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Replacement Agency for Project Concern_ECDC Continuum of Care Agreement Copyright 2014 City of Dubuque Consent Items # 6. ITEM TITLE: Replacement Agency for Project Concern SUMMARY: City Manager recommending approval to replace Project Concern with East Central Development Corporation, a non-profit division of East Central Intergovernmental Association, as the sponsor agency to manage the Shelter Care Plus Program under the Continuum of Care Grant. RESOLUTION Authorizing the Mayor to Execute a contract for the Continuum of Care Special Needs Assistance Grant for Supportive Services designating East Central Development Corporation as sponsor agency SUGGESTED DISPOSITION: Suggested Disposition: Receive and File; Adopt Resolution(s) ATTACHMENTS: Description Type Replacement Agency for Project Concern to Manage City Manager Memo Shelter Care Plus Program-MVM Memo Staff Memo Staff Memo Resolution Resolutions ECDC Contract Supporting Documentation ECIA Staffing Proposal Supporting Documentation THE CITY OF Dubuque DUB E i" Masterpiece on the Mississippi 2007.2012.2013 TO: The Honorable Mayor and City Council Members FROM: Michael C. Van Milligen, City Manager SUBJECT: Replacement Agency for Project Concern to Manage Shelter Care Plus Program under the Continuum of Care Grant DATE: September 13, 2016 Housing and Community Development Department Director Alvin Nash recommends City Council approval to replace Project Concern with East Central Development Corporation, a non-profit division of East Central Intergovernmental Association, as the sponsor agency to manage the Shelter Care Plus Program under the Continuum of Care Grant. I concur with the recommendation and respectfully request Mayor and City Council approval. Mic ael C. Van Milligen MCVM:jh Attachment cc: Barry Lindahl, City Attorney Cindy Steinhauser, Assistant City Manager Teri Goodmann, Assistant City Manager Alvin Nash, Housing and Community Development Department Director THE CITY OF 1111111, Dubuque Mas terpiece on the Mississippi zooms _ �o�z _za�3 DATE: September 13, 2016 TO: Mike Van Milligen City Manager FROM: Alvin Nash Housing and Community Development Director RE: Replacement Agency for Project Concern DISCUSSION As a follow up to my memo of June 29, 2016, concerning the closure of Project Concern, it is extremely urgent that we find a replacement sponsor agency to manage the Shelter Care Plus program under the Continuum of Care grant. We have received a new grant for 2017, and in that grant it mentions Project Concern as the sponsor agency. We have been contacted by HUD requesting a replacement sponsor agency so that they can proceed with our grant. The current grant began July 1, 2016, and all necessary services to the clients have been covered by City staff until we can secure a sponsor agency. We have also submitted an application for 2018 that also had originally had Project Concern as the sponsor agency. The application to HUD for the City's fiscal year 2018 listed East Central Development Corporation (ECDC) as the Sponsor Agency. ECDC is a non-profit division of East Central Intergovernmental Association (ECIA). The City has funded Project Concern an annual total of $16,833, which has been used for administration, counseling, and general operation of the program. The Continuum of Care grant provides approximately $75,000 annually, which is used to pay rents and utilities for an average of 15 clients. These clients were previously homeless and are also in need of one-on-one counseling services and assistance on a regular basis. Currently, in each case, the head of household or a spouse suffers from a disability. Additional funds of $5,000 are needed when the utility costs exceed the utility amount allowed within the grant. We have received a response from ECIA and they have estimated that they could administer the program for a minimum of$35,000. RECOMMENDATION After careful review of both programs, we believe that ECIA is the best choice to serve as a sponsor agency. Dubuque@ Home is an initiative of the City of Dubuque Housing&Community Development Department 350 W.6th St., Dubuque,Iowa 52001 1 Phone:563.589.4239 1 www.cityofdubuque.org/dubuqueathome BUDGETIMPACT The Fiscal Year 2017 budget includes $16,833 to pay an outside agency to administer the Continuum of Care grant contract. There is a balance remaining of$15,430. ECIA is requesting a contract of$40,000 ($35,000 to administer the program and $5,000 for utility costs. There is a shortfall of$24,570. Budget Director, Jennifer Larson, has indicated that there is funding available from the delay of engineering vehicle replacement. CONCLUSION Unfortunately, Project Concern gave us very little time to manage this situation and as a result, we want to avoid a disruption of services to the clients and the landlords as much as possible. Shelter Care Plus is one of the very few programs for the homeless who have disabilities and it is very important that the City continue to support the homeless programs. If we don't locate and finance the right sponsor agency, then the services will be terminated and I believe that the consequences of that will be very devastating and we will be in violation of a HUD Contract. Although we paid Project Concern relatively very little in the form of administrative support, clearly they did not have enough income from various programs to continue to operate. ECIA will have to hire a counselor to assist the 15 clients on a full time basis. Therefore, we believe that their cost, while certainly more than we pay Project Concern, is still very cost effective in terms of the services they are able to provide. Please find attached a proposal and background on ECIA. cc: Jenny Larson Randy Peck Dubuque@Home is an initiative of the City of Dubuque Housing&Community Development Department 350 W.6`h St.,Dubuque,Iowa 52001 1 Phone: 563.589.4239 1 www.cityofdubuque.org/dubuqueathome RESOLUTION NO. 319-16 RESOLUTION AUTHORIZING THE MAYOR TO EXECUTE A CONTRACT FOR THE CONTINUUM OF CARE SPECIAL NEEDS ASSISTANCE GRANT FOR SUPPORTIVE SERVICES DESIGNATING EAST CENTRAL DEVELOPMENT CORPORATION AS SPONSOR AGENCY Whereas, the City of Dubuque has entered into a contract with U.S. Department of Housing and Urban Development for the Continuum of Care Special Needs Assistance Program for Fiscal Year 2017; and Whereas, the Continuum of Care grant is a Sponsor -Based Permanent Supportive Housing program; and Whereas, the City of Dubuque has administered the Continuum of Care grant since 2007; and Whereas, the City of Dubuque proposes to continue administering the Continuum of Care grant to assist homeless, disabled persons with permanent supportive housing; and Whereas, the City of Dubuque is required to designate a Sponsor Agency; and NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DUBUQUE IOWA: Section 1: That the Mayor is hereby authorized and directed to enter into a contract with the East Central Development Corporation (ECDC) in connection with the Continuum of Care Special Needs Assistance Program; and Section 2: That the Mayor and City Council designate ECDC as the Sponsor Agency Section 3: That the Mayor and City Council authorizes the monies as stated on the contract for supportive services, case management and funds to cover utility costs and rents Passed, approved and adopted this 19th day of September, 2016. Attest: Keen Firnstahl, City Jerk Kevin J. Lynch, Mayor Pro -Tem AGREEMENT FOR SERVICES BETWEEN CITY OF DUBUQUE AND EAST CENTRAL DEVELOPMENT CORPORATION This Agreement ("Agreement"), by and between the East Central Development Corporation ("ECDC") and the City of Dubuque, ("City") requesting ECIA's assistance and technical services in connection with the Continuum of Gare ("COC") Special Needs Assistance Program ("SNAP"), is entered into on the 1,e7jiday of 0 6e,` , 2016. SECTION 1. Scope of Services ECDC will provide and perform the necessary services set forth in the Memorandum of Understanding ("MOU") (Attachment A) with ECIA acting as the Program Sponsor. If the scope of services exceeds those services listed in Attachment A for any reason, the City of Dubuque and ECDC (collectively the "Parties") will adjust the project cost to a cost that is mutually agreed upon by the Parties. SECTION 2. Time of Performance ECDC commenced performance under this Agreement on August 15, 2016 to begin training and transitioning the program to ECDC staff as agreed upon by both parties with ECDC assuming full responsibility as outlined in the MOA beginning October 1, 2016. For the current fiscal year, FY2017, the project is estimated at 10 1/2 months beginning August 15, 2016. For subsequent years, the time required for performance is anticipated to be twelve (12) months annually from July 1 to June 30th. Parties agree the contract shall automatically renew each year unless either party provides a ninety (90) day written notice as outlined in Section 11 and 12 below. The Parties agree to meet monthly throughout the year contract to review progress and performance. SECTION 3. Method of Payment and Hours Worked Total payment for services under this Agreement will not exceed thirty-five thousand dollars ($35,000). ECIA will invoice the City monthly using the ECIA Board approved hourly rates. ECIA will invoice City of Dubuque on the last business day of each month beginning the month the contract is executed for services rendered during that calendar month. ECIA will provide the City of Dubuque supporting documentation with each monthly billing including timesheets for hours worked and services provided. Payment is due upon receipt of each invoice. City of Dubuque 1 Contract for Services — COC -SNAP SECTION 4. Personnel ECDC represents that it currently employs, or will acquire as needed during the performance of this Agreement, all personnel necessary for the timely and successful performance of this Agreement and to act as the SNAP Program Sponsor. ECDC is staffed by its parent organization East Central Intergovernmental Association(ECIA) through a management agreement. ECDC does not have any direct employees. The personnel, whether existing or newly acquired, are ECIA employees and will remain ECIA employees regardless of any work or services such employees perform in connection with the project. SECTION 5. Property ECDC is responsible to acquire or use existing property, real or personal, as it deems necessary in the performance of work under this Agreement. SECTION 6. Audit and Evaluation Inasmuch as the funds to be provided to ECDC by the City are public funds, ECDC agrees that it will maintain books of account in accordance with Generally Accepted Accounting Standards together with necessary documentation to support all expenditures. ECDC's accounting functions are performed by ECIA staff through the management agreement. The records of ECDC and ECIA, including payroll accounts and other records of disbursement and receipts, and other records relating to the performance of the activities herein specified, shall be made available for inspection by City or any Certified Public Accountant acting on its behalf, in order to ascertain performance of ECDC under this agreement. ECDC agrees to retain such records for not less than three (3) years. SECTION 7. Reporting and Monitoring ECDC shall render to the Housing and Community Development Director a quarterly report detailing its activities related to the use of City funds provided to ECDC. Such report shall include a performance report on the program(s) supported by the City funds and a financial report on the use of City funds, which shall be rendered no later than the fourth Thursday of the succeeding month. A written annual report shall be submitted to the City Council within sixty (60) days of fiscal year end. The annual report shall include a performance report on the program(s) supported by the city funds and a financial report on the use of City funds. If ECDC has an annual audit performed, ECDC shall provide City a copy of the annual audit within five months of fiscal year-end. SECTION 8. Discrimination In carrying out the services under this Agreement, ECDC shall not discriminate against any employee or applicant for employment because of race, creed, color, sex, age, national origin, religion, sexual orientation, gender identity, or disability. ECDC shall take affirmative action to ensure that applicants for employment are employed and that employees are treated during employment without regard to race, creed, sex, age, City of Dubuque 2 Contract for Services — COC -SNAP national origin, religion, sexual orientation, gender identity, or disability. Such action shall include but not limited to the following: employment, upgrading, demotion or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. ECDC assures that all qualified applicants will receive consideration for employment without regard to race, creed, color, sex, age, national origin, religion, sexual orientation, gender identity, or disability. ECDC agrees it will undertake whatever affirmative measures are necessary so that no person shall be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activities funded in whole or in part with any of the funds made available to ECDC under the terms of this Agreement because of race, color, creed, religion, sex, national origin, age, sexual orientation, gender identity or disability. SECTION 9. Assignability ECDC shall not assign any interest in this Agreement without prior written approval from the City. SECTION 10: Insurance At the time of execution of this Agreement by ECDC, ECDC shall provide the City copies of ECDC's insurance certificates showing general liability, automobile liability, and worker's compensation insurance coverage to the satisfaction of City for the term of the Agreement. SECTION 11. Termination by City of Dubuque 6.1. The City of Dubuque may, by ninety (90) days written notice to ECDC, terminate this Agreement in whole or in part at any time and for any reason. Upon receipt of such notice, ECDC will: (1) immediately discontinue all services affected (unless the notice directs otherwise), and (2) within ninety (90) calendar days deliver to City of Dubuque all data, files, and any other grant materials related to the project and ECDC's performance of this Agreement. 6.2. Notwithstanding the above, ECDC will not be relieved of liability to City of Dubuque for damages sustained by City of Dubuque arising from any breach by ECDC of this Agreement. If any such damages are sustained, City of Dubuque may withhold any and all payments to ECDC until such time as the exact amount of damages due to City of Dubuque from ECDC is determined. 6.3. If City of Dubuque elects to terminate this Agreement, ECDC will be paid the amount due and owing up to and including the date of completion. If the date of termination does not fall on the last business day of a month, the services for that month will be prorated based on the date of termination and the monthly invoice amount. City of Dubuque 3 Contract for Services — COC -SNAP 6.4. Upon receipt of written notice of termination from ECDC, ECDC will have ten (10) days to cure any breach cited by City of Dubuque in its notice of termination to the satisfaction of ECDC in its sole discretion. If City of Dubuque deems any such breach is cured, it must notify ECDC in writing that ECDC's efforts to cure are acceptable and that performance under this Agreement will continue. SECTION 12. Termination by ECIA ECIA may terminate this Agreement by ninety (90) days written notice to City of Dubuque for the following reasons: 1. Both parties agree a continuation of this Agreement will not be in the best interests of City of Dubuque. 2. ECDC ceases to exist or it is restricted or prohibited by its governmental authorities from continuing to provide services under this Agreement. SECTION 13. Political Activity No portion of City of Dubuque's payment to ECDC may be used for any partisan political activity or to further the election or defeat of any candidate for public office, or to further the election or defeat of any cause subject to public vote. SECTION 14. Miscellaneous 9.1. Force Majeure. In the event that ECDC is delayed or hindered in or prevented from the performance of any act required hereunder by reason of strikes, lockouts, labor troubles, unavailability or excessive price of fuel, power failure, riots, insurrection, war, terrorist activities, chemical explosions, hazardous condition, fire, weather, or acts of God, or by reason of any other cause beyond the exclusive and reasonable control of ECDC, then performance of any such act will be extended for a period equivalent to the period of such delay. 9.2. Entire Agreement. This Agreement constitutes the entire Agreement of the Parties and supersedes all prior agreements. 9.3. Modifications. This Agreement may not be modified, except in writing, signed by ECDC and City of Dubuque. 9.4. Applicable Law and Venue. This Agreement is governed by the laws of the State of Iowa and venue for any action with respect to this Agreement is the District Court of Dubuque County, Iowa. 9.5. Authority. City of Dubuque and ECDC represent that each, respectively, has full right, power and authority to execute this Agreement. City of Dubuque 4 Contract for Services — COC -SNAP 9.6. Severability. If any term of this Agreement is found to be void or invalid, such invalidity will not affect the remaining terms of this Agreement, which will continue in full force and effect. 9.7. Consent or Approval. In any case where the approval or consent of City of Dubuque or ECDC is required or requested under this Agreement, such party shall not unreasonably delay or otherwise withhold its approval or consent. 9.8. COC -SNAP Funding. City of Dubuque agrees to assume program debt and liability incurred by previous COC -SNAP program Sponsors. ECDC is released from liability related to funding, debt or program regulation violations that originated from previous program Sponsors. 9.9. COC -Shortfall. City of Dubuque will assume liability for a funding shortfall in the COC -SNAP program related to participant rents, utilities and security deposits in the event the COC -SNAP grant funding is not sufficient or the partner organizations grant funds are reduced or are not awarded annually. 9.10. Notices. All notices and correspondence related to this Agreement shall be sent to the following: ECDC/ECIA: East Central Intergovernmental Association/ECDC Kelley H. Deutmeyer, Executive Director 7600 Commerce Park Dubuque, Iowa 52002 City of Dubuque Housing Services Alvin Nash, Housing Services Director 350 W. 6th St., #312 Dubuque, Iowa 52001 City of Dubuque: By: Kevin J. Lynch Roy -D: B.oul Mayor Pro -Tem Attest: a and Title Kevin S. Firnstahl City Clerk City of Dubuque Contract for Services — COC -SNAP East Central Development Corporation Larry Bu -k Koos ECDC Chairperson Attest: D utmeyer President/ xec. Director 5 ATTACHMENT A — MEMORANDUM OF UNDERSTANDING FFY2015 - CITY OF DUBUQUE FY 2017 City of Dubuque 6 Contract for Services — COC -SNAP IA -501 CoC Special Needs Assistance Program Phoenix Housing Project Memorandum of Understanding between City of Dubuque and East Central Development Corporation FFY2015 City of Dubuque FY2017 Background and Intent: The City of Dubuque is the grantee for the Iowa Balance of State Continuum of Care (CoC) Special Needs Assistance Program (SNAP) renewal project known as Phoenix Housing, East Central Development Corporation (ECDC - Private nonprofit organization) is the Sponsor Agency or sub -recipient for the Phoenix Housing project. The Continuum of Care Phoenix Housing project is designed to promote a communitywide commitment to the goal of ending homelessness to disabled individuals/families. Funds are provided by the United States Department of Housing and Urban Development for permanent housing in the form of rental assistance to quickly rehouse homeless individuals/families with disabilities. Permanent housing means housing without a designated length of stay and is renewable for terms that are a minimum of one month long, and is terminable only for cause. Phoenix Housing project is designed to utilize sponsor - based rental assistance. For sponsor -based rental assistance, program participants must enter into a lease agreement for a term of at least one year, which is terminable for cause. The leases must be automatically renewable upon expiration for terms that are a minimum of one month long, except on prior notice by either party. The Phoenix Housing project is designed to promote access to and effective utilization of mainstream programs by homeless individuals/families through supportive services to optimize self-sufficiency and to prevent future homelessness. Permanent supportive housing means permanent housing in which supportive services are provided to assist homeless persons with a disability to live independently. The project can only provide assistance to individuals with disabilities and families in which at least one adult has a disability. Supportive services designed to meet the needs of the program participants must be made available to the program participants. The amount of the rental assistance must be matched in the aggregate by supportive services appropriate to the needs of the population to be served. The recipient or sub -recipient must match all grant funds with no less than 25 percent of funds or in-kind contributions from other sources. Program Management: Program management functions shall be split between the City of Dubuque and East Central Development Corporation (ECDC). ECDC Scope of Services: 1. ECDC will act as the grant sponsor agency. 2. ECDC shall recruit participants for the program. 3. ECDC shall meet with prospective clients to determine eligibility of basic program requirements. Verification of homelessness and disability shall be maintained in the client file in a confidential manner. 4. ECDC shall process all intake functions maintaining detailed assessment of all clients. Memo of Understanding FY 2017 CoC SNAP KiffeRROMMAIMirall Page 1 5, ECDC shall develop a case plan consisting of needs and referrals including life skills, job training, education needs, counseling, employment opportunities, necessary counseling, and resources, ECDC shall document all necessary services and referrals. Case management shall include assessing, arranging, coordinating, and monitoring the delivery of individualized services to meet the needs of the program participant. Component services and activities may consist of: a. Counseling b. Developing, securing, and coordinating services c. Obtaining Federal, State, and local benefits d. Monitoring and evaluating program participant progress e. Providing ongoing risk assessment and safety planning with victims of domestic violence, dating violence, sexual assault, and stalking f Developing an individualized housing and service plan, including planning a path to permanent housing g. Educational services include instruction or training in consumer education, health education, substance abuse prevention, literacy, English as a Second Language, and high school equivalency h. Employment assistance and job training include services that assist individuals in securing employment, acquiring learning skills, and/or increasing earning potential as needed 1. Mediation with property owners on behalf of eligible program participants j. Life skills training including budgeting of resources, money management, household management, conflict management, nutrition and parent training as needed k. Mental and/or physical health services I. Substance abuse treatment services m. Ensuring that children being served in the program are enrolled in school and connected to appropriate services in the community 6. ECDC shall track all supportive services to provide the necessary dollar match and participation of the client, Supportive services may include: a. A minimum of quarterly assessment of the services needs of program participants along with adjusting services accordingly. b. Services for program participants that empower them to live as independently as is practicable throughout the duration of their residency 7. ECDC shall search for suitable housing units. 8. ECDC shall secure and lease suitable housing units with a variety of local, private, and non-profit housing providers. The lease shall include language to ensure owners/landlords with any units located in a flood plain carry flood insurance for the duration of the lease, 9, ECDC shall administer the collection of all participant rent collection and oversee tenant relations with management with respect to notices, evictions and enforcement of rental property rules, policies and procedures. 10. ECDC shall maintain applicable financial records as necessary, including billings and record of matching funds for services provided to program participants to meet the HUD requirements including the type and nature of services that were provided, the cost of each unit of service and Menlo of Understanding FY 2017 CoC SNAP Page 2 information needed to meet the Dept. of Housing and Urban Development requirements for matching funds for services. 11. ECDC shall submit a monthly invoice along with the supporting documentation of rental assistance. The supporting documentation must be current at all times to include the tenant name, date of the most recent HQS (Housing Quality Standard) inspection, date the unit last passed HQS inspection, beginning date of the ECDC lease agreement with the Property Owner, address of the assisted unit, number of bedrooms in the unit, the current Fair Market Rent amounts, the actual unit rent, the tenant's share of rent, the program (HUD) share of rent, the disability classification and the date of the most recent annual renewal or initial determination. 12. ECDC shall submit an adjusted invoice no later than the 5th of the following month to correct any changes in rent or tenant circumstances that occurred after the original invoice was submitted along with supporting documents. 13, ECDC shall obtain all documents necessary to perform interim rent changes and annual recertifications for program participants and submit the documentation to the City of Dubuque in advance to allow for proper notification. 14, All reports submitted by ECDC staff must be reviewed for reliability/accuracy by ECDC Manager of Employment and Training or appointed staff prior to submittal to City of Dubuque. 15. ECDC shall track payments made for the dwelling unit and payments received by participants. 16. ECDC shall provide rent payments, deposits and utility allowances based on rent reasonableness data and participant needs to the appropriate owner, landlord, and utility company. 17. ECDC shall collect all appropriate rent payments from participants. 18. ECDC shall send all necessary unit information to the City of Dubuque for purposes of determining rent reasonableness of the prospective unit and shall also notify City of Dubuque of any rent increases received. 19. ECDC shall enter into an Occupancy Agreement with each participant explaining relevant rules and regulations. The occupancy or lease agreement must be for a term of at least one year. The leases must be automatically renewable upon expiration for terms that are a minimum of one month long, except on prior notice by either party. 20, ECDC shall submit a quarterly report to the City of Dubuque of matching funds for services provided to program participants including the type and nature of services provided, the cost of each unit of service and information needed to meet the HUD requirements regarding matching funds for services. 21. ECDC shall conduct ongoing assessments of participant's needs and services and make adjustments as appropriate. ECDC will encourage monthly meetings with participants to discuss goals and to assess and track progress. Every six months each participant's goals will be re- evaluated and documented with an updated supportive services plan. 22. ECDC shall notify City of Dubuque of any income changes reported by participants. 23, ECDC shall provide the appropriate notices to participants for program violations. 24. ECDC shall be responsible for evictions. 25. ECDC shall utilize the City of Dubuque Housing Commission as the advisory board and shall include at least one program participant. ECDC shall prepare reports for the advisory board on a IZMOZOMMAIENIMERWOMMMSZIMEGMMOWISSUMMERMI Memo of Understanding FY 2017 CoC SNAP NEENEZIMIN Page 3 minimum of a quarterly basis to include the amount of grant spending, number of participants, demographics of participants, supportive services' needs and other performance measures, 26. ECDC shall complete the Annual Performance Report for each fiscal year ending June 30th for review by City of Dubuque staff prior to submission to HUD. The Annual Performance Report shall be submitted to the City of Dubuque no later than 45 days after the fiscal year end. The Annual Performance Report shall be reviewed by ECDC Manager of Employment and Training or designated staff for reliability/accuracy. 27. ECDC shall maintain an up-to-date Administrative Policy for program rules. 28. Prior to leasing a unit and with a change in tenant occupancy, ECDC staff will verify the inspection and Environmental Review has been completed by City of Dubuque staff. 29. If a unit is found to be located in an identified flood plain, ECDC shall obtain a copy of the owner's/landlord's proof of insurance to verify flood insurance. Owners/landlords with any units located in a flood plain must carry flood insurance for the duration of the lease. City of Dubuque Scope of Services: 1. City of Dubuque will act as grantee and fiscal agent. 2. Monitor the Phoenix Housing Project (CoC SNAP) for compliance with all program goals, rules and regulations. 3. Determine rent reasonableness of all initial units and any units with rent increases. 4. Perform inspections of housing units for compliance with Housing Quality Standards and City of Dubuque Housing Code. 5. Perform Environmental Review prior to leasing by ECDC 6. Calculate rental amounts by verifying participant income amounts and asset verifications based upon the unit data supplied by ECDC. Program participant rent shall not exceed the highest of: a. 30% of the family's monthly adjusted income; or b. 10% of the family's gross monthly income 7. Program participant's income must be examined initially, and at least annually. Adjustments to a program participant's contribution toward the rental payment shall be made according, to the Administrative Policy and as changes in income are identified and verified, 8. City of Dubuque shall provide ECDC with rent calculations by the 15th of each month in order to allow adequate time to process the following month's invoice provided that staff has received all verifications necessary to perform the calculations by the 5th of the month prior to the effective date. 9. Review all invoices submitted by ECDC to ensure compliance with HUD regulations. 10, The City of Dubuque shall process reimbursement of the invoices within 7-10 business days provided the invoices received by ECDC are accurate and comply with HUD regulations. 11. Request all grant rental payments from HUD. 12. Grievance Procedures/Hearings will be held at the City of Dubuque Housing and CD office, A minimum of three City of Dubuque Housing Commissioners shall serve as hearing officers. 13. Prepare reports and other documents directly related to the program for submission to HUD utilizing reliable/accurate information obtained by ECDC. IMREOPMEINMEMEMOMMIMMWSOUTEMMITMEir azta Memo of Understanding FY 2017 CoC SNAP Page 4 14. Compose, review and submit the annual renewal application to the Continuum of Care. 15. Review and submit the Annual Performance Report to I -IUD. ECDC and City of Dubuque Scope of Services: 1. Will make every effort to maintain good relations with all landlords who have participants in the program. 2. Will respect and provide due care in maintaining confidentiality of participants. 3. Will jointly prepare an annual renewal project application including program budgets, goals and accomplishments. 4. Will monitor program activities for progress and compliance with program requirements. 5. Coordinate the resolution of audit and monitoring findings. 6. Evaluate program results against stated objectives. 7. Will ensure nondiscrimination and equal opportunity requirements are followed according to Federal, State and local requirements. 8. Must implement its program in a manner that affirmatively furthers fair housing. 9. Must track all program income earned during the grant term. All program income shall be retained by the recipient, and added to funds committed to the project by HUD and the recipient, used for eligible activities in accordance with HUD regulations. Example: Security deposits returned may be used for future security deposits and rental assistance. Rents collected from program participants are program income. 10. Assist in the development of program implementation, administrative policies and procedures. 11. Ensure all regulatory and funding requirements are met. 12. All records pertaining to Continuum of Care funds must be retained for five (5) years after the expenditure of all funds from the grant. Copies made by micro -filming, photocopying, or similar methods may be substituted for the original records. Memo of Understanding FY 2017 CoC SNAP Page 5 General Terms: This agreement shall become effective on the date of signatures by both parties and shall remain in effect throughout the administration of the CoC SNAP Phoenix Housing project. The fiscal year for each grant will begin effective July 1 and will continue through June 30. This agreement will be automatically renewed with the same terms and conditions annually as HUD approves each renewal grant. The parties agree that this agreement shall automatically renew each year unless either party provides a ninety (90) day written notice prior to the end of the current fiscal year. The parties agree that if the funding for this program is discontinued, the agreement shall terminate automatically. The parties agree should grant funding for the CoC SNAP Phoenix Housing Project not be sufficient to fully cover annual program costs related to rent, utilities and security deposits, ECDC will not be held liable for the program shortfall. Funding shortfall will be the responsibility of the City of Dubuque funded first through supplemental grants from third party partners and then by the City. Executed this 12th day of August 2016. City of Dubuque Housing & Community Development 350 West 6h Street, Suite 312 Dubuque IA 52001 Alvin Nash Printed Name East Central Development Corporation 7600 Commerce Park Dubuque IA 52002 Signed Name Director Title Kelley H. Deutmeyer Printed Name Signed Name Executive Director Title Memo of Understanding FY 2017 CoC SNAP Page 6 ECIA- A Regional Response to Local Needs ±: City of Dubuque CoC Special Needs Assistance Program Phoenix Housing Project Staffing Proposal Presented by: Kelley Deutmeyer, ECIA Executive Director ECIA HOUSING AND EMPLOYMENT AND TRAINING CREDENTIALS AND EXPERIENCE Understanding of the CoC Special Needs Assistance Program It is our understanding the City of Dubuque is the grantee for the Iowa Balance of State Continuum of Care (CoC) Special Needs Assistance Program (SNAP) known as the Phoenix Housing Project. The City is seeking a Sponsor non-profit agency for the Phoenix Housing Project. ECIA Overview ECIA is a "Council of Governments" established in 1974 by City and County governments in a five- county region in eastern Iowa. The agency's primary mission is to provide service and technical assistance to our members' governments at a reasonable cost. We work for you, with no profit motives, and are governed by a board of elected officials. Our motto is we are an "extension of City and County staff." ECIA has developed a non-profit 501 c3 entity known as East Central Development Corporation (ECDC) that will be utilized for the purpose of administering the Phoenix Housing Project. City of Dubuque's Familiarity with ECIA The City of Dubuque is very familiar with ECIA and has partnered with ECIA on many projects throughout the years. For example, ECIA administered the City of Dubuque's CDBG Disaster funding grant for the CARADCO Building and Linseed Oil Building in the Historic Millwork District. ECIA is currently administering the City of Dubuque's Brownfields grant. The City contracted with ECIA several years ago to acquire over 100 properties for the Bee Branch project and ECIA staff successfully administered the acquisitions and relocations. As your regional "Council of Governments," a public, nonprofit planning agency, ECIA prepared the City's Hazard Mitigation Plan and updated Plan, the expanded Dubuque County Multi-Jurisdictional Hazard Mitigation Plan including the City of Dubuque, and worked on the City's State Flood Mitigation grant application as well as HUD Resiliency Competition grant application. ECIA is currently working with the City on the administration, environmental compliance and intake process for the HUD Resiliency program. ECIA staff also work on a wide variety of transportation related projects and programs such as the Dubuque Intermodal Facility grant writing and project administration and provided management for the Jule Transit System for five years. Past Experience with Housing and Employment and Training Projects and Ability to Complete Project on Time and Within Budget ECIA provides oversight and staffing for the Eastern Iowa Regional Housing Authority (EIRHA), Eastern Iowa Regional Housing Corporation (EIRHC), and the Eastern Iowa Development Corporation (EIDC). EIRHA serves over 983 households in a 7 county region with the Housing Choice Voucher program administering more than $4 million dollars in rental assistance annually. EIRHA owns and manages 164 public housing units scattered throughout a four county region with an annual operating budget of over $500,000. EIRHA also manages the Family and Elderly Self Sufficiency Programs and assists more than 133 households in the Housing Choice Voucher Program and 55 households in the Public 9/14/2016 Page 2 Housing Programs in the Family Self Sufficiency Program. We have over 64 participants in the Elderly Self Sufficiency program. EIRHA is also a designated HUD approved Housing Counseling agency providing housing counseling services to homebuyers, homeowners, renters and homeless. The EIRHC operates a Housing Trust Fund providing for development and preservation of housing in a five county region with an annual allocation of approximately $379,000. EIRHC manages the Tenant Based Rental Assistance program funded through the Iowa Finance Authority and was awarded $998,000 for two years to assist households in a seven county region with rental assistance and security deposits. Finally, EIRHC owns and manages two Low Income Housing Tax Credit properties in Asbury and Peosta, Iowa. ECIA is the designated service provider with our counterpart Upper Explorerland Regional Planning Commission (UERPC) for the Workforce Innovation and Opportunity Act (WIOA) employment and training programs. ECIA has been a joint service provider with UERPC for over 17 years operating the JTPA and the WIA programs before the recently reauthorized WIOA program. Since 2000, UERPC and ECIA have jointly administered over $25 million in federal employment and training funds. Programs operated by ECIA and UERPC include the Dislocated Worker program and the Youth and Adult programs. Additionally, in the past 17 years, we have administered over$9 million in special grant funding for programs such as Green Jobs Training; Bridges to Healthcare; Youth Career Connect; and State and National Emergency Grants. Services provided by ECIA through the employment and training programs include job search and placement assistance; initial assessments of skill levels; aptitudes, abilities, and supportive services; career counseling; workshops; leadership development; and individual counseling. Integrity and Compliance with Public Policy ECIA as a public, nonprofit agency believes in and promotes integrity and compliance with public policy. ECIA is proud of the fact that in over 40 years of grant administration, there has never been a single audit finding in ECIA-administered grants. Familiarity with State and Federal Regulations ECIA staff is extremely familiar with the many state and federal grant programs including the Department of Housing and Urban Development Public Housing, Section 8 Housing Choice Voucher, Low Income Housing Tax Credit, Family Self Sufficiency, Workforce Opportunity and Innovation Act to name a few. Availability and Capacity of Staff ECIA prides itself on the experience and expertise of its staff and our ability to recruit and retain staff for specific project needs. ECIA staff are capable to hit the ground running. For the Phoenix Housing Project, ECIA is proposing to dedicate Amanda Hohmann 15 to 20 hours a week to the program working with clients and overseeing the daily activities. Ron Axtell, Employment and Training Manager/Director will oversee Amanda Hohmann. Ron will spend approximately 1 hour a week on 9/14/2016 Page 3 oversight. Sarah Berning will assist Amanda Hohmann with waiting list and rental collection. I anticipate her spending 5 hours per week on the Phoenix Housing Project. Lisa Weinhold, Director of Finance and Human Resources will oversee the financial aspect of the project approximately 1 hour per week. Staff Resumes are attached for ongoing program administration. For the initial transition and set up of the program, we anticipate assistance from Mindy Meyers, Family Self Sufficiency Coordinator at ECIA and Michelle Schnier, Director of Housing. Mindy will provide guidance and review all participant files and assist with establishing a file checklist. Michelle will assist with the financial set-up and establishing the waiting list and records in our housing TenMast software system. Staffing Costs Staff Person Responsibilities Avg. hours per week Annual cost Amanda Hohmann Program Manager 15-20 hours $25,000 Sarah Berning Waiting list and rental 5 hours $5,000 payments Ron Axtell and Lisa Oversight and 1-2 hours $5,000 Weinhold Financials Total Annual Contract $35,000 Additional Partner Funding It is ECIA's understanding additional funding has been secured for the Phoenix Housing Project and Homeless programming as follows: $24,671 United Way; $4,751 Dubuque County; and $10,000 Mercy Hospital. ECIA is requesting the additional funding be transferred to ECDC, the private non-profit 501c3. As a 501c3, ECDC does not have the program reserves to fund program shortfalls or client non-payments. The additional funding will be utilized to ensure continuity of services in months where the amount of rent payments exceed the amount of program funding. For example: Based on the $6,500 average monthly contract rents for a fully leased up program, the program will be short $3,000 in rent payments annually. This does not include the $2,340 average annual utility payments to tenants or assistance with participant security deposits. Both the rental payments and utility payments will come from the partner funding. The additional partner funding can also be utilized to assist clients with moving expenses and basic living costs to establish their rental units at move-in. Tenants that do pay a portion of their rent must pay ECDC on a timely basis. But we realize this will not always happen, the partner funds can be utilized to float the payment to the landlords until reimbursed from the tenants. The balance of funding will be set up as a program reserve for homeless related services and for staffing costs that may extend outside the contract related to initial program set up during the first month or two of the transition. Thank you for the opportunity to provide this proposal. Please let me know if you have questions. 9/14/2016 Page 4