Loading...
Fiscal Year 2017 Recommended Budget Transmittal Message Copyright 2014 City of Dubuque Action Items # 4. ITEM TITLE: Fiscal Year 2017 Recommended Budget Transmittal SUMMARY: City Manager submitting the Fiscal Year 2017 Recommended Budget Transmittal Message. The City Manager will make a presentation. SUGGESTED DISPOSITION: Suggested Disposition: Receive and File; Presentation. ATTACHMENTS: Description Type Recommended FY 17 Budget Transmittal Message City Manager Memo Recommended FY 17 CIP Transmittal Message Supporting Documentation THE CITY OF Dubuque UBgkE 1111 11I ra .II Masterpiece on the Mississippi 2007.2012.2013 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Fiscal Year 2017 Budget Transmittal Memo DATE: January 27, 2016 The purpose of this memo is to transmit the recommended Fiscal Year 2017 operating and capital improvement budgets. My intent is to present a recommendation that is responsive to the Goals and Priorities of the Mayor and City Council. First, important context is provided by reflecting on the Fiscal Year 2016 budget and the significant actions the Mayor and City Council took to successfully deal with challenges at that time: • Eleven full-time positions were eliminated. Six were eliminated through lay-offs (with two of these employees able to be placed in other vacant positions). Five of the eleven positions were eliminated due to the City not receiving the Federal Lead Paint Hazard Mitigation grant. Fortunately, the City applied for another Federal Lead Paint Hazard Mitigation Grant and was successful, so four of those positions are restored in the Fiscal Year 2017 budget. Since 1981, the City has minimized the number of positions added. When the Fiscal Year 2016 staffing changes were approved, the City had reduced its full-time workforce by almost 4% since the 1980s. This was achieved in spite of all the new services that have been added in that time period including staff-intense activities like recycling and combined county-wide public safety dispatching. Also, the number of sworn Police Office positions has increased by 33 over that time period. • A select hiring freeze the City Council had implemented in Fiscal Year 2015 of 11.98 full-time equivalent positions was modified after a contribution from the Library Board reinstated 2.68 FTE in May 2015, with the remaining frozen positions extended for Fiscal Year 2016. It is recommended that 7.60 remain frozen in Fiscal Year 2017. • Non-bargaining unit employees did not receive a pay raise in Fiscal Year 2016; however, a wage increase of 2.5%, consistent with existing collective bargaining agreements, is recommended in Fiscal Year 2017. • The Fiscal Year 2016 — Fiscal year 2020 Capital Improvement Program budget underwent significant modifications eliminating and delaying many projects and reducing future debt issuances. • The organizations with which the City partners with through grants and purchase of service agreements were also asked to sacrifice in Fiscal Year 2016. Generally, they received a 10% funding reduction and that reduction is recommended to continue in Fiscal Year 2017, except for the Greater Dubuque Development Corporation, where their City contribution is funded in Fiscal Year 2017 from repayments from industrial park land sales. • In Fiscal Year 2016, the City continued a freeze that began in Fiscal Year 2015 on certain training and travel for City Employees. Recognizing the value of continuing education to create an effective, efficient and innovative organization, that freeze is discontinued in Fiscal Year 2017. • In Fiscal Year 2016, the Utility Franchise Free on electricity and natural gas was increased from 3% to 5%. • In Fiscal Year 2016, there were increases in parking and recreation fees. • In Fiscal Year 2016, rental property owners were asked to pay the full cost of the Rental Licensing Inspection Program. Along with enterprise fund fee increases, these actions of the Mayor and City Council, through last year's Fiscal Year 2016 budget process took the appropriate corrective action to compensate for the funding issues facing the City, at that time. PROPERTY TAX In January 2016, the Mayor and City Council adopted the Fiscal Year 2017 Budget Guidelines. The Property Tax Guidelines are as follows: Residential 1 .5% increase Commercial 9.5% increase Industrial 0.97% decrease Multi-Residential 1 .81% decrease 2 I am pleased to tell you that this Fiscal Year 2017 budget recommendation meets your residential guideline and exceeds the guideline for the other categories as follows: Residential 1 .5% increase Commercial 2.22% increase Industrial 6.88% decrease Multi-Residential 2.52% decrease Beginning in Fiscal Year 2017 (July 1 , 2016) new state legislation created a new property tax classification for rental properties called multi-residential, which requires a rollback, or assessment limitations order, on multi-residential property which will eventually equal the residential rollback. Multi-residential property includes apartments with three or more units. Rental properties of two units or less were already classified as residential property. The State of Iowa will not backfill property tax loss from the rollback on multi-residential property. The rollback and lost revenue to the City will be: 86.25% ($330,844) in Fiscal Year 2017 82.50% ($421 ,074) in Fiscal Year 2018 78.75% ($511 ,305) in Fiscal Year 2019 75.00% ($601 ,535) in Fiscal Year 2020 71 .25% ($691 ,765) in Fiscal Year 2021 67.50% ($781 ,995) in Fiscal Year 2022 63.75% ($872,226) in Fiscal Year 2023 55.63% ($1 ,067,604) in Fiscal Year 2024 This annual loss in revenue of$1 ,067,604 from multi-residential property, when fully implemented in Fiscal Year 2024, will not be backfilled by the state. From Fiscal Year 2017 through Fiscal Year 2024, the City will lose $5,278,348 in total, meaning rental property owners will have paid that much less in property taxes to the City. They will also have significant savings from reduced payments to other taxing bodies. The state did not require owners to charge lower rents or to make additional investment in their property. DEBT In August 2015, at the annual Mayor and City Council Goal Setting Session the Mayor and City Council adopted debt reduction as a High Priority. You will see that while the City's debt was already projected to steadily decline into the future by issuing less debt each year than was retired, this 5-year CIP recommendation makes that debt reduction even more pronounced. The Fiscal Year 2017 CIP budget recommendation of$55,526,251 is a 30.52% decrease from the Fiscal Year 2016 CIP budget of$79,982,948. 3 The following chart shows the percentage of statutory debt limit used in the Fiscal Year 2017 recommended budget as compared to the adopted current Fiscal Year 2016 budget. In the current Fiscal Year 2016 budget, the City is at 87% of the statutory debt limit. This chart shows that by the end of this recommended 5-year Capital Improvement Program (CIP) budget cycle in Fiscal Year 2021 the City will be at 53% of the statutory debt limit and by Fiscal Year 2026 will be at 32% of the statutory debt limit. Statutory Debt Limit Used This chart shows the percentage of statutory debt limit used in the Fiscal Year(FY)2017 recommended budget 100% as compared to the adopted FY2016 budget. By FY2026,the City will be at 32%of the statutory debt limit. 90 90% 87% 80% 79 86% 82% 79% 72% 74% 77% 70 70% 66% 66% 69% 62 60% 63 53% 57% 49% 50% The City used debt to accomplish needed projects during an extremely low interest rale 46% environment because infrastructure investment gets more expensive over time. 42% •The older a piece of infrastructure gets,the more it is allowed to deteriorate which increases costs. 39% 40% .The longer the wait to invest in infrastructure the costs are increased by inflation. •If the investment in infrastructure is not made in this low interest rate environment,the investment 2 will eventually need to be made when interest rates are higher,thereby increasing costs. 30 FY 15 FY 16 FY 17 FY 18 FY 19 FY 20 FY 21 FY 22 FY 23 FY 24 FY 25 FY 26 -0--FY17 Recommended —6—FY16Adopted The following table shows how this compares with the other 11 cities in Iowa with a population greater than 50,000. The most recent information available for outstanding debt for the other large cities is Fiscal Year 2015. FY 15 Legal Debt Limit Comparison for Eleven Largest Iowa Cities 4 Rank City Legal Debt Limit Percentage of (5%) legal debt limit utilized 13 Dubu ue FY17 287195,845 76.52% 12 Cedar Rapids 498708,641 71.78% 11 Des Moines 589,816,717 69.58% 10 Arkeny 231,095,971 61.31% 9 Sioux City 212,263,680 58.19% H Davenport 323.975,819 57.42% 7 Dubu ue FY21 224275,448 52.68% 6 Waterloo 190,031,330 49.89% 5 Ames 202799,687 38.83% 4 W. Des Moines 348,085,969 31.83% 3 Dubuque(FY26) 247,818,215 32.05% 2 Council Bluffs 232.945,!09 28.75% 1 loura City 257,512185 24.00% While I have not reviewed the future debt plans of each of these cities, I did see that Ames plans to issue over$75 million in debt over the next five years. The following chart shows the total amount of debt in the Fiscal Year 2017 budget as compared to the adopted Fiscal Year 2016 budget. $320 $309.1 Total Debt (in Millions) 302.3 $300 $280.1 $280 $295.6 $297.1 $290.1 283.4 $279.9 $282.0 $270.2 ,267.4 $260 $265.6 $255.9 $256.2 $244.3 $241.4 $240 $243.9 226.2 $220 $232.0 $217.9 $200 $202.8 $180 *Debt is being issued each year, but more is being retired than issued. $187.5 $160 $164A FY 15 FY 16 FY 17 FY 18 FY 19 FY 20 FY 21 FY 22 FY 23 FY 24 FY 25 FY26 FY17 Recommended rFY16Adopted Part of the Fiscal Year 2016 debt issuance was refinancing previous debt, which will save the City over $1 million in interest payments. 5 GENERAL FUND RESERVES The City maintains a general fund reserve, or working balance, to allow for unforeseen expenses that may occur. The Fiscal Year 2017 budget recommendation anticipates the following contributions to the general fund reserve: FY2016 FY2017 FY2018 FY2019 FY2020 FY2021 Contribution $608,480 $596,288 $500,000 $500,000 $500,000 $500,000 City's Spendable General Fund Cash $8,328,643 $8,924,931 $9,424,931 $9,924,931 $10,424,931 $10,924,931 Reserve Fund Balance PROPERTY TAXES AND FEE COMPARISONS I am recommending the City portion of the residential property tax rate increase by 1 .72% from $11 .0259 to $11 .2152, translating into the 1 .5% property tax increase for the average homeowner. The City of Dubuque property tax rate had remained the same in Fiscal Year 2014, Fiscal Year 2015 and Fiscal Year 2016, three consecutive years. Dubuque's property tax rate in Fiscal Year 1987 was $14.58, 23.1 % higher than the Fiscal Year 2017 recommended rate of$11 .2152. Over that time period, the average homeowner has had an average annual increase in the city portion of their property tax bill of 1 .32%, most of those increased costs is caused by the years the State of Iowa underfunded the homestead property tax credit. The increases passed by the City Council would have only created an average annual increase in the city portion of the property tax bill of 0.72% from Fiscal Year 1987 to Fiscal Year 2017. Property Tax Rate Comparison for Eleven Largest Iowa Cities Rank City Tax Rate FY 16 11 Waterloo $17.76 10 Council Bluffs $17.75 9 Des Moines* $17.66 8 1 Davenport $16.78 7 Iowa Cit $16.65 6 Sioux Cit $16.11 5 Cedar Rapids $15.22 4 West Des Moines* $12.76 3 Ankeny* $12.47 2 Dubuque (FY 2017) $11.72 1 Ames $10.63 AVERAGE w/o Dubuque $15.38 *Includes the transit tax levy adopted by the Des Moines Area Regional Transit Authority for comparability. 6 Dubuque is the SECOND LOWEST in the state for property tax rate. The highest rate (Waterloo) is 58.39% higher than Dubuque's rate, and the average is 37.13% higher than Dubuque. Taxable Value per Capita Comparison for Eleven Largest Iowa Cities Rank City Taxes Per Capita 11 West Des Moines $913 10 Iowa City $772 9 Cedar Rapids $720 8 Council Bluffs $702 7 Davenport $674 6 Ankeny $577 5 Waterloo $576 4 Des Moines $567 3 Dubuque (FY17) $458 2 Sioux City $443 1 Ames $441 AVERAGE w/o $639 Dubuque Dubuque has the THIRD LOWEST taxes per capita in the state. The highest rate (West Des Moines) is 99% higher than Dubuque's taxes per capita, and the average is 39% higher than Dubuque. In Fiscal Year 2017, the water rate is recommended to increase by 3%. Water Rate Comparison for Largest Iowa Cities with Water Softening Rank City Water Rate (FY 17) (6,000 Gallons/residence avg.) 7 lWest Des Moines $32.44 6 Iowa Ci $30.24 5 Council Bluffs $28.82 4 Ames $28.22 3 Des Moines $27.81 2 Dubuque $27.60 1 Cedar Rapids $26.62 Average w/o Dubuque 1$29.03 7 Dubuque's water is ranked as some of the best in the world! The highest rate (West Des Moines) is 17.40% higher than Dubuque's rate, and the average is 4.37% higher than Dubuque. In Fiscal Year 2017, the Sanitary Sewer rate is projected to increase 3%. Sanitary Sewer Rate Comparison for Eleven Largest Iowa Cities Rank city Sanitary Sewer Rate (Based on 6,000 Gallons/month) 11 Ankeny $58.42 10 Des Moines (FY 17) $44.18 9 Dubuque(FY 17) $38.04 8 West Des Moines FY17 37.50 7 Iowa City $36.08 6 Davenport $34.62 5 Sioux Cit $31.88 4 Ames (FY 17) $31.08 3 Council Bluffs FY 1 $28.42 2 Waterloo $25.75 1 Cedar Rapids $22.58 Average w/o Dubuque J$35.05 The highest rate (Ankeny) is 55.38% higher than Dubuque's rate, and the average is 6.21% lower than Dubuque. In Fiscal Year 2017, the Solid Waste Collection rate is recommended to increase 6.26%. Solid Waste Collection Rate Comparison for Eleven Largest Iowa Cities Rank City Monthly Rate 11 Ames $26.25 10 Cedar Rapids $20.31 9 Council Bluffs $18.00 8 Sioux City (FY17) $16.30 7 lAnkeny $16.11 6 Iowa City (FY17) $15.90 5 Dubuque (FY17) $14.77 4 Waterloo (FY17) $12.00 3 Davenport(FY17) $11.91 2 Des Moines (FY17) $11.00 1 West Des Moines $10.55 Average w/o 7$15.83 Dubuque 8 The highest rate (Ames) is 78% higher than Dubuque's rate, and the average is 6% higher than Dubuque. The stormwater rates were established by City Council in 2014 and will increase in Fiscal year 2017 by 6.74%, as scheduled. Stormwater Rate Comparison for Largest Iowa Cities with Stormwater Fees Rank City Stormwater Rate (FY 17) 10 Des Moines $11.50 9 Dubuque $6.81 8 Cedar Rapids $5.17 7 Ankeny $5.50 6 Waterloo $2.75 5 West Des Moines $4.25 4 Iowa City $4.50 3 Ames $3.45 2 Daeenport $2.56 1 Sioux City $1.84 A\erage w/o Dubuque 1$4.61 The highest rate (Des Moines) is 69% higher than Dubuque's rate, and the average is 32% lower than Dubuque. If the Fiscal Year 2017 budget recommendation is approved, there will be tax and fee increases. Taking into consideration the impact on the average homeowner calculating property taxes, water fee, stormwater fee, sanitary sewer fee, solid waste collection fee, and utility franchise fee, since Fiscal Year 1987, the average annual increase in the cost of City service is $40.88. The Fiscal Year 2017 increase on the average homeowner would be $49.80. There is also a recommendation to increase building permits and fees to generate an additional $69,000 to better cover operating expenses for these services. STAFFING The recommended operating budget includes an increase in staffing of 2.5 full-time and 2.36 FTE seasonal employees, with a reduction of part-time of .33 FTE. The full-time equivalent calculation is an increase of 4.53 FTE. This includes the full-time Public Safety Dispatcher position that was funded for six months in the current Fiscal Year 2016 budget and will now need to be funded for the entire Fiscal Year 2017 budget. The remainder of the staffing increase is triggered mostly by the fact that the City was awarded a Federal Lead Paint Reduction Grant after adoption of the Fiscal Year 2016 budget, which required the addition of four full-time positions to implement the program 9 for the next three years. Should the grant not be renewed in three years, the City will do as has been done in the past and evaluate the feasibility of continuing the program. In Fiscal Year 2015, the City was at first denied a new grant through a highly competitive national grant competition and chose to drop the program and eliminate the positions. In further attempts to operate more efficiently, there are three full-time positions being eliminated, including the frozen Park Ranger position, a Water & Resource Recovery Center Plant Operator position and a Parking Division Parking Meter Service Worker. Several other positions are being reclassified as departmental needs have changed. IMPROVEMENT PACKAGES There were 144 improvement level decision packages requested for Fiscal Year 2017, with 99 recommended for funding. Of the 99 recommended for funding, $213,999 represents recurring General Fund expenditures and $356,784 represents one-time, or non-recurring, General Fund expenditures. The remaining $317,100 is funded by non- property tax funds. BEE BRANCH WATERSHED FLOOD MITIGATION PROJECT The Bee Branch Watershed Flood Mitigation Project continues the City's efforts to save our friends, neighbors and family from experiencing devastating flooding. Over 50% of the people in Dubuque either live or work in the Bee Branch Watershed. There have been six Presidential Disaster Declarations in the Bee Branch Watershed since 1999. The Bee Branch Watershed Flood Mitigation Project is a multi-phased, fiscally responsible investment to mitigate flooding, improve water quality, stimulate investment, and enhance water quality of life within the community. Most of the funding for this $219 million project comes from $159 million in federal and state grants. The project requires debt issuances to expedite the flood protection, because the $98.5 million from the Iowa Flood Mitigation Board comes in the form of state sales tax increment financing spread over 20 years. These grants and subsequent debt enables the City to implement the comprehensive flood mitigation plan much sooner than previously anticipated and also lower costs to Dubuque citizens and businesses. While the Fiscal Year 2017 budget recommendation does not take into account the recently announced $31 .5 million HUD Resiliency grant, my description of the Bee Branch Watershed Flood Mitigation Project in the chart below, and the previous paragraph, do include the impact: 10 Flood Mitigation Improvement Carter Road Detention Basin Completed in 2003 $1,076,315 West 32nd Street Detention Basin Completed in 2009 $4,158,589 Lower Bee Branch Creek Restoration Completed in 2011 $21,274,685 Historic Millwork District Complete Streets Completed in 2012 $7,977,311 Flood Mitigation Gate Replacement Est. Completion -2017 $2,099,000 Upper Bee Branch Creek Restoration Est. Completion -2017 $60,974,636 22nd Street Storm Sewer Capacity Improvements Est. Completion -2017 $3,906,000 North End Storm Sewer Capacity Improvements Est. Completion -2018 $1,341,000 Flood Mitigation Maintenance Facility Est. Completion -2020 $4,660,000 Bee Branch Creek Railroad Culverts Est. Completion -2019 $18,249,000 Kaufmann Avenue Storm Sewer Capacity Improvements Est. Completion -2019 $11,500,000 Bee Branch Healthy Homes Resiliency Program (Assistance to over 300 homes) Est. Completion -2021 $8,427,665 17th Street Storm Sewer Capacity Improvements Est. Completion -2022 $8,681,000 West Locust Street Storm Sewer Capacity Improvements Est. Completion -2021 $2,600,000 Water Plant Flood Protection Est. Completion -2023 $4,397,000 Impervious Surface Reduction (Green Alleys) Est. Completion -2038 $57,420,000 Total Cost,excluding interest on debt: $218,742,201 Through the State Revolving Loan Fund (SRF) debt, the Iowa Finance Authority authorized the City to reallocate $1 .4 million that was to be paid in interest on the loan associated with the Upper Bee Branch Creek Restoration to instead be used to make improvements in the Catfish Creek Watershed to protect the water quality of the Catfish Creek and prevent soil erosion. The Iowa Department of Natural Resources and the Iowa Finance Authority (the sponsor of the SRF Program) also forgave almost $6 million of the City SRF loans. Individually, the multiple phases of the project may each provide some incremental benefit; however, flash flooding can be expected to occur until all of the improvements are implemented. It is also true that, with the completion of each subsequent phase, the threat of flash flood damage is lessened and the resulting damage will be mitigated. 11 THE JULE The increase in property tax support for The Jule transit system from Fiscal Year 2016 to Fiscal Year 2017 is $154,334, which reflects reduced revenue due to the Iowa Clean Air Attainment grants ending for the Nightrider (March 2016) and the Midtown Loop and Feeder routes (January 2017). In Fiscal Year 2016, the Transit Division reconfigured bus routes, modified the summer trolley service and changed to City management, for a savings of$374,236. The following is a ten year history of the Transit subsidy: FY 2017 $1 ,172,885 Projection FY 2016 $896,852 Budget FY 2015 $1 ,086,080 FY 2014 $833,302 FY 2013 $1 ,044,171 FY 2012 $717,611 FY 2011 $1 ,078,726 FY 2010 $1 ,161 ,393 FY 2009 $1 ,253,638 FY 2008 $1 ,070,053 FY 2007 1 $923,384 FY 2006 1 $710,453 The Jule continues to see increases in transit ridership for a sixth consecutive year. The Jule's crosstown Express service, west-end Shopping Circulator routes, Nightrider evening service, and service from downtown to Senior High School have led to significant increases in ridership for Fiscal Year 2015. The Express route is the spine of the Jule's route system, transporting passengers across town in 15 minutes, serving 32,431 passengers in just the first six months of Fiscal Year 2016. Transit ridership in Dubuque has increased from 373,376 to 548,794, over 175,000 rides or 47% in the past six years. Routes were restructured in January 2014, and again with the opening of the Intermodal Facility in August 2015. HEALTH INSURANCE The City portion of health insurance expense will increase from $1 ,040 per month per employee contract to $1 ,325 per month, a 27.4% increase. The City of Dubuque is self- insured and actual expenses are paid each year, with the City only having stop-loss coverage for major claims. Cities that self-fund in their group insurance plans are required by state law to maintain a reserve for incurred but not yet paid claims. The amount of the reserve is determined by the actuary. The 27% increase in health insurance costs in Fiscal Year 2017 is the increase in the amount the City needs to budget in order to maintain an adequate 12 reserve. It does not represent the increase in claims costs. Since 2001 , the expected average annual trend increase in health insurance costs per employee was 7%. The actual average annual cost increase was 7.2%. Based on six months of claims for this fiscal year, lower claims costs are expected in Fiscal Year 2016 than the previous fiscal year. The Health Care Committee approved implementing two additional prescription drug programs offered by Express Scripts, the City's pharmacy benefit manager. The programs are Step Therapy and enhanced Prior Authorization. Step Therapy manages drug costs within specific therapy classes by assuring that patients try a frontline or step one drug (usually generics) before a higher cost back-up or step two brand name drug is covered. This program focuses on more traditional drugs, such as drugs used for treating high blood pressure and high cholesterol. Prior Authorization is a program that targets high cost medications and medications with the highest potential for inappropriate use. These drugs will need a prior authorization, which means that more information will be needed to determine whether or not the plan will cover the drug. These programs went into effect in June 2012. As of March 2015, the cost savings related to these programs is approximately $193,000. The Health Actuarial Division of Gallagher Benefit Services Inc., Healthcare Analytics, developed a fixed reimbursement in-patient hospital discount arrangement for both Finley and Mercy hospitals. Both Mercy and Finley agreed to convert from a percent of billed charges to a flat rate, or per admission rate, for certain in-patient and out-patient services. The new pricing arrangement will provide an annual estimated savings of $100,000. The City's actuarial and benefit consultant, Gallagher Benefit Services, recently successfully negotiated discounts and rebates that will save the City over $750,000 in prescription drug costs over the next three years. I was reading a recent Associated Press newspaper article on Medicare's prescription drug program that said, "Government spending on the program has risen significantly, driven by pricey new drugs, notably for hepatitis C infection. The cost for the hepatitis drugs in the Medicare program is expected to be $9.2 billion this year, a near doubling from 2014. The City of Dubuque Employee Healthcare Committee manages the health insurance plan. Committee membership is comprised of City employee representatives from each of the five bargaining units and two non-bargaining unit employees. The City benefit consultant has recommended changes to the health insurance plan and the committee has implemented some of the recommendations. Some of the recommendations have not been implemented. Many changes to the health insurance plan must be negotiated as part of the collective bargaining agreements. Discussions will continue to identify additional saving opportunities. 13 CITY COUNCIL PRIORITIES In August 2016, the Mayor and City Council completed their annual goal setting process, establishing the following priorities. I have made my best effort in this budget recommendation to implement them: Top Priority (in alphabetical order) • East-West Corridor Study Implementation • Environmental Stewardship Commission (Community Resiliency Commission) • Historic Millwork District Parking (470 Spaces) • Inclusive Dubuque Action Plan • Street Maintenance Program High Priority • Central Iowa Water Association • Citywide Flower-Planting Program • Comprehensive Plan • Debt Reduction Policy • Methane Gas Plan • Surveillance Camera Funding East-West Corridor Study The US Highway 20 corridor is the primary east-west route in the City of Dubuque and future traffic volume projections indicate US Highway 20 alone will not provide sufficient capacity for east-west travel in the City. Capacity along alternate east-west corridors will need to be improved to provide connectivity between the western growth areas and the downtown urban core. In February 2012, the City Council formally adopted the East-West Corridor Connectivity Study - Final Report and directed City staff to begin implementation plans for the recommendations contained in the East-West Corridor Connectivity Report. The adopted East-West Corridor Connectivity Study report will act as the City's Master Plan for both short-term and long-term capacity improvements or corridor modifications to support growing east-west traffic flow in the City. The study included recommended improvements supporting complete street concepts, multi-modal transportation, vehicle, pedestrian, bicycle, and recreational improvements. The section of University Avenue, from Pennsylvania Avenue to Loras Boulevard, referred to as the "Overlap Section" was recommended for converting the three intersections along University Avenue to roundabouts. With funds programmed in Fiscal Year 2016 - 2018, the next steps in the design development process are to begin the preliminary engineering and environmental (NEPA) study phase for the Overlap Section. Once the preliminary engineering and environmental (NEPA) study are completed, corridor impacts will be identified and property acquisition could begin in approximately Fiscal Year 2018 14 and would take approximately three years to complete. Once property acquisition is completed within the "Overlap Section", construction to convert the three intersections along University Avenue to roundabouts could begin in Fiscal Year 2020 and would take approximately three years to complete. Funding for the East-West Corridor Capacity Improvements will come from an allocation of local DMATS STP funds ($7,152,000) and local City matching funds ($1 ,138,000). Once the preliminary engineering and environmental (NEPA) study is completed, the City anticipates that the proposed East-West Corridor Capacity Improvements will be eligible for future Iowa DOT grant funding, such as Traffic Safety funds or Clean Air Attainment funds, which are reflected in the CIP's anticipated funding in future years. Although not included in the East-West Corridor Connectivity Study - Final Report, the existing Grandview Avenue and Delhi Street intersection was identified as having safety and/or operational concerns. Based on the results of a traffic study, vehicles at this intersection experience a high level of delay during peak travel times and included a recommendation for a roundabout as a possible solution. Based on the findings of the traffic study completed for this intersection, the City submitted an application to the Iowa DOT for a Traffic Safety Improvement Grant, and in January 2015 was awarded $500,000 in funding. The adopted Fiscal Year 2016 budget includes funding in the amount of $700,000 to convert the Grandview Avenue and Delhi Street intersection to a roundabout intersection, which is scheduled to begin in the summer of 2016. Environmental Stewardship Commission (Community Resiliency Commission A recommendation to begin the public engagement process was submitted to the City Council on February 1 , 2016, with an ordinance recommendation to be provided to City Council in May 2016. Historic Millwork District Parking Over the past several years, the City has met several times with developers, business owners, citizens and participated in multiple open forums to receive input relative to the anticipated needs within the district for parking. It was important to everyone that sufficient parking was available to promote an active area for business and residential activities. At one point in time, the City asked Desman Associates, a parking consultant/engineering firm that designed the Central Avenue Ramp, to facilitate a meeting and study the parking needs using multiple calculations to assess the area. Initially, it was estimated that the need for the district would be approximately 510 off-street spaces. Within the past year or so, we have had an opportunity to evaluate the current usage and developers themselves have 15 lowered their estimated needs, and the overall estimated need is now 470 spaces. Over the past several years, a grant was received from the Federal Transportation Administration for $8 million to build a new Intermodal Transportation Center that included a parking ramp in the district. The transit center and ramp are at the current time 99% complete and have been in use since August 2015. The parking ramp has an overall capacity of 290 spaces, of which 92 have certain restrictions placed on them as they are partially paid for by the Federal Transportation Administration, with the remaining spaces for residential, commercial and retail parking in the district. At the current time, the Federal Transportation Administration is requiring that anyone that parks in the 92 Federal Transportation Administration restricted spaces ride some part of the transit system ten times per month. In addition to the parking ramp, within the past year the City has constructed a surface parking lot located at the southeast corner of 11th and Elm. This is currently a monthly only parking lot with 85 spaces. The City also has a parking lot located on 10th Street between Washington and Elm Streets with a capacity of 55 spaces. This lot is available for both monthly and hourly parking. In 2011 , the City constructed and opened a 469 space parking ramp located at 10th and Central, only two blocks from the boundary of the Historic Millwork District. At the time discussions were being held concerning the potential locations of this facility, members of the Historic Millwork District agreed that this ramp would also be used to meet the parking demands in the district for special events and employees of the retail facilities, but would not supplant the need for the 470 spaces. Currently, the City has a total of 430 available off-street parking spaces to accommodate the needs of the district. However, 92 of those have the Federal Transportation Administration restrictions, but are still available to anyone. At the current time, there is room for 100 additional parkers in the Central Avenue Ramp. The City is evaluating options as parking needs increase. The City owns the property located at the northeast corner of 11th and Elm. Initial plans would indicate 85 parking spaces in this lot. Construction costs are estimated at $450,000. The City is in negotiations with the owners of property that would accommodate 67 spaces. Additional property within the district is also being evaluated for parking. 16 The City also has 90 on-street metered parking spaces for customer parking that does not count towards the 490 off-street parking total. Inclusive Dubuque Action Plan Inclusive Dubuque is a peer-learning network of partners from business, nonprofits, education, government, philanthropy and the faith community formed in 2012 to support an equitable and inclusive culture to meet the economic and cultural needs of our diverse community. The network organizes people, identifies opportunities and takes action to challenge and change social and economic structures. Sixty-three partners make up the Inclusive Dubuque. Key Strategies Equity Profile: In February of 2015, Inclusive Dubuque began collecting data to discover how diverse groups are affected by various systems within our community. Dubuque's Equity Profile focused on seven areas: economic wellbeing, housing, safe neighborhoods, health, education, transportation, and arts and culture. The Equity Profile is identifies areas of strength and opportunity, helping the network and our community set priorities and take action. Hundreds of Dubuque citizens participated in the Equity Profile: • 60 community dialogues held • 1 ,995 online surveys completed • 584 participants attended dialogues • 41 facilitators trained • 305 community members have signed up to stay connected Working Groups: Working groups have formed to understand and tackle challenges related to equity in Education, Arts and Cultre, Neighborhoods, Housing, Health and Economic Wellbeing. Using information gleaned from the Equity Profile, these groups are meeting monthly to identify priorities, measurable indicators, and engage partners and programs that can effect change. Working groups continue to grow as members identify other voices that should be at the table. Data will continue to be gathered and actions measured using Results-Based Accountability and Scorecard. Since December 2015 more than 91 people have joined the following groups: • Education Working Group • Arts and Culture Working Group • Thriving/Safe Neighborhoods • Housing Working Group 17 • Health Working Group • Economic Wellbeing Working Group Peer-Learning Opportunities: An important priority for Inclusive Dubuque is to offer regular peer-learning opportunities and training to the network and the community at large in order to deepen our collaborative understanding of social justice, and what it means to be an equitable and inclusive community. Peer-learning opportunities since 2015: • Monthly Inclusive Dubuque Network Partner meetings — 40-45 partners attend each mtg. • Julie Nelson, Government Alliance on Race and Equity and Haas Institute: Structural Racism Training — attended by more than 50 partners • Madeleine Taylor, PhD., author of Connecting to Change the World: Harnessing the Power of Networks for Social Impact — attended by more than 50 partners • Chad Simmons: Diversity Focus — attended by more than 30 partners • Results-Based Accountability and Scorecard Training — 32 partners trained and using RBA • Restorative Strategies — 50+ partners attended As a network partner, the City contributed the following in 2015: • Several staff worked with other network partners to develop the Community Equity Profile by serving on the steering committee, collecting data, facilitating dialogue sessions, and assisting working groups in beginning to create shared outcomes and measures. This was the first major collaborative project of the network. • Several staff established a core team within the organization that met with leadership in each department, began to identify ways in which the organization is already contributing towards the Inclusive Dubuque vision, and identified areas for improvement. The team researched approaches to equity and inclusion within local government, developed a draft of an equity toolkit, and created a template for department level plans to help examine the progress around diversity, equity, and inclusion in: 1) developing the City workforce; 2) engaging the community in government; 3) allocating City resources; and 4) delivering City services. As a network partner, the City plans to do the following in 2016: • Continue staff collaboration with network partners through cross- organizational working groups that will finalize shared outcomes, measures, strategies, and action plans. • Continue the work to develop equity plans within each City department detailing the ways in which departments are contributing towards Inclusive Dubuque efforts through partnerships at a community level and through delivery of services as City government. 18 Street Maintenance Program The Public Works Department has repaved approximately 200 centerline miles, almost two-thirds of Dubuque's 310 miles of streets, over the past 21 years through Dubuque's annual asphalt overlay program. Each year, old asphalt is ground off the streets to be paved and is recycled into the new asphalt. Not only are streets made safer and smoother, but property owners are not assessed for any of the costs, unlike street reconstruction projects. This program is funded instead with monies from Iowa's Road Use Tax Fund (gas and diesel fuel tax.) In calendar year 2015, the Public Works Department completed 6.2.miles of asphalt overlays on 34 streets, along with completing 17 full depth concrete section repair projects on 15 streets. The total investment in maintaining the street system related to asphalt paving, concrete section repairs and other pavement maintenance activities in 2015 was $1 ,304,476. The overall condition index (OCI) rating for all pavements in the street system is currently 75.21 , which is considered a good rating. The rating is based on the Iowa Department of Transportation's 2013 condition inspection and improvements made to the system since the inspection. The requested Public Works Department's Fiscal Year 2017 street maintenance operating budget includes funds to complete a five mile asphalt paving program, concrete section repair program, along with other pavement related maintenance programs Central Iowa Water Association Litigation is scheduled for trial in spring 2016. City-Wide Flower Planting Program A Park Division Review was completed by Leisure Services staff. This review covered all work areas of the Division. The review was to include a plan of how the flowers could all come back with the hiring freeze that equals 7,713 hours of staff time continuing. A decision of how this could happen had to be made in December, as that is when ordering and growing begin for the calendar year. The following make up the plan to bring back the flowers: • A $29,000 contract services line item in the Fiscal Year 2016 budget will be used to purchase Port of Dubuque Hanging baskets from a contractor. Previously they were grown in the City greenhouse. This recaptures 192 hours of full-time labor. Grass push mowing and line trimming of 16 miscellaneous areas will be contracted out, recapturing 1 ,248 hours of seasonal staff labor. Contract weed control will recapture 250 hours of full-time labor. 19 • In calendar year 2016, the park patrol would convert to a fully seasonal labor park patrol. The hours of coverage went from 3,570 in 2014 to 2,442 in 2015 because of the frozen position. It is proposed that the coverage will now be 1 ,620 hours. Both full-time Park Ranger positions will be eliminated, with one being reclassified to a full-time Maintenance Worker. One full-time Park Ranger position will be permanently eliminated. This recaptures 1 ,128 hours of a full-time Maintenance Worker. • It is proposed that the lower Bee Branch flower baskets will be contract grown, recapturing 288 hours of full-time labor. • Currently there is a vacancy of a part-time Secretary in the Leisure Services office. This will be temporarily frozen so the funds can be used to hire seasonal labor to assist with the flowers and contract weed spraying. This allows for 1 ,000 hours of seasonal labor and recaptures 215 hours of full-time labor. Comprehensive Plan The City Code defines the Comprehensive Plan as: "The community's principle tool to guide its future development, public policies and decision making." The Comprehensive Plan outlines the vision for the future growth and development of the City. It is built with ideas and input from City residents, and reflects a consensus of community values. The plan provides a roadmap to guide the environmental integrity, social/cultural vibrancy, and economic prosperity of the City. Input from the community is critical to developing a community vision and updating the Comprehensive Plan. The Dubuque Comprehensive Plan's goals help focus the major policy decisions of what services City government will provide, with direct correlation to CIP projects. The Comprehensive Plan is built on the Sustainable Dubuque model, and directly supports the sustainability principle of Community Knowledge. A significant update of the City's Comprehensive Plan is needed to include recommended and required elements of Iowa Smart Planning law. A robust and inclusive community engagement process centered on the Sustainable Dubuque model is needed to enrich the update. The City Council approved the Community Engagement process for the Comprehensive Plan Update in February 2014. The Community Engagement Process is needed to solicit public input in an innovative and inclusive way, reaching out to stakeholders, residents, and business owners through a variety of media and interaction types. This outreach will be done with online engagement, as well as print media and face-to-face interaction. The Community Engagement Process is a framework to better involve residents, especially those who were under-represented in past updates of the Comprehensive Plan. Substantial funding is needed to undertake the approved Community Engagement process and update the Comprehensive Plan. Fiscal Year 2017 20 CIP budget request of$323,300 to fund the Comprehensive Plan update and Community Engagement process is comparable to similar updates recently undertaken by the City of Davenport and the City of Cedar Rapids. Methane Gas Plan Research continues on potential beneficial reuse of excess methane gas at both the Water & Resource Recovery Center and the Dubuque Metropolitan Area Solid Waste Agency. Surveillance Camera Funding On October 5, 2015 the City Council approved the installation of up to ninety-nine (99) cameras in the Greater Downtown Urban Renewal District and CDBG funding area. During the fall / winter there was a mixture of pulling in Cat 6 and installing the cameras. The pulling of Cat 6 is important because the conduits can freeze up during the winter months, which impede the progress of installing the cameras. The following 24 cameras have been installed to date: Washington from 15`h to 19`h — 10 Cameras White 17`h &White & 20`h —3 Cameras Bluff& 9`h —2 Cameras Central & 24`h —3 Cameras Main & 14`h— 1 Camera Iowa & 5`h — 1 Camera 5 Points — 1 Camera Central & 18`h — 1 Camera Central & 22"'— 1 Camera Harrison St— 1 Camera The eight camera locations for Comiskey Park are in the process of being designed, installed or upgraded by Racom. Additional locations that are being prepared for cameras include Central & 71h, Iowa & 71h, White Street & Fulton School, Locust & 16th and Asbury & University. In addition to the 24 cameras that were installed, an additional 17 cameras were also installed this fall in the following areas: Grandview & University — 3 Cameras Hwy 20 — 6 cameras NW Arterial — 4 Cameras JFK— 4 Cameras Currently there are 402 traffic/security cameras recorded through the Traffic Operations Center in City Hall. Tree trimming by the Park and Recreation Department is performed as necessary in several downtown areas to improve camera visibility. Also, there is $90,000 budgeted in the proposed 5 year CIP that would provide for the installation of additional security and surveillance cameras within the Port of Dubuque. The locations identified for surveillance coverage include; the 21 northerly end of the Riverwalk, Riverwalk shade structures, the Alliant Amphitheatre, the Historic Shot Tower, the Bell Street corridor and along Ice Harbor Drive. There is $195,000 in the CIP for Fiscal Year 2017 budgeted for the installation of fiber optic conduit and cable to the north end City facilities including Sutton Pool, the Water Department and the City Park shop. Communications and security camera equipment would also be installed at key locations to facilitate police, traffic and would be an important asset for 4th of July operations. The 5 year CIP includes $90,000 for funding to provide the installation of additional security and surveillance cameras within the Downtown Urban Renewal District. There is $180,000 in the 5 year CIP for funding the installation of a new video management system that is located in the Traffic Operations Center. It would include software and hardware that would connect the 400 plus cameras that feed into the Traffic Operations Center and allow for recording and distribution. This fund would cover additional licenses and equipment. There is currently $125,000 in the 5 year CIP for equipment on the head-end of the City-wide camera system and will allow for the continued expansion of cameras in the field. This covers the immediate need for network switch and storage upgrades, and future years will cover the continued expansion of the camera system. Additional security camera projects in the proposed 5 year CIP include: • Pennsylvania and University • Asbury and St. Ambrose • Delhi and University • Loras and Grandview • Grandview Street Lighting As part of this item, I also want to provide an update on enhanced street lighting. On October 5, 2015, the City Council approved the installation of up to 195 LED lights in the Greater Downtown Urban Renewal District and CDBG funding area. Engineering staff performed night-time inspections of the 195 tentative locations, which resulted in 122 recommended installations. The difference in proposed 195 locations and actual 122 was the result of finding existing lights that were not mapped or surrounding private security lights which contributed to the overall area lighting. These 122 lights were to be or are installed on existing Alliant Energy poles. There are 103 of these lights currently installed as of this date, 99 are 80 watt LED and 4 are 135 watt LED. Nine lights are on hold until spring due to ground conditions and the need to get equipment for installation off-road. 22 All that remain to be installed are 10 lights, which will be installed as soon as the Alliant mast-arm supply is replenished. Also, there is $125,000 budgeted in the proposed 5 year CIP for another 130 mid-block street lights within the Downtown Urban Renewal District and CDBG funding area. These additional street lights would be installed on new Alliant poles. Also, the City would provide LED lights to be installed on either a commercial building or residential if the property owner agrees to install and pay for the electrical costs. Another $50,000 is budgeted in the proposed 5 year CIP for the addition of 39 mid-block lights between Elm Street and Central Avenue from 11 th Street to 22nd Street. Twenty-nine of these street lights would require new poles and ten street lights would be placed on existing poles. Fifty Thousand Dollars ($50,000) is budgeted in the proposed 5 year CIP to provide for additional mid-block street lights outside the Downtown Urban Renewal District/TIFF district. Three Hundred Seventy-Five Thousand Dollars ($375,000) is budgeted in the proposed 5 year CIP to replace 60 concrete streetlights along Grandview Avenue with historic LED fixtures and poles beginning in Fiscal Year 2019. In Fiscal Year 2017 and Fiscal Year 2018 funding is added to cover the addition of 10,000 feet of fiber optics and 20 security cameras to this project. Two Hundred Thirty One Thousand Dollars ($231 ,000) is budgeted in the proposed 5 year CIP to initiate a scheduled replacement of older street lights throughout the City, and will also include the installation of new street lights when conditions warrant. Currently, the City owns approximately 2,200 street lights. In many older subdivisions the entire light fixture, base, pole and conduits, need replacing. Currently there are around 60 lights in 24 locations that are in need of replacement. Fifty Thousand Dollars ($50,000) is budgeted in the proposed 5 year CIP to replace LED luminaires throughout the City. Currently, when street light fixtures burn out they are replaced with matching style high pressure sodium street lights. WATER Nationally, and in the State of Iowa, there has been a great deal of discussion about the availability of potable water. I have heard that water will be the gold of the future. When that happens, Dubuque will be synonymous with California during the Gold Rush of the 1800's. Recent concerns on the Cambrian-Ordovician (Jordan) Aquifer's ability to provide sufficient amount of water to meet demands prompted informational studies throughout 23 the State of Iowa. As a response to these concerns, the Iowa Department of Natural Resources has placed restrictions on Linn County, Johnson County, and parts of Webster County for the additional withdrawal of water from the Jordan Aquifer. Some of the cities that these restrictions effect are Marion, Cedar Rapids, Iowa City, and Fort Dodge, Iowa. There are no restrictions in place for Dubuque's use of the Jordan Aquifer for its water needs. Based on information provided from the United States Geological Survey and the Iowa Department of Natural Resources, there are no perceived threats and/or issues pertaining to the Jordan Aquifer's ability to meet the demand needs for the City of Dubuque. There has been no change in elevation of the Jordan Aquifer in the area of our wells since 1977. It is also important to note that the City of Dubuque water is only partially supplied by the Jordan; the City also draws water from the Mt. Simon and Alluvial Aquifers. Of the nine wells currently in use, there are four deep wells (1 ,000 ft.-1800 ft.), two that draw from the Jordan and two from the Mt. Simon aquifer and five shallow wells (200 ft.) drawing from in the Alluvial. The four deep wells that draw water from the Jordan and Mt. Simon aquifers are able to yield up to 9,599,040 gallons of water per day or 3.5 billion gallons annually and the five shallow wells that draw from the Alluvial are able to yield up to 14,150,860 gallons of water per day or 5.17 billion gallons annually. The water permit issued from the IDNR allows us to withdraw up to 4.8 billion gallons of water annually from the Jordan and poses no restrictions on withdrawal from the Mt. Simon or Alluvial aquifers. The City's water treatment facility is rated to produce 18 million gallons of water per day (6.57 billion gallons annually) and the current daily average use is 6.6 million gallons per day (2.4 billion gallons annually). The total combined amount of water available from these three aquifers through the City's nine wells is estimated at 8.67 billion gallons annually. The water treatment plant has the capacity to process 6.57 billion gallons annually, leaving approximately 2.1 billion gallons in reserve to support plant expansion for growth. The facts provided from the United States Geological Survey and the Iowa Department of Natural Resources shows that the Jordan, Mt. Simon, and Alluvial Aquifers are in excellent condition in our area to provide the raw water needed for the City's current and future applications. CONCLUSION I want to thank the citizens and businesses of Dubuque for deciding that they prefer the price of progress over the higher price of stagnation and decline. None of the progress this community is experiencing would be possible without the citizens' determination, the business investment, the leadership of Mayor Roy Buol and the City Council, the 24 tremendously talented City employees, and the robust partnerships with local not-for-profits and different levels of government. I want to thank Budget Director Jennifer Larson, Assistant City Manager Cindy Steinhauser, Senior Budget Analyst Alexis Steger, Public Information Officer Randy Gehl, Office Manager Juanita Hilkin, Secretary Stephanie Valentine and Communications Assistant Natalie Riniker, for all their hard work and dedication in preparation of this budget recommendation. / � Y�4 Mich el C. Van Milligen MCVM:jh 25 CITY OF DUBUQUE, IOWA Fiscal Year 2017-2021 Capital Improvement Program (CIP) TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager Attached is the Fiscal Year 2017-2021 Capital Improvement Program (CIP). State law requires that a five-year CIP be adopted by the City Council after a public hearing. The required CIP public hearing will be held at the same time as the public hearing on the Fiscal Year 2017 Operating Budget. The CIP, as the plan for the City's physical development effort, attempts to address a variety of needs that the City must meet if it is to maintain its physical facilities, meet its service commitments and provide for its future development. The CIP recommendation reflects the City's comprehensive plan and the goals and priorities established by the City Council and are shown in each of the State mandated budget program areas. The Fiscal Year 2017 CIP budget recommendation of$55,526,257 is a 30.58% decrease from the Fiscal Year 2016 CIP budget of$79,982,948. For several years, the Mayor and City Council has been taking advantage of the historically low interest rates and investing in City infrastructure and economic development and redevelopment. At the 2015 City Council Goal Setting in July and August, the Mayor and City Council adopted debt reduction as a High Priority. This budget recommendation reflects that debt reduction priority. While the City will be issuing $28,839,782 in new debt in the recommended five-year CIP, mostly for stormwater and sanitary sewer improvement projects, the City will also be retiring $82,062,133 of existing debt, reducing the amount of City debt by$53,222,351. In the current fiscal year (Fiscal Year 2016), the City is at 85.73% of the statutory debt limit. By the end of this five-year CIP in Fiscal Year 2021, the City is projected to be at 52.68% of the statutory debt limit. By Fiscal Year 2026, the City is projected to be at 32% of the statutory debt limit. Part of the Fiscal Year 2016 debt issuance was refinancing previous debt which will save the City over one million dollars in interest payments. In this extremely low interest rate environment, the City had been increasing the use of debt to accomplish the projects that need to be done. This was a strategic decision by the City Council realizing that infrastructure investment just gets more expensive over time for these reasons: a) the older a piece of infrastructure gets and the more it is allowed to deteriorate increases costs; b) the longer the wait to invest in infrastructure the costs are increased by inflation; and c) If the investment in infrastructure is not made in this low interest rate environment this investment will eventually need to be made when interest rates are higher, thereby increasing costs. However, beginning in FY 2016 the City Council adopted at their 2015 Goal Setting Session in July and August debt reduction was adopted as a High Priority. So the amount of outstanding debt will begin to decrease and going forward the City will be issuing less debt each year than is retired and many projects will become pay-as-you-go. The debt principal outstanding as of June 30, 2016, is currently$297,096,019. The breakdown of the debt principle outstanding as of June 30, 2016, is as follows: Principle Outstanding Debt Obligation 6/30/16 General Obligation Essential Corporate Purpose $112,046,814 Loan Guarantee $ 7,500,000 Tax Increment Notes and Bonds $ 21,583,390 Economic Development TIF Rebate Agreements $ 22,228,230 General Fund Leases $ 155,000 Other Revenue-Backed Loans $ 4,547,142 Total Indebtedness Subject to Statutory Debt Limit of$196,031,074 $168,060,576 Percent of Statutory Debt Limit Used as of June 30, 2016 85.73% Revenue Bonds $108,235,443 Debt Subject to Annual Appropriation $ 20,800,000 Total City Indebtedness as of June 30, 2016 $297,096,019 In Fiscal Year 2017, there is anticipated to be an additional $8,527,190 in debt issued and $15,523,209 in principal of existing debt reduced for a debt reduction of$6,996,019. Of the $8,527,190 in new debt, $2,512,682 would apply against the statutory debt limit and $12,019,489 in principal retired will be applied against the statutory debt limit. In Fiscal Year 2018, there is anticipated to be an additional $9,793,392 in debt issued and $16,514,472 in principal of existing debt reduced for a debt reduction of$6,721,080. Of the $9,793,392 in new debt, $210,000 would apply against the statutory debt limit and $12,099,502 in principal retired will be applied against the statutory debt limit. In Fiscal Year 2019, there is anticipated to be an additional $3,861,000 in debt issued and $17,004,832 in principal of existing debt reduced for a debt reduction of$13,143,832. Of the $3,861,000 in new debt, $1,440,000 would apply against the statutory debt limit and $11,541,539 in principal retired will be applied against the statutory debt limit. In Fiscal Year 2020, there is anticipated to be an additional $2,637,200 in debt issued and $16,677,923 in principal of existing debt reduced for a debt reduction of$14,040,723. Of the $2,637,200 in new debt, $265,000 would apply against the statutory debt limit and $10,988,579 in principal retired will be applied against the statutory debt limit. - ii - In Fiscal Year 2021, there is anticipated to be an additional $4,021,000 in debt issued and $16,341,697 in principal of existing debt reduced for a debt reduction of$12,320,697. Of the $4,021,000 in new debt, $2,725,000 would apply against the statutory debt limit and $10,415,976 in principal retired will be applied against the statutory debt limit. There was a 5.70% increase in assessed value effective January 1, 2015, which is the assessment the Fiscal Year 2017 statutory debt limit is based on. The statutory debt limit effective June 30, 2017, is $207,195,845. The City will be at 76.52% of statutory debt limit by June 30, 2017. The ten year history of the City's use of the statutory debt limit is as follows: FY 07 1 FY 08 1 FY 09 1 FY 10 1 FY 11 1 FY 12 FY 13 FY 14 FY 15 FY 16 30.05% 143.47% 143.82% 154.38% 164.14% 169.69% 184.31% 183.87% 89.89% 85.73% The five year projection of the City's use of the statutory debt limit from Fiscal Year 2017—2021 including all planned debt issuances subject to the statutory limit and assuming a 2% growth in the City's assessed valuation beginning in Fiscal Year 2018 is as follows: FY 17 FY 18 FY 19 FY 20 FY 21 76.52% 69.40% 63.35% 57.23% 52.68% The following chart shows a comparison of the statutory debt limit for the eleven largest cities in Iowa. The most recent information available for outstanding debt for the other large cities is Fiscal Year 2015. Rank City Legal Debt Limit Percentage of (5%) legal debt limit utilized 13 Dubuque(FY17) 207,195,845 76.52% 12 Cedar Rapids 498,708,641 71.78% 11 Des Moines 569,816,717 69.58% 10 Ankeny 231,095,971 61.31% 9 Isioux City 212,263,680 58.19% 8 Davenport 323,975,819 57.42% 7 Dubuque(FY21) 224,275,446 52.68% 6 Waterloo 190,031,330 49.89% 5 Ames 202,799,687 38.83% 4 W. Des Moines 348,085,969 31.83% 3 Dubuque(FY26) 247,618,215 32.05% 2 Council Bluffs 232,945,409 28.76% 1 Iowa City 267,512,185 24.00% The following chart shows the percentage of statutory debt limit used in the Fiscal Year 2017 recommended budget as compared to the adopted Fiscal Year 2016 budget. This shows that by Fiscal Year 2026 the City will be at 32.05% of the statutory debt limit. Statutory Debt Limit Used (as of June 30th) 100%. 90% 90.4p% 89.89% 82.03% 79.42% 85.73°/. 78.83% 80°% 4A7% 76-52 J 70.20°6 70% 66.04% 69.40% 5.91%a 62.23% 60% - 52.68°/a 57.2 50% 49.15% 45.68% 42.05% 40%. 3851% 32.051/. 30% FY 15 FY 16 FY 17 FY 18 FY 19 FY 20 FY 21 FY 22 FY 23 FY 24 FY 25 FY 26 i M7 Rrrn .m .dw yMF Ad.rt d - iv- The following chart shows the total amount of debt in the Fiscal Year 2017 recommended budget as compared to the adopted Fiscal Year 2016 budget. Total Debt (In Millions) $320 $309.1 302.3 $300 $295.6 $297. $283.4 $280 S 90.1 $282. $27D 79. $267.4 $260 $255.9 $256.2 $244.3$241 A $240 $243.9 $226.2 $220 $232.0 $217.9 $200 $180 $187.5 $164.4 $160 FY 15 FY 16 FY 17 FY 18 FY 19 FY 20 FY 21 FY 22 FY 23 FY 24 FY 25 FY26 f FY17R.....&d —4--FV16Adopt" -V- The Fiscal Year 2017 budget recommendation anticipates the following contribution to the general fund reserve after the $608,480 contribution in Fiscal Year 2016: FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 Total Contribution $608,4801 $596,288 $500,000 $500,000 $500,000 $500,000 $3,204,768 % of Projected Revenue 15.23% 1 16.27% 17.13% 17.98% 18.82% 19.66% % of Projected Expense 12.87% 1 13.49% 14.34% 14.89% 15.44% 16.08% Moody's Investor Service recommends a factor of 20 percent of general fund operating revenues for "AA" rated cities. The City has a General Reserve policy which states the City will maintain a minimum fund balance of at least 10 percent of the sum of (a) annual operating expenditures not including interfund transfers in the General Fund less (b) the amounts levied in the Trust and Agency fund and the Tort Liability Fund ("Net General Fund Operating Cost'). The City will continue making an additional contribution to the general fund reserve of a minimum of$500,000 each year until the City meets Moody's guideline of 20 percent of general fund operating revenues consistently. While this chart shows a steady increase in general fund reserves as a percent of general fund revenue from 15.23 percent in Fiscal Year 2016 to 19.66 percent in Fiscal Year 2021, there will be an evaluation each year to determine the feasibility of increasing the contribution and reaching the 20 percent. The City also had been using more tax increment financing revenues to accomplish important projects, mostly through the issuance of debt. Some prominent examples of the still recommended use of TIF debt are $600,000 to build a Bus Storage and Maintenance Facility and Dubuque Industrial Center West farmland development $3.5 million. There is $1,590,724 in planned debt for projects budgeted in FY 2016 that has been delayed and will be issued in FY 2017, which includes Creek Wood Park ($150,000); Fire Ambulance Replacement ($216,645); Airport New Terminal Taxiway F ($298,237); Skate Park ($547,813); Flora Park Restroom ($86,500); Five Flags Arena Roof Air Conditioner Replacement ($150,000); Bus Storage and Maintenance Facility ($125,580); and Transit Soil Contamination ($15,549). During the Fiscal Year 2017 budget process, the following projects were originally planned to be funded by debt but most are now recommended to be pay-as-you-go projects: Project Debt Eliminated Pay-As-You-Go Amount Bus Storage and Maintenance Facility $731,150 $731,150 Historic Federal Building Renovation $456,000 $343,000 Clock Tower Plaza Rehabilitation $100,000 $100,000 Jackson Park Amenities $310,000 $310,000 Jackson Park Restrooms $250,000 $250,000 GRC Digital Sin Replacements $125,000 $125,000 GRC Market Stud $65,000 $65,000 GRC Replace Carpet $269,000 $269,000 -vi - Pro'ect Debt Eliminated Pay-As-You-Go Amount 16` Street Reconstruction $169,000 $0 Downtown Streetlight Replacements $191,000 $253,000 Downtown ADA Assistance $71,510 $87,520 Central Avenue Master Ian Implementation $50,000 $70,000 Downtown Housing Improvement $100,000 $150,000 Downtown Housing Creation $100,000 $10,000 Millwork District Incentives $750,000 $810,000 Washington Neighborhood Incentives $350,000 $360,000 Washington Neighborhood Fa ade Grant $100,000 $170,000 Chavenelle Road Rehabilitation $875,000 $1,279,500 North Cascade TIF Road/Utility Improvements $659,000 $659,000 Water Annexation Study Phase 1 $70,000 $70,000 Water Annexation Study/Implementation $200,000 $200,000 Water Storage Tank Coating $202,795 $202,795 Water Southwest Arterial Extension $1,111,875 $4,188,250 Water Main Replacements $890,050 $1,076,400 Sewer Cleaning Jet Vacuum Machine $208,312 $216,645 Sanitary SRF Green Alleys $590,000 $590,000 Sanitary Annexation Study/Implementation $2,000,000 $100,000 Sanitary Richards Road $280,000 $0 Sanitary Extension New Development $586,500 $1,892,000 Fire SCBA Replacement $505,000 $520,150 E911 Replace Radio System (County Le $2,159,977 $0 Curb Ramp Program $1,011,800 $1,149,916 Endloader Purchase $190,000 $190,000 Total $15,727,969 $16,438,326 The five-year CIP adopted through the current year (Fiscal Year 2016) budget process covered Fiscal Year 2016 through 2020 and is $188,920,732. The recommended five-year CIP for the upcoming budget process (Fiscal Year 2017) will cover Fiscal Year 2017 through 2021 and would be $177,319,585 if adopted as recommended. This is an $11,601,147 (6.14%) decrease. -vii - FY 2016-2020 Capital Improvement Program compared to the FY2017-2021 Capital Improvement Program is as follows: FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 Total FY16 CIP $79,982,948 $38,869,063 $22,172,912 $14,467,140 $33,428,669 - $188,920,732 FY17 CIP $55,526,257 $29,520,001 $20,812,978 $45,284,658 $26,175,691 $177,319,585 $ Difference +$16,657,194 +$7,347,089 +$6,345,838 +$11,855,989 -$11,601,147 % Chane +42.85% +33.13% +48.86% +35.47% -6.14% The following capital projects are new or increased from the planned FY 2016 five-year Capital Improvement Program (additional detail on changes in CIP projects can be found on pages xiii-xvii): Project FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 Increase Increase Increase Increase Increase Bee Branch Creek Restoration Project $10,650,000 $18,248,700 Southwest Arterial Water Main Extension $2,620,000 $770,000 $3,778,750 Chavenelle Trail $1,436,300 Sanitary Sewer External Extensions -Annexation $867,000 $160,000 $465,000 Lead Based Paint Hazard Control Grant $867,740 $911,900 $282,060 ADA Compliance -Various Departments $390,000 Flood Control Maintenance Facility $300,000 Cab-Over CNG/Bio CNG Solid Waste Collection Vehicles $146,576 $476,000 $130,000 $606,867 Homeownership Grants for Purchase/Rehab/Resale $140,000 $290,003 $190,000 $290,000 $1,845,695 Transit Vehicle Replacement $145,874 $238,113 $243,914 $249,854 $608,375 East-West Corridor Capacity Improvements $50,000 $1,650,000 $1,890,000 $2,300,000 $2,300,000 Airport Replace Snow Removal Equipment $1,744,000 Chavenelle Road Rehabilitation $1,279,500 North Cascade Road Reconstruction Phase I $1,060,000 $2,200,000 Relocation of 30" Force Main around Old Public Garage $665,000 22" Street Storm Sewer Improvements $520,000 Fire Ladder and Pumper Truck Replacement $400,000 $424,360 Bluff Street Parking Improvements $175,000 Airport Construct Airfield Lighting Vault $1,469,000 Temporary Flood Control Units $295,500 $90,500 Hempstead sanitary Sewer Reconstruction $50,000 $250,000 Five Flags Improvements $429,500 Bunker Hill Golf Course Irrigation/Improvements $254,132 $125,000 Total $17,613,490 $9,093,516 $7,561,474 $23,007,546 $9,694,187 -viii - Fiscal Year 2017 will be the ninth fiscal year that the Stormwater Fund is recommended to be fully funded by stormwater user fees. The General Fund will continue to provide funding for the stormwater fee subsidies that provide a 50% subsidy for the stormwater fee charged to property tax exempt properties, low-to-moderate income residents, and a 75% subsidy for the stormwater fee charged to residential farms. The FY 2017 Stormwater User Fee is proposed to increase from $6.38 per SFU to $6.81 per SFU, a 6.74% increase, consistent with Ordinance 16-14 passed on March 5, 2014. FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 Adopted Per Ordinance 21-12 $8.50 $9.00 $9.00 $9.00 $9.00 $9.00 $9.00 Adopted Per Ordinance 16-14 $6.38 $6.81 $7.27 $7.76 $8.29 $8.85 $9.00 % Decrease From Ordinance 21-12 -24.94% -24.33% -19.22% -13.78% -7.89% -1.69% 0% The recommended rates for FY16 through FY20 reflect the rates previously established by Ordinance 16-14 following the State's approval of $98.5 million in State Flood Mitigation state sales tax increment funds for the Bee Branch Watershed Flood Mitigation Project. Ordinance 21-12 was the ordinance adopted prior to the City receiving the Flood Mitigation grant. The Stormwater Utility was formed on July 1, 2003, to update the City's aging infrastructure and implement the City of Dubuque Stormwater Management Plan, which consists of the Bee Branch Watershed Flood Mitigation Project. It is a multi-phased, fiscally responsible investment. It reflects a holistic approach to mitigate flooding as it will also improve water quality, stimulate investment, and enhance the quality of life. Having secured the necessary federal and state funding approvals, permits, and funding, Dubuque has pushed forward with planning, execution, and completion of three phases and the initiation of three more. The phases of the Bee Branch Watershed Flood Mitigation Project are as follows: DescriptionPhase 1 Carter Road Detention Basin Complete 2 West 32"Street Detention Basin Complete 3 Historic Millwork District Complete 4 Lower Bee Branch Creek Restoration Under Construction 5 Flood Mitigation Gate Replacement Under Design 6 Impervious Surface Reduction Under Construction 7 Upper Bee Branch Creek Restoration Under Construction 8 22n Street Storm Sewer Improvements Under Design 9 Flood Mitigation Maintenance Facility Under Design 10 North End Storm Sewer Improvements Under Design 11 Water Plant Flood Protection Under Design 12 17` Street Storm Sewer Improvements Under Design - ix - Additional projects will be added through the budget amendment process as the City learned late in the process of the award of a $31.5 million HUD Resiliency grant for the Bee Branch Watershed. Individually, the 12 phases of the project may provide some benefit. But flash flooding can be expected to occur until all of the improvements are implemented. But it is also true that with the completion of each subsequent phase, the threat of flash flood damage is lessened and the resulting damage will be mitigated. Because of the public support for the Bee Branch Watershed Flood Mitigation Project, the stated commitment of the City of Dubuque City Council to implement the various phases of the project, and because the City has already started implementing some of the improvements, non-public investment in the Bee Branch Watershed has already eclipsed $139 million since 2008 with an additional $215 million expected to follow in the next five years for a combined total of$354 million in non-public investment. This non-public investment by private developers includes an estimated $258 million for the rehabilitation of Caradco, Novelty Ironworks, Betty Building, Voices Building, Power Plant, Foundry, Farley Loetscher, Kirby Building and Wilmac Building all located in the Historic Millwork District; $15.1 million of non-public investment in the Washington Neighborhood related to Community Housing Initiatives Acquisition & Redevelopment, St. Mary's Campus, Corner Grill, Rusk Building, Conlin Building, Welu Building, Richards Building, High Building, Streinz Building, Widmeier Building and Engine House; and $2.3 million in non-public investment in the Downtown Neighborhood related to the Babler Building, 324-326 West Locust Street, 346-348 West Locust Street and 407-409 Loras Boulevard. The Bee Branch Watershed Flood Mitigation Project will prevent an estimated $582 million in damages over the 100-year design life of the project, with a return on investment of$6.00 for each $1.00 spent! The CIP budget reflects the Dubuque Five-Year(2017-2021) City Council Goals and 2017 Policy Agenda. Five-Year Community Goals for a Sustainable Dubuque Economic Prosperity Environmental Integrity Social/Cultural Vibrancy Five-Year City Goals Planned and Managed Growth Partnering for a Better Dubuque Improved Connectivity—Transportation and Telecommunications Five-Year Organizational Goal Financially Responsible City Government and High Performance Organization Policy Agenda 2015 -2017 Top Priority (in alphabetical order) • East-West Corridor Study Implementation: Property Acquisition, Environmental Assessment, Funding -x - • Environmental Stewardship Commission (Community Resiliency Commission): Purpose and Role of Commission, Determine Process for Community Engagement, Size and Diverse Representation of Community, Staff Support and Funding • Historic Millwork District Parking (470 Spaces): Land Acquisition, Funding • Inclusive Dubuque Action Plan: Community Engagement Process on Development of Action Plan for Priority Areas, City Role as a Partner in Implementation of Action Plan • Street Maintenance Program: Evaluate Existing Service Level Targets, Funding to Restore or Expand Service Level Targets High Priority • Central Iowa Water Association: Annexation, Funding, Water Infrastructure • Citywide Flower-Planting Program: Policy on Use of Volunteers, Policy of Location(s) for Existing or New Plantings and Type of Plant, Funding, Ongoing Operation and Maintenance Costs • Comprehensive Plan: Funding, Community Assessment and Input Process • Debt Reduction Policy: Education for General Public and for City Staff, Continued Implementation of Strategic Debt Reduction • Methane Gas Plan: Identify Opportunities for Methane Gas Reuse in City Operations Including BioCNG, Development Agreement for Methane Gas Reuse • Surveillance Camera Funding: Evaluate Types of Cameras for Future Purchase, Funding and Location of Additional Cameras, Use and Storage of Data and Information Attachment 3 provides a summary of these projects organized by City Council's five-year goals and Fiscal Year 2017 priorities reflect how these goals are addressed. Finally, Attachment 4 provides detail on the source of funds and highlights important points about the 5-year CIP Program. CIP FORMAT The format for the Fiscal Year 2017-2021 CIP is substantially the same as previous fiscal years. First, an index referencing the 2017-2021 Capital Improvement Budget follows the budget message. The index identifies each capital improvement first by city department and then by all applicable State programs as a subcategory under each department. The index serves as a quick reference for each CIP, and the far right hand column shows the page number of each project. Secondly, a separate project page is provided to show the detail for each individual project. These projects pages are also arranged first by city department and then by State program as a subcategory within each department. As in previous CIP budget documents, each detailed project page identifies the city department, the State program, project title, account code (consisting of program number, department number, fund and capital project number), and total project cost. The project page then shows any funds expended for the project in Fiscal Year 2015 and the estimated project expense in Fiscal Year 2016. In Section A of the project form entitled "Expenditure Items", project costs are shown by major expenditure item (i.e., Design and Engineering, Land and Right-of-Way Purchase, Construction and Other Expense). In Section B, entitled "Project Financing", the project funding is presented by major revenue source (i.e., General Fund, Sales Tax Fund, Water Depreciation Fund, Sanitary Sewer Construction Fund, and Road Use Tax Fund). In Section C, entitled "Impact- -xi - Operations," the dollar impact on operations in terms of greater or lesser operating costs and/or greater or lesser revenue is provided when available. Lastly, there is a narrative section, which provides a description of the project, a justification for the project and, where appropriate, how it relates to other projects or plans. A small map may also be provided to further identify the location of the project. CONCLUSION The Capital Improvement Program represents the City of Dubuque's commitment to a maintenance and physical development plan for the next five years. The first year of the five-year CIP goes into the budget for next year and deserves the most attention. As you know, the CIP is updated each year so that City Council will have an opportunity in the next year to change Fiscal Year 2018 through Fiscal Year 2021 projects, as well as to add projects for Fiscal Year 2022. -xii - To meet City Council Goals and Priorities and address City needs, many new projects ($30.5 million) appear in the five-year CIP: Five Flags: Accessibility Building Improvements ($115,000) Arena - Backlight Five Flags on Northeast Corner of Arena ($16,500) Arena - Paint Exterior Steel Siding ($95,000) Arena -Air Conditioner Replacement ($225,000) Arena and Theatre -Wireless Internet ($93,000) Exterior Brick Wall Replacement ($50,000) Remodel Concession stands in Gates A and C ($9,500) Theatre - Replace Sound System ($32,000) Park: Bunker Hill Administrative Offices Second Floor Remodel ($27,200) Eagle Point Park-Clear Trees from Bluff ($20,000) Eagle Point Park- Indian Room Restoration ($10,000) Eagle Point Park- Restroom Renovation ($32,000) Eagle Point Park-Stone Work ($50,000) Eagle Point Park-Street Light Replacement ($40,000) Flora Park- Paint Interior of Open Air Pavilions ($27,000) Forestry Building - Replace Roof ($37,000) Highway 20 Irrigation ($20,000) Highway 20- Replace Roses ($53,000) Highway 20 Corridor- Landscape Plan ($20,000) Install and/or Replace Park Name Signs ($50,000) Madison Park- Flag Pole ($25,000) Madison Park- Renovate Pavilion ($44,000) Maintenance Headquarters-Wash Bay ($15,000) Miller Riverview Park- Install Irrigation at Veterans' Memorial Site ($10,000) Miller Riverview Park- Quick Connects for Pedestals ($20,000) Murphy Park- Entrance Design ($10,000) Paint Railings ($10,000) Park Drinking Fountains ($15,000) Irrigation to Planters and Flower Beds ($80,000) Paint Light Poles ($15,000) Replace Trash Cans ($50,000) Resurface Tennis Courts ($40,000) Parks and Recreation Access Audit ($60,000) Parks Fleet Automated Vehicle Location ($33,600) Re-landscape Locust Street Connector ($25,000) Re-landscape Seippel Road and Chavenelle Drive Intersection ($30,000) -xiii - Replace Flag Poles in Major Parks ($50,000) Replace Message Center on Grand Opera House Sign ($14,100) Grand River Center: Replace Patio Caulk ($20,000) Reupholster Furniture ($27,500) Recreation: Bunker Hill Golf Course - Replace Irrigation System Phase II ($254,132) Bunker Hill Golf Course - Material Storage Renovation ($15,000) Bunker Hill Golf Course -Storm Sewer Replacement ($90,000) Bunker Hill Golf Course - Range Project ($20,000) Library: Replace Roof- Building Addition ($117,675) City Manager's Office: Municipal Energy Efficiency Revolving Fund ($20,000) Municipal Green House Gas Inventory ($50,000) Information Services: Replacement of Workstations and Chairs ($19,000) Fire: ADA Compliance -All Fire Stations ($125,000) Fire Station Expansion/Relocation ($51,500) Ladder Truck & Pumper Replacements ($824,360) Airport: Construct Airfield Lighting Vault ($1,469,000) Decommission Airport Lagoon System ($35,000) Perimeter Fence Improvements ($50,000) Rehabilitate Taxiway A ($5,657,576) Replace Snow Removal Equipment ($1,744,000) Public Works: Temporary Flood Control Units ($386,000) Vacuum Street Sweeper Replacement ($210,000) Vehicle Refueling System Hardware and Software Upgrade ($23,100) Wheel Loader Purchase ($206,350) Building Services ADA Compliance Consultant ($150,000) Economic Development Central Avenue Corridor Initiative - Pilot ($40,000) Dubuque Industrial Center South Signs ($100,000) Software/Efficiency Improvements ($20,000) Sanitary Sewer: Grove Terrace Sanitary Sewer Improvements ($120,000) Marquette Place Sanitary Sewer Improvements ($225,000) Perry St. Lift Station and Bradley St. Lift Station - Force Main Improvements ($260,000) Stormwater: Cedar Cross Road Storm Replacement ($68,000) Keokuk Storm Sewer Extension ($43,500) Windsor Storm Extension (Buena Vista to Stauss) ($78,500) Engineering: 16TH Street Detention Basin Trail ($30,000) Bluff Street Parking Expansion ($175,000) Downtown Security Camera Expansion ($90,000) East/West Corridor Capacity Improvements ($8,190,000) -xiv- Grandview Signals at University and Loras ($70,000) Greater Downtown Street Lights ($125,000) Kerper Boulevard Fiber and Cameras ($195,000) Northwest Arterial Turn Lane Improvements ($100,000) Seippel Road Culvert Replacement ($53,000) Southwest Arterial - Menards Frontage Road Utility Relocations ($500,000) Southwest Arterial - US Highway 20 Interchange Utility Relocations ($500,000) Street Lights outside the Downtown Area ($50,000) Housing: Lead Based Paint Hazard Control Grant Program ($1,916,300) Lead Hazard Reduction Program -CDBG Match ($145,400) Washington Neighborhood Housing Initiative ($500,000) Water: Bridge Repairs/Maintenance of the Water Main Supply to City Island ($25,050) English Ridge Water Main ($330,000) Fire Hydrant Assembly Relocation/Replacement for Sidewalk Program ($76,000) Maintenance of Public Water Mains during Stone Retaining Wall Repair ($100,000) Roosevelt Road Main Extension ($150,000) Tamarak Park Frontage Road Water Main ($546,000) Water Main Replacements -Sewer Consent Decree ($497,950) Water Main Upgrades during Street General Repairs ($150,000) West End Annexation Phase II ($200,250) WRRC: Nutrient Reduction - Basin Modifications Phase 1 ($1,750,000) There are many Capital Improvement requests that were previously funded in the five-year CIP that are not included in this five-year CIP ($4,462,169) are as follows: E911: New Emergency Communications Operation Center ($30,303) Replace Radio System ($3,239,966) Engineering: 16` Street Reconstruction ($169,000) Bies Drive Reconstruction ($35,000) Cedar Cross Road Reconstruction -Starlight to Cedar Cross Court ($100,000) Painting Program for City Owned Street Lights and Traffic Signals ($30,000) Traffic Operation Data Center ($180,000) Sanitary Sewer: Center Grove Sanitary Sewer Reconstruction ($55,000) Richards Road Sanitary Sewer Extension ($280,000) Parking: Iowa Street Parking Ramp - Painting ($107,500) Five Flags: Modernize Elevator ($163,500) Airport Water, Sewer, and Electrical Repairs/Replacement ($31,900) City Manager's Office: All-America City Award ($40,000) -xv- As is the case every year, there were new projects requested that were not able to be included in whole or in part in this five year CIP ($9.5 million). For example, CIP requests that were not funded include such items as: Five Flags : Theater Orchestra Pit Lift ($225,000) Theater Replace Stage Floor ($55,000) Theater Center Weight & Gird System ($85,000) Arena Concert Sounds Equipment ($200,000) Arena Air Wall Replacement ($250,000) Theater Renovate Dressing Rooms ($48,000) Remodel Office Areas ($47,500) Arena Remodel Dressing Rooms ($30,000) Satellite Ticket Booth on Main Street ($52,500) Park Improvements: Marshall Park Replace Play Unit ($150,000) Hilltop Park Replace Play Unit ($60,000) Maintenance HQ Storage Area ($85,000) Welcome Sign East ($6,000) Welcome Sign North ($6,000) Marshall Park Repave Roads ($80,000) Storybook Zoo Equipment ($80,000) EPP Riverfront Pavilion Restoration ($89,000) Flora Park Replace Lights on the Tennis Courts ($102,000) Develop Dog Park ($125,000) EPP Renovate Log Cabin Pavilion ($111,000) Roosevelt Park Redevelopment ($50,000) EPP Develop Wading Pool Replacement ($40,000) EPP Light Trolley Line Trail ($92,000) Greenhouse Remove trees on Hillside ($25,000) Jefferson Park Retaining Wall ($332,000) Usha Park Development ($115,000) EPP Access Walkway to Log Cabin ($356,000) Library: Library Green Roof Addition ($95,692) Engineering: Port of Dubuque Riverfront Dock Expansion ($3,500,000) Bennett Street Reconstruction ($610,000) 14th Street Reconstruction ($835,000) Asbury Road Fiber and Cameras ($169,000) Windsor Avenue Fiber and Cameras ($167,000) NW Arterial Fiber Optics ($160,000) -xvi - Public Works: Salt Storage Building ($354,500) Water: Private Water System Purchase ($450,000) Fire: Initial Attack Pumper ($221,500) Planning: Historic District Entry Signs ($14,000) In addition a total of 29 CIPS that were previously funded in the five-year CIP were reduced by$8.6 million in funding in this CIP, going from nearly $22.3 million down to $13.7 million in funds. Projects impacted with reduced funding include: Sanitary Sewer: Annexation Study and Implementation ($1,970,000) Lateral Replacement Assistance to Low/Moderate Income for I&I Reduction ($120,000) Lateral Replacement Assistance to Low/Moderate Income for Street Program Projects ($5,000) Sanitary Sewer Lining Program ($185,000) Sewer Lateral Connection Assistance Program ($228,500) Street Program Related Sanitary Sewer ($198,750) Stormwater: 17`h Street Stormsewer Improvements ($1,240,000) I & I Reduction Program ($1,306,500) Engineering: Accessibility Barriers and Building Modifications ($12,500) City-Wide LED Streetlight Retrofit ($80,000) Crosswalk Warning Devices ($31,000) Federal Building Renovation ($447,000) Guardrail Replacement ($100,000) Pavement Marking Project ($115,000) Safe Routes to School ($15,000) Sidewalk Program Related Curb and Catch Basin Replacements ($130,000) Street Construction General Repairs ($500,000) Surge and Grounding Improvements at Signals City-Wide ($25,000) Traffic Signal Intersection Reconstruction ($35,000) Traffic Signal Mastarm Retrofit ($95,000) Traffic Signal Detection Conversion ($22,000) Public Works: Asphalt Milling Program ($139,122) Conversion of the Jule Building into Equipment and Vehicle Storage ($105,836) Curb Ramp Program ($972,266) Grand River Center Energy Efficiency Improvements ($100,000) Table/Chair/Podium Replacement ($175,000) Economic Development: Central Avenue Streetscape Master Plan Implementation ($20,000) Downtown Housing Creation Program ($90,000) Information Services Data Mining and Open Data ($150,000) -xvii - The CIP budget is the product of the hard work of a large number of people. It begins with department and division managers and their staff who prepared and updated the CIP requests. It extends to Boards and Commissions who review staff's recommendations and make modifications and establish priorities. I wish to express mythanks to all who were involved in preparing the Fiscal Year 2017-2021 version of the City's Capital Improvement Program. Special thanks go to Budget Director Jennifer Larson, Assistant City Manager Cindy Steinhauser, Senior Budget Analyst Alexis Steger, Office Manager Juanita Hilkin, Secretary Stephanie Valentine and Communications Assistant Natalie Riniker. I am proud of the work done by City staff and the end-result. I hope after you have had an opportunity to review this document that you feel it is responsive to your priorities. -xviii - ATTACHMENTS - PROVIDE OVERVIEW OF THE FISCAL YEAR 2017-2021 CAPITAL IMPROVEMENT PROGRAM Attachment 1 FISCAL YEARS 2017-2021 CIP SOURCE OF FUNDS To finance the CIP projects, a variety of funding sources are used. The following table shows the source of funds for each year of the 5 year CIP. SOURCE OF FUNDS FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 TOTAL PERCENT IN CAPITAL BUDGET Current Revenue Rental Dwelling Rehab Loan Repayments 30,000 30,000 30,000 30,000 30,000 150,000 0.08% Homeownership Loan Repayments 9,000 9,200 9,400 9,600 10,000 47,200 0.03% Historic Preservation Loan Repayments 9,270 9,270 9,270 9,270 9,270 46,350 0.03% Downtown Loan Pool Revolving Fund-Repayments - - - 300,000 - 300,000 0.17% Golf Revenue 28,000 20,000 - 20,000 20,000 88,000 0.05% Subtotal Current Revenue 76,270 68,470 48,670 368,870 69,270 631,550 0.36% Cable TV 8,270 5,800 - 8,270 8,270 30,610 0.02% Internal Service Funds-City Garage 5,542 15,280 11,900 5,942 4,600 43,264 0.02% Landfill Fund 3,592 2,250 41,792 5,892 2,650 56,176 0.03% Parking Enterprise Fund 225,242 14,800 - - - 240,042 0.14% Solid Waste Collection 291,200 297,352 476,000 592,978 613,090 2,270,539 1.28% Sanitary Sewer Utility 1,232,174 270,849 790,527 493,234 122,650 2,909,434 1.64% Sewer Repayments-Lot Sales on Developments 50,000 65,000 191,000 - - 306,000 0.17% Stormwater Utility Fees 1,366,295 - - 20,864,388 2,114,981 24,345,664 13.73% Water Utility Fund 1,520,730 1,235,730 704,130 1,202,030 3,823,730 8,486,350 4.79% Current Revenue-Utility/Enterprise 4,703,045 1,907,061 2,215,349 23,172,734 6,689,890 38,688,079 21.82% Sales Tax 20% 2,239,678 1,482,441 1,182,639 1,373,419 1,461,200 7,739,377 4.36% Sales Tax 30% 2,180,970 2,415,922 2,420,906 3,895,370 2,730,976 13,644,144 7.69% SRF Bonds-Water Fund Abated 478,850 759,050 474,930 981,200 - 2,694,030 1.52% SRF Bonds-Sewer Fund Abated 2,040,000 1,151,34 1,946,000 1,421,000 1,296,000 7,854,314 4.43% SRF Bonds-Stormwater Abated 9,743,858 6,978,180 46,086 640,076 - 17,408,200 9.82% UR GO Bonds-Greater Downtown TIF Abated 600,000 - - - - 600,000 0.34% GO Bonds-Parking 105,000 210,000 440,000 265,000 225,000 1,245,000 0.70% Total Construction 17,388,356 12,996,907 6,510,561 8,576,065 5,713,176 51,185,065 28,87% Community Development Funds 359,794 370,794 314,194 299,794 299,794 1,644,370 0.93% FAA Total 38,360 1,569,600 1,900,943 3,581,605 1,846,688 8,937,196 5.04% -xix - SOURCE OF FUNDS FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 TOTAL PERCENT IN CAPITAL BUDGET Federal HUD Resiliency Grant $1,674,342 $1,325,658 - - $3,000,000 1.69% Federal Lead Paint Hazard 807,740 840,900 267,660 1,916,300 1.08% Mitigation Grant Federal Transit Administration 4,613,373 - - - - 4,613,373 2.60% Federal--STP Funds 15,009,867 2,634,000 3,047,000 2,500,000 - 25,440,867 14.35% Total Federal 22,503,476 6,740,952 5,529,797 6,381,399 4,396,482 45,552,106 25.69% Iowa Finance Authority 163,046 163,546 164,046 164,546 165,046 820,230 0.46% Road Use Tax 407,802 891,326 257,319 73,025 - 1,629,472 0.92% State Flood Mitigation Grant 2,405,947 643,897 1,412,216 917,578 1,716,119 7,095,757 4.00% State Transit Assistance 116,699 678,614 367,109 377,021 486,700 2,026,143 1.14% Other State Funding- 2,925,000 - 10,000 - - 2,935,000 1.66% IDOT &Trails Grants Total State 6,018,494 2,377,383 2,210,690 1,532,170 2,255,742 14,506,602 8.18% DRA-Gaming Receipts 294,618 122,361 177,727 229,238 289,414 1,113,358 0.63% DRA-Distribution of Surplus 1,491,745 1567351 1,013,979 1757370 1,434,869 7265314 4.10% Total DRA 1,786,33 1,689,712 1,191,706 1,986,608 1,724,283 8,378,672 4.73% Greater Downtown TIF Payments 1,146,510 861,240 1,197,300 1,368,352 1,441,810 6,015,212 3.39% English Ridge Housing TIF Payments 2,699 334,721 6,272 21,281 339,850 704,823 0.40% Derby Grange Housing TIF Payments - - 4,769 5,184 5,863 15,816 0.01% Dubuque Industrial West TIF Payments 142,260 1,279,500 50,000 50,000 - 1,521,760 0.86% North Cascade Housing TIF Payments 660,503 687,776 1,273,274 824,420 2,383,507 5,829,480 3.29% Total TIF Funds 1,951,972 3,163,237 2,531,615 2,269,237 4,171,030 14,087,091 7.94% Private Participation 599,980 80,200 80,200 221,640 80,200 1,062,220 0.60% Total Private 599,980 80,200 80,200 221,640 80,200 1,062,220 0.60% Homeownership Sale Proceeds 158,301 156,079 154,390 435,935 612,245 1,516,950 0.86% Ind. Parks Land Sales- Dubuque Industrial Center West 310,000 310,000 310,000 310,000 310,000 1,550,000 0.87% Total Land Sales 468,301 466,079 464,390 745,935 922,245 3,066,950 1.73% Special Assessments 30 000 30 000 30 000 30 000 41 250 161 250 0.09% Total Spec.Assessment 30,000 30,000 30,000 30,000 41,250 161,250 0.09% GRAND TOTAL 55,526,257 29,520,001 20,812,978 45,284,658 26,175,691 177,319,585 100.00% -xx - Attachment 2 FISCAL YEAR 2017 -2021 CIP BUDGET GROUPED BY STATE PROGRAMS The Fiscal Year 2016-2020 Capital Improvement Program totals $177,319,585. The following table summarizes expenditures for each State program by year. FISCAL YEAR 2017-2021 CIP CAPITAL IMPROVEMENT PROGRAM 5 YEAR PERCENT PROGRAM FY 2016-2017 FY 2017-2018 FY 2018-2019 FY 2019-2020 FY 2020-2021 TOTAL OF TOTAL Public Safety 585,718 445,000 45,000 442,900 236,900 1,755,518 1.0% Public Works 18,579,429 10,557,063 10,426,694 11,708,221 8,526,605 59,798,012 33.7% Culture & Recreation 373,600 769,828 272,675 1,233,732 2,404,800 5,054,635 2.9% Community& Econ. Devl. 2,255,083 2,433,016 2,040,005 2,304,760 2,346,805 11,379,669 6.4% General Government 1,355,298 861,026 909,137 1,625,909 605,617 5,357,087 3.0% Business Type 32,377,129 14,454,068 7,119,467 27,969,136 12,054,864 93,974,664 53.0% TOTAL 55,526,257 29,520,001 20,812,978 45,284,658 26,175,691 177,319,585 100.00% The State Mandated Budget Program Areas and the City Departments/Activities that fall under each of these areas are as follows: Public Safety—Includes Police, Emergency Communication Center, Fire, Disaster Services, Health Services: Animal Control, Public Works: Flood Control, Building Services: Inspection Public Works—Includes Airport, Public Works, Engineering Health and Social Services—Human Rights, Health Services, Purchase of Services Culture and Recreation—Parks, Civic Center, Conference Center, Recreation, Library, City Manager: Cultural Affairs Community and Economic Development- Economic Development, Housing and Community Development, Planning Services, Purchase of Services, City Manager: Neighborhood Development General Government—Building Services: City Hall/Annex Maintenance/Grand River Center Maintenance, City Council, City Manager, City Clerk, Finance, Cable TV, Legal, Information Services Business Type—Water, Water Pollution Control, Parking Division, Transit, Public Works: Landfill, Engineering: Sewer, Stormwater, Finance: Meter Reads/Service -xxi - Attachment 3 FISCAL YEAR 2017 -2021 CIP BUDGET HIGHLIGHTS BY COMMUNITY AND CITY COUNCIL GOALS & PRIORITIES 2021 COMMUNITY GOALS & CORRESPONDING PRIORITIES: ECONOMIC PROSPERITY Priority: City Economic Development Priority classification: High Priority CIP projects supporting this Priority: Workforce Development (page 315), Central Avenue Corridor Initiative (page316), Economic Development Software Efficiency Improvements (page 318), Central Avenue Streetscape Master Plan Implementation (page 320), Washington Neighborhood Subarea (page 321), Washington Neighborhood Fapade Program (page 323), Dubuque Industrial Center South Signs (page 325), Downtown Housing Improvement Program (page 326), Historic Millwork District Subarea Building Incentive & Rehabilitation (page 328), Downtown Rehabilitation Loan Program (page 330), Downtown Housing Creation Program (page 332), Annexation Study Implementation Strategy (page 359). This priority is also supported through the FY16 and Proposed FY17 Operating Budget. ENVIRONMENTAL/ECOLOGICAL INTEGRITY Priority: Environmental Stewardship Commission (Community Resiliency) Priority classification: Top Priority CIP projects supporting this Priority: Municipal Green House Gas Inventory (page 367) This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Sustainability and Health Department Budgets. Priority: Methane Gas Plan Priority classification: Top Priority CIP projects supporting this Priority: Cab-Over CNG/BioCNG Solid Waste Collection Vehicles (page 178) This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Public Works and the Water and Resource Recovery Center Departments. SOCIAL/CULTURAL VIBRANCY Priority: Inclusive Dubuque Action Plan Priority classification: Top Priority CIP projects supporting this Priority: Accessibility Building Modifications (page 62), ADA Curb Ramp Construction Project (page 263), Neighborhood Related Improvement (page 270), Downtown ADA Assistance (page 310), ADA Compliance Consultant (page 311), Workforce Development (page 315), and Neighborhood Grants (page 363). This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Human Rights Department. -xxii - Priority: Surveillance Camera Funding Priority classification: High Priority CIP projects supporting this Priority: Traffic Signal Fiber Optic Network Program (page 279), Traffic Signal Interconnect Conduit Replacement (page 286), Fiber Optic Conduit— Miscellaneous (page 290), ITS Traffic Control Equipment (page 291), Street Camera Installation (page 292), City-Wide Security Camera Program (page 293), Traffic Operations Center Video Management Software and Equipment (page 295) and Downtown Security Camera Expansion (page 297). This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Police and Engineering Departments. 2021 CITY COUNCIL GOALS & CORRESPONDING PRIORITIES: PLANNED AND MANAGED GROWTH Priority: Central Iowa Water Association Priority classification: High Priority This priority is supported through the FY16 and Proposed FY17 Operating Budget. Priority: Comprehensive Plan Priority classification: High Priority CIP projects supporting this Priority: Comprehensive Plan Update (page 361) This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Planning Department. PARTNERING FOR ABETTER DUBUQUE Priority: Citywide Flower Planting Program Priority classification: High Priority CIP projects supporting this Priority: Maintenance Headquarters and Forestry Buildings (page 43), Ecological Restoration (page 45), Parks - Irrigation to Planters and Flower Beds (page 46), Highway 20 - Replace Roses (page 48), Highway 20 Corridor - Landscape Plan (page 55) and Highway 20— Irrigation (page 56). This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Leisure Services Department. IMPROVED CONNECTIVITY: TRANSPORTATION AND TELECOMMUNICATIONS Priority: East-West Corridor Study Implementation Priority classification: Top Priority CIP projects supporting this Priority: East -West Corridor Capacity Improvements (page 252) This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Engineering Department. Priority: Historic Millwork District Parking Priority classification: Top Priority CIP projects supporting this Priority: This project was previously funding in the FY15 and FY16 CIP budget. -xxiii - This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Economic Development Department. Priority: Street Maintenance Program Priority classification: Top Priority CIP projects supporting this Priority: Street Construction General Repairs (page 238), Street and Alley Assessment Assistance Program (page 239), Guardrail Replacement (page 240), Pavement Marking Project (page 251), Crosswalk Warning Devices (page 256), Sidewalk Program - City-Owned Property (page 259), Sidewalk Program Related Curb and Catch Basin Replacements (page 260) and Sidewalk Inspection Program —Assessable (page 261). This priority is also supported through the FY16 and Proposed FY17 Operating Budget in Public Works Department. 2021 ORGANIZATIONAL GOAL& CORRESPONDING PRIORITY: FINANCIALLY RESPONSIBLE CITY GOVERNMENT AND HIGH PERFORMANCE ORGANIZATION Priority: Debt Reduction Policy Priority classification: High Priority CIP projects supporting this Priority: Project name (page number) This priority is supported through the FY16 and Proposed FY17 Operating Budget in all departments. MANAGEMENTAGENDA The City Council also identified projects that were previously on the priority list but whose implementation has already begun and therefore these projects are now a part of the Dubuque 2015 - 2017 Management Agenda. These represent short-term projects for the City Manager and City of Dubuque staff and have previously been budgeted in Fiscal Year 2016 or prior. 2015 -2017 Management Agenda items are identified under their corresponding Community, City Council or Organizational Goal: Economic Prosperity 1) Greater Dubuque Development Corporation: Sustainable Innovation This priority is being addressed through the FY16 and proposed FY 17 Economic Development Department Operating budget and proposed FY17 CIP Workforce Development (page 315). Key Issues: • Alternative energy options including bio compressed natural gas and hydropower • IBM Smarter Cities partnership next phase 2015-2017 Actions: • Council direction on agreement for use of bio compressed natural gas • Analysis of hydropower opportunities • IBM partnership agreement for workforce development and open data -xxiv- 2) Industrial Park Development This priority is being addressed through the FY16 and proposed FY 17 Economic Development Department Operating budget and proposed FY17 CIP Dubuque Industrial Center South Signs (page 325). Key Issues: • Funding 2015-2017 Actions: • Develop budget options • City Council direction on budget and timeline Social/Cultural Vibrancy 3) National Incident/Event Report This priority is being addressed through the FY16 and proposed FY 17 Police Department Operating budget and the proposed FY17 CIP budget under: Body Video Cameras (page 1), Communications Center Alarm Monitoring System (page 2), Self-Contained Breathing Apparatus Replacement (page 4), and Ladder Truck & Pumper Replacement (page 5). Key Issues: • Community engagement • Community preparedness 2015-2017 Actions: • Community engagement effort to identify issues • Review other city and federal reports to develop local best practices • Prepare report with local options and recommendations Partnering for a Better Dubuque 4) Skate Park This priority is being addressed through the FY16 and proposed FY 17 Leisure Services Department Operating budget. Key Issues: • Location and scope of project 2015-2017 Actions: • Contract for evaluation, design and site location • Initiate private fundraising effort Financially Responsible City Government and High Performance Organization 5) Police: Review Best Practices This priority is being addressed through the FY16 and proposed FY 17 Department Operating budgets and the proposed FY 17 CIP budget under: Augmented Data Support Services (page 365), Major General Ledger Software Upgrade (page 370) and Data Mining and Open Data (page 372). -xxv- Key Issues: • Community engagement • Community preparedness 2015-2017 Actions: • Review 21 st Century National Police Report to identify best practices and analyze opportunities for Dubuque • Prepare action plan with options for City Council review and direction CITY COUNCIL MANAGEMENT IN PROGRESS AND MAJOR PROJECTS: The following are projects that were identified as the 2017 Management in Progress and Major Projects by the City Council and are included in the 2017 CIP budget according to one of the Community, City or Organizational goals. 2016 — 2017 Management in Progress Management in Progress are items that were previously a City Council Goal and are now in the implementation phase. These items are included in the existing FY16 and proposed FY17 Operating budgets unless noted for additional funding. The items are identified under their corresponding Community, City Council or Organizational Goal: ECONOMIC PROPERITY GOAL • Riverfront Leases —also in proposed FY17 CIP Budget (page 267) • City Leases: Agreement with Board of Realtors • Air Service Expansion Advocacy • Dubuque Initiatives: Strategic Plan • Project HOPE: Program Evaluation Report • South Port: Environmental Assessment—currently in FY16 Operating Budget, grant funded ENVIRONMENTAL/ECOLOGICAL INTEGRITY GOAL • Recycling Pilot Program: Carts Distribution (400) • Path Forward Air Quality Plan: Implementation • Community Climate Action and Resiliency Plan - 50% Green House Gas Reduction by 2030: Update —also in proposed FY17 CIP Budget (page 367) • Fats/Oils/Grease (FOG) Program: Inspections and Progress Report— in current FY16 CIP budget. • Lead and Healthy Homes: Grant—currently in FY16 Operating Budget, grant funded • Iowa Economic Development Authority Community Energy Management Program: Final Report SOCIAL/CULTURAL VIBRANCY GOAL -xxvi - • Campaign for Grade Level Reading Program: AmeriCorps Program, Summer Learning Program • Voluntary Compliance Agreement: Action Plan Report (HUD Approval), Training for Departments • Fair Housing Training: Annual • Housing Choice Voucher Program: Grant Application • Affirmative Fair Housing: Video/Training Updates, Fair Housing Report and Action Plan • Intercultural Competency Program within City Government: Recruitment and Retention • Leadership Enrichment After School Program (LEAP): Grant • Intercultural Competency Program for Community: School District, Non Profit and Community Organizations, Businesses Train the Trainer • Multi-Cultural Center: Director Hiring PLANNED AND MANAGED GROWTH GOAL • Flood Wall Evaluation Study- also in proposed FY17 CIP Budget for Floodwall Repair program (page 159) • Alliant Energy Plant Site: Acquisition • Source of Income Work Group: Report PARTNERING FOR A BETTER DUBUQUE GOAL • Sister City Program: Visit to the City, Strategic Plan • GDDC Broadband/Fiber Optic: Vendor Engagement • Four Mounds Foundation/HEART Program: Report • City Volunteers for Economic Opportunity Program: Tool kit for volunteers/internships, volunteer positions in department; United Way Volunteer Matching Software • Purchase of Service: Data Collection, Training for Purchase of Service Providers, Reporting mechanism IMPROVED CONNECTIVITY: TRANSPORTATION AND TELECOMMUNICATIONS • Smarter Transportation Program: Research, Report FINANCIALLY RESPONSIBLE CITY GOVERNMENT AND HIGH PERFORMANCE ORGANIZATION: • Police Officers Recruitment and Retention • Succession Planning Process: Development best practices assessment • Non-emergency mobile/portable units: Replacement • Affordable Care Act: Payroll software update and IRS data reporting • Open Budget/Open Expenditures software - also in proposed FY17 CIP Budget (page 372) -xxvii - 2015 — 2017 Major Projects ENVIRONMENTAL/ECOLOGICAL INTEGRITY GOAL • Green Alley Projects (73 alleys) — in current FY16 CIP budget • Bee Branch Project (Garfield to Comiskey) — in current FY16 CIP budget and in proposed FY17 CIP Budget (pages 213, 215, 219, 220) • Energy Efficient Street Lights - in current FY16 CIP budget and in proposed FY17 CIP Budget (page 273, 282, 287, 289, 294, 298, 309) PARTNERING FOR A BETTER DUBUQUE GOAL • Comiskey Park Improvements: Community Engagement, Design — in current FY16 CIP and Operating budget and in Proposed FY17 Operating budget. • Northwest Arterial Trail — Bergfeld Recreation Trail Connection — underway in current FY16 CIP budget • Bunker Hill Golf Course Irrigation Improvements (Phase 1: first half) — FY17 CIP (pages 87-93) IMPROVED CONNECTIVITY: TRANSPORTATION • Wacker and JFK Traffic Signalization Project— Project complete • Wilbur Street Retaining Wall — Project complete • Intermodal Transportation Facility: Opening — in current FY16 CIP and Operating budget and in proposed FY17 Operating budget • North Cascade Road: Phase 1 — FY17 CIP budget (page 244) • Utility Extension Project to Airport— in current FY16 CIP budget • Airport Terminal: Open — in current FY16 CIP budget and in proposed FY17 CIP Budget (pages 141, 147, 149-151, 154-156) • Southwest Arterial Project: Design, Land Acquisition, English Road Construction - in current FY16 CIP budget and in proposed FY17 CIP Budget (pages 121, 241, 247, 249) • Road to Airport Terminal — in current FY16 CIP budget xxviii - Attachment 4 Source of Funds and Important Details The Fiscal Year 2017-2021 CIP presents a financial plan reflects a $313,475 general property tax levy supported General Obligation Bond borrowing that was issued in FY 2010 for the purchase of a replacement pumper truck ($1,035,000) and a planned borrowing in FY 2016 for the franchise fee litigation settlement judgment bond ($2,800,000). No other borrowings included in the Fiscal Year 2017-2021 CIP utilize a debt service levy. It is anticipated that other borrowing from non utility funds can and will be minimized by using other sources of funds such as future DRA annual distributions of operating surplus and sales tax revenue. The following important details are called to your attention about the source of funds: UTILITIES Stormwater(User Fees 13.73% / State Revolving Loan Fund 9.82% of Total CIP) The Stormwater Utility was formed on July 1, 2003, to update the City's aging infrastructure and implement the City of Dubuque Stormwater Management Plan, which consists of the Bee Branch Watershed Flood Mitigation Project. It is a multi-phased, fiscally responsible investment. It reflects a holistic approach to mitigate flooding as it will also improve water quality, stimulate investment, and enhance the quality of life. Having secured the necessary federal and state funding approvals, permits, and funding, Dubuque has pushed forward with planning, execution, and completion of three phases and the initiation of three more. The phases of the Bee Branch Watershed Flood Mitigation Project are as follows: DescriptionPhase 1 Carter Road Detention Basin Complete 2 West 32I Street Detention Basin Complete 3 Historic Millwork District Complete 4 Lower Bee Branch Creek Restoration Under Construction 5 Flood Mitigation Gate Replacement Under Design 6 Impervious Surface Reduction Under Construction 7 Upper Bee Branch Creek Restoration Under Construction 8 22n Street Storm Sewer Improvements Under Design 9 Flood Mitigation Maintenance Facility Under Design 10 North End Storm Sewer Improvements Under Design 11 Water Plant Flood Protection Under Design 12 17` Street Storm Sewer Improvements Under Design -xxix - Additional projects will be added through the budget amendment process as the City learned late in the process of the award of a $31.5 million HUD Resiliency grant for the Bee Branch Watershed. Individually, the 12 phases of the project may provide some benefit. But flash flooding can be expected to occur until all of the improvements are implemented. But it is also true that with the completion of each subsequent phase, the threat of flash flood damage is lessened and the resulting damage will be mitigated. Because of the public support for the Bee Branch Watershed Flood Mitigation Project, the stated commitment of the City of Dubuque City Council to implement the various phases of the project, and because the City has already started implementing some of the improvements, non-public investment in the Bee Branch Watershed has already eclipsed $139 million since 2008 with an additional $215 million expected to follow in the next five years for a combined total of$354 million in non-public investment. This non-public investment by private developers includes an estimated $258 million for the rehabilitation of Caradco, Novelty Ironworks, Betty Building, Voices Building, Power Plant, Foundry, Farley Loetscher, Kirby Building and Wilmac Building all located in the Historic Millwork District; $15.1 million of non-public investment in the Washington Neighborhood related to Community Housing Initiatives Acquisition & Redevelopment, St. Mary's Campus, Corner Grill, Rusk Building, Conlin Building, Welu Building, Richards Building, High Building, Streinz Building, Widmeier Building and Engine House; and $2.3 million in non-public investment in the Downtown Neighborhood related to the Babler Building, 324-326 West Locust Street, 346-348 West Locust Street and 407-409 Loras Boulevard. The Bee Branch Watershed Flood Mitigation Project will prevent an estimated $582 million in damages over the 100-year design life of the project, with a return on investment of$6.00 for each $1.00 spent! Fiscal Year 2017 will be the ninth fiscal year that the Stormwater Fund is recommended to be fully funded by stormwater user fees. The General Fund will continue to provide funding for the stormwater fee subsidies that provide a 50% subsidy for the stormwater fee charged to property tax exempt properties, low-to-moderate income residents, and a 75% subsidy for the stormwater fee charged to residential farms. The FY 2017 Stormwater User Fee is proposed to increase from $6.38 per SFU to $6.81 per SFU, a 6.74% increase, consistent with Ordinance 16-14 passed on March 5, 2014. FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 Adopted Per Ordinance 21-12 $8.50 $9.00 $9.00 $9.00 $9.00 $9.00 $9.00 Adopted Per Ordinance 16-14 $6.38 $6.81 $7.27 $7.76 $8.29 $8.85 $9.00 % Decrease From Ordinance 21-12 -24.94% -24.33% -19.22% -13.78% -7.89% -1.69% 0% The recommended rates for FY16 through FY20 reflect the rates previously established by Ordinance 16-14 following the State's approval of $98.5 million in State Flood Mitigation state sales tax increment funds for the Bee Branch Watershed Flood Mitigation Project. Ordinance 21-12 was the ordinance adopted prior to the City receiving the Flood Mitigation grant. -xxx - Water(User Fees 4.79% /State Revolving Loan Fund 1.52% of Total CIP) Water revenue represents a portion of the monthly water bill that goes for maintenance, repair, replacement and improvement of the Eagle Point Water Plant and water distribution system on a pay-as-you-go basis for all projects except the major extensions. The annual payment to the depreciation fund in Fiscal Year 2016 was $24,100. The Fiscal Year 2017 - 2021 CIP anticipates $1,012,000 in Fiscal Year 2017, $1,292,021 in Fiscal Year 2018, $1,078,295 in Fiscal Year 2019, $1,288,824 in Fiscal Year 2020, and $1,467,081 in Fiscal Year 2021. Water State Revolving Loan Funds will be used to finance water projects in FY 2017-2021 as follows: FY 2017 of$478,850, FY 2018 of$759,050, FY 2019 $474,930, FY 2020 of$981,200, and FY 2021 of$0. Debt service related to the total $2,694,030 Water State Revolving Loan Funds over the five years will be paid from water fees and offset by reduced payments to Depreciation (Construction Fund). The borrowing supports such projects as the street program related water main replacements and water main extensions relating to annexations. Prior to FY 2013, the General fund has been subsidizing a portion of the utility funds use of administrative services such as Engineering administration, Engineering Project Management, Finance accounting services, Economic Development, Planning Services, Workforce Development, City Clerk services, Legal services, City Manager's Office including Budget, Geographic Information Systems, Sustainability, Neighborhood Development, Arts and Cultural Affairs and Personnel. Prior to FY 2013, the Engineering department estimated the amount of time spent on projects and allocated that time to an Internal Service Fund which is then allocated to the various capital improvement projects that the personnel work on. The remaining time not allocated to the Internal Service Fund was considered administrative and has been charged to the General Fund. In addition, administrative departments such as the City Manager's Office, Legal, Planning, Economic Development, City Clerk's Office and Workforce Development recharged expenses based upon each enterprise fund's percent of the City-wide operating budget, excluding debt service. The accounting activity of the Finance Department has not been recharged to the other funds with exception of payroll and loan processing, parking tickets and landfill billing. Beginning in FY 2013, additional overhead recharges to the utility funds is being phased in over several years. Engineering administrative and project management expenses that are not recharged to capital projects will be split evenly between the Water, Sewer, Stormwater and General Funds. Finance accounting expenses and all other administrative departments such as Economic Development, Planning, Workforce Development, City Clerk, Legal Services and City Manager's Office will be split evenly between Water, Sewer, Stormwater, Refuse Collection and General Funds, with overhead costs being shared by the Landfill and Parking. This will be fully implemented over time. The Water Fund's fair share of the City's administrative overhead is 16.67%. In FY 17, the Water Fund will not support any administrative overhead. In Fiscal Year 2017 it was necessary to reduce the Water administrative overhead recharges until all obligations can be met. The administrative overhead recharges for Water will begin to be reinstated in FY 2018. The water fees in FY 2017 are recommended to increase 3%; 0% for operating needs and 3% for capital needs. Sewer(User Fees 1.64% / Repayments 0.17% / State Revolving Loan Funds 4.43% of Total CIP) Sewer revenue represents a portion of the monthly sewer bill that goes for the maintenance, repair, replacement and improvement of the Water& Resource Recovery Center Plant; lift stations, and sewer lines on a pay-as-you-go basis. The annual payment to the depreciation fund in Fiscal -xxxi - Year 2016 was $1,155,671. The Fiscal Year 2017-2021 CIP anticipates $346,000 in Fiscal Year 2017, $126,652 in Fiscal Year 2018, $513,774 in Fiscal Year 2019, $535,433 in Fiscal Year 2020 and $777,534 in Fiscal Year 2021. Sanitary Sewer State Revolving Loan Funds will be used to finance sewer projects in FY 2017-2021 as follows: $2,040,000 FY17; $1,151,314 FY18; $1,946,000 FY19; $1,421,000 FY20; and $1,296,000 FY21. The debt service related to the total $7,854,314 State Revolving Loan Funds over the 5- years will be paid from sewer fees and offset by reduced payments to Depreciation (Construction Fund). The State Revolving Loan Funds support such projects as sanitary sewer extensions relating to annexation, nutrient reduction strategy and sanitary sewer rehabilitation. The sewer fees in FY 2017 are recommended to increase 3%; 3% for operating needs and 0% for capital needs. Prior to FY 2013, the General fund has been subsidizing a portion of the utility funds use of administrative services such as Engineering administration, Engineering Project Management, Finance accounting services, Economic Development, Planning Services, Workforce Development, City Clerk services, Legal services, City Manager's Office including Budget, Geographic Information Systems, Sustainability, Neighborhood Development, Arts and Cultural Affairs and Personnel. Prior to FY 2013, the Engineering department estimated the amount of time spent on projects and allocated that time to an Internal Service Fund which is then allocated to the various capital improvement projects that the personnel work on. The remaining time not allocated to the Internal Service Fund was considered administrative and has been charged to the General Fund. In addition, administrative departments such as the City Manager's Office, Legal, Planning, Economic Development, City Clerk's Office and Workforce Development recharged expenses based upon each enterprise fund's percent of the City-wide operating budget, excluding debt service. The accounting activity of the Finance Department has not been recharged to the other funds with exception of payroll and loan processing, parking tickets and landfill billing. Beginning in FY 2013, additional overhead recharges to the utility funds is being phased in over several years. Engineering administrative and project management expenses that are not recharged to capital projects will be split evenly between the Water, Sewer, Stormwater and General Funds. Finance accounting expenses and all other administrative departments such as Economic Development, Planning, Workforce Development, City Clerk, Legal Services and City Manager's Office will be split evenly between Water, Sewer, Stormwater, Refuse Collection and General Funds, with overhead costs being shared by the Landfill and Parking. This will be fully implemented over time. The Sanitary Sewer Fund's fair share of the City's administrative overhead is 16.67%. In FY 17, the Sanitary Sewer Fund will support 70%. Parking (User Fees 0.14% / Bonds 0.70% of Total CIP) Parking revenue represents three primary sources: (a) the balance of prior year depreciation funds set aside for the maintenance and repair of parking ramps; (b) future payments to the depreciation fund for repair and maintenance of the parking system (there are no budgeted payments to the depreciation fund in future years due to using existing cash balance); and (c) interest income. Borrowings are anticipated as follows: $105,000 GO borrowing FY17; $210,000 GO borrowing FY18; $440,000 GO borrowing FY19, $265,000 GO borrowing in FY20 and $225,000 GO borrowing in FY 21. The debt service related to the total $1,245,000 bonds over the 5-years will be paid from parking fees and offset by reduced payments to Depreciation (Construction Fund). The GO borrowing supports such projects as Locust ramp repairs; parking lot repairs; parking meter replacements; and major maintenance on ramps. -xxxii - The Greater Downtown TIF historically supported $562,387 in parking related debt in the downtown. In FY 2016, parking fees were increased to enable the parking fund to meet its debt obligations. In FY 2017, the Greater Downtown TIF will support parking related debt in the downtown as follows: $282,000 in FY 2017; $230,000 in FY 2018; $255,800 in FY 2019; $238,342 in FY 2020; and $273,800 in FY 2021. Prior to FY 2013, the General fund has been subsidizing a portion of the utility funds use of administrative services such as Engineering administration, Engineering Project Management, Finance accounting services, Economic Development, Planning Services, Workforce Development, City Clerk services, Legal services, City Manager's Office including Budget, Geographic Information Systems, Sustainability, Neighborhood Development, Arts and Cultural Affairs and Personnel. Prior to FY 2013, the Engineering department estimated the amount of time spent on projects and allocated that time to an Internal Service Fund which is then allocated to the various capital improvement projects that the personnel work on. The remaining time not allocated to the Internal Service Fund was considered administrative and has been charged to the General Fund. In addition, administrative departments such as the City Manager's Office, Legal, Planning, Economic Development, City Clerk's Office and Workforce Development recharged expenses based upon each enterprise fund's percent of the City-wide operating budget, excluding debt service. The accounting activity of the Finance Department has not been recharged to the other funds with exception of payroll and loan processing, parking tickets and landfill billing. Beginning in FY 2013, additional overhead recharges to the utility funds is being phased in over several years. Engineering administrative and project management expenses that are not recharged to capital projects will be split evenly between the Water, Sewer, Stormwater and General Funds. Finance accounting expenses and all other administrative departments such as Economic Development, Planning, Workforce Development, City Clerk, Legal Services and City Manager's Office will be split evenly between Water, Sewer, Stormwater, Refuse Collection and General Funds, with overhead costs being shared by the Landfill and Parking. This will be fully implemented over time. The Parking Fund's fair share of the City's administrative overhead is 8.33%. In FY 17, the Parking Fund will only support 2.17%. Solid Waste Collection Activities (User Fees 1.28% / Bonds 0% of Total CIP) Solid waste collection activities revenue represents a portion of the monthly refuse bill that goes for the purchase of solid waste collection vehicles. The annual payment to the depreciation fund in Fiscal Year 2016 was $224,374 and will be $224,374 in FY 2017, $350,000 in FY 2018, $475,000 in FY 2019, $550,000 in FY 2020 and $575,000 in FY 2021. Prior to FY 2013, the General fund has been subsidizing a portion of the utility funds use of administrative services such as Engineering administration, Engineering Project Management, Finance accounting services, Economic Development, Planning Services, Workforce Development, City Clerk services, Legal services, City Manager's Office including Budget, Geographic Information Systems, Sustainability, Neighborhood Development, Arts and Cultural Affairs and Personnel. Prior to FY 2013, the Engineering department estimated the amount of time spent on projects and allocated that time to an Internal Service Fund which is then allocated to the various capital improvement projects that the personnel work on. The remaining time not allocated to the Internal Service Fund was considered administrative and has been charged to the General Fund. In addition, administrative departments such as the City Manager's Office, Legal, Planning, Economic Development, City Clerk's Office and Workforce Development recharged expenses based upon each enterprise fund's percent of the City-wide operating budget, excluding debt service. The accounting activity of the Finance Department has not been recharged to the other funds with exception of payroll and loan processing, parking tickets and landfill billing. -xxxiii - Beginning in FY 2013, additional overhead recharges to the utility funds is being phased in over several years. Engineering administrative and project management expenses that are not recharged to capital projects will be split evenly between the Water, Sewer, Stormwater and General Funds. Finance accounting expenses and all other administrative departments such as Economic Development, Planning, Workforce Development, City Clerk, Legal Services and City Manager's Office will be split evenly between Water, Sewer, Stormwater, Refuse Collection and General Funds, with overhead costs being shared by the Landfill and Parking. This will be fully implemented over time. The Solid Waste Fund's fair share of the City's administrative overhead is 16.67%. In FY 17, the Solid Waste Fund will only support 14.54%. The solid waste collection fees in FY 2017 are recommended to increase 6.26%. GENERALFUND The current revenue amount of$631,550 (0.36% of CIP Total) during the five-year period represents $88,000 in golf funds for improvements to the Bunker Hill Golf Course, $46,350 in Historic Preservation Loan repayments, $150,000 in Rental Dwelling Rehab Repayments, $300,000 in Greater Downtown Loan Pool Repayments, and $47,200 in repayments to the Homeownership Loan Program. LOCAL OPTION SALES TAX (LOST) The local option Sales and Services Tax approved by the voters on February 2, 1988, provided that 20 percent of the proceeds would be used for: (a) the upkeep of City-owned property such as sidewalks, steps, storm sewers, walks, curbs, traffic signals and signs, bridges, and buildings and facilities; (b) transit equipment such as buses; (c) riverfront and wetland developments; and (d) economic development projects. This portion of the Sales and Services Tax shows up on the CIP Source of Funds Summary as "Sales Tax (20%)"totals $7,739,377 and represents 4.36 percent of the total CIP. The local option Sales and Services Tax approved by the voters on February 2, 1988, provided that 30 percent of the proceeds would be used to: (a) reduce street special assessments by at least 75 percent; and (b) maintain and repair streets. This portion of the Sales and Services Tax shows up on the CIP Source of Funds Summary as "Sales Tax/Street Projects (30 percent)" and totals $13,644,144, or 7.69 percent of the total CIP. GAMING DRA payments represent 1 percent in FY17 of the projected gaming taxes, rent, and admissions from the race track, slots and riverboat operations ($1,113,358 or 0.63% of the total CIP) over the five-year period. When practical in future years, additional revenues will be moved to capital from operating. To the extent that there is any revenue shortfall in future years, capital projects will be eliminated or deferred. DRA distribution revenue projections ($7,265,314 or 4.10% of the total CIP) are discounted consistent with the adopted budget guidelines by 5% in FY 2019, 10% in FY 2020 and 15% in FY 2021. -xxxiv- As reported in prior years, with the reduction in the Dubuque Racing Association's market impacts the City's lease payment from the DRA. The City's estimated lease payments through FY 2021 have been reduced $26.6 million based on projections from the DRA. These adjustments to the City budget were made through current years and prior year's budgeting process. In Calendar Year 2015, gross gaming revenues at the Mystique Casino are down 2.7%. The Dubuque gaming market will be significantly impacted at the end of May 2016 when the new casino off of Interstate 80 opens in Davenport. The DRA has projected a 1% increase in total revenue and a 3% increase in expenses (primarily driven by an increase in health insurance costs). The State of Illinois passed a Video Gaming Act on July 13, 2009 which legalized the use of Video Gaming Terminals in liquor licensed establishments including bars, restaurants, truck stops and certain fraternal and veterans' organizations. In the part of Illinois that impacts the Dubuque market, the first year of operation of video gaming terminals generated $1 million in revenue monthly. The use of video gaming terminals has now grown to $6.7 million monthly for the five counties closest to Dubuque (previous impact numbers were based on 13 counties) and in a direct line with Rockford, IL, which has caused a reduction to the gaming market in Dubuque. The Mystique Casino and Diamond Jo Casino average monthly revenue is $9.6. This is a similar impact as if a casino the size of the Mystique Casino and the Diamond Jo Casino combined was built half- way between Dubuque and Rockford. In addition, the recession has also impacted the gaming market. The revised DRA gaming projections include minimal growth in revenues over the next five years with the growth rate remaining at 1% through 2021. There is DRA distribution budgeted in this 5-Year Capital Improvement Program budget cycle which has been increased $4,531,069 based on revised projections from the DRA. FEDERAL FUNDING Community Development Block Grant(CDBG) The Fiscal year 2017 - 2021 CIP anticipates that Community Development Block Grant (CDBG) funds will be $359,794 in FY 2017; $370,794 in FY 2018; $314,194 in FY 2019; $299,794 in FY 2020; and $299,794 in FY 2021 (0.93% of the total CIP). CDBG is budgeted at the same funding level as FY 16. Federal Aviation Administration (FAA) The FAA funding of$8,937,196 (5.04% of the total CIP) provides 90 percent match on most airfield related improvements. The Fiscal Year 2017- 2021 budget includes completion of the new terminal complex. Federal Transit Administration (FTA) The FTA funding of$4,613,373 (2.60% of the total CIP) provides for the federal share of the Bus Storage and Maintenance Facility. Federal STP Funds (14.35% of Total CIP) Federal funds are anticipated for the Southwest Arterial $12,982,827; $1,324,040 for the Chavenelle Trail from Northwest Arterial to Seippel; $3,432,000 for North Cascade Road; $7,252,000 for the East West; and $450,000 for Highway 52 Phase 3 and 4. -xxxv- Federal Lead Paint Hazard Mitigation Grant (1.08% of Total CIP) Federal funds for the Lead Paint Hazard Mitigation program awarded in FY 2016 with funding budgeted as follows: $807,740 in FY 2017; $840,900 in FY 2018; $267,660 in FY 2019. Federal HUD Resiliency Grant (1.69% of Total CIP) The U.S. Department of Housing and Urban Development (HUD) has awarded the City of Dubuque $31.5 million to assist Bee Branch Watershed homeowners in repairing and "flood-proofing" their homes and for stormwater infrastructure improvements. $8.4 million for the rehabilitation of 320 housing units, including owner-occupied homes, single-unit rentals, and small, multi-family residential units, all within the targeted Bee Branch Watershed areas; $9 million for the installation of six 8-foot diameter culverts to convey stormwater from the Upper Bee Branch Creek (currently under construction) through Canadian Pacific railroad right-of-way to the Lower Bee Branch Creek; $2.6 million for West Locust Street storm sewer improvements that will increase the capacity of the West Locust Street corridor stormwater management system by constructing a storm sewer from 17th Street toward Rosedale Avenue; and $11.5 million for Kaufmann Avenue Storm Sewer improvements that will increase capacity of the stormwater management system in this area (from Central Avenue to Kane Street) by constructing a storm sewer with 80 stormwater drains. STATE FUNDING Road Use Tax Road Use Tax Funds (RUTF) of$1,629,472 (0.92% of the total CIP) over five years represents the balance of annual payments not required for support of the operating budget and funds that had been reserved to finance high priority transportation projects. The Iowa Department of Transportation (IDOT) provides annual projections on the amount of RUTF the City of Dubuque will receive over the next five years based on a per capita amount. It should be noted that in FY 2010, the Iowa Department of Revenue increased Road Use Tax Funds (RUT) as a result of higher vehicle registration fees passed into law in 2008. The increase in Road Use Tax expense has risen at a higher rate than Road Use Tax Fund revenue. The State Road Use Tax Fund consist of revenues from fuel tax, vehicle registration fees, use tax, driver's license fees and other miscellaneous sources and is distributed to cities on a per capita basis. The Road Use Tax Fund has decreased as a result of flattening revenues, dramatically increasing construction costs, aging infrastructure, increased usage, and deferred road maintenance. The gas tax was increased ten cents beginning in February 2015. The city is estimated to receive $33,947,121 for FY 2017-2021 based on the gas tax increasing ten cents in Fiscal Year 2015. With increases in City DMATS and State Road Use Tax funds, the City will be able to substantially add to the number of street lights, keep the Southwest Arterial project moving and continue with major road improvements like North Cascade Road, Central and White Streets. Sales Tax Increment Revenue (Grant 4.00%/State Revolving Loan Fund 13.62% of Total CIP) The City secured a $98.5 million grant through the State of Iowa Flood Mitigation program funded by 70% of the sales tax increment revenue received from the State of Iowa's 5% portion of sales tax received from sales in the City of Dubuque. This revenue will fund the debt service payable on Sales Tax increment Revenue bonds issued for the Flood Mitigation project known as the Bee Branch Watershed Project. In the five year capital program, $18,248,700 will be issued in State Revolving Loan Fund and the remainder of sales tax increment revenue will fund pay-as-you-go projects related to the Bee Branch Watershed project. -xxxvi - Other State Grants (5.42% of Total CIP) State funding includes Iowa Department of Transportation Funding for street projects and trails of$2,935,000 are anticipated over the five-year program. Iowa Finance Authority funding of$820,730 is anticipated over the five-year program for the Housing Department's Housing Trust Fund to provide permanently affordable housing or assistance to nonprofit organizations providing the same. The other state assistance represents State Transit Assistance of$2,026,143 for Vehicle Replacements, bus stop improvements and JFK Transfer Phase 2. TAX INCREMENT FINANCING (TIF) (Tax Receipts 7.94%/ Bonds 0.34% of Total CIP) Dubuque Industrial Center West TIF District In FY 2006 and 2007, Tax Increment Financing (TIF) funds were committed towards abatement of the 20 year G.O. Bond issue for a Dubuque Industrial Center West (DICW) expansion and Chavenelle Road extension project, thereby delaying payback to the general fund for prior year development costs. In FY 2007, the TIF assessed values increased, allowing for additional increment for projects and cost recovery to continue. In FY 2017, the TIF assessed values increased again from a commercial 12% State equalization order. In FY 2018, subarea B of DICW will end and $55,157,150 of increment will return to the base. The FY 2017 CIP includes $30,000 to re-landscape Seippel and Chavenelle intersections and $112,260 for the local match for the Chavenelle Trail extension from the Northwest Arterial to Seippel. The FY 2018 CIP includes $1,279,500 to rehab Chavenelle Road. $310,000 is included each Fiscal year to provide funding for Next and the new campaign by the Greater Dubuque Development Corporation to improve the economy in Dubuque. FY 2019 and 2020 includes $50,000 in each year to install and maintain appropriate signs for the Dubuque Industrial Center South consistent with the current approved signage within and around the City to effectively identify the area and expansion opportunities. Although not included in this five-year CIP, there is capacity reserved in Dubuque Industrial Center West to grade the farmland purchased for the industrial park if needed ($1 million in FY 2019 and $2.5 million in FY 2021). Annexation Initiatives As annexation and development continues, the City has taken the following initiatives to provide services to annexed areas: Additional Police Officers (Operating Budget) With the Police Department's crime strategy, Territory Accountability Design, in full implementation, the department projected the need to increase Dubuque's current six patrol territories to seven as new areas of the city are developed. To add a seventh territory, five additional police officers were needed. Partly in response to this need, the Police Department developed a Sworn Officer Plan which proposed the addition of 15 sworn police officers over a five-year period, with the first five (four Police Officers and one Police Corporal acting as a Section 8 Investigator) approved in December 2007, -xxxvii - four more approved in FY 2009, three more approved in FY2010, two more approved in FY2011 and one more approved in FY2012. The plan's staff increases created sufficient staffing to establish an additional patrol territory. Additional Snow Plow Drivers and Snow Plow Route (Operating Budget) Dubuque's expansion will also increased the number of streets and roads that must be maintained bythe City's Public Works Department. In order to maintain the current level of street maintenance, street cleaning, and snow and ice control to all areas of the city, the Public Works Department was approved for the addition of a snow plow driver in FY2009 and another is expected to be requested in a future year. Two drivers are needed to staff a route 24 hours a day in a snow event. The Public Works Department plans to create another snowplow route with these two employees as annexation and development dictates. In the warm months, this position will be assigned to the Leisure Services Department to maintain City parks and landscaping in the Washington Neighborhood, Port of Dubuque, Iowa Street and the Locust Street connector. In Fiscal Year 2009, the Public Works Department also began using Refuse, Recycling and Yard Waste Collection employees at the end of their collection routes and on overtime to assist in snow removal duties. The City has also developed a plan to use personnel and equipment from other City departments to go from 22 pieces of snow removal equipment to 32 pieces of snow removal equipment in a snow storm that exceeds 5 inches. Water and Sanitary Sewer Service The City is in the process of extending sanitary sewers and water service into new development areas or recently annexed areas as part of pre- annexation agreements. In 2003, a new water main was activated from Highway 20 north on the east side of the Northwest Arterial to John F. Kennedy Road then west to a new 1.25 million gallon water tower located at the Dubuque Soccer Complex. By constructing this tower and with this water main extension in the fourth pressure zone of the City s water distribution system, it allowed growth to take place for residential, commercial and industry to the west of the community. To date, both sanitary sewer and water service have been extended through the Dubuque Industrial Center West, along Seippel Road to the north edge of the Callahan subdivision. Funds are budgeted in the current year to extend service to the 700-acre west-side annexation area as well as the 270-acre Corey/Herrig development on the northwest side of Dubuque. Additionally, service will be extended, in phases over the next two years, to the 280-acre McNamer residential property on North Cascade Road on the south side of Dubuque. Additional funds are available to extend water and sewer service to the 643 acres annexed and to other areas under consideration for annexation. The City has spent in excess of$2 million to replace much of the North Fork Catfish Creek Sanitary Sewer Line. Over the next year, the City is extending the Granger Creek Interceptor sewer and extending the public water main from the Technology Park South along highway 151/61 to the north side of the Dubuque Regional Airport. The Granger Creek sanitary sewer and water main extension will provide immediate sanitary sewer and water services to the Dubuque Regional Airport and portions of the annexation areas that are adjacent to the highway 151/61 corridor. -xxxviii - Greater Downtown TIF District This district was formally the Downtown and Ice Harbor TIF districts but now have been combined to the Greater Downtown TIF district. Many projects, which are City Council priorities, are able to move forward due to the availability of Greater Downtown TIF revenue due to continued growth to further sustain a rejuvenated downtown and port of Dubuque. The following are projects included in the FY 2017 —2021 CIP: Jackson Park Construct Rest Room (page 27)—This project provides funding for the construction of rest rooms in Jackson park ($250,000). Jackson Park Amenities (pages 28) —This project provides funding for the improvement of amenities in Jackson park ($310,000). Town Clock Plaza Rehab (page 44) - This project ($100,000) provides for concrete work throughout the plaza area. Grand River Center Carpet Replacement(page 54) - This project ($269,000) provides for the replacement of carpeting at the Grand River Center. Grand River Center Market Study and Facility Assessment(page 108) - This project ($65,000) provides for a facility assessment and market study in preparation of the Grand River Center's first twenty years. Bluff Street Parking Expansion (page 271) - This project ($175,000) provides for the construction of additional parking and provide improved pedestrian access and ADA accommodations near the Bluff Street Row houses at 15th Street and Bluff Street. Bluff Street would be reconfigured by addressing traffic calming measures. Most traffic would follow a re-configured Locust Street that would allow 2 way traffic to Loras Blvd. Parking bays would be added in the current island between Locust Street and Bluff Street. Riverfront Leasehold Improvements (page 272) - This project ($261,600) provides funding to deconstruct the former Bowling and Beyond Building to prepare the site for redevelopment. Greater Downtown Street Lights (page 273) - This project ($125,000) provides funding for the addition of approximately 130 mid-block street lights within the Downtown Urban Renewal District and CDBG areas. These additional street lights would be installed on new Alliant poles. Also, the City would provide LED lights to be installed on either commercial building or residential if property owner agrees to install and pay for the electrical costs. Downtown Security Camera Expansion (page 301) - This project ($90,000) provides for the installation of additional security and surveillance cameras within the Downtown Urban Renewal/TIFF district. This project does not include operational costs. Only capital equipment costs. The FY2017 - 2021 program also includes video server, video software, and storage replacement. Downtown Streetlight Replacement Schedule (page 313) - This project ($253,000) provides for a replacement program of the existing 30- foot white streetlights located in downtown Dubuque. Currently there are approximately 70 white streetlights remaining. The project would -xxxix - replace approximately 10 light standards per year. In certain cases, these would be replaced with historical streetlights. Downtown Urban Renewal District ADA Assistance (page 314) - This project ($87,520) assists property owners, primarily in the Downtown Urban Renewal Area in making structural changes that make their properties more accessible. The maximum reimbursement a property could receive will be equal to or less than 50% of the after tax credit project costs, with a maximum of$5,000 reimbursed per property. Central Avenue Corridor Initiative - Pilot(page 320) - This project ($40,000) provides for targeted community engagement opportunities with residents, businesses, non-profits and city staff in the Central Ave Corridor and Washington Neighborhood to set the stage for community design processes. This phase will utilize the work and findings from past engagement and planning projects and further develop future plans. Central Avenue Streetscape Master Plan Implementation (page 323) - This project ($30,000) provides for the implementation of priority actions in the Central Avenue Streetscape Master Plan. The funds allocated would be used to support infrastructure and streetscaping priority improvements justified in the master plan. The Central Avenue corridor is part of the Washington Neighborhood Revitalization Plan and includes the area between Central Avenue between 11th and 22nd streets. Included in this strategy is the redevelopment and reinvestment in residential and commercial areas in the neighborhood. Some public infrastructure improvements have already been initiated and the Central Avenue corridor is beginning to see private investment in building improvements and business location. Washington Neighborhood Subarea (Includes Bluff/west Locust) Building Incentive & Rehabilitation Program (page 324) - This program ($360,000) provides grants for rehabilitation and adaptive reuse of buildings in the Greater Downtown Urban Renewal District Washington Neighborhood Subarea. Tax increment proceeds and loan repayments are utilized to capitalize the pool of funds for these loans. Associated development costs for parking are also included in the budget. Washington Neighborhood Fagade Program (page 326) - This program ($170,000) provides low interest loans for rehabilitation and adaptive reuse for buildings and grants for planning/design costs and fapade improvements in the Downtown Washington Neighborhood. Downtown Housing Improvement Program (page 329) - This program ($150,000) would encourage investment in areas like Central Avenue, the Bluff/West Locust neighborhood, and other areas of downtown that offer housing many would believe to be inferior to the new units created in the Millwork District and Lower Main area. As the areas that have received more investment become choice housing for those working in downtown, it is important to incentive development and investment in the other areas as to minimize the disparity between the neighborhoods. This program would fill a gap in the City's current housing programs, and has been requested by developers, financial consultants, and lenders. Historic Millwork District Subarea Building Incentive & Rehabilitation Program (page 331) - This program ($810,000) provides low- interest loans for rehabilitation and adaptive reuse of buildings in the Greater Downtown Urban Renewal District Warehouse Subarea. Tax increment proceeds and loan repayments are utilized to capitalize the pool of funds for these loans. The program will also provide grants of -A - up to $10,000 for each new housing unit created in this district. The pool of funds would be made available to complete financing packages for the immediate creation of market-rate downtown rental and owner-occupied residential units within the Greater Downtown Urban Renewal District Warehouse Subarea. Market-rate residential units include rental units which are not income restricted or rental units that are restricted to 80% of median income and less for no more than five years (units must not be restricted to 60% of median income or less, or any other restriction under 80%) and owner occupied units. Greater Downtown Revolving Loan Pool (page 333) —This program provides low interest loans for rehabilitation and adaptive reuse for buildings and grants for planning/design costs and fapade improvements in the Greater Downtown TIF District. This program is funded by loan repayments ($300,000). Downtown Housing Creation Program (page 335) - This program ($10,000) provides grants for rehabilitation and adaptive reuse of buildings in the Greater Downtown Urban Renewal District. Tax increment proceeds and loan repayments are utilized to capitalize the pool of funds for these grants. The City of Dubuque has established this pool of funds to be made available to complete financing packages for the creation of market-rate downtown rental and owner-occupied residential units within the Greater Downtown Urban Renewal District. Projects eligible to receive assistance from this established pool of funds must meet certain requirements. Bus Storage and Maintenance Facility(page 339) - This project ($1,124,910) provides matching funds for a Federal Grant for the replacement of The Jule's current Bus Storage and Maintenance Facility (BSMF), located at 2401 Central Avenue. Homeownership Grants for Purchase/Rehab/Resale (page 351) - This project ($1,150,000) provides for acquisition activities where the City may purchase abandoned, derelict buildings and houses; or it may purchase housing subject to mortgage foreclosure actions in order to secure City funds previously loaned as part of rehabilitation activities or other housing to accomplish the goals. Certain improvements will be made to the properties in order to make them marketable for resale. In this manner, neighborhood conditions are improved, dwellings are resold to responsible owners and City dollars are returned to the revolving fund. Washington Neighborhood Housing Initiative (page 359) - This project ($500,000) provides for a partnership between Community Housing Initiatives, Inc. (CHI) and the City of Dubuque to increase the rate of homeownership and achieve a greater diversity of mixed household incomes. Twenty(20) single family homes will be acquired and rehabilitated and resold over a four year period. Impact will be maximized by clustering acquisitions of homes. The fund was capitalized initially with $800,000 from CHI and $500,000 from the City in order to acquire 21 properties. North Cascade Housing TIF District In FY 2014 the City created the first housing TIF district in the Timber Hyrst subdivision off of North Cascade Road. This is a ten year TIF which requires at least 38.1% of the income generated to be used for Low and Moderate Income residents anywhere in the City of Dubuque. The percentage to Low and Moderate Income residents can be higher than the required 38.1%. In FY 2019, the percentage for LMI is 63.65%; FY 2020 is 69.37%; FY 2021 is 73.14%; and FY 2022 is 55.38%. All other years are 38.1% to LMI. The LMI Housing TIF revenue can be used for City -xli - initiatives other than the Homeownership Grants in Targeted Neighborhoods & Purchase/Rehab/Resale and can be used outside the Greater Downtown TIF Area. Southwest Arterial Water Main Extension (page 125) - This project ($1,892,500) provides water service to the Southwest Arterial corridor, including Highway 20 and Southwest Arterial and North Cascade Road to the English Mill pump station. North Cascade Road Reconstruction (page 248) - This project ($1,031,000) provides for reconstruction of North Cascade Road between the bridge over Catfish Creek to the future intersection of North Cascade Road and the Southwest Arterial. The project will be developed into 2 phases; Phase 1 (2015) - from Catfish Creek bridge to Edval Lane; and Phase 2 (2016) -from Edval Lane to Southwest Arterial. The current 24-foot roadway will be widened to accommodate a 35-foot urban "complete street' section with 5-foot paved shoulders/ bike lanes on each side. The existing curves on North Cascade Road are substandard and will be realigned to improve safety and allow for better sight distance. Homeownership Grants for Purchase/Rehab/Resale (page 351) - This project ($2,905,980) provides for acquisition activities where the City may purchase abandoned, derelict buildings and houses; or it may purchase housing subject to mortgage foreclosure actions in order to secure City funds previously loaned as part of rehabilitation activities or other housing to accomplish the goals. Certain improvements will be made to the properties in order to make them marketable for resale. In this manner, neighborhood conditions are improved, dwellings are resold to responsible owners and City dollars are returned to the revolving fund. English Ridge Housing TIF District In FY 2015 the City created a housing TIF district in the English Ridge subdivision off of Stone Valley Drive. This is a ten year TIF which requires at least 38.1% of the income generated to be used for Low and Moderate Income residents anywhere in the City of Dubuque. The percentage to Low and Moderate Income residents can be higher than the required 38.1%. The LMI Housing TIF revenue can be used for City initiatives other than the Homeownership Grants in Targeted Neighborhoods & Purchase/Rehab/Resale and can be used outside the Greater Downtown TIF Area. English Ridge Park Development(page 10) - This project ($125,000) provides for developing a mini park in the English Ridge subdivision off Stone Valley Drive. English Ridge Water Main (page 133) - This project ($330,000) provides a 12" diameter water main on the proposed frontage road from South West Arterial (round-about) to Stone Valley Drive Homeownership Grants for Purchase/Rehab/Resale (page 351) - This project ($692,902) provides for acquisition activities where the City may purchase abandoned, derelict buildings and houses; or it may purchase housing subject to mortgage foreclosure actions in order to secure City funds previously loaned as part of rehabilitation activities or other housing to accomplish the goals. Certain improvements will be made to the properties in order to make them marketable for resale. In this manner, neighborhood conditions are improved, dwellings are resold to responsible owners and City dollars are returned to the revolving fund. -xlii - Derby Grange Housing TIF District In FY 2016 the City created a housing TIF district in the Derby Grange subdivision at the corner of John F. Kennedy Road and Derby Grange Road. This is a ten year TIF which requires at least 38.1% of the income generated to be used for Low and Moderate Income residents anywhere in the City of Dubuque. The percentage to Low and Moderate Income residents can be higher than the required 38.1%. The LMI Housing TIF revenue can be used for City initiatives other than the Homeownership Grants in Targeted Neighborhoods & Purchase/Rehab/Resale and can be used outside the Greater Downtown TIF Area. Homeownership Grants for Purchase/Rehab/Resale (page 351) - This project ($15,816) provides for acquisition activities where the City may purchase abandoned, derelict buildings and houses; or it may purchase housing subject to mortgage foreclosure actions in order to secure City funds previously loaned as part of rehabilitation activities or other housing to accomplish the goals. Certain improvements will be made to the properties in order to make them marketable for resale. In this manner, neighborhood conditions are improved, dwellings are resold to responsible owners and City dollars are returned to the revolving fund. MISCELLANEOUS SOURCES Private Participation (0.60% of Total CIP) Private contributions represents the non-City share of the cost of several projects including private participation, fund raising, loans, grants and future resource allocation of City funds. Private participation funds included in the five year CIP include; contribution from the Diamond Jo Casino for the Port of Dubuque Parking Ramp for maintenance as required by the development agreement ($351,000); County contribution for the Southwest Arterial ($519,780); County contribution for Fire Hazmat Truck Replacement ($141,440); Insurance reimbursement for the knockdown of traffic signals ($50,000). Special Assessments (0.09% of Total CIP) Special Assessments represent that portion of street and sanitary sewer improvement projects anticipated to be assessed to benefiting property owners. The $161,250 amount breaks down: (a) $11,250 for sanitary sewer special assessments, and (b) $150,000 for sidewalk lien special assessments. Cable TV(0.02% of Total CIP) It is anticipated that Cable TV funds will be used in the five-year CIP of$30,610 for computer replacements. -xliii - IOWA HEADLINES ONE OF THE MOST VIOLENT YEARS IN CEDAR RAPIDS HISTORY Cedar Rapids Gazette — Dec. 28, 2014 • Eight homicides in six incidents, CR had not had more than three homicides since 2006 • 93 shootings, previous record wa 64 in 2012 • 9 shooting arrests 90 SHOOTINGS REPORTED IN CEDAR RAPIDS SO FAR THIS YEAR Cedar Rapids Gazette — Nov. 24, 2015 Shootings reached double digits in June, July and August, but they have decreased since early September when two people were killed by firearms. Only three shots -fired incidents have been reported so far this month, which would tie it for the lowest monthly total since March. As in years past, gun violence hit the high water mark during the summer. June, July and August had 11, 16 and 14 shooting incidents. More gunshots reported in Cedar Rapids Cedar Rapids Gazette — Nov. 25, 2015 A Tuesday night report of gunshots, and the discovery of shell casings at the scene, brought to 91 the number of gun violence incidents so far this year in the city. The majority of gunfire incidents this year in the city have not claimed victims. According to statistics provided by public safety spokesmen Greg Buelow: • Persons shot: 27 • Structures shot: 30 • Cars shot: 12 • Shell casings located: 22 2014 WAS A DEADLY YEAR FOR WATERLOO Waterloo/Cedar Falls Courier — March 22, 2015 Crime numbers released by the Waterloo Police Department show 2014 had the highest number of slayings in 20 years with six people the victim of homicide. Looking back, Waterloo usually logs two or three homicides a year. In 2012, there were five, with four in 2013. 1993 holds the recent record with nine homicides, five of which remain unsolved. Homicides weren't the only crimes that showed increases last year. The total number of reported index crimes -- murder, robbery, rape, aggravated assault, burglary, larceny, and auto theft -- rose from 2,456 in 2013 to 2,729 in 2014, according to the police department's statistics. 1 SHOOTING `EVERY DAY' REQUIRES COMMUNITY RESPONSE Quad City Times — Sept. 19, 2015 • 125 shootings so far, more than 2014's total • 29 shooting arrests so far Davenport man charged with murder in Thursday night shooting Quad City Times — Sept. 26, 2015 Smith is the fifth person shot and killed this year in Davenport. Davenport police investigate two shots fired calls Thursday Quad City Times — Nov. 19, 2015 With the two incidents Thursday the number of shooting incidents in Davenport now stands at 152. Shots fired Monday night in Davenport Quad City Times — Jan. 19, 2016 This is the 10th shots -fired or shooting incident reported in Davenport since Jan. 1. One wounded in Davenport shooting Quad City Times — Jan. 31, 2016 Friday's incident marks the 18th confirmed shots -fired call Davenport police have investigated in January. Including the woman in Friday's incident, six people have been wounded so far this year. 3 men stabbed, shots fired in 2 incidents in Davenport Quad City Times — Feb. 1, 2016 Davenport Police are investigating three stabbings at a strip club and a shots -fired and home invasion case in separate incidents early Sunday SIOUX CITY POLICE CONFIRM THIRD DRIVE-BY SHOOTING Sioux City Journal — July 9, 2015 A house in the 1500 block of Collins Street was hit by gunfire about 3:30 a.m. Thursday in what police said is the third drive-by shooting on the Westside within the past three week 2 Friday night shooting in Sioux City leads to two arrests Sioux City Journal — Oct. 24, 2015 Police have made two arrests in connection with the discharge of a handgun that wounded two people on Sioux City's west side late Friday night. Police identify 2nd victim from Friday night shooting in Sioux City Sioux City Journal — Oct. 28, 2015 Officials have identified the second victim in adomestic shooting that occurred Friday night. D.M. police respond to multiple drive-by shootings over weekend Des Moines Register — Oct. 11, 2015 Des Moines police responded to multiple unrelated shootings this weekend that resulted in property damage but no reported injuries. Three drive-by shootings reported Tuesday Des Moines Register — Dec. 2, 2015 Des Moines police responded to three reports of gunshots that hit houses and cars on the city's east side. ... it's more evidence of an apparent uptick in gun violence since the city's suffered five deaths during three separate shootings in the past 10 days. "When you look at these last instances, our ability to prevent these instances is pretty limited," said Sgt. Paul Parizek of Des Moines police. "We've had an uptick in gun -related crimes, but what the contributing factor to that is, I don't know." 21 Des Moines homicides most since 1990 Des Moines Register — Jan. 5, 2016 If 2015 seemed like a particularly violent and deadly year for Des Moines, it's because it was. During the year, 21 people were slain within the Des Moines city limits — the most since 1990, which saw 23 homicides, Des Moines Police St. Paul Parizek said. The highest number the department has on record was 1978, when Des Moines had 27 homicides. 3 Several big U.S. cities see homicide rates surge Des Moines Register — July 10, 2015 After years of declining violent crime, several major American cities experienced a dramatic surge in homicides during the first half of this year. Police ID murder victim Telegraph Herald — Sept. 4,2015 The homicide rate in Dubuque so far this year is more than quadruple the average of the past several years. Dubuque Police Department spokesman Lt. Scott Baxter said the city had averaged just less than one homicide per year for the last several years. But in 2015, police already have dealt with four cases. Baxter said the first three homicides involved domestic situations. However, Tuesday's attack was seemingly random. Dubuque police investigate 2 more shots -fired reports Wednesday; 1 confirmed Telegraph Herald — Dec. 3, 2015 Dubuque police received two reports of shots fired Wednesday night, though only one has been confirmed. Baxter said the Lincoln Avenue shooting marks the 33rd confirmed shots -fired incident this year in Dubuque. Police reported 25 such incidents in both 2013 and 2014. The totals from 2009 to 2012 ranged from five to eight per year. IOWA POLICE CHIEFS AIM FOR SOLUTION TO RISING GUN VIOLENCE Meeting in Cedar Rapids shows that Dubuque's recent rise in gun violence is not unique in the state. Telegraph Herald — Jan. 16, 2016 The chiefs of eastern Iowa's biggest police departments met this week to address across-the-board increases in gun violence in recent years. Dubuque, which had 33 confirmed instances of gunshots fired in 2015, is not the only community to see a spike in shootings in recent years, according to Police Chief Mark Dalsing. During a meeting Wednesday in Cedar Rapids, police leaders of the host city, Ames, Davenport, Iowa City and Waterloo also reported increases in recent years. In Waterloo, police confirmed more than 120 shots -fired incidents in 2015, according to Police Chief Daniel Trelka. The year before, officers confirmed fewer than 100. The chiefs will continue to meet to discuss trends and ways to address concerns, Dalsing said. He said he also will look at working with legislators to find ways for additional legal remedies to shootings. 4 ' THE CITY OF DUB Masterpiece on the Mississippi AF NEI CaII 911 for emergencies 1 Cali 563-589-4415 for non -emergencies The City of Dubuque has a comprehensive commitment to public safety. In fact, public safety is one of the key elements of Dubuque's Comprehensive Plan, a document that outlines the vision for the future growth and development of the city. As a key element of the comprehensive plan, public safety is a major consideration when it comes to prioritizing city resources. In addition to fire, police, emergency communications, and emergency medical services, public safety has a broad definition that includes water, sewer, public health, facility design and maintenance, neighborhood partnerships, and inspection services for zoning, housing, building, engineering, health and environmental codes and regulations. Enhanced Neighborhood Support is an ongoing campaign and below is a summary of activities ongoing, currently under way, or planned for the near future. Neighborhood Partnerships • Promoting neighborhood involvement and communication among residents • Monthly meetings with Downtown and Washington Neighborhood representatives • City staff attendance at neighborhood association meetings • City staff meet monthly with Dubuque Landlord Association representatives • Neighbor2Neighbor: Resident - driven program being piloted in 12 neighborhoods to increase interaction, collaboration, and strong, positive relationships among neighbors PublicSafety? Enhanced Neighborhood Support is a campaign by the City of Dubuque working with partners in the private sector, neighborhood organizations, not -for -profits, and social and human service organizations to build a stronger and more resilient Dubuque. Enhanced Neighborhood Support is a community -wide effort with some focus areas based on funding opportunities and a recognition of locations where gun violence has occurred. The public safety element in the Comprehensive Plan and community input (such as the Safe Community Task Force's recommendations) guide the City's activities for Enhanced Neighborhood Support to address common neighborhood problems such as crime, nuisances, and problem properties with the overall goal of improving neighborhood resiliency. • Fifteen new police officer positions added between 2008 and 2012, bringing total budgeted sworn officer count to 109 • Supplemental policing, special enforcement projects, and directed patrols in targeted areas began in Fall 2014 and are ongoing efforts • Four patrol investigator positions created through internal patrol restructuring to establish a Neighborhood Response Team to provide additional coverage and investigation in targeted neighborhoods • Community -Oriented Policing: Department - wide philosophy focused on community engagement since 1995 that involves detailed examination of underlying issues for crimes and seeks more long-term solutions through engaging neighbors and partners • Continuing collaboration with rental property owners/managers including providing almost 24,000 tenant background checks since 2012 and offering 17 sessions of "Successful Rental Property Management" workshop to nearly 1,100 attendees • 2.5 emergency communications dispatcher positions added since 2009 • The Dubuque Fire Department partnered with the Dubuque County Firefighter's Assoc. and other local public safety agencies on the construction of the Dubuque County Emergency Responder Training Facility, completed in 2007. The facility enables firefighters, law enforcement officers, and EMS workers to train under real-life emergency situations while doing so in a safe and controlled environment. Expansion of Security Cameras • Existing network of approximately 480 security/ surveillance cameras • Added 40 new cameras in Fall 2015 where supported by existing infrastructure • Installing infrastructure to support another 50 cameras to be installed in Spring 2016 • Fourteen lights converted to LED to assist cameras in Jackson Park • Planning for camera installations in 2016 on West Locust Street from Loras Boulevard to Rosedale Avenue • Replaced existing cameras at Comiskey Park in Fall 2015 and plan for additional cameras in future • Added cameras at Central Avenue and 24th Street in Fall 2015 -‘1"$ • Over 4,600 street lights in Dubuque, nearly half are City -owned with remainder owned by Alliant Energy • 382 City -owned lights converted to LED, with 103 conversions since May 2015 • City Council approved funding for additional new street lights in October 2015 80 new LED lights were installed on existing poles in the downtown area in Fall 2015. Another 45 will be installed by early 2016. Nearly 100 new LED lights and poles are planned for 2016. Over 550 city trees trimmed in Fall 2015 to improve lighting • Yard lighting incentive/rebate program available to all residents. Call 563-589-4150 for details, • Comprehensive Housing Activities for Neighborhood Growth & Enrichment (CHANGE) is a special project of partners to enhance neighborhood support by creating homeownership, converting problem properties, and continuing a path toward neighborhood revitalization throughout the city of Dubuque. • City and partners are negotiating acquisition of problem properties for rehabilitation and resale as owner -occupied homes. Goal is another 100 properties over the next 5-7 years. Since 2006, 55 properties have been purchased and rehabilitated and nearly 530 households have received financial assistance through the City's rehabilitation program. • Continuing partnerships with public and private sector to renovate challenged properties and encourage home ownership • Increased enforcement of public nuisance ordinance and monitoring for patterns for early intervention with neighborhood issues • Increased enforcement of vacant and abandoned building/property ordinance • Increased accountability for rental property owners/managers and tenants for issues with rental properties. Nearly 300 unlicensed rental units were licensed through a recent campaign. • City staff will recommend City Council adoption of the International Property Maintenance Code to address additional health and safety concerns in code enforcement in residential properties. Washington Neighborhood Redevelopment Strategy • Continuing revitalization initiative launched in 2004 • Median household income, education attainment levels, home ownership, and retail support are increasing. • Business outreach program under way :Supporting Community Partnerships: "The City continues to support a wide range of community partnerships and initiatives tr) irmirrlye rrrgl.1l r slfety, er iity, and quality of life for all residents. As recognized by the Safe Community Task Force, safety cannot be achieved solely through enforcement and infrastructure. It also requires active involvement of residents, and long term prevention efforts. As Police Chief Mark Da!sing has said, "You cannot simply arrest your way out of crime. That is a short-lived approach. You need to take a holistic approach and do long-term problem solving with community partners." Mayor Buol and the City Council have asked state legislators to form a committee to study the increases in reports of shots fired, shootings, and murders across the state. EMPOWERING AND CONNECTING RESIDENTS TO RESOURCES Project HOPE (Helping Our People Excel) Since 2008, the City of Dubuque and the Community Foundation of Greater Dubuque have partnered to support Project HOPE. Together with a strong set of partners, Project HOPE seeks to improve inter -agency collaboration and increase access to services in order to connect disengaged youth and adults to education and employment opportunities. Project HOPE initiatives include: Opportunity Dubuque Opportunity Dubuque is designed to assist the unemployed and underemployed, high school students interested in hands-on learning, dislocated workers who need to brush up on news skills to become more marketable, and referrals from local community groups and non -profits. • 359 students have been accepted and placed into the program • 311 have graduated (186 in advanced manufacturing and 83 in information technology, and 42 in transportation) and 19 are still in training (92% graduated or in training) • 235 of the graduates (96%) are employed or continuing education 30+ employers in construction, advanced manufacturing, transportation and information technology participating Re-engage Dubuque Re-engage Dubuque is a partnership between the Dubuque Community School District, Northeast Iowa Community College (NICC), the Community Foundation of Greater Dubuque and the City of Dubuque through the Project HOPE initiative. Re-engage Dubuque connects young people ages 16 to 21 who did not complete high school to alternative education options and post -secondary education/training. Re-engagement coaches work with these young people to develop personalized plans for completing a high school diploma or a High School Equivalency Diploma (HSED) and exploring options for further study. • Since August 2012, the initiative's coaches have connected 308 local high school dropouts to education opportunities including online courses, alternative and/or traditional high schools, and adult education programs. Ninety-five have completed the program and approximately 200 are currently active. The Circles Initiative is part of an innovative national movement that connects volunteers and community leaders to families wanting to make the journey out of poverty. There are barriers that keep even the most motivated from achieving prosperity. Circles breaks down these barriers by expanding opportunity and support for families as they create their own paths to stability. • Only six months after graduating from the program, 50% are employed, 44% are enrolled in an education program, and 6% have completed a certificate or degree. • Eighteen months after graduating, 71% are employed, 57% are enrolled in an education program, and 14% have completed a certificate or degree. Inclusive Dubuque is a local network of community leaders from faith, business, education, government, and nonprofits dedicated to advancing justice and social equity in our community. The network organizes people, identifies issues, and takes action to challenge and change social and economic structures. The City of Dubuque is one of 55 network partners committed to Inclusive Dubuque's model to build a movement to bring about change through cross -sector collaboration. • Local network partners has grown to 55, connected with dozens of community and state/national partners. • Completed a Community Equity Profile; 41 trained facilitators lead 60 community dialogues that engaged 585 community members; 1,995 online surveys completed. Family Self -Sufficiency Family Self -Sufficiency (FSS) is a U.S. Housing and Urban Development (HUD) program for Housing Choice Voucher Program participants. The program encourages communities to develop local strategies to help participants obtain employment that will lead to economic independence and self-sufficiency. Since 1997, 98 people have graduated from Dubuque's FSS program. The program has tripled in size and normally serves 125 families throughout the year. • 91% of the graduates are off housing assistance program • Graduates increased their annual income by 258% and their earned annual income by 651% while completing the program Every Child I Every Promise & Grade -Level Reading Every Child I Every Promise served as a catalyst for the Dubuque Campaign for Grade - Level Reading. This effort by funders and non-profit partners seeks to ensure that more low-income children succeed in school and are prepared for college, a career, and active citizenship. The initiative focuses on the most important predictor of school success and high school graduation: grade -level reading by the end of third grade. Reporting Crime or Suspicious Activity There are a variety of ways to submit information to the Dubuque Police Department, including anonymous tips. Call 911 for emergencies and 563-589-4415 for non -emergencies. Welcome Poe) 4 DA -7(7).1 F Download the FREE MyDBQ app Submit a "Crime Tip" using the app. It is available for free on the App Store and Google Play. / Available on the App Store Please note: Tips submitted through MyDBQ and the City's website are monitored during regular business hours, Monday - Friday. For more time - sensitive tips, please call 563-589- 4415 (non -emergency) or dial 911 in the case of an emergency. 01.16' ANDROID APP ON Google- play Back Request Types cit® All Categories Abandoned Vehicle > y Pushes/0mA. Overgrown on Public SI Catch Basin Cleaning Crime Co Dead PnIrnal In Street DOW Anlmal on Private Property Oelmiorallny F.sterlar OPE racks, and mud In street(construe.. > Do. bonne ,floy or at run yse Flt p Hydrant Serviceor Maintenance '�-Food Service Complain Wuxllm Submit a tip at www.cityofdubuque.org/police Al Jnpicsm, nwMisnssippi Government Services Community Going Business lluty 1)o videos t RecreayOon Flltd a Job The Jule .. with Us The Dubuque Police Department Crime Prevention Unit offers training and assistance to Dubuque residents, including civic groups, neighborhood associations, businesses, senior citizens, and youth organizations. Training topics include, but are not limited to: personal safety, home security, Successful Rental Property Management training for landlords, scam/fraud prevention, workplace violence/active aggressor, and a variety of other crime prevention topics. In addition to training, the Crime Prevention Unit also offers: on-site security assessments (business, residential, and rental), crime prevention literature and materials, and child passenger safety seat inspections. For more information, call 563-589-4410 or visit www.cityofdubuque.org/police. Chiefs Message General Information Community Involvement Community-Orientmt Pouring Crime Prevention Criminal Investigation Division Oub v,Dr g [n,k Fume Freguer1 Ataed tlnauwnt flutnry of the Dub., rD P+Iml Dividnn Records Division Recntitmentk Employment SimeuliurlAnignmutu Tann Unit QReport a Cement 8 Mdmnfannent NntifyMN+ Misr Rev. 12.18.15