees. The City Foresterwill review the species, cultivars, and varieties included on the list as needed to determine if any trees should be removed. C. The recommended street tree listing is a compilation of tree varieties chosen to meet City street tree planting needs and species diversity. Selections are based upon tree size and stature, crown development, hardiness, disease resistance, fruit/seed production, and urban tolerance. The City Forester will use this list when making placement decisions. It will not be used by anyone else because one tree, size, or selection does not fit all potential locations. 4. Planting. A. Size. Unless otherwise specified by the City Forester, all small deciduous tree species, and their cultivars or varieties, must be at least five feet (5) to six feet (6) feet in height, have six (6) or more branches, and must be at least one inch (1") in diameter and six inches (6") above ground level. All medium and large deciduous tree species, their cultivars and varieties must be at least one and one-fourth inches(1 1/4')to one and one-half inches (1 Y2') in diameter six inches (6") above ground level, and at least eight feet (8) to ten feet (10) in height when planted. The crown must be in good balance with the trunk. B. Grade. Unless otherwise allowed for specific reasons, all trees must have comparatively straight trunks, well-developed leaders and tops, and roots characteristic of the species, cultivar, or variety showing evidence of proper nursery pruning. All trees must be free of insects, disease, mechanical injury, and other objectionable features at the time of planting, and conform to standards set forth in American Standards for Nursery Stock. C. Depth. All trees planted on City right-of-way must be planted so the tree's buttress root flare is at-grade. 2-9-15 D. Transport Materials. Root balls are fragile and should be handled carefully. All tree root balls must have the transport materials removed or cut back conforming to industry standards, priorto backfilling. Those materials include but are not limited to hard plastic and fiber peat pot containers, fabric grow bags, wire baskets, and all natural and treated burlap and twine used on balled-in-burlap trees. 5. Pruning, Treatment, and Removal. A. Pruning. Topping or dehorning of trees is not permitted, except with written permission of the City Forester. Established trees must be pruned over the tree's lifetime to allow free passage of pedestrian and vehicular traffic; to attain a desired branch height often feet (10') over sidewalks and recreational trails, and fourteen feet (14') over streets and alleys. A tree's age, size, location, condition, and natural form are factors that determine the extent of pruning. B. Treatment. Any treatment of street trees will be completed by City Forestry staff unless treatment option by abutting owner is approved by City Forester and paid for by that owner. C. Stump Removal. The stumps of trees removed must be cut to at least six inches (6) below the ground, soil must be replaced and the area must be leveled. If the area where the tree is removed will be paved, the tree must be cut or the stump must be removed at least eight inches (8") below the ground. D. Tree Trimming/Pruning, Removal, or Grinding. Any plantings obstructing tree removal, trimming/pruning, or stump grinding will not be replaced if damaged during those operations. The City Forester will not attempt to contact the abutting owner prior to any tree maintenance operation. 6. Tree Roots Affecting Sidewalk. A. City street trees that cause or raise problems with sidewalks will be removed by the City, only when it meets the City Forester's predetermined removal criteria. This criteria prevents the indiscriminant removal of a valuable resource. City street trees will be removed only when one (1) or more of the following is met: 1) The tree is in a state of decline due to disease or insect pest for which 2-9-15 a cure is unlikely. 2) The tree poses a safety risk that cannot be corrected, or an unreasonable safety risk would be created by the construction process or root pruning. 3) Required work improvements around the tree will likely kill or render the tree a hazard. 4) Tree preservation is not cost effective compared to the tree's monetary value. 5) The tree is a public nuisance because of its species, size, location, fruit and seed drop, limb breakage, or other objectionable condition. 6) The aesthetic value of the tree is extremely low, or the tree interferes with the growth and development of a more desirable tree. When a City street tree's root(s) causes or raises problems with the sidewalk and the tree's removal is not an option, the sidewalk will be repaired using the approved replacement modifications which best corrects the sidewalk anomaly while minimizing harm to the tree. B. City street trees that crack or raise problems for City curbs or streets, cause intersection site problems, or cause non-sidewalk related public safety problems (such as dead or dying trees) will be removed by the City when they cannot be saved or branches or roots cannot be pruned properly. The adjacent property owner will be given five (5)working days' notice by regular U.S. mail that the tree will be removed and the reasons for removal. The notice will state that the adjacent property owner may appeal such removal to the City Manager. Such appeal must be in writing to the City Manager within the five (5) working day period. This notice and appeal does not apply to a tree posing an immediate danger or threat to public safety, requiring immediate removal. V. LANDSCAPING ON PUBLIC RIGHT-OF-WAY. Section IV, Street Trees, set forth above does not address, permit, or regulate planting groups of shrubs, non-woody vegetation, or other landscaping on public rights-of-way. This Section governs the planting, maintaining, and removal of groups of shrubs, non-woody vegetation, or other landscaping on public rights-of-way for landscaping purposes. 1 . General Notes. A. Landscaping and/or screening required by the City's Zoning Ordinance may not be placed on City right-of-way. 2-9-15 B. The property owner must plant and maintain the shrubs, non-woody vegetation, or other landscaping according to this policy. The applicant is responsible for any and all liability arising from the planting of shrubs, non- woody vegetation, or other landscaping on City property. 2. Plantings Permitted. A property owner in the City may plant, care for, and maintain shrubs, non-woody vegetation, or other landscaping ("plantings") in the public right- of-way. It is the responsibility of the property owner to trim and maintain all plantings so there is no overhang onto, over, or into the sidewalk or street. Placement of moisture retention materials, weed control, and containment measures may be used. The plantings are subject to the restrictions below: A. Any person planting in the public right-of-way must contact Iowa One Call System for utility locations. These locations will give approximate alignment but not depth. The use of mechanical equipment for tilling is now allowed. Hand digging is recommended. B. Plantings may not exceed eighteen inches (18") in height; may not overhang onto the public sidewalk, curb, or roadway; may not be within twenty feet (20') from intersections. C. Plantings are permitted along areas of parking and bus stops. However, if complaints are received, removal, reduction, trimming, or other order will be determined by the City Manager. D. Any placement of planters with plantings will require a revocable license approval process. E. Where no public sidewalk exists, a four foot (4') unobstructed path will be identified by Engineering. This area must be kept free from any plantings and also be maintained by the abutting owner. 3. Enforcement. Complaints will be logged and investigated. Violators will be notified in writing of the violations and given a compliance deadline. If the City receives subsequent complaints of the failure to comply, the City or City's designated contractor will trim or remove non-compliant plantings. The City will assess any costs associated with that work at the County Treasurer's Office to be collected in the same manner as property taxes. 4. Plantings Obstructing Tree Trimming/Pruning, Removal, Grinding. The City is not liable for damage to plantings that obstruct street tree removal, trimming/pruning, or stump grinding which are damaged or destroyed during those operations. The City Forester will not attempt to contact the abutting owner prior to any street tree maintenance operation. 2-9-15 5. Violations. Any person who fails to comply with the terms and conditions of this Policy may be issued a municipal infraction. VI. STREET CONSTRUCTION. 1 . Purpose. The purpose of this Section is to prevent or minimize damage to street trees as a result of street construction activities. This Section provides an administrative procedure to follow when street trees are encountered in street, sewer, water, or utility construction projects. 2. Policy. A. Administrative Procedures. Street and utility construction activities cause varying degrees of damage to street trees. Forthis reason, the City Forester advises other City Departments and private contractors when street construction activities take place within ten feet (10') of a street tree. The outlined procedures are followed by all City Departments and contractors working within the public right-of-way: 1) The City Forester is a technical resource in the design and construction specification writing phase of City construction projects to identify issues and potential problems relating to street trees, which could arise from the construction activities. 2) Prior to the construction of a City street or utility construction contract, a project representative will walk the project area with the City Foresterto determine what specific procedures should be followed to protect adjacent street trees. These procedures will be incorporated into the project specifications. 3) The City Forester, or appropriate representative, will be invited to the project pre-construction meeting with the contractor to emphasize the importance of protecting the trees while the work is progressing. 4) The City Forester will attend public meetings and hearings (as needed) on projects where potential damage to street trees has been identified by prior inspection and review. Trees intended for trimming will be identified in the specifications and the public involvement process. 5) The City Forester will be available to the Engineering Division to monitor the progress of the contractor and to advise the City departments or private contractor if the work is not proceeding according to the adopted specifications relating to tree protection, or if the specifications should be altered during the progress of the work. 2-9-15 6) The City Forester will be available to discuss in greater detail the anticipated effect on the tree, and to answer property owner's questions. 7) For privately contracted work, the contracting authority and the contractor are responsible for the protection of street trees pursuant to this policy. 8) Tree Trimming/Pruning, Removal, Grinding. Any plantings obstructing tree removal, trimming/pruning, or stump grinding will not be replaced if damaged during those operations. The City Foresterwill not attempt to contact the abutting owner prior to any tree maintenance operation. B. Tree Removal. City street trees growing over existing curbs or located too close to the curb or utility being placed, upgraded, or replaced such that reconstruction is not feasible without causing death of the tree, will be removed by the City or the City's designated contractor. In such cases, the adjacent property owner will be notified as outlined above. Trees removed for construction projects will be replaced as part of the City construction contract at no cost to the property owners if the planting lawn is a minimum of four feet (4) wide and meets other established guidelines in this Policy. Replacement of removed trees will be done during normal planting seasons after the construction work is complete. C. Construction Practices. The construction specifications will outline specific procedures to be followed by the contractor, along with tree damage liabilities, including penalties and costs of damage remediation. Prior to the commencement of construction, the City Forestry crew will prune street trees extending over the roadway, which could be damaged. Contractors must notify the City if damage is done beyond the level anticipated, and repairs to trees damaged during construction will be made by the contractor. When trees are damaged or destroyed due to negligence or non-compliance, the contractor must pay for the necessary cost of repairs, removals, replacements, and reimburse the City for loss of value. Loss of value will be determined by the City Forester, using the most recent edition of The Council of Tree & Landscape Appraisers, Guide for Plant Appraisal. The following specific requirements protect and preserve our street trees: 2-9-15 1) All heavy equipment (other than hand tools) must be kept off of the planting lawn particularly under the drip line of any tree. 2) The planting lawn will not be cut into or disturbed in any way particularly within the trees' drip line. This includes creating setbacks for new curb and gutter, accommodating slip form pavers, reducing the height of the planting lawn or where an alternative exists, trenching or digging for utilities. If the contractor or an individual suspects the planting lawn must be disturbed, he or she must notify Leisure Services and consult with the City Foresterwho will determine whether such disturbance will be permitted. Curb and gutter removal will be done in such a way as to minimize any damage to the tree's root system or above ground parts. 3) The tracks or tires of the excavator/backhoe or pavement grinder, etc. are not allowed to ride on the curb or planting lawn within a tree's drip line where it would damage the roots, buttress root flair, trunk or crown of the tree, without protective measures in place to protect the tree and avoid soil compaction. 4) Construction equipment or materials, including gravel, sand, or soil, may not be stored on the surface of any unpaved area within a protected tree's drip line. 5) Chemicals, rinsates, or petroleum products may not be deposited within the drip line of City street trees. 6) Exposed tree roots must be protected from direct sunlight and airwith wet burlap following curb and gutter removal if backfilling is not completed by the end of the same workday. Prior to backfilling, all lime stone base material must be removed from behind the newly poured curb and gutter. Backfilling must be completed with hand tools to avoid compaction. 7) Where possible and specified by the City Forester, orange plastic barrier fencing or snow fence must be erected to protect trees and their root zones. The fencing must be installed prior to construction and cannot be removed until after final clean-up of the construction site. 8) To preserve viable root systems and maintain structural stability of a tree, all underground utility placement or replacement must be done by boring or tunneling beneath the root systems of the tree with open cut excavating done only outside of the tree's drip line. If a contractor 2-9-15 or an individual determines boring or tunneling is not possible, he or she must notify Leisure Services and consult with the City Forester who will determine whether boring or tunneling is possible. 9) Trenching/Tunneling Near Trees by Dr. James R. Fazio shall be used as a guide by qualified utility workers. 10) If a root must be cut and removed or a damaged root pruned, a clean cut must be made with a sharp cutting tool. The following sequence must be used: a) Expose the root by hand using hand tools such as shovel, trowel; b) Make a clean cut with a sharp tool such as a hand pruner or hand saw and in the event of larger roots, a chain saw; (root grinding is not an option); C) Remove root; d) Protect exposed root or backfill. 11) Curb and gutter replacement adjacent to street trees may be made with a slip form paver only if the paver can be accommodated without any additional alterations to the existing planting lawn. Where insufficient room does not exist, the area will be poured using hand set steel forms. Expansion joint or masonite may be necessary for forming around the base of trees where conventional forms will not fit. Non-linear paving (bump outs), skip overs, and narrower streets are all options to consider for avoiding root injury. 12) Where sidewalk replacement is necessary, care must be taken to avoid injury to the tree's root system. Sidewalk repairs must be made using the approved replacement modifications that best correct the sidewalk anomaly while minimizing harm to the tree. Surface roots less than two inches (2") in diameter may be cut when necessary, making clean pruning cuts to a maximum depth just below the finished grade of the new walk. The root system may not be cut further than five inches (5") away from the edge of the proposed new walk to accommodate its forms. 13) At no time may the planting lawn grade be changed by removing soil or through the addition of soil within the tree's drip line. 14) When a situation arises that may potentially harm to the tree and is clearly not addressed by this Policy, the Engineering Department and 2-9-15 City Forester will determine the best course of action. D. Soil Qualitv. Backfill soil used in the right-of-way must be friable topsoil. It may not contain admixtures of subsoil and must be free of lumps Iargerthan two inches (2") in diameter, stones, plants, or their roots or construction matter or debris. VII. GOVERNING CODES. Governing codes for enforcement of this Policy include Iowa Code §364.12; City Code of Ordinances Title 6, Chapter 8 and Title 10, Chapter 1 . 2-9-15 Street Tree and Landscaping Distance Requirements for Plantings ALLEY ALL Tree must be 15'or more from alley Tree must be 25'or 25' more from street light HOUSE Plantings must be 5' or more from signs K. 5- t25 Plantings must be 10'or lo. more from access ramps and 20'or more from street intersections ---- ---------—---------—---------—---------—---------—---- —---------—--------—---------—---------—-------------------------------------------------------------- LLJ ROW WALK C) ..................................................................................................................... 1--5'-- 5 PLANTING LAWN LEGEND Plantings mut1bzV or Plantings must be 5'or more from driveways more from hydrants Tree must be 50'or more Tree Hydrant from street intersection and 10'or more from driveways Street light Access Plantings ramps Rev.216115 ..................................................................................................... APPROVED STREET TREES FOR CITY OF DUBUQUE PLANTING LAWNS Common Name Cultivar Size In Feet Genus/Species Freeman maple Acer freemanii 'Armstrong 50x15 Large Autumn Blaze 50x40 Large 'Celebration 40x20 Medium Sienna Glen 50x35 Large Miyabie maple Acer miyabie State Street 50x35 Large Black ma le Acer ni rum 'Green ColumW 50x20 Large Norway maple Acer platanoides 'Crimson Sentry 25x15 Small 'Columnar 35x15 Small 'Conquest 40x20 Medium *Easy Street 40x20 Medium Emerald Luster 45x40 Large Emerald Queen 50x40 Large Fairview 45x35 Large Parkway 40x25 Medium Ro al Red 40x30 Medium Red Maple Acer rubrum Autumn Spire 40x25 Medium 'Bowhall 40x15 Medium Brandywine 40x30 Medium 'Karpick 40x20 Medium Northwood 40x35 Medium Redpointe 45x30 Large Red Sunset 45x35 Large 'Scarlet Sentinel 40x20 Medium Sugar Maple Acer saccharum *Apollo 25x10 Small Autumn Fest 50x35 Large Commemoration 50x35 Large 'Endowment 50x20 Large Fiesta 50x40 Large Green Mountain 50x40 Large Wright Brothers 50x35 Large 1 Tatarian maple Acer tataricum Tatarian 25x20 Small Rugged Charm 28X15 Small Patdell 25X20 Small Hybrid maple Acer truncatum X platanoides Norwegian 35x25 Small Sunset Pacific Sunset 35x25 Small Crimson Sunset 35x25 Small Urban Sunset 35X20 Small American Hornbeam 25X20 Small Carpinus carolinia Hackberry 45x35 Large Celtis occidentalis 'Prairie Sentinel 45x12 Large Ginkgo Ginkgo biloba Golden Colonade 45x25 Large 'Princeton Sentry 40x15 Medium Honey Locust Gleditsia tricanthos inermis Imperial 35x35 Small Moraine 50x35 Large Northern Acclaim 45x35 Large Shademaster 45X35 Large Sunburst 40x35 Medium Skyline 45x35 Large Street Keeper 45x20 Large True Shade 40x35 Medium Kentucky Coffee Tree Gymnocladus dioicus Espresso 50x35 Large American Hophornbeam 40X25 Medium Ostrya virginiana Ironwood Ornamental pear P rus callerana Aristocrat 40x28 Medium Autumn Blaze 30x25 Small 'Chanticleer 40x15 Medium Rancho 35x25 Small Red Spire 35x25 Small Hybrid oak Quercus macrocarpa Urban Pinnacle 55X35 Large Hybrid oak Quercus robur x As es 'Rosehill 40x20 Medium Hybrid oak Quercus robur x alba 'Crimson Spire 45x15 Large 2 'Streets ire 45x15 Large Hybrid oak Quercus robur x bicolor 'Re al Prince 45x18 Large Beacon oak 40X15 Medium Quercus bicolor Red oak 50x45 Large Quercus rubra Big leaf linden Tilia americana American Sentry 45x30 Large Boulevard 50x25 Large Redmond 35x25 Small Legend 40x30 Medium Little leaf linden Tilia cordata 'Chancellor 35x20 Small 'Corinthian 45x15 Large Glenleven 50x30 Large Green Spire 40x30 Medium Harvest Gold 40x30 Medium Shamrock 40x30 Medium Elm Ulmus Emerald 35x25 Small Sunshine Frontier 40x30 Medium New Horizon 50x35 Large Patriot 50x40 Large Prospector 40x30 Medium Regal 50x30 Large 'Indicates a more upright form. Note: This approved tree list is a compilation of tree varieties chosen to meet the City's street tree planting needs. Selections were made based upon tree size and stature, crown development, hardiness, disease resistance, fruit/seed production, and urban tolerance. This list is intended to be used by the City Forester and private property owner when making street tree selection decisions. All others may use it as a tree selection reference. Tree selection will be based on species diversity, planting lawn size and City of Dubuque Street Tree and Public Right-of-Way Policy requirements. Updated: February 2015 3 CITY OF DUBUQUE STREET TREE AND LANDSCAPING ON PUBLIC RIGHT-OF-WAY POLICY This policy shall regulate the planting, maintenance, and removal of trees and shrubs in public rights-of-way. I. DEFINITIONS For the purpose of this policy the following terms, phrases, words and their derivations shall have the meaning given herein. 1 . City is the City of Dubuque, Iowa. 2. Leisure Services Department is the designated department of the City under whose jurisdiction trees in public rights-of-way fall. 3. City Forester is the qualified designated official assigned to carry out this policy's enforcement. 4. Planting lawn is the area between the street (or back of curb) and sidewalk. 5. Street tree is a tree located in the planting lawn. 6. Small trees are designated as those attaining a height of fifteen (15)to thirty- five (35) feet. 7. Medium trees are designated as those attaining a height of thirty-five (35)to forty (40) feet. 8. Large trees are designated as those attaining a height of forty (40) to sixty (60) feet. 9. Undesirable trees are trees not suitable for use as street trees because of one or more of the following characteristics: thorn production, weak branching habit, messy fruit production, disease susceptibility, et cetera. 10. Landscaping is improving the planting lawn or other public right-of-way by planting trees and shrubs for functional and aesthetic purposes. 11 . Immediate danger or threat is a tree condition that risks public safety and requires the immediate attention of the City Forester. May 16, 2004 II. STREET TREE SECTION A. General Requirements 1 . No trees are to be planted in any planting lawn, which is less than three (3) feet in width. In planting lawns that measure between three (3) and five (5) feet in width, both small and medium size trees may be planted; and in planting lawns with a minimum of five (5) feet in width, large trees may be planted. 2. Small trees shall be used where overhead lines or building setback present special problems, no matter what the size of the planting lawn. 3. Trees shall be planted at least fifty (50) feet from the edge of street intersections, traffic control lights and stop signs, and at least ten (10) feet from driveways and fifteen (15) feet for alleys. Exact location will be determined according to the type of tree to be planted. 4. No tree shall be planted closer than ten (10) feet from a street light, utility pole, water shut-off, sewer lateral, or other underground utility. 5. Spacing of trees shall be determined by the City Forester according to local conditions, the species, cultivars, or varieties used, and their mature height, spread, and forms. Generally, all large trees shall be planted forty (40) to sixty (60) feet apart; all medium trees shall be planted a minimum of thirty-five (35) feet apart; and all small trees shall be planted a minimum of twenty-five (25) feet apart. 6. Only the Leisure Services Department or those contracted or approved by the Leisure Services Department shall plant, spray, fertilize, preserve, prune, remove, cut above ground, or otherwise disturb any tree located on a public right-of-way. All tree care practices shall conform to the standards approved by the National Arborist Association, the International Society of Arboriculture, and the American National Standard ANSI 2133.1 Safety Requirements. 7. If a property owner or tenant has planted an undesirable tree or after September 15, 1988, plants a tree that does not meet the specifications set forth in this policy, the Leisure Services Department shall notify the property owner or tenant of this policy and ask that the tree be removed. If the tree is not removed by the date established, the City will remove the tree at the City's expense. May 16, 2004 8. a. A City street tree found to be causing or raising problems with sidewalks will be removed by the city, only when it meets predetermined criteria as determined by the City Forester. These criteria are set to prevent the indiscriminant removal of a valuable resource. City street trees will be removed only when one or more of the following criteria are met: ♦ The tree is in a state of decline due to disease or insect pest for which there is no likelihood of a cure. ♦ The tree poses a safety risk that cannot be corrected or where an unreasonable safety riskwould be created bythe construction process or root pruning. ♦ Where work improvements required to be made around the tree will likely kill the tree or render it a hazard. ♦ Where tree preservation is not cost effective compared in value to the tree's monetary value. ♦ The tree poses an extreme public nuisance because of its species, size, location, fruit & seed drop, limb breakage or other objectionable condition. ♦ The aesthetic value of the tree is extremely low or where the tree interferes with the growth and development of a more desirable tree. When a city street tree's roots or root has been found to be causing or raising problems with the sidewalk and the tree's removal is not an option, the sidewalk repair will be made using one of the approved replacement modifications which best corrects the sidewalk anomaly while minimizing harm to the tree. b. City street trees found to be causing cracking or raising problems for City curbs or streets or causing intersection site problems or non-sidewalk related public safety problems(such as dead or dying trees) shall be removed by the City when it is determined they cannot be saved or branches or roots cannot be pruned properly. The adjacent property owner shall be given a five working days notice by regular U.S. mail that the tree is to be removed and the reasons for such removal. The notice shall include a provision that the adjacent property owner may appeal such removal to the City Manager. Such appeal must be in writing to the City Manager within the five May 16, 2004 working day period. This notice and appeal does not apply to a tree posing an immediate danger or threat to public safety, requiring immediate removal. 9. When a tree is removed from a planting lawn, the City shall replace it, provided budget considerations and the specifications of this policy allow. If a property owner wishes a tree planted where one does not exist, the City shall provide 50 percent of the cost to plant the tree, provided budget consideration and the specifications of this policy allow. If the City is unable to fund the replacement, or share the cost of adding a tree, the property owner may finance the purchase of a tree and the Leisure Services Department will plant it. The property owner may plant this tree provided the City Forester has approved the tree type and its location. 10. When the tree removed is from a planting lawn less than three (3)feet in width, the City may provide and plant a tree beyond the sidewalk on private property (in the front yard) at the request of the property owner (based on site suitability as determined by the City Forester) and if budget considerations allow. Such tree then becomes the property and responsibility of the property owner. 11 . When special conditions or circumstances arise which are not directly covered in this policy, the Leisure Services Department shall make a decision on the course of action to be taken, based upon an evaluation of the situation. 12. The selection of the type of street tree to be planted shall be made by the City Forester, after considering the wishes of the property owner. B. Types of Trees Allowed 1 . This policy contains a listing of small, medium and large trees prepared by the City Forester for planting as street trees. Undesirable trees shall not be recommended for general planting and their use, if any, shall be restricted to special locations where, because of certain characteristics of adaptability or for landscape effect, they can be used to advantage. 2. Only desirable, long-lived trees of good appearance, beauty, adaptability, and generally free from injurious insects or disease shall be planted as street trees. The City Forester shall review at least May 16, 2004 once every two (2)years the species, cultivars, and varieties included on the lists to determine if any should be removed for any reason. C. Planting 1 . Size Unless otherwise specified by the City Forester, all small deciduous tree species, and their cultivars or varieties, shall be at least five (5)to six (6) feet or more in height, have six (6) or more branches, and shall be at least one (1) inch in diameter six (6) inches above ground level. All medium and large deciduous tree species and their cultivars and varieties shall be at least one and one-fourth (1 1/4) to one and one- half (1 1/2) inches in diameter six inches above ground level, and at least eight (8)to ten (10) feet in height when planted. The crown shall be in good balance with the trunk. 2. Grade Unless otherwise allowed for specific reasons, all trees shall have comparatively straight trunks, well-developed leaders and tops, and roots characteristic of the species, cultivar or variety showing evidence of proper nursery pruning. All trees must be free of insects, disease, mechanical injury, and other objectionable features at the time of planting, and conform to standards set forth in American Standards for Nursery Stock. 3. Depth All trees planted on city right-of-way shall be planted so that the trees' buttress root flare is at-grade. D. Pruning and Removal 1 . Pruning Topping or dehorning of trees shall not be permitted, except by written permission of the Leisure Services Department. Established trees shall be pruned over the tree's lifetime to allow free passage of pedestrian and vehicular traffic; over time to attain a desired branch height of ten (10) feet over sidewalks and fourteen (14) feet over streets and alleys. A tree's age, size, location, condition and natural form are factors, which will determine the extent of May 16, 2004 pruning. 2. Stump Removal The stumps of trees removed shall be cut to at least six (6) inches below the ground, and soil shall be replaced and the area leveled. If the area where the tree is removed is to be paved, the tree shall be cut or stump removed at least eight (8) inches below the ground. III. LANDSCAPING ON PUBLIC RIGHT-OF-WAY SECTION The above "Street Tree Section 11" does not speak to, permit, or regulate, the planting of groups of trees and shrubs for landscaping purposes on public rights-of- way. This"Section 111" shall govern the planting, maintaining and removal of groups of trees and shrubs on public rights-of-way for landscaping purposes. 1 . Landscaping and/or screening required by the City's Zoning Ordinance shall not be placed on City right-of-way. 2. No trees and shrubs shall be planted in the planting lawn or other public right-of-way for landscaping purposes without first obtaining approval of the City Manager. 3. The approval of the City Manager will be in the form of a revocable permit to plant trees and shrubs for landscaping purposes in the public right-of-way. The applicant must agree to plant and maintain the trees and shrubs according to an approved site plan and further agree to be responsible for any and all liability arising from the planting of trees and shrubs on City property. The work must be done by a responsible and insured contractor approved by the City Engineering Division. 4. Requests for such approval shall be made to the City Manager in writing and include a site plan showing the varieties and placement of the trees and shrubs to be planted on City right-of-way and who is to do the work. 5. Trees and shrubs planted on City right-of-way without City approval will be removed by the property owner ortenant after receiving notification from the City. If the trees and shrubs are not removed by the date established, the City will do the removal at the City's expense. IV. STREET CONSTRUCTION SECTION A. Purpose The purpose of this section is to prevent or minimize damage to street trees May 16, 2004 as a result of street construction activities. This section provides for an administrative procedure to follow when street trees are encountered in street, sewer, water, or utility construction projects. B. Policy 1 . Administrative Procedures Street and utility construction activities will, in many cases, cause varying degrees of damage to street trees. For this reason, the City Forester shall act to advise other City Departments and private contractors when street construction activities will be taking place within ten (10) feet of a street tree. The outlined procedures will be followed by all City Departments and contractors working within the public right-of-way: a. The City Forester shall be used as a technical resource in the design and construction specification writing phase of City construction projects to identify issues and potential problems relating to street trees, which could arise from the construction activities. b. Prior to the construction of a City street or utility construction contract, a project representative will walk the project area with the City Forester to determine what specific procedures should be followed to protect adjacent street trees. These procedures will be incorporated into the project specifications. C. The City Forester, or appropriate representative, shall be invited to the project pre-construction meeting with the contractor to emphasize the importance of protecting the trees while the work is progressing. d. The City Forester will attend public meetings and hearings (as needed) on projects where potential damage to street trees has been identified by prior inspection and review. Trees intended for trimming will be identified in the specifications and the public involvement process. e. The City Forester shall be available when called by the Engineering Division to monitor the progress of the contractor and to advise the City Departments or private contractor if the work is not proceeding according to the adopted specifications relating to tree protection, or if the specifications should be May 16, 2004 altered during the progress of the work. f. The City Forester will be available to discuss in greater detail the anticipated effect on the tree, and to answer property owner's questions. g. For privately contracted work, the contracting authority and the contractor shall be responsible for the protection of street trees pursuant to this policy. 2. Tree Removal City Street trees found to be growing over existing curbs or located too close to the curb or utility being placed, upgraded or replaced such that reconstruction of the curb is not feasible without causing death of the tree, the tree will be removed by the Contractor. In such cases, the adjacent property owner shall be notified as outlined above. Trees removed for construction projects will be replaced as part of the City construction contract at no cost to the property owners if the planting lawn is a minimum of(3) feet wide and meets other established guidelines outlined in this policy. Replacement of removed trees shall be done during normal planting seasons after the construction work has been completed. 3. Construction Practices The construction specifications will outline specific procedures to be followed by the contractor, along with tree damage liabilities, including penalties and costs of damage remediation. Prior to the commencement of construction, City Forestry crew will prune street trees extending over the roadway, which could be damaged. Contractors shall notify the City if damage is done beyond the level anticipated, and repairs to trees damaged during construction will be made by the contractor. When trees are damaged or destroyed due to negligence or non-compliance, the contractor shall be required to pay for the necessary cost of repairs, removals, replacements and to reimburse the City for loss of value. Loss of value will be determined by the City Forester, using the most recent edition of The Council of Tree & Landscape Appraisers, Guide for Plant Appraisal. May 16, 2004 The following specific suggestions will best protect and preserve our street trees, and reduce the chance of liability in the event of their failure. ♦ All heavy equipment (other than hand tools) shall be kept off of the planting lawn when trees are on the street. ♦ The planting lawn will not, to the extent possible, be cut into or disturbed in any way. This includes creating setbacks for new curb and gutter, accommodating slip form pavers, reducing the height of the planting lawn or where an alternative exists, trenching or digging for utilities. Curb and gutter removal will be done in such a way as to minimize any damage to the tree's root system or above ground parts. ♦ At no time shall the tracks or tires of the excavator/backhoe or pavement grinder, et cetera, be allowed to ride on the curb or planting lawn within a tree's drip line where it would case damage to the roots, buttress root flair, trunk or crown of the tree, without protective measures in place to protect the tree and avoid soil compaction. ♦ At no time shall construction equipment or materials, including gravel, sand or soil, be stored on the surface of any unpaved area within a protected tree's drip line. ♦ At no time shall chemicals, rinsates or petroleum products be deposited within the drip line of city street trees. ♦ Exposed tree roots shall be protected from direct sunlight and airwith wet burlap following curb and gutter removal if backfilling isn't completed by the end of the same workday. Prior to backfilling, all limestone base and construction materials shall be removed from behind the newly poured curb and gutter. Backfilling should be completed with hand tools to avoid compaction. Only a friable clay loam soil shall be used as a backfill soil. Backfill soil shall be free of rock and other construction debris. ♦ Where possible and specified by the City Forester, orange plastic barrier fencing or snow fence will be erected to protect trees and their root zones. The fencing shall be installed prior to construction and not removed until after final clean up of the construction site. ♦ To preserve viable root systems and maintain structural stability of a tree, it is required that all underground utility placement or replacement, to the extent possible, be done by boring or tunneling beneath the root systems May 16, 2004 of the tree with open cut excavating done only outside of the tree's drip line. ♦ "Trenching/Tunneling Near Trees"by Dr. James R. Fazio shall be used as a guide by qualified utility workers. ♦ If a root must be cut and removed or a damaged root pruned, a clean cut shall be made with a sharp cutting tool. The following sequence shall be used: 1 . expose the root by hand using hand tools such as shovel, trowel; 2. make a clean cut with a sharp tool such as a hand pruner or hand saw and in the event of larger roots, a chain saw; (root grinding is not an option); 3. remove root; 4. protect exposed root or backfill. ♦ Curb and gutter replacement adjacent to street trees can be made with a slip form paver only if the paver can be accommodated without any additional alterations to the existing planting lawn. Where insufficient room does not exist, the area will be poured using hand set steel forms. Expansion joint or masonite may be necessary for forming around the base of trees where conventional forms will not fit. Non-Tinier paving (bump outs), skip overs and narrower streets are all options to consider for avoiding root injury. ♦ Where sidewalk replacement is necessary, care should be taken to avoid injury to the tree's root system. Sidewalk repairs should be made using one of the approved replacement modifications, which best corrects the sidewalk anomaly while minimizing harm to the tree. Surface roots less than two (2) inches in diameter may be cut when necessary, making clean pruning cuts to a maximum depth just below the finished grade of the new walk. The root system should be cut no further than 5 inches away from the edge of the proposed new walk to accommodate its forms. ♦ At no time shall the planting lawn grade be changed by removing soil or through the addition of soil within the tree's drip line. ♦ When a situation should arise with the potential to cause harm to the tree, which is clearly not addressed by this policy guideline, the Engineering Department and City Forester shall be consulted to determine the best course of action. 4. Soil Quality Soil to be used as backfill within the right-of-way shall be a friable topsoil. It May 16, 2004 shall not contain admixtures of subsoil and shall be free of lumps larger than 2" in diameter, stones, plants or their roots and construction matter or debris. Adopted: October 3, 1988 Revised: February 21 , 1994 Revised: January 11 , 1999 Revised: April 12, 2000 Revised: July 9, 2001 Revised: May 16, 2004 May 16, 2004